Apriem Advisors - Q1 2018 holdings

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$410 Million is the total value of Apriem Advisors's 142 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 28.0% .

All

			Value		Shares		↓ Weighting
SCHX	Sell	SCHWAB US LARGE CAP ETFcs	$64,684,000	-2.5%	1,025,422	-1.4%	15.78%	-4.0%
SCHF	Buy	SCHWAB INTERNATIONALcs	$55,975,000	+7.3%	1,660,486	+8.5%	13.66%	+5.6%
SCHE	Buy	SCHWAB EMERGING MARKETScs	$23,612,000	+10.3%	822,714	+7.4%	5.76%	+8.6%
SCHG	Buy	SCHWAB US LARGE CAPcs	$14,341,000	+4.4%	199,991	+3.0%	3.50%	+2.8%
XOM	Buy	EXXON MOBIL CORPcs	$12,815,000	-3.0%	171,759	+8.7%	3.13%	-4.5%
SCHV	Sell	SCHWAB US LARGE CAPcs	$12,439,000	-9.6%	235,418	-6.4%	3.04%	-11.0%
AAPL	Sell	APPLE INCcs	$9,498,000	-1.2%	56,612	-0.4%	2.32%	-2.8%
T	Buy	A T & T INCcs	$9,116,000	-7.8%	255,706	+0.5%	2.22%	-9.3%
RSP	Buy	GUGGENHEIM S&P 500 EQUALcs	$8,920,000	+0.5%	89,663	+2.0%	2.18%	-1.1%
SPY	Buy	SPDR S&P 500 ETFcs	$8,398,000	-0.3%	31,915	+1.1%	2.05%	-1.9%
PDBC	New	PWRSHR ACTLY MNG OPTMcs	$8,363,000	–	470,635	+100.0%	2.04%	–
VYMI	Buy	VANGUARD INTERNATNL HGHcs	$7,686,000	+20.8%	115,660	+21.8%	1.88%	+18.9%
ETN	Buy	EATON CORP PLC Fcs	$7,604,000	+2.2%	95,163	+1.1%	1.86%	+0.7%
PFE	Buy	PFIZER INCORPORATEDcs	$6,928,000	0.0%	195,201	+2.0%	1.69%	-1.6%
JPM	Sell	JPMORGAN CHASE & COcs	$6,886,000	-0.6%	62,619	-3.3%	1.68%	-2.1%
SCHA	Buy	SCHWAB US SMALL CAP ETFcs	$6,653,000	+2301.8%	96,232	+2321.5%	1.62%	+2252.2%
ED	Buy	CONSOLIDATED EDISONcs	$6,583,000	-6.4%	84,457	+2.0%	1.61%	-7.8%
ABBV	Sell	ABBVIE INCcs	$6,364,000	-8.1%	67,238	-6.1%	1.55%	-9.5%
VFH	Buy	VANGUARD FINANCIALS ETFcs	$6,317,000	+9.7%	90,935	+10.6%	1.54%	+8.0%
GOOGL	Buy	ALPHABET INC.cs	$6,117,000	+1.1%	5,898	+2.7%	1.49%	-0.5%
PGX	Buy	POWERSHARES PREFERREDcs	$5,581,000	+1.6%	382,284	+3.4%	1.36%	0.0%
DBL	Sell	DOUBLELINE OPPORTUNISTICcs	$5,496,000	-7.7%	254,549	-5.2%	1.34%	-9.1%
FB	Buy	FACEBOOK INCcs	$5,468,000	+0.5%	34,223	+11.0%	1.33%	-1.0%
BAC	Sell	BANK OF AMERICA CORPcs	$5,428,000	-2.0%	181,008	-3.6%	1.32%	-3.6%
CSCO	Sell	CISCO SYSTEMS INCcs	$5,348,000	+8.5%	124,689	-3.1%	1.30%	+6.8%
VDC	Buy	VANGUARD CONSUMERcs	$4,920,000	-0.9%	36,148	+6.3%	1.20%	-2.5%
AMZN	Sell	AMAZON COM INCcs	$4,779,000	+10.9%	3,302	-10.4%	1.17%	+9.2%
IGIB	Sell	ISHARES INTERM CREDITcs	$4,335,000	-2.5%	40,425	-0.7%	1.06%	-4.0%
EVV	Buy	EATON VANCE LIMITED DURAcs	$4,217,000	+68.5%	323,902	+76.7%	1.03%	+66.0%
