$895 Million is the total value of Sonora Investment Management, LLC's 1749 reported holdings in Q2 2019. The portfolio turnover from Q1 2019 to Q2 2019 was 36.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | CSG SYSTEMS INCconvertible/ | $25,000,000 | +4.9% | 22,688,000 | -0.6% | 2.79% | -4.3% | |
| Buy | GAP INCconvertible/ | $24,084,000 | +11.1% | 23,163,000 | +11.0% | 2.69% | +1.4% | |
| Sell | VERINT SYSTEMS INCconvertible/ | $22,298,000 | -4.2% | 20,987,000 | -0.8% | 2.49% | -12.6% | |
| Sell | IONIS PHARMA INCconvertible/ | $20,380,000 | -13.0% | 17,232,000 | -0.9% | 2.28% | -20.6% | |
| MSFT | Buy | MICROSOFT CORPequities | $19,295,000 | +15.9% | 144,035 | +2.0% | 2.16% | +5.7% |
| Buy | TWITTER INCconvertible/ | $16,985,000 | +9.8% | 17,750,000 | +8.2% | 1.90% | +0.2% | |
| Buy | TOLL BROTHERS INCconvertible/ | $15,004,000 | +22.4% | 14,121,000 | +20.8% | 1.68% | +11.7% | |
| AAPL | Sell | APPLE INCequities | $14,941,000 | -5.1% | 75,490 | -8.9% | 1.67% | -13.4% |
| Buy | ATLAS AIR WORLDWIDE HOLDINGS INCconvertible/ | $14,731,000 | +0.5% | 15,000,000 | +5.4% | 1.65% | -8.2% | |
| Buy | VALERO ENERGY CORPconvertible/ | $13,293,000 | +348.8% | 12,830,000 | +338.6% | 1.48% | +309.1% | |
| Buy | L BRANDS INCconvertible/ | $12,530,000 | +14.9% | 11,849,000 | +14.1% | 1.40% | +4.9% | |
| Buy | HOSPITALITY PROP TRUSTconvertible/ | $11,909,000 | +724.2% | 11,405,000 | +723.5% | 1.33% | +652.0% | |
| EMR | Buy | EMERSON ELECTRIC COequities | $11,647,000 | +2.9% | 174,568 | +5.6% | 1.30% | -6.1% |
| Buy | L BRANDS INCconvertible/ | $11,390,000 | +4.4% | 11,005,000 | +4.8% | 1.27% | -4.7% | |
| Buy | ZILLOW GROUP INCconvertible/ | $11,111,000 | +16.9% | 11,325,000 | +8.7% | 1.24% | +6.6% | |
| QCOM | Sell | QUALCOMM INCequities | $11,082,000 | +24.1% | 145,680 | -6.9% | 1.24% | +13.3% |
| GOOG | Buy | ALPHABET INC CL Cequities | $10,878,000 | -5.0% | 10,064 | +3.2% | 1.22% | -13.3% |
| Sell | GUIDEWIRE SOFTWARE INCconvertible/ | $10,704,000 | +2.2% | 9,545,000 | -1.1% | 1.20% | -6.7% | |
| UNP | Buy | UNION PACIFIC CORPequities | $10,587,000 | +4.1% | 62,607 | +3.0% | 1.18% | -5.0% |
| Buy | MERITAGE HOMES CORPconvertible/ | $10,140,000 | +6.9% | 9,389,000 | +6.2% | 1.13% | -2.4% | |
| Buy | JUNIPER NETWORKS INCconvertible/ | $9,721,000 | +27.5% | 9,125,000 | +24.3% | 1.09% | +16.3% | |
| PG | Buy | PROCTOR & GAMBLE COequities | $9,536,000 | +12.5% | 86,968 | +6.7% | 1.06% | +2.6% |
| Buy | BIOMARIN PHARMA INCconvertible/ | $9,242,000 | +3.4% | 8,925,000 | +2.1% | 1.03% | -5.6% | |
| JNJ | Buy | JOHNSON & JOHNSONequities | $8,938,000 | +7.8% | 64,176 | +8.2% | 1.00% | -1.6% |
| RSG | Buy | REPUBLIC SERVICES INCequities | $8,444,000 | +10.4% | 97,464 | +2.4% | 0.94% | +0.7% |
| CSCO | Sell | CISCO SYSTEMS INCequities | $8,293,000 | -21.6% | 151,521 | -22.6% | 0.93% | -28.4% |
| PEP | Buy | PEPSICO INCequities | $8,143,000 | +14.1% | 62,101 | +6.7% | 0.91% | +4.1% |
| BBT | Buy | BB&T CORPequities | $8,097,000 | +12.6% | 164,807 | +6.7% | 0.90% | +2.8% |
| KMB | Buy | KIMBERLY-CLARK CORPequities | $7,858,000 | +16.7% | 58,962 | +8.5% | 0.88% | +6.6% |
| ADBE | Sell | ADOBE SYSTEMS INCequities | $7,808,000 | +10.4% | 26,500 | -0.2% | 0.87% | +0.7% |
| MGP | Buy | MGM GROWTH PPTYS LLCpfds, reits, | $7,686,000 | +8.3% | 250,776 | +14.0% | 0.86% | -1.2% |
| PNC | Buy | PNC FINL SVCS GRP INCequities | $7,655,000 | +18.2% | 55,759 | +5.6% | 0.86% | +7.8% |
| PFE | Buy | PFIZER INCequities | $7,640,000 | +15.9% | 176,373 | +13.7% | 0.85% | +5.8% |
| CINF | Buy | CINCINNATI FINANCIAL CORPequities | $7,621,000 | +26.6% | 73,512 | +4.9% | 0.85% | +15.5% |
| Buy | KLA-TENCOR CORPconvertible/ | $7,595,000 | +44.4% | 6,950,000 | +40.8% | 0.85% | +31.8% | |
| Sell | NUANCE COMM INCconvertible/ | $7,585,000 | -1.5% | 7,642,000 | -0.8% | 0.85% | -10.2% | |
| Sell | ZILLOW GROUP INCconvertible/ | $7,556,000 | +9.7% | 6,660,000 | -1.2% | 0.84% | 0.0% | |
| INTC | Buy | INTEL CORPequities | $7,453,000 | -5.4% | 155,684 | +6.1% | 0.83% | -13.7% |
| IONS | Sell | IONIS PHARMACEUTICALS INCequities | $7,250,000 | -21.4% | 112,808 | -0.7% | 0.81% | -28.3% |
| Buy | TOLL BROTHERS INCconvertible/ | $7,115,000 | +58.0% | 6,925,000 | +54.6% | 0.80% | +44.3% | |
| HD | Buy | HOME DEPOT INCequities | $7,010,000 | +19.9% | 33,706 | +10.6% | 0.78% | +9.4% |
| Sell | NUANCE COMM INCconvertible/ | $6,957,000 | -4.5% | 7,265,000 | -0.4% | 0.78% | -12.9% | |
| LMT | Buy | LOCKHEED MARTIN CORPequities | $6,887,000 | +26.7% | 18,944 | +4.6% | 0.77% | +15.6% |
| USB | Buy | US BANCORPequities | $6,279,000 | +19.2% | 119,828 | +9.6% | 0.70% | +8.8% |
| GLW | Sell | CORNING INCequities | $6,210,000 | -5.9% | 186,890 | -6.3% | 0.69% | -14.1% |
| XOM | Buy | EXXON MOBIL CORPequities | $6,130,000 | +6.9% | 79,991 | +12.7% | 0.68% | -2.4% |
| STI | Sell | SUNTRUST BANKS INCequities | $6,124,000 | +1.9% | 97,445 | -3.9% | 0.68% | -7.1% |
| SPPI | Sell | SPECTRUM PHARMA INCequities | $6,038,000 | -20.9% | 701,239 | -1.7% | 0.68% | -27.7% |
| Buy | AMGEN INCconvertible/ | $5,963,000 | +19.9% | 5,920,000 | +18.4% | 0.67% | +9.4% | |
| VLO | Buy | VALERO ENERGY CORPequities | $5,896,000 | +17.1% | 68,872 | +16.0% | 0.66% | +6.8% |
| CSX | Buy | CSX CORPequities | $5,809,000 | +8.6% | 75,083 | +5.0% | 0.65% | -0.9% |
| AJG | Buy | ARTHUR J GALLAGHER & COequities | $5,794,000 | +19.8% | 66,152 | +6.8% | 0.65% | +9.3% |
| New | CBRE SERVICES, INCconvertible/ | $5,740,000 | – | 5,215,000 | +100.0% | 0.64% | – | |
| MRK | Buy | MERCK & CO INCequities | $5,629,000 | +13.9% | 67,127 | +13.0% | 0.63% | +4.0% |
| COST | Buy | COSTCO WHOLESALE CORPequities | $5,592,000 | +15.5% | 21,161 | +5.9% | 0.62% | +5.4% |
| SBUX | Buy | STARBUCKS CORPequities | $5,442,000 | +26.1% | 64,915 | +11.8% | 0.61% | +15.2% |
| LEG | Buy | LEGGETT & PLATTequities | $5,400,000 | +1.4% | 140,741 | +11.6% | 0.60% | -7.5% |
| Buy | CADENCE DESIGN SYSTEMS INCconvertible/ | $5,383,000 | +5126.2% | 5,060,000 | +4960.0% | 0.60% | +4523.1% | |
| Sell | HORIZON PHARMA INCconvertible/ | $5,374,000 | -3.3% | 4,840,000 | -1.2% | 0.60% | -11.9% | |
| Sell | EXACT SCIENCES CORPconvertible/ | $5,343,000 | +22.5% | 3,105,000 | -3.0% | 0.60% | +11.8% | |
| Sell | BIOMARIN PHARMA INCconvertible/ | $5,279,000 | -3.2% | 4,705,000 | -2.2% | 0.59% | -11.7% | |
| Sell | AMGEN INC (VARIABLE)convertible/ | $5,263,000 | -1.8% | 5,252,000 | -1.7% | 0.59% | -10.4% | |
| KMI | Buy | KINDER MORGAN INCequities | $5,173,000 | +4.5% | 247,750 | +0.1% | 0.58% | -4.6% |
| Sell | REPUBLIC SERVICES INCconvertible/ | $5,172,000 | -1.4% | 5,090,000 | -1.1% | 0.58% | -10.1% | |
| Sell | MICROCHIP TECH INCconvertible/ | $4,999,000 | +7.0% | 4,210,000 | -0.8% | 0.56% | -2.3% | |
| RTN | Buy | RAYTHEON COequities | $4,801,000 | +7.7% | 27,612 | +12.8% | 0.54% | -1.8% |
| HPT | Buy | HOSPITALITY PROP TRpfds, reits, | $4,742,000 | +22.8% | 189,680 | +29.2% | 0.53% | +12.1% |
| Buy | HYATT HOTELS CORPconvertible/ | $4,702,000 | +2.4% | 4,473,000 | +1.4% | 0.52% | -6.6% | |
| LYB | Buy | LYONDELLBASELL INDUS NVequities | $4,605,000 | +50.3% | 53,471 | +46.7% | 0.51% | +37.1% |
| Buy | COACH INCconvertible/ | $4,512,000 | +65.0% | 4,500,000 | +61.6% | 0.50% | +50.4% | |
| PNCPRP | Buy | PNC FINL SVCS PFDpfds, reits, | $4,470,000 | +23.6% | 166,035 | +23.1% | 0.50% | +12.6% |
| New | NUANCE COMM INCconvertible/ | $4,450,000 | – | 4,570,000 | +100.0% | 0.50% | – | |
| BBTPRH | Buy | BB&T CORP PFDpfds, reits, | $4,352,000 | +55.5% | 169,060 | +54.5% | 0.49% | +41.7% |
| Buy | INSMED INCconvertible/ | $4,200,000 | +8.8% | 4,330,000 | +11.5% | 0.47% | -0.8% | |
| MMM | Buy | 3M COequities | $3,903,000 | +6.1% | 22,518 | +27.2% | 0.44% | -3.1% |
| Buy | MERITAGE HOMES CORPconvertible/ | $3,849,000 | +64.1% | 3,580,000 | +59.8% | 0.43% | +49.8% | |
| Sell | ENVESTNET INCconvertible/ | $3,745,000 | -59.3% | 3,295,000 | -60.3% | 0.42% | -62.9% | |
| Sell | REPUBLIC SERVICES INCconvertible/ | $3,676,000 | -2.6% | 3,655,000 | -2.1% | 0.41% | -11.0% | |
| VZ | Buy | VERIZON COMM INCequities | $3,645,000 | -0.8% | 63,804 | +2.7% | 0.41% | -9.6% |
| JPMPRG | Buy | JPMORGAN CHASEpfds, reits, | $3,601,000 | +18.5% | 138,032 | +19.0% | 0.40% | +8.1% |
| FITBI | Buy | FIFTH THIRD PFDpfds, reits, | $3,598,000 | +48.8% | 130,609 | +45.5% | 0.40% | +35.8% |
| PAYX | Sell | PAYCHEX INCequities | $3,535,000 | -4.3% | 42,960 | -6.7% | 0.40% | -12.6% |
| SCHWPRD | Buy | CHARLES SCHWAB PFDpfds, reits, | $3,525,000 | +38.1% | 133,764 | +36.1% | 0.39% | +26.3% |
| Sell | MCDONALDS CORPconvertible/ | $3,503,000 | -0.1% | 3,485,000 | -0.6% | 0.39% | -8.9% | |
| GIS | Buy | GENERAL MILLS INCequities | $3,479,000 | +5.4% | 66,243 | +3.8% | 0.39% | -3.7% |
| MDT | Buy | MEDTRONIC INCequities | $3,391,000 | +28.7% | 34,818 | +20.4% | 0.38% | +17.3% |
| Buy | COACH INCconvertible/ | $3,325,000 | +402.3% | 3,176,000 | +381.2% | 0.37% | +358.0% | |
| Sell | VECTOR GROUP LTDconvertible/ | $3,266,000 | -1.0% | 3,230,000 | -0.5% | 0.36% | -9.7% | |
| CGNX | Sell | COGNEX CORPequities | $3,209,000 | -6.8% | 66,891 | -1.2% | 0.36% | -14.9% |
| Sell | MACQUARIE INFRASTRUCTURE COconvertible/ | $3,173,000 | -3.1% | 3,565,000 | -3.9% | 0.36% | -11.5% | |
| Buy | MERITAGE HOMES CORPconvertible/ | $3,137,000 | +34.1% | 3,060,000 | +35.1% | 0.35% | +22.4% | |
| USBPRM | Buy | US BANCORPpfds, reits, | $3,086,000 | +51.1% | 115,140 | +50.9% | 0.34% | +38.0% |
| Buy | MARRIOTT INTL INCconvertible/ | $2,985,000 | +2.3% | 2,925,000 | +0.7% | 0.33% | -6.4% | |
| MGM | Buy | MGM RESORTS INTLequities | $2,930,000 | +11.7% | 102,569 | +0.3% | 0.33% | +1.9% |
| WMT | Buy | WAL-MART STORES INCequities | $2,902,000 | +70.1% | 26,263 | +50.2% | 0.32% | +55.0% |
| RPM | Buy | RPM INTL INCequities | $2,890,000 | +11.7% | 47,285 | +6.1% | 0.32% | +1.9% |
| KLAC | Buy | KLA-TENCOR CORPequities | $2,845,000 | +24.1% | 24,066 | +25.3% | 0.32% | +13.2% |
| Buy | ATLAS AIR WORLDWIDE HOLDINGS INCconvertible/ | $2,745,000 | +40.1% | 2,710,000 | +46.9% | 0.31% | +27.9% | |
| GOOGL | Buy | ALPHABET INC CL Aequities | $2,640,000 | -2.3% | 2,438 | +6.2% | 0.30% | -10.9% |
| New | AGILENT TECHNOLOGIESconvertible/ | $2,635,000 | – | 2,525,000 | +100.0% | 0.29% | – | |
| Sell | CVS HEALTH CORP (VARIABLE)convertible/ | $2,501,000 | -1.3% | 2,495,000 | -1.4% | 0.28% | -10.0% | |
| Buy | NORTHROP GRUMMANconvertible/ | $2,374,000 | +12.7% | 2,330,000 | +12.0% | 0.26% | +2.7% | |
| BGEPF | Buy | BUNGE LTDpfds, reits, | $2,345,000 | +1.3% | 23,663 | +1.2% | 0.26% | -7.4% |
| CORNING INCconvertible/ | $2,323,000 | +1.4% | 2,295,000 | 0.0% | 0.26% | -7.1% | ||
| CLF | Buy | CLEVELAND-CLIFFS INCequities | $2,262,000 | +661.6% | 211,960 | +613.5% | 0.25% | +602.8% |
| GSPRJ | Buy | GOLDMAN SACHSpfds, reits, | $2,256,000 | +2.3% | 86,955 | +1.1% | 0.25% | -6.7% |
| Buy | QUALCOMM INCconvertible/ | $2,187,000 | +4.1% | 2,150,000 | +3.4% | 0.24% | -5.1% | |
| UGI | Buy | UGI CORPequities | $2,026,000 | +32.3% | 37,935 | +37.3% | 0.23% | +20.9% |
| BX | Sell | BLACKSTONE GROUPequities | $1,998,000 | +25.0% | 44,979 | -1.6% | 0.22% | +13.8% |
| Buy | ORACLE CORPconvertible/ | $1,975,000 | +0.5% | 1,975,000 | +0.3% | 0.22% | -8.3% | |
| New | PURE STORAGE INCconvertible/ | $1,957,000 | – | 2,035,000 | +100.0% | 0.22% | – | |
| BA | Buy | BOEING COequities | $1,964,000 | +3.2% | 5,396 | +8.1% | 0.22% | -6.0% |
| TXRH | Buy | TEXAS ROADHOUSE INCequities | $1,927,000 | +2.2% | 35,905 | +18.4% | 0.22% | -6.9% |
| Buy | CVS HEALTH CORPconvertible/ | $1,910,000 | +26.7% | 1,860,000 | +25.7% | 0.21% | +15.1% | |
| HUN | Sell | HUNTSMAN CORPequities | $1,898,000 | -12.5% | 92,839 | -3.7% | 0.21% | -20.0% |
| Sell | CVS HEALTH CORPconvertible/ | $1,874,000 | -1.4% | 1,875,000 | -1.6% | 0.21% | -10.3% | |
| New | REPUBLIC SERVICES INCconvertible/ | $1,856,000 | – | 1,845,000 | +100.0% | 0.21% | – | |
| New | AGILENT TECHNOLOGIESconvertible/ | $1,816,000 | – | 1,805,000 | +100.0% | 0.20% | – | |
| Sell | BB&T CORPconvertible/ | $1,816,000 | -1.0% | 1,800,000 | -0.6% | 0.20% | -9.8% | |
| Buy | ADVANCED AUTO PARTS INCconvertible/ | $1,816,000 | +1734.3% | 1,695,000 | +1684.2% | 0.20% | +1591.7% | |
| Buy | JUNIPER NETWORKS INCconvertible/ | $1,725,000 | +13.0% | 1,710,000 | +12.5% | 0.19% | +3.2% | |
| Sell | ECHO GLOBAL LOGISTICS INCconvertible/ | $1,703,000 | -16.6% | 1,715,000 | -16.7% | 0.19% | -24.0% | |
| Sell | ALLSTATE CORP (VARIABLE)convertible/ | $1,641,000 | +0.1% | 1,635,000 | -0.9% | 0.18% | -9.0% | |
| T | Buy | AT&T INCequities | $1,627,000 | +31.7% | 48,565 | +23.3% | 0.18% | +20.5% |
| Buy | ORACLE CORPconvertible/ | $1,606,000 | +6.1% | 1,525,000 | +4.5% | 0.18% | -3.2% | |
| PSX | Sell | PHILLIPS 66equities | $1,590,000 | -2.2% | 16,998 | -0.4% | 0.18% | -10.6% |
| ARRY | Sell | ARRAY BIOPHARMA INCequities | $1,578,000 | +69.7% | 34,065 | -10.7% | 0.18% | +54.4% |
| COP | Sell | CONOCOPHILLIPSequities | $1,567,000 | -10.3% | 25,695 | -1.8% | 0.18% | -18.2% |
| CVX | Buy | CHEVRON CORPequities | $1,570,000 | +15.4% | 12,620 | +14.3% | 0.18% | +4.8% |
| ACN | Buy | ACCENTURE PLCequities | $1,558,000 | +123.2% | 8,434 | +112.7% | 0.17% | +104.7% |
| AMZN | Buy | AMAZON.COM INCequities | $1,504,000 | +28.0% | 794 | +20.3% | 0.17% | +16.7% |
| GNL | Buy | GLOBAL NET LEASE INCpfds, reits, | $1,467,000 | +13.0% | 74,773 | +8.8% | 0.16% | +3.1% |
| Sell | NUANCE COMM INCconvertible/ | $1,466,000 | -2.1% | 1,570,000 | -2.5% | 0.16% | -10.4% | |
| Sell | CISCO SYSTEMS INCconvertible/ | $1,457,000 | -0.5% | 1,440,000 | -0.3% | 0.16% | -8.9% | |
| WM | Buy | WASTE MANAGEMENT INCequities | $1,390,000 | +14.8% | 12,052 | +3.4% | 0.16% | +4.7% |
| New | MCDONAL'S CORPconvertible/ | $1,282,000 | – | 1,205,000 | +100.0% | 0.14% | – | |
| Buy | CSX CORPconvertible/ | $1,193,000 | +1.2% | 1,175,000 | +0.9% | 0.13% | -7.6% | |
| ORCL | Buy | ORACLE CORPequities | $1,180,000 | +6.7% | 20,707 | +0.6% | 0.13% | -2.2% |
| MPW | Buy | MEDICAL PROP TRUST INCpfds, reits, | $1,145,000 | -1.9% | 65,653 | +4.2% | 0.13% | -10.5% |
| LUV | Sell | SOUTHWEST AIRLINES COequities | $1,056,000 | -4.8% | 20,800 | -2.7% | 0.12% | -13.2% |
| TXN | Buy | TEXAS INSTRUMENTS INCequities | $1,025,000 | +13.9% | 8,930 | +5.2% | 0.12% | +4.5% |
| WFC | Buy | WELLS FARGO & COequities | $1,011,000 | -2.0% | 21,364 | +0.1% | 0.11% | -10.3% |
| Sell | CVS HEALTH CORP (VARIABLE)convertible/ | $994,000 | -0.8% | 990,000 | -1.0% | 0.11% | -9.8% | |
| DOV | Sell | DOVER CORPequities | $990,000 | +6.5% | 9,885 | -0.4% | 0.11% | -2.6% |
