CAPSTONE INVESTMENT ADVISORS, LLC

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$4.31 Billion is the total value of CAPSTONE INVESTMENT ADVISORS, LLC's 395 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 55.0% .

All

			Value		Shares		↓ Weighting
AAPL	Sell	APPLE INCcall	$381,064,000	-33.8%	3,454,800	-24.7%	8.85%	+8.7%
AMZN	Sell	AMAZON COM INCcall	$159,044,000	+0.5%	310,700	-14.7%	3.69%	+65.1%
JNJ	Sell	JOHNSON & JOHNSONput	$63,216,000	-35.5%	677,200	-32.7%	1.47%	+5.9%
T	Sell	AT&T INCcall	$50,854,000	-61.3%	1,560,900	-57.8%	1.18%	-36.4%
	Sell	CEMEX SAB DE CVnote 3.750% 3/1	$49,904,000	-15.6%	48,000,000	-4.0%	1.16%	+38.6%
	Sell	VERISIGN INCsdcv 3.250% 8/1	$36,580,000	-11.7%	17,500,000	-22.2%	0.85%	+44.9%
IBM	Sell	INTERNATIONAL BUSINESS MACHScall	$32,038,000	-59.3%	221,000	-54.3%	0.74%	-33.0%
MSFT	Sell	MICROSOFT CORPcall	$31,411,000	-64.6%	709,700	-64.6%	0.73%	-41.8%
HLF	Sell	HERBALIFE LTD	$28,546,000	-53.6%	523,797	-53.1%	0.66%	-23.7%
CCE	Sell	COCA COLA ENTERPRISES INC NEcall	$28,333,000	+9.1%	586,000	-2.0%	0.66%	+79.3%
APC	Sell	ANADARKO PETE CORPcall	$28,232,000	-23.4%	467,500	-1.0%	0.66%	+25.7%
AMZN	Sell	AMAZON COM INCput	$28,051,000	-56.8%	54,800	-63.4%	0.65%	-29.2%
BRCM	Sell	BROADCOM CORPcl a	$25,585,000	-17.2%	497,477	-17.1%	0.59%	+35.9%
	Sell	XPO LOGISTICS INCnote 4.500%10/0	$22,949,000	-50.2%	15,173,000	-7.8%	0.53%	-18.1%
	Sell	SUNEDISON INCnote 2.000%10/0	$18,241,000	-74.4%	24,000,000	-29.4%	0.42%	-58.0%
WBA	Sell	WALGREENS BOOTS ALLIANCE INC	$14,025,000	-6.1%	168,778	-4.6%	0.33%	+54.5%
	Sell	ALON USA ENERGY INCnote 3.000% 9/1	$13,626,000	-19.2%	10,000,000	-16.7%	0.32%	+32.8%
GE	Sell	GENERAL ELECTRIC COcall	$13,543,000	-48.3%	537,000	-45.5%	0.31%	-15.1%
ALTR	Sell	ALTERA CORP	$12,520,000	-18.5%	250,000	-16.7%	0.29%	+34.1%
HYG	Sell	ISHARES TRput	$12,493,000	-95.0%	150,000	-94.7%	0.29%	-91.8%
DIS	Sell	DISNEY WALT COput	$12,141,000	-46.8%	118,800	-40.6%	0.28%	-12.7%
	Sell	CHESAPEAKE ENERGY CORPnote 2.500% 5/1	$11,888,000	-20.0%	13,700,000	-12.7%	0.28%	+31.4%
	Sell	STARWOOD PPTY TR INCnote 3.750%10/1	$11,442,000	-31.3%	11,500,000	-30.3%	0.27%	+13.2%
VXX	Sell	BARCLAYS BK PLCput	$10,252,000	-35.1%	400,000	-49.1%	0.24%	+6.7%
	Sell	TESARO INCnote 3.000%10/0	$9,769,000	-57.2%	7,000,000	-43.3%	0.23%	-29.5%
