$271 Million is the total value of Apriem Advisors's 581 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was 29.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SCHB | Buy | SCHW US BRD MKT ETFcs | $23,263,000 | +34.2% | 466,936 | +28.1% | 8.57% | +29.5% |
| AAPL | Sell | APPLE INCcs | $9,651,000 | +9.1% | 87,432 | -0.4% | 3.56% | +5.2% |
| SCHD | Buy | SCH US DIV EQUITY ETFcs | $9,503,000 | +30.7% | 238,478 | +26.4% | 3.50% | +26.0% |
| XOM | Buy | EXXON MOBIL CORPORATIONcs | $8,428,000 | -0.9% | 91,165 | +0.8% | 3.10% | -4.5% |
| RSP | Buy | GUGGENHEIM ETFcs | $7,788,000 | +22.5% | 97,293 | +15.9% | 2.87% | +18.1% |
| T | Sell | A T & T INC NEWcs | $7,289,000 | -5.0% | 217,003 | -0.3% | 2.68% | -8.4% |
| SCHZ | Buy | SCH US AGG BND ETFcs | $7,282,000 | +76.4% | 139,080 | +74.4% | 2.68% | +70.1% |
| SCHG | Buy | SCHW US LCAP GRO ETFcs | $6,672,000 | +124.3% | 128,828 | +113.0% | 2.46% | +116.4% |
| PFE | Buy | PFIZER INCORPORATEDcs | $6,651,000 | +9.4% | 213,517 | +3.8% | 2.45% | +5.5% |
| COP | Buy | CONOCOPHILLIPScs | $6,627,000 | +54.5% | 95,961 | +71.2% | 2.44% | +49.0% |
| QCOM | Buy | QUALCOMM INCcs | $6,412,000 | +59.9% | 86,267 | +60.8% | 2.36% | +54.2% |
| Buy | TARGET CORPORATIONcs | $6,296,000 | +62.4% | 82,942 | +34.0% | 2.32% | +56.6% | |
| ABBV | Sell | ABBVIE INCcs | $6,282,000 | +10.2% | 96,000 | -2.7% | 2.31% | +6.2% |
| ETN | Buy | EATON CORP PLC Fcs | $6,198,000 | +13.0% | 91,207 | +5.4% | 2.28% | +9.0% |
| IGIB | Sell | ISHARES TR BONDcs | $5,481,000 | -1.0% | 50,129 | -1.0% | 2.02% | -4.5% |
| MSFT | Sell | MICROSOFT CORPcs | $5,458,000 | -8.7% | 117,497 | -8.8% | 2.01% | -11.9% |
| GE | Buy | GENERAL ELECTRIC COMPANYcs | $5,332,000 | +0.0% | 211,018 | +1.4% | 1.96% | -3.5% |
| JCI | Buy | JOHNSON CONTROLS INCcs | $5,289,000 | +10.7% | 109,418 | +0.8% | 1.95% | +6.7% |
| O | Buy | REALTY INCOME CORPoa | $5,114,000 | +21.6% | 107,186 | +3.9% | 1.88% | +17.2% |
| WFC | Buy | WELLS FARGO & CO NEWcs | $4,968,000 | +6.4% | 90,628 | +0.7% | 1.83% | +2.6% |
| BMY | Sell | BRISTOL-MYERS SQUIBB COcs | $4,717,000 | +14.4% | 79,909 | -0.9% | 1.74% | +10.3% |
| ED | Sell | CONSOLIDATED EDISON INCcs | $4,551,000 | +13.7% | 68,942 | -2.4% | 1.68% | +9.8% |
| SCHH | Buy | SCH US REIT ETFcs | $4,404,000 | +96.0% | 113,078 | +71.4% | 1.62% | +89.0% |
| CSCO | Sell | CISCO SYSTEMS INCcs | $4,151,000 | +9.2% | 149,229 | -1.2% | 1.53% | +5.3% |
| VTR | Buy | VENTAS INCoa | $3,952,000 | +19.3% | 55,120 | +3.0% | 1.46% | +15.0% |
| DBL | Buy | DOUBLELINE OPPORTUNISTICcs | $3,933,000 | +18.4% | 160,128 | +13.8% | 1.45% | +14.2% |
| AXP | Buy | AMERICAN EXPRESS COMPANYcs | $3,912,000 | +43.1% | 42,044 | +34.7% | 1.44% | +38.0% |
| PFXF | Buy | MARKET VECTORS ETFcs | $3,821,000 | +2.3% | 185,577 | +1.7% | 1.41% | -1.3% |
| EMR | Buy | EMERSON ELECTRIC COcs | $3,746,000 | +31.4% | 60,690 | +33.2% | 1.38% | +26.7% |
| SBUX | Buy | STARBUCKS CORPcs | $3,475,000 | +11.6% | 42,348 | +2.6% | 1.28% | +7.7% |
| BAC | Buy | BANK OF AMERICA CORPcs | $3,374,000 | +9.6% | 188,580 | +4.5% | 1.24% | +5.7% |
| DE | Buy | DEERE & COcs | $3,304,000 | +17.7% | 37,346 | +9.1% | 1.22% | +13.5% |
| EOG | Buy | E O G RESOURCES INCcs | $2,921,000 | +62.5% | 31,730 | +74.8% | 1.08% | +56.9% |
| OXY | Buy | OCCIDENTAL PETE CORPcs | $2,898,000 | -5.2% | 35,946 | +13.0% | 1.07% | -8.6% |
| PDI | Buy | PIMCO DYNAMIC INCOME FDcs | $2,817,000 | +41.8% | 91,650 | +45.6% | 1.04% | +36.8% |
| DVA | Buy | DAVITA HEALTHCARE PTNRcs | $2,691,000 | +11.2% | 35,530 | +7.4% | 0.99% | +7.3% |
| BND | Buy | VANGUARD BOND INDEX FUNDcs | $2,509,000 | +1.4% | 30,459 | +0.9% | 0.92% | -2.2% |
| VZ | Buy | VERIZON COMMUNICATIONScs | $2,489,000 | +15.7% | 53,199 | +23.6% | 0.92% | +11.6% |
| GILD | Buy | GILEAD SCIENCES INCcs | $2,487,000 | +36.0% | 26,385 | +53.6% | 0.92% | +31.0% |
| TD | Buy | TORONTO DOMINION BANK Fcs | $2,401,000 | +8.1% | 50,260 | +11.8% | 0.88% | +4.4% |
| SCHA | Buy | SCHW US SCAP ETFcs | $2,285,000 | +228400.0% | 41,462 | +180169.6% | 0.84% | – |
| FCX | Sell | FREEPORT MCMORAN INCcs | $2,174,000 | -36.5% | 93,046 | -11.2% | 0.80% | -38.7% |
| D | Sell | DOMINION RES INC VA NEWcs | $2,156,000 | +8.2% | 28,042 | -2.8% | 0.79% | +4.3% |
| GDX | Buy | MARKET VECTORS ETF TRUSTcs | $2,124,000 | +7.7% | 115,560 | +25.1% | 0.78% | +3.7% |
| MOS | Sell | MOSAIC CO NEWcs | $1,897,000 | -3.1% | 41,555 | -5.7% | 0.70% | -6.6% |
| LULU | Buy | LULULEMON ATHLETICA INCcs | $1,745,000 | +68.9% | 31,280 | +27.2% | 0.64% | +62.8% |
| NKX | Buy | NUVEEN CA AMT FREE MUNIcs | $1,397,000 | +13.0% | 94,755 | +6.8% | 0.52% | +9.1% |
| RYE | Buy | GUGGENHEIM ETFcs | $1,336,000 | +97.6% | 19,757 | +138.0% | 0.49% | +90.7% |
| IGSB | Sell | ISHARES TR BONDcs | $1,298,000 | -9.6% | 12,343 | -9.5% | 0.48% | -12.9% |
| GOOGL | Buy | GOOGLE INC CLASS A VTGcs | $1,213,000 | +397.1% | 2,285 | +451.9% | 0.45% | +380.6% |
| GGN | Sell | GAMCO GLOBAL GLD NATURALcs | $1,130,000 | -25.2% | 161,375 | -1.2% | 0.42% | -27.9% |
| AMJ | Buy | JP MORGAN EXCH TRADED NTcs | $1,115,000 | +60.9% | 24,260 | +85.9% | 0.41% | +55.1% |
| SPY | Sell | S P D R S&P 500 ETF TRcs | $1,065,000 | +1.2% | 5,182 | -2.9% | 0.39% | -2.5% |
| NAC | Buy | NUVEEN CA DIV ADV MUN FDcs | $1,029,000 | +14.0% | 68,390 | +7.9% | 0.38% | +9.9% |
| FGB | Buy | FIRST TR SPECIALTY FDcs | $1,025,000 | +7.8% | 130,393 | +14.6% | 0.38% | +4.1% |
| BSCF | Sell | GUGGENHEIM EXCH TRD FDcs | $1,006,000 | -5.5% | 46,428 | -5.2% | 0.37% | -8.8% |
| BRKB | Buy | BERKSHIRE HATHAWAY B NEWcs | $984,000 | +11.2% | 6,554 | +2.3% | 0.36% | +7.4% |
| DNP | Sell | DNP SELECT INCOME FUNDcs | $779,000 | +3.2% | 73,725 | -1.3% | 0.29% | -0.3% |
| DDD | Sell | 3 D SYSTEMS CORPcs | $775,000 | -49.3% | 23,589 | -28.5% | 0.29% | -51.0% |
| BXMX | Buy | NUVEEN S&P 500 BUY-WRITEcs | $771,000 | +65.8% | 63,692 | +74.5% | 0.28% | +59.6% |
| UTF | Buy | COHEN & STEERScs | $658,000 | +12.1% | 28,950 | +14.2% | 0.24% | +8.0% |
| New | NUVEEN ALL CAP ENGY MLPcs | $651,000 | – | 42,700 | +100.0% | 0.24% | – | |
| TSLA | Buy | TESLA MOTORS INCcs | $650,000 | +51.5% | 2,921 | +65.1% | 0.24% | +45.7% |
| SCHF | Sell | SCHW INTL EQ ETFcs | $627,000 | -95.2% | 21,674 | -94.8% | 0.23% | -95.3% |
| CVX | Buy | CHEVRON CORPORATIONcs | $453,000 | -3.0% | 4,036 | +3.1% | 0.17% | -6.2% |
| INTC | Buy | INTEL CORPcs | $429,000 | +25.1% | 11,833 | +20.0% | 0.16% | +20.6% |
| DJP | Sell | BARCLAYS BANK IPATH ETNcs | $403,000 | -42.3% | 13,475 | -33.7% | 0.15% | -44.6% |
| BABA | Buy | ALIBABA GROUP HLDG ADR Fcs | $398,000 | +54.3% | 3,828 | +31.8% | 0.15% | +48.5% |
| CVY | New | GUGGENHEIM EXCH TRD FDcs | $355,000 | – | 15,875 | +100.0% | 0.13% | – |
| QQQ | Buy | POWERSHS QQQ TRUST SER 1cs | $347,000 | +40.5% | 3,356 | +34.1% | 0.13% | +36.2% |
