$11.7 Billion is the total value of Pentwater Capital Management LP's 102 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 60.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NXPI | Sell | NXP SEMICONDUCTORS N V | $1,465,680,000 | -4.9% | 12,960,295 | -8.0% | 12.58% | -11.1% |
| Sell | SPDR S&P 500 ETF TRput | $1,003,036,000 | +3.3% | 3,992,500 | -0.6% | 8.61% | -3.4% | |
| Buy | NXP SEMICONDUCTORS N Vput | $925,336,000 | +20.1% | 8,182,300 | +16.3% | 7.94% | +12.3% | |
| MON | New | MONSANTO CO | $742,884,000 | – | 6,200,000 | +100.0% | 6.38% | – |
| Buy | MONSANTO COput | $700,863,000 | +6.1% | 5,849,300 | +4.8% | 6.01% | -0.8% | |
| TWX | Buy | TIME WARNER INC | $650,988,000 | +61.8% | 6,354,200 | +58.6% | 5.59% | +51.3% |
| LVLT | Buy | LEVEL 3 COMMUNICATIONS INC | $548,088,000 | -0.8% | 10,285,000 | +10.4% | 4.70% | -7.3% |
| Buy | TIME WARNER INCput | $523,929,000 | +67.1% | 5,114,000 | +63.8% | 4.50% | +56.2% | |
| Buy | AT&T INCput | $520,843,000 | +67.6% | 13,297,000 | +61.5% | 4.47% | +56.8% | |
| AABA | Buy | ALTABA INC | $471,629,000 | +53.3% | 7,120,000 | +26.1% | 4.05% | +43.3% |
| COL | New | ROCKWELL COLLINS INC | $420,886,000 | – | 3,220,000 | +100.0% | 3.61% | – |
| Buy | AT&T INCcall | $349,201,000 | +59.6% | 8,915,000 | +53.7% | 3.00% | +49.2% | |
| SNI | New | SCRIPPS NETWORKS INTERACT | $310,922,000 | – | 3,620,000 | +100.0% | 2.67% | – |
| TRQ | Sell | TURQUOISE HILL RES LTD | $298,488,000 | +13.6% | 96,286,587 | -2.9% | 2.56% | +6.2% |
| Sell | NXP SEMICONDUCTORS N Vcall | $184,506,000 | +0.2% | 1,631,500 | -3.1% | 1.58% | -6.4% | |
| TRCO | Sell | TRIBUNE MEDIA COcl a | $157,940,000 | -30.8% | 3,865,393 | -31.0% | 1.36% | -35.3% |
| DVMT | Sell | DELL TECHNOLOGIES INC | $143,498,000 | +9.4% | 1,858,538 | -13.4% | 1.23% | +2.2% |
| Sell | MONSANTO COcall | $125,751,000 | -81.7% | 1,049,500 | -81.9% | 1.08% | -82.9% | |
| CPN | New | CALPINE CORP | $122,425,000 | – | 8,300,000 | +100.0% | 1.05% | – |
| Sell | PFIZER INCcall | $114,240,000 | -30.9% | 3,200,000 | -35.0% | 0.98% | -35.4% | |
| ESPR | Buy | ESPERION THERAPEUTICS INC | $112,429,000 | +22.2% | 2,243,200 | +12.8% | 0.96% | +14.3% |
| Sell | TIME WARNER INCcall | $104,376,000 | -5.4% | 1,018,800 | -7.3% | 0.90% | -11.5% | |
| Buy | SYNCHRONY FINLcall | $100,763,000 | +5.8% | 3,245,200 | +1.6% | 0.86% | -1.0% | |
| STRP | Sell | STRAIGHT PATH COMMUNICATIONScl b | $94,888,000 | -4.8% | 525,200 | -5.3% | 0.81% | -11.0% |
| EQT | New | EQT CORP | $77,368,000 | – | 1,185,900 | +100.0% | 0.66% | – |
| Buy | ALLERGAN PLCcall | $71,733,000 | -1.6% | 350,000 | +16.7% | 0.62% | -7.9% | |
| QCOM | Buy | QUALCOMM INC | $68,941,000 | +261.9% | 1,329,875 | +285.5% | 0.59% | +238.3% |