SPY	Sell	SPDR S&P 500 ETF TRcall	$9,581,000	-37.9%	50,000	-33.3%	0.22%	+1.8%
CSCO	Sell	CISCO SYS INCcall	$9,439,000	-63.8%	359,600	-62.2%	0.22%	-40.7%
AVGO	Sell	AVAGO TECHNOLOGIES LTDcall	$9,375,000	-71.6%	75,000	-69.8%	0.22%	-53.2%
EFA	Sell	ISHARES TRmsci eafe etf	$9,400,000	-88.0%	164,000	-86.7%	0.22%	-80.4%
HLF	Sell	HERBALIFE LTDcall	$9,363,000	-26.3%	171,800	-25.5%	0.22%	+20.6%
BIDU	Sell	BAIDU INCput	$8,876,000	-85.1%	64,600	-78.4%	0.21%	-75.5%
	Sell	CIENA CORPdebt 4.000%12/1	$8,515,000	-32.5%	6,500,000	-27.8%	0.20%	+11.2%
	Sell	BGC PARTNERS INCnote 4.500% 7/1	$8,291,000	-3.3%	8,000,000	-1.6%	0.19%	+58.7%
	Sell	SPIRIT RLTY CAP INC NEWnote 3.750% 5/1	$8,206,000	-29.1%	9,000,000	-28.0%	0.19%	+16.5%
EEM	Sell	ISHARES TRput	$8,194,000	-87.8%	250,000	-85.3%	0.19%	-80.0%
EEM	Sell	ISHARES TRmsci emg mkt etf	$8,054,000	-61.7%	245,719	-53.7%	0.19%	-37.0%
GLD	Sell	SPDR GOLD TRUSTcall	$8,014,000	-97.1%	75,000	-96.9%	0.19%	-95.2%
YHOO	Sell	YAHOO INC	$7,978,000	-64.2%	275,987	-51.3%	0.18%	-41.3%
	Sell	SPIRIT RLTY CAP INC NEWnote 2.875% 5/1	$7,481,000	-16.2%	8,000,000	-15.8%	0.17%	+38.1%
CL	Sell	COLGATE PALMOLIVE CO	$6,411,000	-49.7%	101,031	-48.1%	0.15%	-17.2%
	Sell	NETSUITE INCnote 0.250% 6/0	$6,099,000	-27.7%	6,070,000	-24.8%	0.14%	+19.3%
AIG	Sell	AMERICAN INTL GROUP INCcall	$5,932,000	-95.5%	104,400	-95.1%	0.14%	-92.5%
PG	Sell	PROCTER & GAMBLE COput	$5,863,000	-25.1%	81,500	-18.5%	0.14%	+22.5%
CSCO	Sell	CISCO SYS INCput	$5,670,000	-71.2%	216,000	-69.9%	0.13%	-52.7%
	Sell	INSULET CORPnote 2.000% 6/1	$5,552,000	-28.3%	6,000,000	-25.0%	0.13%	+18.3%
CL	Sell	COLGATE PALMOLIVE COput	$5,508,000	-14.9%	86,800	-12.3%	0.13%	+39.1%
HLF	Sell	HERBALIFE LTDput	$5,210,000	-12.0%	95,600	-11.1%	0.12%	+44.0%
QCOM	Sell	QUALCOMM INCcall	$5,201,000	-61.5%	96,800	-55.1%	0.12%	-36.6%
V	Sell	VISA INC	$5,231,000	-26.2%	75,100	-28.8%	0.12%	+21.0%
ODP	Sell	OFFICE DEPOT INC	$4,815,000	-44.4%	750,000	-25.0%	0.11%	-8.2%
SIAL	Sell	SIGMA ALDRICH CORP	$3,473,000	-80.1%	25,000	-80.0%	0.08%	-67.1%
WM	Sell	WASTE MGMT INC DELcall	$3,446,000	-68.2%	69,200	-70.4%	0.08%	-47.7%
YHOO	Sell	YAHOO INCput	$3,411,000	-84.6%	118,000	-79.1%	0.08%	-74.8%
LLL	Sell	L-3 COMMUNICATIONS HLDGS INCput	$3,135,000	-49.7%	30,000	-45.5%	0.07%	-17.0%
QCOM	Sell	QUALCOMM INCput	$3,084,000	-90.3%	57,400	-88.7%	0.07%	-84.0%
