$270 Million is the total value of Apriem Advisors's 578 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 39.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BSCH | Buy | GUGGENHEIM BLLSHS 2017cs | $60,881,000 | +9815.5% | 2,683,146 | +9837.6% | 22.52% | +10574.4% |
| SCHR | New | SCHWAB INTERMEDIATE TERMcs | $12,573,000 | – | 230,703 | +100.0% | 4.65% | – |
| AAPL | Sell | APPLE INCcs | $9,542,000 | -15.4% | 86,506 | -3.8% | 3.53% | -8.9% |
| T | Buy | A T & T INCcs | $7,353,000 | -6.8% | 225,691 | +1.6% | 2.72% | +0.4% |
| XOM | Sell | EXXON MOBIL CORPcs | $6,867,000 | -14.6% | 92,364 | -4.4% | 2.54% | -8.0% |
| PFE | Sell | PFIZER INCORPORATEDcs | $6,113,000 | -8.6% | 194,620 | -2.4% | 2.26% | -1.5% |
| Sell | TARGET CORPORATIONcs | $5,930,000 | -6.2% | 75,392 | -2.7% | 2.19% | +1.0% | |
| GE | Buy | GENERAL ELECTRIC COcs | $5,745,000 | -2.8% | 227,783 | +2.3% | 2.12% | +4.6% |
| IGIB | Buy | ISHARES INTERM CREDITcs | $5,554,000 | +0.1% | 51,145 | +0.3% | 2.06% | +7.8% |
| ABBV | Sell | ABBVIE INCcs | $5,078,000 | -20.3% | 93,325 | -1.6% | 1.88% | -14.1% |
| BMY | Buy | BRISTOL-MYERS SQUIBBcs | $4,717,000 | -5.7% | 79,680 | +6.0% | 1.74% | +1.6% |
| BSCG | Buy | GUGGENHEIM BLLSHS 2016cs | $4,651,000 | +601.5% | 209,588 | +602.1% | 1.72% | +654.8% |
| SBUX | Sell | STARBUCKS CORPcs | $4,610,000 | +4.8% | 81,106 | -1.1% | 1.70% | +12.8% |
| ETN | Buy | EATON CORP PLC Fcs | $4,571,000 | -23.1% | 89,107 | +1.2% | 1.69% | -17.2% |
| ED | Buy | CONSOLIDATED EDISONcs | $4,568,000 | +20.4% | 68,334 | +4.2% | 1.69% | +29.7% |
| COP | Buy | CONOCOPHILLIPScs | $4,566,000 | -21.8% | 95,198 | +0.1% | 1.69% | -15.8% |
| WFC | Buy | WELLS FARGO & COcs | $4,544,000 | -6.0% | 88,485 | +3.0% | 1.68% | +1.3% |
| QCOM | Sell | QUALCOMM INCcs | $4,336,000 | -15.7% | 80,691 | -1.7% | 1.60% | -9.2% |
| DBL | Buy | DOUBLELINE OPPORTUNISTICcs | $4,258,000 | +85.9% | 171,131 | +73.2% | 1.58% | +100.1% |
| JCI | Sell | JOHNSON CONTROLS INCcs | $4,150,000 | -17.5% | 100,326 | -1.3% | 1.54% | -11.2% |
| PFXF | Buy | MARKET VECTORS PREF SECcs | $3,979,000 | -2.4% | 203,126 | +0.7% | 1.47% | +5.1% |
| PDI | Buy | PIMCO DYNAMIC INCOME CFcs | $3,914,000 | +8.2% | 135,906 | +9.8% | 1.45% | +16.6% |
| VTR | Buy | VENTAS INCoa | $3,744,000 | -1.6% | 66,785 | +8.9% | 1.38% | +6.0% |
| CSCO | Buy | CISCO SYSTEMS INCcs | $3,590,000 | -3.0% | 136,764 | +1.5% | 1.33% | +4.5% |
| FB | Buy | FACEBOOK INCcs | $3,555,000 | +135.7% | 39,549 | +125.0% | 1.32% | +153.9% |
| AXP | Buy | AMERICAN EXPRESS COcs | $3,495,000 | -2.0% | 47,150 | +2.7% | 1.29% | +5.6% |
| JPM | Buy | JPMORGAN CHASE & COcs | $3,338,000 | +1203.9% | 54,741 | +1351.6% | 1.24% | +1303.4% |
| GOOGL | Sell | GOOGLE INCcs | $3,218,000 | +18.1% | 5,041 | -0.1% | 1.19% | +27.1% |
| BAC | Buy | BANK OF AMERICA CORPcs | $3,212,000 | -1.2% | 206,169 | +8.0% | 1.19% | +6.5% |
| GILD | Buy | GILEAD SCIENCES INCcs | $2,735,000 | -12.5% | 27,851 | +4.4% | 1.01% | -5.7% |
| BND | Buy | VANGUARD TOTAL BONDcs | $2,626,000 | +1.2% | 32,055 | +0.3% | 0.97% | +8.9% |
| VZ | Buy | VERIZON COMMUNICATNcs | $2,534,000 | -5.5% | 58,248 | +1.3% | 0.94% | +1.7% |
| MET | Buy | METLIFE INCcs | $2,444,000 | -7.4% | 51,825 | +9.9% | 0.90% | -0.3% |
| CELG | Buy | CELGENE CORPcs | $2,360,000 | -1.3% | 21,820 | +5.6% | 0.87% | +6.2% |
| PANW | New | PALO ALTO NETWORKScs | $2,107,000 | – | 12,250 | +100.0% | 0.78% | – |
| Buy | NUVEEN ALL CAP ENERGY MLcs | $1,717,000 | -20.8% | 173,439 | +16.2% | 0.64% | -14.8% | |
| KMB | Buy | KIMBERLY-CLARK CORPcs | $1,597,000 | +904.4% | 14,650 | +876.7% | 0.59% | +974.5% |
| SCHB | Sell | SCHWAB US BROAD MARKETcs | $1,589,000 | -94.1% | 34,259 | -93.7% | 0.59% | -93.7% |
| NKX | Buy | NUVEEN CALIFORNIA AMT FRcs | $1,496,000 | +9.4% | 102,006 | +5.8% | 0.55% | +17.7% |
| LULU | Buy | LULULEMON ATHLETICAcs | $1,465,000 | -21.0% | 28,930 | +1.8% | 0.54% | -14.9% |
| AMJ | Sell | JP MORGAN CHASE ALERIANcs | $1,245,000 | -30.5% | 40,971 | -9.4% | 0.46% | -25.0% |
| DOW | Buy | DOW CHEMICAL COMPANYcs | $1,179,000 | -11.0% | 27,815 | +7.5% | 0.44% | -4.2% |
| RYE | Sell | GUGGENHEIM S&P 500 EQUALcs | $1,175,000 | -35.0% | 23,718 | -15.7% | 0.44% | -30.0% |
| CBSH | New | COMMERCE BANCSHAREScs | $1,139,000 | – | 25,000 | +100.0% | 0.42% | – |
| DSL | Buy | DOUBLELINE INCOME SOLUTIcs | $1,095,000 | -5.1% | 63,341 | +8.5% | 0.40% | +2.3% |
| IGSB | Sell | ISHARES 1-3 YEAR CREDITcs | $1,040,000 | -6.6% | 9,895 | -6.3% | 0.38% | +0.8% |
| NAC | Buy | NUVEEN CA DIVIDEND ADV Mcs | $1,037,000 | +12.7% | 69,347 | +8.4% | 0.38% | +21.5% |
| FGB | Sell | FIRST TRUST SPCLTY FIN Ocs | $985,000 | -13.1% | 167,734 | -4.3% | 0.36% | -6.7% |
| BRKB | Buy | BERKSHIRE HATHAWAYcs | $980,000 | +8.0% | 7,519 | +12.8% | 0.36% | +16.3% |
| SCHF | Sell | SCHWAB INTERNATIONALcs | $961,000 | -92.7% | 35,100 | -91.9% | 0.36% | -92.1% |
| SCHZ | Sell | SCHWAB US AGGREGATE BONDcs | $914,000 | -90.7% | 17,521 | -90.7% | 0.34% | -90.0% |
| MCA | Buy | BLACKROCK MUNIYIELD CALIcs | $914,000 | +7.3% | 60,996 | +3.6% | 0.34% | +15.4% |
| KMI | Sell | KINDER MORGAN INCcs | $848,000 | -31.4% | 30,622 | -5.0% | 0.31% | -26.1% |
| CCP | New | CARE CAPITAL PROPERTcs | $837,000 | – | 25,408 | +100.0% | 0.31% | – |
| EVV | Buy | EATON VANCE LIMITED DURAcs | $819,000 | +2.8% | 64,600 | +9.2% | 0.30% | +10.6% |
| SPY | Buy | SPDR S&P 500 ETFcs | $792,000 | -0.3% | 4,134 | +7.2% | 0.29% | +7.3% |
| BSCF | Buy | GUGGENHEIM BLLSHS 2015cs | $766,000 | +54.4% | 35,398 | +54.6% | 0.28% | +66.5% |
| TSLA | Sell | TESLA MOTORS INCcs | $763,000 | -7.6% | 3,071 | -0.2% | 0.28% | -0.7% |
| BXMX | Sell | NUVEEN S&P500 BUY-WRITEcs | $738,000 | -6.0% | 61,001 | -0.4% | 0.27% | +1.1% |
| UTF | Buy | COHEN AND STEERS INFRASTcs | $735,000 | +14.7% | 38,568 | +26.4% | 0.27% | +23.6% |
| DNP | Sell | DNP SELECT INCOME CFcs | $644,000 | -13.6% | 71,700 | -2.7% | 0.24% | -7.0% |
| MOS | Sell | MOSAIC COcs | $627,000 | -66.8% | 20,165 | -50.0% | 0.23% | -64.3% |
| CVY | Sell | GUGGENHEIM MULTI ASSETcs | $569,000 | -14.2% | 30,844 | -2.3% | 0.21% | -7.5% |
| CVX | Buy | CHEVRON CORPORATIONcs | $507,000 | -3.2% | 6,431 | +18.3% | 0.19% | +4.4% |
| GSK | Sell | GLAXOSMITHKLINE PLC Fcs | $499,000 | -19.5% | 12,987 | -12.7% | 0.18% | -13.1% |
| NLY | Buy | ANNALY CAPITAL MGMToa | $418,000 | +22.9% | 42,300 | +14.3% | 0.16% | +32.5% |
| INTC | Sell | INTEL CORPcs | $398,000 | -18.6% | 13,210 | -17.8% | 0.15% | -12.5% |
| EFA | Buy | ISHARES MSCI EAFE ETFcs | $368,000 | +121.7% | 6,428 | +145.9% | 0.14% | +138.6% |
| PWZ | Sell | POWERSH CALIFOR AMT FREcs | $353,000 | -11.3% | 13,893 | -12.6% | 0.13% | -4.4% |
| SCHG | Sell | SCHWAB US LARGE CAPcs | $315,000 | -95.8% | 6,307 | -95.4% | 0.12% | -95.4% |
| IWM | Buy | ISHARES RUSSELL 2000cs | $303,000 | +215.6% | 2,772 | +259.1% | 0.11% | +239.4% |
| CATY | CATHAY GENERAL BANCOcs | $300,000 | -7.7% | 10,000 | 0.0% | 0.11% | -0.9% | |
| QQQ | Sell | POWERSHARES QQQ TRUSTcs | $298,000 | -8.0% | 2,929 | -3.1% | 0.11% | -0.9% |
| DVA | DAVITA HEALTHCARE PTcs | $293,000 | -9.0% | 4,050 | 0.0% | 0.11% | -2.7% | |
| MO | Sell | ALTRIA GROUP INCcs | $287,000 | +5.5% | 5,275 | -5.0% | 0.11% | +14.0% |
| HD | Buy | HOME DEPOT INCcs | $284,000 | +14.5% | 2,458 | +10.0% | 0.10% | +23.5% |
| GLD | Buy | SPDR GOLD SHARES ETFcs | $278,000 | +77.1% | 2,600 | +85.7% | 0.10% | +90.7% |
| AMZN | Buy | AMAZON COM INCcs | $277,000 | +19.9% | 542 | +1.9% | 0.10% | +29.1% |
| QRVO | New | QORVO INCcs | $262,000 | – | 5,825 | +100.0% | 0.10% | – |
| NOC | Buy | NORTHROP GRUMMAN COcs | $262,000 | +403.8% | 1,577 | +382.3% | 0.10% | +438.9% |