| RICE | Buy | RICE ENERGY INC | $65,115,000 | +30.8% | 2,250,000 | +20.3% | 0.56% | +22.3% |
| SYF | Sell | SYNCHRONY FINL | $64,649,000 | -0.4% | 2,082,100 | -4.4% | 0.56% | -6.9% |
| BCR | Sell | BARD C R INC | $61,857,000 | -55.5% | 193,000 | -56.1% | 0.53% | -58.4% |
| Sell | SYNCHRONY FINLput | $58,691,000 | -1.6% | 1,890,200 | -5.5% | 0.50% | -7.9% | |
| New | UNITED TECHNOLOGIES CORPcall | $56,879,000 | – | 490,000 | +100.0% | 0.49% | – | |
| Buy | POWERSHARES QQQ TRUSTput | $54,762,000 | +98.9% | 376,500 | +88.2% | 0.47% | +85.8% | |
| KITE | New | KITE PHARMA INC | $52,145,000 | – | 290,000 | +100.0% | 0.45% | – |
| ABCO | New | ADVISORY BRD CO | $50,944,000 | – | 950,000 | +100.0% | 0.44% | – |
| Buy | EQT CORPcall | $50,235,000 | +138.2% | 770,000 | +113.9% | 0.43% | +122.2% | |
| AKRXQ | Sell | AKORN INC | $35,845,000 | -72.9% | 1,080,000 | -72.6% | 0.31% | -74.6% |
| TMUS | Buy | T MOBILE US INC | $33,913,000 | +662.1% | 550,000 | +649.3% | 0.29% | +609.8% |
| New | ORBITAL ATK INCcall | $33,530,000 | – | 251,800 | +100.0% | 0.29% | – | |
| Buy | QUALCOMM INCcall | $32,535,000 | +61.4% | 627,600 | +71.9% | 0.28% | +50.8% | |
| New | ISHARES INCput | $31,940,000 | – | 462,500 | +100.0% | 0.27% | – | |
| CACQ | Sell | CAESARS ACQUISITION COcl a | $31,198,000 | -24.0% | 1,454,451 | -32.5% | 0.27% | -28.9% |
| Buy | T MOBILE US INCcall | $27,346,000 | +17.2% | 443,500 | +15.2% | 0.24% | +9.8% | |
| Sell | VMWARE INCcall | $27,221,000 | +11.2% | 249,300 | -11.0% | 0.23% | +4.0% | |
| Sell | ALTABA INCcall | $25,204,000 | +15.7% | 380,500 | -4.9% | 0.22% | +8.0% | |
| DGI | Sell | DIGITALGLOBE INC | $25,130,000 | -5.7% | 712,900 | -10.9% | 0.22% | -11.5% |
| Sell | TURQUOISE HILL RES LTDcall | $24,259,000 | +6.3% | 7,825,600 | -9.1% | 0.21% | -0.5% | |
| CENTURYLINK INCcall | $22,680,000 | -20.9% | 1,200,000 | 0.0% | 0.20% | -25.9% | ||
| New | VANECK VECTORS ETF TRput | $18,664,000 | – | 200,000 | +100.0% | 0.16% | – | |
| PRXL | Sell | PAREXEL INTL CORP | $17,440,000 | +0.3% | 198,000 | -1.0% | 0.15% | -6.2% |
| BRCD | Sell | BROCADE COMMUNICATIONS SYS | $17,208,000 | -77.4% | 1,440,000 | -76.2% | 0.15% | -78.8% |
| ETP | New | ENERGY TRANSFER PARTNERS LPunit ltd prt int | $17,193,000 | – | 940,000 | +100.0% | 0.15% | – |
| New | ISHARES TRput | $15,857,000 | – | 100,000 | +100.0% | 0.14% | – | |
| New | ENERGY TRANSFER EQUITY L Pcall | $15,729,000 | – | 860,000 | +100.0% | 0.14% | – | |
| Buy | JPMORGAN CHASE & COcall | $15,635,000 | +71.1% | 163,700 | +63.7% | 0.13% | +59.5% | |
| New | UNITED TECHNOLOGIES CORPput | $15,090,000 | – | 130,000 | +100.0% | 0.13% | – | |
| New | DISCOVERY COMMUNICATIONSput | $14,182,000 | – | 700,000 | +100.0% | 0.12% | – | |
| AVA | New | AVISTA CORP | $13,913,000 | – | 268,755 | +100.0% | 0.12% | – |