PM	Sell	PHILIP MORRIS INTL INCcall	$2,959,000	-91.0%	37,300	-90.9%	0.07%	-85.2%
CAT	Sell	CATERPILLAR INC DELcall	$2,908,000	-88.9%	44,500	-85.5%	0.07%	-81.6%
VIAB	Sell	VIACOM INC NEWput	$2,912,000	-57.5%	67,500	-36.3%	0.07%	-29.9%
DIS	Sell	DISNEY WALT COcall	$2,871,000	-87.9%	28,100	-86.5%	0.07%	-80.0%
FB	Sell	FACEBOOK INCput	$2,454,000	-71.7%	27,300	-73.0%	0.06%	-53.3%
NOK	Sell	NOKIA CORPsponsored adr	$2,244,000	-67.0%	331,000	-66.7%	0.05%	-45.8%
C	Sell	CITIGROUP INCcall	$1,642,000	-94.5%	33,100	-93.8%	0.04%	-90.9%
DE	Sell	DEERE & COput	$1,546,000	-80.3%	20,900	-74.2%	0.04%	-67.6%
WYND	Sell	WYNDHAM WORLDWIDE CORPput	$1,438,000	-56.1%	20,000	-50.0%	0.03%	-28.3%
PG	Sell	PROCTER & GAMBLE CO	$1,409,000	-76.0%	19,592	-73.9%	0.03%	-60.2%
C	Sell	CITIGROUP INCput	$1,364,000	-92.5%	27,500	-91.6%	0.03%	-87.5%
	Sell	SOLAZYME INCnote 5.000%10/0	$1,277,000	-27.7%	2,202,000	-26.6%	0.03%	+20.0%
C	Sell	CITIGROUP INC	$1,262,000	-86.9%	25,445	-85.4%	0.03%	-78.7%
	Sell	AK STL CORPnote 5.000%11/1	$1,106,000	-86.4%	1,500,000	-81.2%	0.03%	-77.4%
CX	Sell	CEMEX SAB DE CVspon adr new	$1,061,000	-72.7%	152,333	-64.1%	0.02%	-54.5%
MYL	Sell	MYLAN N V	$1,018,000	-83.2%	25,300	-71.7%	0.02%	-72.1%
JPM	Sell	JPMORGAN CHASE & COput	$908,000	-95.4%	14,900	-94.8%	0.02%	-92.4%
IYR	Sell	ISHARES TRput	$893,000	-49.9%	12,600	-49.6%	0.02%	-16.0%
FB	Sell	FACEBOOK INCcl a	$893,000	-56.4%	9,944	-58.4%	0.02%	-27.6%
GE	Sell	GENERAL ELECTRIC COput	$842,000	-88.9%	33,400	-88.3%	0.02%	-81.3%
KMI	Sell	KINDER MORGAN INC DEL	$780,000	-72.6%	28,200	-62.0%	0.02%	-55.0%
SIRI	Sell	SIRIUS XM HLDGS INC	$748,000	-59.9%	200,000	-60.0%	0.02%	-34.6%
ADT	Sell	THE ADT CORPORATIONput	$747,000	-48.2%	25,000	-41.9%	0.02%	-15.0%
APC	Sell	ANADARKO PETE CORP	$725,000	-61.7%	12,008	-50.5%	0.02%	-37.0%
MO	Sell	ALTRIA GROUP INC	$384,000	-84.7%	7,070	-86.3%	0.01%	-75.0%
SWN	Sell	SOUTHWESTERN ENERGY CO	$404,000	-60.5%	31,900	-29.1%	0.01%	-35.7%
MRVL	Sell	MARVELL TECHNOLOGY GROUP LTDcall	$348,000	-88.1%	38,500	-82.7%	0.01%	-80.5%
ADT	Sell	THE ADT CORPORATIONcall	$299,000	-70.3%	10,000	-66.7%	0.01%	-50.0%
YHOO	Sell	YAHOO INCcall	$237,000	-28.8%	8,200	-3.5%	0.01%	+20.0%
UTX	Sell	UNITED TECHNOLOGIES CORP	$275,000	-99.1%	3,100	-98.9%	0.01%	-98.7%
ADBE	Sell	ADOBE SYS INC	$221,000	-33.4%	2,700	-34.2%	0.01%	0.0%
