$1.21 Billion is the total value of Sonora Investment Management, LLC's 1759 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | GREENBRIER COS INCconvertible/ | $13,041,000 | – | 12,940,000 | +100.0% | 1.08% | – | |
| New | RAYTHEON TECH COequities | $7,529,000 | – | 105,282 | +100.0% | 0.62% | – | |
| New | ALTERYX INCconvertible/ | $4,491,000 | – | 4,260,000 | +100.0% | 0.37% | – | |
| New | PROOFPOINT INCconvertible/ | $2,776,000 | – | 2,510,000 | +100.0% | 0.23% | – | |
| FITBO | New | FIFTH THIRD BANCORP PFD Kpfds, reits, | $2,353,000 | – | 84,885 | +100.0% | 0.20% | – |
| New | GRANITE CONSTRUCTION INCconvertible/ | $2,031,000 | – | 1,865,000 | +100.0% | 0.17% | – | |
| New | TARGET CORPequities | $1,803,000 | – | 10,211 | +100.0% | 0.15% | – | |
| New | DOVER CORPconvertible/ | $632,000 | – | 585,000 | +100.0% | 0.05% | – | |
| VTRS | New | VIATRIS INCequities | $594,000 | – | 31,721 | +100.0% | 0.05% | – |
| New | CA INCconvertible/ | $355,000 | – | 345,000 | +100.0% | 0.03% | – | |
| SCHG | New | SCHWAB US LC GWTH ETFequities | $352,000 | – | 2,741 | +100.0% | 0.03% | – |
| New | Advance Auto Partconvertible/ | $298,000 | – | 260,000 | +100.0% | 0.02% | – | |
| QRVO | New | QORVO INCequities | $249,000 | – | 1,500 | +100.0% | 0.02% | – |
| URI | New | UNITED RENTALS INCequities | $232,000 | – | 1,000 | +100.0% | 0.02% | – |
| APPN | New | Appian Corp 00500equities | $227,000 | – | 1,400 | +100.0% | 0.02% | – |
| New | INVESCO ADV MUNI INC TRUST IIequities | $154,000 | – | 13,603 | +100.0% | 0.01% | – | |
| MAC | New | MACERICH COpfds, reits, | $140,000 | – | 13,100 | +100.0% | 0.01% | – |
| New | BLACKROCK MUNIYIELD INSDequities | $145,000 | – | 10,000 | +100.0% | 0.01% | – | |
| New | INVESCO S&P SMALLCAPequities | $133,000 | – | 781 | +100.0% | 0.01% | – | |
| XEL | New | XCEL ENERGYequities | $93,000 | – | 1,400 | +100.0% | 0.01% | – |
| New | EDWARDS LIFESCIENCES CPequities | $89,000 | – | 980 | +100.0% | 0.01% | – | |
| New | MICROCHIP TECH INCequities | $90,000 | – | 649 | +100.0% | 0.01% | – | |
| IWD | New | ISHARES RUSSELL 1000 VALequities | $67,000 | – | 491 | +100.0% | 0.01% | – |
| SCHZ | New | SCHWAB US AGG BD ETFequities | $69,000 | – | 1,225 | +100.0% | 0.01% | – |
| SHOP | New | SHOPIFY INCequities | $57,000 | – | 50 | +100.0% | 0.01% | – |
| NOW | New | SERVICE NOW INCequities | $55,000 | – | 100 | +100.0% | 0.01% | – |
| New | FIRST TRUST DJ INTERNET ETFequities | $59,000 | – | 278 | +100.0% | 0.01% | – | |
| FLRN | New | SPDR BLMBRG BRCLY INV GRequities | $48,000 | – | 1,553 | +100.0% | 0.00% | – |
| New | Pima Cn Az Usd #1convertible/ | $43,000 | – | 40,000 | +100.0% | 0.00% | – | |
| OKTA | New | OKTA INCequities | $51,000 | – | 200 | +100.0% | 0.00% | – |
| New | OHIO STconvertible/ | $54,000 | – | 50,000 | +100.0% | 0.00% | – | |
| ELS | New | Equity Lifestyle Pptpfds, reits, | $44,000 | – | 700 | +100.0% | 0.00% | – |
| DCI | New | DONALDSON COequities | $39,000 | – | 700 | +100.0% | 0.00% | – |
| New | TOTAL SAequities | $42,000 | – | 1,000 | +100.0% | 0.00% | – | |
| MDU | New | MDU RESOURCES GROUP INCequities | $37,000 | – | 1,400 | +100.0% | 0.00% | – |
| AIR | New | AAR CORPequities | $36,000 | – | 1,000 | +100.0% | 0.00% | – |
| BBBY | New | BED BATH & BEYOND INCequities | $34,000 | – | 1,900 | +100.0% | 0.00% | – |
| PSR | New | POWERSHARES ACTIVE US RE ETFequities | $36,000 | – | 417 | +100.0% | 0.00% | – |