| IYH | ISHARES TR US HEALTHCAREcs | $345,000 | +7.1% | 2,395 | 0.0% | 0.13% | +3.3% | |
| KMI | Buy | KINDER MORGAN INCcs | $323,000 | +3937.5% | 7,643 | +3721.5% | 0.12% | +3866.7% |
| DIS | Buy | DISNEY WALT COcs | $299,000 | +7.6% | 3,175 | +1.6% | 0.11% | +3.8% |
| EVV | Buy | EATON VANCE LTD DURATIONcs | $271,000 | +8.4% | 19,175 | +11.6% | 0.10% | +5.3% |
| NLY | Buy | ANNALY CAPITAL MGMToa | $268,000 | +21.3% | 24,750 | +19.6% | 0.10% | +17.9% |
| BSCG | Sell | GUGGENHEIM EXCH TRD FDcs | $261,000 | -35.1% | 11,817 | -34.4% | 0.10% | -37.7% |
| MCA | Buy | BLKRCK MUNIYIELD CA QLTYcs | $258,000 | +8.9% | 16,962 | +4.4% | 0.10% | +4.4% |
| CATY | CATHAY GENERAL BANCORPcs | $256,000 | +3.2% | 10,000 | 0.0% | 0.09% | -1.1% | |
| SCHE | Sell | SCHW EMG MKT EQ ETFcs | $254,000 | -5.9% | 10,626 | -0.1% | 0.09% | -8.7% |
| XLP | Sell | SECTOR SPDR TR CON STPLScs | $256,000 | 0.0% | 5,280 | -7.0% | 0.09% | -4.1% |
| BOND | Sell | PIMCO EXCH TRADED FUNDcs | $249,000 | -35.8% | 2,320 | -35.0% | 0.09% | -37.8% |
| HD | Sell | HOME DEPOT INCcs | $242,000 | +3.0% | 2,308 | -9.9% | 0.09% | -1.1% |
| BAX | BAXTER INTERNATIONAL INCcs | $235,000 | +2.2% | 3,200 | 0.0% | 0.09% | -1.1% | |
| MO | Buy | ALTRIA GROUP INCcs | $234,000 | +9.3% | 4,750 | +2.2% | 0.09% | +4.9% |
| 1/100 BERKSHIRE HTWY CLAcs | $226,000 | +9.2% | 1 | 0.0% | 0.08% | +5.1% | ||
| VUG | New | VANGUARD GROWTHcs | $217,000 | – | 2,075 | +100.0% | 0.08% | – |
| PHK | PIMCO HIGH INCOME FUNDcs | $215,000 | -3.2% | 19,077 | 0.0% | 0.08% | -7.1% | |
| New | BLACKROCK CORE BD TRUSTcs | $215,000 | – | 16,257 | +100.0% | 0.08% | – | |
| JPM | Buy | JPMORGAN CHASE & COcs | $211,000 | +3.9% | 3,369 | +0.0% | 0.08% | 0.0% |
| IVV | New | ISHARES CORE S&P ETFcs | $205,000 | – | 993 | +100.0% | 0.08% | – |
| AMZN | Buy | AMAZON COM INCcs | $195,000 | +61.2% | 627 | +67.6% | 0.07% | +56.5% |
| XLI | Sell | SECTOR SPDR INDL SELECTcs | $195,000 | -12.6% | 3,450 | -17.9% | 0.07% | -15.3% |
| SRE | SEMPRA ENERGYcs | $194,000 | +5.4% | 1,742 | 0.0% | 0.07% | +1.4% | |
| PWZ | Buy | POWERSHS EXCH TRAD FD TRcs | $192,000 | +13.6% | 7,441 | +12.6% | 0.07% | +9.2% |
| FB | Sell | FACEBOOK INC CLASS Acs | $186,000 | -53.4% | 2,382 | -52.9% | 0.07% | -54.6% |
| EFA | Buy | ISHARES TR MSCI EAFEcs | $186,000 | +1.1% | 3,054 | +6.4% | 0.07% | -1.4% |
| YUM | Buy | YUM BRANDS INCcs | $173,000 | +1.2% | 2,380 | +0.1% | 0.06% | -1.5% |
| LQD | ISHARES IBOXX INVESTMENTcs | $173,000 | +1.2% | 1,446 | 0.0% | 0.06% | -1.5% | |
| CTR | CLEARBRIDGE ENERGY MLPcs | $171,000 | -7.6% | 8,012 | 0.0% | 0.06% | -11.3% | |
| A | AGILENT TECHNOLOGIES INCcs | $168,000 | -28.2% | 4,106 | 0.0% | 0.06% | -30.3% | |
| EMC | Buy | E M C CORP MASScs | $165,000 | +10.0% | 5,542 | +7.8% | 0.06% | +7.0% |
| VOD | Sell | VODAFONE GROUP NEW ADR Fcs | $162,000 | -4.1% | 4,749 | -7.8% | 0.06% | -7.7% |
| EIX | EDISON INTERNATIONALcs | $164,000 | +17.1% | 2,500 | 0.0% | 0.06% | +13.2% | |
| GLD | Sell | SPDR GOLD TRUSTcs | $159,000 | -8.6% | 1,400 | -6.7% | 0.06% | -10.6% |
| VO | VANGUARD MID CAPcs | $161,000 | +5.2% | 1,300 | 0.0% | 0.06% | +1.7% | |
| C | Sell | CITIGROUP INC NEWcs | $155,000 | -4.9% | 2,862 | -9.3% | 0.06% | -8.1% |
| PM | Buy | PHILIP MORRIS INTL INCcs | $156,000 | +3.3% | 1,915 | +5.5% | 0.06% | -1.7% |
| F | Buy | FORD MOTOR COMPANY NEWcs | $151,000 | +48.0% | 9,762 | +41.4% | 0.06% | +43.6% |
| MYC | BLKRCK MUNIYIELD CAL FDcs | $151,000 | +2.0% | 9,800 | 0.0% | 0.06% | -1.8% | |
| ABT | ABBOTT LABORATORIEScs | $151,000 | +8.6% | 3,350 | 0.0% | 0.06% | +5.7% | |
| BALT | Buy | BALTIC TRADING LTD Fcs | $148,000 | +221.7% | 59,059 | +436.9% | 0.06% | +205.6% |
| BA | Buy | BOEING COcs | $150,000 | +2.0% | 1,157 | +0.1% | 0.06% | -1.8% |
| LNG | CHENIERE ENERGY INC NEWcs | $148,000 | -11.9% | 2,100 | 0.0% | 0.06% | -14.1% | |
| NUE | NUCOR CORPcs | $150,000 | -9.6% | 3,050 | 0.0% | 0.06% | -12.7% | |
| AGN | Sell | ALLERGAN INCcs | $145,000 | +3.6% | 683 | -12.8% | 0.05% | 0.0% |
| XLE | Buy | SECTOR SPDR ENGY SELECTcs | $139,000 | -9.2% | 1,750 | +3.8% | 0.05% | -12.1% |
| VCV | INVESCO CALIFORNIA VALUEcs | $137,000 | +5.4% | 10,655 | 0.0% | 0.05% | 0.0% | |
| WM | WASTE MANAGEMENT INC DELcs | $133,000 | +7.3% | 2,600 | 0.0% | 0.05% | +4.3% | |
| USB | U S BANCORP DEL NEWcs | $130,000 | +7.4% | 2,889 | 0.0% | 0.05% | +4.3% | |
| Sell | EDWARDS LIFESCIENCES CPcs | $121,000 | -97.3% | 950 | -97.8% | 0.04% | -97.4% | |
| ORCL | Sell | ORACLE CORPORATIONcs | $118,000 | +6.3% | 2,632 | -9.0% | 0.04% | +2.4% |
| KMB | KIMBERLY-CLARK CORPcs | $116,000 | +7.4% | 1,000 | 0.0% | 0.04% | +4.9% | |
| PFF | ISHARES U S PFD ETFcs | $115,000 | 0.0% | 2,910 | 0.0% | 0.04% | -4.5% | |
| AGNCP | AMERN CAP AGY CR 8% PFDps | $113,000 | +4.6% | 4,250 | 0.0% | 0.04% | +2.4% | |
| GOOG | Sell | GOOGLE INC CL C NON VTGcs | $113,000 | -8.9% | 214 | -0.5% | 0.04% | -10.6% |
| GIS | Buy | GENERAL MILLS INCcs | $111,000 | +5.7% | 2,090 | +0.1% | 0.04% | +2.5% |
| FAX | ABERDEEN ASIA PAC INCMcs | $111,000 | -5.9% | 20,000 | 0.0% | 0.04% | -8.9% | |
| GUNR | Sell | FLEXSHARES EXCH TRD FDcs | $107,000 | -13.7% | 3,510 | -2.6% | 0.04% | -17.0% |
| HYG | Sell | ISHARES TRUSTcs | $105,000 | -26.1% | 1,175 | -24.1% | 0.04% | -27.8% |
| NU | NORTHEAST UTILITIEScs | $107,000 | +20.2% | 2,004 | 0.0% | 0.04% | +14.7% | |
| JNJ | Buy | JOHNSON & JOHNSONcs | $107,000 | -1.8% | 1,019 | +0.1% | 0.04% | -7.1% |
| NFLX | Buy | NETFLIX INCcs | $107,000 | +35.4% | 314 | +79.4% | 0.04% | +30.0% |
| CELG | Buy | CELGENE CORPcs | $102,000 | +54.5% | 915 | +30.7% | 0.04% | +52.0% |
| WFM | Sell | WHOLE FOODS MARKET INCcs | $104,000 | -8.0% | 2,067 | -30.3% | 0.04% | -11.6% |
| IBM | Sell | INTL BUSINESS MACHINEScs | $100,000 | -44.8% | 621 | -34.7% | 0.04% | -46.4% |
| JFR | NUVEEN FLTG RATE INCM FDcs | $101,000 | -2.9% | 9,216 | 0.0% | 0.04% | -7.5% | |
| IAU | Sell | ISHARES GOLD TRUSTcs | $95,000 | -15.9% | 8,346 | -13.5% | 0.04% | -18.6% |
| CRM | SALESFORCE COMcs | $95,000 | +3.3% | 1,600 | 0.0% | 0.04% | 0.0% | |
| NVO | NOVO-NORDISK A-S ADR Fcs | $95,000 | -11.2% | 2,240 | 0.0% | 0.04% | -14.6% | |
| POT | POTASH CORP SASK INC Fcs | $94,000 | +2.2% | 2,650 | 0.0% | 0.04% | 0.0% | |
| AMGN | AMGEN INCORPORATEDcs | $96,000 | +14.3% | 600 | 0.0% | 0.04% | +9.4% | |
| PPG | P P G INDUSTRIES INCcs | $92,000 | +16.5% | 400 | 0.0% | 0.03% | +13.3% | |
| UTX | Sell | UNITED TECHNOLOGIES CORPcs | $93,000 | -10.6% | 811 | -17.3% | 0.03% | -15.0% |
| IWM | Buy | ISHARES TR RUSSELL 2000cs | $90,000 | +233.3% | 752 | +200.8% | 0.03% | +230.0% |
| IYF | ISHARES TR US FINANCIALScs | $90,000 | +7.1% | 1,000 | 0.0% | 0.03% | +3.1% | |
| MCD | Buy | MC DONALDS CORPcs | $90,000 | -1.1% | 961 | +0.4% | 0.03% | -5.7% |
| SCS | STEELCASE INC CL Acs | $90,000 | +11.1% | 5,000 | 0.0% | 0.03% | +6.5% | |