PM	Sell	PHILIP MORRIS INTL INC	$143,000	-94.4%	1,808	-94.3%	0.00%	-91.7%
MSFT	Sell	MICROSOFT CORPput	$97,000	-99.6%	2,200	-99.6%	0.00%	-99.4%
BHI	Sell	BAKER HUGHES INC	$67,000	-98.9%	1,300	-98.7%	0.00%	-97.7%
CTXS	Sell	CITRIX SYS INC	$23,000	-98.0%	335	-97.9%	0.00%	-93.8%
OREX	Sell	OREXIGEN THERAPEUTICS INC	$29,000	-85.8%	14,200	-65.7%	0.00%	-66.7%
CCE	Sell	COCA COLA ENTERPRISES INC NEput	$43,000	-99.7%	900	-99.7%	0.00%	-99.5%
WM	Exit	WASTE MGMT INC DELput	$0	–	-400	-100.0%	0.00%	–
WM	Exit	WASTE MGMT INC DEL	$0	–	-271	-100.0%	0.00%	–
VXX	Sell	BARCLAYS BK PLCipath s&p500 vix	$2,000	-96.8%	100	-96.8%	0.00%	-100.0%
MRVL	Sell	MARVELL TECHNOLOGY GROUP LTDput	$13,000	-99.5%	1,500	-99.3%	0.00%	-100.0%
TWC	Exit	TIME WARNER CABLE INC	$0	–	-500	-100.0%	-0.00%	–
CHK	Exit	CHESAPEAKE ENERGY CORP	$0	–	-15,624	-100.0%	-0.00%	–
QCOM	Exit	QUALCOMM INC	$0	–	-1,895	-100.0%	-0.00%	–
JMG	Exit	JOURNAL MEDIA GROUP INC	$0	–	-15,000	-100.0%	-0.00%	–
WFM	Exit	WHOLE FOODS MKT INC	$0	–	-6,309	-100.0%	-0.00%	–
ADBE	Exit	ADOBE SYS INCput	$0	–	-4,100	-100.0%	-0.01%	–
RSG	Exit	REPUBLIC SVCS INC	$0	–	-9,037	-100.0%	-0.01%	–
PPO	Exit	POLYPORE INTL INCput	$0	–	-6,600	-100.0%	-0.01%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-11,463	-100.0%	-0.01%	–
EWY	Exit	ISHARESmsci sth kor etf	$0	–	-9,922	-100.0%	-0.01%	–
EWY	Exit	ISHARESput	$0	–	-12,500	-100.0%	-0.01%	–
DE	Exit	DEERE & CO	$0	–	-7,209	-100.0%	-0.01%	–
CRC	Exit	CALIFORNIA RES CORPput	$0	–	-143,500	-100.0%	-0.01%	–
CRC	Exit	CALIFORNIA RES CORP	$0	–	-139,553	-100.0%	-0.01%	–
LPNT	Exit	LIFEPOINT HEALTH INC	$0	–	-10,500	-100.0%	-0.01%	–
OCR	Exit	OMNICARE INCput	$0	–	-10,000	-100.0%	-0.01%	–
WFC	Exit	WELLS FARGO & CO NEWcall	$0	–	-18,800	-100.0%	-0.02%	–
NCR	Exit	NCR CORP NEWcall	$0	–	-36,500	-100.0%	-0.02%	–
BKD	Exit	BROOKDALE SR LIVING INC	$0	–	-34,835	-100.0%	-0.02%	–
GM	Exit	GENERAL MTRS CO	$0	–	-37,270	-100.0%	-0.02%	–
MJN	Exit	MEAD JOHNSON NUTRITION COcall	$0	–	-14,000	-100.0%	-0.02%	–
BABA	Exit	ALIBABA GROUP HLDG LTDcall	$0	–	-16,000	-100.0%	-0.02%	–
CRC	Exit	CALIFORNIA RES CORPcall	$0	–	-222,200	-100.0%	-0.02%	–
CMG	Exit	CHIPOTLE MEXICAN GRILL INCput	$0	–	-2,500	-100.0%	-0.02%	–
ORCL	Exit	ORACLE CORP	$0	–	-39,690	-100.0%	-0.02%	–
INTC	Exit	INTEL CORP	$0	–	-54,261	-100.0%	-0.02%	–
