$4.31 Billion is the total value of CAPSTONE INVESTMENT ADVISORS, LLC's 395 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 118.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Buy | APPLE INCput | $566,478,000 | -6.1% | 5,135,800 | +6.8% | 13.15% | +54.2% |
| AAPL | Sell | APPLE INCcall | $381,064,000 | -33.8% | 3,454,800 | -24.7% | 8.85% | +8.7% |
| AMZN | Sell | AMAZON COM INCcall | $159,044,000 | +0.5% | 310,700 | -14.7% | 3.69% | +65.1% |
| FXI | Buy | ISHARES TRput | $144,068,000 | -3.7% | 4,061,700 | +25.2% | 3.34% | +58.2% |
| Buy | DEALERTRACK TECHNOLOGIES INCnote 1.500% 3/1 | $128,783,000 | +12.6% | 75,768,000 | +11.9% | 2.99% | +84.9% | |
| BIDU | Buy | BAIDU INCcall | $105,613,000 | -20.8% | 768,600 | +14.7% | 2.45% | +30.1% |
| JNJ | Buy | JOHNSON & JOHNSONcall | $96,215,000 | +21.2% | 1,030,700 | +26.5% | 2.23% | +99.1% |
| JETBLUE AIRWAYS CORPdbcv 6.750%10/1 | $91,204,000 | +23.8% | 17,200,000 | 0.0% | 2.12% | +103.4% | ||
| SPY | Buy | SPDR S&P 500 ETF TRput | $81,826,000 | +32.5% | 427,000 | +42.4% | 1.90% | +117.6% |
| JNJ | Sell | JOHNSON & JOHNSONput | $63,216,000 | -35.5% | 677,200 | -32.7% | 1.47% | +5.9% |
| PCP | New | PRECISION CASTPARTS CORP | $57,427,000 | – | 250,000 | +100.0% | 1.33% | – |
| FXI | New | ISHARES TRchina lg-cap etf | $54,871,000 | – | 1,546,981 | +100.0% | 1.27% | – |
| Buy | TESLA MTRS INCnote 1.500% 6/0 | $51,082,000 | -2.4% | 25,000,000 | +4.2% | 1.19% | +60.3% | |
| T | Sell | AT&T INCcall | $50,854,000 | -61.3% | 1,560,900 | -57.8% | 1.18% | -36.4% |
| Sell | CEMEX SAB DE CVnote 3.750% 3/1 | $49,904,000 | -15.6% | 48,000,000 | -4.0% | 1.16% | +38.6% | |
| Buy | WESCO INTL INCdbcv 6.000% 9/1 | $45,767,000 | -26.2% | 27,649,000 | +7.9% | 1.06% | +21.3% | |
| PRE | New | PARTNERRE LTD | $45,136,000 | – | 325,000 | +100.0% | 1.05% | – |
| MICRON TECHNOLOGY INCnote 3.125% 5/0 | $44,166,000 | -17.1% | 26,486,000 | 0.0% | 1.02% | +36.1% | ||
| CYN | Buy | CITY NATL CORP | $42,672,000 | +42.8% | 484,590 | +46.6% | 0.99% | +134.8% |
| CEF | Buy | CENTRAL FD CDA LTDcl a | $41,714,000 | +11.0% | 3,939,005 | +22.3% | 0.97% | +82.3% |
| Buy | TAKE-TWO INTERACTIVE SOFTWARnote 1.750%12/0 | $37,067,000 | +10.7% | 24,000,000 | +6.7% | 0.86% | +82.0% | |
| Sell | VERISIGN INCsdcv 3.250% 8/1 | $36,580,000 | -11.7% | 17,500,000 | -22.2% | 0.85% | +44.9% | |
| Buy | CEMEX SAB DE CVnote 3.250% 3/1 | $34,166,000 | +16.8% | 33,660,000 | +28.7% | 0.79% | +92.0% | |
| IBM | Sell | INTERNATIONAL BUSINESS MACHScall | $32,038,000 | -59.3% | 221,000 | -54.3% | 0.74% | -33.0% |
| MSFT | Sell | MICROSOFT CORPcall | $31,411,000 | -64.6% | 709,700 | -64.6% | 0.73% | -41.8% |
| CB | New | CHUBB CORP | $30,662,000 | – | 250,000 | +100.0% | 0.71% | – |
| EAGLU | New | DOUBLE EAGLE ACQUISITION CORunit 99/99/9999 | $30,420,000 | – | 3,000,000 | +100.0% | 0.71% | – |
| TAP | New | MOLSON COORS BREWING COcall | $30,302,000 | – | 365,000 | +100.0% | 0.70% | – |
| ALTR | New | ALTERA CORPcall | $29,702,000 | – | 593,100 | +100.0% | 0.69% | – |
| HCC | Buy | HCC INS HLDGS INCcall | $29,438,000 | +91.6% | 380,000 | +90.0% | 0.68% | +214.7% |
| FXI | Buy | ISHARES TRcall | $29,216,000 | +21.3% | 823,700 | +57.6% | 0.68% | +99.4% |
| NFLX | Buy | NETFLIX INCcall | $29,170,000 | +28.7% | 282,500 | +718.8% | 0.68% | +111.6% |
| HLF | Sell | HERBALIFE LTD | $28,546,000 | -53.6% | 523,797 | -53.1% | 0.66% | -23.7% |
| NFLX | Buy | NETFLIX INCput | $28,468,000 | -10.1% | 275,700 | +472.0% | 0.66% | +47.5% |
| CCE | Sell | COCA COLA ENTERPRISES INC NEcall | $28,333,000 | +9.1% | 586,000 | -2.0% | 0.66% | +79.3% |
| APC | Sell | ANADARKO PETE CORPcall | $28,232,000 | -23.4% | 467,500 | -1.0% | 0.66% | +25.7% |
| AMZN | Sell | AMAZON COM INCput | $28,051,000 | -56.8% | 54,800 | -63.4% | 0.65% | -29.2% |
| CAM | New | CAMERON INTERNATIONAL CORP | $26,402,000 | – | 430,577 | +100.0% | 0.61% | – |
| BLVDU | New | BOULEVARD ACQUISITIONunit 99/99/9999 | $26,171,000 | – | 2,625,000 | +100.0% | 0.61% | – |
| CYT | New | CYTEC INDS INC | $25,847,000 | – | 350,000 | +100.0% | 0.60% | – |
| BRCM | Sell | BROADCOM CORPcl a | $25,585,000 | -17.2% | 497,477 | -17.1% | 0.59% | +35.9% |
| WLRH | WL ROSS HLDG CORP | $23,992,000 | -0.3% | 2,311,435 | 0.0% | 0.56% | +63.8% | |
| PCP | New | PRECISION CASTPARTS CORPcall | $23,430,000 | – | 102,000 | +100.0% | 0.54% | – |
| Sell | XPO LOGISTICS INCnote 4.500%10/0 | $22,949,000 | -50.2% | 15,173,000 | -7.8% | 0.53% | -18.1% | |
| ACE | New | ACE LTDcall | $22,892,000 | – | 221,400 | +100.0% | 0.53% | – |
| NFLX | Buy | NETFLIX INC | $22,702,000 | +21.7% | 219,856 | +674.1% | 0.53% | +99.6% |
| EEM | New | ISHARES TRcall | $22,431,000 | – | 684,300 | +100.0% | 0.52% | – |
| AMERICAN RLTY CAP PPTYS INCnote 3.000% 8/0 | $21,880,000 | +0.8% | 23,000,000 | 0.0% | 0.51% | +65.5% | ||
| Buy | CTRIP COM INTL LTDnote 1.250%10/1 | $20,577,000 | -0.2% | 19,000,000 | +5.6% | 0.48% | +64.3% | |
| BEE | New | STRATEGIC HOTELS & RESORTS I | $19,995,000 | – | 1,450,000 | +100.0% | 0.46% | – |
| New | ELECTRONIC ARTS INCnote 0.750% 7/1 | $19,166,000 | – | 9,000,000 | +100.0% | 0.44% | – | |
| SYA | New | SYMETRA FINL CORP | $18,984,000 | – | 600,000 | +100.0% | 0.44% | – |
| CTXS | New | CITRIX SYS INCcall | $18,705,000 | – | 270,000 | +100.0% | 0.43% | – |
| New | BROOKDALE SR LIVING INCnote 2.750% 6/1 | $18,210,000 | – | 17,000,000 | +100.0% | 0.42% | – | |
| Sell | SUNEDISON INCnote 2.000%10/0 | $18,241,000 | -74.4% | 24,000,000 | -29.4% | 0.42% | -58.0% | |
| CVC | New | CABLEVISION SYS CORPcl a ny cablvs | $17,910,000 | – | 551,588 | +100.0% | 0.42% | – |
| PACEU | New | PACE HLDGS CORPunit 99/99/9999 | $17,850,000 | – | 1,750,000 | +100.0% | 0.41% | – |
| QPAC | QUINPARIO ACQUISITION CORP 2 | $17,342,000 | -0.3% | 1,750,000 | 0.0% | 0.40% | +63.8% | |
