$274 Million is the total value of Montecito Bank & Trust's 175 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 68.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWF | Sell | ISHARES RUSSELL 1000 GROWTH ET | $20,319,000 | +3.5% | 178,550 | -4.6% | 7.42% | +8.4% |
| SPY | Buy | SPDR S&P 500 ETF TRUST | $17,544,000 | +95.0% | 74,422 | +84.9% | 6.41% | +104.1% |
| EFA | Buy | ISHARES MSCI EAFE ETF | $14,465,000 | +36.1% | 232,213 | +26.1% | 5.28% | +42.5% |
| IWD | Sell | ISHARES RUSSELL 1000 VALUE ETF | $14,325,000 | -19.1% | 124,625 | -21.1% | 5.23% | -15.3% |
| CWI | New | SPDR MSCI ACWI EX-US | $13,965,000 | – | 409,414 | +100.0% | 5.10% | – |
| IJH | Buy | ISHARES CORE S&P MID-CAP ETF | $13,388,000 | +14.6% | 78,193 | +10.7% | 4.89% | +19.9% |
| CWB | Buy | SPDR BBG BARC CONVERTIBLE | $10,810,000 | +51.8% | 224,752 | +44.1% | 3.95% | +58.9% |
| IWM | Buy | ISHARES RUSSELL 2000 ETF | $6,599,000 | +28.6% | 48,005 | +26.2% | 2.41% | +34.6% |
| IEFA | Sell | ISHARES CORE MSCI EAFE ETF | $5,730,000 | +5.7% | 98,871 | -2.1% | 2.09% | +10.7% |
| KO | Buy | COCA-COLA CO/THE | $5,394,000 | +94.7% | 127,096 | +90.2% | 1.97% | +103.8% |
| QQQ | Buy | POWERSHARES QQQ TRUST | $5,041,000 | +36.5% | 38,084 | +22.2% | 1.84% | +42.9% |
| New | ALERIAN MLP ETF | $4,363,000 | – | 343,258 | +100.0% | 1.59% | – | |
| EEM | Buy | ISHARES MSCI EMERGING MKT ETF | $4,345,000 | +222.1% | 110,311 | +186.3% | 1.59% | +236.9% |
| IJR | Buy | ISHARES CORE S&P SMALL-CAP ETF | $4,246,000 | +31.8% | 61,393 | +162.1% | 1.55% | +38.0% |
| IWO | Buy | ISHARES RUSSELL 2000 GROWTH ET | $4,230,000 | +5.7% | 26,162 | +0.6% | 1.54% | +10.6% |
| JNJ | Buy | JOHNSON & JOHNSON | $4,102,000 | +9.5% | 32,931 | +1.3% | 1.50% | +14.7% |
| XOM | Buy | EXXON MOBIL CORP | $3,504,000 | -5.5% | 42,722 | +4.0% | 1.28% | -1.1% |
| EMB | New | ISHARES JPMORGAN USD EMERGING | $3,486,000 | – | 30,657 | +100.0% | 1.27% | – |
| MSFT | Buy | MICROSOFT CORP | $3,074,000 | +8.0% | 46,667 | +1.9% | 1.12% | +13.1% |
| CVX | Buy | CHEVRON CORP | $2,989,000 | -3.3% | 27,846 | +6.0% | 1.09% | +1.2% |
| QUAL | Sell | ISHARES EDGE MSCI USA QUALITY | $2,653,000 | +1.5% | 36,441 | -3.6% | 0.97% | +6.2% |
| CTMX | CYTOMX THERAPEUTICS INC | $2,531,000 | +57.1% | 146,544 | 0.0% | 0.92% | +64.6% | |
| IWR | Buy | ISHARES RUSSELL MIDCAP ETF | $2,488,000 | +44.2% | 13,292 | +37.8% | 0.91% | +51.0% |
| SCZ | Sell | ISHARES MSCI EAFE SMALL CAP ET | $2,441,000 | -31.6% | 45,083 | -37.1% | 0.89% | -28.4% |
| IVV | Sell | ISHARES CORE S&P 500 ETF | $2,199,000 | -1.1% | 9,269 | -6.2% | 0.80% | +3.5% |
| GLD | Sell | SPDR GOLD TRUST | $2,140,000 | -57.3% | 18,027 | -60.6% | 0.78% | -55.3% |
| PFE | Sell | PFIZER INC | $1,933,000 | +3.5% | 56,495 | -1.7% | 0.71% | +8.3% |
| PEP | Sell | PEPSICO INC | $1,842,000 | +4.2% | 16,463 | -2.5% | 0.67% | +9.1% |
| DIS | Buy | WALT DISNEY CO/THE | $1,825,000 | +10.9% | 16,087 | +1.9% | 0.67% | +16.2% |
| GE | Sell | GENERAL ELECTRIC CO | $1,820,000 | -8.0% | 61,078 | -2.4% | 0.66% | -3.6% |
| FB | Sell | FACEBOOK INC-A | $1,749,000 | +20.6% | 12,310 | -2.3% | 0.64% | +26.3% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $1,701,000 | -8.8% | 34,891 | -0.2% | 0.62% | -4.6% |
| WFC | Buy | WELLS FARGO & CO | $1,683,000 | +2.5% | 30,235 | +1.5% | 0.62% | +7.3% |
| DGRW | Sell | WISDOMTREE US QUALITY DIVID | $1,664,000 | -15.2% | 46,894 | -20.5% | 0.61% | -11.2% |
| New | ALPHABET INC-CL A | $1,611,000 | – | 1,900 | +100.0% | 0.59% | – | |
| JPM | Buy | JPMORGAN CHASE & CO | $1,570,000 | +14.5% | 17,873 | +12.5% | 0.57% | +20.1% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRUST | $1,563,000 | -1.6% | 5,003 | -5.0% | 0.57% | +2.9% |
| COST | Buy | COSTCO WHOLESALE CORP | $1,533,000 | +7.7% | 9,142 | +2.8% | 0.56% | +12.7% |
| NVDA | Sell | NVIDIA CORP | $1,488,000 | -11.0% | 13,664 | -12.7% | 0.54% | -6.7% |
| PG | Buy | PROCTER & GAMBLE CO/THE | $1,487,000 | +13.6% | 16,551 | +6.3% | 0.54% | +18.8% |
| INTC | Buy | INTEL CORP | $1,440,000 | +0.8% | 39,920 | +1.4% | 0.53% | +5.6% |
| IYW | Sell | ISHARES DJ US TECHNOLOGY SEC E | $1,425,000 | +10.4% | 10,542 | -1.8% | 0.52% | +15.5% |
| DEM | Sell | WISDOMTREE EMERGING MARKETS | $1,385,000 | -53.7% | 33,898 | -57.7% | 0.51% | -51.6% |
| V | Sell | VISA INC-CLASS A SHARES | $1,289,000 | +9.4% | 14,497 | -4.1% | 0.47% | +14.6% |
| MCD | Sell | MCDONALD'S CORP | $1,255,000 | -9.9% | 9,681 | -15.4% | 0.46% | -5.8% |
| VO | VANGUARD IND FD MID-CAP | $1,246,000 | +5.9% | 8,948 | 0.0% | 0.46% | +10.7% | |