| FSLY | New | Fastly Incequities | $35,000 | – | 400 | +100.0% | 0.00% | – |
| ROKU | New | ROKU INC Cl Aequities | $33,000 | – | 100 | +100.0% | 0.00% | – |
| NVTA | New | INVITAE CORPequities | $29,000 | – | 700 | +100.0% | 0.00% | – |
| New | CBOA FINANCIAL INCequities | $30,000 | – | 12,000 | +100.0% | 0.00% | – | |
| NTLA | New | Intellia Therapeuticequities | $27,000 | – | 500 | +100.0% | 0.00% | – |
| New | RAYMOND JAMES FINANCIALequities | $22,000 | – | 230 | +100.0% | 0.00% | – | |
| New | UNVL HEALTH RLTY INC TRpfds, reits, | $25,000 | – | 395 | +100.0% | 0.00% | – | |
| CSIQ | New | Canadian Solar Incequities | $20,000 | – | 400 | +100.0% | 0.00% | – |
| New | TRAVELERS COMPANIESequities | $25,000 | – | 175 | +100.0% | 0.00% | – | |
| New | BARCLAYS PLCequities | $26,000 | – | 3,310 | +100.0% | 0.00% | – | |
| WIX | New | Wix Com Ltdequities | $25,000 | – | 100 | +100.0% | 0.00% | – |
| MDYV | New | Spdr S&P 400 Mid Capequities | $26,000 | – | 470 | +100.0% | 0.00% | – |
| HMC | New | HONDA MOTORequities | $20,000 | – | 700 | +100.0% | 0.00% | – |
| QCLN | New | First Tst Nasdaq Cleanequities | $24,000 | – | 348 | +100.0% | 0.00% | – |
| UHS | New | UNIVERSAL HLTH SVCS CL Bequities | $22,000 | – | 160 | +100.0% | 0.00% | – |
| New | STRUCTURED PRODUCT PFDpfds, reits, | $12,000 | – | 400 | +100.0% | 0.00% | – | |
| TAC | New | Transalta Corpequities | $8,000 | – | 1,100 | +100.0% | 0.00% | – |
| PLTR | New | Palantir Technologies Inequities | $7,000 | – | 300 | +100.0% | 0.00% | – |
| PKI | New | PERKINELMERequities | $14,000 | – | 100 | +100.0% | 0.00% | – |
| TEX | New | TEREX CORPequities | $17,000 | – | 487 | +100.0% | 0.00% | – |
| New | PIMA COUNTY ARIZONAconvertible/ | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| PRG | New | Prog Holdings Incequities | $11,000 | – | 200 | +100.0% | 0.00% | – |
| TMHC | New | Taylor Morrison Homeequities | $8,000 | – | 295 | +100.0% | 0.00% | – |
| New | AZ ST CTFS PARTconvertible/ | $18,000 | – | 15,000 | +100.0% | 0.00% | – | |
| RDFN | New | REDFIN CORP 00500equities | $7,000 | – | 100 | +100.0% | 0.00% | – |
| New | AMERISOURCEBERGEN CORPequities | $14,000 | – | 142 | +100.0% | 0.00% | – | |
| RKT | New | Rocket Companies Class Aequities | $14,000 | – | 700 | +100.0% | 0.00% | – |
| TFI | New | Spdr Nuveen Bloombergequities | $11,000 | – | 210 | +100.0% | 0.00% | – |
| DAR | New | DARLING INTL INCequities | $8,000 | – | 138 | +100.0% | 0.00% | – |
| VIAV | New | VIAVI SOLUTIONS INCequities | $10,000 | – | 700 | +100.0% | 0.00% | – |
| New | VERISIGNequities | $17,000 | – | 77 | +100.0% | 0.00% | – | |
| FAN | New | First TRUST Global Windequities | $11,000 | – | 461 | +100.0% | 0.00% | – |
| XT | New | Ishares Exponentialequities | $16,000 | – | 273 | +100.0% | 0.00% | – |
| VONG | New | Vanguard Russell 1000equities | $15,000 | – | 59 | +100.0% | 0.00% | – |
| ZM | New | ZOOM VIDEO COMMUNICATIONequities | $7,000 | – | 20 | +100.0% | 0.00% | – |
| ZNGA | New | ZYNGA INCequities | $15,000 | – | 1,500 | +100.0% | 0.00% | – |
| ALLY | New | ALLY FINL INCequities | $16,000 | – | 438 | +100.0% | 0.00% | – |
| HZNP | New | HORIZON PHARMA PLCequities | $15,000 | – | 200 | +100.0% | 0.00% | – |
| CHKP | New | CHECK POINT SOFTWARE TECHNOLOGIES LTDequities | $14,000 | – | 109 | +100.0% | 0.00% | – |
| CXW | New | CORECIVIC INCpfds, reits, | $10,000 | – | 1,500 | +100.0% | 0.00% | – |
| LGVW | New | Longview Acquisition Corequities | $16,000 | – | 825 | +100.0% | 0.00% | – |