| CHESAPEAKE ENERGY CORPnote 2.500% 5/1 | $16,868,000 | -6.6% | 19,000,000 | 0.0% | 0.39% | +53.7% | ||
| AIG | New | AMERICAN INTL GROUP INC | $16,622,000 | – | 292,538 | +100.0% | 0.39% | – |
| IBM | Buy | INTERNATIONAL BUSINESS MACHSput | $16,207,000 | -9.7% | 111,800 | +1.3% | 0.38% | +48.0% |
| SLH | New | SOLERA HOLDINGS INC | $16,200,000 | – | 300,000 | +100.0% | 0.38% | – |
| TRTL | TERRAPIN 3 ACQUISITION CORP | $16,035,000 | -2.7% | 1,623,036 | 0.0% | 0.37% | +59.7% | |
| GRSHU | New | GORES HLDGS INCunit 99/99/9999 | $15,135,000 | – | 1,500,000 | +100.0% | 0.35% | – |
| TWC | Buy | TIME WARNER CABLE INCcall | $14,798,000 | +9.6% | 82,500 | +8.8% | 0.34% | +80.1% |
| STARWOOD PPTY TR INCnote 4.000% 1/1 | $14,522,000 | -1.5% | 14,000,000 | 0.0% | 0.34% | +62.0% | ||
| WBA | Sell | WALGREENS BOOTS ALLIANCE INC | $14,025,000 | -6.1% | 168,778 | -4.6% | 0.33% | +54.5% |
| GOOGL | New | GOOGLE INCcall | $13,852,000 | – | 21,700 | +100.0% | 0.32% | – |
| Sell | ALON USA ENERGY INCnote 3.000% 9/1 | $13,626,000 | -19.2% | 10,000,000 | -16.7% | 0.32% | +32.8% | |
| GE | Sell | GENERAL ELECTRIC COcall | $13,543,000 | -48.3% | 537,000 | -45.5% | 0.31% | -15.1% |
| LNKD | New | LINKEDIN CORPcall | $12,833,000 | – | 67,500 | +100.0% | 0.30% | – |
| CHENIERE ENERGY INCnote 4.250% 3/1 | $12,620,000 | -16.2% | 20,000,000 | 0.0% | 0.29% | +37.6% | ||
| ALTR | Sell | ALTERA CORP | $12,520,000 | -18.5% | 250,000 | -16.7% | 0.29% | +34.1% |
| HYG | Sell | ISHARES TRput | $12,493,000 | -95.0% | 150,000 | -94.7% | 0.29% | -91.8% |
| New | TESLA MTRS INCnote 1.250% 3/0 | $12,322,000 | – | 13,000,000 | +100.0% | 0.29% | – | |
| DIS | Sell | DISNEY WALT COput | $12,141,000 | -46.8% | 118,800 | -40.6% | 0.28% | -12.7% |
| Sell | CHESAPEAKE ENERGY CORPnote 2.500% 5/1 | $11,888,000 | -20.0% | 13,700,000 | -12.7% | 0.28% | +31.4% | |
| VDTH | Buy | VIDEOCON D2H LTDadr | $11,774,000 | -6.6% | 1,220,123 | +22.0% | 0.27% | +53.4% |
| New | CLOVIS ONCOLOGY INCnote 2.500% 9/1 | $11,705,000 | – | 7,000,000 | +100.0% | 0.27% | – | |
| Sell | STARWOOD PPTY TR INCnote 3.750%10/1 | $11,442,000 | -31.3% | 11,500,000 | -30.3% | 0.27% | +13.2% | |
| SFG | New | STANCORP FINL GROUP INC | $11,420,000 | – | 100,000 | +100.0% | 0.26% | – |
| IWM | Buy | ISHARES TRput | $11,433,000 | +11.9% | 104,700 | +28.0% | 0.26% | +84.0% |
| DIS | New | DISNEY WALT CO | $11,154,000 | – | 109,139 | +100.0% | 0.26% | – |
| VXX | Sell | BARCLAYS BK PLCput | $10,252,000 | -35.1% | 400,000 | -49.1% | 0.24% | +6.7% |
| New | DEPOMED INCnote 2.500% 9/0 | $10,193,000 | – | 8,500,000 | +100.0% | 0.24% | – | |
| GPAC | New | GLOBAL PARTNER ACQUISITION C | $9,850,000 | – | 1,000,000 | +100.0% | 0.23% | – |
| Sell | TESARO INCnote 3.000%10/0 | $9,769,000 | -57.2% | 7,000,000 | -43.3% | 0.23% | -29.5% | |
| HCAC | New | HENNESSY CAP ACQUISITION COR | $9,650,000 | – | 1,000,000 | +100.0% | 0.22% | – |
| SPY | Sell | SPDR S&P 500 ETF TRcall | $9,581,000 | -37.9% | 50,000 | -33.3% | 0.22% | +1.8% |
| CSCO | Sell | CISCO SYS INCcall | $9,439,000 | -63.8% | 359,600 | -62.2% | 0.22% | -40.7% |
| AVGO | Sell | AVAGO TECHNOLOGIES LTDcall | $9,375,000 | -71.6% | 75,000 | -69.8% | 0.22% | -53.2% |
| EFA | Sell | ISHARES TRmsci eafe etf | $9,400,000 | -88.0% | 164,000 | -86.7% | 0.22% | -80.4% |
| LNKD | New | LINKEDIN CORPput | $9,392,000 | – | 49,400 | +100.0% | 0.22% | – |
| AVGO | New | AVAGO TECHNOLOGIES LTDput | $9,375,000 | – | 75,000 | +100.0% | 0.22% | – |
| HLF | Sell | HERBALIFE LTDcall | $9,363,000 | -26.3% | 171,800 | -25.5% | 0.22% | +20.6% |
| CBS | Buy | CBS CORP NEWcall | $9,340,000 | +16.6% | 234,100 | +62.2% | 0.22% | +92.0% |
| AIG | Buy | AMERICAN INTL GROUP INCput | $9,233,000 | -7.6% | 162,500 | +0.5% | 0.21% | +51.8% |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INCput | $9,008,000 | +19.3% | 108,400 | +21.3% | 0.21% | +95.3% |
| New | STARWOOD WAYPOINT RESIDENTLnote 3.000% 7/0 | $8,892,000 | – | 9,300,000 | +100.0% | 0.21% | – | |
| BIDU | Sell | BAIDU INCput | $8,876,000 | -85.1% | 64,600 | -78.4% | 0.21% | -75.5% |
| Buy | AMERICAN RLTY CAP PPTYS INCnote 3.750%12/1 | $8,830,000 | +25.6% | 9,500,000 | +26.7% | 0.20% | +107.1% | |
| Sell | CIENA CORPdebt 4.000%12/1 | $8,515,000 | -32.5% | 6,500,000 | -27.8% | 0.20% | +11.2% | |
| New | MOLINA HEALTHCARE INCdbcv 1.625% 8/1 | $8,470,000 | – | 6,500,000 | +100.0% | 0.20% | – | |
| SLH | New | SOLERA HOLDINGS INCput | $8,424,000 | – | 156,000 | +100.0% | 0.20% | – |
| Sell | BGC PARTNERS INCnote 4.500% 7/1 | $8,291,000 | -3.3% | 8,000,000 | -1.6% | 0.19% | +58.7% | |
| Sell | SPIRIT RLTY CAP INC NEWnote 3.750% 5/1 | $8,206,000 | -29.1% | 9,000,000 | -28.0% | 0.19% | +16.5% | |
| EEM | Sell | ISHARES TRput | $8,194,000 | -87.8% | 250,000 | -85.3% | 0.19% | -80.0% |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $8,054,000 | -61.7% | 245,719 | -53.7% | 0.19% | -37.0% |
| GLD | Sell | SPDR GOLD TRUSTcall | $8,014,000 | -97.1% | 75,000 | -96.9% | 0.19% | -95.2% |
| YHOO | Sell | YAHOO INC | $7,978,000 | -64.2% | 275,987 | -51.3% | 0.18% | -41.3% |
| MYL | New | MYLAN N Vcall | $7,850,000 | – | 195,000 | +100.0% | 0.18% | – |
| PG | Buy | PROCTER & GAMBLE COcall | $7,690,000 | -1.0% | 106,900 | +7.7% | 0.18% | +62.7% |
| Sell | SPIRIT RLTY CAP INC NEWnote 2.875% 5/1 | $7,481,000 | -16.2% | 8,000,000 | -15.8% | 0.17% | +38.1% | |
| ODP | Buy | OFFICE DEPOT INCput | $7,001,000 | -20.1% | 1,090,600 | +7.8% | 0.16% | +31.5% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $6,680,000 | +72.6% | 46,084 | +93.7% | 0.16% | +181.8% |
| CVC | New | CABLEVISION SYS CORPput | $6,494,000 | – | 200,000 | +100.0% | 0.15% | – |
| CL | Sell | COLGATE PALMOLIVE CO | $6,411,000 | -49.7% | 101,031 | -48.1% | 0.15% | -17.2% |