| MMM | Buy | 3M CO | $1,221,000 | +12.5% | 6,383 | +5.0% | 0.45% | +17.7% |
| VEU | Buy | VANGUARD FTSE ALL-WORLD EX-US | $1,221,000 | +15.3% | 25,525 | +6.5% | 0.45% | +20.5% |
| IWN | Sell | ISHARES RUSSELL 2000 VALUE ETF | $1,067,000 | -71.1% | 9,034 | -70.9% | 0.39% | -69.7% |
| IBM | Sell | INTL BUSINESS MACHINES CORP | $1,043,000 | +4.8% | 5,987 | -0.2% | 0.38% | +9.8% |
| FDX | FEDEX CORP | $1,042,000 | +4.8% | 5,340 | 0.0% | 0.38% | +9.8% | |
| VEA | Buy | VANGUARD FTSE DEVELOPED MARKET | $1,000,000 | +226.8% | 25,449 | +203.6% | 0.36% | +241.1% |
| DVY | Buy | ISHARES DJ SELECT DIVIDEND ETF | $975,000 | +7.9% | 10,706 | +4.9% | 0.36% | +13.0% |
| IWS | Sell | ISHARES RUSSELL MIDCAP VALUE E | $921,000 | -56.6% | 11,092 | -58.0% | 0.34% | -54.7% |
| HON | Sell | HONEYWELL INTERNATIONAL INC | $915,000 | +3.4% | 7,321 | -4.2% | 0.33% | +8.1% |
| PFF | Sell | ISHARES S&P PREF STK ETF | $905,000 | -25.5% | 23,393 | -28.3% | 0.33% | -21.9% |
| New | ADOBE SYSTEMS INC | $887,000 | – | 6,816 | +100.0% | 0.32% | – | |
| XLV | Sell | HEALTH CARE SELECT SECTOR SPDR | $881,000 | -4.1% | 11,846 | -11.1% | 0.32% | +0.3% |
| CSCO | Buy | CISCO SYSTEMS INC | $854,000 | +27.5% | 25,265 | +14.0% | 0.31% | +33.3% |
| UNP | Buy | UNION PACIFIC CORP | $854,000 | +22.5% | 8,065 | +20.0% | 0.31% | +28.4% |
| XLY | Sell | CONSUMER DISCRETIONARY SELT | $834,000 | -3.1% | 9,483 | -10.4% | 0.30% | +1.7% |
| MRK | Buy | MERCK & CO. INC. | $833,000 | +19.2% | 13,111 | +10.4% | 0.30% | +24.6% |
| IJJ | Sell | ISHARES S&P MIDCAP 400/VALUE E | $823,000 | -67.1% | 5,546 | -67.9% | 0.30% | -65.6% |
| GSLC | Sell | GOLDMAN ACTIVEBETA US LC ETF | $808,000 | +2.3% | 17,268 | -3.1% | 0.30% | +6.9% |
| PSCH | Sell | POWERSHARES S&P SC HEALTH CARE | $798,000 | -1.5% | 9,971 | -10.0% | 0.29% | +3.2% |
| LLY | Buy | ELI LILLY & CO | $797,000 | +25.3% | 9,471 | +9.5% | 0.29% | +31.1% |
| ECL | Buy | ECOLAB INC | $796,000 | +16.9% | 6,352 | +9.3% | 0.29% | +22.3% |
| CVS | Sell | CVS HEALTH CORP | $792,000 | -2.2% | 10,087 | -1.7% | 0.29% | +2.1% |
| EPD | ENTERPRISE PRODUCTS PARTNERS | $748,000 | +2.2% | 27,088 | 0.0% | 0.27% | +7.1% | |
| COP | Buy | CONOCOPHILLIPS | $744,000 | +12.2% | 14,917 | +12.8% | 0.27% | +17.7% |
| DD | Sell | DU PONT (E.I.) DE NEMOURS | $742,000 | +5.2% | 9,237 | -3.8% | 0.27% | +10.2% |
| VNQ | Buy | VANGUARD REIT ETF | $735,000 | +3.7% | 8,904 | +3.6% | 0.27% | +8.9% |
| IJK | Buy | ISHARES S&P MIDCAP 400/GRWTH E | $730,000 | +52.7% | 3,823 | +45.7% | 0.27% | +59.9% |
| TXN | Buy | TEXAS INSTRUMENTS INC | $727,000 | +15.4% | 9,030 | +4.6% | 0.27% | +20.9% |
| RWR | Sell | SPDR DOW JONES REIT ETF | $723,000 | -12.9% | 7,837 | -11.8% | 0.26% | -9.0% |
| FISV | Buy | FISERV INC | $709,000 | +11.0% | 6,149 | +2.3% | 0.26% | +16.1% |
| ENB | New | ENBRIDGE INC | $695,000 | – | 16,631 | +100.0% | 0.25% | – |
| New | BRISTOL-MYERS SQUIBB CO | $682,000 | – | 12,546 | +100.0% | 0.25% | – | |
| TMO | Buy | THERMO FISHER SCIENTIFIC INC | $674,000 | +16.8% | 4,386 | +7.3% | 0.25% | +22.4% |
| PM | Sell | PHILIP MORRIS INTERNATIONAL | $648,000 | +6.1% | 5,739 | -14.1% | 0.24% | +11.3% |
| VOO | Buy | VANGUARD S&P 500 ETF | $647,000 | +493.6% | 2,987 | +463.6% | 0.24% | +521.1% |
| LDL | LYDALL INC | $643,000 | -13.3% | 11,994 | 0.0% | 0.24% | -9.3% | |
| DES | Sell | WISDOM TREE SMALL CAP DIVIDEND | $607,000 | -70.4% | 7,532 | -69.6% | 0.22% | -69.0% |
| IVW | ISHARES S&P 500 GROWTH ETF | $605,000 | +8.0% | 4,598 | 0.0% | 0.22% | +13.3% | |
| EMR | Buy | EMERSON ELECTRIC CO | $600,000 | +12.6% | 10,017 | +4.7% | 0.22% | +17.7% |
| RWO | Sell | SPDR DOW JONES GL REAL ESTATE | $591,000 | -20.1% | 12,561 | -20.5% | 0.22% | -16.3% |
| GILD | Buy | GILEAD SCIENCES INC | $591,000 | +34.9% | 8,697 | +42.2% | 0.22% | +41.2% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $591,000 | +34.6% | 3,604 | +31.3% | 0.22% | +41.2% |
| IHI | Sell | ISHARES DJ US MEDICAL DEVICE E | $588,000 | +12.2% | 3,881 | -1.4% | 0.22% | +17.5% |
| WMT | Buy | WAL-MART STORES INC | $583,000 | +18.3% | 8,096 | +13.5% | 0.21% | +23.8% |
| VYM | Sell | VANGUARD HIGH DVD YIELD ETF | $572,000 | -1.5% | 7,370 | -3.9% | 0.21% | +3.0% |
| HEFA | Sell | ISHA CURR HEDGED MSCI EAFE | $561,000 | -39.9% | 20,385 | -43.0% | 0.20% | -37.1% |
| GS | Buy | GOLDMAN SACHS GROUP INC | $555,000 | +6.1% | 2,418 | +10.6% | 0.20% | +10.9% |
| New | BRISTOL-MYERS SQUIBB CO | $549,000 | – | 10,100 | +100.0% | 0.20% | – | |
| GD | Sell | GENERAL DYNAMICS CORP | $549,000 | +6.4% | 2,933 | -1.9% | 0.20% | +11.7% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $543,000 | +4.2% | 4,838 | +1.9% | 0.20% | +8.8% |
