Sonora Investment Management, LLC

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$1.06 Billion is the total value of Sonora Investment Management, LLC's 1743 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 6.1% .

All

		Value		Shares		↓ Weighting
GSY	INVESCO ULTRA SHORT DURATION ETFequities	$1,387,000	-0.1%	27,538	0.0%	0.13%	-9.7%
	LOCKHEED MARTIN CORPconvertible/	$784,000	+0.1%	780,000	0.0%	0.07%	-9.8%
PFL	PIMCO INC STRAT FDequities	$759,000	+3.7%	64,016	0.0%	0.07%	-5.3%
PFN	PIMCO INC STRAT FD IIequities	$729,000	+2.5%	68,800	0.0%	0.07%	-6.8%
HR	HEALTHCARE REALTY TRUST INCpfds, reits,	$606,000	-0.5%	18,175	0.0%	0.06%	-9.5%
AGNC	AMERICAN CAPITAL AGENCY CORPequities	$551,000	+10.0%	31,156	0.0%	0.05%	0.0%
CIM	CHIMERA INVESTMENTequities	$543,000	+5.2%	26,400	0.0%	0.05%	-5.6%
	EXACT SCIENCESconvertible/	$532,000	+4.5%	470,000	0.0%	0.05%	-5.7%
	MEDTRONIC INC (VARIABLE)convertible/	$511,000	-0.2%	510,000	0.0%	0.05%	-9.4%
NCZ	NICHOLAS APPLEGATE CONVequities	$502,000	+1.8%	98,000	0.0%	0.05%	-7.8%
EAD	EVERGREEN INC ADVANTAGEequities	$485,000	+2.3%	57,573	0.0%	0.05%	-6.1%
LLY	ELI LILLY & COequities	$458,000	+17.7%	3,482	0.0%	0.04%	+4.9%
MMP	MAGELLAN MIDSTREAM PTNRSpfds, reits,	$412,000	-5.1%	6,554	0.0%	0.04%	-13.3%
HIX	WESTERN ASSET HI INC FD II INCequities	$391,000	-0.5%	57,968	0.0%	0.04%	-9.8%
IVR	INVESCO MORTGAGE CAPITAL INCpfds, reits,	$385,000	+8.8%	23,115	0.0%	0.04%	-2.7%
VUG	VANGUARD GWTH ETFequities	$364,000	+9.3%	2,000	0.0%	0.03%	-2.9%
MIC	MACQUARIE INFRASTRUCTUREpfds, reits,	$352,000	+8.6%	8,210	0.0%	0.03%	-2.9%
WST	WEST PHARMA SVCS INCequities	$329,000	+5.8%	2,190	0.0%	0.03%	-3.1%
O	REALTY INCOME CORPpfds, reits,	$317,000	-3.9%	4,300	0.0%	0.03%	-11.8%
	US TREASU NTconvertible/	$302,000	0.0%	300,000	0.0%	0.03%	-6.5%
PLD	PROLOGIS INCpfds, reits,	$304,000	+4.5%	3,413	0.0%	0.03%	-3.3%
	MARRIOTT INTL INCconvertible/	$305,000	+0.3%	300,000	0.0%	0.03%	-9.4%
HYI	WESTERN ASSET HY DEF OPP FDequities	$297,000	+3.1%	19,000	0.0%	0.03%	-6.7%
ENDTF	CANOE EIT INCequities	$284,000	+2.2%	35,400	0.0%	0.03%	-6.9%
NFJ	ALLIANZGI NFJ DIV INT & PREM STRAT FDequities	$254,000	+6.7%	19,500	0.0%	0.02%	-4.0%
NRZ	NEW RESIDENTIAL INV CORPpfds, reits,	$242,000	+3.0%	15,000	0.0%	0.02%	-4.2%
CY	CYPRESS SEMICONDUCTORequities	$233,000	0.0%	10,000	0.0%	0.02%	-8.3%
VTV	VANGUARD VALUEequities	$228,000	+7.5%	1,900	0.0%	0.02%	0.0%
DHY	CREDIT SUISSE HY BD FDequities	$225,000	-2.2%	90,000	0.0%	0.02%	-12.5%
ILPT	INDUSTRIAL LOGISTICSpfds, reits,	$220,000	+5.8%	9,795	0.0%	0.02%	-4.5%
HUM	HUMANA INCequities	$210,000	+43.8%	572	0.0%	0.02%	+33.3%
CACI	CACI INTL INCequities	$200,000	+8.1%	800	0.0%	0.02%	0.0%
	CIGNA CORPconvertible/	$193,000	-0.5%	187,000	0.0%	0.02%	-10.0%
	SOCORRO TX ISDconvertible/	$186,000	-0.5%	175,000	0.0%	0.02%	-5.3%
PMT	PENNYMAC MORT INV TRUSTpfds, reits,	$178,000	0.0%	8,000	0.0%	0.02%	-10.5%
	INVESCO UNIT TRUSTSunit trusts	$180,000	-2.7%	178	0.0%	0.02%	-10.5%
VGM	INVESCO TRUST FOR INV GRADE MUNISequities	$184,000	0.0%	14,328	0.0%	0.02%	-10.5%
EL	ESTEE LAUDER COS INC Aequities	$165,000	+3.8%	800	0.0%	0.02%	-5.9%
	METROPOLITAN STATEconvertible/	$172,000	-0.6%	155,000	0.0%	0.02%	-11.1%
	VERIZON COMMUNICATIONS INCconvertible/	$170,000	-0.6%	153,000	0.0%	0.02%	-11.1%
	MICHIGAN BELL TEconvertible/	$155,000	0.0%	140,000	0.0%	0.02%	-6.2%
VOE	VANGUARD MC VAL INDX ETFequities	$161,000	+5.2%	1,354	0.0%	0.02%	-6.2%
NAD	NUVEEN DIV ADV MUNI FDequities	$159,000	+1.9%	10,860	0.0%	0.02%	-6.2%
INTU	INTUITequities	$157,000	-1.9%	600	0.0%	0.02%	-11.8%
IWF	ISHARES RUSSELL 1000 GWTH ETFequities	$145,000	+9.8%	826	0.0%	0.01%	0.0%
YUM	YUM! BRANDS INCequities	$151,000	-11.2%	1,500	0.0%	0.01%	-22.2%
	XILINX, INC.convertible/	$152,000	0.0%	150,000	0.0%	0.01%	-12.5%
	INVESCO ADV MUNI INC TRUST IIequities	$152,000	-0.7%	13,603	0.0%	0.01%	-12.5%
WEC	WEC ENERGY GRP INCequities	$151,000	-3.2%	1,641	0.0%	0.01%	-12.5%
	JPMORGAN CHASE & COconvertible/	$150,000	+0.7%	140,000	0.0%	0.01%	-12.5%
FISV	FISERV INCequities	$140,000	+12.0%	1,207	0.0%	0.01%	0.0%
	HEWLETT-PACKARD COconvertible/	$129,000	-0.8%	125,000	0.0%	0.01%	-14.3%
	NJ ST TRANS TRconvertible/	$132,000	-5.7%	100,000	0.0%	0.01%	-20.0%
PML	PIMCO MUNI INC FD IIequities	$132,000	+0.8%	8,321	0.0%	0.01%	-14.3%
PMO	PUTNAM MUNICIPAL OPPTUNequities	$132,000	+0.8%	10,000	0.0%	0.01%	-14.3%
HYD	VANECK VECTORS HY MUNI INDEX ETFequities	$128,000	-0.8%	2,000	0.0%	0.01%	-7.7%
	ARAPAHOE CNTY SD #6convertible/	$122,000	-0.8%	100,000	0.0%	0.01%	-7.7%
SO	SOUTHERN COequities	$122,000	+2.5%	1,922	0.0%	0.01%	0.0%
MYD	BLACKROCK MUNIYIELD CFequities	$131,000	-0.8%	8,872	0.0%	0.01%	-14.3%
	WASTE MGMT INCconvertible/	$121,000	0.0%	115,000	0.0%	0.01%	-15.4%
	ADAMS & WELD CO SD#27convertible/	$113,000	0.0%	100,000	0.0%	0.01%	-8.3%
	FT LEWIS CLG BD COconvertible/	$113,000	-0.9%	100,000	0.0%	0.01%	-8.3%
DEA	EASTERLY GOVT PPTYSpfds, reits,	$115,000	+11.7%	4,850	0.0%	0.01%	0.0%
	WYETH LLCconvertible/	$121,000	-1.6%	105,000	0.0%	0.01%	-15.4%
	WILLOW TRACE MET COconvertible/	$112,000	0.0%	100,000	0.0%	0.01%	-8.3%
STZ	CONSTELLATION BRANDS INCequities	$120,000	-8.4%	630	0.0%	0.01%	-21.4%
GS	GOLDMAN SACHS GROUP INCequities	$120,000	+11.1%	522	0.0%	0.01%	0.0%
	QUEST DIAGNOSTICconvertible/	$120,000	-0.8%	120,000	0.0%	0.01%	-15.4%
BTI	BRIT AMER TOBACCOequities	$112,000	+15.5%	2,630	0.0%	0.01%	+10.0%
	GENERAL MOTORS FIconvertible/	$114,000	0.0%	113,000	0.0%	0.01%	-8.3%
	Ca Incconvertible/	$115,000	+0.9%	110,000	0.0%	0.01%	-8.3%
EQAL	POWERSHARES RUSSELL 1000equities	$121,000	+6.1%	3,551	0.0%	0.01%	-8.3%
	FRISCO TX ISDconvertible/	$117,000	-0.8%	110,000	0.0%	0.01%	-8.3%
	TEXTRON INCORPORAconvertible/	$117,000	-0.8%	110,000	0.0%	0.01%	-8.3%
	EBAY INC.convertible/	$101,000	0.0%	100,000	0.0%	0.01%	-9.1%
D	DOMINION RESOURCES INCequities	$108,000	+1.9%	1,304	0.0%	0.01%	-9.1%
	BANK OF AMERICA CORconvertible/	$104,000	0.0%	100,000	0.0%	0.01%	-9.1%
	THE HOME DEPOT, Iconvertible/	$103,000	0.0%	100,000	0.0%	0.01%	-9.1%
	DENVER CO C&C Sconvertible/	$107,000	-0.9%	100,000	0.0%	0.01%	-9.1%
	DENVER CO C&C SD #1convertible/	$107,000	0.0%	100,000	0.0%	0.01%	-9.1%
	AMERICAN TOBACCOconvertible/	$102,000	0.0%	100,000	0.0%	0.01%	-9.1%
	TIFFANY & CO.convertible/	$105,000	+1.0%	100,000	0.0%	0.01%	-9.1%
DON	WISDOMTREE MC DIV ETFequities	$102,000	+4.1%	2,692	0.0%	0.01%	0.0%
	WAUKEE IAconvertible/	$104,000	-1.0%	100,000	0.0%	0.01%	-9.1%
	THE JOHN HOPKIconvertible/	$102,000	-1.0%	100,000	0.0%	0.01%	-9.1%
	TOLL BROTHERS INCconvertible/	$110,000	+0.9%	100,000	0.0%	0.01%	-9.1%
IP	INTL PAPER COequities	$102,000	+10.9%	2,212	0.0%	0.01%	0.0%
RDSA	ROYAL DUTCH SHELL PLCequities	$101,000	0.0%	1,714	0.0%	0.01%	-9.1%
	INVESCO S&P SMALLCAPequities	$101,000	+13.5%	781	0.0%	0.01%	+11.1%
	Tyson Foods, Inc.convertible/	$105,000	-0.9%	100,000	0.0%	0.01%	-9.1%
	COMPUTER SCIENCEconvertible/	$110,000	0.0%	105,000	0.0%	0.01%	-9.1%
	VERIZON COMMUNICconvertible/	$108,000	0.0%	100,000	0.0%	0.01%	-9.1%
	CROWN CASTLE INTconvertible/	$100,000	0.0%	100,000	0.0%	0.01%	-10.0%
EIX	EDISON INTERNATIONALequities	$90,000	0.0%	1,189	0.0%	0.01%	0.0%
DES	WISDOMTREE SC ETFequities	$92,000	+4.5%	3,215	0.0%	0.01%	0.0%
PSAPRC	PUBLIC STORA PFDpfds, reits,	$90,000	-1.1%	3,490	0.0%	0.01%	0.0%
	AMERICAN TOWER COconvertible/	$95,000	0.0%	95,000	0.0%	0.01%	-10.0%
DLR	DIGITAL REALTY TRUSTpfds, reits,	$95,000	-7.8%	797	0.0%	0.01%	-18.2%
MCO	MOODYSequities	$95,000	+15.9%	400	0.0%	0.01%	0.0%
	FORTUNE BRANDS HOMEconvertible/	$100,000	0.0%	100,000	0.0%	0.01%	-10.0%
INVH	INVITATION HOMES INCequities	$97,000	+1.0%	3,228	0.0%	0.01%	-10.0%
	STONEGATE VLG Mconvertible/	$93,000	0.0%	90,000	0.0%	0.01%	-10.0%
FXF	CURRENCYSHARES SWISS FRANC ETFequities	$95,000	+2.2%	1,000	0.0%	0.01%	-10.0%
FXCH	CURRENCYSHARES CHINESE RENMINBI ETFequities	$82,000	+2.5%	1,178	0.0%	0.01%	0.0%
	GUNNISON ETC CO SDconvertible/	$88,000	-1.1%	75,000	0.0%	0.01%	-11.1%
VGK	VANGUARD FTSE EUROPEequities	$83,000	+9.2%	1,412	0.0%	0.01%	0.0%
CAH	CARDINAL HEALTH INCequities	$85,000	+7.6%	1,673	0.0%	0.01%	0.0%
	Tc Pipelines, Lpconvertible/	$82,000	-1.2%	80,000	0.0%	0.01%	-11.1%
VFH	VANGUARD FINANCIALSequities	$84,000	+9.1%	1,100	0.0%	0.01%	0.0%
PSAPRW	PUBLIC STORAGE PDpfds, reits,	$82,000	0.0%	3,250	0.0%	0.01%	-11.1%
	EDWARDS LIFESCIENCES CPequities	$84,000	+6.3%	360	0.0%	0.01%	0.0%
NOC	NORTHROP GRUNMAN COequities	$69,000	-9.2%	202	0.0%	0.01%	-12.5%
	INTERPUBLIC GRP COSconvertible/	$78,000	0.0%	75,000	0.0%	0.01%	-12.5%
	MCKESSON CORPconvertible/	$77,000	0.0%	75,000	0.0%	0.01%	-12.5%
	KIMBERLY-CLARK CORPconvertible/	$75,000	-2.6%	60,000	0.0%	0.01%	-12.5%
	SALT VERDE AZ FCconvertible/	$77,000	-1.3%	60,000	0.0%	0.01%	-12.5%
	TOLL BROTHERS Fconvertible/	$71,000	+2.9%	65,000	0.0%	0.01%	0.0%
	Wells Fargo & Cconvertible/	$71,000	0.0%	70,000	0.0%	0.01%	0.0%
	WILLIAM PARTNERS Lconvertible/	$77,000	0.0%	75,000	0.0%	0.01%	-12.5%
YUMC	YUM CHINA HOLDINGS INCequities	$79,000	+5.3%	1,652	0.0%	0.01%	-12.5%
CP	CANADIAN PACIFIC RAILWAY LTDequities	$69,000	+15.0%	269	0.0%	0.01%	+16.7%
PSAPRVCL	PUBLIC STORAGEpfds, reits,	$78,000	0.0%	3,092	0.0%	0.01%	-12.5%
APTS	PREF APT COMMUNITIESpfds, reits,	$75,000	-7.4%	5,600	0.0%	0.01%	-12.5%
	TYSON FOODS INCconvertible/	$73,000	0.0%	68,000	0.0%	0.01%	-12.5%
	BANK OF AMERICAconvertible/	$72,000	0.0%	67,000	0.0%	0.01%	-12.5%
	OCCIDENTAL PETRconvertible/	$76,000	0.0%	75,000	0.0%	0.01%	-12.5%
	ECOLAB INCconvertible/	$72,000	0.0%	69,000	0.0%	0.01%	-12.5%
ENB	ENBRIDGE INCequities	$75,000	+13.6%	1,884	0.0%	0.01%	0.0%
	ENERGY TRANSFER Pconvertible/	$77,000	0.0%	75,000	0.0%	0.01%	-12.5%