| VTI | Buy | VANGUARD TOTAL STOCK MKTequities | $984,000 | +4.6% | 6,556 | +0.8% | 0.11% | -4.3% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC Bequities | $957,000 | +7.6% | 4,489 | +1.4% | 0.11% | -1.8% |
| ETN | Buy | EATON CORP PLCequities | $945,000 | +6.5% | 11,342 | +3.0% | 0.11% | -2.8% |
| Sell | FLEX LTDconvertible/ | $952,000 | -0.9% | 910,000 | -1.6% | 0.11% | -10.2% | |
| Buy | UNION PACIFIC COconvertible/ | $940,000 | +9300.0% | 905,000 | +8950.0% | 0.10% | +10400.0% | |
| WP | Sell | WORLDPAY INCequities | $875,000 | +1.0% | 7,139 | -6.4% | 0.10% | -7.5% |
| NKE | Sell | NIKE INCequities | $823,000 | -6.5% | 9,801 | -6.2% | 0.09% | -14.8% |
| Sell | TARGET CORPequities | $802,000 | +3.1% | 9,258 | -4.5% | 0.09% | -5.3% | |
| Buy | WASTE MGMT INCconvertible/ | $799,000 | +6.8% | 785,000 | +5.4% | 0.09% | -3.3% | |
| CLX | Buy | CLOROX COequities | $793,000 | +65.2% | 5,180 | +73.2% | 0.09% | +50.8% |
| Sell | KLA TENCOR COconvertible/ | $787,000 | -3.0% | 785,000 | -3.1% | 0.09% | -11.1% | |
| LOCKHEED MARTIN CORPconvertible/ | $783,000 | +0.9% | 780,000 | 0.0% | 0.09% | -8.4% | ||
| PM | Sell | PHILIP MORRIS INTL INCequities | $767,000 | -23.7% | 9,767 | -14.1% | 0.09% | -30.1% |
| GSPRN | Sell | GOLDMAN SACHS PFDpfds, reits, | $763,000 | +0.3% | 28,780 | -1.4% | 0.08% | -8.6% |
| PFL | PIMCO INC STRAT FDequities | $756,000 | +3.0% | 64,016 | 0.0% | 0.08% | -6.7% | |
| SPY | Buy | SPDR S&P 500 ETFequities | $735,000 | +14.3% | 2,508 | +10.1% | 0.08% | +3.8% |
| ABB | Buy | ABB LTDequities | $722,000 | +6.6% | 36,050 | +0.4% | 0.08% | -2.4% |
| PFN | PIMCO INC STRAT FD IIequities | $727,000 | +2.7% | 68,800 | 0.0% | 0.08% | -6.9% | |
| JPM | Buy | JPMORGAN CHASE & COequities | $700,000 | +26.8% | 6,262 | +14.8% | 0.08% | +14.7% |
| MO | Sell | ALTRIA GROUP INCequities | $682,000 | -21.2% | 14,396 | -4.5% | 0.08% | -28.3% |
| Buy | MEDTRONIC INCconvertible/ | $676,000 | +3119.0% | 635,000 | +3075.0% | 0.08% | +2433.3% | |
| MEDTRONIC INC (VARIABLE)convertible/ | $668,000 | -0.1% | 665,000 | 0.0% | 0.08% | -8.5% | ||
| Sell | GOLDMAN SACHS GROUP (VARIABLE)convertible/ | $647,000 | -3.4% | 645,000 | -3.7% | 0.07% | -12.2% | |
| STWD | Buy | STARWOOD PPTY TRUSTpfds, reits, | $647,000 | +13.5% | 28,490 | +11.7% | 0.07% | +2.9% |
| Buy | STARBUCKS CORPconvertible/ | $637,000 | +927.4% | 605,000 | +908.3% | 0.07% | +787.5% | |
| GOLDMAN SACHS GROUP (VARIABLE)convertible/ | $609,000 | +0.2% | 600,000 | 0.0% | 0.07% | -8.1% | ||
| TWO | TWO HARBORS INVESTpfds, reits, | $608,000 | -6.5% | 48,016 | 0.0% | 0.07% | -15.0% | |
| Sell | EXACT SCIENCESconvertible/ | $593,000 | +20.8% | 470,000 | -2.1% | 0.07% | +10.0% | |
| HR | HEALTHCARE REALTY TRUST INCpfds, reits, | $578,000 | -2.5% | 18,470 | 0.0% | 0.06% | -11.0% | |
| KYN | Buy | KAYNE ANDERSON MLP INVpfds, reits, | $581,000 | +159.4% | 37,981 | +172.2% | 0.06% | +140.7% |
| SON | SONOCO PRODUCTS COequities | $556,000 | +6.1% | 8,515 | 0.0% | 0.06% | -3.1% | |
| AGNC | AMERICAN CAPITAL AGENCY CORPequities | $524,000 | -6.6% | 31,156 | 0.0% | 0.06% | -14.5% | |
| HON | Buy | HONEYWELL INTL INCequities | $524,000 | +21.0% | 3,000 | +10.1% | 0.06% | +11.3% |
| CAT | Buy | CATERPILLAR INCequities | $526,000 | +1.9% | 3,859 | +1.4% | 0.06% | -6.3% |
| NCV | Buy | ALLIANZGI CONV & INC FDequities | $508,000 | -12.4% | 89,979 | +0.5% | 0.06% | -19.7% |
| DIS | Buy | WALT DISNEY COequities | $508,000 | +53.9% | 3,640 | +22.4% | 0.06% | +42.5% |
| CIM | CHIMERA INVESTMENTequities | $498,000 | +0.6% | 26,400 | 0.0% | 0.06% | -8.2% | |
| NCZ | Buy | NICHOLAS APPLEGATE CONVequities | $498,000 | -11.2% | 98,544 | +0.6% | 0.06% | -18.8% |
| AB | Buy | ALLIANCEBERNSTEIN HOLDING LPpfds, reits, | $493,000 | +3.8% | 16,587 | +0.8% | 0.06% | -5.2% |
| IWN | Buy | ISHARES RUSSELL 2000 VALUEequities | $487,000 | +4.5% | 3,221 | +3.5% | 0.05% | -5.3% |
| MCD | Buy | MCDONALD'S CORPequities | $480,000 | +20.3% | 2,313 | +10.1% | 0.05% | +10.2% |
| EAD | EVERGREEN INC ADVANTAGEequities | $474,000 | +4.4% | 57,573 | 0.0% | 0.05% | -5.4% | |
| EPD | Buy | ENTERPRISE PTNRSpfds, reits, | $470,000 | +38.6% | 16,290 | +39.8% | 0.05% | +26.2% |
| BMY | Buy | BRISTOL-MYERS SQUIBB COequities | $461,000 | -3.2% | 10,163 | +1.8% | 0.05% | -10.3% |
| 3M COconvertible/ | $444,000 | +2.3% | 355,000 | 0.0% | 0.05% | -5.7% | ||
| ET | Buy | ENERGY TRNFR EQUITY LPpfds, reits, | $423,000 | +34.7% | 30,010 | +47.1% | 0.05% | +23.7% |
| MMP | Buy | MAGELLAN MIDSTREAM PTNRSpfds, reits, | $420,000 | +18.0% | 6,564 | +11.8% | 0.05% | +6.8% |
| HIX | WESTERN ASSET HI INC FD II INCequities | $417,000 | +8.3% | 59,468 | 0.0% | 0.05% | 0.0% | |
| NYCBPRU | Sell | NEW YORK CMTY BANCORP PFDpfds, reits, | $410,000 | -8.3% | 8,570 | -7.6% | 0.05% | -16.4% |
| New | APPLE INCconvertible/ | $408,000 | – | 390,000 | +100.0% | 0.05% | – | |
| FB | Buy | FACEBOOK INCequities | $400,000 | +63.9% | 2,073 | +41.4% | 0.04% | +50.0% |
| KO | Buy | COCA-COLA COequities | $397,000 | +17.5% | 7,803 | +8.2% | 0.04% | +7.3% |
| IRM | Buy | IRON MOUNTAIN INCpfds, reits, | $395,000 | +100.5% | 12,615 | +127.3% | 0.04% | +83.3% |
| IPGP | Buy | IPG PHOTONICS CORPequities | $394,000 | +8.2% | 2,555 | +6.5% | 0.04% | -2.2% |
| DOC | Buy | PHYSICIANS REALTY TRUSTpfds, reits, | $386,000 | +22.5% | 22,141 | +32.3% | 0.04% | +10.3% |
| LLY | Buy | ELI LILLY & COequities | $386,000 | -13.1% | 3,482 | +1.7% | 0.04% | -20.4% |
| NFLX | Buy | NETFLIX INCequities | $373,000 | +162.7% | 1,015 | +154.4% | 0.04% | +147.1% |
| IVR | INVESCO MORTGAGE CAPITAL INCpfds, reits, | $373,000 | +2.2% | 23,115 | 0.0% | 0.04% | -6.7% | |
| BACPRC | Buy | BANK OF AMERICpfds, reits, | $366,000 | +7.3% | 13,955 | +5.8% | 0.04% | -2.4% |
| Buy | K L A TENCOR COconvertible/ | $362,000 | +5.2% | 350,000 | +4.5% | 0.04% | -4.8% | |
| PLD | Buy | PROLOGIS INCpfds, reits, | $348,000 | +62.6% | 4,351 | +46.3% | 0.04% | +50.0% |
| ARR | ARMOUR RES REITpfds, reits, | $337,000 | -4.5% | 18,075 | 0.0% | 0.04% | -11.6% | |
| BP | Buy | BP PLC ADRequities | $336,000 | +60.8% | 8,065 | +69.1% | 0.04% | +46.2% |
| ABT | Buy | ABBOTT LABSequities | $340,000 | +18.9% | 4,038 | +13.0% | 0.04% | +8.6% |
| MDLZ | Sell | MONDELEZ INTL INCequities | $336,000 | -1.2% | 6,227 | -8.5% | 0.04% | -9.5% |
| MIC | Buy | MACQUARIE INFRASTRUCTUREpfds, reits, | $333,000 | +41.7% | 8,210 | +44.0% | 0.04% | +27.6% |
| AMAT | Buy | APPLIED MATERIALS INCequities | $328,000 | +17.1% | 7,312 | +3.7% | 0.04% | +8.8% |
| VUG | VANGUARD GWTH ETFequities | $327,000 | +4.5% | 2,000 | 0.0% | 0.04% | -2.6% | |
| New | 1/100 Berkshire Htwy Claequities | $318,000 | – | 100 | +100.0% | 0.04% | – | |
| LOWES CO INCconvertible/ | $320,000 | +3.2% | 255,000 | 0.0% | 0.04% | -5.3% | ||
| New | NORTHROP GRUMMANconvertible/ | $313,000 | – | 305,000 | +100.0% | 0.04% | – | |
| V | Buy | VISA INCequities | $311,000 | +103.3% | 1,792 | +83.0% | 0.04% | +84.2% |
| US TREASU NTconvertible/ | $302,000 | +0.3% | 300,000 | 0.0% | 0.03% | -8.1% | ||
| VICI | Buy | VICI PROPERTIES INCpfds, reits, | $305,000 | +124.3% | 13,840 | +123.2% | 0.03% | +100.0% |
| MARRIOTT INTL INCconvertible/ | $303,000 | +1.0% | 300,000 | 0.0% | 0.03% | -8.1% | ||
| ENDTF | Buy | CANOE EIT INCequities | $299,000 | +1.7% | 35,400 | +1.1% | 0.03% | -8.3% |
| MA | Buy | MASTERCARD INCequities | $292,000 | +15.0% | 1,104 | +2.2% | 0.03% | +6.5% |
| O | Sell | REALTY INCOME CORPpfds, reits, | $297,000 | -7.2% | 4,300 | -1.1% | 0.03% | -15.4% |
| NEE | Buy | NEXTERA ENERGY INCequities | $289,000 | +42.4% | 1,412 | +34.7% | 0.03% | +28.0% |
| HYI | WESTERN ASSET HY DEF OPP FDequities | $284,000 | +1.1% | 19,000 | 0.0% | 0.03% | -5.9% | |
| CL | Buy | COLGATE PALMOLIVEequities | $283,000 | +8.4% | 3,950 | +3.8% | 0.03% | 0.0% |
| WST | WEST PHARMA SVCS INCequities | $274,000 | +13.7% | 2,190 | 0.0% | 0.03% | +3.3% | |
| WFCPRQ | WELLS FARGO & CO PFDpfds, reits, | $266,000 | +0.8% | 10,135 | 0.0% | 0.03% | -6.2% | |
| OHI | Buy | OMEGA HLTHCARE INVS INCpfds, reits, | $258,000 | +12.7% | 7,012 | +16.6% | 0.03% | +3.6% |
| IBM | Buy | INTL BUSINESS MACHINES CORPequities | $248,000 | +8.8% | 1,802 | +11.5% | 0.03% | 0.0% |
| NFJ | ALLIANZGI NFJ DIV INT & PREM STRAT FDequities | $242,000 | +3.0% | 19,500 | 0.0% | 0.03% | -6.9% | |
| NRZ | NEW RESIDENTIAL INV CORPpfds, reits, | $231,000 | -9.1% | 15,000 | 0.0% | 0.03% | -16.1% | |
| DHY | CREDIT SUISSE HY BD FDequities | $222,000 | -0.4% | 90,000 | 0.0% | 0.02% | -7.4% | |
| CY | CYPRESS SEMICONDUCTORequities | $222,000 | +49.0% | 10,000 | 0.0% | 0.02% | +38.9% | |
| IVV | Buy | ISHARES CORE S&P 500 ETFequities | $228,000 | +8.6% | 773 | +4.6% | 0.02% | -3.8% |
| UNH | Buy | UNITEDHEALTH GROUP INCequities | $215,000 | +165.4% | 882 | +169.7% | 0.02% | +140.0% |
| SLB | Sell | SCHLUMBERGER LTDequities | $212,000 | -18.5% | 5,323 | -10.9% | 0.02% | -25.0% |
| ANDX | Sell | ANDEAVOR LOGISTICS L LPpfds, reits, | $217,000 | -7.3% | 5,979 | -9.8% | 0.02% | -17.2% |
| VTV | VANGUARD VALUEequities | $211,000 | +3.4% | 1,900 | 0.0% | 0.02% | -4.0% | |
| WASTE MGMT INCconvertible/ | $206,000 | +3.5% | 155,000 | 0.0% | 0.02% | -4.2% | ||
| LMRK | Buy | LANDMARK INFRASTRUCTURE LPpfds, reits, | $205,000 | +21.3% | 12,183 | +22.3% | 0.02% | +9.5% |
| FDX | Buy | FEDEX CORPequities | $194,000 | -7.2% | 1,183 | +2.8% | 0.02% | -15.4% |
| ILPT | Buy | INDUSTRIAL LOGISTICSpfds, reits, | $195,000 | +35.4% | 9,345 | +30.7% | 0.02% | +22.2% |
| Buy | CIGNA CORPconvertible/ | $193,000 | +1.6% | 187,000 | +1.1% | 0.02% | -4.3% | |
| UTX | Buy | UNITED TECH CORPequities | $193,000 | +24.5% | 1,480 | +23.0% | 0.02% | +15.8% |
| EXPI | Buy | EXP WORLD HOLDINGS INCequities | $193,000 | +7.2% | 17,302 | +4.5% | 0.02% | 0.0% |
| SOCORRO TX ISDconvertible/ | $188,000 | -0.5% | 175,000 | 0.0% | 0.02% | -8.7% | ||
| DD | New | DUPONT DE NEMOURS INCequities | $186,000 | – | 2,480 | +100.0% | 0.02% | – |
| INVESCO UNIT TRUSTSunit trusts | $179,000 | +2.3% | 178 | 0.0% | 0.02% | -4.8% | ||
| PMT | PENNYMAC MORT INV TRUSTpfds, reits, | $175,000 | +5.4% | 8,000 | 0.0% | 0.02% | 0.0% | |
| VGM | INVESCO TRUST FOR INV GRADE MUNISequities | $182,000 | +2.2% | 14,328 | 0.0% | 0.02% | -9.1% | |
| AEP | Buy | AMERICAN ELECTRIC POWER CO INCequities | $181,000 | +38.2% | 2,057 | +31.7% | 0.02% | +25.0% |
| YUM | Sell | YUM! BRANDS INCequities | $166,000 | -15.3% | 1,500 | -23.5% | 0.02% | -20.8% |
| DOW | New | DOW CHEMICAL COequities | $169,000 | – | 3,420 | +100.0% | 0.02% | – |
| DATA | TABLEAU SOFTWARE INCequities | $166,000 | +30.7% | 1,000 | 0.0% | 0.02% | +18.8% | |
| ABBV | Buy | ABBVIE INCequities | $170,000 | +1.8% | 2,342 | +12.9% | 0.02% | -5.0% |
| NLY | Buy | ANNALY CAPITAL MGMTpfds, reits, | $171,000 | +8.2% | 18,774 | +19.0% | 0.02% | 0.0% |
| METROPOLITAN STATEconvertible/ | $171,000 | +2.4% | 155,000 | 0.0% | 0.02% | -5.0% | ||
| Buy | VERIZON COMMUNICATIONS INCconvertible/ | $171,000 | +3.6% | 153,000 | +2.0% | 0.02% | -5.0% | |
| EL | Buy | ESTEE LAUDER COS INC Aequities | $158,000 | +19.7% | 864 | +8.0% | 0.02% | +12.5% |
| CACI | CACI INTL INCequities | $164,000 | +12.3% | 800 | 0.0% | 0.02% | 0.0% | |
| INTU | INTUITequities | $157,000 | 0.0% | 600 | 0.0% | 0.02% | -5.3% | |
| AAV | Sell | ADVANTAGE OIL & GAS LTDequities | $162,000 | -26.7% | 129,700 | -3.1% | 0.02% | -33.3% |
| MICHIGAN BELL TEconvertible/ | $157,000 | 0.0% | 140,000 | 0.0% | 0.02% | -5.3% | ||
| AREPRD | ALEXANDRIA CV PFD 1.75pfds, reits, | $159,000 | +0.6% | 4,178 | 0.0% | 0.02% | -5.3% | |
| NVDA | Buy | NVIDIAequities | $153,000 | +9.3% | 933 | +19.6% | 0.02% | 0.0% |
| WELLS FARGO & Cconvertible/ | $153,000 | +2.0% | 145,000 | 0.0% | 0.02% | -5.6% | ||
| NAD | NUVEEN DIV ADV MUNI FDequities | $152,000 | +3.4% | 10,860 | 0.0% | 0.02% | -5.6% | |
| IJH | ISHARES CORE S&P ETFequities | $154,000 | +2.7% | 792 | 0.0% | 0.02% | -5.6% | |
| OKE | Buy | ONEOK INCequities | $149,000 | +2028.6% | 2,168 | +1984.6% | 0.02% | +1600.0% |
| INVESCO ADV MUNI INC TRUST IIequities | $150,000 | +2.0% | 13,603 | 0.0% | 0.02% | -5.6% | ||
| VOE | Buy | VANGUARD MC VAL INDX ETFequities | $156,000 | +6.8% | 1,403 | +3.6% | 0.02% | -5.6% |
| AZO | AUTOZONE INCequities | $154,000 | +7.7% | 140 | 0.0% | 0.02% | -5.6% | |
| XILINX, INC.convertible/ | $151,000 | +0.7% | 150,000 | 0.0% | 0.02% | -5.6% | ||
| DEO | Buy | DIAGEO PLCequities | $141,000 | +64.0% | 819 | +56.3% | 0.02% | +45.5% |
| PBA | New | PEMBINA PIPELINE CORPequities | $146,000 | – | 3,922 | +100.0% | 0.02% | – |
| BAX | Buy | BAXTER INTLequities | $141,000 | +7.6% | 1,716 | +6.7% | 0.02% | 0.0% |
| GE | Buy | GENERAL ELECTRIC COequities | $141,000 | +7.6% | 13,467 | +2.4% | 0.02% | 0.0% |
| EXEL | Buy | EXELIXIS INCequities | $141,000 | -4.1% | 6,620 | +7.5% | 0.02% | -11.1% |
| Buy | JPMORGAN CHASE & COconvertible/ | $147,000 | +137.1% | 140,000 | +133.3% | 0.02% | +100.0% | |
| SCHW | CHARLES SCHWAB CORPequities | $131,000 | -5.8% | 3,254 | 0.0% | 0.02% | -11.8% | |
| BLACKROCK MUNIYIELD INSDequities | $132,000 | +2.3% | 10,000 | 0.0% | 0.02% | -6.2% | ||
| C | Buy | CITIGROUP INCequities | $133,000 | +216.7% | 1,893 | +177.2% | 0.02% | +200.0% |
| HEWLETT-PACKARD COconvertible/ | $130,000 | +0.8% | 125,000 | 0.0% | 0.02% | -6.2% | ||
| BAC | Buy | BANK OF AMERICA CORPequities | $132,000 | +6.5% | 4,556 | +1.2% | 0.02% | 0.0% |
| DUK | Buy | DUKE ENERGY CORPequities | $134,000 | +55.8% | 1,521 | +59.9% | 0.02% | +36.4% |
| CVS | Buy | CVS HEALTH CORPequities | $134,000 | +78.7% | 2,467 | +77.7% | 0.02% | +66.7% |
| NJ ST TRANS TRconvertible/ | $135,000 | +4.7% | 100,000 | 0.0% | 0.02% | -6.2% | ||
| HUM | HUMANA INCequities | $138,000 | -0.7% | 522 | 0.0% | 0.02% | -11.8% | |
| PML | PIMCO MUNI INC FD IIequities | $124,000 | +5.1% | 8,321 | 0.0% | 0.01% | 0.0% | |
| EXR | Buy | EXTRA SPACE STORAGE INCpfds, reits, | $129,000 | +55.4% | 1,220 | +50.1% | 0.01% | +40.0% |
| EXAS | EXACT SCIENCES CORPequities | $123,000 | +36.7% | 1,040 | 0.0% | 0.01% | +27.3% | |
| STZ | CONSTELLATION BRANDS INCequities | $124,000 | +12.7% | 630 | 0.0% | 0.01% | +7.7% | |
| GILD | GILEAD SCIENCES INCequities | $122,000 | +4.3% | 1,800 | 0.0% | 0.01% | 0.0% | |
| PMO | PUTNAM MUNICIPAL OPPTUNequities | $127,000 | +3.3% | 10,000 | 0.0% | 0.01% | -6.7% | |
| QUEST DIAGNOSTICconvertible/ | $121,000 | -0.8% | 120,000 | 0.0% | 0.01% | -6.7% | ||
| MYD | BLACKROCK MUNIYIELD CFequities | $128,000 | +3.2% | 8,872 | 0.0% | 0.01% | -6.7% | |
| ARAPAHOE CNTY SD #6convertible/ | $123,000 | +1.7% | 100,000 | 0.0% | 0.01% | -6.7% | ||
| SYK | Buy | STRYKER CORPequities | $126,000 | +38.5% | 614 | +33.8% | 0.01% | +27.3% |