UTF	Buy	COHEN AND STEERS INFRASTcs	$4,000,000	-4.5%	186,839	+7.1%	0.98%	-6.0%
UTX	Buy	UNITED TECHNOLOGIEScs	$3,998,000	+12.7%	31,776	+14.3%	0.98%	+10.9%
VZ	Sell	VERIZON COMMUNICATNcs	$3,895,000	-12.8%	81,459	-3.4%	0.95%	-14.2%
WDC	Sell	WESTERN DIGITAL CORPcs	$3,743,000	-11.7%	40,565	-23.9%	0.91%	-13.1%
PHG	Buy	KONINKLIJKE PHILIPS Fcs	$3,609,000	+61.0%	94,209	+58.8%	0.88%	+58.5%
NAC	Buy	NUVEEN CLIFORNIA QULTY Mcs	$2,283,000	+2.5%	170,498	+9.6%	0.56%	+0.9%
XLU	Sell	SELECT SECTOR UTI SELECTcs	$2,200,000	-16.2%	43,535	-12.6%	0.54%	-17.4%
SCHB	Sell	SCHWAB US BROAD MARKETcs	$2,185,000	-13.8%	34,251	-12.8%	0.53%	-15.1%
BXMX	Buy	NUVEEN S&P500 BUY-WRITEcs	$2,175,000	-6.0%	163,322	+0.6%	0.53%	-7.3%
NLY	Sell	ANNALY CAPITAL MGMToa	$2,151,000	-16.0%	206,230	-4.2%	0.52%	-17.3%
NKX	Buy	NUVEN CALIFOR AMT FREE Qcs	$1,872,000	-9.9%	138,246	+2.2%	0.46%	-11.3%
MO	Sell	ALTRIA GROUP INCcs	$1,740,000	-15.4%	27,923	-3.1%	0.42%	-16.7%
BRKB		BERKSHIRE HATHAWAYcs	$1,654,000	+0.7%	8,290	0.0%	0.40%	-0.7%
EVT	New	EATON VANCE TAX ADVANTAGcs	$1,377,000	–	62,890	+100.0%	0.34%	–
SBUX	Sell	STARBUCKS CORPcs	$1,234,000	-59.0%	21,324	-59.3%	0.30%	-59.7%
ALTR	New	ALTAIR ENGINEERING Ics	$1,201,000	–	38,300	+100.0%	0.29%	–
QQQ	Sell	POWERSHARES QQQ TRUSTcs	$1,095,000	-14.4%	6,838	-16.7%	0.27%	-15.8%
CVX	Sell	CHEVRON CORPORATIONcs	$1,049,000	-9.3%	9,198	-0.4%	0.26%	-10.5%
AMLP	Buy	ALPS ALERIAN MLP ETFcs	$975,000	+296.3%	104,092	+355.9%	0.24%	+290.2%
MCA	Sell	BLACKROCK MUNIYIELD CALIcs	$976,000	-19.7%	73,256	-11.6%	0.24%	-20.9%
DWDP		DOWDUPONT INCcs	$913,000	-10.6%	14,335	0.0%	0.22%	-11.9%
CYHT	New	COMMUNITY BANK HUNTIcs	$894,000	–	3,412	+100.0%	0.22%	–
DSL	Sell	DOUBLELINE INCOME SOLUTIcs	$848,000	-3.4%	42,247	-2.8%	0.21%	-5.0%
SBAC	Sell	S B A COMMUNICATIONScs	$838,000	+2.6%	4,900	-2.0%	0.20%	+1.0%
MU	Buy	MICRON TECHNOLOGYcs	$810,000	+73.1%	15,535	+36.5%	0.20%	+70.7%
FRA	Sell	BLACKROCK FLOAT RATE INCcs	$774,000	-14.6%	53,300	-18.9%	0.19%	-16.0%
NVDA	Buy	NVIDIA CORPcs	$760,000	+120.9%	3,282	+84.7%	0.18%	+117.6%
BA	Sell	BOEING COcs	$741,000	-18.3%	2,259	-26.5%	0.18%	-19.6%
SCHD	Sell	SCHWAB US DIVIDENDcs	$697,000	-35.6%	14,215	-32.8%	0.17%	-36.6%
PFXF	Sell	VANECK VECTORS PFD SECcs	$665,000	-10.9%	34,625	-8.7%	0.16%	-12.4%
PWZ	Buy	POWERSH CALIFOR AMT FREcs	$632,000	-0.6%	24,621	+2.2%	0.15%	-2.5%
LOW	Sell	LOWES COMPANIES INCcs	$595,000	-6.2%	6,783	-0.6%	0.14%	-7.6%
XLE	Buy	ENERGY SELECT SECTORcs	$571,000	+20.7%	8,464	+29.2%	0.14%	+18.8%