	AMERICAN TOWER CORPconvertible/	$72,000	0.0%	65,000	0.0%	0.01%	-12.5%
	NBCUNIVERSAL MEconvertible/	$77,000	-1.3%	75,000	0.0%	0.01%	-12.5%
	MORGAN STANLEYconvertible/	$76,000	0.0%	71,000	0.0%	0.01%	-12.5%
LTC	LTC PROPERTIES INCpfds, reits,	$63,000	-12.5%	1,415	0.0%	0.01%	-25.0%
STAG	STAG INDUSTRIAL INCpfds, reits,	$63,000	+6.8%	2,000	0.0%	0.01%	0.0%
	CITIGROUP INC.convertible/	$63,000	0.0%	63,000	0.0%	0.01%	-14.3%
CNK	CINEMARK HOLDINGS INCequities	$68,000	-11.7%	2,000	0.0%	0.01%	-25.0%
	CELGENE CORPconvertible/	$59,000	0.0%	55,000	0.0%	0.01%	0.0%
	AZ BD REGENTS UNIVconvertible/	$59,000	-1.7%	50,000	0.0%	0.01%	0.0%
	SALT VERDE AZ FCconvertible/	$63,000	0.0%	50,000	0.0%	0.01%	-14.3%
CHI	CALAMOS CONV OPP & INC FDequities	$64,000	+4.9%	5,829	0.0%	0.01%	0.0%
	CITIGROUP INCconvertible/	$63,000	0.0%	60,000	0.0%	0.01%	-14.3%
SUME	SUMMER ENERGY HLDG INCequities	$61,000	+10.9%	35,218	0.0%	0.01%	0.0%
CIO	CITY OFFICE REITpfds, reits,	$68,000	-5.6%	5,000	0.0%	0.01%	-25.0%
OFC	COR OFFICE PPTYSpfds, reits,	$59,000	-1.7%	2,000	0.0%	0.01%	0.0%
	HARRIS CNTY TX METconvertible/	$59,000	0.0%	50,000	0.0%	0.01%	0.0%
EXD	EATON VANCE TAX ADV BD & OP STRAT FDequities	$62,000	+8.8%	6,035	0.0%	0.01%	0.0%
	AMERICAN EXPRESSconvertible/	$63,000	0.0%	60,000	0.0%	0.01%	-14.3%
	SONY CORP (ADR)equities	$67,000	+13.6%	991	0.0%	0.01%	0.0%
PZZA	PAPA JOHNS INTL INCequities	$63,000	+21.2%	1,000	0.0%	0.01%	+20.0%
	AT&T INCconvertible/	$63,000	0.0%	60,000	0.0%	0.01%	-14.3%
	BB&T CORPconvertible/	$62,000	+1.6%	60,000	0.0%	0.01%	0.0%
PK	PARK HOTELS & RESORTS INCpfds, reits,	$68,000	+3.0%	2,625	0.0%	0.01%	-14.3%
	ROCKWELL COLLINSconvertible/	$63,000	0.0%	60,000	0.0%	0.01%	-14.3%
	MC DONALDS CORPconvertible/	$63,000	0.0%	60,000	0.0%	0.01%	-14.3%
DHS	WISDOMTREE US HIGHequities	$65,000	+3.2%	850	0.0%	0.01%	-14.3%
PBA	PEMBINA PIPELINE CORPequities	$67,000	0.0%	1,797	0.0%	0.01%	-14.3%
BCE	BCE INCequities	$67,000	-4.3%	1,450	0.0%	0.01%	-14.3%
	RAYTHEON COconvertible/	$65,000	-3.0%	50,000	0.0%	0.01%	-14.3%
	THE BANK OF NEW YORconvertible/	$56,000	-1.8%	55,000	0.0%	0.01%	-16.7%
	Apple Inc.convertible/	$51,000	0.0%	50,000	0.0%	0.01%	0.0%
	BANK NEW YORK MEL VAR 23convertible/	$56,000	0.0%	55,000	0.0%	0.01%	-16.7%
REM	ISHARES MORTGAGE REALequities	$49,000	+6.5%	1,094	0.0%	0.01%	0.0%
	MORGAN STANLEYconvertible/	$58,000	0.0%	55,000	0.0%	0.01%	-16.7%
	PFIZER INCconvertible/	$57,000	0.0%	55,000	0.0%	0.01%	-16.7%
	DOWDUPONT INC.convertible/	$50,000	+2.0%	50,000	0.0%	0.01%	0.0%
	PSEG POWER LLCconvertible/	$53,000	0.0%	50,000	0.0%	0.01%	-16.7%
	DELL EMC CORPconvertible/	$50,000	0.0%	50,000	0.0%	0.01%	0.0%
	OHIO STconvertible/	$55,000	-1.8%	50,000	0.0%	0.01%	-16.7%
	EOG RESOURCES, INconvertible/	$50,000	-2.0%	50,000	0.0%	0.01%	0.0%
	AT&T INC.convertible/	$50,000	0.0%	50,000	0.0%	0.01%	0.0%
	MORGAN STANLEYconvertible/	$53,000	0.0%	50,000	0.0%	0.01%	-16.7%
CAG	CONAGRA FOODS INCequities	$49,000	+11.4%	1,425	0.0%	0.01%	0.0%
ZBH	ZIMMER BIOMET HOLDINGS INCequities	$48,000	+9.1%	320	0.0%	0.01%	0.0%
	Ingersoll-Randconvertible/	$53,000	0.0%	50,000	0.0%	0.01%	-16.7%
	BANK OF AMERICAconvertible/	$48,000	0.0%	45,000	0.0%	0.01%	0.0%
	GOLDMAN SACHS GRconvertible/	$50,000	0.0%	50,000	0.0%	0.01%	0.0%
	EATON VANCE CORconvertible/	$52,000	0.0%	50,000	0.0%	0.01%	0.0%
	O'REILLY AUTOMOconvertible/	$52,000	0.0%	50,000	0.0%	0.01%	0.0%
	SOUTHERN NATURALconvertible/	$51,000	0.0%	50,000	0.0%	0.01%	0.0%
	GOLDMAN SACHS GROUPconvertible/	$57,000	0.0%	55,000	0.0%	0.01%	-16.7%
CPT	CAMDEN PROPERTY TRUSTequities	$58,000	-4.9%	550	0.0%	0.01%	-16.7%
MQY	BLACKROCK MUNIYIELD QUALITYequities	$56,000	0.0%	3,700	0.0%	0.01%	-16.7%
	Jpmorgan Chase &convertible/	$50,000	-2.0%	50,000	0.0%	0.01%	0.0%
	JPMORGAN CHASE & COconvertible/	$49,000	0.0%	47,000	0.0%	0.01%	0.0%
	WOODMOOR CO W/Sconvertible/	$53,000	-1.9%	50,000	0.0%	0.01%	-16.7%
MSI	MOTOROLA SOLUTIONS INCequities	$50,000	-5.7%	310	0.0%	0.01%	-16.7%
	AUTOZONE, INC.convertible/	$51,000	0.0%	50,000	0.0%	0.01%	0.0%
ITW	ILLINOIS TOOL WORKSequities	$49,000	+14.0%	273	0.0%	0.01%	+25.0%
	Belleville Miconvertible/	$51,000	0.0%	50,000	0.0%	0.01%	0.0%
	SOUTHWEST GAS Hconvertible/	$55,000	0.0%	53,000	0.0%	0.01%	-16.7%
	WHIRLPOOL CORPconvertible/	$52,000	0.0%	50,000	0.0%	0.01%	0.0%
	THERMO FISHER SCconvertible/	$54,000	0.0%	50,000	0.0%	0.01%	-16.7%
	WESTLAKE CHEMICALconvertible/	$51,000	0.0%	50,000	0.0%	0.01%	0.0%
	CONAGRA BRANDS,convertible/	$51,000	0.0%	50,000	0.0%	0.01%	0.0%
MAR	MARRIOTT INTL INC CL Aequities	$48,000	+23.1%	316	0.0%	0.01%	+25.0%
WAL	WESTERN ALLIANCE BANCORPequities	$51,000	+24.4%	900	0.0%	0.01%	+25.0%
	JEFFERIES GROUPconvertible/	$53,000	0.0%	50,000	0.0%	0.01%	-16.7%
	JOHNSON CONTROLS INconvertible/	$50,000	-2.0%	50,000	0.0%	0.01%	0.0%
	WELLS FARGO & COconvertible/	$52,000	0.0%	50,000	0.0%	0.01%	0.0%
	WELLS FARGO & COconvertible/	$52,000	0.0%	50,000	0.0%	0.01%	0.0%
	JOHNSON CONTROLSconvertible/	$51,000	0.0%	50,000	0.0%	0.01%	0.0%
	WELLS FARGO & COconvertible/	$51,000	0.0%	50,000	0.0%	0.01%	0.0%
	HEWLETT PACKARD STEP 22convertible/	$58,000	0.0%	55,000	0.0%	0.01%	-16.7%
	EXPRESS SCRIPTS HOLDINGS COconvertible/	$52,000	0.0%	50,000	0.0%	0.01%	0.0%
WFCPRT	WELLS FARGO & CO PFDpfds, reits,	$51,000	+2.0%	2,000	0.0%	0.01%	0.0%
ROP	Roper Technologiesequities	$53,000	0.0%	150	0.0%	0.01%	-16.7%
	JOHNSON CONTROconvertible/	$57,000	0.0%	55,000	0.0%	0.01%	-16.7%
	MARKEL CORPconvertible/	$53,000	0.0%	50,000	0.0%	0.01%	-16.7%
	HP INC.convertible/	$51,000	-1.9%	50,000	0.0%	0.01%	0.0%
JWN	NORDSTROM INCequities	$49,000	+22.5%	1,200	0.0%	0.01%	+25.0%
	MICROSOFT CORPconvertible/	$50,000	0.0%	50,000	0.0%	0.01%	0.0%
	AMERIPRISE FINL,convertible/	$50,000	-2.0%	50,000	0.0%	0.01%	0.0%
	CSX CORPconvertible/	$53,000	0.0%	50,000	0.0%	0.01%	-16.7%
RGLD	ROYAL GOLD INCequities	$49,000	-2.0%	402	0.0%	0.01%	0.0%
	MARATHON PETROLconvertible/	$52,000	0.0%	50,000	0.0%	0.01%	0.0%
	PENNSYLVANIAconvertible/	$58,000	-1.7%	50,000	0.0%	0.01%	-16.7%
	DAVENPORT IOconvertible/	$51,000	0.0%	50,000	0.0%	0.01%	0.0%
PAA	PLAINS ALL AMERN PPLN LPpfds, reits,	$48,000	-11.1%	2,584	0.0%	0.01%	-16.7%
	Amgen Inc.convertible/	$51,000	+2.0%	50,000	0.0%	0.01%	0.0%
	VIACOM INCconvertible/	$48,000	0.0%	45,000	0.0%	0.01%	0.0%
	JOHN DEERE CAPITAconvertible/	$51,000	0.0%	50,000	0.0%	0.01%	0.0%
	AT&T INC.convertible/	$51,000	0.0%	50,000	0.0%	0.01%	0.0%
	SALT RIVER PRJ AZconvertible/	$50,000	0.0%	50,000	0.0%	0.01%	0.0%
LH	LAB CORP OF AMER HLDGequities	$54,000	+1.9%	317	0.0%	0.01%	-16.7%
	SALT VERDE AZ FCconvertible/	$58,000	0.0%	50,000	0.0%	0.01%	-16.7%
	METLIFEconvertible/	$57,000	0.0%	53,000	0.0%	0.01%	-16.7%
	SEMPRA ENERGYconvertible/	$48,000	0.0%	45,000	0.0%	0.01%	0.0%
	At&T Inc.convertible/	$51,000	0.0%	50,000	0.0%	0.01%	0.0%
	FIRSTMERIT CORPconvertible/	$58,000	0.0%	55,000	0.0%	0.01%	-16.7%
	GATX CORPconvertible/	$50,000	0.0%	50,000	0.0%	0.01%	0.0%
	ACTIVISION BLIZZAconvertible/	$52,000	0.0%	50,000	0.0%	0.01%	0.0%
	SYMANTEC CORPconvertible/	$51,000	0.0%	50,000	0.0%	0.01%	0.0%
	ASPEN INSURANCEconvertible/	$54,000	+1.9%	50,000	0.0%	0.01%	-16.7%
	AMPHENOL CORPconvertible/	$52,000	0.0%	50,000	0.0%	0.01%	0.0%
	ASTRAZENECA PLconvertible/	$53,000	+1.9%	50,000	0.0%	0.01%	0.0%
	MONSANTO COconvertible/	$48,000	+2.1%	50,000	0.0%	0.01%	0.0%
	BANK OF AMERICAconvertible/	$51,000	0.0%	50,000	0.0%	0.01%	0.0%
	HSBC USA INC.convertible/	$51,000	0.0%	50,000	0.0%	0.01%	0.0%
	PACKAGING CORP Oconvertible/	$52,000	0.0%	50,000	0.0%	0.01%	0.0%
	CORNING INCconvertible/	$52,000	0.0%	50,000	0.0%	0.01%	0.0%
	HSBC HOLDINGSconvertible/	$53,000	0.0%	50,000	0.0%	0.01%	-16.7%
	AMERICAN EXPRESSconvertible/	$56,000	0.0%	55,000	0.0%	0.01%	-16.7%
	ABBOTT LABORATORIconvertible/	$38,000	0.0%	36,000	0.0%	0.00%	0.0%
CTAS	CINTAS CORPequities	$47,000	0.0%	175	0.0%	0.00%	-20.0%
	CENTURYLINK, INconvertible/	$45,000	0.0%	45,000	0.0%	0.00%	-20.0%
OUT	OUTFRONT MEDIA INCpfds, reits,	$40,000	-4.8%	1,500	0.0%	0.00%	0.0%
HOLX	HOLOGIC INCequities	$42,000	+5.0%	800	0.0%	0.00%	0.0%
	INGERSOLL-RAND PLCequities	$40,000	+8.1%	298	0.0%	0.00%	0.0%
	DOWDUPONT INC.convertible/	$46,000	0.0%	45,000	0.0%	0.00%	-20.0%
BAM	BROOKFIELD ASSET MANAGEMENT INCequities	$43,000	+10.3%	742	0.0%	0.00%	0.0%
	PRUDENTIAL FINLconvertible/	$46,000	0.0%	45,000	0.0%	0.00%	-20.0%
	TRAVELERS COMPANIESequities	$38,000	-7.3%	275	0.0%	0.00%	0.0%
	EQT CORPconvertible/	$46,000	0.0%	45,000	0.0%	0.00%	-20.0%
ZEN	ZENDESK INCequities	$46,000	+4.5%	600	0.0%	0.00%	-20.0%
QTS	QTS REALTY TRUST INCpfds, reits,	$43,000	+4.9%	800	0.0%	0.00%	0.0%
	BECTON, DICKINSconvertible/	$40,000	0.0%	40,000	0.0%	0.00%	0.0%
	MICROSOFT CORPconvertible/	$46,000	0.0%	45,000	0.0%	0.00%	-20.0%
	AMERN TOWER CORPconvertible/	$43,000	0.0%	40,000	0.0%	0.00%	0.0%
RMD	RESMED INCequities	$46,000	+12.2%	300	0.0%	0.00%	0.0%
FRFHF	FAIRFAX FINANCIAL HLDGSequities	$47,000	+6.8%	100	0.0%	0.00%	-20.0%
	FAIRFAX FINL HOLconvertible/	$43,000	0.0%	35,000	0.0%	0.00%	0.0%
SUPN	SUPERNUS PHARMA INCequities	$44,000	-13.7%	1,838	0.0%	0.00%	-20.0%
WD	WALKER & DUNLOP INCequities	$39,000	+14.7%	600	0.0%	0.00%	0.0%
	AMGEN INC.convertible/	$41,000	0.0%	40,000	0.0%	0.00%	0.0%
FNF	FIDELITY NATL FINL INCequities	$41,000	+2.5%	900	0.0%	0.00%	0.0%
VOD	VODAFONE GROUP PLCequities	$39,000	-2.5%	2,000	0.0%	0.00%	0.0%
KRE	SPDR S&P REGIONAL BANK ETFequities	$44,000	+10.0%	749	0.0%	0.00%	0.0%
NICE	NICE LTDequities	$39,000	+8.3%	250	0.0%	0.00%	0.0%
FXH	FIRST TRUST HC ALPHADEX ETFequities	$45,000	+12.5%	540	0.0%	0.00%	0.0%
	SALT VERDE AZ FCconvertible/	$40,000	0.0%	35,000	0.0%	0.00%	0.0%