| HYD | VANECK VECTORS HY MUNI INDEX ETFequities | $128,000 | +1.6% | 2,000 | 0.0% | 0.01% | -6.7% | |
| SUME | SUMMER ENERGY HLDG INCequities | $122,000 | +48.8% | 61,218 | 0.0% | 0.01% | +40.0% | |
| BABA | Buy | ALIBABA GROUP HLDG ADRequities | $123,000 | +68.5% | 724 | +81.5% | 0.01% | +55.6% |
| LADR | Buy | LADDER CAP CORPpfds, reits, | $124,000 | +18.1% | 7,442 | +20.2% | 0.01% | +7.7% |
| ALLPRFCL | ALLSTATE CORP PFDpfds, reits, | $121,000 | -0.8% | 4,760 | 0.0% | 0.01% | -6.7% | |
| WYETH LLCconvertible/ | $123,000 | +0.8% | 105,000 | 0.0% | 0.01% | -6.7% | ||
| WILLOW TRACE MET COconvertible/ | $112,000 | +0.9% | 100,000 | 0.0% | 0.01% | -7.1% | ||
| ADAMS & WELD CO SD#27convertible/ | $112,000 | +1.8% | 100,000 | 0.0% | 0.01% | 0.0% | ||
| WEC | Buy | WEC ENERGY GRP INCequities | $120,000 | +22.4% | 1,441 | +15.7% | 0.01% | +8.3% |
| HCP | HCP INCpfds, reits, | $114,000 | +2.7% | 3,560 | 0.0% | 0.01% | -7.1% | |
| FRISCO TX ISDconvertible/ | $119,000 | 0.0% | 110,000 | 0.0% | 0.01% | -13.3% | ||
| FT LEWIS CLG BD COconvertible/ | $113,000 | +3.7% | 100,000 | 0.0% | 0.01% | 0.0% | ||
| CAPL | Buy | CROSSAMERICA LPpfds, reits, | $112,000 | +17.9% | 7,000 | +34.6% | 0.01% | +8.3% |
| IVW | ISHARES CORE S&P 500 ETFequities | $119,000 | +3.5% | 666 | 0.0% | 0.01% | -7.1% | |
| EQAL | POWERSHARES RUSSELL 1000equities | $116,000 | +1.8% | 3,551 | 0.0% | 0.01% | -7.1% | |
| MBB | Buy | ISHARES MBS ETFequities | $113,000 | +91.5% | 1,053 | +88.7% | 0.01% | +85.7% |
| SCHB | Sell | SCHWAB US BROAD MKT ETFequities | $119,000 | -37.7% | 1,692 | -39.8% | 0.01% | -43.5% |
| ARI | Buy | APOLLO COMM REAL ESTATE FINANCE INCpfds, reits, | $117,000 | +37.6% | 6,375 | +37.1% | 0.01% | +30.0% |
| WPM | Sell | WHEATON PRECIOUS METALS CORPequities | $116,000 | -4.9% | 4,805 | -5.9% | 0.01% | -13.3% |
| Ca Incconvertible/ | $114,000 | +1.8% | 110,000 | 0.0% | 0.01% | -7.1% | ||
| TEXTRON INCORPORAconvertible/ | $117,000 | +2.6% | 110,000 | 0.0% | 0.01% | -7.1% | ||
| RDSA | ROYAL DUTCH SHELL PLCequities | $112,000 | +4.7% | 1,714 | 0.0% | 0.01% | 0.0% | |
| Buy | WASTE MGMT INCconvertible/ | $120,000 | +114.3% | 115,000 | +109.1% | 0.01% | +85.7% | |
| Tyson Foods, Inc.convertible/ | $105,000 | +1.0% | 100,000 | 0.0% | 0.01% | -7.7% | ||
| US TREASUR NTconvertible/ | $107,000 | +0.9% | 107,000 | 0.0% | 0.01% | -7.7% | ||
| GS | Sell | GOLDMAN SACHS GROUP INCequities | $107,000 | -10.1% | 522 | -16.1% | 0.01% | -20.0% |
| CELGENE CORPconvertible/ | $103,000 | +2.0% | 100,000 | 0.0% | 0.01% | 0.0% | ||
| WAUKEE IAconvertible/ | $104,000 | +1.0% | 100,000 | 0.0% | 0.01% | -7.7% | ||
| THE HOME DEPOT, Iconvertible/ | $103,000 | 0.0% | 100,000 | 0.0% | 0.01% | -7.7% | ||
| HPQ | Buy | HP INCequities | $106,000 | +23.3% | 5,083 | +15.1% | 0.01% | +9.1% |
| LOW | Sell | LOWE'S COS INCequities | $107,000 | -17.7% | 1,064 | -10.1% | 0.01% | -25.0% |
| DENVER CO C&C Sconvertible/ | $106,000 | +1.0% | 100,000 | 0.0% | 0.01% | -7.7% | ||
| DENVER CO C&C SD #1convertible/ | $107,000 | +0.9% | 100,000 | 0.0% | 0.01% | -7.7% | ||
| TIFFANY & CO.convertible/ | $104,000 | +2.0% | 100,000 | 0.0% | 0.01% | 0.0% | ||
| AMGN | Buy | AMGEN INCequities | $107,000 | +28.9% | 579 | +32.5% | 0.01% | +20.0% |
| TOLL BROTHERS INCconvertible/ | $107,000 | +1.9% | 100,000 | 0.0% | 0.01% | -7.7% | ||
| COMPUTER SCIENCEconvertible/ | $109,000 | 0.0% | 105,000 | 0.0% | 0.01% | -7.7% | ||
| XLF | Sell | FINANCIAL SELECT SECTOR SPDR FDequities | $105,000 | +2.9% | 3,810 | -4.4% | 0.01% | 0.0% |
| BANK OF AMERICA CORconvertible/ | $105,000 | 0.0% | 100,000 | 0.0% | 0.01% | -7.7% | ||
| FISV | Buy | FISERV INCequities | $105,000 | +9.4% | 1,154 | +6.3% | 0.01% | 0.0% |
| VERIZON COMMUNICconvertible/ | $107,000 | +0.9% | 100,000 | 0.0% | 0.01% | -7.7% | ||
| WBA | Sell | WALGREENS BOOTS ALLIANCE INCequities | $107,000 | -26.2% | 1,958 | -14.8% | 0.01% | -33.3% |
| EBAY INC.convertible/ | $101,000 | +1.0% | 100,000 | 0.0% | 0.01% | -8.3% | ||
| PH | Buy | PARKER-HANNIFIN CORPequities | $94,000 | +23.7% | 553 | +24.5% | 0.01% | +22.2% |
| QQQ | Sell | POWERSHARES QQQequities | $96,000 | -25.0% | 512 | -28.1% | 0.01% | -31.2% |
| ORLANDO FL SPLconvertible/ | $101,000 | -1.0% | 100,000 | 0.0% | 0.01% | -8.3% | ||
| AMERICAN TOBACCOconvertible/ | $102,000 | +2.0% | 100,000 | 0.0% | 0.01% | -8.3% | ||
| BDX | Sell | BECTON DICKINSON & COequities | $99,000 | -40.7% | 391 | -41.4% | 0.01% | -45.0% |
| TECK | Sell | TECK RESOURCES LTDequities | $102,000 | -32.5% | 4,412 | -32.2% | 0.01% | -38.9% |
| Buy | AMERICAN TOWER COconvertible/ | $95,000 | +90.0% | 95,000 | +90.0% | 0.01% | +83.3% | |
| AMT | Buy | AMERICAN TOWER CORPequities | $99,000 | +135.7% | 485 | +125.6% | 0.01% | +120.0% |
| US TREASU NTconvertible/ | $100,000 | 0.0% | 100,000 | 0.0% | 0.01% | -8.3% | ||
| US TREASU NTconvertible/ | $100,000 | 0.0% | 100,000 | 0.0% | 0.01% | -8.3% | ||
| THE JOHN HOPKIconvertible/ | $101,000 | +1.0% | 100,000 | 0.0% | 0.01% | -8.3% | ||
| IWO | New | ISHARES TR RUSSELLequities | $99,000 | – | 494 | +100.0% | 0.01% | – |
| WU | WESTERN UNION COMPANYequities | $94,000 | +6.8% | 4,748 | 0.0% | 0.01% | 0.0% | |
| CLARK CTY NVconvertible/ | $100,000 | -1.0% | 100,000 | 0.0% | 0.01% | -8.3% | ||
| DLR | Buy | DIGITAL REALTY TRUSTpfds, reits, | $94,000 | +291.7% | 797 | +298.5% | 0.01% | +266.7% |
| GPMT | Sell | GRANITE POINT MORTGApfds, reits, | $99,000 | -1.0% | 5,137 | -5.0% | 0.01% | -8.3% |
| GVA | GRANITE CONSTRUCTIONequities | $99,000 | +12.5% | 2,050 | 0.0% | 0.01% | 0.0% | |
| GENERAL MOTORS FIconvertible/ | $101,000 | +1.0% | 100,000 | 0.0% | 0.01% | -8.3% | ||
| FORTUNE BRANDS HOMEconvertible/ | $100,000 | 0.0% | 100,000 | 0.0% | 0.01% | -8.3% | ||
| FXF | CURRENCYSHARES SWISS FRANC ETFequities | $95,000 | +2.2% | 1,000 | 0.0% | 0.01% | 0.0% | |
| CROWN CASTLE INTconvertible/ | $99,000 | +1.0% | 100,000 | 0.0% | 0.01% | -8.3% | ||
| PHILLIPS 66 PARconvertible/ | $100,000 | 0.0% | 100,000 | 0.0% | 0.01% | -8.3% | ||
| STONEGATE VLG Mconvertible/ | $93,000 | +1.1% | 90,000 | 0.0% | 0.01% | -9.1% | ||
| CCI | Buy | CROWN CASTLE INTL CORPpfds, reits, | $86,000 | +561.5% | 660 | +560.0% | 0.01% | +400.0% |
| GUNNISON ETC CO SDconvertible/ | $89,000 | +1.1% | 75,000 | 0.0% | 0.01% | -9.1% | ||
| VIG | Buy | VANGUARD DIV APPRECIATION ETFequities | $90,000 | +119.5% | 782 | +108.5% | 0.01% | +100.0% |
| WY | Buy | WEYERHAUSER COpfds, reits, | $87,000 | +31.8% | 3,288 | +30.5% | 0.01% | +25.0% |
| SO | Buy | SOUTHERN COequities | $90,000 | +13.9% | 1,622 | +6.6% | 0.01% | 0.0% |
| INVESCO S&P SMALLCAPequities | $92,000 | +2.2% | 781 | 0.0% | 0.01% | -9.1% | ||
| GLD | Buy | SPDR GOLD SHARES ETFequities | $86,000 | +1620.0% | 648 | +1442.9% | 0.01% | +900.0% |
| BTI | Sell | BRIT AMER TOBACCOequities | $92,000 | -17.1% | 2,630 | -1.5% | 0.01% | -28.6% |
| DEA | Buy | EASTERLY GOVT PPTYSpfds, reits, | $88,000 | +166.7% | 4,850 | +162.2% | 0.01% | +150.0% |
| INVH | INVITATION HOMES INCequities | $86,000 | +8.9% | 3,228 | 0.0% | 0.01% | 0.0% | |
| PSAPRC | PUBLIC STORA PFDpfds, reits, | $86,000 | 0.0% | 3,490 | 0.0% | 0.01% | -9.1% | |
| IP | Buy | INTL PAPER COequities | $78,000 | +20.0% | 1,812 | +28.3% | 0.01% | +12.5% |
| Buy | AMERIPRISE FINANCIAL INCequities | $79,000 | +71.7% | 542 | +50.6% | 0.01% | +50.0% | |
| ADI | ANALOG DEVICES INCequities | $83,000 | +7.8% | 735 | 0.0% | 0.01% | 0.0% | |
| FXCH | CURRENCYSHARES CHINESE RENMINBI ETFequities | $84,000 | -2.3% | 1,178 | 0.0% | 0.01% | -18.2% | |
| VGK | VANGUARD FTSE EUROPEequities | $78,000 | +2.6% | 1,412 | 0.0% | 0.01% | 0.0% | |
| Tc Pipelines, Lpconvertible/ | $83,000 | +1.2% | 80,000 | 0.0% | 0.01% | -10.0% | ||
| BACPRL | BANK OF AMERICA CORPpfds, reits, | $77,000 | +5.5% | 56 | 0.0% | 0.01% | 0.0% | |
| Buy | FIFTH THIRD BANCOconvertible/ | $85,000 | +37.1% | 80,000 | +33.3% | 0.01% | +12.5% | |
| MCKESSON CORPconvertible/ | $77,000 | 0.0% | 75,000 | 0.0% | 0.01% | 0.0% | ||
| APTS | Buy | PREF APT COMMUNITIESpfds, reits, | $84,000 | +2.4% | 5,600 | +1.8% | 0.01% | -10.0% |
| F | FORD MOTOR COequities | $79,000 | +16.2% | 7,744 | 0.0% | 0.01% | +12.5% | |
| PRU | Buy | PRUDENTIAL FINLequities | $79,000 | +25.4% | 786 | +15.1% | 0.01% | +12.5% |
| EFA | Sell | ISHARES TR MSCIE EAFE FDequities | $79,000 | -31.3% | 1,206 | -32.2% | 0.01% | -35.7% |
| JCI | JOHNSON CONTROLS INCequities | $82,000 | +12.3% | 1,988 | 0.0% | 0.01% | 0.0% | |
| CNK | Buy | CINEMARK HOLDINGS INCequities | $81,000 | +1.2% | 2,243 | +12.2% | 0.01% | -10.0% |
| EIX | EDISON INTERNATIONALequities | $80,000 | +8.1% | 1,189 | 0.0% | 0.01% | 0.0% | |
| MU | Buy | MICRON TECH INCequities | $81,000 | +113.2% | 2,099 | +130.7% | 0.01% | +80.0% |
| PSAPRVCL | PUBLIC STORAGEpfds, reits, | $77,000 | 0.0% | 3,092 | 0.0% | 0.01% | 0.0% | |
| WILLIAM PARTNERS Lconvertible/ | $77,000 | 0.0% | 75,000 | 0.0% | 0.01% | 0.0% | ||
| D | Buy | DOMINION RESOURCES INCequities | $78,000 | +14.7% | 1,004 | +13.1% | 0.01% | +12.5% |
| PSAPRW | PUBLIC STORAGE PDpfds, reits, | $81,000 | +1.2% | 3,250 | 0.0% | 0.01% | -10.0% | |
| NVS | Buy | NOVARTIS AGequities | $78,000 | +50.0% | 849 | +57.2% | 0.01% | +50.0% |
| MCO | MOODYSequities | $78,000 | +8.3% | 400 | 0.0% | 0.01% | 0.0% | |
| CAH | CARDINAL HEALTH INCequities | $79,000 | -2.5% | 1,673 | 0.0% | 0.01% | -10.0% | |
| NBCUNIVERSAL MEconvertible/ | $78,000 | +1.3% | 75,000 | 0.0% | 0.01% | 0.0% | ||
| INTERPUBLIC GRP COSconvertible/ | $78,000 | +2.6% | 75,000 | 0.0% | 0.01% | 0.0% | ||
| CRON | Buy | CRONOS GROUP INCequities | $71,000 | +57.8% | 4,470 | +82.4% | 0.01% | +33.3% |
| DVY | Buy | ISHARESTRUST DOW JONESequities | $71,000 | +16.4% | 713 | +14.8% | 0.01% | +14.3% |
| IAU | Buy | ISHARES TR COMEX GOLDequities | $69,000 | +23.2% | 5,094 | +11.7% | 0.01% | +14.3% |
| KIMBERLY-CLARK CORPconvertible/ | $75,000 | +2.7% | 60,000 | 0.0% | 0.01% | -11.1% | ||
| KHC | Sell | KRAFT HEINZ COequities | $70,000 | -5.4% | 2,241 | -1.5% | 0.01% | -11.1% |
| CHI | Sell | CALAMOS CONV OPP & INC FDequities | $68,000 | -68.2% | 6,429 | -69.6% | 0.01% | -69.2% |
| Buy | TRAVELERS COMPANIESequities | $70,000 | +191.7% | 468 | +167.4% | 0.01% | +166.7% | |
| AMERICAN TOWER CORPconvertible/ | $71,000 | +1.4% | 65,000 | 0.0% | 0.01% | -11.1% | ||
| Buy | TOLL BROTHERS Fconvertible/ | $68,000 | +353.3% | 65,000 | +333.3% | 0.01% | +300.0% | |
| ANET | ARISTA NETWORKS INCequities | $74,000 | -17.8% | 285 | 0.0% | 0.01% | -27.3% | |
| CTVA | New | CORTEVA INCequities | $73,000 | – | 2,470 | +100.0% | 0.01% | – |
| CLEVELAND CLIFFSconvertible/ | $72,000 | +5.9% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| SALT VERDE AZ FCconvertible/ | $76,000 | +2.7% | 60,000 | 0.0% | 0.01% | -11.1% | ||
| MORGAN STANLEYconvertible/ | $76,000 | +1.3% | 71,000 | 0.0% | 0.01% | -11.1% | ||
| NOC | Buy | NORTHROP GRUNMAN COequities | $72,000 | +111.8% | 222 | +74.8% | 0.01% | +100.0% |
| TGP | New | TEEKAY LONG PARTNERS LPpfds, reits, | $68,000 | – | 4,800 | +100.0% | 0.01% | – |
| ECOLAB INCconvertible/ | $72,000 | 0.0% | 69,000 | 0.0% | 0.01% | -11.1% | ||
| OCCIDENTAL PETRconvertible/ | $76,000 | 0.0% | 75,000 | 0.0% | 0.01% | -11.1% | ||
| BANK OF AMERICAconvertible/ | $73,000 | +1.4% | 67,000 | 0.0% | 0.01% | -11.1% | ||
| ENB | Buy | ENBRIDGE INCequities | $72,000 | +227.3% | 2,005 | +237.5% | 0.01% | +166.7% |
| ENERGY TRANSFER Pconvertible/ | $76,000 | 0.0% | 75,000 | 0.0% | 0.01% | -11.1% | ||
| PGX | New | POWERSHARES PFD PORTequities | $76,000 | – | 5,200 | +100.0% | 0.01% | – |
| VFH | VANGUARD FINANCIALSequities | $76,000 | +7.0% | 1,100 | 0.0% | 0.01% | -11.1% | |
| YUMC | Sell | YUM CHINA HOLDINGS INCequities | $67,000 | -1.5% | 1,452 | -4.0% | 0.01% | -12.5% |
| DOVER CORPconvertible/ | $63,000 | +3.3% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| SLV | Buy | ISHARES SILVER TRUSTequities | $59,000 | +227.8% | 4,100 | +215.4% | 0.01% | +250.0% |
| BBTPRECL | Buy | BB&T CORPpfds, reits, | $66,000 | +725.0% | 2,638 | +680.5% | 0.01% | +600.0% |
| New | AT&T INCconvertible/ | $62,000 | – | 60,000 | +100.0% | 0.01% | – | |
| PENNSYLVANIAconvertible/ | $59,000 | +1.7% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| TJX | Buy | TJX COS INCequities | $67,000 | +67.5% | 1,263 | +66.6% | 0.01% | +40.0% |
| SALT VERDE AZ FCconvertible/ | $62,000 | +1.6% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| AZ BD REGENTS UNIVconvertible/ | $60,000 | +1.7% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| EDWARDS LIFESCIENCES CPequities | $67,000 | -2.9% | 360 | 0.0% | 0.01% | -12.5% | ||
| CIO | CITY OFFICE REITpfds, reits, | $60,000 | +5.3% | 5,000 | 0.0% | 0.01% | 0.0% | |
| AGN | Buy | ALLERGAN INCequities | $59,000 | +883.3% | 355 | +745.2% | 0.01% | +600.0% |
| Sell | TOTAL SAequities | $59,000 | -33.7% | 1,060 | -33.8% | 0.01% | -36.4% | |
| STAG | STAG INDUSTRIAL INCpfds, reits, | $60,000 | +1.7% | 2,000 | 0.0% | 0.01% | 0.0% | |
| BCE | Sell | BCE INCequities | $66,000 | -39.4% | 1,450 | -40.8% | 0.01% | -46.2% |
| DHS | WISDOMTREE US HIGHequities | $62,000 | 0.0% | 850 | 0.0% | 0.01% | -12.5% | |
| PAA | PLAINS ALL AMERN PPLN LPpfds, reits, | $63,000 | 0.0% | 2,584 | 0.0% | 0.01% | -12.5% | |
| CGC | CANOPY GROWTH CORPequities | $66,000 | -5.7% | 1,625 | 0.0% | 0.01% | -22.2% | |
| CITIGROUP INCconvertible/ | $62,000 | 0.0% | 60,000 | 0.0% | 0.01% | -12.5% | ||
| MC DONALDS CORPconvertible/ | $63,000 | +3.3% | 60,000 | 0.0% | 0.01% | 0.0% | ||
| New | AMERICAN EXPRESSconvertible/ | $63,000 | – | 60,000 | +100.0% | 0.01% | – | |
| WDC | Buy | WESTERN DIGITALequities | $65,000 | +333.3% | 1,373 | +333.1% | 0.01% | +250.0% |
| MKC | MCCORMICK & CO INCequities | $64,000 | +3.2% | 410 | 0.0% | 0.01% | -12.5% | |
| CP | CANADIAN PACIFIC RAILWAY LTDequities | $63,000 | +14.5% | 269 | 0.0% | 0.01% | 0.0% | |
| CARDINAL HEALTH INCconvertible/ | $67,000 | +4.7% | 65,000 | 0.0% | 0.01% | -12.5% | ||
| VFC | Buy | VF CORPequities | $65,000 | +91.2% | 744 | +92.2% | 0.01% | +75.0% |
| ROCKWELL COLLINSconvertible/ | $63,000 | +3.3% | 60,000 | 0.0% | 0.01% | 0.0% | ||
| HARRIS CNTY TX METconvertible/ | $59,000 | +1.7% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| BMRN | BIOMARIN PHARMA INCequities | $60,000 | -3.2% | 700 | 0.0% | 0.01% | -12.5% | |
| New | BB&T CORPconvertible/ | $61,000 | – | 60,000 | +100.0% | 0.01% | – | |
| PK | Buy | PARK HOTELS & RESORTS INCpfds, reits, | $62,000 | 0.0% | 2,250 | +12.5% | 0.01% | -12.5% |
| RAYTHEON COconvertible/ | $66,000 | +1.5% | 50,000 | 0.0% | 0.01% | -12.5% | ||