| THOR | New | THORATEC CORPput | $6,439,000 | – | 101,800 | +100.0% | 0.15% | – |
| New | EXELIXIS INCnote 4.250% 8/1 | $6,358,000 | – | 5,293,000 | +100.0% | 0.15% | – | |
| THOR | New | THORATEC CORP | $6,326,000 | – | 100,000 | +100.0% | 0.15% | – |
| Sell | NETSUITE INCnote 0.250% 6/0 | $6,099,000 | -27.7% | 6,070,000 | -24.8% | 0.14% | +19.3% | |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INCcall | $6,057,000 | +60.8% | 72,900 | +63.5% | 0.14% | +166.0% |
| AIG | Sell | AMERICAN INTL GROUP INCcall | $5,932,000 | -95.5% | 104,400 | -95.1% | 0.14% | -92.5% |
| SLH | New | SOLERA HOLDINGS INCcall | $5,961,000 | – | 110,400 | +100.0% | 0.14% | – |
| PG | Sell | PROCTER & GAMBLE COput | $5,863,000 | -25.1% | 81,500 | -18.5% | 0.14% | +22.5% |
| CSCO | Sell | CISCO SYS INCput | $5,670,000 | -71.2% | 216,000 | -69.9% | 0.13% | -52.7% |
| TWTR | Buy | TWITTER INCcall | $5,571,000 | +2343.4% | 206,800 | +3182.5% | 0.13% | +4200.0% |
| Sell | INSULET CORPnote 2.000% 6/1 | $5,552,000 | -28.3% | 6,000,000 | -25.0% | 0.13% | +18.3% | |
| CL | Sell | COLGATE PALMOLIVE COput | $5,508,000 | -14.9% | 86,800 | -12.3% | 0.13% | +39.1% |
| CNW | New | CON-WAY INC | $5,409,000 | – | 114,000 | +100.0% | 0.13% | – |
| CHESAPEAKE ENERGY CORPnote 2.750%11/1 | $5,448,000 | -0.4% | 5,500,000 | 0.0% | 0.13% | +63.6% | ||
| CBS | CBS CORP NEWput | $5,386,000 | -28.1% | 135,000 | 0.0% | 0.12% | +17.9% | |
| HIFR | New | INFRAREIT INCcall | $5,328,000 | – | 225,000 | +100.0% | 0.12% | – |
| ROIQ | ROI ACQUISITION CORP II | $5,250,000 | -2.4% | 525,000 | 0.0% | 0.12% | +60.5% | |
| HLF | Sell | HERBALIFE LTDput | $5,210,000 | -12.0% | 95,600 | -11.1% | 0.12% | +44.0% |
| QCOM | Sell | QUALCOMM INCcall | $5,201,000 | -61.5% | 96,800 | -55.1% | 0.12% | -36.6% |
| V | Sell | VISA INC | $5,231,000 | -26.2% | 75,100 | -28.8% | 0.12% | +21.0% |
| CBS | Buy | CBS CORP NEWcl b | $5,165,000 | +93.2% | 129,460 | +168.7% | 0.12% | +215.8% |
| BHI | Buy | BAKER HUGHES INCcall | $4,995,000 | +116.0% | 96,000 | +156.0% | 0.12% | +251.5% |
| New | UNITED STATES STL CORP NEWnote 2.750% 4/0 | $4,959,000 | – | 5,000,000 | +100.0% | 0.12% | – | |
| WRK | New | WESTROCK CO | $4,886,000 | – | 95,000 | +100.0% | 0.11% | – |
| ELEC | New | ELECTRUM SPL ACQUISITION COR | $4,815,000 | – | 500,000 | +100.0% | 0.11% | – |
| ODP | Sell | OFFICE DEPOT INC | $4,815,000 | -44.4% | 750,000 | -25.0% | 0.11% | -8.2% |
| ILMN | Buy | ILLUMINA INC | $4,711,000 | -18.9% | 26,800 | +0.8% | 0.11% | +32.9% |
| CL | Buy | COLGATE PALMOLIVE COcall | $4,442,000 | +6.4% | 70,000 | +9.7% | 0.10% | +74.6% |
| NXPI | New | NXP SEMICONDUCTORS N V | $4,243,000 | – | 48,741 | +100.0% | 0.10% | – |
| TWTR | Buy | TWITTER INCput | $4,240,000 | +491.4% | 157,400 | +694.9% | 0.10% | +880.0% |
| HYG | New | ISHARES TRiboxx hi yd etf | $4,164,000 | – | 50,000 | +100.0% | 0.10% | – |
| CTXS | New | CITRIX SYS INCput | $3,997,000 | – | 57,700 | +100.0% | 0.09% | – |
| T | Buy | AT&T INCput | $3,978,000 | +14.5% | 122,100 | +24.8% | 0.09% | +87.8% |
| P | New | PANDORA MEDIA INC | $3,711,000 | – | 173,926 | +100.0% | 0.09% | – |
| RENEWABLE ENERGY GROUP INCmtnf 2.750% 6/1 | $3,519,000 | -18.3% | 4,021,000 | 0.0% | 0.08% | +34.4% | ||
| SIAL | Sell | SIGMA ALDRICH CORP | $3,473,000 | -80.1% | 25,000 | -80.0% | 0.08% | -67.1% |
| HON | New | HONEYWELL INTL INCcall | $3,503,000 | – | 37,000 | +100.0% | 0.08% | – |
| CVC | New | CABLEVISION SYS CORPcall | $3,441,000 | – | 106,000 | +100.0% | 0.08% | – |
| WM | Sell | WASTE MGMT INC DELcall | $3,446,000 | -68.2% | 69,200 | -70.4% | 0.08% | -47.7% |
| XLP | New | SELECT SECTOR SPDR TRsbi cons stpls | $3,421,000 | – | 72,501 | +100.0% | 0.08% | – |
| YHOO | Sell | YAHOO INCput | $3,411,000 | -84.6% | 118,000 | -79.1% | 0.08% | -74.8% |
| OVTI | New | OMNIVISION TECHNOLOGIES INCcall | $3,282,000 | – | 125,000 | +100.0% | 0.08% | – |
| AXGT | New | AXOVANT SCIENCES LTD | $3,230,000 | – | 250,000 | +100.0% | 0.08% | – |
| P | New | PANDORA MEDIA INCcall | $3,175,000 | – | 148,800 | +100.0% | 0.07% | – |
| Buy | NAVISTAR INTL CORP NEWnote 4.750% 4/1 | $3,146,000 | +4.3% | 4,500,000 | +28.6% | 0.07% | +69.8% | |
| LLL | Sell | L-3 COMMUNICATIONS HLDGS INCput | $3,135,000 | -49.7% | 30,000 | -45.5% | 0.07% | -17.0% |
| QCOM | Sell | QUALCOMM INCput | $3,084,000 | -90.3% | 57,400 | -88.7% | 0.07% | -84.0% |
| WIN | New | WINDSTREAM HLDGS INC | $3,070,000 | – | 500,000 | +100.0% | 0.07% | – |
| MYL | New | MYLAN N Vput | $3,063,000 | – | 76,100 | +100.0% | 0.07% | – |
| IBB | New | ISHARES TRput | $3,033,000 | – | 10,000 | +100.0% | 0.07% | – |
| PM | Sell | PHILIP MORRIS INTL INCcall | $2,959,000 | -91.0% | 37,300 | -90.9% | 0.07% | -85.2% |
| CAT | Sell | CATERPILLAR INC DELcall | $2,908,000 | -88.9% | 44,500 | -85.5% | 0.07% | -81.6% |
| GILD | New | GILEAD SCIENCES INCput | $2,945,000 | – | 30,000 | +100.0% | 0.07% | – |
| VIAB | Sell | VIACOM INC NEWput | $2,912,000 | -57.5% | 67,500 | -36.3% | 0.07% | -29.9% |
| SBUX | Buy | STARBUCKS CORP | $2,927,000 | +10.1% | 51,498 | +3.8% | 0.07% | +78.9% |
| CVX | CHEVRON CORP NEWcall | $2,879,000 | -18.2% | 36,500 | 0.0% | 0.07% | +34.0% | |
| DIS | Sell | DISNEY WALT COcall | $2,871,000 | -87.9% | 28,100 | -86.5% | 0.07% | -80.0% |
| AMYRIS INCnote 6.500% 5/1 | $2,711,000 | +8.0% | 4,000,000 | 0.0% | 0.06% | +80.0% | ||
| RH | New | RESTORATION HARDWARE HLDGS I | $2,687,000 | – | 28,800 | +100.0% | 0.06% | – |
| NXPI | New | NXP SEMICONDUCTORS N Vcall | $2,612,000 | – | 30,000 | +100.0% | 0.06% | – |
| FB | Sell | FACEBOOK INCput | $2,454,000 | -71.7% | 27,300 | -73.0% | 0.06% | -53.3% |
| NPBC | New | NATIONAL PENN BANCSHARES INC | $2,350,000 | – | 200,000 | +100.0% | 0.06% | – |
| SBUX | Buy | STARBUCKS CORPput | $2,324,000 | +189.1% | 40,900 | +172.7% | 0.05% | +390.9% |