| QCLN | Buy | FIRST TR NASDAQ CLEANcs | $87,000 | +107.1% | 5,050 | +129.5% | 0.03% | +100.0% |
| XLF | Sell | SECTOR SPDR FINCL SELECTcs | $87,000 | +1.2% | 3,500 | -5.4% | 0.03% | -3.0% |
| SWX | SOUTHWEST GAS CORP COMcs | $83,000 | +27.7% | 1,337 | 0.0% | 0.03% | +24.0% | |
| NMO | NUVEEN MUNI MKT OPPTY FDcs | $82,000 | +2.5% | 6,000 | 0.0% | 0.03% | -3.2% | |
| SCHX | Buy | SCHW US LCAP ETFcs | $79,000 | +5.3% | 1,607 | +0.2% | 0.03% | 0.0% |
| Sell | FIRST TR NYSE ARCAcs | $80,000 | -5.9% | 780 | -16.1% | 0.03% | -9.4% | |
| TFI | SPDR NUVEEN BARCLAY ETFcs | $75,000 | +1.4% | 3,102 | 0.0% | 0.03% | 0.0% | |
| NXC | NUVEEN CA SELECT TAX FRcs | $77,000 | 0.0% | 5,000 | 0.0% | 0.03% | -3.4% | |
| SAVE | SPIRIT AIRLINEScs | $76,000 | +10.1% | 1,000 | 0.0% | 0.03% | +7.7% | |
| SCCO | Buy | SOUTHERN COPPER CORPcs | $76,000 | -5.0% | 2,686 | +0.0% | 0.03% | -9.7% |
| HSBC | Sell | HSBC HLDGS PLC ADR NEW Fcs | $71,000 | -27.6% | 1,500 | -22.0% | 0.03% | -29.7% |
| BHP | Buy | BHP BILLITON LTD ADR Fcs | $71,000 | -1.4% | 1,500 | +22.1% | 0.03% | -7.1% |
| DRE | Sell | DUKE REALTY CORPoa | $71,000 | +9.2% | 3,500 | -7.9% | 0.03% | +4.0% |
| VTI | Sell | VANGUARD TOTAL STOCK MKTcs | $69,000 | -34.9% | 655 | -37.3% | 0.02% | -37.5% |
| IXJ | ISHARES TR GLOBAL ETFcs | $69,000 | +1.5% | 695 | 0.0% | 0.02% | -3.8% | |
| KEYS | New | KEYSIGHT TECHNOLOGIEScs | $69,000 | – | 2,053 | +100.0% | 0.02% | – |
| LNKD | LINKEDIN CORPcs | $69,000 | +11.3% | 300 | 0.0% | 0.02% | +4.2% | |
| XLV | SECTOR SPDR HEALTH FUNDcs | $65,000 | +6.6% | 950 | 0.0% | 0.02% | +4.3% | |
| WFCPRN | Buy | WELLS FARGO & 5.2% PFDps | $64,000 | +1.6% | 2,757 | +0.1% | 0.02% | 0.0% |
| MUC | Buy | BLKRCK MUNIHLDGS CA QLTYcs | $65,000 | +32.7% | 4,473 | +28.8% | 0.02% | +26.3% |
| OCR | New | OMNICARE INCcs | $62,000 | – | 855 | +100.0% | 0.02% | – |
| AFL | A F L A C INCcs | $61,000 | +5.2% | 1,000 | 0.0% | 0.02% | 0.0% | |
| NQU | Sell | NUVEEN QLTY INCM MUNI FDcs | $59,000 | -31.4% | 4,250 | -32.3% | 0.02% | -33.3% |
| MDT | Buy | MEDTRONIC INCcs | $60,000 | +20.0% | 832 | +4.0% | 0.02% | +15.8% |
| LFC | CHINA LIFE INS CO ADR Fcs | $59,000 | +40.5% | 1,000 | 0.0% | 0.02% | +37.5% | |
| OILNF | New | BARCLAYS BANK IPATH ETNcs | $59,000 | – | 4,700 | +100.0% | 0.02% | – |
| SPLK | SPLUNK INCcs | $59,000 | +7.3% | 1,000 | 0.0% | 0.02% | +4.8% | |
| UAA | Sell | UNDER ARMOUR INC CL Acs | $59,000 | -11.9% | 876 | -10.2% | 0.02% | -15.4% |
| HTA | New | HLTHCARE TR OF AMER NEWoa | $61,000 | – | 2,255 | +100.0% | 0.02% | – |
| EPD | Sell | ENTERPRISE PRD PRTNRS LPoa | $57,000 | -97.0% | 1,570 | -96.6% | 0.02% | -97.1% |
| EWJ | ISHARES MSCI JPN ETFcs | $58,000 | -4.9% | 5,200 | 0.0% | 0.02% | -8.7% | |
| EBAY | EBAY INCcs | $56,000 | -1.8% | 1,000 | 0.0% | 0.02% | -4.5% | |
| XLU | Sell | SECTOR SPDR UTIL SELECTcs | $57,000 | +3.6% | 1,200 | -7.7% | 0.02% | 0.0% |
| COST | COSTCO WHSL CORP NEWcs | $56,000 | +12.0% | 398 | 0.0% | 0.02% | +10.5% | |
| JPS | NUVEEN QUAL PFD INC FD 2cs | $56,000 | +1.8% | 6,330 | 0.0% | 0.02% | 0.0% | |
| ABB | ABB LTD ADR Fcs | $53,000 | -5.4% | 2,500 | 0.0% | 0.02% | -4.8% | |
| BBT | Buy | BB&T CORPORATIONcs | $54,000 | +260.0% | 1,400 | +250.0% | 0.02% | +233.3% |
| SDY | Buy | SPDR S&P DIVIDEND ETFcs | $55,000 | +7.8% | 697 | +2.0% | 0.02% | +5.3% |
| XLB | Sell | SECTOR SPDR MATERIALS FDcs | $53,000 | -8.6% | 1,083 | -8.1% | 0.02% | -9.1% |
| TWTR | TWITTER INCcs | $55,000 | -29.5% | 1,520 | 0.0% | 0.02% | -33.3% | |
| CFCPRBCL | COUNTRYWIDE CAP V 7%PFDps | $52,000 | +2.0% | 2,000 | 0.0% | 0.02% | 0.0% | |
| AMBA | Sell | AMBARELLA INC Fcs | $51,000 | -95.8% | 1,000 | -96.4% | 0.02% | -95.9% |
| PETROCHINA CO ADR Fcs | $50,000 | -13.8% | 450 | 0.0% | 0.02% | -18.2% | ||
| VNQ | Buy | VANGUARD REITcs | $49,000 | +96.0% | 605 | +72.9% | 0.02% | +80.0% |
| NQS | NUVEEN SELCT QLTY MUN FDcs | $49,000 | +2.1% | 3,500 | 0.0% | 0.02% | 0.0% | |
| APU | AMERIGAS PARTNERS LPoa | $48,000 | +4.3% | 1,000 | 0.0% | 0.02% | 0.0% | |
| NOC | Buy | NORTHROP GRUMMAN CORPcs | $48,000 | +20.0% | 327 | +6.5% | 0.02% | +20.0% |
| ATK | Sell | ALLIANT TECHSYSTEMS INCcs | $48,000 | -31.4% | 415 | -24.5% | 0.02% | -33.3% |
| RGR | STURM RUGER & CO INCcs | $48,000 | -29.4% | 1,400 | 0.0% | 0.02% | -30.8% | |
| LLY | LILLY ELI & COMPANYcs | $48,000 | +6.7% | 700 | 0.0% | 0.02% | +5.9% | |
| RTN | RAYTHEON COMPANY NEWcs | $49,000 | +6.5% | 457 | 0.0% | 0.02% | 0.0% | |
| VEU | VANGUARD INTL EQTY INDEXcs | $47,000 | -4.1% | 1,000 | 0.0% | 0.02% | -10.5% | |
| WMT | WAL-MART STORES INCcs | $46,000 | +12.2% | 536 | 0.0% | 0.02% | +6.2% | |
| NUVEEN INVT QLTY MUN FDcs | $46,000 | +2.2% | 3,000 | 0.0% | 0.02% | 0.0% | ||
| AGG | ISHARES CORE ETFcs | $44,000 | 0.0% | 400 | 0.0% | 0.02% | -5.9% | |
| DXPRACL | DYNEX CAPITAL, 8.5% PFDps | $44,000 | 0.0% | 1,750 | 0.0% | 0.02% | -5.9% | |
| NVS | NOVARTIS A G SPON ADR Fcs | $44,000 | -2.2% | 475 | 0.0% | 0.02% | -5.9% | |
| DIAX | New | NUVEEN DOW 30SM DYNAMICcs | $43,000 | – | 2,767 | +100.0% | 0.02% | – |
| ALL | Buy | ALLSTATE CORPORATIONcs | $41,000 | +17.1% | 579 | +0.5% | 0.02% | +15.4% |
| OKS | Sell | ONEOK PARTNERS LPoa | $40,000 | -62.3% | 999 | -47.4% | 0.02% | -62.5% |
| INVE | IDENTIVE INCcs | $42,000 | +5.0% | 3,000 | 0.0% | 0.02% | 0.0% | |
| YELP | Sell | YELP INC CLASS Acs | $41,000 | -51.8% | 750 | -40.0% | 0.02% | -53.1% |
| LMT | LOCKHEED MARTIN CORPcs | $40,000 | +5.3% | 207 | 0.0% | 0.02% | 0.0% | |
| NMA | NUVEEN MUNI ADVTG FUNDcs | $41,000 | +2.5% | 3,000 | 0.0% | 0.02% | 0.0% | |
| TASR | TASER INTERNATIONAL INCcs | $40,000 | +73.9% | 1,500 | 0.0% | 0.02% | +66.7% | |
| RFI | COHEN & STEERS TOTALcs | $40,000 | +11.1% | 3,000 | 0.0% | 0.02% | +7.1% | |
| CAT | Buy | CATERPILLAR INCcs | $40,000 | -4.8% | 432 | +2.6% | 0.02% | -6.2% |
| SWHC | SMITH & WESSON HLDG CORPcs | $38,000 | 0.0% | 4,000 | 0.0% | 0.01% | -6.7% | |
| BP | Buy | BP PLC ADR Fcs | $37,000 | -14.0% | 982 | +1.4% | 0.01% | -12.5% |
| EWG | Buy | ISHARES MSCI GRMNYcs | $39,000 | +178.6% | 1,407 | +181.4% | 0.01% | +180.0% |
| DOFSQ | Sell | DIAMOND OFFSHR DRILLINGcs | $37,000 | -98.0% | 1,010 | -98.1% | 0.01% | -98.0% |
| PCQ | PIMCO CALIF MUN INCM FDcs | $37,000 | +8.8% | 2,373 | 0.0% | 0.01% | +7.7% | |
| ITUB | ITAU UNI HOLDING SA ADRFcs | $37,000 | -7.5% | 2,860 | 0.0% | 0.01% | -6.7% | |
| AA | Buy | ALCOA INCcs | $37,000 | 0.0% | 2,327 | +0.2% | 0.01% | 0.0% |
| ADM | Sell | ARCHER-DANIELS-MIDLND COcs | $37,000 | -56.0% | 721 | -55.9% | 0.01% | -56.2% |
| EEM | Buy | ISHARES MSCI EMRG MKT FDcs | $39,000 | -4.9% | 995 | +1.3% | 0.01% | -12.5% |
| SLB | Buy | SCHLUMBERGER LTD Fcs | $38,000 | +40.7% | 450 | +71.1% | 0.01% | +40.0% |
| EWA | ISHARES MSCI ETFcs | $38,000 | -7.3% | 1,700 | 0.0% | 0.01% | -12.5% | |