RYN	Exit	RAYONIER INC	$0	–	-67,850	-100.0%	-0.02%	–
PPO	Exit	POLYPORE INTL INCcall	$0	–	-29,900	-100.0%	-0.02%	–
	Exit	COBALT INTL ENERGY INCnote 3.125% 5/1	$0	–	-2,500,000	-100.0%	-0.03%	–
INTC	Exit	INTEL CORPput	$0	–	-60,000	-100.0%	-0.03%	–
CMG	Exit	CHIPOTLE MEXICAN GRILL INCcall	$0	–	-3,000	-100.0%	-0.03%	–
HUM	Exit	HUMANA INCcall	$0	–	-10,100	-100.0%	-0.03%	–
WFM	Exit	WHOLE FOODS MKT INCput	$0	–	-50,000	-100.0%	-0.03%	–
OWW	Exit	ORBITZ WORLDWIDE INC	$0	–	-200,000	-100.0%	-0.03%	–
BRLI	Exit	BIO-REFERENCE LABS INCput	$0	–	-60,200	-100.0%	-0.04%	–
CMCSA	Exit	COMCAST CORP NEWcl a	$0	–	-45,000	-100.0%	-0.04%	–
WFC	Exit	WELLS FARGO & CO NEWput	$0	–	-50,600	-100.0%	-0.04%	–
CAT	Exit	CATERPILLAR INC DEL	$0	–	-33,946	-100.0%	-0.04%	–
JNJ	Exit	JOHNSON & JOHNSON	$0	–	-29,493	-100.0%	-0.04%	–
RSG	Exit	REPUBLIC SVCS INCput	$0	–	-75,300	-100.0%	-0.04%	–
TRAK	Exit	DEALERTRACK TECHNOLOGIES INC	$0	–	-51,898	-100.0%	-0.05%	–
MRVL	Exit	MARVELL TECHNOLOGY GROUP LTDord	$0	–	-252,152	-100.0%	-0.05%	–
NKE	Exit	NIKE INCcall	$0	–	-32,100	-100.0%	-0.05%	–
NKE	Exit	NIKE INCput	$0	–	-32,600	-100.0%	-0.05%	–
	Exit	COBALT INTL ENERGY INCnote 2.625%12/0	$0	–	-5,000,000	-100.0%	-0.05%	–
HCC	Exit	HCC INS HLDGS INC	$0	–	-50,000	-100.0%	-0.05%	–
	Exit	AFFYMETRIX INCnote 4.000% 7/0	$0	–	-2,000,000	-100.0%	-0.06%	–
WFM	Exit	WHOLE FOODS MKT INCcall	$0	–	-107,000	-100.0%	-0.06%	–
HSP	Exit	HOSPIRA INCput	$0	–	-49,500	-100.0%	-0.06%	–
RSG	Exit	REPUBLIC SVCS INCcall	$0	–	-111,500	-100.0%	-0.06%	–
	Exit	VIPSHOP HLDGS LTDnote 1.500% 3/1	$0	–	-3,500,000	-100.0%	-0.06%	–
ELECU	Exit	ELECTRUM SPL ACQUISITION CORunit 99/99/9999	$0	–	-500,000	-100.0%	-0.07%	–
FCAU	Exit	FIAT CHRYSLER AUTOMOBILES N	$0	–	-350,000	-100.0%	-0.07%	–
RCPT	Exit	RECEPTOS INCcall	$0	–	-30,000	-100.0%	-0.08%	–
9207PS	Exit	ROCK-TENN COcl a	$0	–	-95,000	-100.0%	-0.08%	–
	Exit	TTM TECHNOLOGIES INCnote 1.750%12/1	$0	–	-5,000,000	-100.0%	-0.08%	–
ZTS	Exit	ZOETIS INCcall	$0	–	-125,000	-100.0%	-0.08%	–
BABA	Exit	ALIBABA GROUP HLDG LTDput	$0	–	-77,600	-100.0%	-0.09%	–
GLD	Exit	SPDR GOLD TRUST	$0	–	-60,358	-100.0%	-0.10%	–
	Exit	ON SEMICONDUCTOR CORPnote 2.625%12/1	$0	–	-6,500,000	-100.0%	-0.11%	–
PRGO	Exit	PERRIGO CO PLC	$0	–	-45,000	-100.0%	-0.12%	–
AMAT	Exit	APPLIED MATLS INCcall	$0	–	-450,000	-100.0%	-0.12%	–