| HD | Buy | HOME DEPOT INC | $540,000 | +17.4% | 3,680 | +7.3% | 0.20% | +22.4% |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INC | $534,000 | +4.3% | 6,431 | +3.9% | 0.20% | +8.9% |
| KRE | Sell | SPDR S&P REGIONAL BANKING ETF | $531,000 | -3.5% | 9,725 | -1.7% | 0.19% | +1.0% |
| VWO | Buy | VANGUARD FTSE EMERGING MARKETS | $516,000 | +312.8% | 12,984 | +272.7% | 0.19% | +329.5% |
| SCHW | Buy | SCHWAB (CHARLES) CORP | $514,000 | +126.4% | 12,596 | +119.1% | 0.19% | +138.0% |
| KMB | KIMBERLY-CLARK CORP | $510,000 | +15.4% | 3,876 | 0.0% | 0.19% | +20.8% | |
| ORCL | Buy | ORACLE CORP | $495,000 | +17.6% | 11,100 | +1.2% | 0.18% | +23.1% |
| New | ABBVIE INC | $487,000 | – | 7,470 | +100.0% | 0.18% | – | |
| GIS | GENERAL MILLS INC | $476,000 | -4.4% | 8,064 | 0.0% | 0.17% | 0.0% | |
| NOV | Buy | NATIONAL OILWELL VARCO INC | $473,000 | +81.2% | 11,794 | +69.5% | 0.17% | +90.1% |
| New | ALTRIA GROUP INC | $461,000 | – | 6,453 | +100.0% | 0.17% | – | |
| New | ABBVIE INC | $454,000 | – | 6,969 | +100.0% | 0.17% | – | |
| XLF | Buy | FINANCIAL SELECT SECTOR SPDR | $452,000 | +115.2% | 19,029 | +110.8% | 0.16% | +126.0% |
| REM | ISHARES MORTGAGE REAL ESTATE C | $453,000 | +7.6% | 10,013 | 0.0% | 0.16% | +12.2% | |
| DON | Sell | WISDOM TREE MID CAP DIVIDEND | $450,000 | -78.1% | 4,619 | -78.8% | 0.16% | -77.2% |
| GWW | WW GRAINGER INC | $448,000 | +0.2% | 1,925 | 0.0% | 0.16% | +5.1% | |
| IVE | ISHARES S&P 500 VALUE ETF | $443,000 | +2.5% | 4,259 | 0.0% | 0.16% | +7.3% | |
| SWK | Sell | STANLEY BLACK & DECKER INC | $442,000 | +15.1% | 3,329 | -0.5% | 0.16% | +20.1% |
| NDAQ | Sell | NASDAQ INC | $432,000 | -19.9% | 6,226 | -22.4% | 0.16% | -16.0% |
| IJT | ISHARES S&P SMALLCAP/600 GROWT | $420,000 | +2.2% | 2,741 | 0.0% | 0.15% | +7.0% | |
| NKE | Buy | NIKE INC -CL B | $402,000 | +10.1% | 7,200 | +0.3% | 0.15% | +15.7% |
| VGT | New | VANGUARD INFO TECH ETF | $396,000 | – | 2,922 | +100.0% | 0.14% | – |
| KBE | KBW BANK ETF | $385,000 | -1.0% | 8,956 | 0.0% | 0.14% | +3.7% | |
| SO | Sell | SOUTHERN CO/THE | $384,000 | +0.8% | 7,718 | -0.5% | 0.14% | +5.3% |
| New | BIOGEN INC | $383,000 | – | 1,400 | +100.0% | 0.14% | – | |
| ITW | ILLINOIS TOOL WORKS | $384,000 | +8.2% | 2,900 | 0.0% | 0.14% | +12.9% | |
| SIVB | SVB FINANCIAL GROUP | $372,000 | +8.5% | 2,000 | 0.0% | 0.14% | +13.3% | |
| ROP | Buy | ROPER TECHNOLOGIES INC | $365,000 | +13.4% | 1,769 | +0.7% | 0.13% | +18.8% |
| PCG | Sell | P G & E CORP | $365,000 | +5.5% | 5,499 | -3.5% | 0.13% | +9.9% |
| VHT | Buy | VANGUARD HEALTH CARE ETF | $361,000 | +225.2% | 2,622 | +198.3% | 0.13% | +238.5% |
| DHR | Sell | DANAHER CORP | $358,000 | -12.7% | 4,188 | -20.4% | 0.13% | -8.4% |
| New | AT&T INC | $351,000 | – | 8,452 | +100.0% | 0.13% | – | |
| NWL | Sell | NEWELL BRANDS INC | $347,000 | -0.3% | 7,357 | -5.7% | 0.13% | +5.0% |
| USB | Sell | US BANCORP | $339,000 | -9.1% | 6,588 | -9.2% | 0.12% | -4.6% |
| CELG | Buy | CELGENE CORP | $337,000 | +21.2% | 2,710 | +12.8% | 0.12% | +26.8% |
| CAT | Sell | CATERPILLAR INC | $334,000 | -8.2% | 3,603 | -8.3% | 0.12% | -3.9% |
| CNK | CINEMARK HOLDINGS INC | $333,000 | +15.6% | 7,500 | 0.0% | 0.12% | +20.8% | |
| VLO | Buy | VALERO ENERGY CORP | $325,000 | +5.9% | 4,909 | +9.2% | 0.12% | +11.2% |
| New | AMERIPRISE FINANCIAL INC | $326,000 | – | 2,512 | +100.0% | 0.12% | – | |
| EQAL | New | POWERSHARES RUSSEL 1000 EQUA | $325,000 | – | 11,523 | +100.0% | 0.12% | – |
| MCK | Buy | MCKESSON CORP | $314,000 | +19.8% | 2,120 | +13.5% | 0.12% | +26.4% |
| LOW | Sell | LOWE'S COS INC | $315,000 | +12.5% | 3,838 | -2.7% | 0.12% | +17.3% |
| XLE | Buy | ENERGY SELECT SECTOR SPDR | $311,000 | +3355.6% | 4,450 | +3460.0% | 0.11% | +3700.0% |
| CLX | Sell | CLOROX COMPANY | $313,000 | -20.2% | 2,319 | -28.9% | 0.11% | -16.8% |
| HPQ | Buy | HP INC | $309,000 | +24.6% | 17,282 | +3.3% | 0.11% | +29.9% |
| SRCL | Buy | STERICYCLE INC | $303,000 | +59.5% | 3,654 | +48.1% | 0.11% | +68.2% |
| VFH | New | VANGUARD FINANCIALS ETF | $300,000 | – | 4,962 | +100.0% | 0.11% | – |
| XBI | Sell | SPDR S&P BIOTECH ETF | $286,000 | +13.5% | 4,128 | -3.0% | 0.10% | +18.2% |
| CTSH | Sell | COGNIZANT TECH SOLUTIONS-A | $286,000 | +5.9% | 4,801 | -0.4% | 0.10% | +10.6% |
| PEG | Buy | PUBLIC SERVICE ENTERPRISE GP | $286,000 | +8.3% | 6,459 | +7.4% | 0.10% | +13.0% |
| DRI | Buy | DARDEN RESTAURANTS INC | $284,000 | +24.6% | 3,387 | +8.1% | 0.10% | +30.0% |