| BANC | Buy | BANC CALIF INCcs | $35,000 | 0.0% | 3,064 | +1.0% | 0.01% | 0.0% |
| DSL | Buy | DOUBLELINE INC SOLUTIONScs | $35,000 | +105.9% | 1,779 | +131.9% | 0.01% | +116.7% |
| UNP | New | UNION PACIFIC CORPcs | $36,000 | – | 300 | +100.0% | 0.01% | – |
| HAO | GUGGENHEIM EXCH TRD FDcs | $35,000 | 0.0% | 1,350 | 0.0% | 0.01% | 0.0% | |
| CLMT | CALUMET SPECIALTY PRODoa | $34,000 | -17.1% | 1,500 | 0.0% | 0.01% | -18.8% | |
| KO | Buy | COCA COLA COMPANYcs | $34,000 | -2.9% | 816 | +0.7% | 0.01% | 0.0% |
| FLR | FLUOR CORPORATION NEWcs | $36,000 | -10.0% | 601 | 0.0% | 0.01% | -13.3% | |
| BIDU | BAIDU INC ADR Fcs | $34,000 | +3.0% | 150 | 0.0% | 0.01% | 0.0% | |
| PNW | PINNACLE WEST CAPITAL CPcs | $34,000 | +25.9% | 500 | 0.0% | 0.01% | +30.0% | |
| GLOBAL X ETFcs | $35,000 | 0.0% | 1,200 | 0.0% | 0.01% | 0.0% | ||
| SLF | SUN LIFE FINANCIAL INC Fcs | $36,000 | 0.0% | 1,000 | 0.0% | 0.01% | -7.1% | |
| CHL | Sell | CHINA MOBILE LTD ADR Fcs | $35,000 | -25.5% | 600 | -25.0% | 0.01% | -27.8% |
| BKN | BLACKROCK INVT QLTY MUNIcs | $33,000 | +10.0% | 2,000 | 0.0% | 0.01% | +9.1% | |
| ETP | Sell | ENERGY TRANSFER PARTNERSoa | $33,000 | -80.1% | 500 | -80.8% | 0.01% | -81.0% |
| JAZZ | Sell | JAZZ PHARMACEUTICAL PLCFcs | $33,000 | -98.9% | 200 | -98.9% | 0.01% | -98.9% |
| MHRGQ | MAGNUM HUNTER RE 8% PFDps | $31,000 | -29.5% | 900 | 0.0% | 0.01% | -35.3% | |
| MFC | MANULIFE FINANCIAL CORPFcs | $29,000 | 0.0% | 1,500 | 0.0% | 0.01% | 0.0% | |
| SPLV | Buy | POWERSHARES S&P ETFcs | $30,000 | +50.0% | 794 | +38.1% | 0.01% | +37.5% |
| PCL | Buy | PLUM CREEK TIMBER COoa | $30,000 | +200.0% | 690 | +165.4% | 0.01% | +175.0% |
| UMH | UMH PROPERTIES INCoa | $29,000 | 0.0% | 3,000 | 0.0% | 0.01% | 0.0% | |
| RAD | Buy | RITE AID CORPORATIONcs | $30,000 | +200.0% | 4,000 | +100.0% | 0.01% | +175.0% |
| GPRO | Sell | GOPRO INCcs | $29,000 | -38.3% | 457 | -8.6% | 0.01% | -38.9% |
| NSRGY | NESTLE S A REG B ADR Fcs | $29,000 | 0.0% | 400 | 0.0% | 0.01% | 0.0% | |
| APC | New | ANADARKO PETROLEUM CORPcs | $29,000 | – | 350 | +100.0% | 0.01% | – |
| EWC | Sell | ISHARES MSCI CDA ETFcs | $29,000 | -21.6% | 1,000 | -18.0% | 0.01% | -21.4% |
| V | Sell | VISA INC CL Acs | $26,000 | -43.5% | 100 | -53.7% | 0.01% | -44.4% |
| PCG | P G & E CORPcs | $27,000 | +17.4% | 500 | 0.0% | 0.01% | +11.1% | |
| ETR | ENTERGY CORP NEWcs | $26,000 | +13.0% | 300 | 0.0% | 0.01% | +11.1% | |
| EWH | Buy | ISHARES MSCI HK ETFcs | $27,000 | +68.8% | 1,324 | +65.5% | 0.01% | +66.7% |
| VIG | New | VANGUARD DIV APPRCIATIONcs | $28,000 | – | 350 | +100.0% | 0.01% | – |
| AMERISOURCEBERGEN CORPcs | $27,000 | +17.4% | 300 | 0.0% | 0.01% | +11.1% | ||
| SSL | SASOL LIMITED SPON ADR Fcs | $27,000 | -28.9% | 700 | 0.0% | 0.01% | -33.3% | |
| MDY | New | SPDR S&P MIDCAP 400 ETFcs | $26,000 | – | 100 | +100.0% | 0.01% | – |
| RYF | GUGGENHEIM ETFcs | $27,000 | +8.0% | 600 | 0.0% | 0.01% | 0.0% | |
| EWSC | New | GUGGENHEIM ETFcs | $27,000 | – | 600 | +100.0% | 0.01% | – |
| NKE | NIKE INC CLASS Bcs | $27,000 | +8.0% | 276 | 0.0% | 0.01% | 0.0% | |
| NUVEEN MASS PRE INCM MUNcs | $26,000 | 0.0% | 1,991 | 0.0% | 0.01% | 0.0% | ||
| COH | Buy | COACH INCcs | $28,000 | +12.0% | 751 | +7.1% | 0.01% | 0.0% |
| CINF | CINCINNATI FINANCIAL CPcs | $26,000 | +8.3% | 500 | 0.0% | 0.01% | +11.1% | |
| ENIA | Sell | ENERSIS S A ADR Fcs | $24,000 | -11.1% | 1,500 | -11.8% | 0.01% | -10.0% |
| DUK | DUKE ENERGY CORP NEWcs | $25,000 | +13.6% | 300 | 0.0% | 0.01% | +12.5% | |
| CAH | New | CARDINAL HEALTH INCcs | $24,000 | – | 300 | +100.0% | 0.01% | – |
| DBC | Buy | POWERSHS DB COMMDTY INDXcs | $25,000 | +108.3% | 1,332 | +166.4% | 0.01% | +80.0% |
| AGNC | Buy | AMERICAN CAPITAL AGENCYoa | $24,000 | +41.2% | 1,100 | +34.1% | 0.01% | +50.0% |
| RDY | Sell | DR REDDYS LABS ADR Fcs | $25,000 | -32.4% | 500 | -28.6% | 0.01% | -35.7% |
| SO | Sell | THE SOUTHERN COMPANYcs | $25,000 | -41.9% | 500 | -49.6% | 0.01% | -43.8% |
| PJH | PRUDENTIAL FINL 5.75%PFDps | $25,000 | 0.0% | 1,000 | 0.0% | 0.01% | -10.0% | |
| CYSPRA | CYS INVESTMEN 7.75% PFDps | $24,000 | 0.0% | 1,000 | 0.0% | 0.01% | 0.0% | |
| HTSPRA | HATTERAS FIN 7.625% PFDps | $24,000 | 0.0% | 1,000 | 0.0% | 0.01% | 0.0% | |
| RDSA | Sell | ROYAL DUTCH SHELL A ADRFcs | $25,000 | -43.2% | 375 | -34.8% | 0.01% | -47.1% |
| EWW | ISHARES MSCI MEXICO ETFcs | $24,000 | -11.1% | 400 | 0.0% | 0.01% | -10.0% | |
| HLX | New | HELIX ENERGY SOLUTION GPcs | $22,000 | – | 1,000 | +100.0% | 0.01% | – |
| PG | Sell | PROCTER & GAMBLEcs | $23,000 | -72.0% | 250 | -74.6% | 0.01% | -74.2% |
| NEM | NEWMONT MINING CORPcs | $23,000 | -17.9% | 1,200 | 0.0% | 0.01% | -27.3% | |
| PEP | Sell | PEPSICO INCORPORATEDcs | $21,000 | -8.7% | 220 | -10.2% | 0.01% | -11.1% |
| BSCK | GUGGENHEIM ETFcs | $21,000 | 0.0% | 1,000 | 0.0% | 0.01% | 0.0% | |
| PEY | POWERSHS EXCH TRAD FD TRcs | $23,000 | +4.5% | 1,740 | 0.0% | 0.01% | 0.0% | |
| SDIV | GLOBAL X ETFcs | $23,000 | -4.2% | 1,000 | 0.0% | 0.01% | -11.1% | |
| GSK | Sell | GLAXOSMITHKLINE PLC ADRFcs | $23,000 | -45.2% | 537 | -41.2% | 0.01% | -50.0% |
| DVY | New | ISHARES SELECT DIVIDENDcs | $21,000 | – | 263 | +100.0% | 0.01% | – |
| SYNA | SYNAPTICS INCcs | $21,000 | -4.5% | 300 | 0.0% | 0.01% | 0.0% | |
| XONE | Sell | EXONE COMPANYcs | $22,000 | -40.5% | 1,280 | -28.1% | 0.01% | -42.9% |
| EWZ | ISHARES MSCI BRAZIL ETFcs | $22,000 | -15.4% | 600 | 0.0% | 0.01% | -20.0% | |
| IP | INTERNATIONAL PAPER COcs | $22,000 | +10.0% | 417 | 0.0% | 0.01% | 0.0% | |
| TJX | T J X COS INCcs | $21,000 | +16.7% | 300 | 0.0% | 0.01% | +14.3% | |
| AMX | AMERICA MOVIL SAB L ADRFcs | $22,000 | -12.0% | 1,000 | 0.0% | 0.01% | -20.0% | |
| CVS | C V S HEALTH CORPORATIONcs | $23,000 | +21.1% | 240 | 0.0% | 0.01% | +14.3% | |
| FRN | GUGGENHEIM EXCH TRD FDcs | $22,000 | -18.5% | 1,600 | 0.0% | 0.01% | -20.0% | |
| RVT | ROYCE VALUE TRUST INCcs | $21,000 | -4.5% | 1,500 | 0.0% | 0.01% | 0.0% | |
| MET | METLIFE INCcs | $22,000 | 0.0% | 410 | 0.0% | 0.01% | 0.0% | |
| SSYS | STRATASYS LTD Fcs | $20,000 | -28.6% | 235 | 0.0% | 0.01% | -36.4% | |
| BLACKROCK CA MUN INCM TRcs | $19,000 | +5.6% | 1,250 | 0.0% | 0.01% | 0.0% | ||
| PZZI | PIZZA INN HOLDINGS INCcs | $18,000 | -14.3% | 2,575 | 0.0% | 0.01% | -12.5% | |
| OPK | OPKO HEALTH INCcs | $20,000 | +17.6% | 2,000 | 0.0% | 0.01% | +16.7% | |
| NM | New | NAVIOS MARITIME Fcs | $18,000 | – | 4,500 | +100.0% | 0.01% | – |
| ALXN | ALEXION PHARMA INCcs | $19,000 | +11.8% | 100 | 0.0% | 0.01% | +16.7% | |
| USL | Buy | UNITED STS 12 MO OIL FDcs | $20,000 | -4.8% | 750 | +50.0% | 0.01% | -12.5% |
| CNMD | Buy | CONMED CORPcs | $18,000 | +20.0% | 396 | +0.5% | 0.01% | +16.7% |
| GDXJ | MARKET VECTORS NEW ETFcs | $19,000 | -29.6% | 800 | 0.0% | 0.01% | -30.0% | |