| BOND | PIMCO TOTAL RETURNcs | $260,000 | -1.5% | 2,470 | 0.0% | 0.10% | +5.5% | |
| MRK | Sell | MERCK & CO INCcs | $255,000 | -17.5% | 5,170 | -4.9% | 0.09% | -11.3% |
| SCZ | Buy | ISHARES MSCI EAFE SMALLcs | $239,000 | +23800.0% | 5,000 | +41566.7% | 0.09% | – |
| DIS | Sell | WALT DISNEY COcs | $236,000 | -16.6% | 2,310 | -6.8% | 0.09% | -10.3% |
| O | Buy | REALTY INCM CORPoa | $234,000 | +75.9% | 4,940 | +64.7% | 0.09% | +89.1% |
| NKE | Buy | NIKE INCcs | $229,000 | +663.3% | 1,866 | +576.1% | 0.08% | +750.0% |
| FFWM | New | FIRST FOUNDATION INCcs | $228,000 | – | 10,000 | +100.0% | 0.08% | – |
| SCHA | Sell | SCHWAB US SMALL CAP ETFcs | $215,000 | -95.0% | 4,242 | -94.3% | 0.08% | -94.6% |
| GGN | Sell | GAMCO GLOBAL GOLD NTRL Rcs | $210,000 | -78.5% | 42,000 | -72.1% | 0.08% | -76.8% |
| COST | Buy | COSTCO WHOLESALE COcs | $210,000 | +262.1% | 1,455 | +240.0% | 0.08% | +290.0% |
| TWX | Buy | TIME WARNER INCcs | $206,000 | +2188.9% | 3,000 | +2900.0% | 0.08% | +2433.3% |
| EIX | Sell | EDISON INTERNATIONALcs | $202,000 | +6.9% | 3,200 | -5.9% | 0.08% | +15.4% |
| Sell | BLACKROCK CORE BD TRcs | $202,000 | +0.5% | 15,607 | -1.6% | 0.08% | +8.7% | |
| 1/100 BERKSHIRE HTWY CLAcs | $195,000 | -4.9% | 1 | 0.0% | 0.07% | +2.9% | ||
| YUM | Buy | YUM BRANDS INCcs | $191,000 | -11.2% | 2,385 | +0.0% | 0.07% | -4.1% |
| SWKS | Sell | SKYWORKS SOLUTIONScs | $184,000 | -24.6% | 2,189 | -6.6% | 0.07% | -19.0% |
| CRM | Buy | SALESFORCE COMcs | $184,000 | +55.9% | 2,650 | +55.9% | 0.07% | +65.9% |
| PM | Sell | PHILIP MORRIS INTLcs | $176,000 | -16.2% | 2,220 | -15.1% | 0.06% | -9.7% |
| ANTM | New | ANTHEM INCcs | $175,000 | – | 1,250 | +100.0% | 0.06% | – |
| IYH | Sell | ISHARES US HEALTHCAREcs | $174,000 | -44.4% | 1,245 | -36.8% | 0.06% | -40.7% |
| F | Buy | FORD MOTOR COMPANYcs | $174,000 | +4.8% | 12,838 | +16.4% | 0.06% | +12.3% |
| SOR | New | SOURCE CAPITAL CFcs | $169,000 | – | 2,500 | +100.0% | 0.06% | – |
| GIS | Buy | GENERAL MILLS INCcs | $168,000 | +32.3% | 2,995 | +31.5% | 0.06% | +40.9% |
| AMGN | Buy | AMGEN INCORPORATEDcs | $163,000 | +5.8% | 1,180 | +18.0% | 0.06% | +13.2% |
| MYC | BLACKROCK MUNIYIELD CALIcs | $162,000 | +5.2% | 10,200 | 0.0% | 0.06% | +13.2% | |
| SRE | SEMPRA ENERGYcs | $162,000 | -2.4% | 1,675 | 0.0% | 0.06% | +5.3% | |
| DJP | Sell | BRCLYS BK IPATH BLOOMcs | $156,000 | -47.3% | 6,400 | -37.1% | 0.06% | -43.1% |
| PFF | ISHARES U.S. PREFERREDcs | $154,000 | -1.9% | 4,000 | 0.0% | 0.06% | +5.6% | |
| SNDK | Sell | SANDISK CORPcs | $155,000 | -33.8% | 2,853 | -29.2% | 0.06% | -28.8% |
| SIRI | Buy | SIRIUS XM HLDGS INCcs | $153,000 | +628.6% | 40,790 | +635.0% | 0.06% | +714.3% |
| VO | VANGUARD MID CAP ETFcs | $152,000 | -8.4% | 1,300 | 0.0% | 0.06% | -1.8% | |
| BA | Sell | BOEING COcs | $152,000 | -12.6% | 1,162 | -7.2% | 0.06% | -6.7% |
| APC | ANADARKO PETROLEUMcs | $151,000 | -22.6% | 2,500 | 0.0% | 0.06% | -16.4% | |
| XLE | Buy | ENERGY SELECT SECTORcs | $149,000 | +12.9% | 2,430 | +38.9% | 0.06% | +22.2% |
| NFLX | Buy | NETFLIX INCcs | $150,000 | +6.4% | 1,455 | +579.9% | 0.06% | +14.6% |
| ABT | ABBOTT LABORATORIEScs | $148,000 | -18.2% | 3,680 | 0.0% | 0.06% | -11.3% | |
| SCHD | Sell | SCHWAB US DIVIDENDcs | $142,000 | -98.6% | 3,950 | -98.5% | 0.05% | -98.4% |
| UAA | Buy | UNDER ARMOUR INCcs | $144,000 | +17.1% | 1,486 | +0.7% | 0.05% | +26.2% |
| C | CITIGROUP INCcs | $144,000 | -10.6% | 2,912 | 0.0% | 0.05% | -3.6% | |
| A | AGILENT TECHNOLOGIEScs | $141,000 | -10.8% | 4,106 | 0.0% | 0.05% | -3.7% | |
| XLI | SELECT SECTOR INDUSTRIALcs | $137,000 | -8.1% | 2,750 | 0.0% | 0.05% | 0.0% | |
| IBM | Sell | IBM CORPcs | $138,000 | -15.3% | 950 | -5.4% | 0.05% | -8.9% |
| MCK | Buy | MCKESSON CORPORATIONcs | $139,000 | +672.2% | 750 | +837.5% | 0.05% | +750.0% |
| VCV | INVESCO CALIFORNIA VALUEcs | $134,000 | +1.5% | 10,655 | 0.0% | 0.05% | +11.1% | |
| VOD | VODAFONE GROUP Fcs | $121,000 | -12.3% | 3,799 | 0.0% | 0.04% | -4.3% | |
| UTX | Buy | UNITED TECHNOLOGIEScs | $121,000 | +65.8% | 1,363 | +105.9% | 0.04% | +80.0% |
| BXLT | New | BAXALTA INCORPORATEDcs | $115,000 | – | 3,650 | +100.0% | 0.04% | – |
| IP | Buy | INTERNATIONAL PAPERcs | $117,000 | +2825.0% | 3,093 | +3190.4% | 0.04% | +4200.0% |
| AGNCP | Buy | AMERN CAP AGY CR 8% PFDps | $115,000 | +7.5% | 4,500 | +5.9% | 0.04% | +16.2% |
| DLS | New | WISDOMTREE INTL SMALLCPcs | $110,000 | – | 2,000 | +100.0% | 0.04% | – |
| CTR | CLEARBRIDGE ENERGY MLP Tcs | $110,000 | -24.7% | 8,012 | 0.0% | 0.04% | -18.0% | |
| VGT | VANGUARD INFORMATIONcs | $109,000 | -5.2% | 1,085 | 0.0% | 0.04% | +2.6% | |
| ECON | New | EGSHARES EMERGINGcs | $109,000 | – | 5,000 | +100.0% | 0.04% | – |
| OILNF | Sell | BARCLYS IPATH NOTES LKDcs | $109,000 | -54.6% | 12,900 | -35.2% | 0.04% | -51.2% |
| SCHE | Sell | SCHWAB EMERGING MARKETScs | $107,000 | -69.6% | 5,311 | -62.9% | 0.04% | -66.9% |
| VEA | New | VANGUARD FTSE DEVELOPEDcs | $107,000 | – | 3,000 | +100.0% | 0.04% | – |
| NXC | Buy | NUVEEN CA SELECT TAX FREcs | $106,000 | +43.2% | 7,000 | +40.0% | 0.04% | +56.0% |
| BABA | ALIBABA GROUP HLDG Fcs | $103,000 | -28.5% | 1,748 | 0.0% | 0.04% | -22.4% | |
| TWTR | Buy | TWITTER INCcs | $103,000 | -16.9% | 3,810 | +11.7% | 0.04% | -11.6% |
| ES | EVERSOURCE ENERGYcs | $101,000 | +11.0% | 2,004 | 0.0% | 0.04% | +19.4% | |
| EMR | Sell | EMERSON ELECTRIC COcs | $100,000 | -97.4% | 2,255 | -96.8% | 0.04% | -97.2% |
| MCD | Sell | MC DONALDS CORPcs | $98,000 | -42.4% | 996 | -44.5% | 0.04% | -37.9% |
| JNJ | Sell | JOHNSON & JOHNSONcs | $95,000 | -20.8% | 1,019 | -17.4% | 0.04% | -14.6% |
| SCS | STEELCASE INCcs | $92,000 | -3.2% | 5,000 | 0.0% | 0.03% | +3.0% | |
| WFCPRN | Buy | WELLS FARGO & 5.2% PFDps | $91,000 | +19.7% | 3,763 | +15.4% | 0.03% | +30.8% |
| XLF | Buy | SELECT STR FINANCIALcs | $93,000 | +89.8% | 4,125 | +106.2% | 0.03% | +100.0% |
| GOOG | Sell | GOOGLE INCcs | $89,000 | -9.2% | 146 | -22.8% | 0.03% | -2.9% |
| XLP | Sell | SPDR FUND CONSUMERcs | $87,000 | -58.2% | 1,840 | -58.0% | 0.03% | -54.9% |
| NM | Buy | NAVIOS MARITIME Fcs | $87,000 | +17.6% | 35,000 | +75.0% | 0.03% | +28.0% |
| FEYE | Buy | FIREEYE INCcs | $86,000 | +68.6% | 2,692 | +158.3% | 0.03% | +77.8% |
| USB | Buy | U S BANCORPcs | $85,000 | +4.9% | 2,067 | +10.7% | 0.03% | +10.7% |
| IYF | ISHARES US FINANCIALScs | $84,000 | -6.7% | 1,000 | 0.0% | 0.03% | 0.0% | |
| FXY | GUGGENHEIM CURRENCYcs | $85,000 | +2.4% | 1,050 | 0.0% | 0.03% | +6.9% | |
| FCT | Buy | FIRST TRUST SNR FLTG RATcs | $82,000 | +13.9% | 6,500 | +18.2% | 0.03% | +20.0% |
| RGR | STURM RUGER & CO INCcs | $82,000 | +2.5% | 1,400 | 0.0% | 0.03% | +11.1% | |
| SPTL | Buy | SPDR BARCLAYS LONG TERMcs | $78,000 | +160.0% | 1,090 | +147.7% | 0.03% | +190.0% |
| SWX | SOUTHWEST GAS CORPcs | $78,000 | +9.9% | 1,337 | 0.0% | 0.03% | +20.8% | |
| TAN | GUGGENHEIM SOLAR ETFcs | $79,000 | -31.9% | 2,958 | 0.0% | 0.03% | -27.5% | |
| WMT | Buy | WAL-MART STORES INCcs | $77,000 | -8.3% | 1,191 | +0.1% | 0.03% | -3.4% |
| ESRX | EXPRESS SCRIPTS HLDGcs | $76,000 | -9.5% | 943 | 0.0% | 0.03% | -3.4% | |
| NUE | NUCOR CORPcs | $77,000 | -14.4% | 2,050 | 0.0% | 0.03% | -9.7% | |
| KHC | New | KRAFT HEINZ COMPANYcs | $76,000 | – | 1,073 | +100.0% | 0.03% | – |
| FAX | Sell | ABERDEEN ASIA PACIFIC INcs | $77,000 | -32.5% | 17,000 | -26.1% | 0.03% | -28.2% |
| OXY | Sell | OCCIDENTAL PETROL COcs | $74,000 | -97.5% | 1,115 | -97.1% | 0.03% | -97.3% |
| PPG | PPG INDUSTRIES INCcs | $70,000 | -23.9% | 800 | 0.0% | 0.03% | -18.8% | |
| IAU | Sell | ISHARES GOLD ETFcs | $69,000 | -6.8% | 6,400 | -2.3% | 0.03% | +4.0% |
| AMBA | AMBARELLA INC Fcs | $69,000 | -43.9% | 1,200 | 0.0% | 0.03% | -38.1% | |