| BIIB | BIOGEN IDEC INCequities | $65,000 | 0.0% | 277 | 0.0% | 0.01% | -12.5% | |
| SYY | Buy | SYSCOequities | $64,000 | +28.0% | 898 | +19.1% | 0.01% | +16.7% |
| CRM | Buy | SALESFORCE.COM INCequities | $61,000 | +1.7% | 405 | +7.4% | 0.01% | 0.0% |
| WESTLAKE CHEMICALconvertible/ | $51,000 | +2.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| AFL | Sell | AFLAC INCequities | $53,000 | -44.2% | 969 | -48.8% | 0.01% | -50.0% |
| AMLP | ALERIAN MLP ETFequities | $51,000 | -1.9% | 5,142 | 0.0% | 0.01% | 0.0% | |
| AT&T INC.convertible/ | $50,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| AT&T INC.convertible/ | $51,000 | +2.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| At&T Inc.convertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| AXDX | ACCELERATE DIAGNOSTICS INCequities | $50,000 | +8.7% | 2,195 | 0.0% | 0.01% | 0.0% | |
| ACTIVISION BLIZZAconvertible/ | $50,000 | +2.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| AXP | Buy | AMERICAN EXPRESS COequities | $52,000 | +73.3% | 423 | +56.7% | 0.01% | +50.0% |
| AMERICAN EXPRESSconvertible/ | $55,000 | 0.0% | 55,000 | 0.0% | 0.01% | -14.3% | ||
| AMERICAN INTL Gconvertible/ | $53,000 | +1.9% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| AMERIPRISE FINL,convertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| AMPHENOL CORPconvertible/ | $52,000 | +2.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| ARIZONA PUB SVC Cconvertible/ | $50,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| ASPEN INSURANCEconvertible/ | $53,000 | +1.9% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| ASTRAZENECA PLconvertible/ | $52,000 | +4.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| ATO | New | ATMOS ENERGY CORPequities | $53,000 | – | 503 | +100.0% | 0.01% | – |
| AUTOZONE, INC.convertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| BLL | BALL CORPequities | $56,000 | +21.7% | 800 | 0.0% | 0.01% | 0.0% | |
| BANK OF AMERICAconvertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| Buy | BANK OF AMERICAconvertible/ | $50,000 | +6.4% | 47,000 | +4.4% | 0.01% | 0.0% | |
| THE BANK OF NEW YORconvertible/ | $56,000 | +5.7% | 55,000 | 0.0% | 0.01% | 0.0% | ||
| BANK NEW YORK MEL VAR 23convertible/ | $55,000 | 0.0% | 55,000 | 0.0% | 0.01% | -14.3% | ||
| MQY | BLACKROCK MUNIYIELD QUALITYequities | $54,000 | +3.8% | 3,700 | 0.0% | 0.01% | 0.0% | |
| BE | New | BLOOM ENERGY CORPequities | $51,000 | – | 4,150 | +100.0% | 0.01% | – |
| CSX CORPconvertible/ | $52,000 | +2.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| CPT | Sell | CAMDEN PROPERTY TRUSTequities | $57,000 | -13.6% | 550 | -15.4% | 0.01% | -25.0% |
| CELGENE CORPconvertible/ | $58,000 | +1.8% | 55,000 | 0.0% | 0.01% | -14.3% | ||
| CITIGROUP INC.convertible/ | $50,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| CONAGRA BRANDS,convertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| ED | Buy | CONSOLIDATED EDISON INCequities | $53,000 | +562.5% | 600 | +500.0% | 0.01% | +500.0% |
| CORNING INCconvertible/ | $52,000 | +2.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| OFC | COR OFFICE PPTYSpfds, reits, | $53,000 | -3.6% | 2,000 | 0.0% | 0.01% | -14.3% | |
| DAVENPORT IOconvertible/ | $52,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| JOHN DEERE CAPITAconvertible/ | $50,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| DOWDUPONT INC.convertible/ | $50,000 | +2.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| DELL EMC CORPconvertible/ | $50,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| EOG RESOURCES, INconvertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| EATON VANCE CORconvertible/ | $52,000 | +2.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| EXD | EATON VANCE TAX ADV BD & OP STRAT FDequities | $57,000 | +1.8% | 6,035 | 0.0% | 0.01% | -14.3% | |
| EXPRESS SCRIPTS HOLDINGS COconvertible/ | $52,000 | +2.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| FIRSTMERIT CORPconvertible/ | $58,000 | +1.8% | 55,000 | 0.0% | 0.01% | -14.3% | ||
| FE | Buy | FIRSTENERGYequities | $58,000 | +163.6% | 1,358 | +154.8% | 0.01% | +100.0% |
| GATX CORPconvertible/ | $50,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| GMOLQ | GENERAL MOLY INCequities | $57,000 | +62.9% | 162,807 | 0.0% | 0.01% | +50.0% | |
| GPC | Buy | GENUINE PARTS COequities | $55,000 | +27.9% | 530 | +37.3% | 0.01% | +20.0% |
| New | GOLDMAN SACHS GROUPconvertible/ | $57,000 | – | 55,000 | +100.0% | 0.01% | – | |
| GOLDMAN SACHS GRconvertible/ | $50,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| HSBC HOLDINGSconvertible/ | $53,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| HSBC USA INC.convertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| HP INC.convertible/ | $52,000 | +2.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| HEWLETT PACKARD STEP 22convertible/ | $58,000 | 0.0% | 55,000 | 0.0% | 0.01% | -14.3% | ||
| Ingersoll-Randconvertible/ | $53,000 | +1.9% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| RSP | Sell | INVESCO S&P 500 EQUALlequities | $57,000 | -3.4% | 525 | -7.1% | 0.01% | -14.3% |
| AGG | Sell | ISHARES CORE US AGGREGATE BONDequities | $55,000 | -65.0% | 492 | -65.7% | 0.01% | -68.4% |
| New | JEFFERIES GROUPconvertible/ | $54,000 | – | 50,000 | +100.0% | 0.01% | – | |
| JOHNSON CONTROLS INconvertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| JOHNSON CONTROLSconvertible/ | $52,000 | +4.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| JOHNSON CONTROconvertible/ | $57,000 | +1.8% | 55,000 | 0.0% | 0.01% | -14.3% | ||
| JUNIPER NETWORKS,convertible/ | $52,000 | +2.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| LTC | Buy | LTC PROPERTIES INCpfds, reits, | $55,000 | +71.9% | 1,210 | +72.9% | 0.01% | +50.0% |
| LH | LAB CORP OF AMER HLDGequities | $55,000 | +14.6% | 317 | 0.0% | 0.01% | 0.0% | |
| MARATHON PETROLconvertible/ | $52,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| MARKEL CORPconvertible/ | $53,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| MEDTRONIC PLCconvertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| METLIFEconvertible/ | $57,000 | 0.0% | 53,000 | 0.0% | 0.01% | -14.3% | ||
| MICROSOFT CORPconvertible/ | $50,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| MONSANTO COconvertible/ | $50,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| MORGAN STANLEYconvertible/ | $58,000 | +1.8% | 55,000 | 0.0% | 0.01% | -14.3% | ||
| MORGAN STANLEYconvertible/ | $53,000 | +3.9% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| MSI | MOTOROLA SOLUTIONS INCequities | $52,000 | +18.2% | 310 | 0.0% | 0.01% | +20.0% | |
| NSRGY | NESTLE SAequities | $52,000 | +8.3% | 500 | 0.0% | 0.01% | 0.0% | |
| O'REILLY AUTOMOconvertible/ | $52,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| OHIO STconvertible/ | $56,000 | 0.0% | 50,000 | 0.0% | 0.01% | -14.3% | ||
| OUT | OUTFRONT MEDIA INCpfds, reits, | $52,000 | +10.6% | 2,000 | 0.0% | 0.01% | 0.0% | |
| PSEG POWER LLCconvertible/ | $53,000 | +1.9% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| PACKAGING CORP Oconvertible/ | $52,000 | +6.1% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| PYPL | PAYPAL HOLDINGS INCequities | $54,000 | +10.2% | 469 | 0.0% | 0.01% | 0.0% | |
| Buy | PFIZER INCconvertible/ | $57,000 | +39.0% | 55,000 | +37.5% | 0.01% | +20.0% | |
| PSA | PUBLIC STORAGE INCpfds, reits, | $53,000 | +8.2% | 224 | 0.0% | 0.01% | 0.0% | |
| PSTG | Buy | PURE STORAGE INCequities | $51,000 | -27.1% | 3,310 | +3.1% | 0.01% | -33.3% |
| REINSURANCE GROUconvertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| ROP | New | ROPER TECHNOLOGIESequities | $55,000 | – | 150 | +100.0% | 0.01% | – |
| SALT RIVER PRJ AZconvertible/ | $50,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| SALT VERDE AZ FCconvertible/ | $58,000 | 0.0% | 50,000 | 0.0% | 0.01% | -14.3% | ||
| SNY | SANOFIequities | $52,000 | -1.9% | 1,200 | 0.0% | 0.01% | 0.0% | |
| XLV | Buy | HEALTHCARE SELECT SECTOR SPDR FDequities | $50,000 | +66.7% | 536 | +64.9% | 0.01% | +50.0% |
| SOUTHERN NATURALconvertible/ | $52,000 | +2.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| SOUTHWEST GAS Hconvertible/ | $55,000 | +1.9% | 53,000 | 0.0% | 0.01% | -14.3% | ||
| SYMANTEC CORPconvertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| THERMO FISHER SCconvertible/ | $53,000 | +1.9% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| TYSON FOODS INCconvertible/ | $58,000 | +1.8% | 55,000 | 0.0% | 0.01% | -14.3% | ||
| US TREASUR NTconvertible/ | $50,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| VODAFONE GROUPconvertible/ | $52,000 | +2.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| WFCPRT | WELLS FARGO & CO PFDpfds, reits, | $51,000 | 0.0% | 2,000 | 0.0% | 0.01% | 0.0% | |
| WELLS FARGO & COconvertible/ | $50,000 | +2.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| WELLS FARGO & COconvertible/ | $52,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| WELLS FARGO & COconvertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| WHIRLPOOL CORPconvertible/ | $52,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| WOODMOOR CO W/Sconvertible/ | $54,000 | 0.0% | 50,000 | 0.0% | 0.01% | -14.3% | ||
| ZEN | ZENDESK INCequities | $53,000 | +3.9% | 600 | 0.0% | 0.01% | 0.0% | |
| SONY CORP (ADR)equities | $52,000 | +23.8% | 991 | 0.0% | 0.01% | +20.0% | ||
| GLOP | GASLOG PARTNERS LPpfds, reits, | $53,000 | -7.0% | 2,500 | 0.0% | 0.01% | -14.3% | |
| GOLDMAN SACHS GROUPconvertible/ | $43,000 | 0.0% | 40,000 | 0.0% | 0.01% | 0.0% | ||
| GOLDCORP INC.convertible/ | $46,000 | +2.2% | 45,000 | 0.0% | 0.01% | -16.7% | ||
| TWLO | TWILIO INCequities | $41,000 | +5.1% | 300 | 0.0% | 0.01% | 0.0% | |
| UPS | Buy | UNITED PARCEL SERVICE INCequities | $43,000 | -6.5% | 419 | +1.2% | 0.01% | -16.7% |
| New | CENTURYLINK, INconvertible/ | $46,000 | – | 45,000 | +100.0% | 0.01% | – | |
| New | US Treasu Ntconvertible/ | $48,000 | – | 47,000 | +100.0% | 0.01% | – | |
| New | ALTERRA FIN LLCconvertible/ | $42,000 | – | 40,000 | +100.0% | 0.01% | – | |
| VCIT | Buy | VANGUARD INTERMEDIATEequities | $44,000 | +120.0% | 488 | +112.2% | 0.01% | +150.0% |
| DOWDUPONT INC.convertible/ | $46,000 | +2.2% | 45,000 | 0.0% | 0.01% | -16.7% | ||
| CONSTELLATION ENconvertible/ | $41,000 | 0.0% | 40,000 | 0.0% | 0.01% | 0.0% | ||
| New | LENNOX INTERNTNL INconvertible/ | $45,000 | – | 45,000 | +100.0% | 0.01% | – | |
| VIACOM INCconvertible/ | $48,000 | +2.1% | 45,000 | 0.0% | 0.01% | -16.7% | ||
| PZZA | PAPA JOHNS INTL INCequities | $45,000 | -15.1% | 1,000 | 0.0% | 0.01% | -16.7% | |
| AVB | New | AVALONBAY COMMUNITIES INCpfds, reits, | $41,000 | – | 200 | +100.0% | 0.01% | – |
| ADSK | AUTODESK INCequities | $46,000 | +4.5% | 280 | 0.0% | 0.01% | 0.0% | |
| Buy | INTEL CORPconvertible/ | $45,000 | +125.0% | 45,000 | +125.0% | 0.01% | +150.0% | |
| PRUDENTIAL FINLconvertible/ | $46,000 | 0.0% | 45,000 | 0.0% | 0.01% | -16.7% | ||
| PFF | Buy | ISHARES S&P PRD STK ETFequities | $44,000 | +51.7% | 1,200 | +53.1% | 0.01% | +25.0% |
| TLT | New | ISHARES TR BARCLAYS BONDequities | $42,000 | – | 317 | +100.0% | 0.01% | – |
| MONSANTO COconvertible/ | $47,000 | +2.2% | 50,000 | 0.0% | 0.01% | -16.7% | ||
| ITW | Buy | ILLINOIS TOOL WORKSequities | $41,000 | +46.4% | 273 | +40.0% | 0.01% | +66.7% |
| CTAS | New | CINTAS CORPequities | $42,000 | – | 175 | +100.0% | 0.01% | – |
| RGLD | ROYAL GOLD INCequities | $41,000 | +10.8% | 402 | 0.0% | 0.01% | 0.0% | |
| MOH | Buy | MOLINA HEALTHCAREequities | $42,000 | +200.0% | 296 | +208.3% | 0.01% | +150.0% |
| SDY | Buy | SPDR S&P DIVIDEND ETFequities | $46,000 | +9.5% | 457 | +8.8% | 0.01% | 0.0% |
| MIDD | MIDDLEBY CORPequities | $41,000 | +5.1% | 300 | 0.0% | 0.01% | 0.0% | |
| New | BOARDWALK PIPELconvertible/ | $45,000 | – | 45,000 | +100.0% | 0.01% | – | |
| MCHP | Buy | MICROCHIP TECH INCequities | $45,000 | +21.6% | 519 | +15.3% | 0.01% | 0.0% |
| MICROSOFT CORPconvertible/ | $46,000 | +2.2% | 45,000 | 0.0% | 0.01% | -16.7% | ||
| SEMPRA ENERGYconvertible/ | $47,000 | +2.2% | 45,000 | 0.0% | 0.01% | -16.7% | ||
| REM | ISHARES MORTGAGE REALequities | $46,000 | -2.1% | 1,094 | 0.0% | 0.01% | -16.7% | |
| ADM | ARCHER DANIELS MIDLAND COequities | $47,000 | -4.1% | 1,142 | 0.0% | 0.01% | -16.7% | |
| CMCSA | Buy | COMCAST CORP Aequities | $41,000 | +17.1% | 971 | +12.0% | 0.01% | +25.0% |
| BKPRC | Buy | BANK OF NY MELLON CORPpfds, reits, | $43,000 | +437.5% | 1,701 | +465.1% | 0.01% | +400.0% |
| COMCAST CORPconvertible/ | $47,000 | +2.2% | 45,000 | 0.0% | 0.01% | -16.7% | ||
| EQT CORPconvertible/ | $47,000 | +2.2% | 45,000 | 0.0% | 0.01% | -16.7% | ||
| JPMORGAN CHASE &convertible/ | $45,000 | 0.0% | 45,000 | 0.0% | 0.01% | -16.7% | ||
| New | FAIRFAX FINL HOLconvertible/ | $42,000 | – | 35,000 | +100.0% | 0.01% | – | |
| BPL | Buy | BUCKEYE PARTNERSpfds, reits, | $47,000 | +38.2% | 1,150 | +15.0% | 0.01% | +25.0% |
| TMO | Buy | THERMO FISHER SCIENTIFIC INCequities | $45,000 | +462.5% | 153 | +446.4% | 0.01% | +400.0% |
| FRFHF | FAIRFAX FINANCIAL HLDGSequities | $49,000 | +6.5% | 100 | 0.0% | 0.01% | -16.7% | |
| AMGEN INC.convertible/ | $41,000 | 0.0% | 40,000 | 0.0% | 0.01% | 0.0% | ||
| MAR | Sell | MARRIOTT INTL INC CL Aequities | $46,000 | -45.2% | 328 | -51.3% | 0.01% | -50.0% |
| New | AMERN TOWER CORPconvertible/ | $43,000 | – | 40,000 | +100.0% | 0.01% | – | |
| FORD MOTOR COconvertible/ | $42,000 | +2.4% | 40,000 | 0.0% | 0.01% | 0.0% | ||
| CAG | Buy | CONAGRA FOODS INCequities | $44,000 | +10.0% | 1,655 | +16.1% | 0.01% | 0.0% |
| FXH | FIRST TRUST HC ALPHADEX ETFequities | $42,000 | +2.4% | 540 | 0.0% | 0.01% | 0.0% | |
| VA ST PUB BLDG AUTHconvertible/ | $32,000 | +3.2% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| ITA | ISHARES US AEROSPACEequities | $32,000 | +6.7% | 150 | 0.0% | 0.00% | 0.0% | |
| JWN | NORDSTROM INCequities | $38,000 | -28.3% | 1,200 | 0.0% | 0.00% | -33.3% | |
| NICE | New | NICE LTDequities | $34,000 | – | 250 | +100.0% | 0.00% | – |
| FBZ | New | FIRST TRUST BRAZIL ALPHADEXequities | $32,000 | – | 2,000 | +100.0% | 0.00% | – |
| WFCPRL | New | WELLS FARGO BKpfds, reits, | $36,000 | – | 27 | +100.0% | 0.00% | – |
| MORGAN STANLEYconvertible/ | $32,000 | +3.2% | 30,000 | 0.0% | 0.00% | 0.0% | ||
| MOGA | MOOG INC CL Aequities | $37,000 | +5.7% | 400 | 0.0% | 0.00% | 0.0% | |
| WA ST COPconvertible/ | $35,000 | 0.0% | 35,000 | 0.0% | 0.00% | 0.0% | ||
| BAM | New | BROOKFIELD ASSET MANAGEMENT INCequities | $35,000 | – | 742 | +100.0% | 0.00% | – |