| AIRC | New | Apartment Income Reit Coequities | $10,000 | – | 264 | +100.0% | 0.00% | – |
| MTOR | New | Meritor Incequities | $9,000 | – | 320 | +100.0% | 0.00% | – |
| New | INVESCO S&P MIDCAP LOWequities | $12,000 | – | 257 | +100.0% | 0.00% | – | |
| BPMC | New | BLUEPRINT MEDICINES CORPequities | $11,000 | – | 95 | +100.0% | 0.00% | – |
| USBPRO | New | US BANCORPpfds, reits, | $10,000 | – | 383 | +100.0% | 0.00% | – |
| CONE | New | CYRUSONE INCequities | $1,000 | – | 13 | +100.0% | 0.00% | – |
| CRYFQ | New | CRYSTALLEX INTL CORP XXXequities | $0 | – | 50 | +100.0% | 0.00% | – |
| New | FIRST TRUST PREFERREDequities | $0 | – | 8 | +100.0% | 0.00% | – | |
| New | Global X Superdividendequities | $4,000 | – | 500 | +100.0% | 0.00% | – | |
| CMC | New | Commercial Metals Coequities | $6,000 | – | 300 | +100.0% | 0.00% | – |
| IFF | New | Intl Flavors& Fragraequities | $1,000 | – | 6 | +100.0% | 0.00% | – |
| LAMR | New | LAMAR ADVERTISINGpfds, reits, | $2,000 | – | 20 | +100.0% | 0.00% | – |
| New | LEHMAN BRO HLDG PFDpfds, reits, | $0 | – | 600 | +100.0% | 0.00% | – | |
| CM | New | CANADIAN IMPERIAL BANK OF COMMERCEequities | $2,000 | – | 24 | +100.0% | 0.00% | – |
| LUNMF | New | LUNDIN MININGequities | $1,000 | – | 85 | +100.0% | 0.00% | – |
| LYFT | New | Lyft Incequities | $0 | – | 2 | +100.0% | 0.00% | – |
| New | Cnl Healthcare Propertiepfds, reits, | $4,000 | – | 456 | +100.0% | 0.00% | – | |
| CME | New | CME GROUP INC Aequities | $1,000 | – | 4 | +100.0% | 0.00% | – |
| New | NCR CORPORATIONequities | $1,000 | – | 20 | +100.0% | 0.00% | – | |
| NNDM | New | Nano Dimension Ltdequities | $0 | – | 22 | +100.0% | 0.00% | – |
| PPL | New | PPL CORPORATIONequities | $1,000 | – | 45 | +100.0% | 0.00% | – |
| PRFZ | New | POWERSHARES FTSE RAFI US 1500 SM-MID ETFequities | $5,000 | – | 35 | +100.0% | 0.00% | – |
| NANR | New | Spdr S&P Nrth Amrcn Ntrlequities | $1,000 | – | 44 | +100.0% | 0.00% | – |
| TLRY | New | Tilray Incequities | $2,000 | – | 200 | +100.0% | 0.00% | – |
| New | Tiffany & Co 3.8xxxconvertible/ | $0 | – | 100,000 | +100.0% | 0.00% | – | |
| VNQI | New | VANGUARD GLOBAL EX-US RE ETFequities | $3,000 | – | 62 | +100.0% | 0.00% | – |
| VHT | New | VANGUARD HC ETFequities | $3,000 | – | 15 | +100.0% | 0.00% | – |
| APPS | New | DIGITAL TURBINE INCequities | $4,000 | – | 75 | +100.0% | 0.00% | – |
| QQQE | New | Direxion Nasdaq 100 Eqlequities | $2,000 | – | 20 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-01-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 25 | Q3 2021 | 4.7% |
| QUALCOMM INC | 25 | Q3 2021 | 3.6% |
| JOHNSON & JOHNSON | 25 | Q3 2021 | 1.6% |
| REPUBLIC SVCS INC | 25 | Q3 2021 | 1.7% |
| EMERSON ELECTRIC CO | 25 | Q3 2021 | 1.6% |
| CORNING INC | 25 | Q3 2021 | 1.7% |
| ADOBE SYSTEMS INCORPORATED | 25 | Q3 2021 | 1.7% |
| HOME DEPOT INC | 25 | Q3 2021 | 1.7% |
| PROCTOR & GAMBLE CO | 25 | Q3 2021 | 1.6% |
| PFIZER INC | 25 | Q3 2021 | 1.5% |
View Sonora Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GTC BIOTHERAPEUTICS INC | August 05, 2009 | 535,030 | 5.1% |
View Sonora Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-10-20 |
| 13F-HR | 2021-04-28 |
| 13F-HR | 2021-01-13 |
| 13F-HR | 2020-10-26 |
| 13F-HR | 2020-08-13 |
| 13F-HR | 2020-04-29 |
| 13F-HR | 2020-01-17 |
| 13F-HR | 2019-10-15 |
| 13F-HR | 2019-07-19 |
View Sonora Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.