$1.21 Billion is the total value of Sonora Investment Management, LLC's 1759 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 106.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| KEYPRI | Exit | KEYCORP PFDpfds, reits, | $0 | – | -161 | -100.0% | 0.00% | – |
| Exit | LOS ANGELES CA MUNIconvertible/ | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| Exit | BERKSHIRE HATHAWAYconvertible/ | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| ATHPRA | Exit | ATHENE HOLDIN PFDpfds, reits, | $0 | – | -56 | -100.0% | 0.00% | – |
| DVN | Exit | DEVON ENERGY CORPequities | $0 | – | -200 | -100.0% | 0.00% | – |
| FSTA | Exit | FIDELITY MSCI CONS STPLSequities | $0 | – | -96 | -100.0% | 0.00% | – |
| Exit | EVEREN CAPITALequities | $0 | – | -69 | -100.0% | 0.00% | – | |
| EPAC | Exit | ACTUANT CORPequities | $0 | – | -61 | -100.0% | 0.00% | – |
| PSBPRZ | Exit | PS BUSINESS PFDpfds, reits, | $0 | – | -31 | -100.0% | 0.00% | – |
| UAA | Exit | UNDER ARMOUR INC CL Aequities | $0 | – | -100 | -100.0% | 0.00% | – |
| Exit | ALPINE 4 TECHNOLOGIESequities | $0 | – | -2,220 | -100.0% | 0.00% | – | |
| KRYAY | Exit | KERRY GROUP PLCequities | $0 | – | -10 | -100.0% | 0.00% | – |
| BANR | Exit | BANNER CORPequities | $0 | – | -78 | -100.0% | 0.00% | – |
| MFGP | Exit | MICRO FOCUS INTequities | $0 | – | -170 | -100.0% | 0.00% | – |
| CMBS | Exit | Ishares Cmbs Etfequities | $0 | – | -69 | -100.0% | 0.00% | – |
| Exit | Rivulet Media Incequities | $0 | – | -3,938 | -100.0% | 0.00% | – | |
| AVLR | Exit | AVALARA INCequities | $0 | – | -8 | -100.0% | 0.00% | – |
| AGOPRE | Exit | ASSURED GUARANT PFDpfds, reits, | $0 | – | -84 | -100.0% | 0.00% | – |
| SHW | Exit | SHERWIN WILLIAMS COequities | $0 | – | -2 | -100.0% | 0.00% | – |
| VOX | Exit | VANGUARD COMMUNICATIONequities | $0 | – | -28 | -100.0% | 0.00% | – |
| TAP | Exit | MOLSON COORS BREWING CO Bequities | $0 | – | -37 | -100.0% | 0.00% | – |
| CRBP | Exit | CORBUS PHARMACEUTLequities | $0 | – | -1,200 | -100.0% | 0.00% | – |
| RL | Exit | POLO RALPH LAUREN CL Aequities | $0 | – | -2 | -100.0% | 0.00% | – |
| COFPRI | Exit | CAPITAL ONE FINL PFDpfds, reits, | $0 | – | -124 | -100.0% | 0.00% | – |
| NBL | Exit | NOBLE ENERGY INCequities | $0 | – | -200 | -100.0% | 0.00% | – |
| WYND | Exit | WYNDHAM DESTINATIONS INCequities | $0 | – | -75 | -100.0% | 0.00% | – |
| AMC | Exit | Amc Entertainmentequities | $0 | – | -100 | -100.0% | 0.00% | – |
| BEN | Exit | FRANKLIN RESOURCESequities | $0 | – | -73 | -100.0% | 0.00% | – |
| PUK | Exit | PRUDENTIAL CORP PLCequities | $0 | – | -64 | -100.0% | 0.00% | – |
| NVCR | Exit | Novocure Ltdequities | $0 | – | -25 | -100.0% | 0.00% | – |
| PBR | Exit | PETROLEO BRASILEIRO SA (PETROBRAS)equities | $0 | – | -500 | -100.0% | 0.00% | – |
| SNAP | Exit | SNAP INCequities | $0 | – | -170 | -100.0% | 0.00% | – |
| USHY | Exit | Ishares Broad Usd Hg Yldequities | $0 | – | -85 | -100.0% | 0.00% | – |
| FIT | Exit | FITBIT INCequities | $0 | – | -300 | -100.0% | 0.00% | – |
| SLQD | Exit | ISHARES 0-5 YEARconvertible/ | $0 | – | -1,773 | -100.0% | 0.00% | – |