| STZ | Buy | CONSTELLATION BRANDS INC-A | $281,000 | +46.4% | 1,737 | +38.4% | 0.10% | +53.7% |
| HST | Buy | HOST HOTELS & RESORTS INC | $280,000 | +7.3% | 15,032 | +8.6% | 0.10% | +12.1% |
| UNM | Sell | UNUM GROUP | $273,000 | +3.4% | 5,825 | -3.1% | 0.10% | +8.7% |
| RGC | REGAL ENTERTAINMENT GROUP-A | $271,000 | +9.7% | 12,000 | 0.0% | 0.10% | +15.1% | |
| CMCSA | Buy | COMCAST CORP-CLASS A | $272,000 | +59.1% | 7,232 | +191.5% | 0.10% | +65.0% |
| New | CAPITAL ONE FINANCIAL CORP | $265,000 | – | 3,060 | +100.0% | 0.10% | – | |
| SEE | SEALED AIR CORP | $261,000 | -4.0% | 6,000 | 0.0% | 0.10% | 0.0% | |
| COL | Buy | ROCKWELL COLLINS INC | $259,000 | +5.3% | 2,666 | +0.5% | 0.10% | +10.5% |
| MA | Buy | MASTERCARD INC-CLASS A | $258,000 | +24.0% | 2,294 | +13.8% | 0.09% | +28.8% |
| SBUX | Buy | STARBUCKS CORP | $254,000 | +19.2% | 4,341 | +13.0% | 0.09% | +25.7% |
| EBAY | Buy | EBAY INC | $252,000 | +39.2% | 7,507 | +23.2% | 0.09% | +46.0% |
| SNI | Sell | SCRIPPS NETWORKS INTER-CL A | $250,000 | +7.8% | 3,191 | -1.9% | 0.09% | +12.3% |
| DTE | Sell | DTE ENERGY COMPANY | $249,000 | -14.7% | 2,436 | -18.0% | 0.09% | -10.8% |
| LKQ | New | LKQ CORPORATION | $247,000 | – | 8,430 | +100.0% | 0.09% | – |
| TSN | Buy | TYSON FOODS INC-CL A | $247,000 | +23.5% | 4,013 | +23.6% | 0.09% | +28.6% |
| New | CF INDUSTRIES HOLDINGS INC | $241,000 | – | 8,210 | +100.0% | 0.09% | – | |
| VB | VANGUARD SMALL-CAP ETF | $238,000 | +3.9% | 1,780 | 0.0% | 0.09% | +8.8% | |
| HSIC | Buy | HENRY SCHEIN INC | $229,000 | +16.2% | 1,350 | +3.8% | 0.08% | +21.7% |
| VIG | Sell | VANGUARD DIVIDEND APPREC ETF | $231,000 | -0.4% | 2,573 | -5.5% | 0.08% | +3.7% |
| EPP | ISHARES MSCI PACIFIC EX-JAPAN | $229,000 | +12.8% | 5,135 | 0.0% | 0.08% | +18.3% | |
| XLP | CONSUMER STAPLES SELECT SECTOR | $226,000 | +5.6% | 4,142 | 0.0% | 0.08% | +10.7% | |
| New | ALPHABET INC-CL C | $221,000 | – | 267 | +100.0% | 0.08% | – | |
| NOC | NORTHROP GRUMMAN CORP | $221,000 | +2.3% | 928 | 0.0% | 0.08% | +8.0% | |
| IJS | ISHARES S&P SMALLCAP 600/VAL E | $223,000 | -0.9% | 1,610 | 0.0% | 0.08% | +2.5% | |
| VCR | New | VANGUARD CONSUMER DISCRE ETF | $216,000 | – | 1,560 | +100.0% | 0.08% | – |
| FCX | Buy | FREEPORT-MCMORAN INC | $210,000 | +238.7% | 15,710 | +233.4% | 0.08% | +250.0% |
| SYY | SYSCO CORP | $212,000 | -6.2% | 4,090 | 0.0% | 0.08% | -2.5% | |
| ED | Sell | CONSOLIDATED EDISON INC | $204,000 | +4.6% | 2,627 | -0.9% | 0.08% | +10.3% |
| VIS | New | VANGUARD INDUSTRIES ETF | $206,000 | – | 1,665 | +100.0% | 0.08% | – |
| New | ALTRIA GROUP INC | $199,000 | – | 2,792 | +100.0% | 0.07% | – | |
| New | ALERIAN MLP ETF | $176,000 | – | 13,858 | +100.0% | 0.06% | – | |
| New | AT&T INC | $135,000 | – | 3,243 | +100.0% | 0.05% | – | |
| New | ALPHABET INC-CL C | $33,000 | – | 40 | +100.0% | 0.01% | – | |
| New | CVS HEALTH CORP | $25,000 | – | 316 | +100.0% | 0.01% | – | |
| NWBO | NORTHWEST BIOTHERAPEUTICS | $19,000 | -26.9% | 75,717 | 0.0% | 0.01% | -22.2% | |
| New | ALPHABET INC-CL A | $5,000 | – | 6 | +100.0% | 0.00% | – | |
| New | BIOGEN INC | $5,000 | – | 18 | +100.0% | 0.00% | – | |
| New | CAPITAL ONE FINANCIAL CORP | $5,000 | – | 60 | +100.0% | 0.00% | – | |
| New | AMERIPRISE FINANCIAL INC | $5,000 | – | 39 | +100.0% | 0.00% | – | |
| FTR | Exit | FRONTIER COMMUNICATIONS CORP | $0 | – | -72 | -100.0% | 0.00% | – |
| CDTI | Exit | CLEAN DIESEL TECHNOLOGIES | $0 | – | -38 | -100.0% | 0.00% | – |
| AMFW | Exit | AMEC FOSTER WHEELER-SPN ADR | $0 | – | -44 | -100.0% | 0.00% | – |
| CIG | Exit | CEMIG SA -SPONS ADR | $0 | – | -525 | -100.0% | 0.00% | – |
| PCLN | Exit | PRICELINE GROUP INC/THE | $0 | – | -3 | -100.0% | -0.00% | – |
| SDRL | Exit | SEADRILL LTD | $0 | – | -800 | -100.0% | -0.00% | – |
| LVS | Exit | LAS VEGAS SANDS CORP | $0 | – | -80 | -100.0% | -0.00% | – |
| DEO | Exit | DIAGEO PLC - SPONSORED ADR | $0 | – | -20 | -100.0% | -0.00% | – |
| PBH | Exit | PRESTIGE BRANDS HOLDINGS INC | $0 | – | -74 | -100.0% | -0.00% | – |
| CPL | Exit | CPFL ENERGIA SA-ADR | $0 | – | -221 | -100.0% | -0.00% | – |
| HEOP | Exit | HERITAGE OAKS BANCORP | $0 | – | -204 | -100.0% | -0.00% | – |
| MLPI | Exit | ETRACS ALERIAN INFRASTRUCTURE | $0 | – | -215 | -100.0% | -0.00% | – |
| WCC | Exit | WESCO INTERNATIONAL INC | $0 | – | -100 | -100.0% | -0.00% | – |
| EXPD | Exit | EXPEDITORS INTL WASH INC | $0 | – | -124 | -100.0% | -0.00% | – |
| NEM | Exit | NEWMONT MINING CORP | $0 | – | -200 | -100.0% | -0.00% | – |
| CVBF | Exit | CVB FINANCIAL CORP | $0 | – | -231 | -100.0% | -0.00% | – |
