$1.21 Billion is the total value of Sonora Investment Management, LLC's 1759 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 51.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Buy | APPLE INCequities | $40,889,000 | +16.4% | 308,156 | +1.6% | 3.39% | +4.3% |
| MSFT | Buy | MICROSOFT CORPequities | $29,936,000 | +8.0% | 134,590 | +2.1% | 2.48% | -3.3% |
| BACPRM | Buy | BANK OF AMERICA CORP PFD Mpfds, reits, | $16,672,000 | +9.9% | 610,484 | +8.1% | 1.38% | -1.6% |
| GOOG | Buy | ALPHABET INC CL Cequities | $16,266,000 | +20.8% | 9,285 | +1.4% | 1.35% | +8.2% |
| ALLPRH | Buy | ALLSTATE CORP PFDpfds, reits, | $15,202,000 | +5.8% | 543,890 | +1.4% | 1.26% | -5.2% |
| New | GREENBRIER COS INCconvertible/ | $13,041,000 | – | 12,940,000 | +100.0% | 1.08% | – | |
| METPRF | Buy | METLIFE INC PFD Fpfds, reits, | $12,569,000 | +251280.0% | 462,085 | +236866.7% | 1.04% | – |
| PG | Buy | PROCTER & GAMBLE COequities | $12,483,000 | +0.2% | 89,718 | +0.1% | 1.04% | -10.1% |
| PEP | Buy | PEPSICO INCequities | $12,240,000 | +12.9% | 82,533 | +5.6% | 1.02% | +1.1% |
| Buy | NEW RELIC INCconvertible/ | $12,019,000 | +52.0% | 12,265,000 | +47.9% | 1.00% | +36.2% | |
| WMT | Buy | WAL-MART STORES INCequities | $11,530,000 | +6.6% | 79,986 | +3.5% | 0.96% | -4.6% |
| JNJ | Buy | JOHNSON & JOHNSONequities | $11,391,000 | +12.3% | 72,378 | +6.2% | 0.94% | +0.6% |
| RSG | Buy | REPUBLIC SERVICES INCequities | $10,946,000 | +9.1% | 113,669 | +5.7% | 0.91% | -2.3% |
| HD | Buy | HOME DEPOT INCequities | $10,369,000 | +0.1% | 39,036 | +4.7% | 0.86% | -10.3% |
| DTP | Buy | DTE ENERGY COpfds, reits, | $9,957,000 | +7.8% | 206,828 | +1.1% | 0.83% | -3.4% |
| KMB | Buy | KIMBERLY-CLARK CORPequities | $9,864,000 | -5.6% | 73,157 | +3.4% | 0.82% | -15.4% |
| COST | Buy | COSTCO WHOLESALE CORPequities | $9,831,000 | +8.9% | 26,092 | +2.6% | 0.82% | -2.4% |
| PFE | Buy | PFIZER INCequities | $9,825,000 | +1.8% | 266,924 | +1.5% | 0.82% | -8.7% |
| AJG | Buy | ARTHUR J GALLAGHER & COequities | $9,066,000 | +20.3% | 73,287 | +2.7% | 0.75% | +7.7% |
| LMT | Buy | LOCKHEED MARTIN CORPequities | $9,045,000 | -1.7% | 25,479 | +6.1% | 0.75% | -12.0% |
| DLRPRL | Buy | DIGITAL REALTY PFD Lpfds, reits, | $8,783,000 | +105.3% | 321,718 | +104.4% | 0.73% | +84.1% |
| TXN | Buy | TEXAS INSTRUMENTS INCequities | $8,686,000 | +38.6% | 52,921 | +20.6% | 0.72% | +24.3% |
| JPM | Buy | JPMORGAN CHASE & COequities | $8,615,000 | +78.9% | 67,800 | +35.5% | 0.72% | +60.3% |
| IONS | Buy | IONIS PHARMACEUTICALS INCequities | $8,537,000 | +38.2% | 150,995 | +16.0% | 0.71% | +23.8% |
| MRK | Buy | MERCK & CO INCequities | $8,321,000 | +2.3% | 101,718 | +3.7% | 0.69% | -8.4% |
| UNP | Buy | UNION PACIFIC CORPequities | $8,303,000 | +13.3% | 39,875 | +7.1% | 0.69% | +1.5% |
| JPMPRC | Buy | JPMORGAN CHASE PFDpfds, reits, | $8,256,000 | +6.0% | 289,880 | +2.1% | 0.68% | -5.1% |
| Buy | PURE STORAGE INCconvertible/ | $8,251,000 | +16.7% | 7,460,000 | +1.4% | 0.68% | +4.4% | |
| VZ | Buy | VERIZON COMM INCequities | $8,135,000 | +8.1% | 138,476 | +9.5% | 0.68% | -3.2% |
| EMR | Buy | EMERSON ELECTRIC COequities | $7,842,000 | +28.2% | 97,578 | +4.6% | 0.65% | +14.8% |
| New | RAYTHEON TECH COequities | $7,529,000 | – | 105,282 | +100.0% | 0.62% | – | |
| SBUX | Buy | STARBUCKS CORPequities | $7,474,000 | +34.6% | 69,861 | +8.1% | 0.62% | +20.6% |
| AMZN | Buy | AMAZON.COM INCequities | $6,579,000 | +69.9% | 2,020 | +64.2% | 0.55% | +52.1% |
| Buy | OMEROS CORPconvertible/ | $6,344,000 | +71.0% | 5,945,000 | +33.7% | 0.53% | +52.9% | |
| EVRG | Buy | EVERGY INCequities | $6,314,000 | +25.5% | 113,744 | +14.9% | 0.52% | +12.4% |
| HON | Buy | HONEYWELL INTL INCequities | $6,199,000 | +85.1% | 29,145 | +43.2% | 0.51% | +65.8% |
| AEPPL | Buy | AMERICAN ELECTRIC POWER CO PFDpfds, reits, | $6,044,000 | +73.8% | 120,647 | +68.3% | 0.50% | +55.6% |
| GIS | Buy | GENERAL MILLS INCequities | $5,843,000 | +4.1% | 99,370 | +9.2% | 0.48% | -6.7% |