| RBS | Exit | NATWEST GROUP PLCequities | $0 | – | -1,792 | -100.0% | 0.00% | – |
| LEN | Exit | LENNAR CORP CL Aequities | $0 | – | -50 | -100.0% | 0.00% | – |
| SPTM | Exit | SPDR TOTAL STOCK MARKETequities | $0 | – | -83 | -100.0% | 0.00% | – |
| Exit | THE COCA-COLA COconvertible/ | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| Exit | NOVO-NORDISK (ADR)equities | $0 | – | -250 | -100.0% | 0.00% | – | |
| AHLPRE | Exit | ASPEN INSURA PFDpfds, reits, | $0 | – | -31 | -100.0% | 0.00% | – |
| EMLP | Exit | First TRUST Northequities | $0 | – | -92 | -100.0% | 0.00% | – |
| OC | Exit | OWENS CORNING FIBERGLASequities | $0 | – | -10 | -100.0% | 0.00% | – |
| AKCA | Exit | AKCEA THERAPEUTICS INCequities | $0 | – | -50 | -100.0% | 0.00% | – |
| CBRE | Exit | CBRE GROUP INCequities | $0 | – | -81 | -100.0% | 0.00% | – |
| BSA | Exit | BRIGHTSPHERE I PFDpfds, reits, | $0 | – | -124 | -100.0% | 0.00% | – |
| CTRE | Exit | CARETRUST REIT INCpfds, reits, | $0 | – | -171 | -100.0% | 0.00% | – |
| SHYG | Exit | ISHARES HIGH YIELDequities | $0 | – | -99 | -100.0% | 0.00% | – |
| TEVA | Exit | TEVA PHARMA INDUS LTDequities | $0 | – | -400 | -100.0% | 0.00% | – |
| DXC | Exit | DXC TECH COequities | $0 | – | -128 | -100.0% | 0.00% | – |
| WFCPRV | Exit | WELLS FARGO & CO PFDpfds, reits, | $0 | – | -11 | -100.0% | 0.00% | – |
| AEB | Exit | AEGON N.V. FLOATING PERPETUAL CAPITAL SECURITIESpfds, reits, | $0 | – | -64 | -100.0% | 0.00% | – |
| HIGPRG | Exit | THE HARTFORD FIN PFDpfds, reits, | $0 | – | -55 | -100.0% | 0.00% | – |
| SPIP | Exit | SPDR BLOOMBERG BARCLAYSequities | $0 | – | -102 | -100.0% | 0.00% | – |
| Exit | Fresno Ca Wtr Sysconvertible/ | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| SJIJ | Exit | SOUTH JERSEY I PFDpfds, reits, | $0 | – | -30 | -100.0% | 0.00% | – |
| XLU | Exit | UTILITIES SEL SECTOR SPDR ETFequities | $0 | – | -21 | -100.0% | 0.00% | – |
| HLT | Exit | HILTON HOTELSequities | $0 | – | -24 | -100.0% | 0.00% | – |
| Exit | NCR CORPORATIONequities | $0 | – | -20 | -100.0% | 0.00% | – | |
| SFB | Exit | STIFEL FINL CORP PFDpfds, reits, | $0 | – | -30 | -100.0% | 0.00% | – |
| Exit | LEHMAN BRO HLDG PFDpfds, reits, | $0 | – | -600 | -100.0% | 0.00% | – | |
| CFGPRD | Exit | CITIZENS FINL PFDpfds, reits, | $0 | – | -83 | -100.0% | 0.00% | – |
| NTG | Exit | TORTOISE MLP CFpfds, reits, | $0 | – | -100 | -100.0% | 0.00% | – |
| DGRO | Exit | ISHARES CORE DIVIDENDequities | $0 | – | -31 | -100.0% | 0.00% | – |
| DF | Exit | DEAN FOODS COequities | $0 | – | -300 | -100.0% | 0.00% | – |
| Exit | FIRST TRUST PREFERREDequities | $0 | – | -8 | -100.0% | 0.00% | – | |
| MTR | Exit | MESA ROYALTY TRUST ORDequities | $0 | – | -215 | -100.0% | 0.00% | – |
| Exit | GENERAL ELECTRICconvertible/ | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| Exit | EQUITABLE HLD PFDpfds, reits, | $0 | – | -63 | -100.0% | 0.00% | – | |
| HUGE | Exit | FSD PHARMA INCequities | $0 | – | -161 | -100.0% | 0.00% | – |
| Exit | SEVENTY SEVEN ENERGYpfds, reits, | $0 | – | -60 | -100.0% | 0.00% | – | |