SGEN	SEATTLE GENETICS INCequities	$46,000	+35.3%	400	0.0%	0.00%	0.0%
	FORD MOTOR COconvertible/	$42,000	0.0%	40,000	0.0%	0.00%	0.0%
	LENNOX INTERNTNL INconvertible/	$46,000	+2.2%	45,000	0.0%	0.00%	-20.0%
	BOARDWALK PIPELconvertible/	$46,000	+2.2%	45,000	0.0%	0.00%	-20.0%
	GOLDCORP INC.convertible/	$45,000	-2.2%	45,000	0.0%	0.00%	-20.0%
	GOLDMAN SACHS GROUPconvertible/	$43,000	0.0%	40,000	0.0%	0.00%	0.0%
VCR	Vanguard Consumerequities	$38,000	+5.6%	200	0.0%	0.00%	0.0%
IWP	ISHARES RUSSELL MC GWTH ETFequities	$43,000	+7.5%	280	0.0%	0.00%	0.0%
	INTEL CORPconvertible/	$46,000	0.0%	45,000	0.0%	0.00%	-20.0%
CHCT	COMMUNITY HEALTHCAREpfds, reits,	$43,000	-4.4%	1,000	0.0%	0.00%	-20.0%
	COMCAST CORPconvertible/	$47,000	0.0%	45,000	0.0%	0.00%	-20.0%
	CONSTELLATION ENconvertible/	$41,000	0.0%	40,000	0.0%	0.00%	0.0%
	AZ ST LOTTERYconvertible/	$35,000	0.0%	35,000	0.0%	0.00%	-25.0%
	General Electricconvertible/	$32,000	0.0%	30,000	0.0%	0.00%	0.0%
GMOLQ	GENERAL MOLY INCequities	$37,000	-11.9%	162,807	0.0%	0.00%	-25.0%
	Wa Fed Wy Grntconvertible/	$28,000	0.0%	25,000	0.0%	0.00%	0.0%
	PNC FINANCIAL SRVconvertible/	$32,000	0.0%	30,000	0.0%	0.00%	0.0%
	Nthrn Ariz Univconvertible/	$27,000	0.0%	25,000	0.0%	0.00%	0.0%
	CALIFORNIA STconvertible/	$27,000	0.0%	25,000	0.0%	0.00%	0.0%
	NORTHERN ARIZONA UNconvertible/	$28,000	0.0%	25,000	0.0%	0.00%	0.0%
	HUTCHINSON MN PURconvertible/	$28,000	0.0%	25,000	0.0%	0.00%	0.0%
	WELLS FARGO BK Nconvertible/	$27,000	0.0%	25,000	0.0%	0.00%	0.0%
LNG	CHENIERE ENERGY INCequities	$33,000	-2.9%	541	0.0%	0.00%	-25.0%
	JOHNSON & JOHNSONconvertible/	$29,000	-3.3%	25,000	0.0%	0.00%	0.0%
	Bank Of America Cconvertible/	$27,000	0.0%	25,000	0.0%	0.00%	0.0%
INSM	INSMED INC 00500equities	$36,000	+38.5%	1,500	0.0%	0.00%	0.0%
	Illinois Fin Auth Rconvertible/	$32,000	0.0%	25,000	0.0%	0.00%	0.0%
WRK	WESTROCKequities	$33,000	+17.9%	780	0.0%	0.00%	0.0%
	WISCONSIN STATE AAAconvertible/	$27,000	0.0%	25,000	0.0%	0.00%	0.0%
	Az Sch Fac Brd Copconvertible/	$28,000	0.0%	25,000	0.0%	0.00%	0.0%
	Wi St Clean Wtrconvertible/	$29,000	0.0%	25,000	0.0%	0.00%	0.0%
IRT	INDEPENDENCE REALTY TRUST INCpfds, reits,	$28,000	-3.4%	2,000	0.0%	0.00%	0.0%
TCP	TC PIPELINES LPpfds, reits,	$34,000	+3.0%	800	0.0%	0.00%	0.0%
	GOLDMAN SACHS GROUPconvertible/	$29,000	-3.3%	25,000	0.0%	0.00%	0.0%
STPZ	PIMCO 1-5 YR US TIPS ETFequities	$37,000	0.0%	700	0.0%	0.00%	-25.0%
	BANK OF AMERICA CORconvertible/	$27,000	0.0%	25,000	0.0%	0.00%	0.0%
	GOLDMAN SACHS GROUPconvertible/	$27,000	0.0%	25,000	0.0%	0.00%	0.0%
	MARRIOTT INTL INCconvertible/	$27,000	0.0%	25,000	0.0%	0.00%	0.0%
ARCC	ARES CAP CORPequities	$30,000	0.0%	1,587	0.0%	0.00%	0.0%
	Ma St Trans Fdconvertible/	$29,000	0.0%	25,000	0.0%	0.00%	0.0%
	UNION PACIFIC COconvertible/	$36,000	0.0%	35,000	0.0%	0.00%	-25.0%
CGC	CANOPY GROWTH CORPequities	$33,000	-8.3%	1,558	0.0%	0.00%	-25.0%
	UNIV AZ MED CTRconvertible/	$29,000	0.0%	25,000	0.0%	0.00%	0.0%
	The Charles Schwconvertible/	$27,000	0.0%	25,000	0.0%	0.00%	0.0%
DJP	BRCLYS BK IPATH BLOOMequities	$27,000	+3.8%	1,182	0.0%	0.00%	0.0%
TBT	PROSHARES ULTRASHORT 20 YR TREASURYequities	$27,000	+12.5%	1,000	0.0%	0.00%	0.0%
ON	ON SEMICONDUCTOR CORPequities	$29,000	+26.1%	1,188	0.0%	0.00%	+50.0%
AMX	AMERICA MOVIL SAB DE CVequities	$30,000	+7.1%	1,891	0.0%	0.00%	0.0%
	PENNSBURY PA SDconvertible/	$33,000	0.0%	30,000	0.0%	0.00%	0.0%
UA	UNDER ARMOUR INC CL Cequities	$29,000	+7.4%	1,500	0.0%	0.00%	0.0%
	DC W/S AUTH PUB UTIconvertible/	$30,000	0.0%	25,000	0.0%	0.00%	0.0%
PGR	PROGRESSIVE CORP OHIOequities	$33,000	-5.7%	450	0.0%	0.00%	-25.0%
SRE	SEMPRA ENERGYequities	$27,000	0.0%	180	0.0%	0.00%	0.0%
MOGA	MOOG INC CL Aequities	$34,000	+6.2%	400	0.0%	0.00%	0.0%
	CARDINAL HEALTH INCconvertible/	$37,000	+2.8%	35,000	0.0%	0.00%	-25.0%
CCL	CARNIVAL CORPequities	$37,000	+15.6%	727	0.0%	0.00%	0.0%
	THE CLOROX COconvertible/	$27,000	0.0%	25,000	0.0%	0.00%	0.0%
MELI	MERCADOLIBRE INCequities	$29,000	+3.6%	50	0.0%	0.00%	0.0%
PXSG	POWERSHARES RSSLLl 2000equities	$34,000	+6.2%	860	0.0%	0.00%	0.0%
PWB	POWERSHARES DYNAMIC LREequities	$37,000	+5.7%	715	0.0%	0.00%	-25.0%
CORRPRA	CORENERGY INFpfds, reits,	$27,000	0.0%	1,050	0.0%	0.00%	0.0%
	Texas Stconvertible/	$31,000	0.0%	25,000	0.0%	0.00%	0.0%
	BROWN & BROWN INCconvertible/	$27,000	0.0%	26,000	0.0%	0.00%	0.0%
POR	PORTLAND GENERAL ELECequities	$28,000	0.0%	500	0.0%	0.00%	0.0%
	COCA-COLA COconvertible/	$28,000	-3.4%	25,000	0.0%	0.00%	0.0%
CLR	CONTINENTAL RESOURCES INCequities	$30,000	+11.1%	862	0.0%	0.00%	0.0%
	Blackrock, Inc.convertible/	$27,000	0.0%	25,000	0.0%	0.00%	0.0%
	FORT WORTH TXconvertible/	$28,000	0.0%	25,000	0.0%	0.00%	0.0%
	New York Nyconvertible/	$27,000	0.0%	25,000	0.0%	0.00%	0.0%
	LINCOLN NEBconvertible/	$27,000	0.0%	25,000	0.0%	0.00%	0.0%
	NYC NY MUN FA W/Sconvertible/	$30,000	0.0%	25,000	0.0%	0.00%	0.0%
FCX	FREEPORT-MCMORAN INCequities	$37,000	+37.0%	2,784	0.0%	0.00%	0.0%
CPRT	COPART INCequities	$36,000	+12.5%	400	0.0%	0.00%	0.0%
PXD	PIONEER NATURAL RES COequities	$33,000	+22.2%	217	0.0%	0.00%	0.0%
	Fl St B/E Pub Edconvertible/	$31,000	0.0%	30,000	0.0%	0.00%	0.0%
	Santa Fe Cn Nmconvertible/	$31,000	0.0%	30,000	0.0%	0.00%	0.0%
LW	LAMB WESTON HOLDINGSequities	$29,000	+20.8%	333	0.0%	0.00%	0.0%
TSLA	TESLA MOTORS INCequities	$27,000	+68.8%	65	0.0%	0.00%	+50.0%
LRCX	LAM RESEARCH CORPORATIONequities	$27,000	+28.6%	92	0.0%	0.00%	+50.0%
FBZ	FIRST TRUST BRAZIL ALPHADEXequities	$35,000	+9.4%	2,000	0.0%	0.00%	0.0%
RILYZ	B RILEY FINANCIApfds, reits,	$33,000	-2.9%	1,300	0.0%	0.00%	-25.0%
	AMGEN INCconvertible/	$30,000	0.0%	30,000	0.0%	0.00%	0.0%
	VA ST PUB BLDG AUTHconvertible/	$32,000	0.0%	25,000	0.0%	0.00%	0.0%
	King Cnty Wa Sdconvertible/	$27,000	0.0%	25,000	0.0%	0.00%	0.0%
MIDD	MIDDLEBY CORPequities	$33,000	-5.7%	300	0.0%	0.00%	-25.0%
	KS ST DEV FA REVconvertible/	$28,000	0.0%	25,000	0.0%	0.00%	0.0%
	CHEMTRADE LOG INC FDequities	$17,000	0.0%	2,000	0.0%	0.00%	0.0%
	ALCOA INCconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
TCOPRJ	Taubman Center Pfdequities	$26,000	0.0%	1,000	0.0%	0.00%	-33.3%
TCBIP	TEXAS CAPITALpfds, reits,	$25,000	0.0%	950	0.0%	0.00%	-33.3%
	TEXAS STATE B7convertible/	$22,000	0.0%	20,000	0.0%	0.00%	0.0%
	Texas Stconvertible/	$20,000	0.0%	20,000	0.0%	0.00%	0.0%
CHSCL	CHS INCpfds, reits,	$19,000	0.0%	700	0.0%	0.00%	0.0%
	TOLL BROTHERS INCconvertible/	$22,000	+4.8%	20,000	0.0%	0.00%	0.0%
	The Toronto-Domiconvertible/	$16,000	0.0%	16,000	0.0%	0.00%	0.0%
	Transcanada Corpconvertible/	$25,000	0.0%	25,000	0.0%	0.00%	-33.3%
	Triborough Bridge &convertible/	$19,000	0.0%	15,000	0.0%	0.00%	0.0%
	Trinity Riv Tx Wwconvertible/	$25,000	0.0%	20,000	0.0%	0.00%	-33.3%
	TUCSON AZ WTRconvertible/	$24,000	0.0%	20,000	0.0%	0.00%	-33.3%
	TULSA OKLAHOMA ARPTconvertible/	$20,000	0.0%	20,000	0.0%	0.00%	0.0%
TWOPRA	TWO HARBORSpfds, reits,	$17,000	0.0%	600	0.0%	0.00%	0.0%
UMH	UMH PROP Inc.pfds, reits,	$16,000	+14.3%	1,000	0.0%	0.00%	+100.0%
UL	UNILEVERequities	$25,000	-3.8%	440	0.0%	0.00%	-33.3%
UN	UNILEVER NVequities	$26,000	-3.7%	450	0.0%	0.00%	-33.3%
UAL	UNITED CONTL HLDGSequities	$21,000	0.0%	237	0.0%	0.00%	0.0%
	UNITED PARCEL Sconvertible/	$20,000	0.0%	20,000	0.0%	0.00%	0.0%
	CSX CORPconvertible/	$20,000	0.0%	20,000	0.0%	0.00%	0.0%
	US Treasur Ntconvertible/	$16,000	0.0%	16,000	0.0%	0.00%	0.0%
	United Technoloconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
	Unitedhealth Grconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
	UNITEDHEALTH GRconvertible/	$25,000	0.0%	25,000	0.0%	0.00%	-33.3%
	Utah Stconvertible/	$19,000	0.0%	15,000	0.0%	0.00%	0.0%
	VALERO ENERGY CORPconvertible/	$21,000	+5.0%	20,000	0.0%	0.00%	0.0%
	THE VALSPAR CORPconvertible/	$21,000	0.0%	20,000	0.0%	0.00%	0.0%
VT	VANGUARD TOTAL WORLDequities	$19,000	+5.6%	235	0.0%	0.00%	0.0%
VCIT	VANGUARD INTERMEDIATEequities	$24,000	0.0%	258	0.0%	0.00%	-33.3%
CBT	CABOT CORPequities	$22,000	+4.8%	456	0.0%	0.00%	0.0%
CCMP	CABOT MICROELECTRONICS CORPequities	$21,000	0.0%	148	0.0%	0.00%	0.0%
	Waco Txconvertible/	$16,000	0.0%	15,000	0.0%	0.00%	0.0%
	WAL-MART STORES INCconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
	WASHINGTON COUNTY Oconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
	Washington Stconvertible/	$18,000	0.0%	15,000	0.0%	0.00%	0.0%
	WASTE MANAGEMENTconvertible/	$25,000	0.0%	25,000	0.0%	0.00%	-33.3%
	CALIFORNIA STconvertible/	$22,000	0.0%	20,000	0.0%	0.00%	0.0%
	WELLS FARGO & COconvertible/	$25,000	0.0%	25,000	0.0%	0.00%	-33.3%
	WSTN MARICOPA ED #2convertible/	$18,000	0.0%	15,000	0.0%	0.00%	0.0%
	WILLIAMS PARTNERconvertible/	$20,000	0.0%	20,000	0.0%	0.00%	0.0%
	Wi St Transconvertible/	$23,000	0.0%	20,000	0.0%	0.00%	0.0%
DLN	Wisdomtree US Largecapequities	$23,000	+9.5%	214	0.0%	0.00%	0.0%
ELD	WISDOMTREE EMRG MKTS LCL DBT ETFequities	$17,000	+6.2%	475	0.0%	0.00%	0.0%
WH	WYNDHAM HOTELS & RESORTSequities	$17,000	+21.4%	275	0.0%	0.00%	+100.0%
	CANADIAN APT PPTYSpfds, reits,	$25,000	0.0%	600	0.0%	0.00%	-33.3%
	COLAS SA ORDequities	$16,000	+6.7%	100	0.0%	0.00%	0.0%
COFPRG	CCAPITAL ONE FC PFDpfds, reits,	$26,000	+4.0%	1,000	0.0%	0.00%	-33.3%
GBLIL	GLOBAL INDEMNIpfds, reits,	$16,000	0.0%	600	0.0%	0.00%	0.0%
NBRPRA	NABORS PFD Apfds, reits,	$25,000	+38.9%	1,100	0.0%	0.00%	0.0%
KMX	CARMAX INCequities	$18,000	0.0%	200	0.0%	0.00%	0.0%
CNC	CENTENE CORPequities	$22,000	+46.7%	350	0.0%	0.00%	0.0%
	CNT PUGET SND WA TRconvertible/	$25,000	0.0%	25,000	0.0%	0.00%	-33.3%
	CHEVRON CORPORAconvertible/	$21,000	0.0%	20,000	0.0%	0.00%	0.0%