| AMGN | Buy | AMGEN INCequities | $5,742,000 | +23.5% | 24,975 | +36.5% | 0.48% | +10.4% |
| MMM | Buy | 3M COequities | $5,549,000 | +20.3% | 31,748 | +10.3% | 0.46% | +7.7% |
| USB | Buy | US BANCORPequities | $5,447,000 | +267.0% | 116,916 | +182.5% | 0.45% | +229.9% |
| KLAC | Buy | KLA-TENCOR CORPequities | $5,430,000 | +49.3% | 20,974 | +11.7% | 0.45% | +33.5% |
| T | Buy | AT&T INCequities | $5,365,000 | +1.1% | 186,534 | +0.2% | 0.44% | -9.4% |
| DIS | Buy | WALT DISNEY COequities | $5,368,000 | +58.3% | 29,628 | +8.5% | 0.44% | +41.7% |
| V | Buy | VISA INCequities | $4,900,000 | +39.2% | 22,402 | +27.3% | 0.41% | +24.5% |
| BX | Buy | BLACKSTONE GROUPequities | $4,860,000 | +51.7% | 74,988 | +22.2% | 0.40% | +35.7% |
| NEEPRP | Buy | NEXTERA ENERGY PFDpfds, reits, | $4,798,000 | +85.0% | 94,377 | +69.9% | 0.40% | +65.8% |
| MDT | Buy | MEDTRONIC INCequities | $4,793,000 | +20.5% | 40,921 | +6.9% | 0.40% | +8.2% |
| FB | Buy | FACEBOOK INCequities | $4,696,000 | +58.4% | 17,190 | +51.8% | 0.39% | +41.8% |
| RPM | Buy | RPM INTL INCequities | $4,679,000 | +23.9% | 51,538 | +13.1% | 0.39% | +10.9% |
| ORCL | Buy | ORACLE CORPequities | $4,681,000 | +18.4% | 72,353 | +9.2% | 0.39% | +6.0% |
| KO | Buy | COCA-COLA COequities | $4,585,000 | +190.2% | 83,602 | +161.2% | 0.38% | +160.3% |
| New | ALTERYX INCconvertible/ | $4,491,000 | – | 4,260,000 | +100.0% | 0.37% | – | |
| MCD | Buy | MCDONALD'S CORPequities | $4,176,000 | +37.5% | 19,459 | +40.7% | 0.35% | +23.1% |
| GOOGL | Buy | ALPHABET INC CL Aequities | $3,950,000 | +20.2% | 2,254 | +0.5% | 0.33% | +7.9% |
| Buy | CITIGROUP INCconvertible/ | $3,943,000 | +193.6% | 3,360,000 | +189.7% | 0.33% | +163.7% | |
| PNC | Buy | PNC FINL SVCS GRP INCequities | $3,792,000 | +87.4% | 25,453 | +38.2% | 0.32% | +68.4% |
| ACN | Buy | ACCENTURE PLCequities | $3,724,000 | +41.4% | 14,255 | +22.4% | 0.31% | +26.6% |
| GNL | Buy | GLOBAL NET LEASE INCpfds, reits, | $3,670,000 | +13.9% | 214,109 | +5.7% | 0.30% | +2.0% |
| PNW | Buy | PINNACLE WEST CAPITAL CPequities | $3,569,000 | +9.6% | 44,641 | +2.2% | 0.30% | -2.0% |
| CLX | Buy | CLOROX COequities | $3,449,000 | -3.2% | 17,083 | +0.7% | 0.29% | -13.3% |
| ITW | Buy | ILLINOIS TOOL WORKSequities | $3,153,000 | +151.2% | 15,465 | +138.0% | 0.26% | +125.9% |
| MGM | Buy | MGM RESORTS INTLequities | $3,102,000 | +53.0% | 98,439 | +5.6% | 0.26% | +36.7% |
| IRM | Buy | IRON MOUNTAIN INCpfds, reits, | $2,844,000 | +15.1% | 96,479 | +4.6% | 0.24% | +3.1% |
| New | PROOFPOINT INCconvertible/ | $2,776,000 | – | 2,510,000 | +100.0% | 0.23% | – | |
| UNH | Buy | UNITEDHEALTH GROUP INCequities | $2,624,000 | +871.9% | 7,483 | +764.1% | 0.22% | +772.0% |
| FITBO | New | FIFTH THIRD BANCORP PFD Kpfds, reits, | $2,353,000 | – | 84,885 | +100.0% | 0.20% | – |
| PLUG | Buy | PLUG POWERequities | $2,260,000 | +2468.2% | 66,657 | +915.5% | 0.19% | +2237.5% |
| PAYX | Buy | PAYCHEX INCequities | $2,252,000 | +21.9% | 24,168 | +4.3% | 0.19% | +9.4% |
| ITCI | Buy | INTRA-CELLULAR THERAPIES INCequities | $2,248,000 | +48.7% | 70,705 | +20.0% | 0.19% | +32.9% |
| Buy | AMERICAN TOWER CORPconvertible/ | $2,186,000 | +36.8% | 1,885,000 | +35.6% | 0.18% | +22.3% | |
| New | GRANITE CONSTRUCTION INCconvertible/ | $2,031,000 | – | 1,865,000 | +100.0% | 0.17% | – | |
| IBM | Buy | INTL BUSINESS MACHINES CORPequities | $2,016,000 | +9.5% | 16,016 | +5.9% | 0.17% | -2.3% |
| LUV | Buy | SOUTHWEST AIRLINES COequities | $1,911,000 | +149.8% | 40,999 | +100.9% | 0.16% | +123.9% |
| New | TARGET CORPequities | $1,803,000 | – | 10,211 | +100.0% | 0.15% | – | |
| CSX | Buy | CSX CORPequities | $1,803,000 | +140.1% | 19,867 | +105.6% | 0.15% | +114.3% |
| XOM | Buy | EXXON MOBIL CORPequities | $1,759,000 | +23.8% | 42,667 | +3.1% | 0.15% | +10.6% |
| AMT | Buy | AMERICAN TOWER CORPequities | $1,748,000 | +67.4% | 7,789 | +80.4% | 0.14% | +49.5% |
| JPMPRJCL | Buy | JP MORGAN CAPpfds, reits, | $1,603,000 | +6065.4% | 57,848 | +5713.9% | 0.13% | +6550.0% |