| SBUX | Buy | STARBUCKS CORPcall | $2,273,000 | +182.7% | 40,000 | +166.7% | 0.05% | +381.8% |
| RAI | REYNOLDS AMERICAN INCput | $2,284,000 | -40.7% | 51,600 | 0.0% | 0.05% | -1.9% | |
| NOK | Sell | NOKIA CORPsponsored adr | $2,244,000 | -67.0% | 331,000 | -66.7% | 0.05% | -45.8% |
| MU | New | MICRON TECHNOLOGY INCcall | $2,247,000 | – | 150,000 | +100.0% | 0.05% | – |
| ABY | New | ABENGOA YIELD PLC | $2,219,000 | – | 134,098 | +100.0% | 0.05% | – |
| ALTR | New | ALTERA CORPput | $2,038,000 | – | 40,700 | +100.0% | 0.05% | – |
| GILD | Buy | GILEAD SCIENCES INC | $1,963,000 | +67.8% | 20,000 | +100.0% | 0.05% | +170.6% |
| SFLY | SHUTTERFLY INCcall | $1,880,000 | -25.2% | 52,600 | 0.0% | 0.04% | +22.2% | |
| SINA | New | SINA CORPcall | $1,845,000 | – | 46,000 | +100.0% | 0.04% | – |
| GS | Buy | GOLDMAN SACHS GROUP INC | $1,822,000 | -12.6% | 10,486 | +5.0% | 0.04% | +44.8% |
| VIAB | Buy | VIACOM INC NEWcl b | $1,789,000 | +142.4% | 41,477 | +262.8% | 0.04% | +320.0% |
| VIAB | VIACOM INC NEWcall | $1,726,000 | -33.2% | 40,000 | 0.0% | 0.04% | +8.1% | |
| GS | GOLDMAN SACHS GROUP INCput | $1,720,000 | -16.8% | 9,900 | 0.0% | 0.04% | +37.9% | |
| RJETQ | New | REPUBLIC AWYS HLDGS INCcall | $1,643,000 | – | 284,400 | +100.0% | 0.04% | – |
| C | Sell | CITIGROUP INCcall | $1,642,000 | -94.5% | 33,100 | -93.8% | 0.04% | -90.9% |
| DISCA | DISCOVERY COMMUNICATNS NEWput | $1,626,000 | -21.8% | 62,500 | 0.0% | 0.04% | +31.0% | |
| TWTR | Buy | TWITTER INC | $1,647,000 | +498.9% | 61,161 | +703.1% | 0.04% | +850.0% |
| PEP | PEPSICO INCcall | $1,603,000 | +1.1% | 17,000 | 0.0% | 0.04% | +68.2% | |
| DE | Sell | DEERE & COput | $1,546,000 | -80.3% | 20,900 | -74.2% | 0.04% | -67.6% |
| AER | Buy | AERCAP HOLDINGS NV | $1,525,000 | -10.0% | 39,900 | +7.8% | 0.04% | +45.8% |
| LOCO | New | EL POLLO LOCO HLDGS INC | $1,522,000 | – | 141,200 | +100.0% | 0.04% | – |
| 4305PS | ALCATEL-LUCENTsponsored adr | $1,460,000 | +0.8% | 400,000 | 0.0% | 0.03% | +70.0% | |
| INO | New | INOVIO PHARMACEUTICALS INC | $1,445,000 | – | 250,000 | +100.0% | 0.03% | – |
| LNKD | New | LINKEDIN CORP | $1,411,000 | – | 7,423 | +100.0% | 0.03% | – |
| PEP | PEPSICO INCput | $1,414,000 | +1.0% | 15,000 | 0.0% | 0.03% | +65.0% | |
| WYND | Sell | WYNDHAM WORLDWIDE CORPput | $1,438,000 | -56.1% | 20,000 | -50.0% | 0.03% | -28.3% |
| PG | Sell | PROCTER & GAMBLE CO | $1,409,000 | -76.0% | 19,592 | -73.9% | 0.03% | -60.2% |
| C | Sell | CITIGROUP INCput | $1,364,000 | -92.5% | 27,500 | -91.6% | 0.03% | -87.5% |
| CAM | New | CAMERON INTERNATIONAL CORPcall | $1,330,000 | – | 21,700 | +100.0% | 0.03% | – |
| DE | Buy | DEERE & COcall | $1,346,000 | +13.7% | 18,200 | +49.2% | 0.03% | +82.4% |
| Sell | SOLAZYME INCnote 5.000%10/0 | $1,277,000 | -27.7% | 2,202,000 | -26.6% | 0.03% | +20.0% | |
| C | Sell | CITIGROUP INC | $1,262,000 | -86.9% | 25,445 | -85.4% | 0.03% | -78.7% |
| EXC | New | EXELON CORP | $1,167,000 | – | 39,317 | +100.0% | 0.03% | – |
| SNDK | SANDISK CORPput | $1,178,000 | -6.7% | 21,700 | 0.0% | 0.03% | +50.0% | |
| New | QIHOO 360 TECHNOLOGY CO LTDnote 2.500% 9/1 | $1,150,000 | – | 1,195,000 | +100.0% | 0.03% | – | |
| CPN | New | CALPINE CORP | $1,143,000 | – | 78,328 | +100.0% | 0.03% | – |
| P | New | PANDORA MEDIA INCput | $1,107,000 | – | 51,900 | +100.0% | 0.03% | – |
| Sell | AK STL CORPnote 5.000%11/1 | $1,106,000 | -86.4% | 1,500,000 | -81.2% | 0.03% | -77.4% | |
| CX | Sell | CEMEX SAB DE CVspon adr new | $1,061,000 | -72.7% | 152,333 | -64.1% | 0.02% | -54.5% |
| SUNEQ | New | SUNEDISON INCcall | $1,066,000 | – | 148,500 | +100.0% | 0.02% | – |
| MYL | Sell | MYLAN N V | $1,018,000 | -83.2% | 25,300 | -71.7% | 0.02% | -72.1% |
| HPQ | New | HEWLETT PACKARD COput | $1,024,000 | – | 40,000 | +100.0% | 0.02% | – |
| FE | New | FIRSTENERGY CORP | $1,054,000 | – | 33,675 | +100.0% | 0.02% | – |
| SJM | New | SMUCKER J M CO | $1,003,000 | – | 8,800 | +100.0% | 0.02% | – |
| PPG | New | PPG INDS INC | $1,008,000 | – | 11,500 | +100.0% | 0.02% | – |
| TRAK | New | DEALERTRACK TECHNOLOGIES INCput | $997,000 | – | 15,800 | +100.0% | 0.02% | – |
| XLP | New | SELECT SECTOR SPDR TRput | $943,000 | – | 20,000 | +100.0% | 0.02% | – |
| ODP | New | OFFICE DEPOT INCcall | $963,000 | – | 150,000 | +100.0% | 0.02% | – |
| JPM | Sell | JPMORGAN CHASE & COput | $908,000 | -95.4% | 14,900 | -94.8% | 0.02% | -92.4% |
| IYR | Sell | ISHARES TRput | $893,000 | -49.9% | 12,600 | -49.6% | 0.02% | -16.0% |
| A104PS | New | HILTON WORLDWIDE HLDGS INC | $919,000 | – | 40,100 | +100.0% | 0.02% | – |
| BAX | New | BAXTER INTL INC | $905,000 | – | 27,570 | +100.0% | 0.02% | – |
| FB | Sell | FACEBOOK INCcl a | $893,000 | -56.4% | 9,944 | -58.4% | 0.02% | -27.6% |
| JPM | New | JPMORGAN CHASE & CO | $902,000 | – | 14,809 | +100.0% | 0.02% | – |
| GM | New | GENERAL MTRS COcall | $855,000 | – | 28,500 | +100.0% | 0.02% | – |
| LRCX | New | LAM RESEARCH CORP | $881,000 | – | 13,500 | +100.0% | 0.02% | – |
| GE | Sell | GENERAL ELECTRIC COput | $842,000 | -88.9% | 33,400 | -88.3% | 0.02% | -81.3% |
| BMRN | New | BIOMARIN PHARMACEUTICAL INC | $846,000 | – | 8,041 | +100.0% | 0.02% | – |
| PEP | Buy | PEPSICO INC | $835,000 | +60.6% | 8,858 | +58.7% | 0.02% | +171.4% |
| PRU | New | PRUDENTIAL FINL INC | $784,000 | – | 10,300 | +100.0% | 0.02% | – |
| DVN | New | DEVON ENERGY CORP NEW | $782,000 | – | 21,100 | +100.0% | 0.02% | – |
| KMI | Sell | KINDER MORGAN INC DEL | $780,000 | -72.6% | 28,200 | -62.0% | 0.02% | -55.0% |
| CVS | New | CVS HEALTH CORP | $771,000 | – | 8,000 | +100.0% | 0.02% | – |
| LKQ | New | LKQ CORP | $782,000 | – | 27,600 | +100.0% | 0.02% | – |
| SIRI | Sell | SIRIUS XM HLDGS INC | $748,000 | -59.9% | 200,000 | -60.0% | 0.02% | -34.6% |