	Chicago Illinois Oconvertible/	$18,000	0.0%	15,000	0.0%	0.00%	0.0%
	CION INVESTMENT CORPequities	$18,000	0.0%	2,220	0.0%	0.00%	0.0%
CIOPRA	CITY OFFICEpfds, reits,	$23,000	0.0%	885	0.0%	0.00%	0.0%
CLAR	Clarus Corp Newequities	$22,000	+15.8%	1,600	0.0%	0.00%	0.0%
CTSH	COGNIZANT TECH SOLULTIONS CORP Aequities	$24,000	+4.3%	380	0.0%	0.00%	0.0%
	COMCASE CORPORATIconvertible/	$21,000	0.0%	20,000	0.0%	0.00%	0.0%
	Ct St Spl Tax Obgconvertible/	$24,000	0.0%	20,000	0.0%	0.00%	-33.3%
	CORPUS CHRISTI TXconvertible/	$16,000	0.0%	15,000	0.0%	0.00%	0.0%
	AMERICAN AIRLINESconvertible/	$21,000	0.0%	20,000	0.0%	0.00%	0.0%
	CHUBB CORPconvertible/	$21,000	0.0%	20,000	0.0%	0.00%	0.0%
	Credit Suisse Agconvertible/	$20,000	0.0%	20,000	0.0%	0.00%	0.0%
CMI	CUMMINS INCequities	$23,000	+9.5%	127	0.0%	0.00%	0.0%
	DALLAS TEXAS WATERWconvertible/	$21,000	0.0%	20,000	0.0%	0.00%	0.0%
DASTY	DASSAULT SYSTEMS SA ADRFequities	$25,000	+19.0%	150	0.0%	0.00%	0.0%
	DAVITA INCconvertible/	$21,000	+5.0%	20,000	0.0%	0.00%	0.0%
	Delaware Stconvertible/	$17,000	0.0%	15,000	0.0%	0.00%	0.0%
	DELAWARE STconvertible/	$17,000	0.0%	15,000	0.0%	0.00%	0.0%
DLRPRG	DIGITAL REALTY TR G PFDpfds, reits,	$24,000	0.0%	945	0.0%	0.00%	-33.3%
	DISCOVERY, INC.convertible/	$17,000	0.0%	16,000	0.0%	0.00%	0.0%
	DR PEPPER SNAPPLconvertible/	$21,000	0.0%	20,000	0.0%	0.00%	0.0%
	American Expressconvertible/	$21,000	0.0%	20,000	0.0%	0.00%	0.0%
DNKN	DUNKIN BRANDS GROUP INCequities	$23,000	-4.2%	300	0.0%	0.00%	-33.3%
	EDINA MN ISD NO273convertible/	$20,000	0.0%	20,000	0.0%	0.00%	0.0%
EQR	EQUITY RESIDENTIALpfds, reits,	$19,000	-5.0%	233	0.0%	0.00%	0.0%
	AMERICAN TOWER COconvertible/	$16,000	0.0%	15,000	0.0%	0.00%	0.0%
	EVERSOURCE ENERGconvertible/	$22,000	0.0%	20,000	0.0%	0.00%	0.0%
	FANNIE MAEconvertible/	$22,000	0.0%	22,000	0.0%	0.00%	0.0%
	Federal Home Loanconvertible/	$20,000	0.0%	20,000	0.0%	0.00%	0.0%
	AMGEN INC.convertible/	$20,000	0.0%	20,000	0.0%	0.00%	0.0%
	FIFTH THIRD BANCO VARconvertible/	$25,000	0.0%	25,000	0.0%	0.00%	-33.3%
	FIRST TR COMBINED SERunit trusts	$25,000	-3.8%	30	0.0%	0.00%	-33.3%
	FORD HLDG LLCconvertible/	$19,000	0.0%	15,000	0.0%	0.00%	0.0%
	FORD MOTOR COMPconvertible/	$21,000	+5.0%	20,000	0.0%	0.00%	0.0%
	FT BEND CTY TEXconvertible/	$16,000	0.0%	15,000	0.0%	0.00%	0.0%
	AMPHENOL CORPconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
GPS	GAPequities	$17,000	+6.2%	935	0.0%	0.00%	0.0%
	Garden Grove Califoconvertible/	$23,000	0.0%	20,000	0.0%	0.00%	0.0%
	GENERAL ELECTRIC VAR PFDconvertible/	$25,000	+4.2%	25,000	0.0%	0.00%	-33.3%
	General Electricconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
	General Electricconvertible/	$20,000	-4.8%	20,000	0.0%	0.00%	0.0%
GOODM	GLADSTONE COML Cpfds, reits,	$23,000	0.0%	900	0.0%	0.00%	0.0%
GNLPRA	GLOBAL NET LEASpfds, reits,	$16,000	+6.7%	600	0.0%	0.00%	0.0%
GMRE	GLOBAL MEDICAL REIT INCpfds, reits,	$26,000	+13.0%	2,000	0.0%	0.00%	0.0%
	GOLDMAN SACHS GROUPconvertible/	$23,000	-4.2%	20,000	0.0%	0.00%	-33.3%
	The Goldman Sacconvertible/	$20,000	0.0%	20,000	0.0%	0.00%	0.0%
	GOLDMAN SACHS GROUPconvertible/	$21,000	0.0%	20,000	0.0%	0.00%	0.0%
	GOLDMAN SACHS GROUP (VARIABLE)convertible/	$20,000	0.0%	20,000	0.0%	0.00%	0.0%
	The Goldman Sachsconvertible/	$25,000	0.0%	25,000	0.0%	0.00%	-33.3%
	GOLDMAN SACHS GRO VAR 26convertible/	$25,000	0.0%	25,000	0.0%	0.00%	-33.3%
	Grand Rv Dam Auth Oconvertible/	$19,000	0.0%	15,000	0.0%	0.00%	0.0%
	GREEN BAY WISconvertible/	$20,000	0.0%	20,000	0.0%	0.00%	0.0%
	Hsbc Holdings Plconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
	HSBC HOLDINGS PLCconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
HOG	HARLEY-DAVIDSON INCequities	$26,000	+4.0%	700	0.0%	0.00%	-33.3%
	HARRIS CNTY TXconvertible/	$16,000	0.0%	15,000	0.0%	0.00%	0.0%
	Harris Cnty Tx Metconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
HE	HAWAIIAN ELECTRIC INDUSTRIES INCequities	$23,000	0.0%	500	0.0%	0.00%	0.0%
	HEWLETT-PACKARD COconvertible/	$16,000	0.0%	15,000	0.0%	0.00%	0.0%
	HOLLAND MICHIGAN ELconvertible/	$26,000	-3.7%	25,000	0.0%	0.00%	-33.3%
	HOUSTON TXconvertible/	$20,000	0.0%	20,000	0.0%	0.00%	0.0%
	HYATT HOTELS CORPconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
	IHS INCconvertible/	$16,000	0.0%	15,000	0.0%	0.00%	0.0%
	INNERGEX RENEWABLEequities	$17,000	+13.3%	1,314	0.0%	0.00%	0.0%
ARESPRA	ARES MANAGEMENTpfds, reits,	$16,000	0.0%	600	0.0%	0.00%	0.0%
	IBM CORPconvertible/	$25,000	0.0%	20,000	0.0%	0.00%	-33.3%
	ARIZONA BOARD REGENconvertible/	$16,000	0.0%	15,000	0.0%	0.00%	0.0%
TLT	ISHARES TR BARCLAYS BONDequities	$26,000	-3.7%	192	0.0%	0.00%	-33.3%
ICF	ISHARES TR COHEN & STEERunit trusts	$19,000	0.0%	160	0.0%	0.00%	0.0%
IMCB	ISHARES MORNINGSTAR MC ETFequities	$23,000	+4.5%	110	0.0%	0.00%	0.0%
	Az Bd Regents Univconvertible/	$18,000	0.0%	15,000	0.0%	0.00%	0.0%
FLOT	ISHARES ETFequities	$20,000	0.0%	390	0.0%	0.00%	0.0%
	JPMORGAN CHASE & CO (VARIABLE)convertible/	$20,000	0.0%	20,000	0.0%	0.00%	0.0%
	JPMORGAN CHASE & CO (VARIABLE)convertible/	$20,000	-4.8%	20,000	0.0%	0.00%	0.0%
	AX ST TRANSN BRDconvertible/	$25,000	-3.8%	25,000	0.0%	0.00%	-33.3%
	LAS VEGAS VY NV WTRconvertible/	$26,000	-3.7%	25,000	0.0%	0.00%	-33.3%
AFCI	ADVANCED FIBRE COMMUNICATIONS INCequities	$26,000	-3.7%	985	0.0%	0.00%	-33.3%
	LEXMARK INTERNTN STEP 20convertible/	$25,000	+4.2%	25,000	0.0%	0.00%	-33.3%
	LIBERTY INTERACTIVEconvertible/	$17,000	-5.6%	17,000	0.0%	0.00%	0.0%
	LINCOLN NTNL CORconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
	LINCOLN NEBRASKAconvertible/	$16,000	0.0%	15,000	0.0%	0.00%	0.0%
	LOWES COMPANIESconvertible/	$25,000	0.0%	25,000	0.0%	0.00%	-33.3%
MTB	M&T BANK CORPequities	$21,000	+5.0%	125	0.0%	0.00%	0.0%
	AETNA INCconvertible/	$26,000	0.0%	20,000	0.0%	0.00%	-33.3%
MFC	MANULIFE FINANCIAL CORPequities	$20,000	+11.1%	1,000	0.0%	0.00%	0.0%
	MARICOPA AZ SD #4convertible/	$16,000	0.0%	15,000	0.0%	0.00%	0.0%
	MARICOPA AZ SD #83convertible/	$22,000	0.0%	20,000	0.0%	0.00%	0.0%
	MARICOPA COUNTY ARIconvertible/	$16,000	-5.9%	15,000	0.0%	0.00%	0.0%
	MARICOPA AZ UHSD 21convertible/	$16,000	-5.9%	15,000	0.0%	0.00%	0.0%
	MARKEL CORPconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
MMC	MARSH & MCLENNAN COS INCequities	$17,000	+13.3%	152	0.0%	0.00%	0.0%
	MARRIOTT INTL INCconvertible/	$21,000	0.0%	20,000	0.0%	0.00%	0.0%
	AUSTIN TX CODconvertible/	$21,000	0.0%	20,000	0.0%	0.00%	0.0%
	AUSTIN TX ISDconvertible/	$16,000	-5.9%	15,000	0.0%	0.00%	0.0%
	Medtronic Plcconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
MET	METLIFE INCequities	$16,000	+6.7%	318	0.0%	0.00%	0.0%
A	AGILENT TECHNOLOGIES INCequities	$26,000	+13.0%	306	0.0%	0.00%	0.0%
	Mi St Hosp Faconvertible/	$18,000	0.0%	15,000	0.0%	0.00%	0.0%
	MICROSOFT CORPconvertible/	$20,000	0.0%	20,000	0.0%	0.00%	0.0%
	MICROSOFT CORPconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
MODN	MODEL N INCequities	$26,000	+23.8%	750	0.0%	0.00%	0.0%
	AUTOMATIC DATAconvertible/	$24,000	-4.0%	23,000	0.0%	0.00%	-33.3%
NTAP	NETAPP INCequities	$19,000	+18.8%	300	0.0%	0.00%	0.0%
	Nm St Hospconvertible/	$24,000	0.0%	20,000	0.0%	0.00%	-33.3%
	NEW YORK NYconvertible/	$20,000	0.0%	20,000	0.0%	0.00%	0.0%
	NEWELL BRANDS INCconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
	NIELSEN FIN LLCconvertible/	$20,000	0.0%	20,000	0.0%	0.00%	0.0%
NDSN	NORDSON CORPequities	$24,000	+9.1%	150	0.0%	0.00%	0.0%
	NORFOLK SOUTHERNconvertible/	$17,000	0.0%	15,000	0.0%	0.00%	0.0%
	N Tx Twy Authconvertible/	$17,000	0.0%	15,000	0.0%	0.00%	0.0%
NTRS	NORTHERN TRUST CORPequities	$16,000	+14.3%	150	0.0%	0.00%	+100.0%
BANCPRE	BANC CALLIF INCpfds, reits,	$21,000	-4.5%	800	0.0%	0.00%	0.0%
NTR	NUTRIEN LTDequities	$22,000	-4.3%	456	0.0%	0.00%	0.0%
	Oh St Infra Projconvertible/	$24,000	-4.0%	20,000	0.0%	0.00%	-33.3%
	PNC BANK (VARIABLE)convertible/	$20,000	0.0%	20,000	0.0%	0.00%	0.0%
PAAS	PAN AMERICAN SILVER CPequities	$17,000	+54.5%	700	0.0%	0.00%	+100.0%
PRK	Park Ntnl Corpequities	$20,000	+5.3%	200	0.0%	0.00%	0.0%
PMTPRA	PENNYMAC MORpfds, reits,	$24,000	0.0%	900	0.0%	0.00%	-33.3%
	PHILIP MORRIS INTconvertible/	$25,000	0.0%	25,000	0.0%	0.00%	-33.3%
	PHOENIX AZconvertible/	$20,000	0.0%	20,000	0.0%	0.00%	0.0%
	PHOENIX AZconvertible/	$23,000	0.0%	20,000	0.0%	0.00%	0.0%
	PHOENIX AZ WTRconvertible/	$26,000	-3.7%	25,000	0.0%	0.00%	-33.3%
	PIMA CN AZ USD #1convertible/	$20,000	0.0%	20,000	0.0%	0.00%	0.0%
	PIMA CN AZ SWRconvertible/	$16,000	0.0%	15,000	0.0%	0.00%	0.0%
	PLANO TEXAS INDEconvertible/	$25,000	0.0%	25,000	0.0%	0.00%	-33.3%
PRLB	PROTO LABS INCequities	$22,000	0.0%	220	0.0%	0.00%	0.0%
PSAPRE	Public Storage Pfdequities	$17,000	0.0%	650	0.0%	0.00%	0.0%
	QUALCOMM INCconvertible/	$20,000	0.0%	20,000	0.0%	0.00%	0.0%
	Bedford Txconvertible/	$16,000	0.0%	15,000	0.0%	0.00%	0.0%
	RPM INTERNTNL INconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
	BENTON CNTY WA SD#1convertible/	$16,000	0.0%	15,000	0.0%	0.00%	0.0%
RFPRC	REGIONS FINL C PFDpfds, reits,	$17,000	0.0%	600	0.0%	0.00%	0.0%
	Berkshire Hathawconvertible/	$20,000	-4.8%	20,000	0.0%	0.00%	0.0%
AKAM	AKAMIA TECHNOLOGIES INCequities	$26,000	-3.7%	300	0.0%	0.00%	-33.3%
	BERKSHIRE HATHAconvertible/	$21,000	0.0%	20,000	0.0%	0.00%	0.0%
RDSB	ROYAL DUTCH SHELL PLCpfds, reits,	$24,000	0.0%	403	0.0%	0.00%	-33.3%
JSM	S L Mequities	$24,000	+4.3%	1,000	0.0%	0.00%	0.0%
	ST CHARLES COUNconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
	SALINE COUNTY NEBconvertible/	$20,000	0.0%	20,000	0.0%	0.00%	0.0%
	CITY OF SAN ANTONIOconvertible/	$17,000	0.0%	15,000	0.0%	0.00%	0.0%