| TECK | Buy | TECK RESOURCES LTDequities | $1,591,000 | +35.6% | 87,677 | +4.0% | 0.13% | +21.1% |
| HBI | Buy | HANESBRANDS INCequities | $1,517,000 | +8.4% | 104,060 | +17.2% | 0.13% | -3.1% |
| TSM | Buy | TAIWAN SEMI MANU CO LTDequities | $1,428,000 | +35.6% | 13,099 | +0.8% | 0.12% | +20.4% |
| Buy | JUNIPER NETWORKS INCconvertible/ | $1,355,000 | +123.2% | 1,185,000 | +123.6% | 0.11% | +100.0% | |
| Buy | VALERO ENERGY CORPconvertible/ | $1,163,000 | +61.1% | 1,005,000 | +55.8% | 0.10% | +43.3% | |
| WPC | Buy | WP CAREY INCpfds, reits, | $1,130,000 | +9.0% | 16,009 | +0.6% | 0.09% | -2.1% |
| Buy | JPMORGAN CHASEconvertible/ | $1,079,000 | +104.0% | 915,000 | +101.1% | 0.09% | +83.7% | |
| DG | Buy | DOLLAR GENERAL CORP NEWequities | $966,000 | +507.5% | 4,595 | +504.6% | 0.08% | +433.3% |
| ABT | Buy | ABBOTT LABSequities | $841,000 | +1.0% | 7,684 | +0.4% | 0.07% | -9.1% |
| PM | Buy | PHILIP MORRIS INTL INCequities | $805,000 | +13.1% | 9,728 | +2.4% | 0.07% | +1.5% |
| NVDA | Buy | NVIDIAequities | $688,000 | +21.8% | 1,317 | +26.1% | 0.06% | +9.6% |
| New | DOVER CORPconvertible/ | $632,000 | – | 585,000 | +100.0% | 0.05% | – | |
| TSLA | Buy | TESLA MOTORS INCequities | $598,000 | +85.1% | 848 | +12.8% | 0.05% | +66.7% |
| VUG | Buy | VANGUARD GWTH ETFequities | $596,000 | +19.0% | 2,352 | +6.9% | 0.05% | +6.5% |
| VTRS | New | VIATRIS INCequities | $594,000 | – | 31,721 | +100.0% | 0.05% | – |
| NEE | Buy | NEXTERA ENERGY INCequities | $526,000 | +46.1% | 6,814 | +425.4% | 0.04% | +33.3% |
| TPRA | Buy | AT&T PFDpfds, reits, | $529,000 | +587.0% | 19,495 | +575.7% | 0.04% | +528.6% |
| ANET | Buy | ARISTA NETWORKS INCequities | $513,000 | +1065.9% | 1,765 | +720.9% | 0.04% | +975.0% |
| EXEL | Buy | EXELIXIS INCequities | $519,000 | +224.4% | 25,845 | +294.0% | 0.04% | +186.7% |
| IVV | Buy | ISHARES CORE S&P 500 ETFequities | $491,000 | +71.7% | 1,309 | +53.6% | 0.04% | +57.7% |
| AVGO | Buy | BROADCOM INCequities | $442,000 | +3057.1% | 1,010 | +2557.9% | 0.04% | +3600.0% |
| MO | Buy | ALTRIA GROUP INCequities | $428,000 | +8.4% | 10,437 | +2.2% | 0.04% | -2.7% |
| ISRG | Buy | INTUITIVE SURGICALequities | $418,000 | +1507.7% | 511 | +1319.4% | 0.04% | +1650.0% |
| DLR | Buy | DIGITAL REALTY TRUSTpfds, reits, | $404,000 | +296.1% | 2,897 | +315.6% | 0.03% | +277.8% |
| MA | Buy | MASTERCARD INCequities | $408,000 | +14.0% | 1,144 | +7.9% | 0.03% | +3.0% |
| FCX | Buy | FREEPORT-MCMORAN INCequities | $386,000 | +74.7% | 14,851 | +4.9% | 0.03% | +60.0% |
| CRM | Buy | SALESFORCE.COM INCequities | $378,000 | -6.2% | 1,697 | +5.9% | 0.03% | -16.2% |
| WPM | Buy | WHEATON PRECIOUS METALS CORPequities | $370,000 | +20.5% | 8,855 | +41.6% | 0.03% | +10.7% |
| BABA | Buy | ALIBABA GROUP HLDG ADRequities | $370,000 | -20.4% | 1,588 | +0.4% | 0.03% | -27.9% |
| VTI | Buy | VANGUARD TOTAL STOCK MKTequities | $356,000 | +22.8% | 1,829 | +7.3% | 0.03% | +11.1% |
| CMI | Buy | CUMMINS INCequities | $366,000 | +713.3% | 1,611 | +663.5% | 0.03% | +650.0% |
| NSC | Buy | NORFOLK SOUTHERN CORPequities | $347,000 | +110.3% | 1,462 | +89.9% | 0.03% | +93.3% |
| New | CA INCconvertible/ | $355,000 | – | 345,000 | +100.0% | 0.03% | – | |
| SCHG | New | SCHWAB US LC GWTH ETFequities | $352,000 | – | 2,741 | +100.0% | 0.03% | – |
| DOV | Buy | DOVER CORPequities | $353,000 | +20.9% | 2,797 | +3.7% | 0.03% | +7.4% |
| Buy | MCDONALDS CORPconvertible/ | $339,000 | +26.5% | 290,000 | +26.1% | 0.03% | +12.0% | |
| BND | Buy | VANGUARD BOND INDEX FUNDequities | $339,000 | +1.5% | 3,849 | +1.5% | 0.03% | -9.7% |
| MDLZ | Buy | MONDELEZ INTL INCequities | $314,000 | +2.3% | 5,370 | +0.5% | 0.03% | -7.1% |
| New | Advance Auto Partconvertible/ | $298,000 | – | 260,000 | +100.0% | 0.02% | – | |
| SCHV | Buy | SCHWAB US LC VAL ETFequities | $268,000 | +26700.0% | 4,510 | +22450.0% | 0.02% | – |
| QRVO | New | QORVO INCequities | $249,000 | – | 1,500 | +100.0% | 0.02% | – |