| INN | Exit | SUMMIT HOTEL PROP INCpfds, reits, | $0 | – | -621 | -100.0% | 0.00% | – |
| WH | Exit | WYNDHAM HOTELS & RESORTSequities | $0 | – | -75 | -100.0% | 0.00% | – |
| AERI | Exit | AERIE PHARMACEUTICALequities | $0 | – | -85 | -100.0% | 0.00% | – |
| SPYV | Exit | SPDR S&P 500 VAL ETFequities | $0 | – | -87 | -100.0% | 0.00% | – |
| SPYG | Exit | SPDR S&P 500 GROWTH ETFequities | $0 | – | -70 | -100.0% | 0.00% | – |
| AHLPRD | Exit | ASPEN INSURA PFDpfds, reits, | $0 | – | -117 | -100.0% | 0.00% | – |
| VBR | Exit | VANGUARD SMALL CAP VALUEequities | $0 | – | -35 | -100.0% | 0.00% | – |
| FPIPRB | Exit | FARMLAND PARTNERS PFDpfds, reits, | $0 | – | -63 | -100.0% | 0.00% | – |
| FREL | Exit | FIDELITY MSCI REALequities | $0 | – | -182 | -100.0% | 0.00% | – |
| FRCPRJ | Exit | FIRST REPUBLIC PFDpfds, reits, | $0 | – | -32 | -100.0% | 0.00% | – |
| BDRFY | Exit | BEIERSDORF AGequities | $0 | – | -34 | -100.0% | 0.00% | – |
| STL | Exit | STERLING BANCORPequities | $0 | – | -198 | -100.0% | 0.00% | – |
| SOJD | Exit | THE SOUTHERN CO PFDpfds, reits, | $0 | – | -92 | -100.0% | 0.00% | – |
| Exit | Global X Superdividendequities | $0 | – | -500 | -100.0% | 0.00% | – | |
| Exit | U.S. BANCORPconvertible/ | $0 | – | -4,000 | -100.0% | 0.00% | – | |
| EQNR | Exit | EQUINOR ASAequities | $0 | – | -32 | -100.0% | 0.00% | – |
| SWK | Exit | STANLEY BLACK & DECKER INCequities | $0 | – | -15 | -100.0% | 0.00% | – |
| ATHPRB | Exit | ATHENE HOLDI PFDpfds, reits, | $0 | – | -60 | -100.0% | 0.00% | – |
| ABR | Exit | ARBOR REALTY TRUSTpfds, reits, | $0 | – | -76 | -100.0% | 0.00% | – |
| BDN | Exit | BRANDYWINE REALTY TRUSTpfds, reits, | $0 | – | -307 | -100.0% | 0.00% | – |
| CRC | Exit | CALIFORNIA RES CORPequities | $0 | – | -12 | -100.0% | 0.00% | – |
| HTGC | Exit | HERCULES TECH GROWTH CAP INCequities | $0 | – | -400 | -100.0% | 0.00% | – |
| ILF | Exit | ISHARES TR S&P LATN AMERunit trusts | $0 | – | -192 | -100.0% | 0.00% | – |
| MTB | Exit | M&T BANK CORPequities | $0 | – | -125 | -100.0% | -0.00% | – |
| Exit | STRUCTURED PRODUCT PFDpfds, reits, | $0 | – | -400 | -100.0% | -0.00% | – | |
| IJK | Exit | ISHARES S&P MID CAP 400equities | $0 | – | -35 | -100.0% | -0.00% | – |
| IMMU | Exit | IMMUNOMEDICS INCequities | $0 | – | -100 | -100.0% | -0.00% | – |
| Exit | INVESCO S&P MIDCAP LOWequities | $0 | – | -257 | -100.0% | -0.00% | – | |
| Exit | MP WSTRN ST UNIVconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| MAIN | Exit | MAIN STREET CAPITAL CORPequities | $0 | – | -208 | -100.0% | -0.00% | – |
| 1338PS | Exit | UBS AG NEWequities | $0 | – | -551 | -100.0% | -0.00% | – |
| CHRW | Exit | CH ROBINSON WORLDWIDE INCequities | $0 | – | -147 | -100.0% | -0.00% | – |
| FXI | Exit | ISHARES TRUST INDEX FDunit trusts | $0 | – | -200 | -100.0% | -0.00% | – |
| Exit | STATE OF TEXASconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| WFCPRL | Exit | WELLS FARGO BKpfds, reits, | $0 | – | -5 | -100.0% | -0.00% | – |
| SNA | Exit | SNAP ONequities | $0 | – | -104 | -100.0% | -0.00% | – |
| XLNX | Exit | XILINXequities | $0 | – | -100 | -100.0% | -0.00% | – |