| ADT | Sell | THE ADT CORPORATIONput | $747,000 | -48.2% | 25,000 | -41.9% | 0.02% | -15.0% |
| CTAS | New | CINTAS CORP | $745,000 | – | 8,693 | +100.0% | 0.02% | – |
| APC | Sell | ANADARKO PETE CORP | $725,000 | -61.7% | 12,008 | -50.5% | 0.02% | -37.0% |
| XL | New | XL GROUP PLC | $719,000 | – | 19,800 | +100.0% | 0.02% | – |
| DUK | New | DUKE ENERGY CORP NEW | $719,000 | – | 10,000 | +100.0% | 0.02% | – |
| QRTEA | New | LIBERTY INTERACTIVE CORP | $718,000 | – | 27,400 | +100.0% | 0.02% | – |
| NEE | New | NEXTERA ENERGY INC | $741,000 | – | 7,600 | +100.0% | 0.02% | – |
| KR | New | KROGER CO | $714,000 | – | 19,806 | +100.0% | 0.02% | – |
| TJX | New | TJX COS INC NEW | $678,000 | – | 9,500 | +100.0% | 0.02% | – |
| AES | New | AES CORP | $671,000 | – | 68,605 | +100.0% | 0.02% | – |
| WDAY | New | WORKDAY INCcl a | $681,000 | – | 9,900 | +100.0% | 0.02% | – |
| AVGO | New | AVAGO TECHNOLOGIES LTD | $625,000 | – | 5,000 | +100.0% | 0.02% | – |
| REGN | New | REGENERON PHARMACEUTICALS | $651,000 | – | 1,400 | +100.0% | 0.02% | – |
| NWSA | New | NEWS CORP NEWcl a | $617,000 | – | 48,900 | +100.0% | 0.01% | – |
| IBB | New | ISHARES TRnasdq biotec etf | $606,000 | – | 2,001 | +100.0% | 0.01% | – |
| TYC | New | TYCO INTL PLC | $582,000 | – | 17,400 | +100.0% | 0.01% | – |
| ABC | New | AMERISOURCEBERGEN CORP | $579,000 | – | 6,100 | +100.0% | 0.01% | – |
| EXPE | New | EXPEDIA INC DEL | $541,000 | – | 4,600 | +100.0% | 0.01% | – |
| MSI | New | MOTOROLA SOLUTIONS INC | $560,000 | – | 8,200 | +100.0% | 0.01% | – |
| HRB | New | BLOCK H & R INC | $568,000 | – | 15,691 | +100.0% | 0.01% | – |
| AAP | New | ADVANCE AUTO PARTS INC | $549,000 | – | 2,900 | +100.0% | 0.01% | – |
| EXPD | New | EXPEDITORS INTL WASH INC | $545,000 | – | 11,600 | +100.0% | 0.01% | – |
| R | New | RYDER SYS INC | $547,000 | – | 7,400 | +100.0% | 0.01% | – |
| CNP | New | CENTERPOINT ENERGY INC | $517,000 | – | 28,700 | +100.0% | 0.01% | – |
| NAV | New | NAVISTAR INTL CORP NEWput | $504,000 | – | 39,700 | +100.0% | 0.01% | – |
| CNW | New | CON-WAY INCcall | $526,000 | – | 11,100 | +100.0% | 0.01% | – |
| GWW | New | GRAINGER W W INC | $537,000 | – | 2,500 | +100.0% | 0.01% | – |
| AMP | New | AMERIPRISE FINL INC | $511,000 | – | 4,690 | +100.0% | 0.01% | – |
| CPB | New | CAMPBELL SOUP CO | $506,000 | – | 10,000 | +100.0% | 0.01% | – |
| COH | New | COACH INC | $526,000 | – | 18,200 | +100.0% | 0.01% | – |
| LLL | New | L-3 COMMUNICATIONS HLDGS INC | $470,000 | – | 4,500 | +100.0% | 0.01% | – |
| DISH | New | DISH NETWORK CORPcl a | $461,000 | – | 7,903 | +100.0% | 0.01% | – |
| COF | New | CAPITAL ONE FINL CORP | $485,000 | – | 6,700 | +100.0% | 0.01% | – |
| AJG | New | GALLAGHER ARTHUR J & CO | $458,000 | – | 11,100 | +100.0% | 0.01% | – |
| SEE | New | SEALED AIR CORP NEW | $459,000 | – | 9,800 | +100.0% | 0.01% | – |
| EMN | New | EASTMAN CHEM CO | $414,000 | – | 6,400 | +100.0% | 0.01% | – |
| OGE | New | OGE ENERGY CORP | $437,000 | – | 16,000 | +100.0% | 0.01% | – |
| HFC | New | HOLLYFRONTIER CORP | $449,000 | – | 9,200 | +100.0% | 0.01% | – |
| KO | New | COCA COLA CO | $417,000 | – | 10,400 | +100.0% | 0.01% | – |
| GPK | New | GRAPHIC PACKAGING HLDG CO | $427,000 | – | 33,398 | +100.0% | 0.01% | – |
| SBAC | New | SBA COMMUNICATIONS CORP | $400,000 | – | 3,820 | +100.0% | 0.01% | – |
| HOSSQ | Buy | HORNBECK OFFSHORE SVCS INC N | $405,000 | -21.7% | 30,000 | +19.0% | 0.01% | +28.6% |
| NVDA | New | NVIDIA CORP | $373,000 | – | 15,160 | +100.0% | 0.01% | – |
| ALSN | New | ALLISON TRANSMISSION HLDGS I | $408,000 | – | 15,300 | +100.0% | 0.01% | – |
| ALLY | New | ALLY FINL INC | $406,000 | – | 19,958 | +100.0% | 0.01% | – |
| MO | Sell | ALTRIA GROUP INC | $384,000 | -84.7% | 7,070 | -86.3% | 0.01% | -75.0% |
| ENDP | New | ENDO INTL PLC | $408,000 | – | 5,900 | +100.0% | 0.01% | – |
| NKE | New | NIKE INCcl b | $381,000 | – | 3,100 | +100.0% | 0.01% | – |
| D | New | DOMINION RES INC VA NEW | $387,000 | – | 5,500 | +100.0% | 0.01% | – |
| DFS | New | DISCOVER FINL SVCS | $369,000 | – | 7,100 | +100.0% | 0.01% | – |
| ABT | New | ABBOTT LABS | $378,000 | – | 9,400 | +100.0% | 0.01% | – |
| AON | New | AON PLC | $389,000 | – | 4,400 | +100.0% | 0.01% | – |
| AMAT | Buy | APPLIED MATLS INC | $387,000 | -19.4% | 26,400 | +5.6% | 0.01% | +28.6% |
| CMI | New | CUMMINS INC | $390,000 | – | 3,600 | +100.0% | 0.01% | – |
| SKX | New | SKECHERS U S A INCcl a | $402,000 | – | 3,000 | +100.0% | 0.01% | – |
| ED | New | CONSOLIDATED EDISON INC | $387,000 | – | 5,800 | +100.0% | 0.01% | – |
| BBT | New | BB&T CORP | $384,000 | – | 10,813 | +100.0% | 0.01% | – |
| SWN | Sell | SOUTHWESTERN ENERGY CO | $404,000 | -60.5% | 31,900 | -29.1% | 0.01% | -35.7% |
| CSC | New | COMPUTER SCIENCES CORP | $386,000 | – | 6,300 | +100.0% | 0.01% | – |
| VMC | New | VULCAN MATLS CO | $374,000 | – | 4,200 | +100.0% | 0.01% | – |
| MXIM | New | MAXIM INTEGRATED PRODS INC | $399,000 | – | 11,972 | +100.0% | 0.01% | – |
| MLM | New | MARTIN MARIETTA MATLS INC | $379,000 | – | 2,500 | +100.0% | 0.01% | – |
| LOW | New | LOWES COS INC | $372,000 | – | 5,400 | +100.0% | 0.01% | – |
| CAH | New | CARDINAL HEALTH INC | $353,000 | – | 4,600 | +100.0% | 0.01% | – |
| JBHT | New | HUNT J B TRANS SVCS INC | $357,000 | – | 5,000 | +100.0% | 0.01% | – |
| XEC | New | CIMAREX ENERGY CO | $358,000 | – | 3,495 | +100.0% | 0.01% | – |
| FDS | New | FACTSET RESH SYS INC | $338,000 | – | 2,116 | +100.0% | 0.01% | – |
| CTSH | New | COGNIZANT TECHNOLOGY SOLUTIOcl a | $344,000 | – | 5,500 | +100.0% | 0.01% | – |
| SNCR | New | SYNCHRONOSS TECHNOLOGIES INC | $337,000 | – | 10,300 | +100.0% | 0.01% | – |
| GNCIQ | New | GNC HLDGS INC | $335,000 | – | 8,291 | +100.0% | 0.01% | – |