| STX | SEAGATE TECHNOLOGY PLC Fcs | $20,000 | +17.6% | 300 | 0.0% | 0.01% | +16.7% | |
| DASTY | DASSAULT SYSTEMS SA ADRFcs | $18,000 | -5.3% | 300 | 0.0% | 0.01% | 0.0% | |
| SPSB | New | SPDR BARCLAYS ETFcs | $19,000 | – | 633 | +100.0% | 0.01% | – |
| VNQI | New | VANGUARD INTL EQTY ETFcs | $18,000 | – | 335 | +100.0% | 0.01% | – |
| SIRI | Sell | SIRIUS XM HLDGS INCcs | $19,000 | -24.0% | 5,550 | -21.3% | 0.01% | -30.0% |
| MSTR | MICROSTRATEGY INC A NEWcs | $20,000 | +25.0% | 125 | 0.0% | 0.01% | +16.7% | |
| ROST | ROSS STORES INCcs | $19,000 | +26.7% | 200 | 0.0% | 0.01% | +16.7% | |
| CMCSA | COMCAST CORP NEW CL Acs | $18,000 | +5.9% | 314 | 0.0% | 0.01% | +16.7% | |
| GS | Sell | GOLDMAN SACHS GROUP INCcs | $19,000 | -34.5% | 101 | -36.1% | 0.01% | -36.4% |
| NFJ | New | ALLIANZGI NFJ DIVID INTcs | $18,000 | – | 1,108 | +100.0% | 0.01% | – |
| PSMT | PRICESMART INCcs | $18,000 | +5.9% | 200 | 0.0% | 0.01% | +16.7% | |
| IEF | New | ISHARES TR BONDcs | $19,000 | – | 182 | +100.0% | 0.01% | – |
| BFB | New | BROWN FORMAN CORP CL Bcs | $18,000 | – | 200 | +100.0% | 0.01% | – |
| TM | Sell | TOYOTA MOTOR CP ADR NEWFcs | $19,000 | -42.4% | 150 | -47.2% | 0.01% | -46.2% |
| PGX | Buy | POWERSHS EXCH TRAD FD TRcs | $16,000 | +6.7% | 1,066 | +0.1% | 0.01% | 0.0% |
| GD | GENERAL DYNAMICS CORPcs | $15,000 | +7.1% | 111 | 0.0% | 0.01% | +20.0% | |
| AVGO | AVAGO TECHNOLOGIES Fcs | $15,000 | +15.4% | 150 | 0.0% | 0.01% | +20.0% | |
| DATA | Sell | TABLEAU SOFTWARE INCcs | $17,000 | -98.5% | 200 | -98.7% | 0.01% | -98.6% |
| VEA | New | VANGUARD FTSE ETFcs | $15,000 | – | 399 | +100.0% | 0.01% | – |
| KR | KROGER COMPANYcs | $16,000 | +23.1% | 250 | 0.0% | 0.01% | +20.0% | |
| LEA | LEAR CORPORATIONcs | $15,000 | +15.4% | 150 | 0.0% | 0.01% | +20.0% | |
| VWO | Sell | VANGUARD FTSE EMERGINGcs | $17,000 | -68.5% | 421 | -67.6% | 0.01% | -71.4% |
| HRL | HORMEL FOODS CORPcs | $16,000 | 0.0% | 302 | 0.0% | 0.01% | 0.0% | |
| VCSH | Sell | VANGUARD CORP BOND ETFcs | $16,000 | -70.9% | 200 | -70.8% | 0.01% | -71.4% |
| ARLP | ALLIANCE RES PARTNERS LPoa | $17,000 | 0.0% | 400 | 0.0% | 0.01% | 0.0% | |
| SNDK | SANDISK CORPcs | $15,000 | 0.0% | 151 | 0.0% | 0.01% | 0.0% | |
| HAIN | Buy | HAIN CELESTIAL GROUP INCcs | $17,000 | +13.3% | 300 | +100.0% | 0.01% | 0.0% |
| PCI | Buy | PIMCO DYNAMIC CDT INC FDcs | $15,000 | +36.4% | 750 | +50.0% | 0.01% | +50.0% |
| BOBE | BOB EVANS FARMS INCcs | $15,000 | +7.1% | 300 | 0.0% | 0.01% | +20.0% | |
| ODFL | OLD DOMINION FREIGHT LNScs | $16,000 | +14.3% | 200 | 0.0% | 0.01% | +20.0% | |
| RHHBY | ROCHE HLDG LTD SPON ADRFcs | $17,000 | -5.6% | 500 | 0.0% | 0.01% | -14.3% | |
| ESRX | EXPRESS SCRIPTS HLDG COcs | $17,000 | +21.4% | 200 | 0.0% | 0.01% | +20.0% | |
| TDTT | Sell | FLEXSHARES EXCH TRD FDcs | $15,000 | -79.2% | 630 | -78.4% | 0.01% | -78.6% |
| PAY | New | VERIFONE SYSTEMS INCcs | $15,000 | – | 410 | +100.0% | 0.01% | – |
| PTY | Sell | PIMCO CORP & INC OPPTYcs | $16,000 | -38.5% | 1,000 | -35.5% | 0.01% | -40.0% |
| HYS | New | PIMCO ETFcs | $15,000 | – | 147 | +100.0% | 0.01% | – |
| VRX | VALEANT PHARMA INTL Fcs | $14,000 | +7.7% | 100 | 0.0% | 0.01% | 0.0% | |
| HDB | HDFC BANK LIMITED ADR Fcs | $13,000 | +8.3% | 250 | 0.0% | 0.01% | 0.0% | |
| EWS | ISHARES MSCI SINGAPOREcs | $13,000 | 0.0% | 1,000 | 0.0% | 0.01% | 0.0% | |
| CMG | Buy | CHIPOTLE MEXICAN GRILLcs | $14,000 | +100.0% | 20 | +100.0% | 0.01% | +66.7% |
| MWOCL | MORGAN STANLEY 5.75%PFDps | $13,000 | 0.0% | 500 | 0.0% | 0.01% | 0.0% | |
| FL | FOOT LOCKER INCcs | $14,000 | 0.0% | 250 | 0.0% | 0.01% | 0.0% | |
| FITX | Buy | CREATIVE EDGE NUTRIT NEWcs | $14,000 | -26.3% | 1,081,000 | +164.3% | 0.01% | -28.6% |
| HOG | HARLEY DAVIDSON INCcs | $13,000 | +8.3% | 200 | 0.0% | 0.01% | 0.0% | |
| LOW | LOWES COMPANIES INCcs | $14,000 | +27.3% | 200 | 0.0% | 0.01% | +25.0% | |
| FCT | FIRST TRUST SENIORcs | $13,000 | -7.1% | 1,000 | 0.0% | 0.01% | 0.0% | |
| CMI | New | CUMMINS INCcs | $14,000 | – | 100 | +100.0% | 0.01% | – |
| USIG | ISHARES TR CORE UScs | $13,000 | 0.0% | 119 | 0.0% | 0.01% | 0.0% | |
| VMC | VULCAN MATERIALS COMPANYcs | $13,000 | +8.3% | 200 | 0.0% | 0.01% | 0.0% | |
| PHO | POWERSHS EXCH TRAD FD TRcs | $14,000 | +7.7% | 525 | 0.0% | 0.01% | 0.0% | |
| SIEGY | Sell | SIEMENS A G ADR Fcs | $11,000 | -52.2% | 100 | -49.0% | 0.00% | -55.6% |
| FTR | Sell | FRONTIER COMMUNICATIONScs | $11,000 | -38.9% | 1,662 | -41.2% | 0.00% | -42.9% |
| GMKYY | GRUMA S A B DE CV ADR Fcs | $10,000 | -9.1% | 250 | 0.0% | 0.00% | 0.0% | |
| HSEACL | HSBC HOLDING 8.125% PFDps | $11,000 | +10.0% | 400 | 0.0% | 0.00% | 0.0% | |
| HPQ | Sell | HEWLETT-PACKARD COMPANYcs | $10,000 | -56.5% | 257 | -59.7% | 0.00% | -55.6% |
| EQR | EQUITY RESIDENTIALoa | $11,000 | +22.2% | 150 | 0.0% | 0.00% | +33.3% | |
| TIP | New | ISHARES TR TIPScs | $12,000 | – | 103 | +100.0% | 0.00% | – |
| EEP | Sell | ENBRIDGE ENERGY PTNRS LPoa | $10,000 | -75.0% | 240 | -76.9% | 0.00% | -73.3% |
| IJR | ISHARES CORE S&P ETFcs | $12,000 | +9.1% | 101 | 0.0% | 0.00% | 0.0% | |
| INDA | New | ISHARES MSCI ETFcs | $12,000 | – | 391 | +100.0% | 0.00% | – |
| DHR | Buy | DANAHER CORP DELcs | $11,000 | +83.3% | 125 | +66.7% | 0.00% | +100.0% |
| CMLS | Sell | CUMULUS MEDIA INCcs | $10,000 | -28.6% | 2,300 | -36.1% | 0.00% | -20.0% |
| LNCOQ | LINNCO LLCcs | $10,000 | -65.5% | 1,000 | 0.0% | 0.00% | -63.6% | |
| MATX | MATSON INCcs | $10,000 | +25.0% | 300 | 0.0% | 0.00% | +33.3% | |
| MS | Buy | MORGAN STANLEYcs | $12,000 | +71.4% | 300 | +50.0% | 0.00% | +33.3% |
| PXD | PIONEER NATURAL RES COcs | $10,000 | -28.6% | 70 | 0.0% | 0.00% | -20.0% | |
| UUP | POWERSHS DB US DOLLAR TRcs | $12,000 | +9.1% | 500 | 0.0% | 0.00% | 0.0% | |
| PCLN | Sell | THE PRICELINE GROUPcs | $11,000 | -82.8% | 10 | -81.8% | 0.00% | -83.3% |
| CEO | CNOOC LIMITED ADR Fcs | $11,000 | -21.4% | 80 | 0.0% | 0.00% | -20.0% | |
| BJZ | BLACKROCK CA MUN 2018 FDcs | $12,000 | 0.0% | 787 | 0.0% | 0.00% | -20.0% | |
| SCHP | SCH US TIPS ETFcs | $11,000 | 0.0% | 201 | 0.0% | 0.00% | 0.0% | |
| SONY | Buy | SONY CORP ADR NEW Fcs | $10,000 | +42.9% | 475 | +18.8% | 0.00% | +33.3% |
| TR | TOOTSIE ROLL INDS INCcs | $10,000 | +11.1% | 316 | 0.0% | 0.00% | +33.3% | |
| TOOTSIE ROLL INDS B XXXcs | $10,000 | +11.1% | 316 | 0.0% | 0.00% | +33.3% | ||
| ALEX | ALEXANDER & BALDWIN NEWcs | $12,000 | +9.1% | 300 | 0.0% | 0.00% | 0.0% | |
| DHS | WISDOMTREE EQUITY INC FDcs | $12,000 | 0.0% | 200 | 0.0% | 0.00% | -20.0% | |
| Z | ZILLOW INC CL Acs | $11,000 | -8.3% | 100 | 0.0% | 0.00% | -20.0% | |
| RMBS | RAMBUS INC DELcs | $8,000 | -11.1% | 700 | 0.0% | 0.00% | 0.0% | |
| ACN | ACCENTURE PLC CL A Fcs | $9,000 | +12.5% | 100 | 0.0% | 0.00% | 0.0% | |
| CACI | C A C I INC CL Acs | $9,000 | +28.6% | 100 | 0.0% | 0.00% | 0.0% | |