| PAGS | Buy | PAGSEGURO DIGITALequities | $249,000 | +189.5% | 4,385 | +91.9% | 0.02% | +162.5% |
| USBPRP | Buy | U.S. BANCORP PFDpfds, reits, | $237,000 | +24.7% | 8,313 | +17.9% | 0.02% | +11.1% |
| LOW | Buy | LOWE'S COS INCequities | $237,000 | +3.5% | 1,475 | +6.7% | 0.02% | -4.8% |
| URI | New | UNITED RENTALS INCequities | $232,000 | – | 1,000 | +100.0% | 0.02% | – |
| BAC | Buy | BANK OF AMERICA CORPequities | $226,000 | +61.4% | 7,462 | +28.3% | 0.02% | +46.2% |
| APPN | New | Appian Corp 00500equities | $227,000 | – | 1,400 | +100.0% | 0.02% | – |
| TROW | Buy | TROWE PRICE GROUP INCequities | $217,000 | +5325.0% | 1,435 | +4000.0% | 0.02% | – |
| AEP | Buy | AMERICAN ELECTRIC POWER CO INCequities | $207,000 | +2.0% | 2,484 | +0.1% | 0.02% | -10.5% |
| GSK | Buy | GLAXOSMITHKLINE PLC ADRequities | $205,000 | +454.1% | 5,562 | +466.4% | 0.02% | +466.7% |
| SCHD | Buy | SCHWAB US DIV EQUITY ETFequities | $194,000 | +321.7% | 3,021 | +266.2% | 0.02% | +300.0% |
| GILD | Buy | GILEAD SCIENCES INCequities | $191,000 | +15.8% | 3,279 | +25.7% | 0.02% | +6.7% |
| PYPL | Buy | PAYPAL HOLDINGS INCequities | $191,000 | +24.8% | 814 | +4.5% | 0.02% | +14.3% |
| ADI | Buy | ANALOG DEVICES INCequities | $181,000 | +50.8% | 1,228 | +19.5% | 0.02% | +36.4% |
| NLY | Buy | ANNALY CAPITAL MGMTpfds, reits, | $176,000 | +23.9% | 20,847 | +4.4% | 0.02% | +15.4% |
| CPRK | Buy | CITIGROUP INC PFDpfds, reits, | $165,000 | +58.7% | 5,740 | +52.1% | 0.01% | +40.0% |
| CMCSA | Buy | COMCAST CORP Aequities | $173,000 | +29.1% | 3,300 | +13.7% | 0.01% | +16.7% |
| IVW | Buy | ISHARES CORE S&P 500 ETFequities | $170,000 | +10.4% | 2,664 | +300.0% | 0.01% | 0.0% |
| New | INVESCO ADV MUNI INC TRUST IIequities | $154,000 | – | 13,603 | +100.0% | 0.01% | – | |
| VEA | Buy | VANGUARD MSCI EAFE ETFequities | $147,000 | +177.4% | 3,117 | +141.8% | 0.01% | +140.0% |
| MU | Buy | MICRON TECH INCequities | $144,000 | +67.4% | 1,920 | +5.0% | 0.01% | +50.0% |
| EXR | Buy | EXTRA SPACE STORAGE INCpfds, reits, | $141,000 | +9.3% | 1,214 | +0.6% | 0.01% | 0.0% |
| NICE | Buy | NICE LTDequities | $149,000 | +192.2% | 525 | +133.3% | 0.01% | +140.0% |
| MAC | New | MACERICH COpfds, reits, | $140,000 | – | 13,100 | +100.0% | 0.01% | – |
| New | BLACKROCK MUNIYIELD INSDequities | $145,000 | – | 10,000 | +100.0% | 0.01% | – | |
| Buy | Amgen Inc.convertible/ | $143,000 | +72.3% | 135,000 | +68.8% | 0.01% | +50.0% | |
| MKC | Buy | MCCORMICK & CO INCequities | $145,000 | +107.1% | 1,520 | +322.2% | 0.01% | +100.0% |
| VYM | Buy | VANGUARD HIGH DIV YLD ETFequities | $136,000 | +1842.9% | 1,491 | +1538.5% | 0.01% | +1000.0% |
| New | INVESCO S&P SMALLCAPequities | $133,000 | – | 781 | +100.0% | 0.01% | – | |
| Buy | At&T Inc.convertible/ | $128,000 | +245.9% | 120,000 | +242.9% | 0.01% | +266.7% | |
| TMO | Buy | THERMO FISHER SCIENTIFIC INCequities | $116,000 | +46.8% | 249 | +38.3% | 0.01% | +42.9% |
| NFLX | Buy | NETFLIX INCequities | $126,000 | +41.6% | 233 | +30.9% | 0.01% | +25.0% |
| XLF | Buy | FINANCIAL SELECT SECTOR SPDR FDequities | $119,000 | +60.8% | 4,037 | +31.1% | 0.01% | +42.9% |
| DOCU | Buy | DOCUSIGN INCequities | $118,000 | +4.4% | 531 | +1.0% | 0.01% | 0.0% |
| CCI | Buy | CROWN CASTLE INTL CORPpfds, reits, | $109,000 | -4.4% | 686 | +0.4% | 0.01% | -18.2% |
| BDX | Buy | BECTON DICKINSON & COequities | $113,000 | +20.2% | 451 | +11.9% | 0.01% | 0.0% |
| GE | Buy | GENERAL ELECTRIC COequities | $103,000 | +77.6% | 9,536 | +3.3% | 0.01% | +80.0% |
| PH | Buy | PARKER-HANNIFIN CORPequities | $111,000 | +58.6% | 406 | +17.3% | 0.01% | +50.0% |
| SWKS | Buy | SKYWORKS SOLUTIONS INCequities | $109,000 | +25.3% | 716 | +19.3% | 0.01% | +12.5% |
| IAU | Buy | ISHARES TR COMEX GOLDequities | $112,000 | +10.9% | 6,203 | +10.1% | 0.01% | 0.0% |
| VIG | Buy | VANGUARD DIV APPRECIATION ETFequities | $92,000 | +178.8% | 652 | +150.8% | 0.01% | +166.7% |
| OMER | Buy | Omeros Corpequities | $93,000 | +158.3% | 6,540 | +81.7% | 0.01% | +166.7% |