| KO | Buy | COCA COLA COMPANYcs | $71,000 | +2.9% | 1,772 | +0.2% | 0.03% | +8.3% |
| BBT | Buy | BB&T CORPORATIONcs | $71,000 | +26.8% | 2,000 | +42.9% | 0.03% | +36.8% |
| LLY | Buy | ELI LILLY & COMPANYcs | $71,000 | +22.4% | 850 | +21.4% | 0.03% | +30.0% |
| EMC | Sell | EMC CORP MASScs | $67,000 | -48.9% | 2,775 | -44.2% | 0.02% | -44.4% |
| DRE | DUKE REALTY CORPoa | $67,000 | +3.1% | 3,500 | 0.0% | 0.02% | +13.6% | |
| JFR | NUVEEN FLOATING RATE INCcs | $67,000 | -6.9% | 6,716 | 0.0% | 0.02% | 0.0% | |
| SWHC | SMITH & WESSON HLDGcs | $67,000 | +1.5% | 4,000 | 0.0% | 0.02% | +8.7% | |
| IXJ | ISHARES GLOBALcs | $68,000 | -10.5% | 695 | 0.0% | 0.02% | -3.8% | |
| AGN | ALLERGAN PLC Fcs | $68,000 | -10.5% | 249 | 0.0% | 0.02% | -3.8% | |
| LAACZ | New | LAACO INC LTD PARTNS LPoa | $64,000 | – | 40 | +100.0% | 0.02% | – |
| MUC | BLACKROCK MUNIHLDG CALIFcs | $64,000 | +1.6% | 4,473 | 0.0% | 0.02% | +9.1% | |
| NMO | NUVEEN MUNI MARKET OPPORcs | $66,000 | +1.5% | 5,000 | 0.0% | 0.02% | +9.1% | |
| PHK | PIMCO HIGH INCOME CFcs | $63,000 | -25.9% | 8,522 | 0.0% | 0.02% | -20.7% | |
| NVO | Sell | NOVO-NORDISK A-S Fcs | $62,000 | -27.1% | 1,150 | -26.0% | 0.02% | -20.7% |
| WM | WASTE MANAGEMENT INCcs | $60,000 | +7.1% | 1,200 | 0.0% | 0.02% | +15.8% | |
| KEYS | KEYSIGHT TECH INCcs | $60,000 | -1.6% | 1,953 | 0.0% | 0.02% | +4.8% | |
| DOL | Sell | WISDOMTREE INTL LARGECPcs | $59,000 | -97.5% | 1,380 | -97.2% | 0.02% | -97.3% |
| XLV | SELECT SECTOR HEALTHcs | $56,000 | -11.1% | 850 | 0.0% | 0.02% | -4.5% | |
| GPC | GENUINE PARTS COcs | $56,000 | -6.7% | 675 | 0.0% | 0.02% | 0.0% | |
| LNKD | LINKEDIN CORPcs | $57,000 | -8.1% | 300 | 0.0% | 0.02% | 0.0% | |
| D | Sell | DOMINION RES INC VAcs | $56,000 | -96.5% | 800 | -96.6% | 0.02% | -96.1% |
| MDT | Sell | MEDTRONIC PLC Fcs | $58,000 | -37.6% | 867 | -31.0% | 0.02% | -34.4% |
| NQU | NUVEEN QLTY INCM MUNI FDcs | $57,000 | 0.0% | 4,250 | 0.0% | 0.02% | +5.0% | |
| AFL | AFLAC INCcs | $58,000 | -6.5% | 1,000 | 0.0% | 0.02% | 0.0% | |
| SPLK | SPLUNK INCcs | $55,000 | -21.4% | 1,000 | 0.0% | 0.02% | -16.7% | |
| JPS | NUVEEN QUALITY PFD INCOMcs | $55,000 | +1.9% | 6,330 | 0.0% | 0.02% | +5.3% | |
| EWJ | ISHARES MSCI JAPAN ETFcs | $54,000 | -10.0% | 4,700 | 0.0% | 0.02% | -4.8% | |
| LMT | LOCKHEED MARTIN CORPcs | $53,000 | +10.4% | 257 | 0.0% | 0.02% | +25.0% | |
| WFM | Sell | WHOLE FOODS MARKETcs | $54,000 | -34.1% | 1,717 | -16.9% | 0.02% | -28.6% |
| PG | Buy | PROCTER & GAMBLEcs | $54,000 | +38.5% | 750 | +50.0% | 0.02% | +53.8% |
| HTA | HLTHCARE TR OF AMERoa | $55,000 | +1.9% | 2,255 | 0.0% | 0.02% | +5.3% | |
| EPD | Buy | ENTERPRISE PRODUCTS LPoa | $55,000 | +31.0% | 2,200 | +57.1% | 0.02% | +42.9% |
| BOH | Sell | BANK OF HAWAII CORPcs | $51,000 | -51.9% | 806 | -49.3% | 0.02% | -47.2% |
| ORCL | Sell | ORACLE CORPORATIONcs | $52,000 | -63.6% | 1,444 | -59.2% | 0.02% | -61.2% |
| CFCPRBCL | COUNTRYWIDE CAP V 7%PFDps | $51,000 | -1.9% | 2,000 | 0.0% | 0.02% | +5.6% | |
| SDY | Buy | SPDR S&P DIVIDEND ETFcs | $51,000 | -3.8% | 705 | +0.4% | 0.02% | +5.6% |
| GDX | Sell | MARKET VECTORS GOLDcs | $51,000 | -97.5% | 3,700 | -96.8% | 0.02% | -97.3% |
| BIIB | Buy | BIOGEN INCcs | $51,000 | +410.0% | 175 | +600.0% | 0.02% | +533.3% |
| RTN | RAYTHEON COMPANYcs | $50,000 | +13.6% | 457 | 0.0% | 0.02% | +20.0% | |
| BANC | Buy | BANC CALIF INCcs | $49,000 | -9.3% | 3,961 | +0.9% | 0.02% | -5.3% |
| GNK | New | GENCO SHIPPING&TRDG ORDFcs | $50,000 | – | 12,756 | +100.0% | 0.02% | – |
| HSBC | HSBC HLDGS PLC Fcs | $49,000 | -15.5% | 1,300 | 0.0% | 0.02% | -10.0% | |
| HON | New | HONEYWELL INTL INCcs | $47,000 | – | 500 | +100.0% | 0.02% | – |
| POT | POTASH CORP SASK INC Fcs | $47,000 | -33.8% | 2,300 | 0.0% | 0.02% | -29.2% | |
| XLU | SELECT SECTOR UTI SELECTcs | $47,000 | +4.4% | 1,075 | 0.0% | 0.02% | +13.3% | |
| HYG | Sell | ISHARES IBOXX HIGH YIELDcs | $46,000 | -48.3% | 550 | -45.0% | 0.02% | -45.2% |
| VEU | VANGUARD FTSE ALL WORLDcs | $43,000 | -12.2% | 1,000 | 0.0% | 0.02% | -5.9% | |
| APU | AMERIGAS PARTNERS, L LPoa | $42,000 | -8.7% | 1,000 | 0.0% | 0.02% | 0.0% | |
| AGG | Sell | ISHARES CORE UScs | $44,000 | -22.8% | 400 | -23.1% | 0.02% | -20.0% |
| NUVEEN INVT QUALITY MUNcs | $44,000 | +2.3% | 3,000 | 0.0% | 0.02% | +6.7% | ||
| QCLN | Sell | FIRST TST NASDAQ CLEANcs | $43,000 | -53.8% | 3,050 | -39.6% | 0.02% | -50.0% |
| AET | AETNA INCcs | $44,000 | -13.7% | 400 | 0.0% | 0.02% | -11.1% | |
| DXPRACL | DYNEX CAPITAL, 8.5% PFDps | $42,000 | -2.3% | 1,750 | 0.0% | 0.02% | +6.7% | |
| MS | Sell | MORGAN STANLEYcs | $41,000 | -53.9% | 1,300 | -43.5% | 0.02% | -51.6% |
| ABB | Sell | ABB LTD Fcs | $39,000 | -25.0% | 2,200 | -12.0% | 0.01% | -22.2% |
| NXPI | Buy | NXP SEMICONDUCTORS NV Fcs | $37,000 | +94.7% | 425 | +123.7% | 0.01% | +100.0% |
| SCCO | Buy | SOUTHERN COPPER CORPcs | $37,000 | -7.5% | 1,377 | +0.1% | 0.01% | 0.0% |
| RDY | Sell | DR REDDYS LABS Fcs | $38,000 | -19.1% | 600 | -29.4% | 0.01% | -12.5% |
| HACK | Buy | PUREFUNDS ISE CYBERcs | $39,000 | +56.0% | 1,550 | +96.7% | 0.01% | +55.6% |
| BAX | Sell | BAXTER INTERNATIONALcs | $38,000 | -83.0% | 1,150 | -64.1% | 0.01% | -81.8% |
| VSTO | VISTA OUTDOOR INCcs | $37,000 | 0.0% | 830 | 0.0% | 0.01% | +7.7% | |
| AGNC | Buy | AMERN CAP AGY CRPoa | $39,000 | +95.0% | 2,100 | +90.9% | 0.01% | +100.0% |
| ALL | Buy | ALLSTATE CORPORATIONcs | $34,000 | -10.5% | 586 | +0.5% | 0.01% | 0.0% |
| CLMT | CALUMET SPECIALTY PR LPoa | $36,000 | -5.3% | 1,500 | 0.0% | 0.01% | 0.0% | |
| PCQ | PIMCO CALIFORNIA MUNICIPcs | $36,000 | +5.9% | 2,373 | 0.0% | 0.01% | +8.3% | |
| RFI | COHEN STEERS TOTAL RETURcs | $36,000 | 0.0% | 3,000 | 0.0% | 0.01% | +8.3% | |
| TASR | TASER INTERNATIONALcs | $33,000 | -34.0% | 1,500 | 0.0% | 0.01% | -29.4% | |
| SCHX | Sell | SCHWAB US LARGE CAP ETFcs | $33,000 | -45.0% | 726 | -40.7% | 0.01% | -42.9% |
| NVS | Sell | NOVARTIS AG Fcs | $32,000 | -60.5% | 350 | -57.7% | 0.01% | -57.1% |
| PNW | PINNACLE WEST CAPcs | $32,000 | +14.3% | 500 | 0.0% | 0.01% | +20.0% | |
| STTPRCCL | Buy | STATE STREET 5.25% PFDps | $33,000 | +3.1% | 1,312 | +0.3% | 0.01% | +9.1% |
| PYPL | New | PAYPAL HOLDINGS INCOcs | $31,000 | – | 1,000 | +100.0% | 0.01% | – |
| GLOBAL X SUPERDIVIDENDcs | $29,000 | -9.4% | 1,200 | 0.0% | 0.01% | 0.0% | ||
| BKN | BLACKROCK INVESTMENT QLTcs | $30,000 | +3.4% | 2,000 | 0.0% | 0.01% | +10.0% | |
| NSRGY | Sell | NESTLE SA Fcs | $30,000 | -30.2% | 400 | -32.4% | 0.01% | -26.7% |
| JWN | New | NORDSTROM INCcs | $29,000 | – | 400 | +100.0% | 0.01% | – |
| NUVEEN MASS PREM INCOMEcs | $30,000 | +3.4% | 2,200 | 0.0% | 0.01% | +10.0% | ||
| OKS | ONEOK PARTNERS LP LPoa | $29,000 | -14.7% | 999 | 0.0% | 0.01% | -8.3% | |
| OA | ORBITAL A T K INCcs | $30,000 | 0.0% | 415 | 0.0% | 0.01% | +10.0% | |
| PCI | Buy | PIMCO DYNAMIC CREDIT INCcs | $29,000 | -9.4% | 1,600 | +2.0% | 0.01% | 0.0% |
| SO | SOUTHERN COMPANYcs | $31,000 | +6.9% | 700 | 0.0% | 0.01% | +10.0% | |
| VTI | Sell | VANGUARD TOTAL STOCKcs | $31,000 | -53.7% | 310 | -50.8% | 0.01% | -52.2% |
| YELP | Buy | YELP INCcs | $29,000 | +625.0% | 1,350 | +1250.0% | 0.01% | +1000.0% |
| VNQ | Buy | VANGUARD REIT ETFcs | $27,000 | +3.8% | 359 | +2.0% | 0.01% | +11.1% |
| UMH | UMH PROPERTIES INC.oa | $28,000 | -3.4% | 3,000 | 0.0% | 0.01% | 0.0% | |
| GS | Buy | GOLDMAN SACHS GROUPcs | $26,000 | -16.1% | 152 | +1.3% | 0.01% | -9.1% |
| NMA | NUVEEN MUNICIPAL ADVANTAcs | $27,000 | +3.8% | 2,000 | 0.0% | 0.01% | +11.1% | |
| CINF | CINCINNATI FINANCIALcs | $27,000 | +8.0% | 500 | 0.0% | 0.01% | +11.1% | |