HD	Sell	HOME DEPOT INCcs	$556,000	-6.2%	3,118	-0.4%	0.14%	-7.5%
UNP	Sell	UNION PACIFIC CORPcs	$544,000	-9.8%	4,046	-10.0%	0.13%	-10.7%
XLF	Buy	SELECT STR FINANCIALcs	$535,000	+4.3%	19,389	+5.4%	0.13%	+3.1%
LRCX	Buy	LAM RESEARCH CORPcs	$530,000	+55.4%	2,610	+40.7%	0.13%	+51.8%
AGN	Sell	ALLERGAN PLC Fcs	$526,000	-3.8%	3,126	-6.5%	0.13%	-5.9%
MRK	Buy	MERCK & CO INCcs	$509,000	+11.4%	9,341	+15.1%	0.12%	+9.7%
PG	Buy	PROCTER & GAMBLEcs	$499,000	-13.1%	6,289	+0.7%	0.12%	-14.1%
NFLX	Sell	NETFLIX INCcs	$489,000	+36.6%	1,655	-11.3%	0.12%	+33.7%
INTC	Buy	INTEL CORPORATIONcs	$453,000	+28.7%	8,698	+13.9%	0.11%	+27.6%
FAX	Sell	ABERDEEN ASIA PACIFIcs	$441,000	-8.7%	93,000	-6.1%	0.11%	-10.0%
C	Buy	CITIGROUP INCcs	$440,000	-7.6%	6,517	+1.9%	0.11%	-9.3%
PYPL	Buy	PAYPAL HOLDINGS INCOcs	$436,000	+5.8%	5,750	+2.8%	0.11%	+3.9%
HON	Buy	HONEYWELL INTL INCcs	$435,000	-2.5%	3,012	+3.5%	0.11%	-4.5%
PPG	Sell	PPG INDUSTRIES INCcs	$431,000	-18.4%	3,860	-14.6%	0.10%	-19.8%
FBT	New	FIRST TRUST NYSE ARCAcs	$432,000	–	3,250	+100.0%	0.10%	–
WFC	Sell	WELLS FARGO BK N Acs	$412,000	-26.8%	7,858	-15.3%	0.10%	-27.9%
BABA	Buy	ALIBABA GROUP HLDG Fcs	$412,000	+79.9%	2,245	+68.8%	0.10%	+77.2%
XLI	Buy	SELECT SECTOR INDUSTRIALcs	$415,000	+13.7%	5,582	+15.9%	0.10%	+12.2%
BMY	Sell	BRISTOL-MYERS SQUIBBcs	$411,000	-1.0%	6,500	-4.0%	0.10%	-2.9%
CATY		CATHAY GENERAL BANCOcs	$400,000	-5.2%	10,000	0.0%	0.10%	-6.7%
IBB	Sell	ISHARES NASDAQcs	$379,000	-13.3%	3,555	-13.2%	0.09%	-14.8%
FFWM		FIRST FOUNDATION INCcs	$371,000	0.0%	20,000	0.0%	0.09%	-1.1%
COST	Sell	COSTCO WHOLESALE COcs	$375,000	-0.3%	1,992	-1.3%	0.09%	-2.2%
AMJ	Sell	JP MORGAN CHASE ALERIANcs	$358,000	-34.7%	14,900	-25.3%	0.09%	-36.0%
KWEB	New	KRANESHARES CSI CHINAcs	$353,000	–	5,750	+100.0%	0.09%	–
MSFT	Buy	MICROSOFT CORPcs	$350,000	+19.0%	3,836	+11.7%	0.08%	+16.4%
DIS	Sell	WALT DISNEY COcs	$346,000	-14.4%	3,442	-8.3%	0.08%	-16.0%
IYH	Sell	ISHARES US HEALTHCAREcs	$328,000	-12.1%	1,902	-11.2%	0.08%	-13.0%
SGOL		ETFS GOLD TRUST ETFcs	$326,000	+1.9%	2,540	0.0%	0.08%	+1.3%
GILD	Buy	GILEAD SCIENCES INCcs	$323,000	+29.2%	4,287	+22.9%	0.08%	+27.4%
CBSH	Sell	COMMERCE BANCSHAREScs	$315,000	-46.2%	5,250	-50.0%	0.08%	-46.9%
JNJ	Sell	JOHNSON & JOHNSONcs	$314,000	-14.0%	2,449	-6.3%	0.08%	-14.4%
XOP	Buy	SPDR S&P OIL & GAS EXPLcs	$312,000	+6.1%	8,850	+12.0%	0.08%	+4.1%
EPD	Buy	ENTERPRISE PRODUCTS LPoa	$310,000	-6.3%	12,677	+1.4%	0.08%	-7.3%