| XEL | New | XCEL ENERGYequities | $93,000 | – | 1,400 | +100.0% | 0.01% | – |
| ALK | Buy | ALASKA AIR GROUP INCequities | $98,000 | +444.4% | 1,884 | +289.3% | 0.01% | +300.0% |
| D | Buy | DOMINION RESOURCES INCequities | $91,000 | +4.6% | 1,211 | +9.7% | 0.01% | 0.0% |
| Buy | The Walt Disneyconvertible/ | $93,000 | +89.8% | 85,000 | +88.9% | 0.01% | +60.0% | |
| NVS | Buy | NOVARTIS AGequities | $93,000 | +32.9% | 984 | +22.2% | 0.01% | +33.3% |
| UPS | Buy | UNITED PARCEL SERVICE INCequities | $95,000 | +17.3% | 562 | +14.9% | 0.01% | 0.0% |
| TJX | Buy | TJX COS INCequities | $99,000 | +52.3% | 1,447 | +23.5% | 0.01% | +33.3% |
| BCE | Buy | BCE INCequities | $88,000 | +14.3% | 2,057 | +10.8% | 0.01% | 0.0% |
| BLL | Buy | BALL CORPequities | $81,000 | +12.5% | 864 | +0.3% | 0.01% | 0.0% |
| New | EDWARDS LIFESCIENCES CPequities | $89,000 | – | 980 | +100.0% | 0.01% | – | |
| F | Buy | FORD MOTOR COequities | $87,000 | +70.6% | 9,918 | +30.6% | 0.01% | +40.0% |
| HPQ | Buy | HP INCequities | $89,000 | +43.5% | 3,605 | +9.7% | 0.01% | +16.7% |
| PFF | Buy | ISHARES S&P PRD STK ETFequities | $79,000 | +41.1% | 2,050 | +32.3% | 0.01% | +40.0% |
| New | MICROCHIP TECH INCequities | $90,000 | – | 649 | +100.0% | 0.01% | – | |
| FNDF | Buy | SCHWAB FUND INTL LG CO ETFequities | $85,000 | +60.4% | 2,892 | +33.8% | 0.01% | +40.0% |
| IWD | New | ISHARES RUSSELL 1000 VALequities | $67,000 | – | 491 | +100.0% | 0.01% | – |
| VNQ | Buy | VANGUARD REIT ETFequities | $70,000 | +12.9% | 823 | +4.0% | 0.01% | 0.0% |
| TPRC | Buy | AT&T INC. PFDpfds, reits, | $69,000 | +3350.0% | 2,563 | +3968.3% | 0.01% | – |
| OTIS | Buy | OTIS WORLDWIDE CORPequities | $74,000 | +76.2% | 1,099 | +65.0% | 0.01% | +50.0% |
| GPC | Buy | GENUINE PARTS COequities | $69,000 | +23.2% | 685 | +17.1% | 0.01% | +20.0% |
| SCHZ | New | SCHWAB US AGG BD ETFequities | $69,000 | – | 1,225 | +100.0% | 0.01% | – |
| CARR | Buy | CARRIER GLOBAL CORPequities | $76,000 | +85.4% | 2,007 | +49.7% | 0.01% | +50.0% |
| IWP | Buy | ISHARES RUSSELL MC GWTH ETFequities | $57,000 | +18.8% | 560 | +100.0% | 0.01% | +25.0% |
| CR | Buy | CRANE COequities | $58,000 | +1833.3% | 751 | +1372.5% | 0.01% | – |
| AMTD | Buy | TORONTO DOMINIONequities | $56,000 | +300.0% | 1,000 | +233.3% | 0.01% | +400.0% |
| RSP | Buy | INVESCO S&P 500 EQUALlequities | $60,000 | +57.9% | 471 | +32.7% | 0.01% | +25.0% |
| AMD | Buy | ADVANCED MICRO DEVICES INCequities | $55,000 | +12.2% | 601 | +0.2% | 0.01% | 0.0% |
| SHOP | New | SHOPIFY INCequities | $57,000 | – | 50 | +100.0% | 0.01% | – |
| NOW | New | SERVICE NOW INCequities | $55,000 | – | 100 | +100.0% | 0.01% | – |
| New | FIRST TRUST DJ INTERNET ETFequities | $59,000 | – | 278 | +100.0% | 0.01% | – | |
| VFC | Buy | VF CORPequities | $64,000 | +52.4% | 746 | +24.7% | 0.01% | +25.0% |
| SCHE | Buy | SCHWAB EMER MKT EQ ETFequities | $66,000 | +37.5% | 2,142 | +20.5% | 0.01% | +25.0% |
| WORK | Buy | SLACK TECHNOLOGIES INCequities | $46,000 | +318.2% | 1,100 | +175.0% | 0.00% | +300.0% |
| FLRN | New | SPDR BLMBRG BRCLY INV GRequities | $48,000 | – | 1,553 | +100.0% | 0.00% | – |
| FITB | Buy | FIFTH THIRD BANCORPequities | $54,000 | +58.8% | 1,973 | +23.1% | 0.00% | +33.3% |
| New | Pima Cn Az Usd #1convertible/ | $43,000 | – | 40,000 | +100.0% | 0.00% | – | |
| OKTA | New | OKTA INCequities | $51,000 | – | 200 | +100.0% | 0.00% | – |
| New | OHIO STconvertible/ | $54,000 | – | 50,000 | +100.0% | 0.00% | – | |
| DFS | Buy | DISCOVER FINANCIAL SVCSequities | $48,000 | +1100.0% | 533 | +601.3% | 0.00% | – |
| ES | Buy | EVERSOURCE ENERGYequities | $45,000 | +73.1% | 515 | +67.2% | 0.00% | +100.0% |
| ELS | New | Equity Lifestyle Pptpfds, reits, | $44,000 | – | 700 | +100.0% | 0.00% | – |
| KKR | Buy | KKR & CO LPpfds, reits, | $46,000 | +557.1% | 1,132 | +466.0% | 0.00% | +300.0% |
| VOD | Buy | VODAFONE GROUP PLCequities | $42,000 | +23.5% | 2,563 | +2.5% | 0.00% | 0.0% |