| AMERISOURCEBERGEN COcs | $28,000 | -12.5% | 300 | 0.0% | 0.01% | -9.1% | ||
| NQS | NUVEEN SELECT QUALITY MUcs | $27,000 | +3.8% | 2,000 | 0.0% | 0.01% | +11.1% | |
| MBBYF | New | MOBILEYE NV Fcs | $27,000 | – | 600 | +100.0% | 0.01% | – |
| V | VISA INCcs | $28,000 | +3.7% | 400 | 0.0% | 0.01% | +11.1% | |
| DE | Sell | DEERE & COcs | $26,000 | -81.6% | 350 | -75.9% | 0.01% | -79.2% |
| PCG | P G & E CORPcs | $26,000 | +4.0% | 500 | 0.0% | 0.01% | +11.1% | |
| AA | Buy | ALCOA INCcs | $23,000 | -11.5% | 2,346 | +0.4% | 0.01% | 0.0% |
| CMG | Buy | CHIPOTLE MEXICAN GRLcs | $25,000 | +66.7% | 35 | +40.0% | 0.01% | +80.0% |
| HTSPRA | HATTERAS FIN 7.625% PFDps | $24,000 | +4.3% | 1,000 | 0.0% | 0.01% | +12.5% | |
| NEM | Buy | NEWMONT MINING CORPcs | $24,000 | -14.3% | 1,500 | +25.0% | 0.01% | -10.0% |
| CAH | CARDINAL HEALTH INCcs | $23,000 | -8.0% | 300 | 0.0% | 0.01% | 0.0% | |
| ADM | Buy | ARCHER-DANIELS-MIDLNcs | $25,000 | -13.8% | 597 | +0.7% | 0.01% | -10.0% |
| CVS | CVS HEALTH CORPcs | $23,000 | -8.0% | 240 | 0.0% | 0.01% | 0.0% | |
| PCL | Sell | PLUM CREEK TIMBER COoa | $24,000 | -14.3% | 605 | -13.4% | 0.01% | -10.0% |
| CYSPRA | CYS INVESTMEN 7.75% PFDps | $23,000 | -4.2% | 1,000 | 0.0% | 0.01% | +12.5% | |
| GPRO | GOPRO INCcs | $25,000 | -40.5% | 800 | 0.0% | 0.01% | -35.7% | |
| PJH | PRUDENTIAL FINA 5.75%PFDps | $25,000 | 0.0% | 1,000 | 0.0% | 0.01% | 0.0% | |
| TM | TOYOTA MOTOR CORP Fcs | $23,000 | -14.8% | 200 | 0.0% | 0.01% | 0.0% | |
| AVGO | AVAGO TECHNOLOGIES Fcs | $25,000 | -7.4% | 200 | 0.0% | 0.01% | 0.0% | |
| GUNR | Sell | FLEXSHARES UPSTREAMcs | $24,000 | -63.1% | 1,035 | -52.7% | 0.01% | -59.1% |
| EBAY | EBAY INCcs | $24,000 | -60.0% | 1,000 | 0.0% | 0.01% | -57.1% | |
| EWSC | GUGGENHEIM RUSSELL 2000cs | $23,000 | -17.9% | 600 | 0.0% | 0.01% | -10.0% | |
| MDY | SPDR S&P MIDCAP 400 ETFcs | $25,000 | -7.4% | 100 | 0.0% | 0.01% | 0.0% | |
| BIDU | BAIDU INC Fcs | $21,000 | -30.0% | 150 | 0.0% | 0.01% | -20.0% | |
| KR | Buy | KROGER COMPANYcs | $22,000 | +22.2% | 600 | +140.0% | 0.01% | +33.3% |
| DASTY | DASSAULT SYSTEMS SA Fcs | $22,000 | 0.0% | 300 | 0.0% | 0.01% | 0.0% | |
| TJX | Sell | TJX COMPANIES INCcs | $21,000 | -46.2% | 300 | -49.4% | 0.01% | -38.5% |
| NHC | NATIONAL HEALTHCAREcs | $21,000 | -8.7% | 350 | 0.0% | 0.01% | 0.0% | |
| SLB | Sell | SCHLUMBERGER LTD Fcs | $21,000 | -55.3% | 300 | -45.5% | 0.01% | -50.0% |
| DVY | ISHARES SELECT DIVIDENDcs | $22,000 | -4.3% | 300 | 0.0% | 0.01% | 0.0% | |
| BSCK | GUGGENHEIM BULTSH 2020cs | $21,000 | 0.0% | 1,000 | 0.0% | 0.01% | +14.3% | |
| FLR | Sell | FLUOR CORPORATIONcs | $21,000 | -56.2% | 501 | -44.4% | 0.01% | -50.0% |
| COH | Buy | COACH INCcs | $22,000 | -15.4% | 753 | +0.1% | 0.01% | -11.1% |
| GOLD | New | BARRICK GOLD CORP Fcs | $21,000 | – | 3,300 | +100.0% | 0.01% | – |
| REGN | REGENERON PHARMS INCcs | $21,000 | -8.7% | 45 | 0.0% | 0.01% | 0.0% | |
| RAVE | RAVE RESTAURANT GRPcs | $22,000 | -35.3% | 2,575 | 0.0% | 0.01% | -33.3% | |
| DUK | DUKE ENERGY CORPcs | $22,000 | +4.8% | 300 | 0.0% | 0.01% | +14.3% | |
| HDB | HDFC BANK LIMITD Fcs | $21,000 | 0.0% | 350 | 0.0% | 0.01% | +14.3% | |
| PEY | POWERSHARES HIGH YIELDcs | $22,000 | -4.3% | 1,740 | 0.0% | 0.01% | 0.0% | |
| UBS | UBS GROUP AG Fcs | $18,000 | -14.3% | 1,000 | 0.0% | 0.01% | 0.0% | |
| BLACKROCK CALIF MUN INCOcs | $19,000 | +5.6% | 1,250 | 0.0% | 0.01% | +16.7% | ||
| BASFY | BASF SE Fcs | $19,000 | -13.6% | 250 | 0.0% | 0.01% | -12.5% | |
| UDN | POWERSHRS DB US DLR INDXcs | $18,000 | 0.0% | 800 | 0.0% | 0.01% | +16.7% | |
| VRX | VALEANT PHARMA INTL Fcs | $18,000 | -18.2% | 100 | 0.0% | 0.01% | -12.5% | |
| SIEGY | SIEMENS A G Fcs | $18,000 | -10.0% | 200 | 0.0% | 0.01% | 0.0% | |
| ETR | ENTERGY CORPcs | $20,000 | -4.8% | 300 | 0.0% | 0.01% | 0.0% | |
| SDIV | GLOBAL X SUPERDIVIDENDcs | $20,000 | -9.1% | 1,000 | 0.0% | 0.01% | -12.5% | |
| HRL | HORMEL FOODS CORPcs | $19,000 | +11.8% | 302 | 0.0% | 0.01% | +16.7% | |
| BFB | Sell | BROWN FORMAN CORPcs | $19,000 | -29.6% | 200 | -25.9% | 0.01% | -22.2% |
| MSFT | Sell | MICROSOFT CORPcs | $19,000 | -62.0% | 440 | -60.7% | 0.01% | -58.8% |
| FL | FOOT LOCKER INCcs | $18,000 | +5.9% | 250 | 0.0% | 0.01% | +16.7% | |
| RDSA | ROYAL DUTCH SHELL Fcs | $18,000 | -14.3% | 375 | 0.0% | 0.01% | 0.0% | |
| SCHC | SCHWAB INTERNATNAL SMALLcs | $20,000 | -9.1% | 700 | 0.0% | 0.01% | -12.5% | |
| CNMD | Buy | CONMED CORPcs | $19,000 | -17.4% | 400 | +0.3% | 0.01% | -12.5% |
| SAP | SAP SPONSORED Fcs | $19,000 | -9.5% | 300 | 0.0% | 0.01% | 0.0% | |
| SNY | SANOFI SPOND Fcs | $19,000 | -5.0% | 400 | 0.0% | 0.01% | 0.0% | |
| USL | UNITED STATES 12 MONTHcs | $15,000 | -25.0% | 750 | 0.0% | 0.01% | -14.3% | |
| GD | Buy | GENERAL DYNAMICS COcs | $16,000 | 0.0% | 113 | +0.9% | 0.01% | +20.0% |
| MSTR | MICROSTRATEGY INCcs | $15,000 | +15.4% | 75 | 0.0% | 0.01% | +50.0% | |
| SSL | Sell | SASOL LIMITED Fcs | $17,000 | -58.5% | 600 | -45.5% | 0.01% | -57.1% |
| ZJPN | SPDR MSCI JAPAN QUALITYcs | $15,000 | -11.8% | 250 | 0.0% | 0.01% | 0.0% | |
| RYT | GUGGENHEIM S&P 500 EQUALcs | $17,000 | -5.6% | 200 | 0.0% | 0.01% | 0.0% | |
| RHHBY | Sell | ROCHE HLDG AG Fcs | $16,000 | -40.7% | 500 | -33.9% | 0.01% | -33.3% |
| GOLD | New | RANDGOLD RES LTD Fcs | $15,000 | – | 250 | +100.0% | 0.01% | – |
| LEA | LEAR CORPORATIONcs | $16,000 | -5.9% | 150 | 0.0% | 0.01% | 0.0% | |
| HAIN | HAIN CELESTIAL GROUPcs | $15,000 | -25.0% | 300 | 0.0% | 0.01% | -14.3% | |
| PGX | Buy | POWERSHARES PREFERREDcs | $16,000 | 0.0% | 1,069 | +0.1% | 0.01% | +20.0% |
| OPK | OPKO HEALTH INCcs | $17,000 | -46.9% | 2,000 | 0.0% | 0.01% | -45.5% | |
| MU | Buy | MICRON TECHNOLOGYcs | $15,000 | – | 1,000 | +4247.8% | 0.01% | – |
| AMX | Sell | AMERICA MOVIL SAB Fcs | $17,000 | -37.0% | 1,000 | -20.0% | 0.01% | -33.3% |
| BOBE | BOB EVANS FARMS INCcs | $13,000 | -13.3% | 300 | 0.0% | 0.01% | 0.0% | |
| Q | New | QUINTILES TRANSNATLcs | $14,000 | – | 200 | +100.0% | 0.01% | – |
| EPP | ISHARES MSCI PACIFIC EXcs | $13,000 | -13.3% | 350 | 0.0% | 0.01% | 0.0% | |
| LOW | Sell | LOWES COMPANIES INCcs | $14,000 | -30.0% | 200 | -33.3% | 0.01% | -28.6% |
| PTY | PIMCO CORPORATE OPPORTUNcs | $13,000 | -7.1% | 1,000 | 0.0% | 0.01% | 0.0% | |
| SPLV | POWERSHARES S&P 500 LOWcs | $14,000 | -6.7% | 400 | 0.0% | 0.01% | 0.0% | |
| CAT | Sell | CATERPILLAR INCcs | $14,000 | -65.9% | 207 | -57.1% | 0.01% | -64.3% |
| TFI | New | SPDR NUVEEN BARCLAYScs | $14,000 | – | 570 | +100.0% | 0.01% | – |
| FXI | Buy | ISHARES CHINA LARGE CAPcs | $14,000 | +55.6% | 400 | +100.0% | 0.01% | +66.7% |
| LL | LUMBER LIQUIDATORScs | $14,000 | -39.1% | 1,100 | 0.0% | 0.01% | -37.5% | |
| MWOCL | MORGAN STANLEY 5.75%PFDps | $13,000 | 0.0% | 500 | 0.0% | 0.01% | +25.0% | |
| CEO | CNOOC LIMITED Fcs | $14,000 | -30.0% | 140 | 0.0% | 0.01% | -28.6% | |
| DHR | DANAHER CORPcs | $11,000 | 0.0% | 125 | 0.0% | 0.00% | 0.0% | |
| CHL | Sell | CHINA MOBILE LTD Fcs | $12,000 | -36.8% | 200 | -33.3% | 0.00% | -42.9% |
| AAL | New | AMERICAN AIRLS GROUPcs | $11,000 | – | 275 | +100.0% | 0.00% | – |
| ABEV | AMBEV SA Fcs | $12,000 | -20.0% | 2,500 | 0.0% | 0.00% | -20.0% | |
| HSEACL | HSBC HLDGS P 8.125% PFDps | $10,000 | 0.0% | 400 | 0.0% | 0.00% | +33.3% | |
| PCP | PRECISION CASTPARTScs | $11,000 | +10.0% | 50 | 0.0% | 0.00% | +33.3% | |
| SAN | BANCO SANTANDER SA Fcs | $11,000 | -21.4% | 2,000 | 0.0% | 0.00% | -20.0% | |
| XLB | Sell | SPDR FUND MATERIALScs | $12,000 | -77.4% | 300 | -72.5% | 0.00% | -77.8% |
| ODFL | OLD DOMINION FREIGHTcs | $12,000 | -14.3% | 200 | 0.0% | 0.00% | -20.0% | |
| OLN | OLIN CORPcs | $12,000 | -36.8% | 710 | 0.0% | 0.00% | -42.9% | |