| DYN | New | DYNEGY INC NEW DEL | $332,000 | – | 16,084 | +100.0% | 0.01% | – |
| HPQ | New | HEWLETT PACKARD CO | $353,000 | – | 13,819 | +100.0% | 0.01% | – |
| ALGN | New | ALIGN TECHNOLOGY INC | $340,000 | – | 6,000 | +100.0% | 0.01% | – |
| MRVL | Sell | MARVELL TECHNOLOGY GROUP LTDcall | $348,000 | -88.1% | 38,500 | -82.7% | 0.01% | -80.5% |
| CFR | New | CULLEN FROST BANKERS INC | $325,000 | – | 5,120 | +100.0% | 0.01% | – |
| PNR | New | PENTAIR PLC | $362,000 | – | 7,100 | +100.0% | 0.01% | – |
| CELG | New | CELGENE CORP | $356,000 | – | 3,300 | +100.0% | 0.01% | – |
| MDLZ | New | MONDELEZ INTL INCcl a | $361,000 | – | 8,639 | +100.0% | 0.01% | – |
| SNI | New | SCRIPPS NETWORKS INTERACT IN | $358,000 | – | 7,285 | +100.0% | 0.01% | – |
| CLR | New | CONTINENTAL RESOURCES INC | $359,000 | – | 12,400 | +100.0% | 0.01% | – |
| SIG | New | SIGNET JEWELERS LIMITED | $336,000 | – | 2,470 | +100.0% | 0.01% | – |
| PVH | New | PVH CORP | $366,000 | – | 3,600 | +100.0% | 0.01% | – |
| MRO | New | MARATHON OIL CORP | $364,000 | – | 23,700 | +100.0% | 0.01% | – |
| DRI | New | DARDEN RESTAURANTS INC | $322,000 | – | 4,700 | +100.0% | 0.01% | – |
| ADT | Sell | THE ADT CORPORATIONcall | $299,000 | -70.3% | 10,000 | -66.7% | 0.01% | -50.0% |
| GWR | New | GENESEE & WYO INCcl a | $313,000 | – | 5,300 | +100.0% | 0.01% | – |
| SIVB | New | SVB FINL GROUP | $300,000 | – | 2,600 | +100.0% | 0.01% | – |
| LNG | New | CHENIERE ENERGY INC | $303,000 | – | 6,300 | +100.0% | 0.01% | – |
| VFC | New | V F CORP | $300,000 | – | 4,400 | +100.0% | 0.01% | – |
| KAR | New | KAR AUCTION SVCS INC | $319,000 | – | 9,000 | +100.0% | 0.01% | – |
| BRCD | New | BROCADE COMMUNICATIONS SYS I | $285,000 | – | 27,536 | +100.0% | 0.01% | – |
| SAVE | New | SPIRIT AIRLS INC | $255,000 | – | 5,400 | +100.0% | 0.01% | – |
| BBY | New | BEST BUY INC | $244,000 | – | 6,600 | +100.0% | 0.01% | – |
| BBBY | New | BED BATH & BEYOND INC | $264,000 | – | 4,637 | +100.0% | 0.01% | – |
| NOW | New | SERVICENOW INC | $243,000 | – | 3,500 | +100.0% | 0.01% | – |
| YHOO | Sell | YAHOO INCcall | $237,000 | -28.8% | 8,200 | -3.5% | 0.01% | +20.0% |
| AKAM | New | AKAMAI TECHNOLOGIES INC | $269,000 | – | 3,900 | +100.0% | 0.01% | – |
| NOV | New | NATIONAL OILWELL VARCO INC | $263,000 | – | 7,000 | +100.0% | 0.01% | – |
| FEYE | New | FIREEYE INC | $254,000 | – | 8,000 | +100.0% | 0.01% | – |
| NTCT | New | NETSCOUT SYS INC | $270,000 | – | 7,642 | +100.0% | 0.01% | – |
| ACAS | New | AMERICAN CAP LTD | $276,000 | – | 22,700 | +100.0% | 0.01% | – |
| MDVN | New | MEDIVATION INC | $242,000 | – | 5,700 | +100.0% | 0.01% | – |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $275,000 | -99.1% | 3,100 | -98.9% | 0.01% | -98.7% |
| JWN | New | NORDSTROM INC | $279,000 | – | 3,900 | +100.0% | 0.01% | – |
| MHFI | New | MCGRAW HILL FINL INC | $242,000 | – | 2,800 | +100.0% | 0.01% | – |
| LBRDK | New | LIBERTY BROADBAND CORP | $255,000 | – | 5,000 | +100.0% | 0.01% | – |
| CFG | New | CITIZENS FINL GROUP INC | $255,000 | – | 10,700 | +100.0% | 0.01% | – |
| CNC | New | CENTENE CORP DEL | $276,000 | – | 5,099 | +100.0% | 0.01% | – |
| LUMN | New | CENTURYLINK INC | $278,000 | – | 11,100 | +100.0% | 0.01% | – |
| PHM | New | PULTE GROUP INC | $211,000 | – | 11,200 | +100.0% | 0.01% | – |
| EMR | New | EMERSON ELEC CO | $203,000 | – | 4,600 | +100.0% | 0.01% | – |
| EVHC | New | ENVISION HEALTHCARE HLDGS IN | $207,000 | – | 5,641 | +100.0% | 0.01% | – |
| GLNG | New | GOLAR LNG LTD BERMUDA | $228,000 | – | 8,200 | +100.0% | 0.01% | – |
| WWAV | New | WHITEWAVE FOODS CO | $224,000 | – | 5,600 | +100.0% | 0.01% | – |
| AYI | New | ACUITY BRANDS INC | $210,000 | – | 1,200 | +100.0% | 0.01% | – |
| CIT | New | CIT GROUP INC | $232,000 | – | 5,800 | +100.0% | 0.01% | – |
| BURL | New | BURLINGTON STORES INC | $214,000 | – | 4,200 | +100.0% | 0.01% | – |
| FAST | New | FASTENAL CO | $207,000 | – | 5,679 | +100.0% | 0.01% | – |
| MBBYF | New | MOBILEYE N V AMSTELVEEN | $227,000 | – | 5,000 | +100.0% | 0.01% | – |
| GPORQ | New | GULFPORT ENERGY CORP | $229,000 | – | 7,741 | +100.0% | 0.01% | – |
| ICPT | New | INTERCEPT PHARMACEUTICALS IN | $230,000 | – | 1,387 | +100.0% | 0.01% | – |
| KORS | New | MICHAEL KORS HLDGS LTD | $215,000 | – | 5,100 | +100.0% | 0.01% | – |
| JAH | New | JARDEN CORP | $219,000 | – | 4,500 | +100.0% | 0.01% | – |
| AMG | New | AFFILIATED MANAGERS GROUP | $222,000 | – | 1,300 | +100.0% | 0.01% | – |
| TER | New | TERADYNE INC | $203,000 | – | 11,300 | +100.0% | 0.01% | – |
| SON | New | SONOCO PRODS CO | $211,000 | – | 5,600 | +100.0% | 0.01% | – |
| J | New | JACOBS ENGR GROUP INC DEL | $217,000 | – | 5,800 | +100.0% | 0.01% | – |
| ADBE | Sell | ADOBE SYS INC | $221,000 | -33.4% | 2,700 | -34.2% | 0.01% | 0.0% |
| ARMK | New | ARAMARK | $213,000 | – | 7,200 | +100.0% | 0.01% | – |
| CY | New | CYPRESS SEMICONDUCTOR CORP | $201,000 | – | 23,656 | +100.0% | 0.01% | – |
| FTNT | New | FORTINET INC | $229,000 | – | 5,400 | +100.0% | 0.01% | – |
| WU | New | WESTERN UN CO | $185,000 | – | 10,100 | +100.0% | 0.00% | – |
| NSAM | New | NORTHSTAR ASSET MGMT GROUP I | $171,000 | – | 11,910 | +100.0% | 0.00% | – |
| CHK | New | CHESAPEAKE ENERGY CORPput | $154,000 | – | 21,100 | +100.0% | 0.00% | – |
| HCBK | New | HUDSON CITY BANCORP | $122,000 | – | 12,000 | +100.0% | 0.00% | – |
| OPK | New | OPKO HEALTH INC | $142,000 | – | 16,900 | +100.0% | 0.00% | – |
| PM | Sell | PHILIP MORRIS INTL INC | $143,000 | -94.4% | 1,808 | -94.3% | 0.00% | -91.7% |
| SFLY | SHUTTERFLY INCput | $128,000 | -25.6% | 3,600 | 0.0% | 0.00% | +50.0% | |
| MSFT | Sell | MICROSOFT CORPput | $97,000 | -99.6% | 2,200 | -99.6% | 0.00% | -99.4% |
| CHK | New | CHESAPEAKE ENERGY CORPcall | $73,000 | – | 10,000 | +100.0% | 0.00% | – |