TSLA	Sell	TESLA INCcs	$302,000	-71.7%	1,134	-66.9%	0.07%	-72.0%
		1/100 BERKSHIRE HTWY CLAcs	$299,000	+0.3%	1	0.0%	0.07%	-1.4%
GDX	Buy	VANECK VECTORS GOLDcs	$286,000	+5.9%	13,000	+12.1%	0.07%	+4.5%
GIS	Buy	GENERAL MILLS INCcs	$287,000	-3.4%	6,366	+27.0%	0.07%	-5.4%
QCOM	Sell	QUALCOMM INCcs	$282,000	-33.0%	5,087	-22.6%	0.07%	-33.7%
NOC	Sell	NORTHROP GRUMMAN COcs	$278,000	-26.3%	795	-35.2%	0.07%	-26.9%
XLB	New	SPDR FUND MATERIALScs	$276,000	–	4,845	+100.0%	0.07%	–
PSX		PHILLIPS 66cs	$271,000	-5.2%	2,825	0.0%	0.07%	-7.0%
GE	Buy	GENERAL ELECTRIC COcs	$271,000	-14.5%	20,131	+10.8%	0.07%	-16.5%
MMC	Buy	MARSH & MC LENNAN COcs	$268,000	+1.9%	3,248	+0.5%	0.06%	0.0%
RTN	Sell	RAYTHEON COMPANYcs	$266,000	+13.7%	1,231	-1.3%	0.06%	+12.1%
PANW	Sell	PALO ALTO NETWORKScs	$261,000	+11.5%	1,440	-10.8%	0.06%	+10.3%
MYC		BLACKROCK MUNIYIELD CALIcs	$263,000	-9.6%	19,700	0.0%	0.06%	-11.1%
SIRI	Buy	SIRIUS XM HLDGS INCcs	$259,000	+19.4%	41,440	+2.5%	0.06%	+16.7%
KMB		KIMBERLY-CLARK CORPcs	$249,000	-8.8%	2,263	0.0%	0.06%	-10.3%
BKLN	New	POWERSHARES SENIOR LOANcs	$240,000	–	10,396	+100.0%	0.06%	–
AMGN	New	AMGEN INC.cs	$239,000	–	1,404	+100.0%	0.06%	–
DUK	Sell	DUKE ENERGY CORPcs	$232,000	-19.4%	3,000	-12.3%	0.06%	-19.7%
DNP	Sell	DNP SELECT INCOME CFcs	$224,000	-29.1%	21,800	-25.6%	0.06%	-29.5%
WMT	New	WAL-MART STOREScs	$227,000	–	2,550	+100.0%	0.06%	–
ABT	Buy	ABBOTT LABORATORIEScs	$225,000	+6.6%	3,754	+1.5%	0.06%	+5.8%
EIX		EDISON INTERNATIONALcs	$221,000	+0.5%	3,473	0.0%	0.05%	-1.8%
GLD	Sell	SPDR GOLD SHARES ETFcs	$223,000	-24.9%	1,775	-26.0%	0.05%	-27.0%
IBM	New	IBM CORPcs	$216,000	–	1,409	+100.0%	0.05%	–
PM	Sell	PHILIP MORRIS INTLcs	$216,000	-35.9%	2,169	-32.0%	0.05%	-36.9%
LUMN	Sell	CENTURYLINK INCcs	$214,000	-32.7%	13,039	-31.5%	0.05%	-34.2%
GOOG	New	ALPHABET INC.cs	$215,000	–	208	+100.0%	0.05%	–
ALGN	New	ALIGN TECHNOLOGY INCcs	$213,000	–	850	+100.0%	0.05%	–
VGT		VANGUARD INFORMATIONcs	$209,000	+3.5%	1,225	0.0%	0.05%	+2.0%
EFA		ISHARES MSCI EAFE ETFcs	$203,000	-1.0%	2,912	0.0%	0.05%	-2.0%
OILNF		BARCLYS IPATH NOTES LKDcs	$117,000	+12.5%	15,950	0.0%	0.03%	+11.5%
NM	Buy	NAVIOS MARITIME Fcs	$108,000	-10.0%	120,000	+20.0%	0.03%	-13.3%
CAPR		CAPRICOR THERAPEUTICS INC COMcs	$68,000	-13.9%	50,000	0.0%	0.02%	-15.0%
LEOM		LEO MOTORS INCcs	$60,000	-20.0%	600,000	0.0%	0.02%	-21.1%
AGEL	New	ANGEL ACQUISITION CORXXXcs	$0	–	10,999,983	+100.0%	0.00%	–