	SANTA MONICA-MA 6.434convertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
	SCOTTSDALE ARIZconvertible/	$16,000	0.0%	15,000	0.0%	0.00%	0.0%
	SCOTTSDALE AZ MPCconvertible/	$16,000	0.0%	15,000	0.0%	0.00%	0.0%
	Sedgwick Cn Ks Sd25convertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
	Simon Propertyconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
SKX	SKECHERS USA INCequities	$19,000	+11.8%	450	0.0%	0.00%	0.0%
	AT&T INC.convertible/	$21,000	0.0%	20,000	0.0%	0.00%	0.0%
SMP	STANDARD MOTOR PRODSequities	$21,000	+10.5%	400	0.0%	0.00%	0.0%
	BOEING COconvertible/	$25,000	0.0%	25,000	0.0%	0.00%	-33.3%
	SUNTRUST PREFERRE VARconvertible/	$18,000	+5.9%	20,000	0.0%	0.00%	0.0%
	Microsoft Corpconvertible/	$7,000	0.0%	5,000	0.0%	0.00%	0.0%
	SCOTTSDALE AZ W/convertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	SCOTTSDALE AZ W/convertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
IEH	INTEGRYS ENERGY GRpfds, reits,	$7,000	0.0%	267	0.0%	0.00%	0.0%
	Illinois Fin Auth Rconvertible/	$13,000	0.0%	10,000	0.0%	0.00%	0.0%
	MICROSOFT CORPconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	Il Fa REVconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
STARPRG	ISTAR INC PFDequities	$8,000	0.0%	300	0.0%	0.00%	0.0%
	THE HOME DEPOTconvertible/	$15,000	0.0%	15,000	0.0%	0.00%	-50.0%
	HILLENBRAND INCconvertible/	$15,000	0.0%	15,000	0.0%	0.00%	-50.0%
HES	HESS CORPequities	$7,000	+16.7%	100	0.0%	0.00%	0.0%
	APPLE INC.convertible/	$9,000	-10.0%	9,000	0.0%	0.00%	0.0%
	MP WSTRN ST UNIVconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	MO ST HLTH/EDconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	Apple Inc.convertible/	$14,000	0.0%	13,000	0.0%	0.00%	0.0%
	Monsanto Coconvertible/	$7,000	0.0%	7,000	0.0%	0.00%	0.0%
THGA	HANOVER INSURANpfds, reits,	$13,000	0.0%	500	0.0%	0.00%	0.0%
	MONTANA STATE Bconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	HALLIBURTON COconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	US TREASUR NTconvertible/	$11,000	0.0%	11,000	0.0%	0.00%	0.0%
	HCA HEALTHCARE,convertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	Grand Rv Dam Auth Oconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	MORGAN STANLEYconvertible/	$15,000	0.0%	15,000	0.0%	0.00%	-50.0%
	GRD FORKS ND SANIconvertible/	$15,000	0.0%	15,000	0.0%	0.00%	-50.0%
GWW	WW GRAINGER INCequities	$11,000	+10.0%	33	0.0%	0.00%	0.0%
	MORGAN STANLEYconvertible/	$14,000	0.0%	13,000	0.0%	0.00%	0.0%
	THE GOLDMAN SACHSconvertible/	$6,000	0.0%	6,000	0.0%	0.00%	0.0%
APHA	APHRIA INCequities	$6,000	0.0%	1,140	0.0%	0.00%	0.0%
MLPA	GLOBAL X MLP ETFequities	$11,000	-8.3%	1,400	0.0%	0.00%	0.0%
GOOD	Gladstone Coml Corppfds, reits,	$7,000	0.0%	300	0.0%	0.00%	0.0%
	GILEAD SCIENCES,convertible/	$6,000	0.0%	6,000	0.0%	0.00%	0.0%
AVA	AVISTA CORPequities	$10,000	0.0%	211	0.0%	0.00%	0.0%
	GILA AZ USD #10convertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
NGHCO	NATL GEN PFDpfds, reits,	$13,000	+8.3%	500	0.0%	0.00%	0.0%
NHI	Ntnl Health Invepfds, reits,	$8,000	0.0%	100	0.0%	0.00%	0.0%
AIV	APT INVT MGMT COpfds, reits,	$14,000	0.0%	266	0.0%	0.00%	0.0%
	GENERAL MOTORS COconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
	US TREASURYconvertible/	$12,000	-7.7%	11,000	0.0%	0.00%	0.0%
GMGMQ	GENERAL MOTORS COequities	$7,000	0.0%	193	0.0%	0.00%	0.0%
NTES	NETEASE INCequities	$6,000	0.0%	21	0.0%	0.00%	0.0%
NTGR	NETGEARequities	$6,000	-25.0%	240	0.0%	0.00%	0.0%
NBIX	NEUROCRINE BIOSCIENCESequities	$11,000	+22.2%	100	0.0%	0.00%	0.0%
	Nj St Tpk Authconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	GTE CORPconvertible/	$12,000	-7.7%	10,000	0.0%	0.00%	0.0%
	NEW MEXICO FIN Aconvertible/	$15,000	0.0%	15,000	0.0%	0.00%	-50.0%
	Nm Fa St Transconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	BROWARD CNTY FL ARPconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
ALLYPRA	GMAC CAPITAL Tpfds, reits,	$8,000	0.0%	300	0.0%	0.00%	0.0%
	Beam Incconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
NYMTO	NEW YORK MTG PFDpfds, reits,	$13,000	0.0%	500	0.0%	0.00%	0.0%
XLE	ENERGY SELECT SECTOR SPDR FDequities	$6,000	0.0%	100	0.0%	0.00%	0.0%
	FORD MOTOR CREDIT Cconvertible/	$15,000	0.0%	15,000	0.0%	0.00%	-50.0%
	NEW YORK N Yconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	FORD MOTOR CREDITconvertible/	$13,000	0.0%	13,000	0.0%	0.00%	0.0%
	Nyc Ny Tran Auth Blconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	NY ST DORM AUTH S/Tconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	Ny St Dorm Auth S/Tconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	NY ST DORM AUTH PERconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	Florida St Turnpikeconvertible/	$12,000	-7.7%	10,000	0.0%	0.00%	0.0%
NYT	NEW YORK TIMES CLASS Aequities	$6,000	0.0%	200	0.0%	0.00%	0.0%
UZB	UNITED STATES Cpfds, reits,	$8,000	0.0%	300	0.0%	0.00%	0.0%
	FLAGSTAFF AZconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	FIRST TRUST PORTFOLIOSunit trusts	$7,000	-12.5%	10	0.0%	0.00%	0.0%
CIBR	FIRST TRUST NASDAQequities	$15,000	+7.1%	500	0.0%	0.00%	0.0%
FSLR	FIRST SOLAR INCequities	$6,000	0.0%	100	0.0%	0.00%	0.0%
FRCPRF	FIRST REPUBLIC BAN ORDpfds, reits,	$13,000	0.0%	500	0.0%	0.00%	0.0%
	TEMPE AZconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
	NOBLE HOLDING INconvertible/	$12,000	-7.7%	31,000	0.0%	0.00%	0.0%
	U.S. BANCORPconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	FAIRFAX FINANCE PFDpfds, reits,	$7,000	+16.7%	500	0.0%	0.00%	0.0%
	UNITED AIRLINES,convertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
HACK	PUREFUNDS ISE CYBER SECURITY ETFequities	$10,000	+11.1%	250	0.0%	0.00%	0.0%
BANF	BANCFIRST CORP OKequities	$13,000	+18.2%	202	0.0%	0.00%	0.0%
	NC MUN PWR CA ELECconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
STM	STMICROELETRONICS NVequities	$10,000	+42.9%	378	0.0%	0.00%	0.0%
	FTunit trusts	$6,000	0.0%	2,000	0.0%	0.00%	0.0%
	EXPEDIA INCconvertible/	$7,000	0.0%	7,000	0.0%	0.00%	0.0%
UI	Ubiquiti Incequities	$13,000	+62.5%	70	0.0%	0.00%	0.0%
EXC	EXELON CORPequities	$12,000	-7.7%	272	0.0%	0.00%	0.0%
	Exelon Generation Cconvertible/	$12,000	0.0%	12,000	0.0%	0.00%	0.0%
	EXCELSIOR MINING COequities	$13,000	0.0%	16,800	0.0%	0.00%	0.0%
SANPRB	BANCO SANTANDER, PFDequities	$7,000	0.0%	300	0.0%	0.00%	0.0%
XANPRC	EXANTAS CAPI PFDpfds, reits,	$10,000	0.0%	400	0.0%	0.00%	0.0%
EQX	Equinox Gold Corpequities	$11,000	+37.5%	1,426	0.0%	0.00%	0.0%
ENR	ENERGIZER HOLDINGSequities	$10,000	+11.1%	200	0.0%	0.00%	0.0%
ENLAY	ENEL S P Aequities	$6,000	+20.0%	700	0.0%	0.00%	0.0%
	EL PASO TXconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
UMHPRC	UMH PROPERTIEpfds, reits,	$13,000	0.0%	500	0.0%	0.00%	0.0%
BANCPRD	BANC CALIF Lpfds, reits,	$8,000	0.0%	300	0.0%	0.00%	0.0%
NTNX	NUTANIX INCequities	$6,000	+20.0%	200	0.0%	0.00%	0.0%
	El Paso Cnty Txconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
ECL	ECOLAB INCequities	$10,000	0.0%	50	0.0%	0.00%	0.0%
ETV	EATON VANCE TAX MGD BUYequities	$14,000	0.0%	929	0.0%	0.00%	0.0%
BXMX	NUVEEN S&P 500 BUY-WRITE INC FDequities	$7,000	0.0%	542	0.0%	0.00%	0.0%
	SERVICEMASTER CO LTDconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
	EATON CORPconvertible/	$6,000	0.0%	6,000	0.0%	0.00%	0.0%
EPR	EPR PROPERTIESpfds, reits,	$6,000	-14.3%	86	0.0%	0.00%	0.0%
	OHIO STconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
TWOPRB	TWO HARBORSpfds, reits,	$10,000	+11.1%	350	0.0%	0.00%	0.0%
	OH ST WTR POLL REVconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	OMAHA NEBRASKAconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	DRIPPING SPRING TXconvertible/	$10,000	-9.1%	10,000	0.0%	0.00%	0.0%
	Dc Income Taxconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	Dcconvertible/	$13,000	0.0%	10,000	0.0%	0.00%	0.0%
DFS	DISCOVER FINANCIAL SVCSequities	$6,000	0.0%	76	0.0%	0.00%	0.0%
DLRPRJ	Digital Realt Pfdequities	$10,000	0.0%	400	0.0%	0.00%	0.0%
DLRPRC	DIGITAL REAL PFDpfds, reits,	$13,000	0.0%	500	0.0%	0.00%	0.0%
	BANK OF AMERICAconvertible/	$7,000	0.0%	7,000	0.0%	0.00%	0.0%
	Detroit Mi Cityconvertible/	$7,000	0.0%	5,000	0.0%	0.00%	0.0%
OXLCO	OXFORD LANE CAPIpfds, reits,	$8,000	0.0%	300	0.0%	0.00%	0.0%
OXLCM	OXFORD LANE Cpfds, reits,	$15,000	0.0%	600	0.0%	0.00%	-50.0%
	EXELON CORPconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	DANAHER CORPconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	DALLAS TEXAS WATERWconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	SEWARD COUNTY NEconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	CROWN CASTLE INTconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	BANK OF AMERICA CORconvertible/	$6,000	0.0%	6,000	0.0%	0.00%	0.0%
PKG	PACKAGING CORP OF AMERICAequities	$6,000	0.0%	55	0.0%	0.00%	0.0%
	ABBVIE INC.convertible/	$6,000	0.0%	6,000	0.0%	0.00%	0.0%
TDJ	TELEPHONE AND DATA PFDequities	$8,000	0.0%	300	0.0%	0.00%	0.0%
CRBP	CORBUS PHARMACEUTLequities	$7,000	+16.7%	1,200	0.0%	0.00%	0.0%
CNSL	CONS COMM HLDGSequities	$6,000	-14.3%	1,480	0.0%	0.00%	0.0%
	SIMON PROPERTY GRconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	AIR PRODUCTS ANDconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	Conroe Tx Isdconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
PEBPRC	PEBBLEBROOK HOpfds, reits,	$6,000	0.0%	250	0.0%	0.00%	0.0%
CTBI	COMMUNITY TR BANCORP INCequities	$9,000	0.0%	200	0.0%	0.00%	0.0%
	Comcast Corpconvertible/	$12,000	0.0%	12,000	0.0%	0.00%	0.0%
	COMCAST CORPORAconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	PA ST TPK COMMN TPKconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