| PVAHQ | New | PENN VA CORPput | $66,000 | – | 125,000 | +100.0% | 0.00% | – |
| BHI | Sell | BAKER HUGHES INC | $67,000 | -98.9% | 1,300 | -98.7% | 0.00% | -97.7% |
| BEE | New | STRATEGIC HOTELS & RESORTS Icall | $75,000 | – | 5,500 | +100.0% | 0.00% | – |
| CTXS | Sell | CITRIX SYS INC | $23,000 | -98.0% | 335 | -97.9% | 0.00% | -93.8% |
| OREX | Sell | OREXIGEN THERAPEUTICS INC | $29,000 | -85.8% | 14,200 | -65.7% | 0.00% | -66.7% |
| CCE | Sell | COCA COLA ENTERPRISES INC NEput | $43,000 | -99.7% | 900 | -99.7% | 0.00% | -99.5% |
| WM | Exit | WASTE MGMT INC DELput | $0 | – | -400 | -100.0% | 0.00% | – |
| WM | Exit | WASTE MGMT INC DEL | $0 | – | -271 | -100.0% | 0.00% | – |
| VXX | Sell | BARCLAYS BK PLCipath s&p500 vix | $2,000 | -96.8% | 100 | -96.8% | 0.00% | -100.0% |
| CX | CEMEX SAB DE CVput | $7,000 | -22.2% | 1,040 | 0.0% | 0.00% | – | |
| CYHHZ | COMMUNITY HEALTH SYS INC NEWright 99/99/9999 | $18,000 | -35.7% | 2,000,000 | 0.0% | 0.00% | – | |
| MRVL | Sell | MARVELL TECHNOLOGY GROUP LTDput | $13,000 | -99.5% | 1,500 | -99.3% | 0.00% | -100.0% |
| TWC | Exit | TIME WARNER CABLE INC | $0 | – | -500 | -100.0% | -0.00% | – |
| CHK | Exit | CHESAPEAKE ENERGY CORP | $0 | – | -15,624 | -100.0% | -0.00% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -1,895 | -100.0% | -0.00% | – |
| JMG | Exit | JOURNAL MEDIA GROUP INC | $0 | – | -15,000 | -100.0% | -0.00% | – |
| WFM | Exit | WHOLE FOODS MKT INC | $0 | – | -6,309 | -100.0% | -0.00% | – |
| ADBE | Exit | ADOBE SYS INCput | $0 | – | -4,100 | -100.0% | -0.01% | – |
| RSG | Exit | REPUBLIC SVCS INC | $0 | – | -9,037 | -100.0% | -0.01% | – |
| PPO | Exit | POLYPORE INTL INCput | $0 | – | -6,600 | -100.0% | -0.01% | – |
| MSFT | Exit | MICROSOFT CORP | $0 | – | -11,463 | -100.0% | -0.01% | – |
| EWY | Exit | ISHARESmsci sth kor etf | $0 | – | -9,922 | -100.0% | -0.01% | – |
| EWY | Exit | ISHARESput | $0 | – | -12,500 | -100.0% | -0.01% | – |
| DE | Exit | DEERE & CO | $0 | – | -7,209 | -100.0% | -0.01% | – |
| CRC | Exit | CALIFORNIA RES CORPput | $0 | – | -143,500 | -100.0% | -0.01% | – |
| CRC | Exit | CALIFORNIA RES CORP | $0 | – | -139,553 | -100.0% | -0.01% | – |
| LPNT | Exit | LIFEPOINT HEALTH INC | $0 | – | -10,500 | -100.0% | -0.01% | – |
| OCR | Exit | OMNICARE INCput | $0 | – | -10,000 | -100.0% | -0.01% | – |
| WFC | Exit | WELLS FARGO & CO NEWcall | $0 | – | -18,800 | -100.0% | -0.02% | – |
| NCR | Exit | NCR CORP NEWcall | $0 | – | -36,500 | -100.0% | -0.02% | – |
| BKD | Exit | BROOKDALE SR LIVING INC | $0 | – | -34,835 | -100.0% | -0.02% | – |
| GM | Exit | GENERAL MTRS CO | $0 | – | -37,270 | -100.0% | -0.02% | – |
| MJN | Exit | MEAD JOHNSON NUTRITION COcall | $0 | – | -14,000 | -100.0% | -0.02% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDcall | $0 | – | -16,000 | -100.0% | -0.02% | – |
| CRC | Exit | CALIFORNIA RES CORPcall | $0 | – | -222,200 | -100.0% | -0.02% | – |
| CMG | Exit | CHIPOTLE MEXICAN GRILL INCput | $0 | – | -2,500 | -100.0% | -0.02% | – |
| ORCL | Exit | ORACLE CORP | $0 | – | -39,690 | -100.0% | -0.02% | – |
| INTC | Exit | INTEL CORP | $0 | – | -54,261 | -100.0% | -0.02% | – |
| RYN | Exit | RAYONIER INC | $0 | – | -67,850 | -100.0% | -0.02% | – |
| PPO | Exit | POLYPORE INTL INCcall | $0 | – | -29,900 | -100.0% | -0.02% | – |
| Exit | COBALT INTL ENERGY INCnote 3.125% 5/1 | $0 | – | -2,500,000 | -100.0% | -0.03% | – | |
| INTC | Exit | INTEL CORPput | $0 | – | -60,000 | -100.0% | -0.03% | – |
| CMG | Exit | CHIPOTLE MEXICAN GRILL INCcall | $0 | – | -3,000 | -100.0% | -0.03% | – |
| HUM | Exit | HUMANA INCcall | $0 | – | -10,100 | -100.0% | -0.03% | – |
| WFM | Exit | WHOLE FOODS MKT INCput | $0 | – | -50,000 | -100.0% | -0.03% | – |
| OWW | Exit | ORBITZ WORLDWIDE INC | $0 | – | -200,000 | -100.0% | -0.03% | – |
| BRLI | Exit | BIO-REFERENCE LABS INCput | $0 | – | -60,200 | -100.0% | -0.04% | – |
| CMCSA | Exit | COMCAST CORP NEWcl a | $0 | – | -45,000 | -100.0% | -0.04% | – |
| WFC | Exit | WELLS FARGO & CO NEWput | $0 | – | -50,600 | -100.0% | -0.04% | – |
| CAT | Exit | CATERPILLAR INC DEL | $0 | – | -33,946 | -100.0% | -0.04% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -29,493 | -100.0% | -0.04% | – |
| RSG | Exit | REPUBLIC SVCS INCput | $0 | – | -75,300 | -100.0% | -0.04% | – |
| TRAK | Exit | DEALERTRACK TECHNOLOGIES INC | $0 | – | -51,898 | -100.0% | -0.05% | – |
| MRVL | Exit | MARVELL TECHNOLOGY GROUP LTDord | $0 | – | -252,152 | -100.0% | -0.05% | – |
| NKE | Exit | NIKE INCcall | $0 | – | -32,100 | -100.0% | -0.05% | – |
| NKE | Exit | NIKE INCput | $0 | – | -32,600 | -100.0% | -0.05% | – |
| Exit | COBALT INTL ENERGY INCnote 2.625%12/0 | $0 | – | -5,000,000 | -100.0% | -0.05% | – | |
| HCC | Exit | HCC INS HLDGS INC | $0 | – | -50,000 | -100.0% | -0.05% | – |
| Exit | AFFYMETRIX INCnote 4.000% 7/0 | $0 | – | -2,000,000 | -100.0% | -0.06% | – | |
| WFM | Exit | WHOLE FOODS MKT INCcall | $0 | – | -107,000 | -100.0% | -0.06% | – |
| HSP | Exit | HOSPIRA INCput | $0 | – | -49,500 | -100.0% | -0.06% | – |
| RSG | Exit | REPUBLIC SVCS INCcall | $0 | – | -111,500 | -100.0% | -0.06% | – |
| Exit | VIPSHOP HLDGS LTDnote 1.500% 3/1 | $0 | – | -3,500,000 | -100.0% | -0.06% | – | |
| ELECU | Exit | ELECTRUM SPL ACQUISITION CORunit 99/99/9999 | $0 | – | -500,000 | -100.0% | -0.07% | – |
| FCAU | Exit | FIAT CHRYSLER AUTOMOBILES N | $0 | – | -350,000 | -100.0% | -0.07% | – |
| RCPT | Exit | RECEPTOS INCcall | $0 | – | -30,000 | -100.0% | -0.08% | – |
| 9207PS | Exit | ROCK-TENN COcl a | $0 | – | -95,000 | -100.0% | -0.08% | – |
| Exit | TTM TECHNOLOGIES INCnote 1.750%12/1 | $0 | – | -5,000,000 | -100.0% | -0.08% | – | |
| ZTS | Exit | ZOETIS INCcall | $0 | – | -125,000 | -100.0% | -0.08% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDput | $0 | – | -77,600 | -100.0% | -0.09% | – |