| BBY | Exit | BEST BUY CO INCequities | $0 | – | -71 | -100.0% | -0.00% | – |
| Exit | MO ST HLTH/EDconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| AGESY | Exit | AGEASequities | $0 | – | -145 | -100.0% | -0.00% | – |
| MTH | Exit | MERITAGEequities | $0 | – | -58 | -100.0% | -0.00% | – |
| VCLT | Exit | Vanguard Long Term Corequities | $0 | – | -71 | -100.0% | -0.00% | – |
| AHEXY | Exit | ADECCO S.A.equities | $0 | – | -215 | -100.0% | -0.00% | – |
| Exit | VERIZON COMMUNICATIOconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| RHI | Exit | ROBERT HALF INTL INCequities | $0 | – | -290 | -100.0% | -0.00% | – |
| FDIS | Exit | Fidelity Msci Cons Discrequities | $0 | – | -219 | -100.0% | -0.00% | – |
| Exit | DETROIT MI CITYconvertible/ | $0 | – | -5,000 | -100.0% | -0.00% | – | |
| LVGO | Exit | LIVONGO HEALTH INCequities | $0 | – | -50 | -100.0% | -0.00% | – |
| FRCPRF | Exit | FIRST REPUBLIC BAN ORDpfds, reits, | $0 | – | -500 | -100.0% | -0.00% | – |
| PDBC | Exit | PWRSHR ACTLY MNG OPTMequities | $0 | – | -770 | -100.0% | -0.00% | – |
| Exit | PIMA COUNTY ARIZONAconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| PKX | Exit | POSCOequities | $0 | – | -212 | -100.0% | -0.00% | – |
| KODK | Exit | Eastman Kodak Coequities | $0 | – | -700 | -100.0% | -0.00% | – |
| Exit | AMERISOURCEBERGEN CORPequities | $0 | – | -142 | -100.0% | -0.00% | – | |
| CRL | Exit | CHARLES RIVER LABSequities | $0 | – | -25 | -100.0% | -0.00% | – |
| Exit | MO ST UNIV AUXconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | SEWARD COUNTY NEconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| SWM | Exit | SCHWEITZER-MAUDUIT INTLequities | $0 | – | -500 | -100.0% | -0.00% | – |
| SPTL | Exit | SPDR LONG TERM TREASURYequities | $0 | – | -137 | -100.0% | -0.00% | – |
| BKPRC | Exit | BANK OF NY MELLON CORPpfds, reits, | $0 | – | -301 | -100.0% | -0.00% | – |
| Exit | MO ST UNIV AUXconvertible/ | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| SGOL | Exit | ABERDEEN STNDRD PHYSCL SWISS GLD ETFequities | $0 | – | -782 | -100.0% | -0.00% | – |
| VDC | Exit | VANGUARD CONSUMER STAPLES ETFequities | $0 | – | -100 | -100.0% | -0.00% | – |
| FCOM | Exit | Fidelity Msci Comm Srvequities | $0 | – | -402 | -100.0% | -0.00% | – |
| ENR | Exit | ENERGIZER HOLDINGSequities | $0 | – | -200 | -100.0% | -0.00% | – |
| SANPRB | Exit | BANCO SANTANDER, PFDpfds, reits, | $0 | – | -431 | -100.0% | -0.00% | – |
| HYG | Exit | ISHARES IBOXX $ HY CORP BDequities | $0 | – | -100 | -100.0% | -0.00% | – |
| Exit | MEDTRONIC PLCconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | UNVL HEALTH RLTY INC TRpfds, reits, | $0 | – | -395 | -100.0% | -0.00% | – | |
| SPSM | Exit | Spdr Small Cap Etfequities | $0 | – | -964 | -100.0% | -0.00% | – |
| Exit | BARCLAYS PLCequities | $0 | – | -3,310 | -100.0% | -0.00% | – | |
| MYOK | Exit | MYOKARDIA INC 00500equities | $0 | – | -150 | -100.0% | -0.00% | – |
| IGSB | Exit | ISHARES TR BARCLAYS BONDequities | $0 | – | -312 | -100.0% | -0.00% | – |