| EMIF | Exit | ISHARES S&P EM MKTS INFRASTR E | $0 | – | -325 | -100.0% | -0.00% | – |
| CWBC | Exit | COMMUNITY WEST BANCSHARES | $0 | – | -880 | -100.0% | -0.00% | – |
| GSK | Exit | GLAXOSMITHKLINE PLC-SPON ADR | $0 | – | -231 | -100.0% | -0.00% | – |
| HZN | Exit | HORIZON GLOBAL CORP | $0 | – | -400 | -100.0% | -0.00% | – |
| HYH | Exit | HALYARD HEALTH INC | $0 | – | -208 | -100.0% | -0.00% | – |
| FFC | Exit | FLAH & CRUM PFD SECU INCOME FU | $0 | – | -520 | -100.0% | -0.00% | – |
| PII | Exit | POLARIS INDUSTRIES INC | $0 | – | -100 | -100.0% | -0.00% | – |
| ESGE | Exit | IShares MSCI EMESG Optimized | $0 | – | -153 | -100.0% | -0.00% | – |
| QRVO | Exit | QORVO INC | $0 | – | -166 | -100.0% | -0.00% | – |
| SDIV | Exit | GLOBAL X SUPERDIVIDEND ETF | $0 | – | -500 | -100.0% | -0.00% | – |
| L100PS | Exit | ARCONIC INC | $0 | – | -666 | -100.0% | -0.00% | – |
| IGR | Exit | CBRE CLARION GLB RE EST INCM F | $0 | – | -1,500 | -100.0% | -0.00% | – |
| WMB | Exit | WILLIAMS COS INC | $0 | – | -388 | -100.0% | -0.00% | – |
| MNST | Exit | MONSTER BEVERAGE CORP | $0 | – | -240 | -100.0% | -0.00% | – |
| XLI | Exit | INDUSTRIAL SELECT SECTOR SPDR | $0 | – | -195 | -100.0% | -0.00% | – |
| TRI | Exit | THOMSON REUTERS CORP | $0 | – | -335 | -100.0% | -0.01% | – |
| FLR | Exit | FLUOR CORP | $0 | – | -250 | -100.0% | -0.01% | – |
| CCI | Exit | CROWN CASTLE INTL CORP REIT | $0 | – | -150 | -100.0% | -0.01% | – |
| BCSPRDCL | Exit | BARCLAYS BANK PLC 8.125 PFD | $0 | – | -600 | -100.0% | -0.01% | – |
| CVU | Exit | CPI AEROSTRUCTURES INC | $0 | – | -1,630 | -100.0% | -0.01% | – |
| GDV | Exit | GABELLI DIVIDEND & INCOME TRUS | $0 | – | -800 | -100.0% | -0.01% | – |
| NWBI | Exit | NORTHWEST BANCSHARES INC | $0 | – | -1,000 | -100.0% | -0.01% | – |
| EVT | Exit | EATON VANCE TAX-ADV DVD INC | $0 | – | -800 | -100.0% | -0.01% | – |
| LNC | Exit | LINCOLN NATIONAL CORP | $0 | – | -258 | -100.0% | -0.01% | – |
| CME | Exit | CME GROUP INC | $0 | – | -149 | -100.0% | -0.01% | – |
| FDUS | Exit | FIDUS INVESTMENT CORP | $0 | – | -1,000 | -100.0% | -0.01% | – |
| PSP | Exit | POWERSHARES LISTED PRIV EQUI | $0 | – | -1,500 | -100.0% | -0.01% | – |
| XLU | Exit | UTILITIES SELECT SECTOR SPDR | $0 | – | -322 | -100.0% | -0.01% | – |
| LW | Exit | LAMB WESTON HOLDING INC | $0 | – | -541 | -100.0% | -0.01% | – |
| VSM | Exit | VERSUM MATERIALS INC - W/I | $0 | – | -763 | -100.0% | -0.01% | – |
| FSS | Exit | FEDERAL SIGNAL CORP | $0 | – | -1,259 | -100.0% | -0.01% | – |
| XLK | Exit | TECHNOLOGY SELECT SECT SPDR | $0 | – | -440 | -100.0% | -0.01% | – |
| JPS | Exit | NUVEEN PREFERRED SECURITIES IN | $0 | – | -2,200 | -100.0% | -0.01% | – |
| PAYX | Exit | PAYCHEX INC | $0 | – | -312 | -100.0% | -0.01% | – |
| AKAM | Exit | AKAMAI TECHNOLOGIES INC | $0 | – | -300 | -100.0% | -0.01% | – |
| PFG | Exit | PRINCIPAL FINANCIAL GROUP | $0 | – | -325 | -100.0% | -0.01% | – |
| GDX | Exit | VANECK VECTORS GOLD MINERS ETF | $0 | – | -1,000 | -100.0% | -0.01% | – |
| AMC | Exit | AMC ENTERTAINMENT | $0 | – | -676 | -100.0% | -0.01% | – |
| TRS | Exit | TRIMAS CORP | $0 | – | -1,000 | -100.0% | -0.01% | – |
| CFR | Exit | CULLEN/FROST BANKERS INC | $0 | – | -250 | -100.0% | -0.01% | – |
| GAIA | Exit | GAIA INC | $0 | – | -2,675 | -100.0% | -0.01% | – |
| TYPE | Exit | MONOTYPE IMAGING HOLDINGS IN | $0 | – | -1,200 | -100.0% | -0.01% | – |
| JTA | Exit | NUVEEN TAX-ADV TOT RET STRAT | $0 | – | -2,000 | -100.0% | -0.01% | – |
| ESGN | Exit | COLUMBIA SUSTAINABLE INTL EQUI | $0 | – | -1,014 | -100.0% | -0.01% | – |
| LUMN | Exit | CENTURYLINK INC | $0 | – | -1,058 | -100.0% | -0.01% | – |
| RUSHA | Exit | RUSH ENTERPRISES INC-CL A | $0 | – | -850 | -100.0% | -0.01% | – |
| IGIB | Exit | ISHARES INTERMEDIATE CREDIT ET | $0 | – | -250 | -100.0% | -0.01% | – |
| GM | Exit | GENERAL MOTORS CO | $0 | – | -840 | -100.0% | -0.01% | – |
| TILT | Exit | FLEXSHARES MORNINGSTAR US MA | $0 | – | -300 | -100.0% | -0.01% | – |
| SHPG | Exit | SHIRE PLC SPONS ADR | $0 | – | -177 | -100.0% | -0.01% | – |
| MTLS | Exit | MATERIALISE NV-ADR | $0 | – | -4,167 | -100.0% | -0.01% | – |
| PAY | Exit | VERIFONE SYSTEMS INC | $0 | – | -1,800 | -100.0% | -0.01% | – |
| UBS | Exit | UBS GROUP AG-REG | $0 | – | -1,992 | -100.0% | -0.01% | – |
| FLS | Exit | FLOWSERVE CORP | $0 | – | -650 | -100.0% | -0.01% | – |
| PX | Exit | PRAXAIR INC | $0 | – | -300 | -100.0% | -0.01% | – |
| EQR | Exit | EQUITY RESIDENTIAL PPTYS TR | $0 | – | -530 | -100.0% | -0.01% | – |