| DCI | New | DONALDSON COequities | $39,000 | – | 700 | +100.0% | 0.00% | – |
| New | TOTAL SAequities | $42,000 | – | 1,000 | +100.0% | 0.00% | – | |
| UL | Buy | UNILEVERequities | $39,000 | +44.4% | 641 | +45.7% | 0.00% | 0.0% |
| VB | Buy | VANGUARD SC ETFequities | $41,000 | +156.2% | 208 | +105.9% | 0.00% | +200.0% |
| A | Buy | AGILENT TECHNOLOGIES INCequities | $37,000 | +42.3% | 316 | +23.4% | 0.00% | +50.0% |
| MDU | New | MDU RESOURCES GROUP INCequities | $37,000 | – | 1,400 | +100.0% | 0.00% | – |
| MRNA | Buy | MDRNAequities | $39,000 | +875.0% | 371 | +642.0% | 0.00% | – |
| BEPC | Buy | BROOKFIELD RENEWABLE CORPequities | $36,000 | +800.0% | 611 | +714.7% | 0.00% | – |
| MET | Buy | METLIFE INCequities | $37,000 | +184.6% | 796 | +123.6% | 0.00% | +200.0% |
| AIR | New | AAR CORPequities | $36,000 | – | 1,000 | +100.0% | 0.00% | – |
| BBBY | New | BED BATH & BEYOND INCequities | $34,000 | – | 1,900 | +100.0% | 0.00% | – |
| CRON | Buy | CRONOS GROUP INCequities | $32,000 | +357.1% | 4,600 | +228.6% | 0.00% | +200.0% |
| PSR | New | POWERSHARES ACTIVE US RE ETFequities | $36,000 | – | 417 | +100.0% | 0.00% | – |
| FSLY | New | Fastly Incequities | $35,000 | – | 400 | +100.0% | 0.00% | – |
| ROKU | New | ROKU INC Cl Aequities | $33,000 | – | 100 | +100.0% | 0.00% | – |
| NVTA | New | INVITAE CORPequities | $29,000 | – | 700 | +100.0% | 0.00% | – |
| BEP | Buy | BROOKFIELD RENEWABLE ENERGY PARTNERS LPequities | $19,000 | +18.8% | 450 | +50.0% | 0.00% | +100.0% |
| AXP | Buy | AMERICAN EXPRESS COequities | $30,000 | +25.0% | 248 | +4.6% | 0.00% | 0.0% |
| LMRK | Buy | LANDMARK INFRASTRUCTURE LPpfds, reits, | $21,000 | +50.0% | 2,000 | +33.3% | 0.00% | +100.0% |
| MMC | Buy | MARSH & MCLENNAN COS INCequities | $19,000 | +11.8% | 163 | +7.2% | 0.00% | 0.0% |
| LSTR | Buy | LANDSTAR SYSTEM INCequities | $26,000 | +2500.0% | 190 | +2614.3% | 0.00% | – |
| New | CBOA FINANCIAL INCequities | $30,000 | – | 12,000 | +100.0% | 0.00% | – | |
| NTLA | New | Intellia Therapeuticequities | $27,000 | – | 500 | +100.0% | 0.00% | – |
| New | RAYMOND JAMES FINANCIALequities | $22,000 | – | 230 | +100.0% | 0.00% | – | |
| New | UNVL HEALTH RLTY INC TRpfds, reits, | $25,000 | – | 395 | +100.0% | 0.00% | – | |
| RHHBY | Buy | ROCHE HLDG LTD SPON ADRFequities | $28,000 | +40.0% | 645 | +39.3% | 0.00% | 0.0% |
| CSIQ | New | Canadian Solar Incequities | $20,000 | – | 400 | +100.0% | 0.00% | – |
| New | TRAVELERS COMPANIESequities | $25,000 | – | 175 | +100.0% | 0.00% | – | |
| New | BARCLAYS PLCequities | $26,000 | – | 3,310 | +100.0% | 0.00% | – | |
| Buy | NESTLE SA ORDequities | $21,000 | +50.0% | 174 | +46.2% | 0.00% | +100.0% | |
| WIX | New | Wix Com Ltdequities | $25,000 | – | 100 | +100.0% | 0.00% | – |
| MDYV | New | Spdr S&P 400 Mid Capequities | $26,000 | – | 470 | +100.0% | 0.00% | – |
| HMC | New | HONDA MOTORequities | $20,000 | – | 700 | +100.0% | 0.00% | – |
| KR | Buy | KROGER COequities | $22,000 | +2100.0% | 706 | +4312.5% | 0.00% | – |
| QCLN | New | First Tst Nasdaq Cleanequities | $24,000 | – | 348 | +100.0% | 0.00% | – |
| CB | Buy | CHUBB CORPequities | $28,000 | +40.0% | 183 | +4.0% | 0.00% | 0.0% |
| PPG | Buy | PPG INDUSTRIES INCequities | $22,000 | +214.3% | 153 | +159.3% | 0.00% | +100.0% |
| SCHA | Buy | SCHWAB US SC ETFequities | $19,000 | +216.7% | 213 | +126.6% | 0.00% | +100.0% |
| CRWD | Buy | CROWDSTRIKE HLDGS INCequities | $19,000 | +280.0% | 92 | +130.0% | 0.00% | – |
| PANW | Buy | PALO ALTO NETWORKSequities | $30,000 | +150.0% | 85 | +70.0% | 0.00% | +100.0% |
| MLFNF | Buy | MAPLE LEAF FOODSequities | $28,000 | +40.0% | 1,240 | +24.0% | 0.00% | 0.0% |
| UHS | New | UNIVERSAL HLTH SVCS CL Bequities | $22,000 | – | 160 | +100.0% | 0.00% | – |
| MPC | Buy | MARATHON PETRO CORPequities | $20,000 | +185.7% | 477 | +97.1% | 0.00% | +100.0% |
| ATVI | Buy | ACTIVISION BLIZZARD INCequities | $25,000 | +316.7% | 271 | +281.7% | 0.00% | +100.0% |