| Exit | MARATHON PETROLEUMconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | Transcanada Corpconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| UN | Exit | UNILEVER NVequities | $0 | – | -382 | -100.0% | -0.00% | – |
| Exit | TRAVELERS COMPANIESequities | $0 | – | -225 | -100.0% | -0.00% | – | |
| NLYPRD | Exit | ANNALY CAPITAL PFDpfds, reits, | $0 | – | -980 | -100.0% | -0.00% | – |
| Exit | General Electricconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | General Electricconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| GOVT | Exit | Ishares US Treasury Bondequities | $0 | – | -734 | -100.0% | -0.00% | – |
| LW | Exit | LAMB WESTON HOLDINGSequities | $0 | – | -333 | -100.0% | -0.00% | – |
| DLRPRG | Exit | DIGITAL REALTY TR G PFDpfds, reits, | $0 | – | -945 | -100.0% | -0.00% | – |
| Exit | GREEN BAY WISconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | ST CHARLES COUNconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | GOLDMAN SACHS GROUP (VARIABLE)convertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | CBOA FINANCIAL INCequities | $0 | – | -12,000 | -100.0% | -0.00% | – | |
| Exit | SEDWICK CN KS SD259convertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| IGIB | Exit | ISHARES INTERMEDIATE CREDIT BONDequities | $0 | – | -314 | -100.0% | -0.00% | – |
| FTEC | Exit | FIDELITY MSCI IT ETFequities | $0 | – | -262 | -100.0% | -0.00% | – |
| Exit | Phoenix Az Wst Wtrconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | MICROSOFT CORPconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | AZ ST CTFS PARTconvertible/ | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| FHLC | Exit | FIDELITY MSCI HEALTHequities | $0 | – | -650 | -100.0% | -0.00% | – |
| Exit | Pnc Finl Svcs Grconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | WA FED WY GRNTconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| WFCPRT | Exit | WELLS FARGO & CO PFDpfds, reits, | $0 | – | -1,306 | -100.0% | -0.00% | – |
| DNKN | Exit | DUNKIN BRANDS GROUP INCequities | $0 | – | -346 | -100.0% | -0.00% | – |
| WRK | Exit | WESTROCKequities | $0 | – | -780 | -100.0% | -0.00% | – |
| Exit | TOTAL SAequities | $0 | – | -1,000 | -100.0% | -0.00% | – | |
| OFC | Exit | COR OFFICE PPTYSpfds, reits, | $0 | – | -2,000 | -100.0% | -0.00% | – |
| Exit | Jpmorgan Chase & Var 29convertible/ | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| Exit | Orlando Fl Splconvertible/ | $0 | – | -45,000 | -100.0% | -0.00% | – | |
| Exit | Bank Of America C Var 29convertible/ | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| Exit | CONSTELLATION ENconvertible/ | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| Exit | Pima Cn Az Usd #1convertible/ | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| HDV | Exit | ISHARES CORE HIGH DIVequities | $0 | – | -506 | -100.0% | -0.00% | – |
| Exit | OHIO STconvertible/ | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| Exit | FIRST TRUST DJ INTERNET ETFequities | $0 | – | -286 | -100.0% | -0.01% | – | |
| CYBR | Exit | CYBERARK SOFTWARE LTDequities | $0 | – | -500 | -100.0% | -0.01% | – |