| EWG | ISHARES MSCI GERMANYcs | $12,000 | -14.3% | 500 | 0.0% | 0.00% | -20.0% | |
| MATX | MATSON INCcs | $12,000 | -7.7% | 300 | 0.0% | 0.00% | 0.0% | |
| BUD | Sell | ANHEUSER-BUSCH INBEV Fcs | $11,000 | -42.1% | 100 | -35.9% | 0.00% | -42.9% |
| ACN | ACCENTURE PLC CL A Fcs | $10,000 | 0.0% | 100 | 0.0% | 0.00% | +33.3% | |
| TOOTSIE ROLL INDS B XXXcs | $10,000 | -9.1% | 325 | 0.0% | 0.00% | 0.0% | ||
| IJR | ISHARES CORE S&P SMALLcs | $11,000 | -8.3% | 102 | 0.0% | 0.00% | 0.0% | |
| INVE | IDENTIVE INCcs | $10,000 | -44.4% | 3,000 | 0.0% | 0.00% | -33.3% | |
| HYMB | SPDR NUVEEN S&P HIGHcs | $12,000 | 0.0% | 216 | 0.0% | 0.00% | 0.0% | |
| MMC | New | MARSH & MC LENNAN COcs | $10,000 | – | 200 | +100.0% | 0.00% | – |
| CX | CEMEX SAB DE C V Fcs | $10,000 | -28.6% | 1,500 | 0.0% | 0.00% | -20.0% | |
| TR | TOOTSIE ROLL INDScs | $10,000 | -9.1% | 325 | 0.0% | 0.00% | 0.0% | |
| HOG | HARLEY DAVIDSON INCcs | $11,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| BJZ | BLACKROCK CA MUNI 2018 Tcs | $12,000 | 0.0% | 787 | 0.0% | 0.00% | 0.0% | |
| RSP | Sell | GUGGENHEIM S&P 500 EQUALcs | $11,000 | -99.9% | 145 | -99.9% | 0.00% | -99.9% |
| SONY | SONY CORPORATION Fcs | $12,000 | -7.7% | 475 | 0.0% | 0.00% | 0.0% | |
| PHG | KONINKLIJKE PHILIPS Fcs | $12,000 | -7.7% | 500 | 0.0% | 0.00% | 0.0% | |
| ALEX | ALEXANDER & BALDWINcs | $10,000 | -16.7% | 300 | 0.0% | 0.00% | 0.0% | |
| RDSB | ROYAL DUTCH SHELL Fcs | $12,000 | -14.3% | 250 | 0.0% | 0.00% | -20.0% | |
| PHO | POWERSHARES WATER RESCcs | $11,000 | -15.4% | 525 | 0.0% | 0.00% | 0.0% | |
| SGEN | SEATTLE GENETICS INCcs | $10,000 | -16.7% | 250 | 0.0% | 0.00% | 0.0% | |
| EWW | ISHARES MSCI MEXICOcs | $10,000 | -9.1% | 200 | 0.0% | 0.00% | 0.0% | |
| CMI | CUMMINS INCcs | $11,000 | -15.4% | 100 | 0.0% | 0.00% | 0.0% | |
| Sell | PETROCHINA CO LTD Fcs | $7,000 | -86.0% | 100 | -77.8% | 0.00% | -82.4% | |
| FTR | Buy | FRONTIER COMM COcs | $8,000 | 0.0% | 1,722 | +1.5% | 0.00% | 0.0% |
| TFM | New | FRESH MARKET INCcs | $7,000 | – | 300 | +100.0% | 0.00% | – |
| FCX | Sell | FREEPORT MCMORAN INCcs | $8,000 | -80.0% | 776 | -63.5% | 0.00% | -78.6% |
| AEB | AEGON NV 4% PFDps | $7,000 | 0.0% | 300 | 0.0% | 0.00% | +50.0% | |
| SHL TELEMEDICINE ORD Fcs | $7,000 | 0.0% | 700 | 0.0% | 0.00% | +50.0% | ||
| FISV | FISERV INCcs | $9,000 | +12.5% | 100 | 0.0% | 0.00% | 0.0% | |
| KLAC | K L A TENCOR CORPcs | $8,000 | 0.0% | 150 | 0.0% | 0.00% | 0.0% | |
| DIAX | Sell | NUVEEN DOW 30SM DYNAMICcs | $8,000 | -57.9% | 600 | -52.6% | 0.00% | -57.1% |
| EWP | ISHARES MSCI SPAINcs | $9,000 | -10.0% | 300 | 0.0% | 0.00% | 0.0% | |
| SGOL | Sell | ETFS GOLD TRUST ETFcs | $8,000 | -87.9% | 75 | -87.0% | 0.00% | -87.0% |
| GSPRD | GOLDMAN SACHS GR 4% PFDps | $7,000 | -12.5% | 375 | 0.0% | 0.00% | 0.0% | |
| PXD | PIONEER NATURAL REScs | $9,000 | -10.0% | 70 | 0.0% | 0.00% | 0.0% | |
| CXW | Buy | CORRECTION CORP AMERcs | $7,000 | 0.0% | 222 | +1.8% | 0.00% | +50.0% |
| RVT | Sell | ROYCE VALUE CFcs | $9,000 | -69.0% | 750 | -64.3% | 0.00% | -70.0% |
| HPQ | Buy | HEWLETT-PACKARD COcs | $7,000 | -12.5% | 261 | +0.4% | 0.00% | 0.0% |
| SCHV | New | SCHWAB US LARGE CAPcs | $8,000 | – | 200 | +100.0% | 0.00% | – |
| MFA | MFA FINANCIAL, INC.oa | $7,000 | 0.0% | 1,000 | 0.0% | 0.00% | +50.0% | |
| HAS | Buy | HASBRO INCcs | $8,000 | 0.0% | 114 | +0.9% | 0.00% | 0.0% |
| SCHH | Sell | CHARLES SCHWAB US REITcs | $7,000 | 0.0% | 200 | -1.0% | 0.00% | +50.0% |
| CACI | C A C I INCcs | $7,000 | -12.5% | 100 | 0.0% | 0.00% | 0.0% | |
| XLK | TECHNOLOGY SELECT SECTORcs | $8,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| CUNB | New | CU BANCORP CAcs | $7,000 | – | 300 | +100.0% | 0.00% | – |
| LQD | Sell | ISHARES IBOXX INVT GRADEcs | $6,000 | -88.5% | 50 | -88.8% | 0.00% | -88.9% |
| CUBEPRA | CUBESMART TRS 7.75% PFDps | $6,000 | 0.0% | 213 | 0.0% | 0.00% | 0.0% | |
| EEP | ENBRIDGE ENERGY PTNR LPoa | $6,000 | -25.0% | 240 | 0.0% | 0.00% | -33.3% | |
| NVDA | Buy | NVIDIA CORPcs | $6,000 | +20.0% | 230 | +0.4% | 0.00% | 0.0% |
| TBF | New | PROSHARE SHORT 20+ YEARcs | $5,000 | – | 200 | +100.0% | 0.00% | – |
| FITX | CREATIVE EDGE NUTRITcs | $6,000 | +20.0% | 1,045,000 | 0.0% | 0.00% | 0.0% | |
| JBLU | JETBLUE AIRWAYS CORPcs | $6,000 | +20.0% | 225 | 0.0% | 0.00% | 0.0% | |
| TOTAL S A Fcs | $6,000 | 0.0% | 125 | 0.0% | 0.00% | 0.0% | ||
| GLW | CORNING INCcs | $6,000 | -14.3% | 333 | 0.0% | 0.00% | 0.0% | |
| RH | RESTORATION HARDWAREcs | $5,000 | 0.0% | 50 | 0.0% | 0.00% | 0.0% | |
| NUAN | NUANCE COMMUN INCcs | $5,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| TEVA | New | TEVA PHARM INDS LTD Fcs | $6,000 | – | 100 | +100.0% | 0.00% | – |
| SSYS | Sell | STRATASYS LTD Fcs | $5,000 | -37.5% | 200 | -14.9% | 0.00% | -33.3% |
| CXA | New | SPDR NUVEEN BARCLAYScs | $6,000 | – | 250 | +100.0% | 0.00% | – |
| MZA | BLACKROCK MUNIYIELD ARIZcs | $6,000 | +20.0% | 330 | 0.0% | 0.00% | 0.0% | |
| NRFPRB | NORTHSTAR REA 8.25% PFDps | $5,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| AHLPRC | ASPEN INSURAN 5.95% PFDps | $5,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| HLX | HELIX ENERGY SOLUTNcs | $5,000 | -61.5% | 1,000 | 0.0% | 0.00% | -50.0% | |
| Z | New | ZILLOW GROUP INCcs | $5,000 | – | 200 | +100.0% | 0.00% | – |
| WYNN | New | WYNN RESORTScs | $5,000 | – | 100 | +100.0% | 0.00% | – |
| NOK | NOKIA CORP SPON Fcs | $6,000 | 0.0% | 850 | 0.0% | 0.00% | 0.0% | |
| AREPRD | ALEXANDRIA REAL E 7% PFDps | $6,000 | 0.0% | 213 | 0.0% | 0.00% | 0.0% | |
| BEAV | Buy | BE AEROSPACE INCcs | $5,000 | -16.7% | 107 | +0.9% | 0.00% | 0.0% |
| ALLPRB | ALLSTATE CORPORA 5.1%PFDps | $5,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| IDCC | Buy | INTERDIGITAL INCcs | $5,000 | -16.7% | 104 | +1.0% | 0.00% | 0.0% |
| NLYPRD | ANNALY CAPITAL 7.5% PFDps | $5,000 | +25.0% | 183 | 0.0% | 0.00% | +100.0% | |
| HII | HUNTINGTON INGALLScs | $5,000 | -16.7% | 50 | 0.0% | 0.00% | 0.0% | |
| ITB | ISHARES US HOMEcs | $5,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| MDSO | MEDIDATA SOLUTIONScs | $6,000 | -25.0% | 150 | 0.0% | 0.00% | -33.3% | |
| USBPRH | U S BANCORP 5.56% PFDps | $5,000 | 0.0% | 225 | 0.0% | 0.00% | 0.0% | |
| DLR | DIGITAL REALTY TRUSToa | $5,000 | 0.0% | 80 | 0.0% | 0.00% | 0.0% | |
| PBW | POWERSHARES WILDER CLEANcs | $5,000 | -28.6% | 1,250 | 0.0% | 0.00% | 0.0% | |
| PBE | POWERSHAREScs | $5,000 | -16.7% | 100 | 0.0% | 0.00% | 0.0% | |
| TDTT | Sell | FLEXSHARES IBOXX 3 YRcs | $3,000 | -96.3% | 136 | -95.9% | 0.00% | -96.4% |
| SINA | SINA CORPORATION Fcs | $4,000 | -20.0% | 100 | 0.0% | 0.00% | -50.0% | |
| CWB | SPDR BARCLAYS CNVcs | $4,000 | -20.0% | 100 | 0.0% | 0.00% | -50.0% | |
| HAL | HALLIBURTON CO HLDGcs | $4,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| NRF | NORTHSTAR REALTYoa | $2,000 | 0.0% | 157 | 0.0% | 0.00% | 0.0% | |
| HYH | Sell | HALYARD HEALTH INCcs | $4,000 | -50.0% | 124 | -33.3% | 0.00% | -66.7% |
| CCVCL | COMCAST CORPORATIO 5%PFDps | $3,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| KORS | MICHAEL KORS HLDGS Fcs | $4,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| PBR | PETROLEO BRASILEIRO Fcs | $2,000 | -60.0% | 500 | 0.0% | 0.00% | -50.0% | |
| HNNMY | HENNES & MAURITZ AB Fcs | $3,000 | 0.0% | 400 | 0.0% | 0.00% | 0.0% | |
| MNKKQ | Sell | MALLINCKRODT PUB Fcs | $4,000 | -73.3% | 68 | -45.2% | 0.00% | -80.0% |
| WFTIQ | WEATHERFORD INTL NEW Fcs | $3,000 | -25.0% | 300 | 0.0% | 0.00% | 0.0% | |
| GNCMA | GENERAL COMMUN INCcs | $4,000 | 0.0% | 225 | 0.0% | 0.00% | 0.0% | |
| SLV | ISHARES SILVER TRUSTcs | $4,000 | -20.0% | 300 | 0.0% | 0.00% | -50.0% | |