| MPLX | New | MPLX LPpfds, reits, | $32,000 | – | 1,000 | +100.0% | 0.00% | – |
| KEY | Buy | KEYCORP INCequities | $40,000 | +17.6% | 2,245 | +5.5% | 0.00% | 0.0% |
| LVS | Buy | LAS VEGAS SANDSequities | $33,000 | +83.3% | 562 | +87.3% | 0.00% | +100.0% |
| WD | WALKER & DUNLOP INCequities | $32,000 | +3.2% | 600 | 0.0% | 0.00% | 0.0% | |
| VOD | Sell | VODAFONE GROUP PLCequities | $33,000 | -35.3% | 2,000 | -28.6% | 0.00% | -33.3% |
| FCX | FREEPORT-MCMORAN INCequities | $32,000 | -11.1% | 2,784 | 0.0% | 0.00% | 0.0% | |
| NSC | NORFOLK SOUTHERN CORPequities | $32,000 | +6.7% | 160 | 0.0% | 0.00% | 0.0% | |
| CBOA FINANCIAL INCequities | $32,000 | -5.9% | 12,000 | 0.0% | 0.00% | 0.0% | ||
| CLR | CONTINENTAL RESOURCES INCequities | $36,000 | -7.7% | 862 | 0.0% | 0.00% | -20.0% | |
| VNQ | Buy | VANGUARD REIT ETFequities | $35,000 | +600.0% | 406 | +544.4% | 0.00% | +300.0% |
| VCR | New | Vanguard Consumerequities | $36,000 | – | 200 | +100.0% | 0.00% | – |
| BNDX | New | VANGUARD TOTAL INTL BD ETFequities | $36,000 | – | 622 | +100.0% | 0.00% | – |
| UNION PACIFIC COconvertible/ | $36,000 | +2.9% | 35,000 | 0.0% | 0.00% | 0.0% | ||
| UA | UNDER ARMOUR INC CL Cequities | $33,000 | +17.9% | 1,500 | 0.0% | 0.00% | +33.3% | |
| AWR | AMERICAN STATES WTRequities | $38,000 | +5.6% | 500 | 0.0% | 0.00% | 0.0% | |
| INGERSOLL-RAND PLCequities | $38,000 | +18.8% | 298 | 0.0% | 0.00% | 0.0% | ||
| CHCT | COMMUNITY HEALTHCAREpfds, reits, | $39,000 | +8.3% | 1,000 | 0.0% | 0.00% | 0.0% | |
| ZTS | Buy | ZOETIS INCequities | $32,000 | +28.0% | 286 | +13.0% | 0.00% | +33.3% |
| ZBH | ZIMMER BIOMET HOLDINGS INCequities | $38,000 | -7.3% | 320 | 0.0% | 0.00% | -20.0% | |
| ANTM | Buy | ANTHEM INCequities | $39,000 | +34.5% | 138 | +38.0% | 0.00% | 0.0% |
| New | SOUTHWEST AIRLINconvertible/ | $40,000 | – | 40,000 | +100.0% | 0.00% | – | |
| SRE | Buy | SEMPRA ENERGYequities | $32,000 | +39.1% | 236 | +31.1% | 0.00% | +33.3% |
| DRI | Buy | DARDEN RESTAURANTS INCequities | $33,000 | +106.2% | 274 | +110.8% | 0.00% | +100.0% |
| XLK | Buy | TECH SELECT SECTOR SPDR FDequities | $37,000 | +146.7% | 468 | +134.0% | 0.00% | +100.0% |
| SALT VERDE AZ FCconvertible/ | $40,000 | 0.0% | 35,000 | 0.0% | 0.00% | -20.0% | ||
| HOLX | Sell | HOLOGIC INCequities | $38,000 | -20.8% | 800 | -20.0% | 0.00% | -33.3% |
| KRE | SPDR S&P REGIONAL BANK ETFequities | $40,000 | +5.3% | 749 | 0.0% | 0.00% | -20.0% | |
| ABBOTT LABORATORIconvertible/ | $37,000 | 0.0% | 36,000 | 0.0% | 0.00% | -20.0% | ||
| FIS | FIDELITY NATL INFO SVCSequities | $33,000 | +6.5% | 270 | 0.0% | 0.00% | 0.0% | |
| AZ ST LOTTERYconvertible/ | $36,000 | 0.0% | 35,000 | 0.0% | 0.00% | 0.0% | ||
| FNF | FIDELITY NATL FINL INCequities | $36,000 | +9.1% | 900 | 0.0% | 0.00% | 0.0% | |
| RDSB | Buy | ROYAL DUTCH SHELL PLCpfds, reits, | $33,000 | +26.9% | 503 | +24.8% | 0.00% | +33.3% |
| RMD | RESMED INCequities | $37,000 | +19.4% | 300 | 0.0% | 0.00% | 0.0% | |
| QTS | QTS REALTY TRUST INCpfds, reits, | $37,000 | +2.8% | 800 | 0.0% | 0.00% | 0.0% | |
| New | Illinois Fin Auth Rconvertible/ | $32,000 | – | 25,000 | +100.0% | 0.00% | – | |
| INSM | INSMED INC 00500equities | $38,000 | -13.6% | 1,500 | 0.0% | 0.00% | -20.0% | |
| PGR | New | PROGRESSIVE CORP OHIOequities | $40,000 | – | 502 | +100.0% | 0.00% | – |
| CMI | New | CUMMINS INCequities | $32,000 | – | 186 | +100.0% | 0.00% | – |
| PXSG | POWERSHARES RSSLLl 2000equities | $32,000 | +3.2% | 860 | 0.0% | 0.00% | 0.0% | |
| PWB | POWERSHARES DYNAMIC LREequities | $35,000 | +2.9% | 715 | 0.0% | 0.00% | 0.0% | |
| PXD | PIONEER NATURAL RES COequities | $33,000 | 0.0% | 217 | 0.0% | 0.00% | 0.0% | |
| HYS | PIMCO ETFequities | $33,000 | 0.0% | 331 | 0.0% | 0.00% | 0.0% | |
| STPZ | PIMCO 1-5 YR US TIPS ETFequities | $37,000 | +2.8% | 700 | 0.0% | 0.00% | 0.0% | |
| WAL | WESTERN ALLIANCE BANCORPequities | $40,000 | +8.1% | 900 | 0.0% | 0.00% | -20.0% | |
| PENNSBURY PA SDconvertible/ | $33,000 | 0.0% | 30,000 | 0.0% | 0.00% | 0.0% | ||
| PZA | New | INVESCO NATL AMT-FEE MUNI BOND ETFequities | $37,000 | – | 1,428 | +100.0% | 0.00% | – |
| RILYZ | B RILEY FINANCIApfds, reits, | $33,000 | 0.0% | 1,300 | 0.0% | 0.00% | 0.0% | |
| CHENIERE ENERGY INCconvertible/ | $39,000 | 0.0% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| LNG | CHENIERE ENERGY INCequities | $37,000 | 0.0% | 541 | 0.0% | 0.00% | -20.0% | |
| FIRST TRUST DJ INTERNET ETFequities | $37,000 | +5.7% | 255 | 0.0% | 0.00% | 0.0% | ||
| PNC FINANCIAL SRVconvertible/ | $32,000 | +3.2% | 30,000 | 0.0% | 0.00% | 0.0% | ||
| Buy | OCCIDENTAL PETRO CORPequities | $36,000 | +16.1% | 722 | +53.0% | 0.00% | 0.0% | |
| IWP | ISHARES RUSSELL MC GWTH ETFequities | $40,000 | +5.3% | 280 | 0.0% | 0.00% | -20.0% | |
| New | BECTON, DICKINSconvertible/ | $40,000 | – | 40,000 | +100.0% | 0.00% | – | |
| LOWES COMPANIESconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| GOLDMAN SACHS GROUPconvertible/ | $23,000 | +4.5% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| GOLDMAN SACHS GROUPconvertible/ | $29,000 | +3.6% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| New | Lowe'S Companies,convertible/ | $24,000 | – | 25,000 | +100.0% | 0.00% | – | |
| PHILIP MORRIS INTconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| GOLDMAN SACHS GROUPconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| New | MARKEL CORPconvertible/ | $26,000 | – | 25,000 | +100.0% | 0.00% | – | |
| TRCO | TRIBUNE MEDIA COequities | $28,000 | 0.0% | 600 | 0.0% | 0.00% | 0.0% | |
| MOAT | New | MARKET VECTORS MORNGTRequities | $30,000 | – | 615 | +100.0% | 0.00% | – |
| Transcanada Corpconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| AFCI | New | ADVANCED FIBRE COMMUNICATIONS INCequities | $26,000 | – | 985 | +100.0% | 0.00% | – |
| WASHINGTON COUNTY Oconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| AGNCB | AGNC INVESTpfds, reits, | $28,000 | 0.0% | 1,100 | 0.0% | 0.00% | 0.0% | |
| AMGEN INCconvertible/ | $30,000 | 0.0% | 30,000 | 0.0% | 0.00% | -25.0% | ||
| COMMONWEALTH BANconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| New | MARRIOTT INTL INCconvertible/ | $26,000 | – | 25,000 | +100.0% | 0.00% | – | |
| New | Ma St Trans Fdconvertible/ | $29,000 | – | 25,000 | +100.0% | 0.00% | – | |
| New | Texas Stconvertible/ | $31,000 | – | 25,000 | +100.0% | 0.00% | – | |
| New | The Goldman Sachsconvertible/ | $25,000 | – | 25,000 | +100.0% | 0.00% | – | |
| GOLDMAN SACHS GRO VAR 26convertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| AMPHENOL CORPconvertible/ | $26,000 | +4.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| NEWELL BRANDS INCconvertible/ | $26,000 | +4.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| BROWN & BROWN INCconvertible/ | $27,000 | 0.0% | 26,000 | 0.0% | 0.00% | 0.0% | ||
| PMTPRA | PENNYMAC MORpfds, reits, | $23,000 | 0.0% | 900 | 0.0% | 0.00% | 0.0% | |
| TCBIP | TEXAS CAPITALpfds, reits, | $25,000 | 0.0% | 950 | 0.0% | 0.00% | 0.0% | |
| New | WORK RECOVERY INequities | $23,000 | – | 611 | +100.0% | 0.00% | – | |
| New | Temple Tx Isdconvertible/ | $25,000 | – | 25,000 | +100.0% | 0.00% | – | |
| BUD | Sell | ANHEUSER BUSCH INBEV SA/NVequities | $27,000 | -37.2% | 300 | -41.6% | 0.00% | -40.0% |
| MELI | MERCADOLIBRE INCequities | $31,000 | +24.0% | 50 | 0.0% | 0.00% | 0.0% | |
| TCOPRJ | New | TAUBMAN CENTER PFDequities | $26,000 | – | 1,000 | +100.0% | 0.00% | – |
| TSM | TAIWAN SEMI MANU CO LTDequities | $31,000 | -6.1% | 800 | 0.0% | 0.00% | -25.0% | |
| WELLS FARGO & COconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| BOEING COconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| TCP | New | TC PIPELINES LPpfds, reits, | $30,000 | – | 800 | +100.0% | 0.00% | – |
| SYF | SYNCHRONY FINANCIALequities | $24,000 | +9.1% | 684 | 0.0% | 0.00% | 0.0% | |
| HSBC HOLDINGS PLCconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| SU | Buy | SUNCOR ENERGY INCequities | $28,000 | +75.0% | 902 | +79.7% | 0.00% | +50.0% |
| APY | APERGY CORPequities | $28,000 | -20.0% | 841 | 0.0% | 0.00% | -25.0% | |
| MICROSOFT CORPconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| NORTHSIDE TEXASconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| HOG | Sell | HARLEY-DAVIDSON INCequities | $25,000 | -21.9% | 700 | -22.2% | 0.00% | -25.0% |
| DON | New | WISDOMTREE MC DIV ETFequities | $27,000 | – | 735 | +100.0% | 0.00% | – |
| ARCC | ARES CAP CORPequities | $28,000 | +3.7% | 1,587 | 0.0% | 0.00% | 0.0% | |
| New | Wi St Transconvertible/ | $23,000 | – | 20,000 | +100.0% | 0.00% | – | |
| JOHNSON & JOHNSONconvertible/ | $30,000 | +3.4% | 25,000 | 0.0% | 0.00% | -25.0% | ||
| EXPE | Sell | EXPEDIA INCequities | $27,000 | -10.0% | 200 | -20.0% | 0.00% | -25.0% |
| New | HAWAII Stconvertible/ | $25,000 | – | 20,000 | +100.0% | 0.00% | – | |
| AETNA INCconvertible/ | $25,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| FIRST TR COMBINED SERunit trusts | $26,000 | 0.0% | 30 | 0.0% | 0.00% | 0.0% | ||
| New | Wisconsin St Enviroconvertible/ | $24,000 | – | 20,000 | +100.0% | 0.00% | – | |
| SGEN | SEATTLE GENETICS INCequities | $28,000 | -3.4% | 400 | 0.0% | 0.00% | -25.0% | |
| New | The Charles Schwconvertible/ | $27,000 | – | 25,000 | +100.0% | 0.00% | – | |
| SAP | SAP SE (ADR)equities | $31,000 | +19.2% | 226 | 0.0% | 0.00% | 0.0% | |
| SANTA MONICA-MA 6.434convertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| CTSH | COGNIZANT TECH SOLULTIONS CORP Aequities | $24,000 | -14.3% | 380 | 0.0% | 0.00% | 0.0% | |
| New | BERKSHIRE HATHAWAconvertible/ | $30,000 | – | 30,000 | +100.0% | 0.00% | – | |
| COCA-COLA COconvertible/ | $29,000 | 0.0% | 25,000 | 0.0% | 0.00% | -25.0% | ||
| New | Wi St Clean Wtrconvertible/ | $29,000 | – | 25,000 | +100.0% | 0.00% | – | |
| AZ SCH FAC BRD COPconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| ST CHARLES COUNconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| DEERE & COconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| EXCELSIOR MINING COequities | $25,000 | -13.8% | 37,170 | 0.0% | 0.00% | -25.0% | ||
| HOLLAND MICHIGAN ELconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| WISCONSIN STATE AAAconvertible/ | $28,000 | +3.7% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| WFEPRACL | WELLS FARGOpfds, reits, | $26,000 | 0.0% | 1,000 | 0.0% | 0.00% | 0.0% | |
| PPG | Buy | PPG INDUSTRIES INCequities | $23,000 | +187.5% | 195 | +163.5% | 0.00% | +200.0% |
| CWB | New | SPDR BARCLAYS CONV SEC ETFequities | $24,000 | – | 451 | +100.0% | 0.00% | – |
| NTRS | Sell | NORTHERN TRUST CORPequities | $23,000 | -14.8% | 250 | -16.7% | 0.00% | 0.0% |
| New | Fl St B/E Pub Edconvertible/ | $31,000 | – | 30,000 | +100.0% | 0.00% | – | |
| THE CLOROX COconvertible/ | $27,000 | +3.8% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| CIOPRA | CITY OFFICEpfds, reits, | $23,000 | +4.5% | 885 | 0.0% | 0.00% | 0.0% | |
| IMCB | ISHARES MORNINGSTAR MC ETFequities | $23,000 | +4.5% | 119 | 0.0% | 0.00% | 0.0% | |
| BANK OF AMERICA CORconvertible/ | $27,000 | +3.8% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| ON | ON SEMICONDUCTOR CORPequities | $24,000 | 0.0% | 1,188 | 0.0% | 0.00% | 0.0% | |
| JEA FL ELEC SYSconvertible/ | $30,000 | 0.0% | 30,000 | 0.0% | 0.00% | -25.0% | ||
| CTXS | Buy | CITRIX SYSTEMS INCequities | $31,000 | +10.7% | 312 | +11.4% | 0.00% | 0.0% |
| ROIC | New | Retail Opportunity Ipfds, reits, | $26,000 | – | 1,500 | +100.0% | 0.00% | – |
| New | Oh St Infra Projconvertible/ | $24,000 | – | 20,000 | +100.0% | 0.00% | – | |
| AX ST TRANSN BRDconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| HUTCHINSON MN PURconvertible/ | $28,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| RF | Sell | REGIONS FINL CORPequities | $30,000 | +3.4% | 2,000 | -1.1% | 0.00% | -25.0% |
| New | HYATT HOTELS CORPconvertible/ | $26,000 | – | 25,000 | +100.0% | 0.00% | – | |
| New | Raleigh Nc Comb Entconvertible/ | $23,000 | – | 20,000 | +100.0% | 0.00% | – | |
| RPM INTERNTNL INconvertible/ | $25,000 | +4.2% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| AKAM | AKAMIA TECHNOLOGIES INCequities | $24,000 | +9.1% | 300 | 0.0% | 0.00% | 0.0% | |
| CNT PUGET SND WA TRconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| WRK | WESTROCKequities | $28,000 | -6.7% | 780 | 0.0% | 0.00% | -25.0% | |
| PSAPRACL | PUBLIC STORAGE CL Apfds, reits, | $26,000 | -3.7% | 1,030 | 0.0% | 0.00% | 0.0% | |
| WELLS FARGO BK Nconvertible/ | $26,000 | +4.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| WASTE MANAGEMENTconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| A | AGILENT TECHNOLOGIES INCequities | $23,000 | -8.0% | 305 | 0.0% | 0.00% | 0.0% | |
| IRT | INDEPENDENCE REALTY TRUST INCpfds, reits, | $23,000 | +4.5% | 2,000 | 0.0% | 0.00% | 0.0% | |
| PRLB | PROTO LABS INCequities | $26,000 | +13.0% | 220 | 0.0% | 0.00% | 0.0% | |
| TBT | PROSHARES ULTRASHORT 20 YR TREASURYequities | $29,000 | -9.4% | 1,000 | 0.0% | 0.00% | -25.0% | |
| NTR | Buy | NUTRIEN LTDequities | $26,000 | +13.0% | 488 | +10.9% | 0.00% | 0.0% |
| New | Nm St Hospconvertible/ | $24,000 | – | 20,000 | +100.0% | 0.00% | – | |
| SPLV | Sell | POWERSHARES S&P500 LOW VOL ETFequities | $28,000 | -15.2% | 500 | -19.4% | 0.00% | -25.0% |
| NYC NY MUN FA W/Sconvertible/ | $30,000 | +3.4% | 25,000 | 0.0% | 0.00% | -25.0% | ||
| DASTY | DASSAULT SYSTEMS SA ADRFequities | $24,000 | +9.1% | 150 | 0.0% | 0.00% | 0.0% | |
| ANZBY | AUST & NEW ZEALAND BKG ADRFequities | $30,000 | +7.1% | 1,500 | 0.0% | 0.00% | 0.0% | |
| WATERLOO LA CSDconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| New | New York St Dorm Auconvertible/ | $31,000 | – | 25,000 | +100.0% | 0.00% | – | |
| FIFTH THIRD BANCO VARconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| CPRT | COPART INCequities | $30,000 | +25.0% | 400 | 0.0% | 0.00% | 0.0% | |
| FORT WORTH TXconvertible/ | $28,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| CNC | Buy | CENTENE CORPequities | $28,000 | +47.4% | 530 | +51.4% | 0.00% | +50.0% |
| WAL-MART STORES INCconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| POR | PORTLAND GENERAL ELECequities | $27,000 | +3.8% | 500 | 0.0% | 0.00% | 0.0% | |
| IBM CORPconvertible/ | $25,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| PLANO TEXAS INDEconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| New | Blackrock, Inc.convertible/ | $27,000 | – | 25,000 | +100.0% | 0.00% | – | |