| SGOL | Sell | ETFS GOLD TRUST ETFcs | $8,000 | -33.3% | 65 | -36.9% | 0.00% | -40.0% |
| REXR | New | REXFORD INDL REALTY INCoa | $8,000 | – | 490 | +100.0% | 0.00% | – |
| SGEN | SEATTLE GENETICS INCcs | $8,000 | -11.1% | 250 | 0.0% | 0.00% | 0.0% | |
| PSX | Sell | PHILLIPS 66cs | $7,000 | -41.7% | 100 | -33.3% | 0.00% | -40.0% |
| MSEX | MIDDLESEX WATER COcs | $9,000 | +12.5% | 400 | 0.0% | 0.00% | 0.0% | |
| SWKS | Sell | SKYWORKS SOLUTIONS INCcs | $7,000 | +16.7% | 94 | -9.6% | 0.00% | +50.0% |
| PBW | POWERSHS EXCH TRAD FD TRcs | $7,000 | -12.5% | 1,250 | 0.0% | 0.00% | 0.0% | |
| CWT | CA WATER SERVICE GROUPcs | $7,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| MRK | Sell | MERCK & CO INC NEWcs | $9,000 | -50.0% | 150 | -51.3% | 0.00% | -57.1% |
| WIN | WINDSTREAM HLDGS INCcs | $9,000 | -25.0% | 1,104 | 0.0% | 0.00% | -40.0% | |
| RYT | GUGGENHEIM ETFcs | $9,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| GLW | Sell | CORNING INCcs | $8,000 | -42.9% | 332 | -54.6% | 0.00% | -40.0% |
| MDSO | Sell | MEDIDATA SOLUTIONS INCcs | $7,000 | -65.0% | 150 | -66.7% | 0.00% | -62.5% |
| KLAC | K L A TENCOR CORPcs | $7,000 | -12.5% | 100 | 0.0% | 0.00% | 0.0% | |
| CXW | Buy | CORRECTIONS CP AMER NEWcs | $8,000 | +14.3% | 212 | +1.4% | 0.00% | 0.0% |
| LOGI | LOGITECH INTL S A NEW Fcs | $7,000 | +16.7% | 500 | 0.0% | 0.00% | +50.0% | |
| WES | WESTERN GAS PARTNERS L Poa | $7,000 | 0.0% | 90 | 0.0% | 0.00% | 0.0% | |
| BASFY | Sell | BASF SE ADR Fcs | $8,000 | -57.9% | 100 | -52.8% | 0.00% | -57.1% |
| BIIB | New | BIOGEN IDEC INCcs | $8,000 | – | 25 | +100.0% | 0.00% | – |
| QLTA | New | ISHARES ETFcs | $8,000 | – | 155 | +100.0% | 0.00% | – |
| CEF | CENTRAL FD CDA LTD CLA Fcs | $8,000 | -11.1% | 700 | 0.0% | 0.00% | 0.0% | |
| CX | CEMEX SAB ADR Fcs | $7,000 | -22.2% | 700 | 0.0% | 0.00% | 0.0% | |
| SYY | SYSCO CORPORATIONcs | $7,000 | 0.0% | 180 | 0.0% | 0.00% | 0.0% | |
| NOK | NOKIA CORP SPON ADR Fcs | $7,000 | 0.0% | 850 | 0.0% | 0.00% | 0.0% | |
| MFA | MFA FINANCIAL INCoa | $8,000 | 0.0% | 1,000 | 0.0% | 0.00% | 0.0% | |
| PEG | PUB SVC ENT GROUP INCcs | $8,000 | +14.3% | 200 | 0.0% | 0.00% | 0.0% | |
| XLK | Buy | SECTOR SPDR TECH SELECTcs | $8,000 | +100.0% | 200 | +100.0% | 0.00% | +50.0% |
| LBSR | LIBERTY STAR URANIUM NEWcs | $8,000 | +14.3% | 616,600 | 0.0% | 0.00% | 0.0% | |
| CWB | SPDR BARCLAYS ETFcs | $5,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| New | GLOBAL X ETFcs | $5,000 | – | 219 | +100.0% | 0.00% | – | |
| LVS | LAS VEGAS SANDS CORPcs | $6,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| BB | BLACKBERRY LTD Fcs | $5,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| PBE | POWERSHS EXCH TRAD FD TRcs | $5,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| BOH | Buy | BANK OF HAWAII CORPcs | $6,000 | 0.0% | 104 | +1.0% | 0.00% | 0.0% |
| BEAV | B/E AEROSPACE INCcs | $6,000 | -33.3% | 106 | 0.0% | 0.00% | -33.3% | |
| ALD | New | WISDOMTREE ASIA ETFcs | $5,000 | – | 117 | +100.0% | 0.00% | – |
| WESTERN LITHIUM USA Fcs | $5,000 | -28.6% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| HYH | New | HALYARD HEALTH INCcs | $6,000 | – | 124 | +100.0% | 0.00% | – |
| HAS | Buy | HASBRO INCcs | $6,000 | 0.0% | 112 | +0.9% | 0.00% | 0.0% |
| HII | HUNTINGTON INGALLS INDScs | $6,000 | +20.0% | 50 | 0.0% | 0.00% | 0.0% | |
| IDCC | Buy | INTERDIGITAL INCcs | $5,000 | +25.0% | 103 | +1.0% | 0.00% | 0.0% |
| ENPH | ENPHASE ENERGY INCcs | $6,000 | 0.0% | 400 | 0.0% | 0.00% | 0.0% | |
| ELX | EMULEX CORP NEWcs | $6,000 | +20.0% | 1,000 | 0.0% | 0.00% | 0.0% | |
| ECON | New | EGSHARES ETFcs | $5,000 | – | 203 | +100.0% | 0.00% | – |
| GPS | Sell | GAP INCcs | $6,000 | -14.3% | 150 | -14.3% | 0.00% | -33.3% |
| TOTAL S A ADR Fcs | $6,000 | -25.0% | 125 | 0.0% | 0.00% | -33.3% | ||
| NVDA | Buy | NVIDIA CORPcs | $5,000 | +25.0% | 227 | +0.4% | 0.00% | 0.0% |
| SHL TELEMEDICINE ORD Fcs | $6,000 | 0.0% | 700 | 0.0% | 0.00% | 0.0% | ||
| AMT | New | AMERICAN TOWER CORPoa | $5,000 | – | 50 | +100.0% | 0.00% | – |
| ITB | ISHARES US HOME CONSTcs | $5,000 | +25.0% | 200 | 0.0% | 0.00% | 0.0% | |
| DLR | DIGITAL REALTY TRUST INCoa | $5,000 | 0.0% | 80 | 0.0% | 0.00% | 0.0% | |
| SLV | ISHARES SILVER TRUSTcs | $5,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| OLN | OLIN CORPcs | $5,000 | 0.0% | 210 | 0.0% | 0.00% | 0.0% | |
| PCM | New | PCM FUND INCcs | $6,000 | – | 596 | +100.0% | 0.00% | – |
| MZA | BLACKROCK MUNIYIELD AZcs | $5,000 | 0.0% | 330 | 0.0% | 0.00% | 0.0% | |
| RIG | Buy | TRANSOCEAN INC NEW Fcs | $4,000 | -42.9% | 223 | +4.2% | 0.00% | -66.7% |
| CRUS | CIRRUS LOGIC INCcs | $2,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| NQI | NUVEEN QUALITY MUNI FDcs | $4,000 | 0.0% | 300 | 0.0% | 0.00% | -50.0% | |
| NUAN | Buy | NUANCE COMMUN INCcs | $4,000 | +33.3% | 300 | +50.0% | 0.00% | 0.0% |
| NMBL | NIMBLE STORAGE INCcs | $4,000 | 0.0% | 150 | 0.0% | 0.00% | -50.0% | |
| NKTR | NEKTAR THERAPEUTICScs | $2,000 | +100.0% | 100 | 0.0% | 0.00% | – | |
| PRU | PRUDENTIAL FINANCIAL INCcs | $4,000 | 0.0% | 40 | 0.0% | 0.00% | -50.0% | |
| MDLZ | Buy | MONDELEZ INTL INC CL Acs | $4,000 | +300.0% | 104 | +197.1% | 0.00% | – |
| RGT | ROYCE GLOBAL VALUE TRcs | $2,000 | 0.0% | 214 | 0.0% | 0.00% | 0.0% | |
| MERPRFCL | MERRILL LYNCH 7.28% PFDps | $3,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| EDIV | SPDR S&P EMERGING MKTScs | $3,000 | -25.0% | 100 | 0.0% | 0.00% | -50.0% | |
| MSO | New | MARTHA STEWART LVNG OMNIcs | $4,000 | – | 1,000 | +100.0% | 0.00% | – |
| MKTO | MARKETO INCcs | $3,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| MOO | MARKET VECTORS ETF TRUSTcs | $4,000 | 0.0% | 75 | 0.0% | 0.00% | -50.0% | |
| SCHW | THE CHARLES SCHWAB CORPcs | $3,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| BLK | BLACKROCK INCcs | $4,000 | 0.0% | 12 | 0.0% | 0.00% | -50.0% | |
| BERY | BERRY PLASTICS GROUP INCcs | $3,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| SHLDQ | Buy | SEARS HOLDINGS CORPcs | $4,000 | +33.3% | 125 | +25.0% | 0.00% | 0.0% |
| LFVN | LIFEVANTAGE CORPcs | $2,000 | 0.0% | 1,500 | 0.0% | 0.00% | 0.0% | |
| LM | LEGG MASON INCcs | $3,000 | 0.0% | 50 | 0.0% | 0.00% | 0.0% | |
| FLM | FIRST TR ISE EXCH TRD FDcs | $4,000 | 0.0% | 80 | 0.0% | 0.00% | -50.0% | |
| SQM | Sell | SOC QUIMICA MINER B ADRFcs | $4,000 | -33.3% | 151 | -33.2% | 0.00% | -50.0% |
| SCTY | SOLARCITY CORPcs | $2,000 | 0.0% | 30 | 0.0% | 0.00% | 0.0% | |
| KRFT | Buy | KRAFT FOODS GROUPcs | $2,000 | +100.0% | 34 | +209.1% | 0.00% | – |
| KLXI | New | KLX INCcs | $2,000 | – | 53 | +100.0% | 0.00% | – |
| MT | ARCELOR MITTAL NY NEW Fcs | $2,000 | -33.3% | 204 | 0.0% | 0.00% | 0.0% | |
| JBLU | JETBLUE AIRWAYS CORPcs | $4,000 | +100.0% | 225 | 0.0% | 0.00% | 0.0% | |