| GLD | Exit | SPDR GOLD TRUST | $0 | – | -60,358 | -100.0% | -0.10% | – |
| Exit | ON SEMICONDUCTOR CORPnote 2.625%12/1 | $0 | – | -6,500,000 | -100.0% | -0.11% | – | |
| PRGO | Exit | PERRIGO CO PLC | $0 | – | -45,000 | -100.0% | -0.12% | – |
| AMAT | Exit | APPLIED MATLS INCcall | $0 | – | -450,000 | -100.0% | -0.12% | – |
| CTRX | Exit | CATAMARAN CORPput | $0 | – | -145,400 | -100.0% | -0.13% | – |
| IYR | Exit | ISHARES TRcall | $0 | – | -125,000 | -100.0% | -0.13% | – |
| KRFT | Exit | KRAFT FOODS GROUP INCput | $0 | – | -105,800 | -100.0% | -0.13% | – |
| VXX | Exit | BARCLAYS BK PLCcall | $0 | – | -467,300 | -100.0% | -0.13% | – |
| OWW | Exit | ORBITZ WORLDWIDE INCcall | $0 | – | -827,300 | -100.0% | -0.13% | – |
| Exit | ALERE INCnote 3.000% 5/1 | $0 | – | -8,000,000 | -100.0% | -0.14% | – | |
| V | Exit | VISA INCcall | $0 | – | -150,000 | -100.0% | -0.14% | – |
| UTX | Exit | UNITED TECHNOLOGIES CORPcall | $0 | – | -91,000 | -100.0% | -0.14% | – |
| Exit | RTI INTL METALS INCnote 3.000%12/0 | $0 | – | -10,000,000 | -100.0% | -0.14% | – | |
| TSLA | Exit | TESLA MTRS INCput | $0 | – | -40,000 | -100.0% | -0.15% | – |
| PM | Exit | PHILIP MORRIS INTL INCput | $0 | – | -143,700 | -100.0% | -0.16% | – |
| CAT | Exit | CATERPILLAR INC DELput | $0 | – | -136,800 | -100.0% | -0.16% | – |
| CTRX | Exit | CATAMARAN CORPcall | $0 | – | -192,100 | -100.0% | -0.17% | – |
| PLL | Exit | PALL CORPcall | $0 | – | -100,000 | -100.0% | -0.18% | – |
| FCAM | Exit | FIAT CHRYSLER AUTOMOBILES Nman cov sec 16 | $0 | – | -100,000 | -100.0% | -0.18% | – |
| AGN | Exit | ALLERGAN PLCcall | $0 | – | -45,000 | -100.0% | -0.19% | – |
| TWC | Exit | TIME WARNER CABLE INCput | $0 | – | -80,700 | -100.0% | -0.20% | – |
| KYTH | Exit | KYTHERA BIOPHARMACEUTICALS I | $0 | – | -200,000 | -100.0% | -0.21% | – |
| ALXN | Exit | ALEXION PHARMACEUTICALS INCput | $0 | – | -85,000 | -100.0% | -0.22% | – |
| PLL | Exit | PALL CORP | $0 | – | -124,113 | -100.0% | -0.22% | – |
| Exit | MICRON TECHNOLOGY INCnote 3.000%11/1 | $0 | – | -17,700,000 | -100.0% | -0.23% | – | |
| PPO | Exit | POLYPORE INTL INC | $0 | – | -275,000 | -100.0% | -0.23% | – |
| SUSQ | Exit | SUSQUEHANNA BANCSHARES INC P | $0 | – | -1,182,309 | -100.0% | -0.24% | – |
| CCE | Exit | COCA COLA ENTERPRISES INC NE | $0 | – | -389,174 | -100.0% | -0.24% | – |
| DRC | Exit | DRESSER-RAND GROUP INCcall | $0 | – | -221,000 | -100.0% | -0.27% | – |
| CNL | Exit | CLECO CORP NEW | $0 | – | -350,000 | -100.0% | -0.27% | – |
| Exit | BIOMARIN PHARMACEUTICAL INCnote 0.750%10/1 | $0 | – | -12,500,000 | -100.0% | -0.28% | – | |
| ORCL | Exit | ORACLE CORPput | $0 | – | -489,000 | -100.0% | -0.28% | – |
| HSP | Exit | HOSPIRA INC | $0 | – | -225,000 | -100.0% | -0.28% | – |
| DRC | Exit | DRESSER-RAND GROUP INC | $0 | – | -250,000 | -100.0% | -0.30% | – |
| FDO | Exit | FAMILY DLR STORES INC | $0 | – | -275,000 | -100.0% | -0.31% | – |
| EWY | Exit | ISHAREScall | $0 | – | -419,500 | -100.0% | -0.33% | – |
| AEC | Exit | ASSOCIATED ESTATES RLTY CORP | $0 | – | -860,347 | -100.0% | -0.35% | – |
| FB | Exit | FACEBOOK INCcall | $0 | – | -316,700 | -100.0% | -0.38% | – |
| ORCL | Exit | ORACLE CORPcall | $0 | – | -725,000 | -100.0% | -0.41% | – |
| INTC | Exit | INTEL CORPcall | $0 | – | -989,300 | -100.0% | -0.42% | – |
| HSP | Exit | HOSPIRA INCcall | $0 | – | -340,000 | -100.0% | -0.43% | – |
| IGTE | Exit | IGATE CORP | $0 | – | -675,000 | -100.0% | -0.46% | – |
| Exit | OMNICARE INCnote 3.750%12/1 | $0 | – | -10,000,000 | -100.0% | -0.50% | – | |
| ANN | Exit | ANN INC | $0 | – | -750,200 | -100.0% | -0.51% | – |
| A309PS | Exit | DIRECTV | $0 | – | -475,000 | -100.0% | -0.62% | – |
| A309PS | Exit | DIRECTVcall | $0 | – | -500,000 | -100.0% | -0.66% | – |
| OCR | Exit | OMNICARE INCcall | $0 | – | -512,600 | -100.0% | -0.68% | – |
| EFA | Exit | ISHARES TRcall | $0 | – | -790,800 | -100.0% | -0.71% | – |
| CTRX | Exit | CATAMARAN CORP | $0 | – | -850,000 | -100.0% | -0.73% | – |
| Exit | OMNICARE INCdbcv 3.250%12/1 | $0 | – | -42,900,000 | -100.0% | -0.75% | – | |
| JPM | Exit | JPMORGAN CHASE & COcall | $0 | – | -1,005,800 | -100.0% | -0.96% | – |
| AAPL | Exit | APPLE INC | $0 | – | -693,417 | -100.0% | -1.23% | – |
| Exit | OMNICARE INCnote 3.500% 2/1 | $0 | – | -84,000,000 | -100.0% | -1.70% | – | |
| EFA | Exit | ISHARES TRput | $0 | – | -2,196,400 | -100.0% | -1.97% | – |
| GLD | Exit | SPDR GOLD TRUSTput | $0 | – | -2,109,200 | -100.0% | -3.35% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-11-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 42 | Q3 2023 | 17.4% |
| APPLE INC | 42 | Q3 2023 | 14.0% |
| MICROSOFT CORP | 42 | Q3 2023 | 5.0% |
| MICROSOFT CORP | 42 | Q3 2023 | 2.9% |
| AT&T INC | 42 | Q3 2023 | 4.6% |
| INTL BUSINESS MACHINES CORP | 42 | Q3 2023 | 0.7% |
| ISHARES TR | 41 | Q3 2023 | 7.9% |
| AMAZON.COM INC | 41 | Q3 2023 | 4.1% |
| INTL BUSINESS MACHINES CORP | 41 | Q3 2023 | 4.3% |
| AT&T INC | 41 | Q3 2023 | 0.9% |
View CAPSTONE INVESTMENT ADVISORS, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ESTRE USA INC.Sold out | February 14, 2018 | 0 | 0.0% |
| Purple Innovation, Inc. | February 14, 2018 | 515,300 | 2.7% |
| WillScot CorpSold out | February 14, 2018 | 0 | 0.0% |
| Double Eagle Acquisition Corp. | February 12, 2016 | 3,000,000 | 6.0% |
| Terrapin 3 Acquisition Corp | February 12, 2016 | 1,250,000 | 5.9% |
| Terrapin 3 Acquisition Corp | February 13, 2015 | 1,623,036 | 7.0% |
View CAPSTONE INVESTMENT ADVISORS, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-01 |
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR/A | 2022-02-11 |
View CAPSTONE INVESTMENT ADVISORS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.