CTRX	Exit	CATAMARAN CORPput	$0	–	-145,400	-100.0%	-0.13%	–
IYR	Exit	ISHARES TRcall	$0	–	-125,000	-100.0%	-0.13%	–
KRFT	Exit	KRAFT FOODS GROUP INCput	$0	–	-105,800	-100.0%	-0.13%	–
VXX	Exit	BARCLAYS BK PLCcall	$0	–	-467,300	-100.0%	-0.13%	–
OWW	Exit	ORBITZ WORLDWIDE INCcall	$0	–	-827,300	-100.0%	-0.13%	–
	Exit	ALERE INCnote 3.000% 5/1	$0	–	-8,000,000	-100.0%	-0.14%	–
V	Exit	VISA INCcall	$0	–	-150,000	-100.0%	-0.14%	–
UTX	Exit	UNITED TECHNOLOGIES CORPcall	$0	–	-91,000	-100.0%	-0.14%	–
	Exit	RTI INTL METALS INCnote 3.000%12/0	$0	–	-10,000,000	-100.0%	-0.14%	–
TSLA	Exit	TESLA MTRS INCput	$0	–	-40,000	-100.0%	-0.15%	–
PM	Exit	PHILIP MORRIS INTL INCput	$0	–	-143,700	-100.0%	-0.16%	–
CAT	Exit	CATERPILLAR INC DELput	$0	–	-136,800	-100.0%	-0.16%	–
CTRX	Exit	CATAMARAN CORPcall	$0	–	-192,100	-100.0%	-0.17%	–
PLL	Exit	PALL CORPcall	$0	–	-100,000	-100.0%	-0.18%	–
FCAM	Exit	FIAT CHRYSLER AUTOMOBILES Nman cov sec 16	$0	–	-100,000	-100.0%	-0.18%	–
AGN	Exit	ALLERGAN PLCcall	$0	–	-45,000	-100.0%	-0.19%	–
TWC	Exit	TIME WARNER CABLE INCput	$0	–	-80,700	-100.0%	-0.20%	–
KYTH	Exit	KYTHERA BIOPHARMACEUTICALS I	$0	–	-200,000	-100.0%	-0.21%	–
ALXN	Exit	ALEXION PHARMACEUTICALS INCput	$0	–	-85,000	-100.0%	-0.22%	–
PLL	Exit	PALL CORP	$0	–	-124,113	-100.0%	-0.22%	–
	Exit	MICRON TECHNOLOGY INCnote 3.000%11/1	$0	–	-17,700,000	-100.0%	-0.23%	–
PPO	Exit	POLYPORE INTL INC	$0	–	-275,000	-100.0%	-0.23%	–
SUSQ	Exit	SUSQUEHANNA BANCSHARES INC P	$0	–	-1,182,309	-100.0%	-0.24%	–
CCE	Exit	COCA COLA ENTERPRISES INC NE	$0	–	-389,174	-100.0%	-0.24%	–
DRC	Exit	DRESSER-RAND GROUP INCcall	$0	–	-221,000	-100.0%	-0.27%	–
CNL	Exit	CLECO CORP NEW	$0	–	-350,000	-100.0%	-0.27%	–
	Exit	BIOMARIN PHARMACEUTICAL INCnote 0.750%10/1	$0	–	-12,500,000	-100.0%	-0.28%	–
ORCL	Exit	ORACLE CORPput	$0	–	-489,000	-100.0%	-0.28%	–
HSP	Exit	HOSPIRA INC	$0	–	-225,000	-100.0%	-0.28%	–
DRC	Exit	DRESSER-RAND GROUP INC	$0	–	-250,000	-100.0%	-0.30%	–
FDO	Exit	FAMILY DLR STORES INC	$0	–	-275,000	-100.0%	-0.31%	–
EWY	Exit	ISHAREScall	$0	–	-419,500	-100.0%	-0.33%	–
AEC	Exit	ASSOCIATED ESTATES RLTY CORP	$0	–	-860,347	-100.0%	-0.35%	–
FB	Exit	FACEBOOK INCcall	$0	–	-316,700	-100.0%	-0.38%	–
ORCL	Exit	ORACLE CORPcall	$0	–	-725,000	-100.0%	-0.41%	–
INTC	Exit	INTEL CORPcall	$0	–	-989,300	-100.0%	-0.42%	–
HSP	Exit	HOSPIRA INCcall	$0	–	-340,000	-100.0%	-0.43%	–