| FNDE | Buy | SCHWAB FUNDA EMG MKTSequities | $19,000 | – | 689 | +17125.0% | 0.00% | – |
| New | STRUCTURED PRODUCT PFDpfds, reits, | $12,000 | – | 400 | +100.0% | 0.00% | – | |
| TAC | New | Transalta Corpequities | $8,000 | – | 1,100 | +100.0% | 0.00% | – |
| OMC | Buy | OMNICOM GROUP INCequities | $11,000 | +450.0% | 171 | +388.6% | 0.00% | – |
| PKG | Buy | PACKAGING CORP OF AMERICAequities | $9,000 | +50.0% | 65 | +18.2% | 0.00% | 0.0% |
| PLTR | New | Palantir Technologies Inequities | $7,000 | – | 300 | +100.0% | 0.00% | – |
| PENN | Buy | PENN NATIONAL GAMINGequities | $18,000 | +20.0% | 210 | +5.0% | 0.00% | 0.0% |
| PKI | New | PERKINELMERequities | $14,000 | – | 100 | +100.0% | 0.00% | – |
| TEX | New | TEREX CORPequities | $17,000 | – | 487 | +100.0% | 0.00% | – |
| New | PIMA COUNTY ARIZONAconvertible/ | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| AOS | Buy | SMITH A Oequities | $13,000 | +18.2% | 246 | +23.0% | 0.00% | 0.0% |
| PRG | New | Prog Holdings Incequities | $11,000 | – | 200 | +100.0% | 0.00% | – |
| ICE | Buy | INTERCONTINENTAL EXCHANGE INCequities | $12,000 | +20.0% | 107 | +3.9% | 0.00% | 0.0% |
| TMHC | New | Taylor Morrison Homeequities | $8,000 | – | 295 | +100.0% | 0.00% | – |
| New | AZ ST CTFS PARTconvertible/ | $18,000 | – | 15,000 | +100.0% | 0.00% | – | |
| TMUS | Buy | T-MOBILE US INCequities | $8,000 | +14.3% | 60 | +5.3% | 0.00% | 0.0% |
| RDFN | New | REDFIN CORP 00500equities | $7,000 | – | 100 | +100.0% | 0.00% | – |
| New | AMERISOURCEBERGEN CORPequities | $14,000 | – | 142 | +100.0% | 0.00% | – | |
| RKT | New | Rocket Companies Class Aequities | $14,000 | – | 700 | +100.0% | 0.00% | – |
| TFI | New | Spdr Nuveen Bloombergequities | $11,000 | – | 210 | +100.0% | 0.00% | – |
| DAR | New | DARLING INTL INCequities | $8,000 | – | 138 | +100.0% | 0.00% | – |
| VIAV | New | VIAVI SOLUTIONS INCequities | $10,000 | – | 700 | +100.0% | 0.00% | – |
| New | VERISIGNequities | $17,000 | – | 77 | +100.0% | 0.00% | – | |
| FAN | New | First TRUST Global Windequities | $11,000 | – | 461 | +100.0% | 0.00% | – |
| XT | New | Ishares Exponentialequities | $16,000 | – | 273 | +100.0% | 0.00% | – |
| WSO | Buy | WATSCO INCequities | $8,000 | +700.0% | 34 | +466.7% | 0.00% | – |
| ALB | Buy | ALBEMARLE CORPequities | $11,000 | +450.0% | 75 | +200.0% | 0.00% | – |
| FNDC | Buy | SCHWAB FUND INTL SC ETFequities | $10,000 | – | 292 | +5740.0% | 0.00% | – |
| Buy | KBS REIT II MDpfds, reits, | $8,000 | +100.0% | 3,750 | +150.0% | 0.00% | – | |
| VONG | New | Vanguard Russell 1000equities | $15,000 | – | 59 | +100.0% | 0.00% | – |
| SCZ | Buy | ISHARES MSCI EAFE SCequities | $14,000 | +100.0% | 211 | +70.2% | 0.00% | 0.0% |
| ZM | New | ZOOM VIDEO COMMUNICATIONequities | $7,000 | – | 20 | +100.0% | 0.00% | – |
| ZNGA | New | ZYNGA INCequities | $15,000 | – | 1,500 | +100.0% | 0.00% | – |
| ALLY | New | ALLY FINL INCequities | $16,000 | – | 438 | +100.0% | 0.00% | – |
| HZNP | New | HORIZON PHARMA PLCequities | $15,000 | – | 200 | +100.0% | 0.00% | – |
| LIN | Buy | LINDE PLCequities | $16,000 | +23.1% | 61 | +10.9% | 0.00% | 0.0% |
| KEYS | Buy | KEYSIGHT TECHNOLOGIESequities | $17,000 | +41.7% | 127 | +0.8% | 0.00% | 0.0% |
| CHKP | New | CHECK POINT SOFTWARE TECHNOLOGIES LTDequities | $14,000 | – | 109 | +100.0% | 0.00% | – |
| CXW | New | CORECIVIC INCpfds, reits, | $10,000 | – | 1,500 | +100.0% | 0.00% | – |
| LGVW | New | Longview Acquisition Corequities | $16,000 | – | 825 | +100.0% | 0.00% | – |
| AIRC | New | Apartment Income Reit Coequities | $10,000 | – | 264 | +100.0% | 0.00% | – |
| MTOR | New | Meritor Incequities | $9,000 | – | 320 | +100.0% | 0.00% | – |
| AEE | Buy | AMEREN CORPequities | $10,000 | 0.0% | 126 | +0.8% | 0.00% | 0.0% |
| New | INVESCO S&P MIDCAP LOWequities | $12,000 | – | 257 | +100.0% | 0.00% | – | |
| BPMC | New | BLUEPRINT MEDICINES CORPequities | $11,000 | – | 95 | +100.0% | 0.00% | – |
| USBPRO | New | US BANCORPpfds, reits, | $10,000 | – | 383 | +100.0% | 0.00% | – |