| OA | New | ORBITAL ATK INC | $13,316,000 | – | 100,000 | +100.0% | 0.11% | – |
| SBOW | Sell | SILVERBOW RES INC | $13,298,000 | -12.0% | 541,668 | -6.2% | 0.11% | -18.0% |
| AGN | Buy | ALLERGAN PLC | $11,067,000 | +152.9% | 54,000 | +200.0% | 0.10% | +137.5% |
| Sell | VALEANT PHARMACEUTICALS INTLput | $10,915,000 | -30.3% | 761,700 | -15.8% | 0.09% | -34.7% | |
| Buy | STRAIGHT PATH COMMUNICATIONSput | $10,840,000 | +20.7% | 60,000 | +20.0% | 0.09% | +13.4% | |
| ALERE INCput | $10,198,000 | +1.6% | 200,000 | 0.0% | 0.09% | -4.3% | ||
| VRX | Sell | VALEANT PHARMACEUTICALS INTL | $9,482,000 | -27.9% | 661,700 | -12.9% | 0.08% | -33.1% |
| Sell | ALIBABA GROUP HLDG LTDcall | $9,378,000 | +16.8% | 54,300 | -4.7% | 0.08% | +8.1% | |
| Buy | ESPERION THERAPEUTICS INCcall | $9,022,000 | +387.4% | 180,000 | +350.0% | 0.08% | +352.9% | |
| New | ENERGY TRANSFER PARTNERS LPcall | $8,512,000 | – | 465,400 | +100.0% | 0.07% | – | |
| IXYS | New | IXYS CORP | $8,287,000 | – | 349,657 | +100.0% | 0.07% | – |
| UPLCQ | Sell | ULTRA PETROLEUM CORP | $7,518,000 | -22.6% | 867,176 | -3.1% | 0.06% | -27.0% |
| WMB | Sell | WILLIAMS COS INC | $7,503,000 | -67.3% | 250,000 | -67.0% | 0.06% | -69.7% |
| Sell | QUALCOMM INCput | $7,273,000 | -12.2% | 140,300 | -6.5% | 0.06% | -18.4% | |
| New | RICE ENERGY INCput | $7,235,000 | – | 250,000 | +100.0% | 0.06% | – | |
| New | BUNGE LIMITEDcall | $6,946,000 | – | 100,000 | +100.0% | 0.06% | – | |
| Sell | WILLIAMS COS INCcall | $6,002,000 | -16.7% | 200,000 | -16.0% | 0.05% | -21.2% | |
| BOBE | New | BOB EVANS FARMS INC | $5,813,000 | – | 75,000 | +100.0% | 0.05% | – |
| New | DISCOVERY COMMUNICATIONScall | $5,065,000 | – | 250,000 | +100.0% | 0.04% | – | |
| Sell | VMWARE INCput | $4,968,000 | +13.6% | 45,500 | -9.0% | 0.04% | +7.5% | |
| ET | ENERGY TRANSFER EQUITY L P | $5,012,000 | -3.2% | 288,400 | 0.0% | 0.04% | -10.4% | |
| AAAP | New | ADVANCED ACCELERATOR APPLICsponsored ads | $4,192,000 | – | 62,000 | +100.0% | 0.04% | – |
| KMI | Sell | KINDER MORGAN INC | $3,932,000 | -74.5% | 205,000 | -74.5% | 0.03% | -76.1% |
| Sell | US BANCORPcall | $3,757,000 | -3.5% | 70,100 | -6.5% | 0.03% | -11.1% | |
| FOR | New | FORESTAR GROUP INC | $2,506,000 | – | 145,700 | +100.0% | 0.02% | – |
| SUN | Sell | SUNOCO LP | $2,488,000 | -22.6% | 80,000 | -23.8% | 0.02% | -27.6% |
| Buy | AMERICAN AIRLS GROUP INCput | $2,375,000 | -4.1% | 50,000 | +1.6% | 0.02% | -13.0% | |
| AGFS | Sell | AGROFRESH SOLUTIONS | $2,214,000 | -51.5% | 315,000 | -50.4% | 0.02% | -54.8% |
| BAC | BANK OF AMER CORP | $2,091,000 | +4.5% | 82,500 | 0.0% | 0.02% | 0.0% | |
| RAD | Sell | RITE AID CORP | $1,984,000 | -67.3% | 1,012,400 | -50.7% | 0.02% | -69.6% |