RNP	COHEN & STEERS REITequities	$6,000	0.0%	245	0.0%	0.00%	0.0%
	TUCSON AZ WTRconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	PEORIA AZconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	PEPSICO INCORPORconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
CLPHY	C L P HOLDINGS LTDequities	$8,000	0.0%	800	0.0%	0.00%	0.0%
CPRK	CITIGROUP INC PFDpfds, reits,	$6,000	0.0%	200	0.0%	0.00%	0.0%
STOR	STORE CAPITAL CORPequities	$15,000	0.0%	400	0.0%	0.00%	-50.0%
	Phoenix Azconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	Phoenix Azconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	PHOENIX AZ CVC ARPTconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	PHOENIX AZ CVC ARPTconvertible/	$15,000	0.0%	15,000	0.0%	0.00%	-50.0%
	PHOENIX AZ WST WTRconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	Tucson Az Wtrconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
	PHOENIX AZ WTRconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	PHOENIX AZ CVC IMPconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	Alphabet Inc.convertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	PIMA CNTY AZconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	PIMA CN AZ IDA Econvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	PIMA CN AZ IDAconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	Pima Cn Az Regl Traconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
	PIMA COUNTY ARIZONAconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	Pima Cn Az Usd #16convertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	PIMA CN AZ SWRconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
TPR	TAPESTRY INC.equities	$11,000	+10.0%	400	0.0%	0.00%	0.0%
	CIMAREX ENERGYconvertible/	$11,000	+10.0%	10,000	0.0%	0.00%	0.0%
CB	CHUBB CORPequities	$11,000	0.0%	70	0.0%	0.00%	0.0%
CIMPRB	CHIMERA INVESTMEpfds, reits,	$11,000	0.0%	418	0.0%	0.00%	0.0%
CIMPRA	CHIMERA INVESTMEpfds, reits,	$11,000	0.0%	416	0.0%	0.00%	0.0%
	Pinal Cn Az Ccdconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
	CHEVRON CORPconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	CHANDLER AZconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
SOHOB	SOTHERLY HOTELSpfds, reits,	$15,000	0.0%	577	0.0%	0.00%	-50.0%
CVE	CENOVUS ENERGY INCequities	$6,000	0.0%	622	0.0%	0.00%	0.0%
	Port Auth Ny & Njconvertible/	$13,000	0.0%	10,000	0.0%	0.00%	0.0%
TGPPRA	TEEKAY LNG PARTNpfds, reits,	$14,000	0.0%	534	0.0%	0.00%	0.0%
CE	CELANESE CORPequities	$12,000	0.0%	100	0.0%	0.00%	0.0%
	INDEPENDENCE GROUP ORDequities	$7,000	0.0%	1,500	0.0%	0.00%	0.0%
RACE	FERRARI N Vequities	$9,000	0.0%	56	0.0%	0.00%	0.0%
CASI	CASI PHARMACEUTICALSequities	$10,000	-9.1%	3,300	0.0%	0.00%	0.0%
SOHOO	SOTHERLY HOTpfds, reits,	$15,000	-6.2%	600	0.0%	0.00%	-50.0%
CRSP	CRISPR THERAPEUTICSequities	$6,000	+50.0%	100	0.0%	0.00%	–
	BK NY MELLON CORconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
PBH	PRESTIGE BRANDS HOLDINGSequities	$8,000	+14.3%	200	0.0%	0.00%	0.0%
CARA	CARA THERAPEUTICS INCequities	$6,000	-14.3%	400	0.0%	0.00%	0.0%
PFG	PRINCIPAL FINANCIALequities	$12,000	0.0%	213	0.0%	0.00%	0.0%
RNR	RENAISSANCERE HLDGSequities	$8,000	0.0%	39	0.0%	0.00%	0.0%
PUKPR	PRUDENTIAL PLC PFDpfds, reits,	$6,000	+20.0%	200	0.0%	0.00%	0.0%
	OCADO GRP PLCequities	$13,000	+8.3%	750	0.0%	0.00%	0.0%
MRVL	MARVELL TECH GRP LTDequities	$10,000	+11.1%	380	0.0%	0.00%	0.0%
CIT	CIT GROUP INCequities	$7,000	0.0%	158	0.0%	0.00%	0.0%
LIN	LINDE PLCequities	$12,000	+9.1%	55	0.0%	0.00%	0.0%
	Capital One Finlconvertible/	$10,000	-9.1%	10,000	0.0%	0.00%	0.0%
GBLIZ	GLOBAL INDEMNITpfds, reits,	$6,000	0.0%	250	0.0%	0.00%	0.0%
GLOGPRA	GASLOG LTDpfds, reits,	$10,000	-9.1%	400	0.0%	0.00%	0.0%
BEP	BROOKFIELD RENEWABLE ENERGY PARTNERS LPequities	$14,000	+16.7%	300	0.0%	0.00%	0.0%
COFPRPCL	CAPITAL ONE FINL CORPpfds, reits,	$10,000	0.0%	400	0.0%	0.00%	0.0%
TEAM	ATLASSIAN CORP PLCequities	$7,000	-12.5%	60	0.0%	0.00%	0.0%
SCCO	SOUTHERN COPPER CORPequities	$13,000	+30.0%	300	0.0%	0.00%	0.0%
AMBA	AMBARELLA INCequities	$6,000	0.0%	100	0.0%	0.00%	0.0%
	WIRECARD AG BERLIN ORDequities	$12,000	-25.0%	100	0.0%	0.00%	-50.0%
	ZIONS BANCORPconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	Zimmer Biomet Hoconvertible/	$7,000	0.0%	7,000	0.0%	0.00%	0.0%
Z	ZILLOW GROUP INC CL Cequities	$9,000	+50.0%	200	0.0%	0.00%	0.0%
	Yuma Arizona Municiconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
YETI	YETI HOLDINGS INCORPORATequities	$11,000	+22.2%	325	0.0%	0.00%	0.0%
TRP	TRANSCANADA CORPequities	$11,000	+10.0%	200	0.0%	0.00%	0.0%
WYND	WYNDHAM DESTINATIONS INCequities	$14,000	+7.7%	275	0.0%	0.00%	0.0%
WW	Ww Interntnl Incequities	$8,000	0.0%	200	0.0%	0.00%	0.0%
	Queen Crk Az Exc Taconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
WPX	WPW ENERGY INCequities	$8,000	+33.3%	600	0.0%	0.00%	0.0%
SYLD	CAMBRIA SHAREHOLDER YLD ETFequities	$8,000	+14.3%	200	0.0%	0.00%	0.0%
	TOTAL CAPITALconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
NTG	TORTOISE MLP CFpfds, reits,	$11,000	-8.3%	1,000	0.0%	0.00%	0.0%
	Wi St Transconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
	The Toronto-Domconvertible/	$12,000	0.0%	12,000	0.0%	0.00%	0.0%
RRC	RANGE RESOURCES CORPequities	$10,000	+25.0%	2,000	0.0%	0.00%	0.0%
RYN	RAYONIERpfds, reits,	$10,000	+11.1%	315	0.0%	0.00%	0.0%
	WISCONSIN STATEconvertible/	$12,000	-7.7%	10,000	0.0%	0.00%	0.0%
	Wisconsin State Aaaconvertible/	$13,000	0.0%	10,000	0.0%	0.00%	0.0%
	CALIFORNIA STconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
	REGL TRAN DST CO COconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	CALIFORNIA STconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
TOL	TOLL BROTHERS INCequities	$12,000	0.0%	300	0.0%	0.00%	0.0%
RS	RELIANCE STL & ALUMINUMequities	$15,000	+25.0%	122	0.0%	0.00%	0.0%
BC	BRUNSWICK CORPequities	$6,000	+20.0%	93	0.0%	0.00%	0.0%
WMB	WILLIAMS COS INCequities	$9,000	0.0%	388	0.0%	0.00%	0.0%
	WELLS FARGO & COconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	WELLS FARGO BK NAconvertible/	$12,000	0.0%	12,000	0.0%	0.00%	0.0%
WFCPRP	WELLS FARGO B PFDpfds, reits,	$15,000	0.0%	598	0.0%	0.00%	-50.0%
RPAI	RETAIL PROP OF AMERICA INCpfds, reits,	$14,000	+16.7%	1,009	0.0%	0.00%	0.0%
RIOCF	RIOCAN REAL ESTATE INVequities	$6,000	0.0%	300	0.0%	0.00%	0.0%
	BERKSHIRE HATHAWAYconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
ROK	ROCKWELL AUTOMATION INCequities	$8,000	+33.3%	39	0.0%	0.00%	0.0%
	Anthem, Inc.convertible/	$8,000	0.0%	8,000	0.0%	0.00%	0.0%
WCN	WASTE CONNECTIONS INCequities	$11,000	-8.3%	125	0.0%	0.00%	0.0%
	ROSEMONT ILconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
CHSCN	Chs Inc. Pfdequities	$10,000	+11.1%	350	0.0%	0.00%	0.0%
	ROYAL BANK CANADconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
CHSCP	CHS INC. PFDequities	$14,000	0.0%	500	0.0%	0.00%	0.0%
	CALIFORNIA STconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	Walgreens Boots Aconvertible/	$12,000	0.0%	12,000	0.0%	0.00%	0.0%
SCEPRK	SCE TRUST V PFDpfds, reits,	$15,000	0.0%	600	0.0%	0.00%	-50.0%
	TX TRANS ST HWY FDconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
WBC	WABCO HLDG INCequities	$7,000	0.0%	50	0.0%	0.00%	0.0%
VMW	VMWARE INC CL Aequities	$9,000	0.0%	60	0.0%	0.00%	0.0%
SYNH	SYNEOS HEALTH INCequities	$10,000	+11.1%	165	0.0%	0.00%	0.0%
	VISA INCconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	Viacom Inc.convertible/	$13,000	0.0%	13,000	0.0%	0.00%	0.0%
	VIACOM INCconvertible/	$8,000	0.0%	6,000	0.0%	0.00%	0.0%
VRSK	VERISK ANALYTICS INCequities	$11,000	0.0%	72	0.0%	0.00%	0.0%
VRNT	VERINT SYSTEMS INCequities	$8,000	+33.3%	140	0.0%	0.00%	0.0%
	STATE OF TEXASconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	Verizon Communicconvertible/	$12,000	0.0%	12,000	0.0%	0.00%	0.0%
VOT	VANGUARD MID CAP GROWTHequities	$10,000	+11.1%	60	0.0%	0.00%	0.0%
	UTAH STconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	UNIV WAconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	Univ Utconvertible/	$13,000	0.0%	10,000	0.0%	0.00%	0.0%
	Univ Txconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	Univ Nmconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
	LINCOLN NEBRASKAconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	Lincoln NE Elec Sysconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
ATHX	ATHERSYS INCequities	$6,000	-14.3%	5,000	0.0%	0.00%	0.0%
	Lewis Cnty Wa Puconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	LOS ANGELES CA W/Pconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
LII	LENNOX INTL INCequities	$12,000	0.0%	50	0.0%	0.00%	0.0%
	LOWER CO RIV AUTH Tconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
LMRKO	LANDMARK INFRApfds, reits,	$8,000	0.0%	300	0.0%	0.00%	0.0%
	Univ Ma Bldg Authconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	AZ WTR INFRA FA REVconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
LL	LUMBER LIQUIDATORSequities	$10,000	0.0%	1,000	0.0%	0.00%	0.0%
	United Technologiconvertible/	$12,000	0.0%	12,000	0.0%	0.00%	0.0%
	AZ TRANS BRD HWYconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	AZ ST TRANS BRD HWYconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	AZ ST TRANS BRD HWYconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	AZ TRANS EXCISE TAXconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	KLEIN TX ISDconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
KEYS	KEYSIGHT TECHNOLOGIESequities	$13,000	+8.3%	126	0.0%	0.00%	0.0%