| EOG | Buy | EOG RESOURCES INCequities | $8,000 | +60.0% | 161 | +27.8% | 0.00% | – |
| NTES | Buy | NETEASE INCequities | $10,000 | 0.0% | 105 | +400.0% | 0.00% | 0.0% |
| DHR | Buy | DANAHER CORPequities | $11,000 | +22.2% | 50 | +16.3% | 0.00% | 0.0% |
| MJ | Buy | ETF MANAGERS TR ALTequities | $5,000 | +400.0% | 334 | +149.3% | 0.00% | – |
| CONE | New | CYRUSONE INCequities | $1,000 | – | 13 | +100.0% | 0.00% | – |
| CRYFQ | New | CRYSTALLEX INTL CORP XXXequities | $0 | – | 50 | +100.0% | 0.00% | – |
| New | FIRST TRUST PREFERREDequities | $0 | – | 8 | +100.0% | 0.00% | – | |
| New | Global X Superdividendequities | $4,000 | – | 500 | +100.0% | 0.00% | – | |
| CMC | New | Commercial Metals Coequities | $6,000 | – | 300 | +100.0% | 0.00% | – |
| HCN | Buy | WELLTOWER INCpfds, reits, | $4,000 | +100.0% | 55 | +44.7% | 0.00% | – |
| HBAN | Buy | HUNTINGTON BANCSHARES INC.equities | $2,000 | +100.0% | 167 | +116.9% | 0.00% | – |
| IFF | New | Intl Flavors& Fragraequities | $1,000 | – | 6 | +100.0% | 0.00% | – |
| PDN | Buy | INVESCO FTSE RAFIequities | $5,000 | +150.0% | 158 | +209.8% | 0.00% | – |
| LAMR | New | LAMAR ADVERTISINGpfds, reits, | $2,000 | – | 20 | +100.0% | 0.00% | – |
| New | LEHMAN BRO HLDG PFDpfds, reits, | $0 | – | 600 | +100.0% | 0.00% | – | |
| CM | New | CANADIAN IMPERIAL BANK OF COMMERCEequities | $2,000 | – | 24 | +100.0% | 0.00% | – |
| LUNMF | New | LUNDIN MININGequities | $1,000 | – | 85 | +100.0% | 0.00% | – |
| LYFT | New | Lyft Incequities | $0 | – | 2 | +100.0% | 0.00% | – |
| New | Cnl Healthcare Propertiepfds, reits, | $4,000 | – | 456 | +100.0% | 0.00% | – | |
| CME | New | CME GROUP INC Aequities | $1,000 | – | 4 | +100.0% | 0.00% | – |
| New | NCR CORPORATIONequities | $1,000 | – | 20 | +100.0% | 0.00% | – | |
| NNDM | New | Nano Dimension Ltdequities | $0 | – | 22 | +100.0% | 0.00% | – |
| NGG | Buy | NATIONAL GRID PLCequities | $6,000 | +20.0% | 101 | +29.5% | 0.00% | – |
| PPL | New | PPL CORPORATIONequities | $1,000 | – | 45 | +100.0% | 0.00% | – |
| PRFZ | New | POWERSHARES FTSE RAFI US 1500 SM-MID ETFequities | $5,000 | – | 35 | +100.0% | 0.00% | – |
| RF | Buy | REGIONS FINL CORPequities | $3,000 | +200.0% | 186 | +46.5% | 0.00% | – |
| NANR | New | Spdr S&P Nrth Amrcn Ntrlequities | $1,000 | – | 44 | +100.0% | 0.00% | – |
| SCHC | Buy | SCHWAB INTL SC EQ ETFequities | $6,000 | – | 163 | +5333.3% | 0.00% | – |
| TLRY | New | Tilray Incequities | $2,000 | – | 200 | +100.0% | 0.00% | – |
| New | Tiffany & Co 3.8xxxconvertible/ | $0 | – | 100,000 | +100.0% | 0.00% | – | |
| VNQI | New | VANGUARD GLOBAL EX-US RE ETFequities | $3,000 | – | 62 | +100.0% | 0.00% | – |
| VHT | New | VANGUARD HC ETFequities | $3,000 | – | 15 | +100.0% | 0.00% | – |
| WLK | Buy | WESTLAKE CHEMICAL CORPequities | $0 | – | 0 | +100.0% | 0.00% | – |
| APPS | New | DIGITAL TURBINE INCequities | $4,000 | – | 75 | +100.0% | 0.00% | – |
| QQQE | New | Direxion Nasdaq 100 Eqlequities | $2,000 | – | 20 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-01-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 25 | Q3 2021 | 4.7% |
| QUALCOMM INC | 25 | Q3 2021 | 3.6% |
| JOHNSON & JOHNSON | 25 | Q3 2021 | 1.6% |
| REPUBLIC SVCS INC | 25 | Q3 2021 | 1.7% |
| EMERSON ELECTRIC CO | 25 | Q3 2021 | 1.6% |
| CORNING INC | 25 | Q3 2021 | 1.7% |
| ADOBE SYSTEMS INCORPORATED | 25 | Q3 2021 | 1.7% |
| HOME DEPOT INC | 25 | Q3 2021 | 1.7% |
| PROCTOR & GAMBLE CO | 25 | Q3 2021 | 1.6% |
| PFIZER INC | 25 | Q3 2021 | 1.5% |
View Sonora Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GTC BIOTHERAPEUTICS INC | August 05, 2009 | 535,030 | 5.1% |
View Sonora Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-10-20 |
| 13F-HR | 2021-04-28 |
| 13F-HR | 2021-01-13 |
| 13F-HR | 2020-10-26 |
| 13F-HR | 2020-08-13 |
| 13F-HR | 2020-04-29 |
| 13F-HR | 2020-01-17 |
| 13F-HR | 2019-10-15 |
| 13F-HR | 2019-07-19 |
View Sonora Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.