NTEK		NANOTECH ENTERTAINMEcs	$2,000	0.0%	82,323	0.0%	0.00%	–
LBSR		LIBERTY STAR URANIUMcs	$1,000	0.0%	616,600	0.0%	0.00%	–
HEMP	New	HEMP INCcs	$0	–	10,000	+100.0%	0.00%	–
		HEALTHMED SVCS LTDcs	$0	–	489,700	0.0%	0.00%	–
BARZ		5BARZ INTL INCcs	$2,000	0.0%	50,000	0.0%	0.00%	–
	New	FRESH PROMISE FOODScs	$0	–	150,000	+100.0%	0.00%	–
SPCL		SOLARIS PWR CELLScs	$0	–	20,000	0.0%	0.00%	–
FITX		CREATIVE EDGE NUTRITcs	$0	–	150,000	0.0%	0.00%	–
USAU		USA URANIUM CORP XXXcs	$0	–	400,000	0.0%	0.00%	–
CHAG		CHANCELLOR GROUP INCcs	$0	–	70,000	0.0%	0.00%	–
XNNHQ		XENONICS HOLDINGScs	$0	–	16,553	0.0%	0.00%	–
	Exit	CALL APPLE INCcall	$0	–	-40	-100.0%	0.00%	–
	Exit	GENERAL MOTORS 7.70XXXoa	$0	–	-25,000	-100.0%	0.00%	–
	Exit	CALL APPLE INCcall	$0	–	-20	-100.0%	0.00%	–
F	Exit	FORD MOTOR COMPANYcs	$0	–	-12,052	-100.0%	-0.04%	–
VEA	Exit	VANGUARD FTSE DEVELOPEDcs	$0	–	-4,695	-100.0%	-0.05%	–
AMD	Exit	ADVANCED MICRO DEVICcs	$0	–	-20,900	-100.0%	-0.05%	–
NKE	Exit	NIKE INCcs	$0	–	-3,471	-100.0%	-0.05%	–
EMR	Exit	EMERSON ELECTRIC COcs	$0	–	-3,297	-100.0%	-0.06%	–
XLP	Exit	SPDR FUND CONSUMERcs	$0	–	-5,330	-100.0%	-0.08%	–
MET	Exit	METLIFE INCcs	$0	–	-7,710	-100.0%	-0.10%	–
VTR	Exit	VENTAS INCoa	$0	–	-6,983	-100.0%	-0.10%	–
BND	Exit	VANGUARD TOTAL BONDcs	$0	–	-9,210	-100.0%	-0.19%	–
CORP	Exit	PIMCO INVEST GRADE CORPcs	$0	–	-9,482	-100.0%	-0.25%	–
VNQ	Exit	VANGUARD REIT ETFcs	$0	–	-48,580	-100.0%	-1.00%	–
SCHZ	Exit	SCHWAB US AGGREGATE BONDcs	$0	–	-136,618	-100.0%	-1.76%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2018-05-11

Signatures

The EDGAR filing(s) were signed by:

Benjamin Lau — Chief Investment Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SCHW US LCAP ETF	42	Q3 2023	22.1%
SCHW INTL EQ ETF	42	Q3 2023	13.7%
APPLE INC	42	Q3 2023	7.6%
EXXON MOBIL CORPORATION	42	Q3 2023	5.5%
SCHW US BRD MKT ETF	42	Q3 2023	10.1%
A T & T INC NEW	42	Q3 2023	4.2%
SCHW EMG MKT EQ ETF	42	Q3 2023	5.8%
PFIZER INCORPORATED	42	Q3 2023	3.3%
EATON CORP PLC F	42	Q3 2023	2.9%
META PLATFORMS INC	42	Q3 2023	3.6%

View Apriem Advisors's complete holdings history.

Latest filings

Type	Filed
13F-HR	2024-02-14
13F-HR	2023-11-13
13F-HR	2023-08-08
13F-HR	2023-05-12
13F-HR	2023-02-13
13F-HR	2022-11-14
13F-HR	2022-08-08
13F-HR	2022-05-10
13F-HR	2022-02-09
13F-HR	2021-11-12

View Apriem Advisors's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (409882000.0 != 409880000.0)

Export Apriem Advisors's holdings