| SQM | SOC QUIMICA MINER Fcs | $2,000 | 0.0% | 151 | 0.0% | 0.00% | 0.0% | |
| ZG | ZILLOW GROUP INCcs | $3,000 | -66.7% | 100 | 0.0% | 0.00% | -66.7% | |
| TNK | Buy | TEEKAY TANKERS LTD CL AFcs | $4,000 | 0.0% | 651 | +0.5% | 0.00% | 0.0% |
| USBPRA | U S BANCORP 7.189% PFDps | $2,000 | 0.0% | 3 | 0.0% | 0.00% | 0.0% | |
| SCHW | CHARLES SCHWAB CORPcs | $3,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| PEP | Sell | PEPSICO INCORPORATEDcs | $4,000 | -86.7% | 44 | -86.3% | 0.00% | -90.0% |
| PEB | PEBBLEBROOK HOTEL TRoa | $3,000 | 0.0% | 75 | 0.0% | 0.00% | 0.0% | |
| NMBL | NIMBLE STORAGE INCcs | $4,000 | 0.0% | 150 | 0.0% | 0.00% | 0.0% | |
| TVC | TENNESSEE VLY A 6.75%PFDps | $4,000 | 0.0% | 150 | 0.0% | 0.00% | 0.0% | |
| MDLZ | Sell | MONDELEZ INTLcs | $4,000 | -76.5% | 104 | -74.3% | 0.00% | -83.3% |
| WMB | WILLIAMS COMPANIEScs | $4,000 | -33.3% | 100 | 0.0% | 0.00% | -50.0% | |
| DOFSQ | Sell | DIAMOND OFFSHR DRILLcs | $3,000 | -75.0% | 150 | -66.7% | 0.00% | -75.0% |
| BB | BLACKBERRY LTD Fcs | $3,000 | -25.0% | 500 | 0.0% | 0.00% | 0.0% | |
| GM | Sell | GENERAL MOTORS COcs | $3,000 | -70.0% | 105 | -65.6% | 0.00% | -66.7% |
| WWAV | WHITEWAVE FOODScs | $3,000 | -25.0% | 75 | 0.0% | 0.00% | 0.0% | |
| GPS | GAP INCcs | $4,000 | -33.3% | 150 | 0.0% | 0.00% | -50.0% | |
| WESTERN LITHIUM USA Fcs | $2,000 | -60.0% | 10,000 | 0.0% | 0.00% | -50.0% | ||
| WES | WSTN GAS PARTNERS LP LPoa | $4,000 | -33.3% | 90 | 0.0% | 0.00% | -50.0% | |
| SHLDQ | Sell | SEARS HOLDINGS CORPcs | $2,000 | -33.3% | 75 | -40.0% | 0.00% | 0.0% |
| EC | ECOPETROL SA Fcs | $4,000 | -33.3% | 420 | 0.0% | 0.00% | -50.0% | |
| KLXI | KLX INCcs | $2,000 | 0.0% | 53 | 0.0% | 0.00% | 0.0% | |
| UHAL | New | AMERCOcs | $4,000 | – | 10 | +100.0% | 0.00% | – |
| LVS | LAS VEGAS SANDS CORPcs | $4,000 | -20.0% | 100 | 0.0% | 0.00% | -50.0% | |
| MKTO | MARKETO INCcs | $3,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| AMT | AMERICAN TOWER CORPoa | $4,000 | -20.0% | 50 | 0.0% | 0.00% | -50.0% | |
| PRU | PRUDENTIAL FINANCIALcs | $3,000 | -25.0% | 40 | 0.0% | 0.00% | 0.0% | |
| FMCC | FREDDIE MACcs | $3,000 | 0.0% | 1,500 | 0.0% | 0.00% | 0.0% | |
| PEG | PUB SVC ENTERPISE GPcs | $4,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| TVIX | CS VELOCITYSHRS DALY 2Xcs | $2,000 | 0.0% | 190 | 0.0% | 0.00% | 0.0% | |
| VA | VIRGIN AMERICA INCcs | $3,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| LM | LEGG MASON INCcs | $2,000 | -33.3% | 50 | 0.0% | 0.00% | 0.0% | |
| FNMA | FANNIE MAEcs | $3,000 | 0.0% | 1,500 | 0.0% | 0.00% | 0.0% | |
| RMBS | RAMBUS INC DELcs | $2,000 | -33.3% | 200 | 0.0% | 0.00% | 0.0% | |
| CSII | New | CARDIO SYSTEMS INCcs | $3,000 | – | 200 | +100.0% | 0.00% | – |
| NPI | NUVEEN PREMIUM INCOME MUcs | $4,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| JCPNQ | JC PENNEY CO INCcs | $2,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| CMLS | CUMULUS MEDIA INCcs | $2,000 | -60.0% | 2,300 | 0.0% | 0.00% | -50.0% | |
| NQI | NUVEEN QUALITY MUN FD INcs | $4,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| FAN | FIRST TRUST GLOBAL WINDcs | $3,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| MERPRFCL | MERRILL LYNCH 7.28% PFDps | $3,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| Buy | CALL FIREEYE INCcall | $3,000 | -80.0% | 21 | +61.5% | 0.00% | -80.0% | |
| ATVI | ACTIVISION BLIZZARDcs | $2,000 | +100.0% | 60 | 0.0% | 0.00% | – | |
| BERY | BERRY PLASTICS GROUPcs | $3,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| IYR | ISHARES US REAL ESTATEcs | $2,000 | 0.0% | 35 | 0.0% | 0.00% | 0.0% | |
| NTEK | Buy | NANOTECH ENTMT INCcs | $4,000 | 0.0% | 460,000 | +18.1% | 0.00% | 0.0% |
| SHINSEI BANK LTD ORD Fcs | $4,000 | 0.0% | 2,000 | 0.0% | 0.00% | 0.0% | ||
| RIG | Buy | TRANSOCEAN INC NEW Fcs | $3,000 | -25.0% | 239 | +1.3% | 0.00% | 0.0% |
| TEL | Sell | TE CONNECTIVITY LTD Fcs | $2,000 | -90.9% | 38 | -88.8% | 0.00% | -87.5% |
| LFVN | LIFEVANTAGE CORPcs | $2,000 | +100.0% | 2,500 | 0.0% | 0.00% | – | |
| CSAL | Sell | COMMUNICATIONS SALEScs | $3,000 | -40.0% | 160 | -27.3% | 0.00% | -50.0% |
| 4305PS | ALCATEL LUCENT Fcs | $0 | – | 34 | 0.0% | 0.00% | – | |
| HBMWS | New | HUDBAY MINERALS I 18 WTFwt | $0 | – | 170 | +100.0% | 0.00% | – |
| HBM | New | HUDBAY MINERALS INC Fcs | $1,000 | – | 315 | +100.0% | 0.00% | – |
| IWV | ISHARES RUSSELL 3000cs | $0 | – | 1 | 0.0% | 0.00% | – | |
| JYHW | New | JAYHAWK ENERGY INCcs | $0 | – | 15,600 | +100.0% | 0.00% | – |
| KYN | New | KAYNE ANDERSON MLP INVEScs | $0 | – | 1 | +100.0% | 0.00% | – |
| LLL | L-3 COMMUNICATIONScs | $1,000 | 0.0% | 7 | 0.0% | 0.00% | – | |
| LBSR | LIBERTY STAR URANIUMcs | $1,000 | 0.0% | 616,600 | 0.0% | 0.00% | – | |
| GBNW | GLOBAL NETWORKS CORPcs | $0 | – | 5 | 0.0% | 0.00% | – | |
| GNVC | GENVEC INCcs | $0 | – | 100 | 0.0% | 0.00% | – | |
| GMWSB | GENERAL MOTORS CO 19 WTSwt | $0 | – | 6 | 0.0% | 0.00% | – | |
| GMWSA | GENERAL MOTORS CO 16 WTSwt | $0 | – | 6 | 0.0% | 0.00% | – | |
| MHRCQ | MAGNUM HUNTER RESOURcs | $0 | – | 250 | 0.0% | 0.00% | – | |
| MAGNUM HUNTER RES 16 WTSwt | $0 | – | 51 | 0.0% | 0.00% | – | ||
| GASTEM INC Fcs | $0 | – | 26 | 0.0% | 0.00% | – | ||
| FCEL | FUELCELL ENERGY INCcs | $0 | – | 300 | 0.0% | 0.00% | – | |
| MTLQU | MOTORS LIQ CO GUC TRcs | $0 | – | 25 | 0.0% | 0.00% | – | |
| NIHD | N I I HOLDINGS INCcs | $1,000 | – | 181 | 0.0% | 0.00% | – | |
| NRG | NRG ENERGY INCcs | $0 | – | 4 | 0.0% | 0.00% | – | |
| NKTR | NEKTAR THERAPEUTICScs | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| CIBR | New | FIRST TRUST NASDAQ CEAcs | $1,000 | – | 50 | +100.0% | 0.00% | – |
| FAST | FASTENAL COcs | $1,000 | 0.0% | 25 | 0.0% | 0.00% | – | |
| FRCMQ | FAIRPOINT COMMUN INC XXXcs | $0 | – | 2 | 0.0% | 0.00% | – | |
| ENPH | ENPHASE ENERGY INCcs | $1,000 | -66.7% | 400 | 0.0% | 0.00% | -100.0% | |
| EMESQ | New | EMERGE ENERGY SVC LP LPoa | $1,000 | – | 200 | +100.0% | 0.00% | – |
| EAGB | EAGLE BROADBAND INC NXXXcs | $0 | – | 22 | 0.0% | 0.00% | – | |
| BTU | PEABODY ENERGY CORPcs | $1,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| PHSL | PENTHOUSE INTL INCcs | $0 | – | 125,000 | 0.0% | 0.00% | – | |
| DREAM MARKETING INCcs | $0 | – | 10 | 0.0% | 0.00% | – | ||
| DTEMF | DITEM EXPLORATION INC Fcs | $0 | – | 80 | 0.0% | 0.00% | – | |
| PNK | PINNACLE ENTERTAINMTcs | $0 | – | 8 | 0.0% | 0.00% | – | |
| PLUG | PLUG POWER INCcs | $1,000 | 0.0% | 350 | 0.0% | 0.00% | – | |
| PWNX | POWERLINX INCcs | $0 | – | 10 | 0.0% | 0.00% | – | |
| PWAVQ | Buy | POWERWAVE TECH INCcs | $0 | – | 733 | +5538.5% | 0.00% | – |
| PLSIQ | PREMIER LASER SYS A NXXXcs | $0 | – | 500 | 0.0% | 0.00% | – | |
| CRYFQ | CRYSTALLEX INTL CORP XXXcs | $0 | – | 1,590 | 0.0% | 0.00% | – | |
| ZQKSQ | QUIKSILVER INCcs | $0 | – | 440 | 0.0% | 0.00% | – | |
| RHT | REDHAT INCcs | $0 | – | 5 | 0.0% | 0.00% | – | |
| LODE | COMSTOCK MINING INCcs | $0 | – | 100 | 0.0% | 0.00% | – | |
| CMNR | COMMERCE ENERGY GRPcs | $0 | – | 8,000 | 0.0% | 0.00% | – | |
| SAFEWAY CASA LEY CVR RTSwt | $0 | – | 150 | 0.0% | 0.00% | – | ||
| SAFEWAY PDC LLC CVR RTSwt | $0 | – | 150 | 0.0% | 0.00% | – | ||
| SANB | SANBORN RESOURCE LTDcs | $0 | – | 5,000 | 0.0% | 0.00% | – | |
| SDRXQ | SANDRIDGE ENERGY 7% PFDps | $0 | -100.0% | 45 | 0.0% | 0.00% | – | |
| CCGM | CHINA CGAME INCcs | $0 | – | 334 | 0.0% | 0.00% | – | |
| SCHM | SCHWAB US MID CAP ETFcs | $0 | – | 3 | 0.0% | 0.00% | – | |
| CDGT | CHINA DIGITAL MEDIA CXXXcs | $0 | – | 275 | 0.0% | 0.00% | – | |
| CHAG | CHANCELLOR GROUP INCcs | $0 | – | 70,000 | 0.0% | 0.00% | – | |
| LUMN | Sell | CENTURYLINK INCcs | $0 | -100.0% | 2 | -99.3% | 0.00% | -100.0% |
