NUVEEN SR INCOME FD's ticker is NSL and the CUSIP is 67067Y104. A total of 50 filers reported holding NUVEEN SR INCOME FD in Q4 2013. The put-call ratio across all filers is - and the average weighting 0.1%.
Quarter-by-quarter ownership
| Value | Shares | Weighting | ||||
|---|---|---|---|---|---|---|
| Q4 2016 | $9,000 | +12.5% | 1,279 | 0.0% | 0.00% | – |
| Q3 2016 | $8,000 | -33.3% | 1,279 | -36.0% | 0.00% | -100.0% |
| Q1 2016 | $12,000 | 0.0% | 2,000 | 0.0% | 0.00% | 0.0% |
| Q4 2015 | $12,000 | +300.0% | 2,000 | +300.0% | 0.00% | – |
| Q3 2014 | $3,000 | -25.0% | 500 | 0.0% | 0.00% | -100.0% |
| Q2 2014 | $4,000 | -50.0% | 500 | -50.0% | 0.00% | 0.0% |
| Q1 2014 | $8,000 | -38.5% | 1,000 | -45.9% | 0.00% | -50.0% |
| Q4 2013 | $13,000 | -50.0% | 1,850 | -48.5% | 0.00% | -60.0% |
| Q3 2013 | $26,000 | -39.5% | 3,592 | -36.3% | 0.01% | -44.4% |
| Q2 2013 | $43,000 | – | 5,642 | – | 0.01% | – |
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Other shareholders
| Name | Shares | Value | Weighting ↓ |
|---|---|---|---|
| NEWGATE CAPITAL MANAGEMENT LLC | 632,654 | $4,027,000 | 2.98% |
| Trust Asset Management LLC | 646,704 | $4,139,000 | 1.87% |
| MARINER INVESTMENT GROUP LLC | 845,728 | $5,413,000 | 1.38% |
| Yorktown Management & Research Co Inc | 485,000 | $3,104,000 | 0.54% |
| Relative Value Partners Group, LLC | 669,679 | $4,286,000 | 0.50% |
| Shaker Financial Services, LLC | 116,828 | $748,000 | 0.47% |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,146,001 | $7,334,000 | 0.46% |
| Independence Trust CO | 77,037 | $493,000 | 0.33% |
| CAXTON CORP | 31,142 | $199,000 | 0.21% |
| Brick & Kyle, Associates | 35,774 | $229,000 | 0.19% |