| YUMC | Exit | YUM CHINA HOLDINGS INC - W/I | $0 | – | -1,335 | -100.0% | -0.01% | – |
| VDE | Exit | VANGUARD ENERGY ETF | $0 | – | -320 | -100.0% | -0.01% | – |
| WELL | Exit | WELLTOWER INC REIT | $0 | – | -520 | -100.0% | -0.01% | – |
| BTT | Exit | BLACKROCK MUNICIPAL 2030 TARGE | $0 | – | -1,535 | -100.0% | -0.01% | – |
| LYB | Exit | LYONDELLBASELL INDUSTRIES - CL | $0 | – | -400 | -100.0% | -0.01% | – |
| XLB | Exit | MATERIALS SELECT SPDR FUND | $0 | – | -658 | -100.0% | -0.01% | – |
| RVT | Exit | ROYCE VALUE TR INC | $0 | – | -2,723 | -100.0% | -0.01% | – |
| FTV | Exit | FORTIVE CORP | $0 | – | -700 | -100.0% | -0.01% | – |
| DUK | Exit | DUKE ENERGY CORP | $0 | – | -526 | -100.0% | -0.01% | – |
| STN | Exit | STANTEC INC | $0 | – | -1,536 | -100.0% | -0.01% | – |
| SWKS | Exit | SKYWORKS SOLUTIONS INC | $0 | – | -555 | -100.0% | -0.01% | – |
| CCA | Exit | MFS CA MUNI FUND | $0 | – | -3,890 | -100.0% | -0.02% | – |
| PYPL | Exit | PAYPAL HOLDINGS INC | $0 | – | -1,112 | -100.0% | -0.02% | – |
| LLTC | Exit | LINEAR TECHNOLOGY CORP | $0 | – | -700 | -100.0% | -0.02% | – |
| RWX | Exit | SPDR DJ WILSHIRE INTL REAL EST | $0 | – | -1,288 | -100.0% | -0.02% | – |
| CHD | Exit | CHURCH & DWIGHT CO INC | $0 | – | -1,050 | -100.0% | -0.02% | – |
| FTI | Exit | FMC TECHNOLOGIES INC | $0 | – | -1,330 | -100.0% | -0.02% | – |
| SPH | Exit | SUBURBAN PROPANE PARTNERS LP | $0 | – | -1,480 | -100.0% | -0.02% | – |
| HP | Exit | HELMERICH & PAYNE | $0 | – | -590 | -100.0% | -0.02% | – |
| GWX | Exit | SPDR S&P INTERNATIONAL SMALL C | $0 | – | -1,685 | -100.0% | -0.02% | – |
| CDNS | Exit | CADENCE DESIGN SYSTEMS INC | $0 | – | -1,968 | -100.0% | -0.02% | – |
| UL | Exit | UNILEVER PLC-SPONSORED ADR | $0 | – | -1,169 | -100.0% | -0.02% | – |
| NUE | Exit | NUCOR CORP | $0 | – | -822 | -100.0% | -0.02% | – |
| JCOM | Exit | J2 GLOBAL INC | $0 | – | -600 | -100.0% | -0.02% | – |
| XOP | Exit | SPDR S&P OIL & GAS EXP & PR | $0 | – | -1,150 | -100.0% | -0.02% | – |
| BR | Exit | BROADRIDGE FINL SOLUTIONS INC | $0 | – | -763 | -100.0% | -0.02% | – |
| SYK | Exit | STRYKER CORP | $0 | – | -451 | -100.0% | -0.02% | – |
| ECA | Exit | ENCANA CORP | $0 | – | -4,625 | -100.0% | -0.02% | – |
| ENLK | Exit | ENLINK MIDSTREAM PARTNERS LP | $0 | – | -2,919 | -100.0% | -0.02% | – |
| CL | Exit | COLGATE-PALMOLIVE CO | $0 | – | -850 | -100.0% | -0.02% | – |
| TIP | Exit | ISHARES BARCLAYS TIPS BOND ETF | $0 | – | -500 | -100.0% | -0.02% | – |
| VNQI | Exit | VANGUARD GLBL EX-US REAL EST | $0 | – | -1,225 | -100.0% | -0.02% | – |
| KHC | Exit | KRAFT HEINZ CO/THE | $0 | – | -683 | -100.0% | -0.02% | – |
| ETX | Exit | EATON VANCE MUNI INC 2028 TM | $0 | – | -3,000 | -100.0% | -0.02% | – |
| VOT | Exit | VANGUARD MID-CAP GROWTH INDEX | $0 | – | -600 | -100.0% | -0.02% | – |
| XLNX | Exit | XILINX INC | $0 | – | -1,025 | -100.0% | -0.02% | – |
| F | Exit | FORD MOTOR CO | $0 | – | -5,100 | -100.0% | -0.02% | – |
| IEF | Exit | ISHARES BARCLAYS 7-10 YEAR TR | $0 | – | -603 | -100.0% | -0.02% | – |
| DVN | Exit | DEVON ENERGY CORP | $0 | – | -1,407 | -100.0% | -0.02% | – |
| HIG | Exit | HARTFORD FINANCIAL SVCS GRP | $0 | – | -1,350 | -100.0% | -0.02% | – |
| XYL | Exit | XYLEM INC | $0 | – | -1,304 | -100.0% | -0.02% | – |
| MAR | Exit | MARRIOTT INTERNATIONAL -CL A | $0 | – | -784 | -100.0% | -0.02% | – |
| JCE | Exit | NUVEEN CORE EQUITY ALPHA FUND | $0 | – | -5,000 | -100.0% | -0.02% | – |
| XEL | Exit | XCEL ENERGY INC | $0 | – | -1,600 | -100.0% | -0.02% | – |
| VBK | Exit | VANGUARD SMALL CAP GROWTH ETF | $0 | – | -500 | -100.0% | -0.02% | – |
| TDY | Exit | TELEDYNE TECHNOLOGIES INC | $0 | – | -550 | -100.0% | -0.02% | – |
| EMLC | Exit | MARKET VECTORS EMERGING MKTS L | $0 | – | -3,858 | -100.0% | -0.02% | – |
| NBB | Exit | NUVEEN BUILD AMERICAN BOND | $0 | – | -3,300 | -100.0% | -0.02% | – |
| TEL | Exit | TE CONNECTIVITY LTD | $0 | – | -1,000 | -100.0% | -0.02% | – |
| BUD | Exit | ANHEUSER-BUSCH INBEV-SPN ADR | $0 | – | -683 | -100.0% | -0.02% | – |
| BXP | Exit | BOSTON PROPERTIES INC REIT | $0 | – | -600 | -100.0% | -0.03% | – |
| PNC | Exit | PNC FINANCIAL SERVICES GROUP | $0 | – | -660 | -100.0% | -0.03% | – |
| AMLP | Exit | ALERIAN MLP ETF | $0 | – | -6,018 | -100.0% | -0.03% | – |
| LLL | Exit | L-3 COMMUNICATIONS HOLDINGS IN | $0 | – | -500 | -100.0% | -0.03% | – |
| SPG | Exit | SIMON PPTY GROUP INC NEW | $0 | – | -438 | -100.0% | -0.03% | – |
| VVC | Exit | VECTREN CORP | $0 | – | -1,501 | -100.0% | -0.03% | – |