| LAS VEGAS VY NV WTRconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| INTERNATIONAL PAconvertible/ | $23,000 | 0.0% | 22,000 | 0.0% | 0.00% | 0.0% | ||
| ALCOA INCconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| VER | Buy | VEREIT INCpfds, reits, | $23,000 | +21.1% | 2,500 | +12.4% | 0.00% | +50.0% |
| ALGN | ALIGN TECHNOLOGY INCequities | $31,000 | -3.1% | 114 | 0.0% | 0.00% | -25.0% | |
| ALL | Buy | ALLSTATE CORPequities | $23,000 | +475.0% | 224 | +387.0% | 0.00% | – |
| VO | New | VANGUARD MID CAPequities | $26,000 | – | 156 | +100.0% | 0.00% | – |
| NORTHERN ARIZONA UNconvertible/ | $28,000 | +3.7% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| GWG HOLDINGS INCconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| New | LEXMARK INTERNTN STEP 20convertible/ | $25,000 | – | 25,000 | +100.0% | 0.00% | – | |
| DAL | Buy | DELTA AIR LINES INCequities | $24,000 | +60.0% | 423 | +47.4% | 0.00% | +50.0% |
| VEEV | VEEVA SYSTEMS INCequities | $23,000 | +27.8% | 140 | 0.0% | 0.00% | +50.0% | |
| New | Garden Grove Califoconvertible/ | $23,000 | – | 20,000 | +100.0% | 0.00% | – | |
| VGR | VECTOR GROUP LTDequities | $26,000 | -10.3% | 2,677 | 0.0% | 0.00% | -25.0% | |
| CALIFORNIA STconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| DJP | BRCLYS BK IPATH BLOOMequities | $26,000 | -3.7% | 1,182 | 0.0% | 0.00% | 0.0% | |
| BHC | BAUSCH HEALTH COS INCequities | $27,000 | 0.0% | 1,085 | 0.0% | 0.00% | 0.0% | |
| GENERAL ELECTRIC VAR PFDconvertible/ | $24,000 | +4.3% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| GENERAL ELECTRICconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| DNKN | DUNKIN BRANDS GROUP INCequities | $24,000 | +4.3% | 300 | 0.0% | 0.00% | 0.0% | |
| UNIV AZ MED CTRconvertible/ | $29,000 | 0.0% | 25,000 | 0.0% | 0.00% | -25.0% | ||
| New | Ct St Spl Tax Obgconvertible/ | $24,000 | – | 20,000 | +100.0% | 0.00% | – | |
| UNITEDHEALTH GRconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| GMGMQ | Buy | GENERAL MOTORS COequities | $24,000 | +84.6% | 625 | +81.7% | 0.00% | +50.0% |
| New | United Technoloconvertible/ | $26,000 | – | 25,000 | +100.0% | 0.00% | – | |
| New | US Treasu Ntconvertible/ | $26,000 | – | 26,000 | +100.0% | 0.00% | – | |
| AMX | Sell | AMERICA MOVIL SAB DE CVequities | $28,000 | -39.1% | 1,891 | -40.8% | 0.00% | -50.0% |
| AAL | Buy | AMERICAN AIRLINES GROUP INCequities | $28,000 | +55.6% | 858 | +50.8% | 0.00% | +50.0% |
| LINCOLN NTNL CORconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| LINCOLN NEBconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| BKN | New | Blackrock Investment Qltequities | $31,000 | – | 2,070 | +100.0% | 0.00% | – |
| GEORGIA STconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| UN | UNILEVER NVequities | $30,000 | +3.4% | 500 | 0.0% | 0.00% | -25.0% | |
| UL | UNILEVERequities | $27,000 | +8.0% | 440 | 0.0% | 0.00% | 0.0% | |
| PHOENIX AZ WTRconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZconvertible/ | $24,000 | +4.3% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| GOODM | GLADSTONE COML Cpfds, reits, | $23,000 | 0.0% | 900 | 0.0% | 0.00% | 0.0% | |
| KS ST DEV FA REVconvertible/ | $28,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| DOCU | DOCUSIGN INCequities | $30,000 | -3.2% | 600 | 0.0% | 0.00% | -25.0% | |
| DC W/S AUTH PUB UTIconvertible/ | $30,000 | 0.0% | 25,000 | 0.0% | 0.00% | -25.0% | ||
| NBRPRA | New | NABORS PFD Apfds, reits, | $25,000 | – | 1,100 | +100.0% | 0.00% | – |
| TUCSON AZ WTRconvertible/ | $24,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| New | Trinity Riv Tx Wwconvertible/ | $25,000 | – | 20,000 | +100.0% | 0.00% | – | |
| EVERSOURCE ENERGconvertible/ | $22,000 | +4.8% | 20,000 | 0.0% | 0.00% | -33.3% | ||
| EXC | Sell | EXELON CORPequities | $17,000 | -46.9% | 358 | -43.2% | 0.00% | -50.0% |
| FANNIE MAEconvertible/ | $22,000 | 0.0% | 22,000 | 0.0% | 0.00% | -33.3% | ||
| New | Federal Home Loanconvertible/ | $20,000 | – | 20,000 | +100.0% | 0.00% | – | |
| CORPUS CHRISTI TXconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| CORRPRA | CORENERGY INFpfds, reits, | $14,000 | 0.0% | 550 | 0.0% | 0.00% | 0.0% | |
| CIBR | New | FIRST TRUST NASDAQequities | $14,000 | – | 500 | +100.0% | 0.00% | – |
| FORD HLDG LLCconvertible/ | $19,000 | +5.6% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| FORD MOTOR COMPconvertible/ | $20,000 | +5.3% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| FORD MOTOR CREDIT Cconvertible/ | $15,000 | +7.1% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| FT BEND CTY TEXconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| GPS | GAPequities | $17,000 | -29.2% | 935 | 0.0% | 0.00% | -33.3% | |
| CXO | Sell | CONCHO RESOURCES INCequities | $17,000 | -66.7% | 162 | -64.9% | 0.00% | -66.7% |
| GNLPRA | GLOBAL NET LEASpfds, reits, | $15,000 | 0.0% | 600 | 0.0% | 0.00% | 0.0% | |
| GMRE | GLOBAL MEDICAL REIT INCpfds, reits, | $21,000 | +5.0% | 2,000 | 0.0% | 0.00% | 0.0% | |
| GOLDMAN SACHS GROUPconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | -33.3% | ||
| Sell | GOLDMAN SACHS GROUP (VARIABLE)convertible/ | $15,000 | -99.3% | 15,000 | -99.3% | 0.00% | -99.2% | |
| Sell | GOLDMAN SACHS GROUP (VARIABLE)convertible/ | $20,000 | -99.6% | 20,000 | -99.6% | 0.00% | -99.7% | |
| GRD FORKS ND SANIconvertible/ | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| New | Grand Rv Dam Auth Oconvertible/ | $19,000 | – | 15,000 | +100.0% | 0.00% | – | |
| COMCASE CORPORATIconvertible/ | $21,000 | +5.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| GREEN BAY WISconvertible/ | $20,000 | -4.8% | 20,000 | 0.0% | 0.00% | -33.3% | ||
| HARRIS CNTY TXconvertible/ | $17,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| New | HARRIS COUNTY TEXASconvertible/ | $22,000 | – | 20,000 | +100.0% | 0.00% | – | |
| HE | HAWAIIAN ELECTRIC INDUSTRIES INCequities | $22,000 | +10.0% | 500 | 0.0% | 0.00% | 0.0% | |
| HCN | Buy | WELLTOWER INCpfds, reits, | $20,000 | +25.0% | 246 | +18.3% | 0.00% | 0.0% |
| HEWLETT-PACKARD COconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| HILLENBRAND INCconvertible/ | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| HEP | HOLLY ENE PARTNERSpfds, reits, | $21,000 | +5.0% | 750 | 0.0% | 0.00% | 0.0% | |
| THE HOME DEPOTconvertible/ | $15,000 | +7.1% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| New | SPOTIFY TECH SAequities | $15,000 | – | 100 | +100.0% | 0.00% | – | |
| HOUSTON TXconvertible/ | $20,000 | -4.8% | 20,000 | 0.0% | 0.00% | -33.3% | ||
| IHS INCconvertible/ | $16,000 | +6.7% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| New | Innergex Renewableequities | $14,000 | – | 1,314 | +100.0% | 0.00% | – | |
| Sell | CION INVESTMENT CORPequities | $19,000 | -13.6% | 2,220 | -14.2% | 0.00% | -33.3% | |
| ICE | INTERCONTINENTAL EXCHANGE INCequities | $17,000 | +13.3% | 193 | 0.0% | 0.00% | 0.0% | |
| New | chicago ILLINOIS Oconvertible/ | $18,000 | – | 15,000 | +100.0% | 0.00% | – | |
| CHEVRON CORPORAconvertible/ | $21,000 | +5.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| IQV | IQVIA HOLDINGS INCequities | $16,000 | +14.3% | 100 | 0.0% | 0.00% | 0.0% | |
| CHEMTRADE LOG INC FDequities | $14,000 | 0.0% | 2,000 | 0.0% | 0.00% | 0.0% | ||
| LQD | Buy | ISHARES IBOXX INVESTORequities | $19,000 | +1800.0% | 150 | +1150.0% | 0.00% | – |
| ICF | New | ISHARES TR COHEN & STEERunit trusts | $18,000 | – | 160 | +100.0% | 0.00% | – |
| CELG | New | CELGENE CORPequities | $18,000 | – | 200 | +100.0% | 0.00% | – |
| CE | CELANESE CORPequities | $22,000 | +10.0% | 200 | 0.0% | 0.00% | 0.0% | |
| SCZ | Buy | ISHARES MSCI EAFE SCequities | $18,000 | +28.6% | 321 | +33.8% | 0.00% | 0.0% |
| FLOT | New | ISHARES ETFequities | $20,000 | – | 390 | +100.0% | 0.00% | – |
| IYLD | New | Ishares Morn Mlti Assequities | $21,000 | – | 828 | +100.0% | 0.00% | – |
| JEA FL ELEC SYSconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| New | JPMORGAN CHASE & COconvertible/ | $15,000 | – | 15,000 | +100.0% | 0.00% | – | |
| KMX | CARMAX INCequities | $17,000 | +21.4% | 200 | 0.0% | 0.00% | 0.0% | |
| BBCA | New | JPMORGAN BETABUILDERSequities | $20,000 | – | 814 | +100.0% | 0.00% | – |
| BBJP | New | JPMORGAN BETABUILDERSequities | $20,000 | – | 856 | +100.0% | 0.00% | – |
| BBEU | New | JPMORGAN BETABUILDERSequities | $20,000 | – | 823 | +100.0% | 0.00% | – |
| Sell | JPMORGAN CHASE (VARIABLE)convertible/ | $20,000 | -98.9% | 20,000 | -98.9% | 0.00% | -99.1% | |
| COFPRDCL | CAPITAL ONE FIN PFDpfds, reits, | $18,000 | 0.0% | 720 | 0.0% | 0.00% | 0.0% | |
| New | JPMORGAN CHASE (VAR)convertible/ | $20,000 | – | 20,000 | +100.0% | 0.00% | – | |
| COF | CAPITAL ONE FINL CORPequities | $14,000 | +16.7% | 150 | 0.0% | 0.00% | +100.0% | |
| New | CANADIAN APT PPTYSpfds, reits, | $22,000 | – | 600 | +100.0% | 0.00% | – | |
| KRC | New | KILROY REALTY CORPpfds, reits, | $18,000 | – | 250 | +100.0% | 0.00% | – |
| CALIFORNIA STconvertible/ | $22,000 | 0.0% | 20,000 | 0.0% | 0.00% | -33.3% | ||
| CALIFORNIA STconvertible/ | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| New | Lakeland Fl Energyconvertible/ | $18,000 | – | 15,000 | +100.0% | 0.00% | – | |
| LRCX | Buy | LAM RESEARCH CORPORATIONequities | $17,000 | +70.0% | 92 | +61.4% | 0.00% | +100.0% |
| LW | LAMB WESTON HOLDINGSequities | $21,000 | -16.0% | 333 | 0.0% | 0.00% | -33.3% | |
| CHY | Buy | CALAMOS CONVERTIBLE ANDequities | $22,000 | +15.8% | 1,968 | +15.1% | 0.00% | 0.0% |
| LII | LENNOX INTL INCequities | $14,000 | +7.7% | 50 | 0.0% | 0.00% | 0.0% | |
| LIBERTY INTERACTIVEconvertible/ | $17,000 | 0.0% | 17,000 | 0.0% | 0.00% | 0.0% | ||
| CCMP | CABOT MICROELECTRONICS CORPequities | $16,000 | -5.9% | 148 | 0.0% | 0.00% | 0.0% | |
| CBT | Buy | CABOT CORPequities | $22,000 | +29.4% | 456 | +12.3% | 0.00% | 0.0% |
| LINCOLN NEBRASKAconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| LAD | New | LITHIA MOTORS INCequities | $22,000 | – | 189 | +100.0% | 0.00% | – |
| CA INCconvertible/ | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| MTB | M&T BANK CORPequities | $21,000 | +5.0% | 125 | 0.0% | 0.00% | 0.0% | |
| New | CSX CORPconvertible/ | $20,000 | – | 20,000 | +100.0% | 0.00% | – | |
| MACQUARIE INFRASTRUCTURE COconvertible/ | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| MFC | MANULIFE FINANCIAL CORPequities | $18,000 | +5.9% | 1,000 | 0.0% | 0.00% | 0.0% | |
| MARICOPA AZ SD #4convertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| MARICOPA AZ SD #83convertible/ | $22,000 | 0.0% | 20,000 | 0.0% | 0.00% | -33.3% | ||
| MARICOPA COUNTY ARIconvertible/ | $17,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| MARICOPA AZ UHSD 21convertible/ | $17,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| MMC | Buy | MARSH & MCLENNAN COS INCequities | $15,000 | +114.3% | 152 | +92.4% | 0.00% | +100.0% |
| New | MARRIOTT INTL INCconvertible/ | $21,000 | – | 20,000 | +100.0% | 0.00% | – | |
| CI | Buy | CIGNA CORPequities | $22,000 | +29.4% | 138 | +30.2% | 0.00% | 0.0% |
| CHSCL | CHS INCpfds, reits, | $19,000 | 0.0% | 700 | 0.0% | 0.00% | 0.0% | |
| New | MARRIOTT INTL INCconvertible/ | $20,000 | – | 20,000 | +100.0% | 0.00% | – | |
| CHSCP | New | CHS Inc. Pfdequities | $14,000 | – | 500 | +100.0% | 0.00% | – |
| New | Boston Maconvertible/ | $21,000 | – | 20,000 | +100.0% | 0.00% | – | |
| New | Mi St Hosp Faconvertible/ | $18,000 | – | 15,000 | +100.0% | 0.00% | – | |
| MICROSOFT CORPconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| MODN | MODEL N INCequities | $15,000 | +15.4% | 750 | 0.0% | 0.00% | 0.0% | |
| New | MORGAN STANLEYconvertible/ | $15,000 | – | 15,000 | +100.0% | 0.00% | – | |
| MORGAN STANLEYconvertible/ | $14,000 | +7.7% | 13,000 | 0.0% | 0.00% | 0.0% | ||
| NTAP | NETAPP INCequities | $19,000 | -9.5% | 300 | 0.0% | 0.00% | -33.3% | |
| NEW MEXICO FIN Aconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| NEW YORK NYconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | -33.3% | ||
| NIELSEN FIN LLCconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| BERKSHIRE HATHAconvertible/ | $21,000 | +5.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| NOBLE HOLDING INconvertible/ | $17,000 | -15.0% | 31,000 | 0.0% | 0.00% | 0.0% | ||
| NDSN | NORDSON CORPequities | $21,000 | +5.0% | 150 | 0.0% | 0.00% | 0.0% | |
| NORFOLK SOUTHERNconvertible/ | $17,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| New | N Tx Twy Authconvertible/ | $17,000 | – | 15,000 | +100.0% | 0.00% | – | |
| BENTON CNTY WA SD#1convertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| BK | BANK OF NY MELLON CORPequities | $18,000 | -10.0% | 400 | 0.0% | 0.00% | 0.0% | |
| New | Oh St Wtr Poll REVconvertible/ | $18,000 | – | 15,000 | +100.0% | 0.00% | – | |
| OXLCM | OXFORD LANE Cpfds, reits, | $15,000 | 0.0% | 600 | 0.0% | 0.00% | 0.0% | |
| BANCPRE | BANC CALLIF INCpfds, reits, | $21,000 | 0.0% | 800 | 0.0% | 0.00% | -33.3% | |
| Sell | PNC BANK (VARIABLE)convertible/ | $20,000 | -99.5% | 20,000 | -99.5% | 0.00% | -99.6% | |
| PANW | PALO ALTO NETWORKSequities | $20,000 | -13.0% | 96 | 0.0% | 0.00% | -33.3% | |
| PEBPRC | Buy | PEBBLEBROOK HOpfds, reits, | $17,000 | +183.3% | 650 | +160.0% | 0.00% | +100.0% |
| New | BHP BILLITON PLC ADRequities | $14,000 | – | 272 | +100.0% | 0.00% | – | |
| PHOENIX AZconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | -33.3% | ||
| PHOENIX AZ CVC ARPTconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| PIMA CN AZ USD #1convertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | -33.3% | ||
| PIMA CN AZ SWRconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| AUSTIN TX ISDconvertible/ | $17,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| AUSTIN TX CODconvertible/ | $21,000 | -4.5% | 20,000 | 0.0% | 0.00% | -33.3% | ||
| PUMP | New | PROPERTO HOLDINGS CORPequities | $21,000 | – | 1,009 | +100.0% | 0.00% | – |
| PSAPRE | New | Public Storage Pfdequities | $16,000 | – | 650 | +100.0% | 0.00% | – |
| AZN | ASTRAZENECA PLCequities | $17,000 | +6.2% | 400 | 0.0% | 0.00% | 0.0% | |
| New | QUALCOMM INCconvertible/ | $20,000 | – | 20,000 | +100.0% | 0.00% | – | |
| JSM | New | S L Mequities | $21,000 | – | 1,000 | +100.0% | 0.00% | – |
| AZ ST CTFS PARTconvertible/ | $18,000 | +5.9% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| WIP | New | SPDR FTSE INTERN GOVTequities | $14,000 | – | 250 | +100.0% | 0.00% | – |