| Exit | Pinal Cn Az Ccdconvertible/ | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| Exit | JEFFERIES GROUPconvertible/ | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| Exit | DOWDUPONT INC.convertible/ | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| Exit | CSX CORPconvertible/ | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| MCHP | Exit | MICROCHIP TECH INCequities | $0 | – | -649 | -100.0% | -0.01% | – |
| Exit | MCKESSON CORPconvertible/ | $0 | – | -75,000 | -100.0% | -0.01% | – | |
| Exit | CITIGROUP INC.convertible/ | $0 | – | -75,000 | -100.0% | -0.01% | – | |
| Exit | EDWARDS LIFESCIENCES CPequities | $0 | – | -1,080 | -100.0% | -0.01% | – | |
| Exit | L BRANDS INCconvertible/ | $0 | – | -85,000 | -100.0% | -0.01% | – | |
| TIP | Exit | ISHARES TR BARCLAYS TIPSequities | $0 | – | -800 | -100.0% | -0.01% | – |
| Exit | INVESCO S&P SMALLCAPequities | $0 | – | -781 | -100.0% | -0.01% | – | |
| VCSH | Exit | VANGUARD ST CORP BOND ETFequities | $0 | – | -1,300 | -100.0% | -0.01% | – |
| Exit | NY ST DORM AUTHconvertible/ | $0 | – | -125,000 | -100.0% | -0.01% | – | |
| Exit | BLACKROCK MUNIYIELD INSDequities | $0 | – | -10,000 | -100.0% | -0.01% | – | |
| Exit | UNIV TX UNIVconvertible/ | $0 | – | -140,000 | -100.0% | -0.01% | – | |
| Exit | INVESCO ADV MUNI INC TRUST IIequities | $0 | – | -13,603 | -100.0% | -0.01% | – | |
| Exit | LOCKHEED MARTIN CORPconvertible/ | $0 | – | -257,000 | -100.0% | -0.02% | – | |
| Exit | BIOMARIN PHARMA INCconvertible/ | $0 | – | -640,000 | -100.0% | -0.06% | – | |
| SRNE | Exit | SORRENTO THERAPEUTICSequities | $0 | – | -61,804 | -100.0% | -0.06% | – |
| Exit | TARGET CORPequities | $0 | – | -7,928 | -100.0% | -0.12% | – | |
| Exit | MCDONALDS CORPconvertible/ | $0 | – | -3,160,000 | -100.0% | -0.29% | – | |
| Exit | RAYTHEON TECH COequities | $0 | – | -98,994 | -100.0% | -0.53% | – | |
| Exit | ZILLOW GROUP INCconvertible/ | $0 | – | -3,875,000 | -100.0% | -0.70% | – | |
| METPRE | Exit | METLIFE INC PFDpfds, reits, | $0 | – | -392,144 | -100.0% | -0.99% | – |
| Exit | CBRE SERVICES, INCconvertible/ | $0 | – | -14,880,000 | -100.0% | -1.59% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-01-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 25 | Q3 2021 | 4.7% |
| QUALCOMM INC | 25 | Q3 2021 | 3.6% |
| JOHNSON & JOHNSON | 25 | Q3 2021 | 1.6% |
| REPUBLIC SVCS INC | 25 | Q3 2021 | 1.7% |
| EMERSON ELECTRIC CO | 25 | Q3 2021 | 1.6% |
| CORNING INC | 25 | Q3 2021 | 1.7% |
| ADOBE SYSTEMS INCORPORATED | 25 | Q3 2021 | 1.7% |
| HOME DEPOT INC | 25 | Q3 2021 | 1.7% |
| PROCTOR & GAMBLE CO | 25 | Q3 2021 | 1.6% |
| PFIZER INC | 25 | Q3 2021 | 1.5% |
View Sonora Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GTC BIOTHERAPEUTICS INC | August 05, 2009 | 535,030 | 5.1% |
View Sonora Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-10-20 |
| 13F-HR | 2021-04-28 |
| 13F-HR | 2021-01-13 |
| 13F-HR | 2020-10-26 |
| 13F-HR | 2020-08-13 |
| 13F-HR | 2020-04-29 |
| 13F-HR | 2020-01-17 |
| 13F-HR | 2019-10-15 |
| 13F-HR | 2019-07-19 |
View Sonora Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.