| PCQ | Exit | PIMCO CALIF MUN INCOME FD | $0 | – | -4,948 | -100.0% | -0.03% | – |
| C | Exit | CITIGROUP INC | $0 | – | -1,263 | -100.0% | -0.03% | – |
| NXPI | Exit | NXP SEMICONDUCTORS | $0 | – | -822 | -100.0% | -0.03% | – |
| EL | Exit | ESTEE LAUDER COMPANIES-CL A | $0 | – | -1,036 | -100.0% | -0.03% | – |
| VMBS | Exit | VANGUARD MORTGAGE-BACKED SEC | $0 | – | -1,508 | -100.0% | -0.03% | – |
| HEDJ | Exit | WISDOMTREE EUROPE HEDGED EQU | $0 | – | -1,400 | -100.0% | -0.03% | – |
| D | Exit | DOMINION RESOURCES INC/VA | $0 | – | -1,048 | -100.0% | -0.03% | – |
| MXL | Exit | MAXLINEAR INC-CLASS A | $0 | – | -3,765 | -100.0% | -0.03% | – |
| ETN | Exit | EATON CORP PLC | $0 | – | -1,252 | -100.0% | -0.03% | – |
| RDSA | Exit | ROYAL DUTCH SHELL-SPON ADR-A | $0 | – | -1,500 | -100.0% | -0.03% | – |
| NSC | Exit | NORFOLK SOUTHERN CORP | $0 | – | -765 | -100.0% | -0.03% | – |
| CNI | Exit | CANADIAN NATL RAILWAY CO | $0 | – | -1,290 | -100.0% | -0.03% | – |
| BLV | Exit | VANGUARD LONG-TERM BOND ETF | $0 | – | -979 | -100.0% | -0.03% | – |
| YUM | Exit | YUM! BRANDS INC | $0 | – | -1,335 | -100.0% | -0.03% | – |
| CMF | Exit | ISHARES CALIFORNIA MUNI BOND E | $0 | – | -750 | -100.0% | -0.03% | – |
| VCV | Exit | INVESCO CALIFORNIA VALUE MUNI | $0 | – | -7,300 | -100.0% | -0.03% | – |
| CERN | Exit | CERNER CORP | $0 | – | -1,905 | -100.0% | -0.03% | – |
| TJX | Exit | TJX COMPANIES INC | $0 | – | -1,259 | -100.0% | -0.03% | – |
| TIF | Exit | TIFFANY & CO | $0 | – | -1,232 | -100.0% | -0.03% | – |
| EIX | Exit | EDISON INTERNATIONAL | $0 | – | -1,311 | -100.0% | -0.03% | – |
| HYS | Exit | PIMCO 0-5 YEAR H/Y CORP BD IND | $0 | – | -940 | -100.0% | -0.03% | – |
| VFC | Exit | VF CORP | $0 | – | -1,760 | -100.0% | -0.03% | – |
| CHL | Exit | CHINA MOBILE LTD-SPON ADR | $0 | – | -1,800 | -100.0% | -0.03% | – |
| LMT | Exit | LOCKHEED MARTIN CORP | $0 | – | -388 | -100.0% | -0.03% | – |
| RPM | Exit | RPM INTERNATIONAL INC | $0 | – | -1,800 | -100.0% | -0.03% | – |
| DSI | Exit | ISHARES MSCI KLD 400 SOCIAL ET | $0 | – | -1,167 | -100.0% | -0.03% | – |
| CPB | Exit | CAMPBELL SOUP CO | $0 | – | -1,637 | -100.0% | -0.04% | – |
| BEN | Exit | FRANKLIN RESOURCES INC | $0 | – | -2,517 | -100.0% | -0.04% | – |
| CRUS | Exit | CIRRUS LOGIC INC | $0 | – | -1,790 | -100.0% | -0.04% | – |
| SJM | Exit | JM SMUCKER CO/THE | $0 | – | -775 | -100.0% | -0.04% | – |
| XRAY | Exit | DENTSPLY SIRONA INC | $0 | – | -1,775 | -100.0% | -0.04% | – |
| NEE | Exit | NEXTERA ENERGY INC | $0 | – | -860 | -100.0% | -0.04% | – |
| XLRE | Exit | REAL ESTATE SELECT SECTOR SPDR | $0 | – | -3,384 | -100.0% | -0.04% | – |
| ZBH | Exit | ZIMMER BIOMET HOLDINGS INC | $0 | – | -1,035 | -100.0% | -0.04% | – |
| BIV | Exit | VANGUARD INTERMEDIATE-TERM B | $0 | – | -1,319 | -100.0% | -0.04% | – |
| HAL | Exit | HALLIBURTON CO | $0 | – | -2,000 | -100.0% | -0.04% | – |
| CEO | Exit | CNOOC LTD-SPON ADR | $0 | – | -900 | -100.0% | -0.04% | – |
| MCHP | Exit | MICROCHIP TECHNOLOGY INC | $0 | – | -1,750 | -100.0% | -0.04% | – |
| DOW | Exit | DOW CHEMICAL CO/THE | $0 | – | -2,000 | -100.0% | -0.04% | – |
| MAN | Exit | MANPOWERGROUP INC | $0 | – | -1,300 | -100.0% | -0.04% | – |
| WY | Exit | WEYERHAEUSER CO REIT | $0 | – | -3,920 | -100.0% | -0.04% | – |
| KMI | Exit | KINDER MORGAN INC | $0 | – | -5,731 | -100.0% | -0.04% | – |
| HA | Exit | HAWAIIAN HOLDINGS INC | $0 | – | -2,100 | -100.0% | -0.04% | – |
| NVS | Exit | NOVARTIS AG-SPONSORED ADR | $0 | – | -1,705 | -100.0% | -0.04% | – |
| CAG | Exit | CONAGRA BRANDS INC | $0 | – | -3,280 | -100.0% | -0.04% | – |
| AVGO | Exit | BROADCOM LTD | $0 | – | -730 | -100.0% | -0.04% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -2,032 | -100.0% | -0.05% | – |
| DGS | Exit | WISDOMTREE EMERGING MKTS S/C D | $0 | – | -3,367 | -100.0% | -0.05% | – |
| BLK | Exit | BLACKROCK INC | $0 | – | -375 | -100.0% | -0.05% | – |
| MDLZ | Exit | MONDELEZ INTERNATIONAL INC-A | $0 | – | -3,262 | -100.0% | -0.05% | – |
| JCI | Exit | JOHNSON CONTROLS INTERNATIONAL | $0 | – | -3,475 | -100.0% | -0.05% | – |
| VXF | Exit | VANGUARD EXTENDED MARKET ETF | $0 | – | -1,567 | -100.0% | -0.05% | – |
| OXY | Exit | OCCIDENTAL PETROLEUM CORP | $0 | – | -2,160 | -100.0% | -0.05% | – |
| PRGO | Exit | PERRIGO CO PLC | $0 | – | -1,909 | -100.0% | -0.06% | – |
| PSX | Exit | PHILLIPS 66 | $0 | – | -1,865 | -100.0% | -0.06% | – |
| DGX | Exit | QUEST DIAGNOSTICS INC | $0 | – | -1,765 | -100.0% | -0.06% | – |
| GOOG | Exit | ALPHABET INC-CL C | $0 | – | -216 | -100.0% | -0.06% | – |