X	UNITED STATES STEEL CORPequities	$6,000	0.0%	500	0.0%	0.00%	0.0%
	US TREASU NTconvertible/	$12,000	0.0%	12,000	0.0%	0.00%	0.0%
	AZ ST TRANSN BRDconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
MPC	MARATHON PETRO CORPequities	$13,000	-7.1%	223	0.0%	0.00%	0.0%
KKR	KKR & CO LPpfds, reits,	$6,000	+20.0%	200	0.0%	0.00%	0.0%
	Marathon Petroleuconvertible/	$12,000	0.0%	12,000	0.0%	0.00%	0.0%
	Maricopa Az Ccdconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	MARICOPA AZ CODconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	MARICOPA AZ SD #11convertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	MARICOPA AZ SD #38convertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	MARICOPA AZ USD #41convertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
	MARICOPA AZ USD #60convertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
	US TREASU NTconvertible/	$11,000	0.0%	11,000	0.0%	0.00%	0.0%
JPMPRFCL	JPMORGAN CHASE PFDpfds, reits,	$9,000	0.0%	333	0.0%	0.00%	0.0%
	STARBUCKS CORPconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
GDX	MARKET VECTORS GOLD MINERS ETFequities	$13,000	+8.3%	450	0.0%	0.00%	0.0%
	AETNA INCconvertible/	$6,000	0.0%	6,000	0.0%	0.00%	0.0%
JD	JD.COM INCequities	$14,000	+27.3%	400	0.0%	0.00%	0.0%
	JPMORGAN CHASE &convertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
AMJ	JP MORGAN ETNequities	$11,000	-8.3%	500	0.0%	0.00%	0.0%
	JEA FL ELEC SYS REVconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	MASSACHUSETTS STconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
	Ma St Sch Bldg Authconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
MTRN	MATERION CORPequities	$10,000	0.0%	171	0.0%	0.00%	0.0%
	AZ HLTH FAC AUTHconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	AUSTIN TX CCLG DISTconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
	AZ BD REGENTS UNIVconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
IWR	ISHARES RUSSELL MIDCAPequities	$9,000	+12.5%	145	0.0%	0.00%	0.0%
AGG	ISHARES CORE US AGGREGATE BONDequities	$15,000	0.0%	132	0.0%	0.00%	-50.0%
	AZ BD REGENTS UNIVconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	Az Brd Regents Copconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
IQV	IQVIA HOLDINGS INCequities	$15,000	0.0%	100	0.0%	0.00%	-50.0%
	AZ BD REGENTS UNIVconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
	MERITAGE HOMES CORPconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	Mesa Azconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	AUSTIN TX WTR & WSTconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	PACTIV LLCconvertible/	$6,000	+20.0%	5,000	0.0%	0.00%	0.0%
	ARIZONA BOARD REGENconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
ISRG	INTUITIVE SURGICALequities	$12,000	+9.1%	21	0.0%	0.00%	0.0%
MTD	METTLER TOLEDOequities	$9,000	+12.5%	11	0.0%	0.00%	0.0%
	ALBEMARLE CORPconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	SCOTTSDALE AZconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	MI ST BLDG AUTHconvertible/	$10,000	-9.1%	10,000	0.0%	0.00%	0.0%
BSX	BOSTON SCIENTIFIC CORPequities	$6,000	+20.0%	129	0.0%	0.00%	0.0%
AQFD	CLASSIFIED AD INCequities	$0	–	156	0.0%	0.00%	–
	AMR CORPpfds, reits,	$0	–	1,400	0.0%	0.00%	–
	AT&T INC.convertible/	$4,000	0.0%	4,000	0.0%	0.00%	–
	SUPER DEAL COM INCequities	$0	–	153	0.0%	0.00%	–
PVD	BANCO BILBAO VIZCAYA ARGENTINA SAequities	$5,000	0.0%	876	0.0%	0.00%	-100.0%
AAP	AMWAY ASIA PACIFICequities	$3,000	0.0%	18	0.0%	0.00%	–
ASIX	ADVANSIX INCequities	$0	–	1	0.0%	0.00%	–
AKCA	AKCEA THERAPEUTICS INCequities	$1,000	0.0%	50	0.0%	0.00%	–
	Algae Biosciences Coequities	$0	–	12,000	0.0%	0.00%	–
	AMERICAN AIRLINconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
	AMERICAN AIRLINconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
ABML	AMERICAN BATTERY METALSequities	$0	–	8,200	0.0%	0.00%	–
AMHC	AMERICAN CAPITAL HOLDINGSequities	$0	–	200	0.0%	0.00%	–
	ANHEUSER-BUSCH INconvertible/	$4,000	0.0%	3,000	0.0%	0.00%	–
AQB	AQUABOUNTY TECHequities	$0	–	4	0.0%	0.00%	–
L100PS	ARCONIC INCequities	$2,000	0.0%	72	0.0%	0.00%	–
	AZ BD REGENTS UNIVconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
	AZ BD REGENTS UNIVconvertible/	$5,000	-16.7%	5,000	0.0%	0.00%	-100.0%
	ARLINGTON TXconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
ARLO	ARLO TECHNOLOGIES INCequities	$2,000	0.0%	475	0.0%	0.00%	–
ATLS	I N G GROEPequities	$3,000	0.0%	268	0.0%	0.00%	–
ACB	AURORA CANNABIS INCequities	$0	–	25	0.0%	0.00%	–
AVDX	AVANT DIAGNOSTICS INCequities	$0	–	91,000	0.0%	0.00%	–
	BB&T CORPconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
	BP CAPITAL MKTconvertible/	$4,000	0.0%	4,000	0.0%	0.00%	–
	BANK OF AMERICA C VAR 28convertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
BXG	BLUEGREEN VACATIONSequities	$4,000	0.0%	400	0.0%	0.00%	–
BFB	BROWN FORMAN CORPequities	$3,000	0.0%	50	0.0%	0.00%	–
	BNSF, LLCconvertible/	$4,000	0.0%	4,000	0.0%	0.00%	–
	CNA FINL CORPconvertible/	$2,000	0.0%	2,000	0.0%	0.00%	–
UAN	CVR PARTNERSpfds, reits,	$3,000	0.0%	812	0.0%	0.00%	–
CVSI	C V SCIENCES INCequities	$0	-100.0%	333	0.0%	0.00%	–
COG	CABOT OIL & GAS CORPequities	$0	–	24	0.0%	0.00%	–
	CALIFORNIA GRAPES INTLequities	$0	–	10,000	0.0%	0.00%	–
CABGY	CARLSBERG ASequities	$2,000	0.0%	65	0.0%	0.00%	–
CVM	CEL-SCI CORPequities	$3,000	0.0%	289	0.0%	0.00%	–
LUMN	CENTURYTEL INCequities	$5,000	0.0%	400	0.0%	0.00%	-100.0%
	Chicago Il Wtrconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
	CISCO SYSTEMS, Iconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
	CISCO SYSTEMS INCconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
	CITIGROUP INC (VARIABLE)convertible/	$2,000	0.0%	2,000	0.0%	0.00%	–
CLDR	CLOUDERA INCequities	$4,000	+33.3%	353	0.0%	0.00%	–
	THE COCA-COLA COconvertible/	$3,000	0.0%	3,000	0.0%	0.00%	–
CLNY	COLONY CAPITAL INCpfds, reits,	$4,000	-20.0%	807	0.0%	0.00%	-100.0%
CNDT	CONDUENT INCequities	$0	–	72	0.0%	0.00%	–
	Conejo Vy Ca Usdconvertible/	$2,000	0.0%	2,000	0.0%	0.00%	–
CNO	CNO FINL GROUP INCequities	$0	–	7	0.0%	0.00%	–
	CORE MED GROUP INCequities	$0	–	146	0.0%	0.00%	–
CXW	CORECIVIC INCpfds, reits,	$3,000	0.0%	150	0.0%	0.00%	–
COTRP	CORTS TRUSTequities	$4,000	0.0%	700	0.0%	0.00%	–
COUGF	COUGAR OIL & GAS CANADA INCequities	$0	–	2,000	0.0%	0.00%	–
CR	CRANE COequities	$4,000	0.0%	51	0.0%	0.00%	–
CREE	CREEequities	$2,000	0.0%	50	0.0%	0.00%	–
CUDO	CUIDAO HLDG CORPequities	$0	–	150	0.0%	0.00%	–
DVA	DAVITA INCequities	$3,000	+50.0%	41	0.0%	0.00%	–
DF	DEAN FOODS CO NEWequities	$0	–	300	0.0%	0.00%	–
	DISCOVERY, INC.convertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
DLB	DOLBY LABS INCequities	$4,000	0.0%	63	0.0%	0.00%	–
DRD	DRDGOLD LTDequities	$1,000	0.0%	200	0.0%	0.00%	–
	DUKE ENERGY OHIOconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
EDIG	E DIGITAL CORPequities	$0	–	300	0.0%	0.00%	–
EQT	EQT CORPequities	$2,000	0.0%	190	0.0%	0.00%	–
MJ	ETF MANAGERS TR ALTequities	$1,000	0.0%	33	0.0%	0.00%	–
ETY	EATON VANCE TAX-MANAGED DIVERSIFIED EQ INCequities	$5,000	0.0%	420	0.0%	0.00%	-100.0%
EBAY	EBAY INCequities	$4,000	0.0%	100	0.0%	0.00%	–
EBIX	EBIX INCequities	$3,000	-25.0%	87	0.0%	0.00%	–
ECTYQ	ECOTALITY INC XXXequities	$0	–	833	0.0%	0.00%	–
ETRN	EQUITRANS MIDSTREAM CORPequities	$3,000	0.0%	213	0.0%	0.00%	–
ESQF	ESECURESOFT COequities	$0	–	148	0.0%	0.00%	–
ESS	ESSEX PROPERTY TRUST INCpfds, reits,	$4,000	0.0%	12	0.0%	0.00%	–
	ERICSSON TELequities	$1,000	0.0%	100	0.0%	0.00%	–
	EXXON MOBIL CORconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
FANUY	FANUC CORPORATIONequities	$4,000	0.0%	225	0.0%	0.00%	–
	FAU FIN CORP FLconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
FERGY	FERGUSON PLCequities	$2,000	0.0%	236	0.0%	0.00%	–
FHN	FIRST HORIZON NATL CORPequities	$4,000	0.0%	245	0.0%	0.00%	–
SKYY	FIRST TRUST CLOUDequities	$2,000	0.0%	33	0.0%	0.00%	–
	FIRST TRUST PREFERREDequities	$0	–	8	0.0%	0.00%	–
FIT	FITBIT INCequities	$3,000	+50.0%	400	0.0%	0.00%	–
	FREMONT NEBRASKA COconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
	Fresno Ca Wtr Sysconvertible/	$2,000	0.0%	2,000	0.0%	0.00%	–
FCEL	FUELCELL ENERGY INCequities	$0	–	4	0.0%	0.00%	–
GWPH	GW PHARMACEUTICALS PLCequities	$3,000	-25.0%	32	0.0%	0.00%	–
GD	GENERAL DYNAMICS CORPequities	$5,000	0.0%	30	0.0%	0.00%	-100.0%
	GENERAL ELECTRIconvertible/	$2,000	0.0%	2,000	0.0%	0.00%	–
	General Electricconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
	GENERAL MOTORS CORP 9.25pfds, reits,	$0	–	15,000	0.0%	0.00%	–
	GENERAL MOTORS CORP 8.25pfds, reits,	$0	–	15,000	0.0%	0.00%	–
GNMK	GENMARK DIAGNOSTICS INCequities	$2,000	0.0%	400	0.0%	0.00%	–
	GILEAD SCIENCES,convertible/	$4,000	0.0%	4,000	0.0%	0.00%	–
GOL	GOL LINHAS AEREAS INTELIGENTES SAequities	$0	–	20	0.0%	0.00%	–
GARCF	GOLDEN ARCH RESOURCESequities	$0	–	4,000	0.0%	0.00%	–
	GOLDMAN SACHS GROUP (VARIABLE)convertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
	ALPHABET INC.convertible/	$2,000	0.0%	2,000	0.0%	0.00%	–
GRYG	GREEN ENERGY GROUP INCequities	$0	–	165	0.0%	0.00%	–
HTGM	HTG MOLECULAR DIAG INCequities	$5,000	0.0%	7,000	0.0%	0.00%	-100.0%
HAS	HASBRO INCequities	$3,000	-25.0%	30	0.0%	0.00%	–
	HERITAGE GLOBAL INCequities	$0	–	50	0.0%	0.00%	–
	HOUSTON TXconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
HBAN	HUNTINGTON BANCSHARES INC.equities	$1,000	0.0%	77	0.0%	0.00%	–
HDYNQ	HYPERDYNAMICS CORPequities	$0	–	13	0.0%	0.00%	–
ILMN	ILLUMINA INCequities	$2,000	0.0%	5	0.0%	0.00%	–
	INTL BK RECON &convertible/	$4,000	0.0%	4,000	0.0%	0.00%	–
IPWG	International Power Gpequities	$0	–	2,000	0.0%	0.00%	–