| CNP | CENTERPOINT ENERGYcs | $1,000 | 0.0% | 46 | 0.0% | 0.00% | – | |
| SEAS | SEAWORLD ENTERTAINMTcs | $1,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| CRC | Sell | CALIFORNIA RESOURCEScs | $0 | -100.0% | 172 | -18.9% | 0.00% | – |
| SBY | SILVER BAY REALTY TRoa | $0 | – | 2 | 0.0% | 0.00% | – | |
| CSX | New | CSX CORPcs | $1,000 | – | 50 | +100.0% | 0.00% | – |
| SCTY | SOLARCITY CORPcs | $1,000 | -50.0% | 30 | 0.0% | 0.00% | -100.0% | |
| SPCL | SOLARIS PWR CELLScs | $0 | – | 20,000 | 0.0% | 0.00% | – | |
| BTXWS | BIOTIME INC 18 WTSwt | $0 | – | 14 | 0.0% | 0.00% | – | |
| SGCR | STRATEGIC RESOURCES LXXXcs | $0 | – | 5,500 | 0.0% | 0.00% | – | |
| SVU | SUPERVALU INCcs | $1,000 | 0.0% | 85 | 0.0% | 0.00% | – | |
| THQIQ | T H Q INC NEW XXXcs | $0 | – | 2 | 0.0% | 0.00% | – | |
| TTWO | TAKE TWO INTERACTVcs | $1,000 | 0.0% | 30 | 0.0% | 0.00% | – | |
| BESE | BEESTON ENTERPRISEScs | $0 | – | 9,000 | 0.0% | 0.00% | – | |
| RVREF | TRUE GOLD MINING INC Fcs | $0 | – | 793 | 0.0% | 0.00% | – | |
| BP | Sell | BP PLC Fcs | $0 | -100.0% | 15 | -99.3% | 0.00% | -100.0% |
| UIS | UNISYS CORPcs | $0 | – | 1 | 0.0% | 0.00% | – | |
| USAU | USA URANIUM CORP XXXcs | $0 | – | 400,000 | 0.0% | 0.00% | – | |
| X | UNITED STATES STEELcs | $1,000 | -50.0% | 100 | 0.0% | 0.00% | -100.0% | |
| AST | ASTERIAS BIOTHERAPEUcs | $0 | – | 12 | 0.0% | 0.00% | – | |
| UE | URBAN EDGE PPTYScs | $0 | – | 1 | 0.0% | 0.00% | – | |
| VAPE | VAPE HLDGS INCcs | $0 | – | 500 | 0.0% | 0.00% | – | |
| MT | ARCELOR MITTAL NY NEW Fcs | $1,000 | -50.0% | 204 | 0.0% | 0.00% | -100.0% | |
| AMAT | APPLIED MATERIALScs | $1,000 | 0.0% | 40 | 0.0% | 0.00% | – | |
| AENYQ | New | AMERICAS ENERGY CO XXXcs | $0 | – | 7,100 | +100.0% | 0.00% | – |
| VRTV | Sell | VERITIV CORPORATIONcs | $0 | – | 1 | -85.7% | 0.00% | – |
| VVUS | VIVUS INCcs | $0 | – | 100 | 0.0% | 0.00% | – | |
| AMRN | AMARIN CORP PLC Fcs | $0 | – | 100 | 0.0% | 0.00% | – | |
| WIN | Sell | WINDSTREAM HLDGS INCcs | $1,000 | 0.0% | 134 | -27.2% | 0.00% | – |
| WPX | WPX ENERGY INCcs | $0 | – | 33 | 0.0% | 0.00% | – | |
| ISCIQ | ISC8 INCcs | $0 | – | 12 | 0.0% | 0.00% | – | |
| AMD | ADVANCED MICRO DEVICcs | $1,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| ADELPHIA COMMUN CP CLXXXcs | $0 | – | 4,000 | 0.0% | 0.00% | – | ||
| PNR | PENTAIR PLC Fcs | $0 | -100.0% | 8 | 0.0% | 0.00% | – | |
| TYC | Sell | TYCO INTL PLC NEW Fcs | $1,000 | -95.2% | 38 | -92.9% | 0.00% | -100.0% |
| SODA | SODASTREAM INTL Fcs | $0 | -100.0% | 36 | 0.0% | 0.00% | – | |
| FCAU | FIAT CHRYSLER AUTO Fcs | $1,000 | 0.0% | 70 | 0.0% | 0.00% | – | |
| ECTPQ | ENRON CORP DISC 00 8%PFDps | $0 | – | 400 | 0.0% | 0.00% | – | |
| EGKPF | EAGLE BULK SHIPPI 21 WTSwt | $0 | – | 105 | 0.0% | 0.00% | – | |
| ADT | ADT CORPcs | $1,000 | 0.0% | 19 | 0.0% | 0.00% | – | |
| FNSR | Exit | FINISAR CORPcs | $0 | – | -20 | -100.0% | 0.00% | – |
| HTM | Exit | U S GEOTHERMAL INCcs | $0 | – | -1,200 | -100.0% | 0.00% | – |
| SDOCQ | Exit | SANDRIDGE ENERGY INCcs | $0 | – | -85 | -100.0% | 0.00% | – |
| SOUHY | Exit | SOUTH32 LTD Fcs | $0 | – | -40 | -100.0% | 0.00% | – |
| BAM | Exit | BROOKFIELD ASSET MGMT Fcs | $0 | – | -37 | -100.0% | 0.00% | – |
| NSAM | Exit | NORTHSTAR ASSET MGMTcs | $0 | – | -78 | -100.0% | 0.00% | – |
| GALE | Exit | GALENA BIOPHARMA INCcs | $0 | – | -475 | -100.0% | 0.00% | – |
| SRGRT | Exit | SERITAGE GROWTH P 15 RTSwt | $0 | – | -125 | -100.0% | 0.00% | – |
| GMCR | Exit | KEURIG GREEN MTN INCcs | $0 | – | -15 | -100.0% | 0.00% | – |
| Exit | NAVISTAR INTL CORPcs | $0 | – | -50 | -100.0% | 0.00% | – | |
| IDAI | IDNA INC XXXcs | $0 | – | 5,000 | 0.0% | 0.00% | – | |
| PB | Exit | PROSPERITY BANCSHAREcs | $0 | – | -40 | -100.0% | -0.00% | – |
| BSRR | Exit | SIERRA BANCORPcs | $0 | – | -105 | -100.0% | -0.00% | – |
| EVT | Exit | EATON VANCE TAX ADVANTAGcs | $0 | – | -200 | -100.0% | -0.00% | – |
| TDS | Exit | TELEPHONE & DATA SYScs | $0 | – | -70 | -100.0% | -0.00% | – |
| FSP | Exit | FRANKLIN STREET PROPoa | $0 | – | -300 | -100.0% | -0.00% | – |
| POST | Exit | POST HOLDINGS INCcs | $0 | – | -66 | -100.0% | -0.00% | – |
| NEFF | Exit | NEFF CORPORATIONcs | $0 | – | -225 | -100.0% | -0.00% | – |
| JGH | Exit | NUVEEN GLOBAL HIGH INCOMcs | $0 | – | -184 | -100.0% | -0.00% | – |
| CVCY | Exit | CENTRAL VLY CMNTY BKcs | $0 | – | -175 | -100.0% | -0.00% | – |
| CSFL | Exit | CENTERSTATE BANKScs | $0 | – | -175 | -100.0% | -0.00% | – |
| MGM | Exit | MGM RESORTS INTLcs | $0 | – | -150 | -100.0% | -0.00% | – |
| Exit | BHP BILLITON Fcs | $0 | – | -100 | -100.0% | -0.00% | – | |
| CNA | Exit | C N A FINANCIAL CORPcs | $0 | – | -105 | -100.0% | -0.00% | – |
| DDD | Exit | 3D SYSTEMS CORPcs | $0 | – | -184 | -100.0% | -0.00% | – |
| RUSHA | Exit | RUSH ENTERPRISEScs | $0 | – | -75 | -100.0% | -0.00% | – |
| HFWA | Exit | HERITAGE FINANCIALcs | $0 | – | -100 | -100.0% | -0.00% | – |
| HES | Exit | HESS CORPORATIONcs | $0 | – | -50 | -100.0% | -0.00% | – |
| Exit | KCAP FINL INCcs | $0 | – | -500 | -100.0% | -0.00% | – | |
| CNSL | Exit | CONS COMMUNICATIONcs | $0 | – | -140 | -100.0% | -0.00% | – |
| JQC | Exit | NUVEEN CREDIT STRATEcs | $0 | – | -450 | -100.0% | -0.00% | – |
| IWN | Exit | ISHARES RUSSELL 2000cs | $0 | – | -20 | -100.0% | -0.00% | – |
| EDIV | Exit | SPDR S&P EMERGINGcs | $0 | – | -100 | -100.0% | -0.00% | – |
| TIP | Exit | ISHARES TIPS BOND ETFcs | $0 | – | -30 | -100.0% | -0.00% | – |
| TSRE | Exit | TRADE STAR RESIDENTLoa | $0 | – | -400 | -100.0% | -0.00% | – |
| L | Exit | LOEWS CORPORATIONcs | $0 | – | -75 | -100.0% | -0.00% | – |
| GTI | Exit | GRAFTECH INTERNATIONcs | $0 | – | -350 | -100.0% | -0.00% | – |
| PAG | Exit | PENSKE AUTOMOTIVE GPcs | $0 | – | -60 | -100.0% | -0.00% | – |
| TICC | Exit | TICC CAPITAL CORPcs | $0 | – | -500 | -100.0% | -0.00% | – |
| NFJ | Exit | ALLIANZGI NFJ DIVIDEcs | $0 | – | -250 | -100.0% | -0.00% | – |
| J | Exit | JACOBS ENGINEERINGcs | $0 | – | -100 | -100.0% | -0.00% | – |
| FLM | Exit | FST TST ISE GLBL ENGcs | $0 | – | -80 | -100.0% | -0.00% | – |
| MOO | Exit | MARKET VECTORScs | $0 | – | -75 | -100.0% | -0.00% | – |
| DAR | Exit | DARLING INGREDIENTScs | $0 | – | -280 | -100.0% | -0.00% | – |
| AHL | Exit | ASPEN INSURANCE HOLDINGFcs | $0 | – | -40 | -100.0% | -0.00% | – |
| SU | Exit | SUNCOR ENERGY INC NEW Fcs | $0 | – | -150 | -100.0% | -0.00% | – |
| TEF | Exit | TELEFONICA SA Fcs | $0 | – | -154 | -100.0% | -0.00% | – |
| HCOM | Exit | HAWAIIAN TELCOM HLDcs | $0 | – | -60 | -100.0% | -0.00% | – |
| PEBO | Exit | PEOPLES BANCORP INCcs | $0 | – | -120 | -100.0% | -0.00% | – |
| PBCT | Exit | PEOPLES UNITED FINLcs | $0 | – | -200 | -100.0% | -0.00% | – |
| TMO | Exit | THERMO FISHER SCNTFCcs | $0 | – | -50 | -100.0% | -0.00% | – |
| ITOCY | Exit | ITOCHU CORPORATION Fcs | $0 | – | -250 | -100.0% | -0.00% | – |
| FOXA | Exit | 21ST CENT FOXcs | $0 | – | -145 | -100.0% | -0.00% | – |
| OI | Exit | OWENS ILLINOIS INCcs | $0 | – | -250 | -100.0% | -0.00% | – |
| LYV | Exit | LIVE NATION ENTMTcs | $0 | – | -185 | -100.0% | -0.00% | – |
| NOV | Exit | NATIONAL OILWELL VARcs | $0 | – | -100 | -100.0% | -0.00% | – |
| CAG | Exit | CONAGRA FOODS INCcs | $0 | – | -125 | -100.0% | -0.00% | – |
| VTV | Exit | VANGUARD VALUE ETFcs | $0 | – | -60 | -100.0% | -0.00% | – |
| PDM | Exit | PIEDMONT OFFICE REALoa | $0 | – | -325 | -100.0% | -0.00% | – |
| Exit | TRAVELERS COMPANIEScs | $0 | – | -60 | -100.0% | -0.00% | – | |
| UNP | Exit | UNION PACIFIC CORPcs | $0 | – | -74 | -100.0% | -0.00% | – |
| RSG | Exit | REPUBLIC SERVICEScs | $0 | – | -144 | -100.0% | -0.00% | – |