| CF | Exit | CF INDUSTRIES HOLDINGS INC | $0 | – | -5,348 | -100.0% | -0.06% | – |
| MDT | Exit | MEDTRONIC PLC | $0 | – | -2,476 | -100.0% | -0.06% | – |
| ACN | Exit | ACCENTURE PLC-CL A | $0 | – | -1,540 | -100.0% | -0.06% | – |
| VTI | Exit | VANGUARD TOTAL STOCK MARKET ET | $0 | – | -1,575 | -100.0% | -0.06% | – |
| EOG | Exit | EOG RESOURCES INC | $0 | – | -1,835 | -100.0% | -0.06% | – |
| NCA | Exit | NUVEEN CALIFORNIA MUNI VALUE F | $0 | – | -17,975 | -100.0% | -0.06% | – |
| TEVA | Exit | TEVA PHARMACEUTICAL-SP ADR | $0 | – | -5,135 | -100.0% | -0.06% | – |
| NAC | Exit | NUVEEN CALIF DIV ADVAN MUNI | $0 | – | -13,480 | -100.0% | -0.07% | – |
| CTAS | Exit | CINTAS CORP | $0 | – | -1,670 | -100.0% | -0.07% | – |
| MYC | Exit | BLACKROCK MUNIYIELD CALI FD | $0 | – | -13,000 | -100.0% | -0.07% | – |
| IEI | Exit | ISHARES 3-7 YEAR TREASURY BOND | $0 | – | -1,759 | -100.0% | -0.08% | – |
| BSV | Exit | VANGUARD SHORT-TERM BOND ETF | $0 | – | -2,725 | -100.0% | -0.08% | – |
| OMC | Exit | OMNICOM GROUP | $0 | – | -2,593 | -100.0% | -0.08% | – |
| ESRX | Exit | EXPRESS SCRIPTS HOLDING CO | $0 | – | -3,397 | -100.0% | -0.08% | – |
| HAR | Exit | HARMAN INTERNATIONAL | $0 | – | -2,104 | -100.0% | -0.08% | – |
| AMP | Exit | AMERIPRISE FINANCIAL INC | $0 | – | -2,113 | -100.0% | -0.08% | – |
| AGN | Exit | ALLERGAN PLC | $0 | – | -1,114 | -100.0% | -0.08% | – |
| KSS | Exit | KOHLS CORP | $0 | – | -4,824 | -100.0% | -0.08% | – |
| BNDX | Exit | VANGUARD TOTAL INTERNATIONAL | $0 | – | -4,523 | -100.0% | -0.09% | – |
| COF | Exit | CAPITAL ONE FINANCIAL CORP | $0 | – | -2,946 | -100.0% | -0.09% | – |
| DE | Exit | DEERE & CO | $0 | – | -2,707 | -100.0% | -0.10% | – |
| TM | Exit | TOYOTA MOTOR CORP -SPON ADR | $0 | – | -2,575 | -100.0% | -0.10% | – |
| BND | Exit | VANGUARD TOTAL BOND MARKET ETF | $0 | – | -3,764 | -100.0% | -0.11% | – |
| BIIB | Exit | BIOGEN INC | $0 | – | -1,298 | -100.0% | -0.13% | – |
| CB | Exit | CHUBB LTD | $0 | – | -2,967 | -100.0% | -0.14% | – |
| NKX | Exit | NUVEEN CALIFORNIA AMT-FREE QUA | $0 | – | -30,818 | -100.0% | -0.15% | – |
| DHS | Exit | WISDOMTREE HIGH DIVIDEND FUND | $0 | – | -8,242 | -100.0% | -0.19% | – |
| HYG | Exit | ISHARES IBOXX $ HIGH YIELD COP | $0 | – | -6,453 | -100.0% | -0.20% | – |
| T | Exit | AT&T INC | $0 | – | -13,110 | -100.0% | -0.20% | – |
| MO | Exit | ALTRIA GROUP INC | $0 | – | -9,281 | -100.0% | -0.22% | – |
| IWB | Exit | ISHARES RUSSELL 1000 ETF | $0 | – | -5,053 | -100.0% | -0.22% | – |
| SLB | Exit | SCHLUMBERGER LTD | $0 | – | -7,585 | -100.0% | -0.22% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -11,029 | -100.0% | -0.24% | – |
| SE | Exit | SPECTRA ENERGY CORP | $0 | – | -17,523 | -100.0% | -0.25% | – |
| SHY | Exit | ISHARES BARCLAYS 1-3 YEAR TR E | $0 | – | -8,608 | -100.0% | -0.25% | – |
| ADBE | Exit | ADOBE SYSTEMS INC | $0 | – | -7,333 | -100.0% | -0.26% | – |
| GOOGL | Exit | ALPHABET INC-CL A | $0 | – | -1,906 | -100.0% | -0.53% | – |
| BMY | Exit | BRISTOL-MYERS SQUIBB CO | $0 | – | -26,597 | -100.0% | -0.54% | – |
| DXJ | Exit | WISDOMTREE JAPAN HEDGED EQUITY | $0 | – | -35,190 | -100.0% | -0.61% | – |
| LQD | Exit | ISHARES IBOXX INV GRD CORP BON | $0 | – | -23,258 | -100.0% | -0.95% | – |
| MINT | Exit | PIMCO ENHANCED SHORT MATURITY | $0 | – | -61,946 | -100.0% | -2.19% | – |
| EMLP | Exit | FIRST TRUST NORTH AMERICAN | $0 | – | -267,673 | -100.0% | -2.36% | – |
| AGG | Exit | ISHARES CORE U.S. AGGREGATE BO | $0 | – | -185,544 | -100.0% | -7.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-05-05
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES RUSSELL 1000 GROWTH IN | 43 | Q4 2023 | 11.8% |
| ISHARES CORE S&P MID-CAP ETF | 43 | Q4 2023 | 7.6% |
| ISHARES RUSSELL 1000 VALUE ETF | 43 | Q4 2023 | 6.8% |
| ISHARES MSCI EAFE INDEX FUND | 43 | Q4 2023 | 10.6% |
| SPDR S&P 500 ETF TRUST | 43 | Q4 2023 | 6.4% |
| MICROSOFT CORP | 43 | Q4 2023 | 3.8% |
| ISHARES RUSSELL 2000 GROWTH IN | 43 | Q4 2023 | 2.8% |
| COCA-COLA CO/THE | 43 | Q4 2023 | 2.1% |
| ISHARES RUSSELL 2000 INDEX FUN | 43 | Q4 2023 | 2.4% |
| ISHARES CORE S&P 500 ETF | 43 | Q4 2023 | 2.5% |
View Montecito Bank & Trust's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-09 |
| 13F-HR | 2024-01-05 |
| 13F-HR | 2023-10-16 |
| 13F-HR | 2023-07-25 |
| 13F-HR | 2023-04-25 |
| 13F-HR | 2023-01-20 |
| 13F-HR | 2022-10-14 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-04-22 |
| 13F-HR | 2022-01-25 |
View Montecito Bank & Trust's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.