| IYR | ISHARES TR REAL ESTATEcs | $3,000 | +50.0% | 35 | 0.0% | 0.00% | 0.0% | |
| EVT | EATON VANCE TAX ADV DIVcs | $4,000 | 0.0% | 200 | 0.0% | 0.00% | -50.0% | |
| X | UNITED STATES STEEL CORPcs | $3,000 | -25.0% | 100 | 0.0% | 0.00% | -50.0% | |
| EC | ECOPETROL SA ADR Fcs | $4,000 | -50.0% | 260 | 0.0% | 0.00% | -66.7% | |
| ERIC | ERICSSON AMERICAN ADR Fcs | $3,000 | 0.0% | 210 | 0.0% | 0.00% | 0.0% | |
| HNNMY | HENNES & MAURITZ AB ADRFcs | $3,000 | 0.0% | 400 | 0.0% | 0.00% | 0.0% | |
| HAL | New | HALLIBURTON CO HLDG COcs | $4,000 | – | 100 | +100.0% | 0.00% | – |
| FAN | FIRST TRUST GLOBALcs | $3,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| VA | New | VIRGIN AMERICA INCcs | $4,000 | – | 100 | +100.0% | 0.00% | – |
| FMCC | FREDDIE MAC VOTING SHScs | $3,000 | -25.0% | 1,500 | 0.0% | 0.00% | -50.0% | |
| FNMA | FANNIE MAEcs | $3,000 | -25.0% | 1,500 | 0.0% | 0.00% | -50.0% | |
| GIMO | Sell | GIGAMON INCcs | $2,000 | -77.8% | 125 | -84.8% | 0.00% | -66.7% |
| WMB | WILLIAMS COMPANIEScs | $4,000 | -33.3% | 100 | 0.0% | 0.00% | -50.0% | |
| F113PS | COVIDIEN PLC NEW Fcs | $4,000 | +33.3% | 38 | 0.0% | 0.00% | 0.0% | |
| AMLP | ALPS TRUST ETFcs | $3,000 | -25.0% | 195 | 0.0% | 0.00% | -50.0% | |
| WFTIQ | WEATHERFORD INTL NEW Fcs | $3,000 | -50.0% | 300 | 0.0% | 0.00% | -50.0% | |
| SDRL | Sell | SEADRILL LTD Fcs | $4,000 | -91.3% | 335 | -80.7% | 0.00% | -94.4% |
| GM | Buy | GENERAL MOTORS COcs | $4,000 | +33.3% | 105 | +1.9% | 0.00% | 0.0% |
| SINA | SINA CORPORATION Fcs | $4,000 | 0.0% | 100 | 0.0% | 0.00% | -50.0% | |
| TYC | New | TYCO INTL PLC NEW Fcs | $2,000 | – | 38 | +100.0% | 0.00% | – |
| TEL | TE CONNECTIVITY LTD Fcs | $2,000 | 0.0% | 38 | 0.0% | 0.00% | 0.0% | |
| NXPI | NXP SEMICONDUCTORS NV Fcs | $4,000 | 0.0% | 55 | 0.0% | 0.00% | -50.0% | |
| TNK | Buy | TEEKAY TANKERS LTD CL AFcs | $3,000 | +50.0% | 641 | +0.8% | 0.00% | 0.0% |
| PEB | PEBBLEBROOK HOTEL TRUSToa | $3,000 | 0.0% | 75 | 0.0% | 0.00% | 0.0% | |
| BTU | New | PEABODY ENERGY CORPcs | $4,000 | – | 500 | +100.0% | 0.00% | – |
| PBR | PETROLEO BRASILEIRO ADRFcs | $4,000 | -42.9% | 500 | 0.0% | 0.00% | -66.7% | |
| CMNR | COMMERCE ENERGY GROUPcs | $0 | – | 8,000 | 0.0% | 0.00% | – | |
| MXI | Sell | ISHARES GLOBAL MATLScs | $0 | -100.0% | 1 | -99.5% | 0.00% | -100.0% |
| TEF | Buy | TELEFONICA S A SPON ADRFcs | $1,000 | 0.0% | 82 | +2.5% | 0.00% | – |
| AMTY | AMERITYRE CORPORATIONcs | $0 | – | 2,000 | 0.0% | 0.00% | – | |
| DREAM MARKETING INCcs | $0 | – | 10 | 0.0% | 0.00% | – | ||
| TWX | TIME WARNER INC NEWcs | $1,000 | – | 6 | 0.0% | 0.00% | – | |
| TWC | TIME WARNER CABLEcs | $0 | – | 1 | 0.0% | 0.00% | – | |
| ZAGG | Exit | ZAGG INCORPORATEDcs | $0 | – | -50 | -100.0% | 0.00% | – |
| MNKKQ | MALLINCKRODT PUB Fcs | $0 | – | 4 | 0.0% | 0.00% | – | |
| CNP | CENTERPOINT ENERGY INCcs | $1,000 | 0.0% | 46 | 0.0% | 0.00% | – | |
| PNK | PINNACLE ENTERTAINMENTcs | $0 | – | 8 | 0.0% | 0.00% | – | |
| PNR | PENTAIR PLC Fcs | $1,000 | 0.0% | 8 | 0.0% | 0.00% | – | |
| CDGT | CHINA DIGITAL MEDIA CXXXcs | $0 | – | 275 | 0.0% | 0.00% | – | |
| LUMN | CENTURYLINK INCcs | $0 | – | 2 | 0.0% | 0.00% | – | |
| PWNX | POWERLINX INC NEWcs | $0 | – | 10 | 0.0% | 0.00% | – | |
| CHK | Sell | CHESAPEAKE ENERGY CORPcs | $0 | – | 0 | -100.0% | 0.00% | – |
| CLF | CLIFFS NATURAL RES INCcs | $1,000 | 0.0% | 101 | 0.0% | 0.00% | – | |
| FNSR | FINISAR CORP NEWcs | $0 | – | 20 | 0.0% | 0.00% | – | |
| SODA | SODASTREAM INTL Fcs | $1,000 | 0.0% | 36 | 0.0% | 0.00% | – | |
| FCAU | New | FIAT CHRYSLER AUTO Fcs | $1,000 | – | 70 | +100.0% | 0.00% | – |
| CCGM | CHINA CGAME INCcs | $0 | – | 334 | 0.0% | 0.00% | – | |
| GASTEM INC Fcs | $0 | – | 26 | 0.0% | 0.00% | – | ||
| ADT | ADT CORPcs | $1,000 | 0.0% | 19 | 0.0% | 0.00% | – | |
| PLUG | PLUG POWER INC NEWcs | $1,000 | -50.0% | 475 | 0.0% | 0.00% | -100.0% | |
| CHAG | CHANCELLOR GROUP INCcs | $1,000 | 0.0% | 70,000 | 0.0% | 0.00% | – | |
| SVA | Exit | SINOVAC BIOTECH LTD Fcs | $0 | – | -300 | -100.0% | 0.00% | – |
| UIL | Exit | UIL HOLDINGS COcs | $0 | – | -20 | -100.0% | 0.00% | – |
| NRTLQ | Exit | NORTEL NETWORKS CP NEW Fcs | $0 | – | -5 | -100.0% | 0.00% | – |
| SEAS | SEAWORLD ENTERTAINMENTcs | $1,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| BESE | BEESTON ENTERPRISES NEWcs | $0 | – | 9,000 | 0.0% | 0.00% | – | |
| BTXWS | New | BIOTIME INC 18WTSwt | $0 | – | 14 | +100.0% | 0.00% | – |
| AST | ASTERIAS BIOTHERAPEUTICcs | $0 | – | 12 | 0.0% | 0.00% | – | |
| ZTS | Exit | ZOETIS INCcs | $0 | – | -1 | -100.0% | 0.00% | – |
| SBY | SILVER BAY RLTY TR CORPoa | $0 | – | 2 | 0.0% | 0.00% | – | |
| CRYFQ | CRYSTALLEX INTL CORP XXXcs | $0 | – | 1,590 | 0.0% | 0.00% | – | |
| SCHM | SCH US MID-CAP ETFcs | $0 | – | 4 | 0.0% | 0.00% | – | |
| LLL | L-3 COMMUNICATIONS HLDGScs | $1,000 | 0.0% | 7 | 0.0% | 0.00% | – | |
| GERN | Exit | GERON CORPcs | $0 | – | -300 | -100.0% | 0.00% | – |
| SPCL | SOLARIS PWR CELLS INCcs | $1,000 | -50.0% | 20,000 | 0.0% | 0.00% | -100.0% | |
| SGII | Exit | S G I INTERNATIONAL NXXXcs | $0 | – | -100 | -100.0% | 0.00% | – |
| AMAT | New | APPLIED MATERIALS INCcs | $1,000 | – | 40 | +100.0% | 0.00% | – |
| MHRCQ | MAGNUM HUNTER RESOURCEScs | $1,000 | 0.0% | 250 | 0.0% | 0.00% | – | |
| New | MAGNUM HUNTER RES 16WTSwt | $0 | – | 51 | +100.0% | 0.00% | – | |
| SGCR | STRATEGIC RESOURCES LXXXcs | $0 | – | 5,500 | 0.0% | 0.00% | – | |
| DTEMF | DITEM EXPLORATION INC Fcs | $0 | – | 80 | 0.0% | 0.00% | – | |
| SSH | SUNSHINE HEART INCcs | $1,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| SVU | SUPERVALU INCcs | $1,000 | 0.0% | 85 | 0.0% | 0.00% | – | |
| JDSU | JDS UNIPHASE CORP NEWcs | $0 | – | 8 | 0.0% | 0.00% | – | |
| SANB | SANBORN RESOURCES LTDcs | $0 | – | 5,000 | 0.0% | 0.00% | – | |
| THQIQ | T H Q INC NEW XXXcs | $0 | – | 2 | 0.0% | 0.00% | – | |
| MA | Sell | MASTERCARD INCcs | $0 | -100.0% | 1 | -99.0% | 0.00% | -100.0% |
| TTWO | TAKE TWO INTERACTV SFTWRcs | $1,000 | 0.0% | 30 | 0.0% | 0.00% | – | |
| MTNX | MELTRONIX INCcs | $0 | – | 12,000 | 0.0% | 0.00% | – | |
| MU | MICRON TECHNOLOGY INCcs | $1,000 | 0.0% | 23 | 0.0% | 0.00% | – | |
| LODE | COMSTOCK MINING INCcs | $0 | – | 100 | 0.0% | 0.00% | – | |
| RVREF | New | TRUE GOLD MINING INC Fcs | $0 | – | 793 | +100.0% | 0.00% | – |
| RHT | REDHAT INCcs | $0 | – | 5 | 0.0% | 0.00% | – | |
| IWV | ISHARES TR RUSSELL 3000cs | $0 | – | 1 | 0.0% | 0.00% | – | |
| EAGB | EAGLE BROADBAND INC NXXXcs | $0 | – | 22 | 0.0% | 0.00% | – | |
| UIS | UNISYS CORP NEWcs | $0 | – | 1 | 0.0% | 0.00% | – | |
| USAU | USA URANIUM CORP XXXcs | $0 | – | 400,000 | 0.0% | 0.00% | – | |
| AMRN | AMARIN CORP PLC NEW ADRFcs | $0 | – | 100 | 0.0% | 0.00% | – | |
| TIF | Exit | TIFFANY & CO NEWcs | $0 | – | -9 | -100.0% | 0.00% | – |
| VAPE | VAPE HLDGS INCcs | $0 | -100.0% | 500 | 0.0% | 0.00% | – | |