| Sell | RITE AID CORPput | $1,984,000 | -84.5% | 1,012,400 | -76.7% | 0.02% | -85.6% | |
| CYH | Buy | COMMUNITY HEALTH SYS INC | $1,843,000 | +85.0% | 240,000 | +140.0% | 0.02% | +77.8% |
| TGNA | Sell | TEGNA INC | $1,733,000 | -49.9% | 130,000 | -45.8% | 0.02% | -53.1% |
| Sell | TESARO INCput | $1,149,000 | -17.9% | 8,900 | -11.0% | 0.01% | -23.1% | |
| VER | Sell | VEREIT INC | $912,000 | -44.0% | 110,000 | -45.0% | 0.01% | -46.7% |
| RNGR | New | RANGER ENERGY SVCS INC | $735,000 | – | 50,000 | +100.0% | 0.01% | – |
| New | CLEVELAND CLIFFS INCput | $686,000 | – | 96,000 | +100.0% | 0.01% | – | |
| BGC | New | GENERAL CABLE CORP | $754,000 | – | 40,000 | +100.0% | 0.01% | – |
| VWR | Sell | VWR CORP | $625,000 | -5.3% | 18,887 | -5.6% | 0.01% | -16.7% |
| ESV | Sell | ENSCO PLC | $478,000 | -93.5% | 80,000 | -94.4% | 0.00% | -94.0% |
| WPZ | WILLIAMS PARTNERS L P | $389,000 | -3.0% | 10,000 | 0.0% | 0.00% | -25.0% | |
| AGFSW | Sell | AGROFRESH SOLUTIONS*w exp 07/31/202 | $333,000 | -46.5% | 605,000 | -9.7% | 0.00% | -50.0% |
| VDTH | Sell | VIDEOCON D2H LTDadr | $380,000 | -87.0% | 42,701 | -85.8% | 0.00% | -88.9% |
| THC | New | TENET HEALTHCARE CORP | $164,000 | – | 10,000 | +100.0% | 0.00% | – |
| Exit | GGP INCcall | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| INVA | Exit | INNOVIVA INC | $0 | – | -20,000 | -100.0% | -0.00% | – |
| MPLX | Exit | MPLX LP | $0 | – | -10,000 | -100.0% | -0.00% | – |
| Exit | BUNGE LIMITEDput | $0 | – | -10,000 | -100.0% | -0.01% | – | |
| Exit | VALEANT PHARMACEUTICALS INTLcall | $0 | – | -45,000 | -100.0% | -0.01% | – | |
| Exit | TESARO INCcall | $0 | – | -8,000 | -100.0% | -0.01% | – | |
| Exit | GENERAL MLS INCcall | $0 | – | -30,000 | -100.0% | -0.02% | – | |
| BTI | Exit | BRITISH AMERN TOB PLCsponsored adr | $0 | – | -27,430 | -100.0% | -0.02% | – |
| QHCCQ | Exit | QUORUM HEALTH CORP | $0 | – | -450,000 | -100.0% | -0.02% | – |
| NXST | Exit | NEXSTAR MEDIA GROUP INCcl a | $0 | – | -45,000 | -100.0% | -0.02% | – |
| TSRO | Exit | TESARO INC | $0 | – | -21,000 | -100.0% | -0.03% | – |
| Exit | SINCLAIR BROADCAST GROUP INCcall | $0 | – | -100,000 | -100.0% | -0.03% | – | |
| CZR | Exit | CAESARS ENTMT CORP | $0 | – | -288,389 | -100.0% | -0.03% | – |
| SPNC | Exit | SPECTRANETICS CORP | $0 | – | -120,000 | -100.0% | -0.04% | – |
| SPLS | Exit | STAPLES INC | $0 | – | -504,000 | -100.0% | -0.05% | – |
| DDC | Exit | DOMINION DIAMOND CORP | $0 | – | -435,450 | -100.0% | -0.05% | – |
| Exit | LIBERTY MEDIA CORPdeb 3.750% 2/15/30 | $0 | – | -8,571,000 | -100.0% | -0.05% | – | |
| Exit | SPECTRANETICS CORPcall | $0 | – | -168,200 | -100.0% | -0.06% | – | |
| ILG | Exit | ILG INC | $0 | – | -300,000 | -100.0% | -0.08% | – |