| SALINE COUNTY NEBconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| CITY OF SAN ANTONIOconvertible/ | $17,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| ARIZONA BOARD REGENconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| SCHD | Buy | SCHWAB US DIV EQUITY ETFequities | $17,000 | +70.0% | 325 | +61.7% | 0.00% | +100.0% |
| SCHH | Buy | SCHWAB US REIT ETFequities | $18,000 | +80.0% | 411 | +79.5% | 0.00% | +100.0% |
| SCOTTSDALE ARIZconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| SCOTTSDALE AZ MPCconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| SA | SEABRIDGE GOLD INCequities | $21,000 | +10.5% | 1,525 | 0.0% | 0.00% | 0.0% | |
| SKX | SKECHERS USA INCequities | $14,000 | -6.7% | 450 | 0.0% | 0.00% | 0.0% | |
| ARESPRA | ARES MANAGEMENTpfds, reits, | $16,000 | 0.0% | 600 | 0.0% | 0.00% | 0.0% | |
| SOHOB | SOTHERLY HOTELSpfds, reits, | $15,000 | +7.1% | 577 | 0.0% | 0.00% | 0.0% | |
| SOHOO | SOTHERLY HOTpfds, reits, | $15,000 | 0.0% | 600 | 0.0% | 0.00% | 0.0% | |
| SFM | Sell | SPROUTS FARMERS MARKET INCequities | $17,000 | -15.0% | 899 | -3.7% | 0.00% | 0.0% |
| SMP | STANDARD MOTOR PRODSequities | $18,000 | -10.0% | 400 | 0.0% | 0.00% | 0.0% | |
| ABR | Buy | ARBOR REALTY TRUSTpfds, reits, | $14,000 | -6.7% | 1,181 | +2.3% | 0.00% | 0.0% |
| SUNTRUST PREFERRE VARconvertible/ | $17,000 | +6.2% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| TSLA | TESLA MOTORS INCequities | $15,000 | -16.7% | 65 | 0.0% | 0.00% | 0.0% | |
| TEXAS STATE B7convertible/ | $22,000 | 0.0% | 20,000 | 0.0% | 0.00% | -33.3% | ||
| APH | AMPHENOL CORPequities | $19,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| AMGEN INC.convertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| AWK | Buy | AMERICAN WATER WORKS COequities | $18,000 | +80.0% | 159 | +59.0% | 0.00% | +100.0% |
| TOLL BROTHERS INCconvertible/ | $21,000 | +5.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| AMERICAN TOWER COconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| New | Triborough Bridge &convertible/ | $19,000 | – | 15,000 | +100.0% | 0.00% | – | |
| TULSA OKLAHOMA ARPTconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | -33.3% | ||
| AIGWS | New | AMERICAN INTL GRO 21 WTSequities | $17,000 | – | 1,425 | +100.0% | 0.00% | – |
| TWOPRA | TWO HARBORSpfds, reits, | $16,000 | 0.0% | 600 | 0.0% | 0.00% | 0.0% | |
| TSN | New | TYSON FOODSequities | $16,000 | – | 200 | +100.0% | 0.00% | – |
| AMERICAN AIRLINESconvertible/ | $21,000 | +5.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| UAL | UNITED CONTL HLDGSequities | $21,000 | +10.5% | 237 | 0.0% | 0.00% | 0.0% | |
| New | UNITED PARCEL Sconvertible/ | $20,000 | – | 20,000 | +100.0% | 0.00% | – | |
| New | US Treasu Ntconvertible/ | $19,000 | – | 19,000 | +100.0% | 0.00% | – | |
| New | US Treasur Ntconvertible/ | $16,000 | – | 16,000 | +100.0% | 0.00% | – | |
| AMAZON COM INCconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| New | Utah Stconvertible/ | $19,000 | – | 15,000 | +100.0% | 0.00% | – | |
| New | VALERO ENERGY CORPconvertible/ | $20,000 | – | 20,000 | +100.0% | 0.00% | – | |
| THE VALSPAR CORPconvertible/ | $21,000 | +5.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| XMPT | New | Vaneck Vectors Cef Mncplequities | $20,000 | – | 735 | +100.0% | 0.00% | – |
| VEA | Buy | VANGUARD MSCI EAFE ETFequities | $14,000 | +55.6% | 343 | +61.0% | 0.00% | +100.0% |
| VWOB | VANGUARD EMERGING MKTSequities | $17,000 | 0.0% | 212 | 0.0% | 0.00% | 0.0% | |
| VNQI | Sell | VANGUARD GLOBAL EX-US RE ETFequities | $21,000 | -40.0% | 349 | -40.0% | 0.00% | -50.0% |
| VT | Sell | VANGUARD TOTAL WORLDequities | $18,000 | -37.9% | 235 | -39.9% | 0.00% | -50.0% |
| VEU | VANGUARD FTSE ALL WORLD EX-US ETFequities | $14,000 | 0.0% | 279 | 0.0% | 0.00% | 0.0% | |
| ATUSF | ALTIUS MINERALS CORPequities | $14,000 | +7.7% | 1,400 | 0.0% | 0.00% | 0.0% | |
| ALLPRDCL | Sell | ALLSTATE COR PFDpfds, reits, | $14,000 | -44.0% | 500 | -50.0% | 0.00% | -33.3% |
| VB | Sell | VANGUARD SC ETFequities | $16,000 | -71.4% | 103 | -72.0% | 0.00% | -71.4% |
| VRTX | VERTEX PHARMA INCequities | $18,000 | 0.0% | 98 | 0.0% | 0.00% | 0.0% | |
| New | Washington Stconvertible/ | $18,000 | – | 15,000 | +100.0% | 0.00% | – | |
| WCG | New | Wellcare Health Planequities | $14,000 | – | 50 | +100.0% | 0.00% | – |
| AMD | ADVANCED MICRO DEVICES INCequities | $15,000 | +15.4% | 500 | 0.0% | 0.00% | 0.0% | |
| MMU | New | Western Asst Mngd Muncplequities | $19,000 | – | 1,395 | +100.0% | 0.00% | – |
| WSTN MARICOPA ED #2convertible/ | $18,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| CHUBB CORPconvertible/ | $21,000 | +5.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| WILLIAMS PARTNERconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| DLN | New | Wisdomtree US Largecapequities | $21,000 | – | 214 | +100.0% | 0.00% | – |
| ELD | WISDOMTREE EMRG MKTS LCL DBT ETFequities | $17,000 | +6.2% | 475 | 0.0% | 0.00% | 0.0% | |
| WH | WYNDHAM HOTELS & RESORTSequities | $15,000 | +7.1% | 275 | 0.0% | 0.00% | 0.0% | |
| AT&T INC.convertible/ | $21,000 | +5.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| WIRECARD AG BERLIN ORDequities | $17,000 | +30.8% | 100 | 0.0% | 0.00% | 0.0% | ||
| COLAS SA ORDequities | $16,000 | +6.7% | 100 | 0.0% | 0.00% | 0.0% | ||
| GBLIL | GLOBAL INDEMNIpfds, reits, | $16,000 | +6.7% | 600 | 0.0% | 0.00% | 0.0% | |
| Buy | NESTLE SA ORDequities | $17,000 | +325.0% | 169 | +302.4% | 0.00% | – | |
| CLB | New | CORE LABORATORIESequities | $16,000 | – | 300 | +100.0% | 0.00% | – |
| DISCOVERY, INC.convertible/ | $16,000 | 0.0% | 16,000 | 0.0% | 0.00% | 0.0% | ||
| DR PEPPER SNAPPLconvertible/ | $20,000 | +5.3% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| DXBCL | New | DEUTSCHE BANK PFDpfds, reits, | $20,000 | – | 800 | +100.0% | 0.00% | – |
| New | Ensco Interntnl I 7.2xxxconvertible/ | $14,000 | – | 18,000 | +100.0% | 0.00% | – | |
| DELAWARE STconvertible/ | $17,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| Delaware Stconvertible/ | $17,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| ETV | Buy | EATON VANCE TAX MGD BUYequities | $21,000 | +50.0% | 1,419 | +52.7% | 0.00% | 0.0% |
| EDINA MN ISD NO273convertible/ | $20,000 | -4.8% | 20,000 | 0.0% | 0.00% | -33.3% | ||
| DAVITA INCconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| DHR | New | DANAHER CORPequities | $21,000 | – | 150 | +100.0% | 0.00% | – |
| DALLAS TEXAS WATERWconvertible/ | $22,000 | 0.0% | 20,000 | 0.0% | 0.00% | -33.3% | ||
| EQR | EQUITY RESIDENTIALpfds, reits, | $18,000 | 0.0% | 233 | 0.0% | 0.00% | 0.0% | |
| EVRG | New | EVERGY INC 00500equities | $22,000 | – | 359 | +100.0% | 0.00% | – |
| NC MUN PWR CA ELECconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AUTOMATIC DATAconvertible/ | $11,000 | +10.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| DLRPRJ | New | DIGITAL REALT PFDequities | $10,000 | – | 400 | +100.0% | 0.00% | – |
| COMCAST CORPORAconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| APC | ANADARKO PETROLEUM CORPequities | $9,000 | +50.0% | 126 | 0.0% | 0.00% | 0.0% | |
| New | Mesa Azconvertible/ | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| STATE OF TEXASconvertible/ | $10,000 | -9.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ISRG | New | INTUITIVE SURGICALequities | $11,000 | – | 21 | +100.0% | 0.00% | – |
| CIMPRB | CHIMERA INVESTMEpfds, reits, | $11,000 | 0.0% | 418 | 0.0% | 0.00% | 0.0% | |
| TX TRANS ST HWY FDconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CB | CHUBB CORPequities | $10,000 | 0.0% | 70 | 0.0% | 0.00% | 0.0% | |
| MICROSOFT CORPconvertible/ | $11,000 | +10.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| THE GOLDMAN SACHSconvertible/ | $6,000 | 0.0% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| IJR | Buy | I SHARES TR S&P SMALLCAPequities | $5,000 | +150.0% | 64 | +106.5% | 0.00% | – |
| CIMAREX ENERGYconvertible/ | $11,000 | +10.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| BERKSHIRE HATHAWAYconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| GSPRBCL | New | The Goldman Sa Pfdequities | $5,000 | – | 188 | +100.0% | 0.00% | – |
| COMMONWEALTH EDISconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| IYH | ISHARES TR DJ US HLTHCARunit trusts | $7,000 | 0.0% | 38 | 0.0% | 0.00% | 0.0% | |
| TOL | TOLL BROTHERS INCequities | $11,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| DOW CHEMICAL COconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| APU | New | AMERIGAS PARTNERS LPpfds, reits, | $10,000 | – | 300 | +100.0% | 0.00% | – |
| Buy | AMERISOURCEBERGEN CORPequities | $12,000 | +200.0% | 142 | +158.2% | 0.00% | – | |
| MO ST HLTH/EDconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| LINCOLN NEBRASKAconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NTG | TORTOISE MLP CFpfds, reits, | $13,000 | -7.1% | 1,000 | 0.0% | 0.00% | -50.0% | |
| DALLAS TEXAS WATERWconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| TOTAL CAPITALconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| IEH | INTEGRYS ENERGY GRpfds, reits, | $7,000 | 0.0% | 267 | 0.0% | 0.00% | 0.0% | |
| TRP | TRANSCANADA CORPequities | $10,000 | +11.1% | 200 | 0.0% | 0.00% | 0.0% | |
| CARA | CARA THERAPEUTICS INCequities | $9,000 | +12.5% | 400 | 0.0% | 0.00% | 0.0% | |
| IWB | ISHARES RUSSELL 1000 ETFequities | $8,000 | 0.0% | 52 | 0.0% | 0.00% | 0.0% | |
| CALIFORNIA STconvertible/ | $12,000 | +9.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AUSTIN TX WTR & WSTconvertible/ | $12,000 | +9.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CCL | Buy | CARNIVAL CORPequities | $10,000 | +25.0% | 215 | +43.3% | 0.00% | 0.0% |
| NTES | New | NETEASE INCequities | $5,000 | – | 21 | +100.0% | 0.00% | – |
| TUCSON AZconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| TUCSON AZ WTRconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NTGR | NETGEARequities | $6,000 | -25.0% | 240 | 0.0% | 0.00% | 0.0% | |
| DRIPPING SPRING TXconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PBH | PRESTIGE BRANDS HOLDINGSequities | $6,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| GSK | GLAXOSMITHKLINE PLC ADRequities | $11,000 | -8.3% | 284 | 0.0% | 0.00% | 0.0% | |
| TWTR | Sell | TWITTER INCequities | $9,000 | -10.0% | 245 | -19.7% | 0.00% | 0.0% |
| GILEAD SCIENCES,convertible/ | $6,000 | 0.0% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| DBX | New | DROPBOX INCequities | $13,000 | – | 500 | +100.0% | 0.00% | – |
| TROW | Buy | TROWE PRICE GROUP INCequities | $6,000 | +50.0% | 51 | +45.7% | 0.00% | – |
| TWOPRB | TWO HARBORSpfds, reits, | $9,000 | 0.0% | 350 | 0.0% | 0.00% | 0.0% | |
| PFG | PRINCIPAL FINANCIALequities | $12,000 | +9.1% | 213 | 0.0% | 0.00% | 0.0% | |
| AIG | AMERICAN INTL GROUP INCequities | $5,000 | +25.0% | 92 | 0.0% | 0.00% | – | |
| AUSTIN TX CCLG DISTconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| AEL | New | AMEM EQTY INVT LIFEequities | $9,000 | – | 340 | +100.0% | 0.00% | – |
| CISCO SYSTEMS, Iconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| NBIX | NEUROCRINE BIOSCIENCESequities | $8,000 | -11.1% | 100 | 0.0% | 0.00% | 0.0% | |
| UMH | UMH PROP Inc.pfds, reits, | $12,000 | -14.3% | 1,000 | 0.0% | 0.00% | -50.0% | |
| UMHPRC | UMH PROPERTIEpfds, reits, | $13,000 | 0.0% | 500 | 0.0% | 0.00% | -50.0% | |
| GOLD | Sell | BARRICK GOLD CORPequities | $6,000 | -57.1% | 400 | -60.0% | 0.00% | -50.0% |
| IWR | New | ISHARES RUSSELL MIDCAPequities | $8,000 | – | 145 | +100.0% | 0.00% | – |
| UBNT | UBIQUITI NETWORKS INCequities | $9,000 | -10.0% | 70 | 0.0% | 0.00% | 0.0% | |
| BK NY MELLON CORconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CISCO SYSTEMS INCconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| GILA AZ USD #10convertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| DUKE ENERGY OHIOconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| BOE | BLACKROCK GLOBAL OPP EQ TRUSTequities | $6,000 | 0.0% | 600 | 0.0% | 0.00% | 0.0% | |
| New | AMERICAN AIRLINconvertible/ | $5,000 | – | 5,000 | +100.0% | 0.00% | – | |
| New | UNITED AIRLINES,convertible/ | $10,000 | – | 10,000 | +100.0% | 0.00% | – | |
| NS | New | NUSTAR ENERGY LPpfds, reits, | $5,000 | – | 200 | +100.0% | 0.00% | – |
| NTNX | NUTANIX INCequities | $5,000 | -37.5% | 200 | 0.0% | 0.00% | 0.0% | |
| CVE | CENOVUS ENERGY INCequities | $5,000 | 0.0% | 622 | 0.0% | 0.00% | 0.0% | |
| BAK | New | BRASKEM SA ADRequities | $6,000 | – | 339 | +100.0% | 0.00% | – |
| U.S. BANCORPconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| UZB | UNITED STATES Cpfds, reits, | $8,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| BXMX | NUVEEN S&P 500 BUY-WRITE INC FDequities | $7,000 | 0.0% | 542 | 0.0% | 0.00% | 0.0% | |
| US TREASURYconvertible/ | $12,000 | +9.1% | 11,000 | 0.0% | 0.00% | 0.0% | ||
| NEWM | NEW MEDIA INV GRP INCequities | $7,000 | -12.5% | 721 | 0.0% | 0.00% | 0.0% | |
| PUBLIC STORAGEconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| New | US Treasuryconvertible/ | $8,000 | – | 7,000 | +100.0% | 0.00% | – | |
| OGE | Sell | O G E ENERGY CP HLDG COequities | $7,000 | -95.4% | 176 | -95.0% | 0.00% | -94.4% |
| BRGPRA | BLUEROCK RESIpfds, reits, | $8,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| BROWARD CNTY FL ARPconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| US TREASUR NTconvertible/ | $11,000 | 0.0% | 11,000 | 0.0% | 0.00% | 0.0% | ||
| KEYS | KEYSIGHT TECHNOLOGIESequities | $11,000 | 0.0% | 126 | 0.0% | 0.00% | 0.0% | |
| JEA FL ELEC SYS REVconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| US TREASU NTconvertible/ | $11,000 | 0.0% | 11,000 | 0.0% | 0.00% | 0.0% | ||
| New | AMERICAN AIRLINconvertible/ | $5,000 | – | 5,000 | +100.0% | 0.00% | – | |
| US TREASU NTconvertible/ | $12,000 | +9.1% | 12,000 | 0.0% | 0.00% | 0.0% | ||
| New | Il Fa REVconvertible/ | $12,000 | – | 10,000 | +100.0% | 0.00% | – | |
| AAWW | ATLAS AIR WORLDWIDE HOLDINGS INCequities | $13,000 | -7.1% | 285 | 0.0% | 0.00% | -50.0% | |
| US TREASUR NTconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ATHX | ATHERSYS INCequities | $8,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | |
| GENERAL MOTORS COconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| EOG | EOG RESOURCES INCequities | $9,000 | -10.0% | 100 | 0.0% | 0.00% | 0.0% | |
| AEE | New | AMEREN CORPequities | $9,000 | – | 121 | +100.0% | 0.00% | – |
| KIM | KIMCO REALTYequities | $8,000 | 0.0% | 406 | 0.0% | 0.00% | 0.0% | |
| CNI | Sell | CANADIAN NATIONAL RAILWAY COequities | $7,000 | -12.5% | 75 | -16.7% | 0.00% | 0.0% |