| MTLQU | MOTORS LIQ CO GUC TRUSTcs | $0 | -100.0% | 25 | 0.0% | 0.00% | – | |
| ZQKSQ | QUIKSILVER INCcs | $1,000 | 0.0% | 440 | 0.0% | 0.00% | – | |
| CRC | New | CALIFORNIA RES CORPcs | $1,000 | – | 172 | +100.0% | 0.00% | – |
| IDAI | IDNA INC XXXcs | $0 | – | 5,000 | 0.0% | 0.00% | – | |
| ISCIQ | ISC8 INCcs | $0 | – | 12 | 0.0% | 0.00% | – | |
| NRG | NRG ENERGY INC NEWcs | $0 | – | 4 | 0.0% | 0.00% | – | |
| HIMX | HIMAX TECHNOLOGIES ADR Fcs | $1,000 | -50.0% | 158 | 0.0% | 0.00% | -100.0% | |
| FE | Exit | FIRSTENERGY CORPcs | $0 | – | -26 | -100.0% | 0.00% | – |
| FAST | FASTENAL COcs | $1,000 | 0.0% | 25 | 0.0% | 0.00% | – | |
| VERISIGN INCcs | $0 | – | 8 | 0.0% | 0.00% | – | ||
| VRTV | VERITIV CORPORATIONcs | $0 | – | 7 | 0.0% | 0.00% | – | |
| VVUS | VIVUS INCcs | $0 | – | 100 | 0.0% | 0.00% | – | |
| 4305PS | ALCATEL LUCENT ADR Fcs | $0 | – | 34 | 0.0% | 0.00% | – | |
| VNO | VORNADO REALTY TRUSToa | $0 | – | 3 | 0.0% | 0.00% | – | |
| GBNW | GLOBAL NETWORKS CORPcs | $0 | – | 5 | 0.0% | 0.00% | – | |
| AMD | ADVANCED MICRO DEVICEScs | $1,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| New | ADELPHIA COMMUN CP CLXXXcs | $0 | – | 4,000 | +100.0% | 0.00% | – | |
| PLSIQ | PREMIER LASER SYS A NXXXcs | $0 | – | 500 | 0.0% | 0.00% | – | |
| NQ | NQ MOBILE INC ADR Fcs | $0 | – | 30 | 0.0% | 0.00% | – | |
| WWAV | Buy | THE WHITEWAVE FOODS COcs | $1,000 | 0.0% | 35 | +40.0% | 0.00% | – |
| ATVI | ACTIVISION BLIZZARD INCcs | $1,000 | 0.0% | 60 | 0.0% | 0.00% | – | |
| CVR993/PYTMT | NEXTWAVE WIRELESS CVRXXXcs | $0 | – | 47 | 0.0% | 0.00% | – | |
| GALE | GALENA BIOPHARMA INCcs | $1,000 | 0.0% | 475 | 0.0% | 0.00% | – | |
| WPX | Sell | WPX ENERGY INCcs | $0 | -100.0% | 33 | -98.4% | 0.00% | -100.0% |
| XIN | XINYUAN REAL ESTATE ADRFcs | $0 | – | 100 | 0.0% | 0.00% | – | |
| GNVC | GENVEC INC NEWcs | $0 | – | 100 | 0.0% | 0.00% | – | |
| New | PUT CURRENCYSHARES JAPAput | $1,000 | – | 5 | +100.0% | 0.00% | – | |
| FCEL | FUELCELL ENERGY INCcs | $0 | -100.0% | 300 | 0.0% | 0.00% | – | |
| ZNGA | ZYNGA INCcs | $1,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| GMWSB | Buy | GENERAL MOTORS CL B 19WTwt | $0 | – | 6 | +50.0% | 0.00% | – |
| PWAVQ | POWERWAVE TECH INC NEWcs | $0 | – | 13 | 0.0% | 0.00% | – | |
| JCPNQ | PENNEY J C CO INCcs | $1,000 | -50.0% | 200 | 0.0% | 0.00% | -100.0% | |
| PHSL | PENTHOUSE INTL INCcs | $0 | – | 125,000 | 0.0% | 0.00% | – | |
| GMWSA | Buy | GENERAL MOTORS CL A 16WTwt | $0 | – | 6 | +50.0% | 0.00% | – |
| MCPIQ | Exit | MOLYCORP INCcs | $0 | – | -2,750 | -100.0% | -0.00% | – |
| INGN | Exit | INOGEN INCcs | $0 | – | -153 | -100.0% | -0.00% | – |
| TYC | Exit | TYCO INTL LTD NEW Fcs | $0 | – | -38 | -100.0% | -0.00% | – |
| GTATQ | Exit | GT ADVANCED TECHS INCcs | $0 | – | -250 | -100.0% | -0.00% | – |
| KING | Exit | KING DIGITAL ENTMT PLC Fcs | $0 | – | -500 | -100.0% | -0.00% | – |
| DES | Exit | WISDOMTREE SMALLCAP DIVcs | $0 | – | -100 | -100.0% | -0.00% | – |
| PHM | Exit | PULTEGROUP INCcs | $0 | – | -250 | -100.0% | -0.00% | – |
| BAYRY | Exit | BAYER A G SPONSORED ADRFcs | $0 | – | -64 | -100.0% | -0.00% | – |
| GALT | Exit | GALECTIN THERAPEUTIC NEWcs | $0 | – | -1,600 | -100.0% | -0.00% | – |
| AAL | Exit | AMERICAN AIRLS GROUP INCcs | $0 | – | -250 | -100.0% | -0.00% | – |
| LUV | Exit | SOUTHWEST AIRLINES COcs | $0 | – | -200 | -100.0% | -0.00% | – |
| HOT | Exit | STARWOOD HTLS & RSTS NEWcs | $0 | – | -80 | -100.0% | -0.00% | – |
| IWR | Exit | ISHARES RUSSELL ETFcs | $0 | – | -63 | -100.0% | -0.00% | – |
| PANW | Exit | PALO ALTO NETWORKS INCcs | $0 | – | -100 | -100.0% | -0.00% | – |
| LRLCY | Exit | L OREAL ADR Fcs | $0 | – | -303 | -100.0% | -0.00% | – |
| SAP | Exit | S A P SE ADR Fcs | $0 | – | -160 | -100.0% | -0.01% | – |
| OCBB | Exit | ORANGE COUNTY BUS BANKcs | $0 | – | -2,200 | -100.0% | -0.01% | – |
| CTXS | Exit | CITRIX SYSTEMS INCcs | $0 | – | -200 | -100.0% | -0.01% | – |
| AUY | Exit | YAMANA GOLD INC Fcs | $0 | – | -2,000 | -100.0% | -0.01% | – |
| DDAIY | Exit | DAIMLER AG ADR Fcs | $0 | – | -184 | -100.0% | -0.01% | – |
| LVMUY | Exit | LVMH MOET NEW ADR Fcs | $0 | – | -523 | -100.0% | -0.01% | – |
| WYND | Exit | WYNDHAM WORLDWIDE CORPcs | $0 | – | -200 | -100.0% | -0.01% | – |
| RY | Exit | ROYAL BK CDA MONTREAL Fcs | $0 | – | -233 | -100.0% | -0.01% | – |
| 1338PS | Exit | UBS AG NEW Fcs | $0 | – | -1,217 | -100.0% | -0.01% | – |
| SNY | Exit | SANOFI ADR Fcs | $0 | – | -360 | -100.0% | -0.01% | – |
| SPTL | Exit | SPDR BARCLAYS ETFcs | $0 | – | -400 | -100.0% | -0.01% | – |
| DWX | Exit | SPDR S & P INTL DIVIDENDcs | $0 | – | -615 | -100.0% | -0.01% | – |
| MBB | Exit | ISHARES TRUSTcs | $0 | – | -317 | -100.0% | -0.01% | – |
| FBG | Exit | UBS AG LONDON BRH ETN Fcs | $0 | – | -648 | -100.0% | -0.01% | – |
| FIEU | Exit | CS FI ENHANCED ETN Fcs | $0 | – | -321 | -100.0% | -0.02% | – |
| 2101SC | Exit | DOW 30 PREM & DIV INCMcs | $0 | – | -2,767 | -100.0% | -0.02% | – |
| FIGY | Exit | BARCLAYS BK PLC ETN Fcs | $0 | – | -426 | -100.0% | -0.02% | – |
| HTA | Exit | HEALTHCARE TR OF AMERICAoa | $0 | – | -4,510 | -100.0% | -0.02% | – |
| TRCH | Exit | TORCHLIGHT ENERGY REScs | $0 | – | -20,000 | -100.0% | -0.03% | – |
| XLY | Exit | SECTOR SPDR CONSUMER FDcs | $0 | – | -1,250 | -100.0% | -0.03% | – |
| UNG | Exit | UNITED ST NAT GAS FD NEWcs | $0 | – | -4,087 | -100.0% | -0.03% | – |
| TAN | Exit | GUGGENHEIM ETF NEWcs | $0 | – | -4,145 | -100.0% | -0.06% | – |
| BNA | Exit | BLACKROCK INCM OPPNTY TRcs | $0 | – | -20,834 | -100.0% | -0.08% | – |
| M102SC | Exit | NUVEEN EQTY PREM OPTY FDcs | $0 | – | -22,800 | -100.0% | -0.11% | – |
| 4945SC | Exit | KINDER MORGAN ENERGY LPoa | $0 | – | -3,325 | -100.0% | -0.12% | – |
| RYAM | Exit | RAYONIER ADVANCED MATLcs | $0 | – | -10,654 | -100.0% | -0.13% | – |
| RYN | Exit | RAYONIER INCoa | $0 | – | -41,827 | -100.0% | -0.50% | – |
| TEVA | Exit | TEVA PHARM INDS LTD ADRFcs | $0 | – | -49,130 | -100.0% | -1.01% | – |
| SCHC | Exit | SCHW INTL SCAP ETFcs | $0 | – | -89,522 | -100.0% | -1.07% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SCHW US LCAP ETF | 42 | Q3 2023 | 22.1% |
| SCHW INTL EQ ETF | 42 | Q3 2023 | 13.7% |
| APPLE INC | 42 | Q3 2023 | 7.6% |
| EXXON MOBIL CORPORATION | 42 | Q3 2023 | 5.5% |
| SCHW US BRD MKT ETF | 42 | Q3 2023 | 10.1% |
| A T & T INC NEW | 42 | Q3 2023 | 4.2% |
| SCHW EMG MKT EQ ETF | 42 | Q3 2023 | 5.8% |
| PFIZER INCORPORATED | 42 | Q3 2023 | 3.3% |
| EATON CORP PLC F | 42 | Q3 2023 | 2.9% |
| META PLATFORMS INC | 42 | Q3 2023 | 3.6% |
View Apriem Advisors's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-08 |
| 13F-HR | 2022-05-10 |
| 13F-HR | 2022-02-09 |
View Apriem Advisors's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.