IVRPRA	INVESCO MTG Cpfds, reits,	$5,000	0.0%	200	0.0%	0.00%	-100.0%
IVRPRB	INVESCO MTG Cpfds, reits,	$4,000	0.0%	150	0.0%	0.00%	–
IDV	ISHARES INTL SELECT DIVequities	$1,000	0.0%	41	0.0%	0.00%	–
IEO	ISHARES OIL & GAS EXPLequities	$1,000	0.0%	25	0.0%	0.00%	–
	JPMORGAN CHASE & CO (VARIABLE)convertible/	$2,000	0.0%	2,000	0.0%	0.00%	–
KGFHY	KINGFISHER PLCequities	$3,000	0.0%	540	0.0%	0.00%	–
	DPS LEHMAN BROTHERS HLDGSpfds, reits,	$0	–	92	0.0%	0.00%	–
	LEHMAN BROS HLDGSconvertible/	$0	–	20,000	0.0%	0.00%	–
LPT	LIBERTY PROPERTY TRUSTpfds, reits,	$3,000	0.0%	56	0.0%	0.00%	–
LSXMA	LIBERTY MEDIA CORPequities	$1,000	0.0%	20	0.0%	0.00%	–
LSXMK	LIBERTY MEDIA CORPequities	$2,000	0.0%	40	0.0%	0.00%	–
	LINNCO LLC XXXconvertible/	$0	–	780	0.0%	0.00%	–
LYV	LIVE NATION ENTERTAINMENT INCequities	$0	–	6	0.0%	0.00%	–
L	LOWES CORPequities	$4,000	0.0%	73	0.0%	0.00%	–
LOGM	LOGMEIN INCequities	$4,000	+33.3%	42	0.0%	0.00%	–
	Los Angeles Ca Municonvertible/	$2,000	0.0%	2,000	0.0%	0.00%	–
	MANUFACTURERS TRA VAR 20convertible/	$3,000	0.0%	3,000	0.0%	0.00%	–
MRO	MARATHON OIL CORPequities	$4,000	0.0%	300	0.0%	0.00%	–
	MASSACHUSETTS STconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
	MCDONALD'S CORPconvertible/	$4,000	0.0%	4,000	0.0%	0.00%	–
	MCDONALDS CORPconvertible/	$4,000	0.0%	3,000	0.0%	0.00%	–
MTR	MESA ROYALTY TRUST ORDequities	$1,000	-50.0%	215	0.0%	0.00%	–
CMK	MFS INTERMARKET INCOME Iequities	$0	–	5,516	0.0%	0.00%	–
	MICROSOFT CORPconvertible/	$4,000	0.0%	3,000	0.0%	0.00%	–
	MONTANA STATE BOconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
	MOODY'S CORPconvertible/	$4,000	0.0%	4,000	0.0%	0.00%	–
	MORGAN STANLEY (VARIABLE)convertible/	$4,000	0.0%	7,000	0.0%	0.00%	–
	MOTOROLA SOLUTIONconvertible/	$2,000	0.0%	2,000	0.0%	0.00%	–
	Mphase Tech Incequities	$0	–	1	0.0%	0.00%	–
MZPS	MYZIPSOFT INCequities	$0	–	311	0.0%	0.00%	–
	NCR CORPORATIONequities	$1,000	0.0%	20	0.0%	0.00%	–
NFG	NATL FUEL GAS COequities	$2,000	0.0%	50	0.0%	0.00%	–
NEWM	GANNETTequities	$5,000	-16.7%	721	0.0%	0.00%	-100.0%
	NEWMONT GOLDCORPconvertible/	$3,000	0.0%	3,000	0.0%	0.00%	–
NXPS	NEXPRISE INCequities	$0	–	1	0.0%	0.00%	–
NEP	NEXTERA ENERGY PARTNE LPpfds, reits,	$2,000	0.0%	40	0.0%	0.00%	–
NBL	NOBLE ENERGY INCequities	$5,000	+25.0%	200	0.0%	0.00%	–
NRTLQ	Nortel Networks Cp Nexxxequities	$0	–	10	0.0%	0.00%	–
	NC EASTERN MUNI PWRconvertible/	$5,000	-16.7%	5,000	0.0%	0.00%	-100.0%
NGBL	NOTIS GLOBAL INCequities	$0	–	100	0.0%	0.00%	–
NS	NUSTAR ENERGY LPpfds, reits,	$5,000	-16.7%	200	0.0%	0.00%	-100.0%
	OCCIDENTAL PETROLconvertible/	$4,000	0.0%	4,000	0.0%	0.00%	–
OPI	OFFICE PPTYS INCM TRpfds, reits,	$2,000	0.0%	75	0.0%	0.00%	–
	ORACLE CORPconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
OBBCQ	ORBIT BRANDS CORPequities	$0	–	100,000	0.0%	0.00%	–
	Organigram Holdings Incequities	$2,000	-33.3%	1,000	0.0%	0.00%	–
PJT	PJT PARTNERS INCequities	$1,000	0.0%	25	0.0%	0.00%	–
	PNC FUNDING CORconvertible/	$2,000	0.0%	2,000	0.0%	0.00%	–
PBEC	PACIFIC BLUE ENERGY CORPequities	$0	–	1,000	0.0%	0.00%	–
PGOL	PATRIOT GOLD CORPequities	$0	–	500	0.0%	0.00%	–
	Petaluma Ca Jusdconvertible/	$2,000	0.0%	2,000	0.0%	0.00%	–
	PIMA CNTY AZconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
POL	POLYONE CORPequities	$4,000	0.0%	110	0.0%	0.00%	–
PIY	PREFFERED PLUS PFDequities	$3,000	-25.0%	300	0.0%	0.00%	–
TROW	TROWE PRICE GROUP INCequities	$4,000	0.0%	35	0.0%	0.00%	–
PRH	PRUDENTIAL FINLpfds, reits,	$3,000	0.0%	118	0.0%	0.00%	–
PUK	PRUDENTIAL CORP PLCequities	$4,000	+33.3%	94	0.0%	0.00%	–
PEG	PUB SVC ENTERPRISE GPequities	$4,000	0.0%	60	0.0%	0.00%	–
	PUBLIC STORAGEconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
PSAPRX	PUBLIC STORAGEpfds, reits,	$1,000	0.0%	27	0.0%	0.00%	–
	QUALCOMM INCconvertible/	$4,000	0.0%	4,000	0.0%	0.00%	–
DGX	QUEST DIAGNOSTIC INCequities	$5,000	0.0%	51	0.0%	0.00%	-100.0%
RMR	RMR GROUP INCequities	$0	–	5	0.0%	0.00%	–
RGLS	REGULUS THERAPEUTICS INCequities	$0	–	16	0.0%	0.00%	–
RFPRB	REGIONS FINApfds, reits,	$4,000	0.0%	130	0.0%	0.00%	–
RZA	REINSURANCE GPpfds, reits,	$1,000	0.0%	51	0.0%	0.00%	–
REPYY	REPSOL S Aequities	$3,000	0.0%	200	0.0%	0.00%	–
C996	RENTECH NITROGEN LP XXXpfds, reits,	$0	–	300	0.0%	0.00%	–
ROST	ROSS STORES INCequities	$5,000	0.0%	45	0.0%	0.00%	-100.0%
EBND	Spdr Blmbrg Brcly Emgequities	$0	–	9	0.0%	0.00%	–
GCVRZ	SANOFI 20RTSFequities	$1,000	0.0%	1,014	0.0%	0.00%	–
SSL	SASOL LTDequities	$1,000	0.0%	50	0.0%	0.00%	–
	Saugus California Uconvertible/	$1,000	0.0%	1,000	0.0%	0.00%	–
SCHV	SCHWAB US LC VAL ETFequities	$1,000	0.0%	20	0.0%	0.00%	–
SNFCA	SECURITY NATL FINL CORPequities	$0	–	22	0.0%	0.00%	–
SCI	SERVICE CORP INTLequities	$5,000	0.0%	99	0.0%	0.00%	-100.0%
	SEVENTY SEVEN ENERGYpfds, reits,	$0	–	60	0.0%	0.00%	–
SIRI	SIRIUS XM HLDG INCequities	$4,000	0.0%	614	0.0%	0.00%	–
SNAP	SNAP INCequities	$3,000	0.0%	170	0.0%	0.00%	–
SOUHY	SOUTH32 LTDequities	$0	–	11	0.0%	0.00%	–
	SPECTRA7 MICROSYSTEMS INCequities	$0	–	1,000	0.0%	0.00%	–
S	SPRINT CORPequities	$0	–	39	0.0%	0.00%	–
SQ	SQUARE INCequities	$1,000	0.0%	17	0.0%	0.00%	–
SLI	STANDARD LITHIUM CORPequities	$1,000	0.0%	1,000	0.0%	0.00%	–
STTPRCCL	STATE STREETpfds, reits,	$4,000	0.0%	159	0.0%	0.00%	–
STTPRD	STATE STREET Cpfds, reits,	$4,000	0.0%	142	0.0%	0.00%	–
STLD	STEEL DYNAMICS INCequities	$2,000	0.0%	52	0.0%	0.00%	–
SRCL	STERICYCLE INCequities	$2,000	0.0%	34	0.0%	0.00%	–
AMTD	TORONTO DOMINIONequities	$2,000	0.0%	30	0.0%	0.00%	–
	TD AMERITRADE HOLconvertible/	$4,000	0.0%	4,000	0.0%	0.00%	–
TELOZ	TEL OFFSHORE TRUST UBIpfds, reits,	$0	–	7	0.0%	0.00%	–
TMUS	T-MOBILE US INCequities	$4,000	0.0%	54	0.0%	0.00%	–
A102DIV	TELEFONICA BRASIL SAequities	$0	–	3	0.0%	0.00%	–
TEF	TELEFONICA SAequities	$4,000	0.0%	518	0.0%	0.00%	–
	TN ENGY ACQUISITconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
TER	TERADYNE INCORPORATEequities	$4,000	+33.3%	57	0.0%	0.00%	–
TRTC	TERRA TECH CORPequities	$0	–	11	0.0%	0.00%	–
TXT	TEXTRONequities	$2,000	0.0%	50	0.0%	0.00%	–
TRN	TRINITY INDUS INCequities	$5,000	+25.0%	215	0.0%	0.00%	–
	Trinity Ca Util Disconvertible/	$2,000	0.0%	2,000	0.0%	0.00%	–
	TUCSON AZconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
FOXA	21ST CENTURY FOX INCequities	$1,000	0.0%	29	0.0%	0.00%	–
	USAS DIGITAL INCequities	$0	–	162	0.0%	0.00%	–
UPRM	USA PERFORMANCE PRODUCTS INCequities	$0	–	40	0.0%	0.00%	–
	U.S. BANCORPconvertible/	$4,000	0.0%	4,000	0.0%	0.00%	–
	US TREASURYconvertible/	$3,000	0.0%	2,000	0.0%	0.00%	–
	US TREASUR NTconvertible/	$4,000	0.0%	4,000	0.0%	0.00%	–
	US TREASU NTconvertible/	$3,000	0.0%	3,000	0.0%	0.00%	–
	US TREASURYconvertible/	$3,000	0.0%	3,000	0.0%	0.00%	–
	UNITED TECHNOLOGIESconvertible/	$4,000	0.0%	4,000	0.0%	0.00%	–
	UNITY ONE CAPITALequities	$0	–	1	0.0%	0.00%	–
UNM	UNUMPROVIDENTequities	$4,000	0.0%	145	0.0%	0.00%	–
VASO	Vaso Corp 00500equities	$0	–	2,000	0.0%	0.00%	–
VO	VANGUARD MID CAPequities	$4,000	0.0%	25	0.0%	0.00%	–
VSAT	VIASAT INCequities	$2,000	-33.3%	34	0.0%	0.00%	–
VCISY	VINCI S A ADRequities	$2,000	0.0%	75	0.0%	0.00%	–
VROT	VITROTECH CORPequities	$0	–	500	0.0%	0.00%	–
VOYA	VOYA FINL INCequities	$4,000	0.0%	70	0.0%	0.00%	–
	WALMART INC.convertible/	$4,000	0.0%	4,000	0.0%	0.00%	–
	WALMART INCconvertible/	$4,000	0.0%	4,000	0.0%	0.00%	–
	WA FUNDING TR III XXXpfds, reits,	$0	–	3,100	0.0%	0.00%	–
W	WAYFAIR INCequities	$2,000	0.0%	17	0.0%	0.00%	–
WFCPRR	WELLS FARGO & CO PFDpfds, reits,	$3,000	0.0%	115	0.0%	0.00%	–
	WILLIS TOWERS Wconvertible/	$3,000	0.0%	3,000	0.0%	0.00%	–
WGO	WINNEBAGO INDUSTRIESequities	$5,000	+25.0%	100	0.0%	0.00%	–
WTKWY	WOLTERS KLUWERequities	$3,000	0.0%	40	0.0%	0.00%	–
XRX	XEROX CORPequities	$3,000	0.0%	94	0.0%	0.00%	–
	YELLOW MEDIA INC 22 WTSequities	$0	–	827	0.0%	0.00%	–
ZG	ZILLOW GROUP INC CL Aequities	$5,000	+66.7%	100	0.0%	0.00%	–
ARCO	ARCOS DORADOS HLDG INCequities	$1,000	0.0%	100	0.0%	0.00%	–
BBU	BROOKFIELD BUSINESS P LPpfds, reits,	$1,000	0.0%	14	0.0%	0.00%	–
BG	BUNGE LTDequities	$3,000	0.0%	52	0.0%	0.00%	–
INFO	IHS MARKIT LTDequities	$5,000	0.0%	71	0.0%	0.00%	-100.0%
RNRPRE	RENAISSANCERpfds, reits,	$2,000	0.0%	93	0.0%	0.00%	–
GLNG	GOLAR LNG LIMITEDequities	$4,000	0.0%	300	0.0%	0.00%	–
PRGO	PERRIGO CO PLCequities	$1,000	0.0%	17	0.0%	0.00%	–
1338PS	UBS AG NEWequities	$2,000	0.0%	171	0.0%	0.00%	–
SODA	SODASTREAM INTLequities	$0	–	200	0.0%	0.00%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2020-01-17

Signatures

The EDGAR filing(s) were signed by:

SARA S. ALEXANDER — DIRECTOR OF COMPLIANCE

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
MICROSOFT CORP	25	Q3 2021	4.7%
QUALCOMM INC	25	Q3 2021	3.6%
JOHNSON & JOHNSON	25	Q3 2021	1.6%
REPUBLIC SVCS INC	25	Q3 2021	1.7%
EMERSON ELECTRIC CO	25	Q3 2021	1.6%
CORNING INC	25	Q3 2021	1.7%
ADOBE SYSTEMS INCORPORATED	25	Q3 2021	1.7%
HOME DEPOT INC	25	Q3 2021	1.7%
PROCTOR & GAMBLE CO	25	Q3 2021	1.6%
PFIZER INC	25	Q3 2021	1.5%

View Sonora Investment Management, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Sonora Investment Management, LLC Q4 2019 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
GTC BIOTHERAPEUTICS INC	August 05, 2009	535,030	5.1%

View Sonora Investment Management, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2021-11-12
13F-HR	2021-10-20
13F-HR	2021-04-28
13F-HR	2021-01-13
13F-HR	2020-10-26
13F-HR	2020-08-13
13F-HR	2020-04-29
13F-HR	2020-01-17
13F-HR	2019-10-15
13F-HR	2019-07-19

View Sonora Investment Management, LLC's complete filings history.

All filings

View complete filings history.

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