| LVLT | Exit | LEVEL 3 COMMUNICATNcs | $0 | – | -89 | -100.0% | -0.00% | – |
| DUC | Exit | DUFF & PHELPS UTIL CORPcs | $0 | – | -700 | -100.0% | -0.00% | – |
| TSCDY | Exit | TESCO PLC Fcs | $0 | – | -450 | -100.0% | -0.00% | – |
| ONB | Exit | OLD NATL BANCORP INDcs | $0 | – | -350 | -100.0% | -0.00% | – |
| LOGI | Exit | LOGITECH INTL S A NEW Fcs | $0 | – | -500 | -100.0% | -0.00% | – |
| 9207PS | Exit | ROCK-TENN COcs | $0 | – | -90 | -100.0% | -0.00% | – |
| MIN | Exit | MFS INTERMEDIATE INCOMEcs | $0 | – | -1,200 | -100.0% | -0.00% | – |
| XL | Exit | XL GROUP PLC Fcs | $0 | – | -125 | -100.0% | -0.00% | – |
| NLSN | Exit | NIELSEN N V Fcs | $0 | – | -109 | -100.0% | -0.00% | – |
| OAK | Exit | OAKTREE CAP GRP LLCcs | $0 | – | -88 | -100.0% | -0.00% | – |
| SEB | Exit | SEABOARD CORPcs | $0 | – | -2 | -100.0% | -0.00% | – |
| Exit | SUMITOMO CORP ORD Fcs | $0 | – | -400 | -100.0% | -0.00% | – | |
| LUK | Exit | LEUCADIA NATIONAL COcs | $0 | – | -250 | -100.0% | -0.00% | – |
| FITB | Exit | FIFTH THIRD BANCORPcs | $0 | – | -250 | -100.0% | -0.00% | – |
| PAA | Exit | PLAINS ALL AMERICAN LPoa | $0 | – | -190 | -100.0% | -0.00% | – |
| AWK | Exit | AMERICAN WATER WORKScs | $0 | – | -200 | -100.0% | -0.00% | – |
| BRCM | Exit | BROADCOM CORPORATIONcs | $0 | – | -200 | -100.0% | -0.00% | – |
| TRIP | Exit | TRIPADVISOR INCcs | $0 | – | -100 | -100.0% | -0.00% | – |
| Exit | HEINEKEN HLDG NEW ORD Fcs | $0 | – | -138 | -100.0% | -0.00% | – | |
| MSEX | Exit | MIDDLESEX WATER COcs | $0 | – | -400 | -100.0% | -0.00% | – |
| TSCO | Exit | TRACTOR SUPPLY COMPcs | $0 | – | -100 | -100.0% | -0.00% | – |
| VLO | Exit | VALERO ENERGY CORPcs | $0 | – | -125 | -100.0% | -0.00% | – |
| ETP | Exit | ENERGY TRANSFER PART LPoa | $0 | – | -160 | -100.0% | -0.00% | – |
| COF | Exit | CAPITAL ONE FINLcs | $0 | – | -100 | -100.0% | -0.00% | – |
| PNC | Exit | PNC FINANCIAL SRVCScs | $0 | – | -100 | -100.0% | -0.00% | – |
| CMCSK | Exit | COMCAST CORPORATIONcs | $0 | – | -137 | -100.0% | -0.00% | – |
| VMW | Exit | VMWARE INCcs | $0 | – | -100 | -100.0% | -0.00% | – |
| ZTR | Exit | ZWEIG TOTAL RETURN CLOSEcs | $0 | – | -600 | -100.0% | -0.00% | – |
| DPZ | Exit | DOMINOS PIZZA INCcs | $0 | – | -110 | -100.0% | -0.00% | – |
| RDUS | Exit | RADIUS HEALTH INCcs | $0 | – | -180 | -100.0% | -0.00% | – |
| BKS | Exit | BARNES & NOBLE INCcs | $0 | – | -500 | -100.0% | -0.00% | – |
| BOOT | Exit | BOOT BARN HOLDINGScs | $0 | – | -400 | -100.0% | -0.00% | – |
| UNH | Exit | UNITEDHEALTH GRP INCcs | $0 | – | -100 | -100.0% | -0.00% | – |
| RCPT | Exit | RECEPTOS INCcs | $0 | – | -70 | -100.0% | -0.00% | – |
| EFV | Exit | ISHARES MSCI EAFE VALUEcs | $0 | – | -250 | -100.0% | -0.00% | – |
| TXN | Exit | TEXAS INSTRUMENTScs | $0 | – | -250 | -100.0% | -0.00% | – |
| DVN | Exit | DEVON ENERGY CORPcs | $0 | – | -222 | -100.0% | -0.00% | – |
| JUNO | Exit | JUNO THERAPEUTICScs | $0 | – | -220 | -100.0% | -0.00% | – |
| RVNC | Exit | REVANCE THERAPEUTICScs | $0 | – | -400 | -100.0% | -0.00% | – |
| PAY | Exit | VERIFONE SYSTEMS INCcs | $0 | – | -410 | -100.0% | -0.01% | – |
| CSG | Exit | CHAMBERS STR PPTYSoa | $0 | – | -1,948 | -100.0% | -0.01% | – |
| LFC | Exit | CHINA LIFE INSRNC Fcs | $0 | – | -750 | -100.0% | -0.01% | – |
| BK | Exit | BANK OF NY MELLON COcs | $0 | – | -373 | -100.0% | -0.01% | – |
| RAD | Exit | RITE AID CORPORATIONcs | $0 | – | -1,800 | -100.0% | -0.01% | – |
| CODYY | Exit | COMPAGNIE DE ST GOB Fcs | $0 | – | -1,600 | -100.0% | -0.01% | – |
| SBMRY | Exit | SABMILLER PLC SPONS Fcs | $0 | – | -291 | -100.0% | -0.01% | – |
| TIF | Exit | TIFFANY & COcs | $0 | – | -165 | -100.0% | -0.01% | – |
| STX | Exit | SEAGATE TECHNOLOGY PLC Fcs | $0 | – | -300 | -100.0% | -0.01% | – |
| KYTH | Exit | KYTHERA BIOPHARMAcs | $0 | – | -200 | -100.0% | -0.01% | – |
| BTI | Exit | BRIT AMER TOBACCO Fcs | $0 | – | -131 | -100.0% | -0.01% | – |
| XONE | Exit | EXONE COMPANYcs | $0 | – | -1,280 | -100.0% | -0.01% | – |
| CEM | Exit | CLEARBRIDGE ENERGY MLP Ccs | $0 | – | -725 | -100.0% | -0.01% | – |
| RQI | Exit | COHEN & STEERS QUALIcs | $0 | – | -1,581 | -100.0% | -0.01% | – |
| CMCSA | Exit | COMCAST CORPORATIONcs | $0 | – | -314 | -100.0% | -0.01% | – |
| EWA | Exit | ISHARES MSCI AUSTRALIAcs | $0 | – | -1,000 | -100.0% | -0.01% | – |
| REXR | Exit | REXFORD INDL REALTYoa | $0 | – | -1,443 | -100.0% | -0.01% | – |
| GDXJ | Exit | MARKET VECTOR JUNIORcs | $0 | – | -800 | -100.0% | -0.01% | – |
| ITUB | Exit | ITAU UNIBANCO HOLDIN Fcs | $0 | – | -2,000 | -100.0% | -0.01% | – |
| NBIX | Exit | NEUROCRINE BIOSCIENCcs | $0 | – | -500 | -100.0% | -0.01% | – |
| AGEN | Exit | AGENUS INCcs | $0 | – | -2,500 | -100.0% | -0.01% | – |
| T104PS | Exit | AMERN REALTY CAP PPToa | $0 | – | -2,650 | -100.0% | -0.01% | – |
| BLK | Exit | BLACKROCK INCcs | $0 | – | -68 | -100.0% | -0.01% | – |
| UPS | Exit | UNITED PARCEL SRVCcs | $0 | – | -269 | -100.0% | -0.01% | – |
| GMKYY | Exit | GRUMA SAB DE CV Fcs | $0 | – | -500 | -100.0% | -0.01% | – |
| ADX | Exit | ADAMS DIVERSIFIED EQUITYcs | $0 | – | -2,000 | -100.0% | -0.01% | – |
| ZBRA | Exit | ZEBRA TECHNOLOGIEScs | $0 | – | -264 | -100.0% | -0.01% | – |
| DEO | Exit | DIAGEO PLC Fcs | $0 | – | -241 | -100.0% | -0.01% | – |
| SNA | Exit | SNAP ON INCcs | $0 | – | -180 | -100.0% | -0.01% | – |
| EWC | Exit | ISHARES MSCI CANADA ETFcs | $0 | – | -1,100 | -100.0% | -0.01% | – |
| ZIOP | Exit | ZIOPHARM ONCOLOGYcs | $0 | – | -2,500 | -100.0% | -0.01% | – |
| TRCH | Exit | TORCHLIGHT ENERGY REcs | $0 | – | -14,000 | -100.0% | -0.01% | – |
| BMRN | Exit | BIOMARIN PHARMACEUTLcs | $0 | – | -275 | -100.0% | -0.01% | – |
| OCR | Exit | OMNICARE INCcs | $0 | – | -531 | -100.0% | -0.02% | – |
| ESPR | Exit | ESPERION THERAPEUTICcs | $0 | – | -640 | -100.0% | -0.02% | – |
| KITE | Exit | KITE PHARMA INCcs | $0 | – | -1,000 | -100.0% | -0.02% | – |
| WY | Exit | WEYERHAEUSER COoa | $0 | – | -2,027 | -100.0% | -0.02% | – |
| ALDR | Exit | ALDER BIOPHARMACEUTLcs | $0 | – | -1,230 | -100.0% | -0.02% | – |
| FIT | Exit | FITBIT INCcs | $0 | – | -2,000 | -100.0% | -0.03% | – |
| HZNP | Exit | HORIZON PHARMA PLC Fcs | $0 | – | -2,262 | -100.0% | -0.03% | – |
| Exit | FIRST TRUST NYSE ARCAcs | $0 | – | -680 | -100.0% | -0.03% | – | |
| KRFT | Exit | KRAFT FOODS GROUPcs | $0 | – | -1,073 | -100.0% | -0.03% | – |
| BALT | Exit | BALTIC TRADING LTD Fcs | $0 | – | -59,059 | -100.0% | -0.03% | – |
| HUM | Exit | HUMANA INCcs | $0 | – | -500 | -100.0% | -0.03% | – |
| VIS | Exit | VANGUARD INDUSTRIALScs | $0 | – | -975 | -100.0% | -0.04% | – |
| IVV | Exit | ISHARES CORE S&P 500cs | $0 | – | -993 | -100.0% | -0.07% | – |
| VUG | Exit | VANGUARD GROWTH ETFcs | $0 | – | -2,100 | -100.0% | -0.08% | – |
| TD | Exit | TORONTO DOMINION BANK Fcs | $0 | – | -57,785 | -100.0% | -0.84% | – |
| EOG | Exit | EOG RESOURCES INCcs | $0 | – | -32,160 | -100.0% | -0.97% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SCHW US LCAP ETF | 42 | Q3 2023 | 22.1% |
| SCHW INTL EQ ETF | 42 | Q3 2023 | 13.7% |
| APPLE INC | 42 | Q3 2023 | 7.6% |
| EXXON MOBIL CORPORATION | 42 | Q3 2023 | 5.5% |
| SCHW US BRD MKT ETF | 42 | Q3 2023 | 10.1% |
| A T & T INC NEW | 42 | Q3 2023 | 4.2% |
| SCHW EMG MKT EQ ETF | 42 | Q3 2023 | 5.8% |
| PFIZER INCORPORATED | 42 | Q3 2023 | 3.3% |
| EATON CORP PLC F | 42 | Q3 2023 | 2.9% |
| META PLATFORMS INC | 42 | Q3 2023 | 3.6% |
View Apriem Advisors's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-08 |
| 13F-HR | 2022-05-10 |
| 13F-HR | 2022-02-09 |
| 13F-HR | 2021-11-12 |
View Apriem Advisors's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.