| FCX | Exit | FREEPORT-MCMORAN INCcl b | $0 | – | -870,000 | -100.0% | -0.10% | – |
| Exit | FREEPORT-MCMORAN INCput | $0 | – | -1,000,000 | -100.0% | -0.11% | – | |
| CAB | Exit | CABELAS INC | $0 | – | -240,000 | -100.0% | -0.13% | – |
| Exit | CABELAS INCput | $0 | – | -263,200 | -100.0% | -0.14% | – | |
| Exit | DELL TECHNOLOGIES INCput | $0 | – | -300,000 | -100.0% | -0.17% | – | |
| WFM | Exit | WHOLE FOODS MKT INC | $0 | – | -684,500 | -100.0% | -0.26% | – |
| Exit | STRAIGHT PATH COMMUNICATNScall | $0 | – | -172,500 | -100.0% | -0.28% | – | |
| Exit | MOBILEYE N V AMSTELVEENput | $0 | – | -921,200 | -100.0% | -0.53% | – | |
| ALR | Exit | ALERE INC | $0 | – | -1,700,000 | -100.0% | -0.78% | – |
| Exit | PATHEON N Vput | $0 | – | -2,500,000 | -100.0% | -0.80% | – | |
| PNRA | Exit | PANERA BREAD COcl a | $0 | – | -325,000 | -100.0% | -0.94% | – |
| WOOF | Exit | VCA INC | $0 | – | -2,080,000 | -100.0% | -1.76% | – |
| PTHN | Exit | PATHEON N V | $0 | – | -6,636,400 | -100.0% | -2.12% | – |
| RAI | Exit | REYNOLDS AMERICAN INC | $0 | – | -5,106,365 | -100.0% | -3.05% | – |
| MBBYF | Exit | MOBILEYE N V AMSTELVEEN | $0 | – | -6,520,000 | -100.0% | -3.76% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BK OF AMERICA CORP | 42 | Q3 2023 | 0.1% |
| ESPERION THERAPEUTICS INC NE | 39 | Q2 2023 | 2.2% |
| SPDR S&P 500 ETF TR | 37 | Q2 2022 | 29.4% |
| SPDR S&P 500 ETF TR | 35 | Q3 2023 | 11.8% |
| SYNCHRONY FINL | 35 | Q3 2023 | 2.7% |
| WILLIAMS COS INC DEL | 35 | Q3 2023 | 1.4% |
| TURQUOISE HILL RESOURCES LTD | 30 | Q3 2020 | 11.0% |
| SPDR S&P 500 ETF TR | 28 | Q2 2022 | 7.3% |
| NXP SEMICONDUCTORS N V | 27 | Q3 2023 | 14.1% |
| SYNCHRONY FINL | 23 | Q4 2021 | 1.6% |
View Pentwater Capital Management LP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| MONEYGRAM INTERNATIONAL INC | February 14, 2023 | 5,855,000 | 6.1% |
| SIERRA WIRELESS INC | February 14, 2023 | 2,190,000 | 5.6% |
| TURQUOISE HILL RESOURCES LTD. | November 21, 2022 | 30,358,382 | 15.1% |
| Poseida Therapeutics, Inc. | April 25, 2022 | 4,967,227 | 7.9% |
| COHERENT INC | February 11, 2022 | 1,402,000 | 5.7% |
| Nuance Communications, Inc. | February 11, 2022 | 17,340,000 | 5.4% |
| CORELOGIC, INC. | February 18, 2021 | 3,850,000 | 5.3% |
| Esperion Therapeutics, Inc. | February 16, 2021 | 722,580 | 2.6% |
| ACHILLION PHARMACEUTICALS INC | February 14, 2020 | 7,511,700 | 5.4% |
| SILVERBOW RESOURCES, INC. | February 14, 2020 | 501,698 | 4.3% |
View Pentwater Capital Management LP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13G | 2023-02-14 |
| SC 13G | 2023-02-14 |
| 13F-HR | 2023-02-14 |
| SC 13D/A | 2022-11-21 |
View Pentwater Capital Management LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.