IGTE	Exit	IGATE CORP	$0	–	-675,000	-100.0%	-0.46%	–
	Exit	OMNICARE INCnote 3.750%12/1	$0	–	-10,000,000	-100.0%	-0.50%	–
ANN	Exit	ANN INC	$0	–	-750,200	-100.0%	-0.51%	–
A309PS	Exit	DIRECTV	$0	–	-475,000	-100.0%	-0.62%	–
A309PS	Exit	DIRECTVcall	$0	–	-500,000	-100.0%	-0.66%	–
OCR	Exit	OMNICARE INCcall	$0	–	-512,600	-100.0%	-0.68%	–
EFA	Exit	ISHARES TRcall	$0	–	-790,800	-100.0%	-0.71%	–
CTRX	Exit	CATAMARAN CORP	$0	–	-850,000	-100.0%	-0.73%	–
	Exit	OMNICARE INCdbcv 3.250%12/1	$0	–	-42,900,000	-100.0%	-0.75%	–
JPM	Exit	JPMORGAN CHASE & COcall	$0	–	-1,005,800	-100.0%	-0.96%	–
AAPL	Exit	APPLE INC	$0	–	-693,417	-100.0%	-1.23%	–
	Exit	OMNICARE INCnote 3.500% 2/1	$0	–	-84,000,000	-100.0%	-1.70%	–
EFA	Exit	ISHARES TRput	$0	–	-2,196,400	-100.0%	-1.97%	–
GLD	Exit	SPDR GOLD TRUSTput	$0	–	-2,109,200	-100.0%	-3.35%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2015-11-16

Signatures

The EDGAR filing(s) were signed by:

Joseph J. Lucas — Chief Operating Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
APPLE INC	42	Q3 2023	17.4%
APPLE INC	42	Q3 2023	14.0%
MICROSOFT CORP	42	Q3 2023	5.0%
MICROSOFT CORP	42	Q3 2023	2.9%
AT&T INC	42	Q3 2023	4.6%
INTL BUSINESS MACHINES CORP	42	Q3 2023	0.7%
ISHARES TR	41	Q3 2023	7.9%
AMAZON.COM INC	41	Q3 2023	4.1%
INTL BUSINESS MACHINES CORP	41	Q3 2023	4.3%
AT&T INC	41	Q3 2023	0.9%

View CAPSTONE INVESTMENT ADVISORS, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

CAPSTONE INVESTMENT ADVISORS, LLC Q3 2015 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
ESTRE USA INC.^{Sold out}	February 14, 2018	0	0.0%
Purple Innovation, Inc.	February 14, 2018	515,300	2.7%
WillScot Corp^{Sold out}	February 14, 2018	0	0.0%
Double Eagle Acquisition Corp.	February 12, 2016	3,000,000	6.0%
Terrapin 3 Acquisition Corp	February 12, 2016	1,250,000	5.9%
Terrapin 3 Acquisition Corp	February 13, 2015	1,623,036	7.0%

View CAPSTONE INVESTMENT ADVISORS, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-01
13F-HR	2024-02-12
13F-HR	2023-11-13
13F-HR	2023-08-10
13F-HR	2023-05-09
13F-HR	2023-02-10
13F-HR	2022-11-10
13F-HR	2022-08-15
13F-HR	2022-05-13
13F-HR/A	2022-02-11

View CAPSTONE INVESTMENT ADVISORS, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Export CAPSTONE INVESTMENT ADVISORS, LLC's holdings