| BANK OF AMERICA C VAR 28convertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| ASBPRC | Sell | ASSOCIATED BANC PFDpfds, reits, | $13,000 | -50.0% | 500 | -50.0% | 0.00% | -66.7% |
| STARPRG | New | Istar Inc. Pfdequities | $8,000 | – | 300 | +100.0% | 0.00% | – |
| AMJ | New | JP MORGAN ETNequities | $13,000 | – | 500 | +100.0% | 0.00% | – |
| GENERAL ELECTRIC COconvertible/ | $9,000 | 0.0% | 9,000 | 0.0% | 0.00% | 0.0% | ||
| UNIV WAconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| UNM | UNUMPROVIDENTequities | $5,000 | 0.0% | 145 | 0.0% | 0.00% | 0.0% | |
| UTAH STconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| GDX | New | MARKET VECTORS GOLD MINERS ETFequities | $12,000 | – | 450 | +100.0% | 0.00% | – |
| New | STRUCTURED PRODUCT PFDequities | $11,000 | – | 400 | +100.0% | 0.00% | – | |
| New | BEYON MEAT INCequities | $5,000 | – | 30 | +100.0% | 0.00% | – | |
| ATGFF | New | ALTAGAS INCOME LTDequities | $5,000 | – | 300 | +100.0% | 0.00% | – |
| OHIO STconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| EPR | EPR PROPERTIESpfds, reits, | $6,000 | -14.3% | 86 | 0.0% | 0.00% | 0.0% | |
| DXC | New | DXC TECH COequities | $5,000 | – | 91 | +100.0% | 0.00% | – |
| ITM | New | VANECK VECTORS AMT-FREE INT MUNI INDX ETFequities | $5,000 | – | 105 | +100.0% | 0.00% | – |
| AABA | ALTABA INCequities | $7,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| MGK | VANGUARD MEGA CAP GROWTHequities | $11,000 | +10.0% | 82 | 0.0% | 0.00% | 0.0% | |
| BLV | New | VANGUARD LONG TERM BONDequities | $12,000 | – | 125 | +100.0% | 0.00% | – |
| BSV | New | VANGUARD BOND INDEX FUNDequities | $7,000 | – | 82 | +100.0% | 0.00% | – |
| BND | New | VANGUARD BOND INDEX FUNDequities | $7,000 | – | 85 | +100.0% | 0.00% | – |
| DGX | QUEST DIAGNOSTIC INCequities | $5,000 | 0.0% | 51 | 0.0% | 0.00% | 0.0% | |
| VYM | VANGUARD HIGH DIV YLD ETFequities | $8,000 | 0.0% | 91 | 0.0% | 0.00% | 0.0% | |
| EQXFF | EQUINOX GOLD CORPequities | $7,000 | 0.0% | 7,130 | 0.0% | 0.00% | 0.0% | |
| New | GENERAL ELECTRICconvertible/ | $10,000 | – | 10,000 | +100.0% | 0.00% | – | |
| FXI | New | ISHARES TRUST INDEX FDunit trusts | $12,000 | – | 284 | +100.0% | 0.00% | – |
| EATON CORPconvertible/ | $6,000 | 0.0% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| LEVI | New | Levi Strauss & Co Newequities | $6,000 | – | 300 | +100.0% | 0.00% | – |
| OH ST WTR POLL REVconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ETY | EATON VANCE TAX-MANAGED DIVERSIFIED EQ INCequities | $5,000 | 0.0% | 420 | 0.0% | 0.00% | 0.0% | |
| ARLINGTON TXconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| New | ALPHABET INC.convertible/ | $10,000 | – | 10,000 | +100.0% | 0.00% | – | |
| VGT | Sell | VANGUARD IT ETFequities | $10,000 | -87.7% | 45 | -88.8% | 0.00% | -90.0% |
| JPMPRFCL | JPMORGAN CHASE PFDpfds, reits, | $9,000 | 0.0% | 333 | 0.0% | 0.00% | 0.0% | |
| GD | Buy | GENERAL DYNAMICS CORPequities | $10,000 | +25.0% | 57 | +14.0% | 0.00% | 0.0% |
| GNRC | New | GENERAC HOLDINGS INCequities | $5,000 | – | 69 | +100.0% | 0.00% | – |
| ES | Sell | EVERSOURCE ENERGYequities | $10,000 | 0.0% | 138 | -4.2% | 0.00% | 0.0% |
| CNSL | CONS COMM HLDGSequities | $7,000 | -56.2% | 1,480 | 0.0% | 0.00% | -50.0% | |
| OMAHA NEBRASKAconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| VOO | New | VANGUARD S&P 500equities | $5,000 | – | 18 | +100.0% | 0.00% | – |
| ALLPRACL | Sell | ALLSTATE COR PFDpfds, reits, | $12,000 | -50.0% | 470 | -50.0% | 0.00% | -66.7% |
| VOT | VANGUARD MID CAP GROWTHequities | $9,000 | 0.0% | 60 | 0.0% | 0.00% | 0.0% | |
| GTE CORPconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| VBR | New | VANGUARD SMALL CAP VALUEequities | $8,000 | – | 61 | +100.0% | 0.00% | – |
| GWPH | Buy | GW PHARMACEUTICALS PLCequities | $8,000 | +60.0% | 44 | +37.5% | 0.00% | 0.0% |
| ALLYPRA | GMAC CAPITAL Tpfds, reits, | $8,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| NYMTO | Sell | NEW YORK MTG PFDpfds, reits, | $12,000 | -52.0% | 500 | -50.0% | 0.00% | -66.7% |
| RYN | RAYONIERpfds, reits, | $10,000 | 0.0% | 315 | 0.0% | 0.00% | 0.0% | |
| BANK OF AMERICA CORconvertible/ | $6,000 | 0.0% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| AZ WTR INFRA FA REVconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| VERPRF | Sell | VEREIT INC PFDpfds, reits, | $7,000 | -12.5% | 272 | -9.3% | 0.00% | 0.0% |
| AZ TRANS BRD HWYconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| EZU | New | ISHARES MSCI EUROZONEequities | $12,000 | – | 292 | +100.0% | 0.00% | – |
| ALBEMARLE CORPconvertible/ | $11,000 | +10.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| VRNT | VERINT SYSTEMS INCequities | $8,000 | 0.0% | 140 | 0.0% | 0.00% | 0.0% | |
| REGL TRAN DST CO COconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| VRSK | VERISK ANALYTICS INCequities | $11,000 | +10.0% | 72 | 0.0% | 0.00% | 0.0% | |
| CHANDLER AZconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CPRK | CITIGROUP INC PFDpfds, reits, | $5,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| VIACOM INCconvertible/ | $8,000 | +14.3% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| RFPRA | New | REGIONS FINL PFDpfds, reits, | $9,000 | – | 350 | +100.0% | 0.00% | – |
| BANK OF AMERICAconvertible/ | $7,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| BANK OF AMERICAconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| FMS | FRESENIUS MEDICAL CAREequities | $8,000 | 0.0% | 208 | 0.0% | 0.00% | 0.0% | |
| VCTR | New | VICTORY CAPITAL HOLDINGSequities | $5,000 | – | 277 | +100.0% | 0.00% | – |
| SYLD | CAMBRIA SHAREHOLDER YLD ETFequities | $7,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| FREMONT NEBRASKA COconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| ALK | Sell | ALASKA AIR GROUP INCequities | $13,000 | -23.5% | 204 | -32.0% | 0.00% | -50.0% |
| VISA INCconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| VSH | New | VISHAY INTERTECHNOLOGYequities | $12,000 | – | 739 | +100.0% | 0.00% | – |
| BACPRWCL | BANK OF AMERpfds, reits, | $8,000 | 0.0% | 326 | 0.0% | 0.00% | 0.0% | |
| VMW | New | VMWARE INC CL Aequities | $10,000 | – | 60 | +100.0% | 0.00% | – |
| AZ ST TRANS BRD HWYconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CALIFORNIA STconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ ST TRANS BRD HWYconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| WBC | WABCO HLDG INCequities | $7,000 | 0.0% | 50 | 0.0% | 0.00% | 0.0% | |
| WAB | Buy | WABTECequities | $12,000 | -7.7% | 171 | +0.6% | 0.00% | -50.0% |
| AZ TRANS EXCISE TAXconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| HUSKY ENERGY INCconvertible/ | $7,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| ORACLE CORPconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| BBAX | New | JPMORGAN BETABUILDERSequities | $7,000 | – | 261 | +100.0% | 0.00% | – |
| NEW YORK N Yconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| FTV | New | FORTIVE CORPequities | $6,000 | – | 72 | +100.0% | 0.00% | – |
| FORD MOTOR CREDITconvertible/ | $13,000 | 0.0% | 13,000 | 0.0% | 0.00% | -50.0% | ||
| CRBP | CORBUS PHARMACEUTLequities | $10,000 | 0.0% | 1,400 | 0.0% | 0.00% | 0.0% | |
| EXPEDIA INCconvertible/ | $7,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| RPAI | RETAIL PROP OF AMERICA INCpfds, reits, | $12,000 | 0.0% | 1,009 | 0.0% | 0.00% | 0.0% | |
| WCN | WASTE CONNECTIONS INCequities | $12,000 | +9.1% | 125 | 0.0% | 0.00% | 0.0% | |
| RIOCF | New | Riocan Real Estate Invequities | $6,000 | – | 300 | +100.0% | 0.00% | – |
| AIR PRODUCTS ANDconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| FLAGSTAFF AZconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| BANCPRD | BANC CALIF Lpfds, reits, | $8,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| AZ ST TRANSN BRDconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MORGAN STANLEY VAR 34convertible/ | $5,000 | +25.0% | 7,000 | 0.0% | 0.00% | – | ||
| ROSEMONT ILconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AETNA INCconvertible/ | $6,000 | 0.0% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| W | New | WAYFAIR INCequities | $7,000 | – | 50 | +100.0% | 0.00% | – |
| ROST | Buy | ROSS STORES INCequities | $9,000 | +125.0% | 87 | +81.2% | 0.00% | – |
| EBIX | New | EBIX INCequities | $13,000 | – | 260 | +100.0% | 0.00% | – |
| KLEIN TX ISDconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| LMRKO | LANDMARK INFRApfds, reits, | $8,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| ROYAL BANK CANADconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| HOUSTON TXconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| BURLINGTN NO SANTconvertible/ | $8,000 | 0.0% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| OC | New | OWENS CORNING FIBERGLASSequities | $10,000 | – | 174 | +100.0% | 0.00% | – |
| WELLS FARGO BK NAconvertible/ | $12,000 | 0.0% | 12,000 | 0.0% | 0.00% | 0.0% | ||
| LLL | L-3 COMMUNICATIONSequities | $9,000 | +28.6% | 35 | 0.0% | 0.00% | 0.0% | |
| KR | Buy | KROGER COequities | $5,000 | – | 208 | +3366.7% | 0.00% | – |
| New | MARICOPA AZ USD #60convertible/ | $6,000 | – | 5,000 | +100.0% | 0.00% | – | |
| AEHCL | Buy | AEGON N.V. PERPETUAL CAPITAL SECURITIESequities | $9,000 | +125.0% | 367 | +119.8% | 0.00% | – |
| FIRST TRUST PORTFOLIOSunit trusts | $9,000 | 0.0% | 10 | 0.0% | 0.00% | 0.0% | ||
| SKYY | New | FIRST TRUST CLOUDequities | $6,000 | – | 100 | +100.0% | 0.00% | – |
| WELLS FARGO & COconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| DE | Buy | DEERE & COequities | $11,000 | +37.5% | 68 | +36.0% | 0.00% | 0.0% |
| FSLR | FIRST SOLAR INCequities | $7,000 | +40.0% | 100 | 0.0% | 0.00% | 0.0% | |
| MARICOPA AZ USD #41convertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| CLPHY | New | C L P Holdings Ltdequities | $9,000 | – | 800 | +100.0% | 0.00% | – |
| OXLCO | OXFORD LANE CAPIpfds, reits, | $8,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| ********** | FIRST DATA CORPORATIONequities | $5,000 | 0.0% | 177 | 0.0% | 0.00% | 0.0% | |
| ECL | ECOLAB INCequities | $10,000 | +11.1% | 50 | 0.0% | 0.00% | 0.0% | |
| MTRN | New | MATERION CORPequities | $12,000 | – | 171 | +100.0% | 0.00% | – |
| EXELON CORPconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NY ST DORM AUTH S/Tconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| HIW | HIGHWOODS PPTYpfds, reits, | $12,000 | -14.3% | 297 | 0.0% | 0.00% | -50.0% | |
| TOTL | New | Spdr Doubleline Ttl Rtrnequities | $11,000 | – | 225 | +100.0% | 0.00% | – |
| FITB | Buy | FIFTH THIRD BANCORPequities | $13,000 | +333.3% | 473 | +318.6% | 0.00% | – |
| FLRN | New | SPDR BLMBRG BRCLY INV GRequities | $12,000 | – | 400 | +100.0% | 0.00% | – |
| NY ST DORM AUTH PERconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| KOPN | KOPIN CORPequities | $6,000 | -14.3% | 5,200 | 0.0% | 0.00% | 0.0% | |
| WMB | Buy | WILLIAMS COS INCequities | $11,000 | – | 388 | +4211.1% | 0.00% | – |
| ABBVIE INC.convertible/ | $6,000 | 0.0% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| SANPRB | New | BANCO SANTANDER, Pfdequities | $7,000 | – | 300 | +100.0% | 0.00% | – |
| IRVING TX WWKS/SWRconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| HDV | ISHARES CORE HIGH DIVequities | $10,000 | 0.0% | 106 | 0.0% | 0.00% | 0.0% | |
| MARICOPA AZ SD #38convertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MARICOPA AZ SD #11convertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MARICOPA AZ CODconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| WISCONSIN STATEconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ HLTH FAC AUTHconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| FEDERAL NTNL MOconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| FEDERAL NTNL MORTconvertible/ | $8,000 | 0.0% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| New | Wi St Transconvertible/ | $6,000 | – | 5,000 | +100.0% | 0.00% | – | |
| AZ BD REGENTS UNIVconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AAN | AARONS INCequities | $12,000 | +9.1% | 200 | 0.0% | 0.00% | 0.0% | |
| MPC | MARATHON PETRO CORPequities | $8,000 | -11.1% | 146 | 0.0% | 0.00% | 0.0% | |
| FAU FIN CORP FLconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| DES | New | WISDOMTREE SC ETFequities | $8,000 | – | 306 | +100.0% | 0.00% | – |
| DXJ | New | WISDOMTREE JAPAN HEDGED EQ ETFequities | $11,000 | – | 221 | +100.0% | 0.00% | – |
| IQ | IQIYI INCequities | $10,000 | -16.7% | 500 | 0.0% | 0.00% | 0.0% | |
| PPL | Buy | PPL CORPORATIONequities | $6,000 | +100.0% | 200 | +83.5% | 0.00% | – |
| HES | HESS CORPequities | $6,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| NYT | NEW YORK TIMES CLASS Aequities | $7,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| ASX LIMITEDequities | $9,000 | +28.6% | 150 | 0.0% | 0.00% | 0.0% | ||
| WPX | WPW ENERGY INCequities | $7,000 | -12.5% | 600 | 0.0% | 0.00% | 0.0% | |
| WYND | WYNDHAM DESTINATIONS INCequities | $12,000 | +9.1% | 275 | 0.0% | 0.00% | 0.0% | |
| EE | New | EL PASO ELECTRIC COequities | $10,000 | – | 146 | +100.0% | 0.00% | – |
| XEL | New | XCEL ENERGYequities | $7,000 | – | 123 | +100.0% | 0.00% | – |
| CASI | CASI PHARMACEUTICALSequities | $11,000 | +22.2% | 3,300 | 0.0% | 0.00% | 0.0% | |
| NEM | Buy | NEWMONT MINING CORPequities | $13,000 | +30.0% | 339 | +23.3% | 0.00% | 0.0% |
| JD | JD.COM INCequities | $12,000 | 0.0% | 400 | 0.0% | 0.00% | 0.0% | |
| YETI | Buy | YETI HOLDINGS INCORPORATequities | $13,000 | +30.0% | 453 | +39.4% | 0.00% | 0.0% |
| EL PASO TXconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | AZ BD REGENTS UNIVconvertible/ | $6,000 | – | 5,000 | +100.0% | 0.00% | – | |
| TGPPRA | TEEKAY LNG PARTNpfds, reits, | $13,000 | -7.1% | 534 | 0.0% | 0.00% | -50.0% | |
| ZG | ZILLOW GROUP INC CL Aequities | $5,000 | +66.7% | 100 | 0.0% | 0.00% | – | |
| Z | ZILLOW GROUP INC CL Cequities | $9,000 | +28.6% | 200 | 0.0% | 0.00% | 0.0% | |
| AZ BD REGENTS UNIVconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AMN | New | AMN HEALTHCARE SERVICES INCequities | $10,000 | – | 187 | +100.0% | 0.00% | – |
| AZ BD REGENTS UNIVconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| New | ZIONS BANCORPconvertible/ | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| FAIRFAX FINANCE PFDpfds, reits, | $7,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | ||
| CROWN CASTLE INTconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PKG | New | PACKAGING CORP OF AMERICAequities | $9,000 | – | 92 | +100.0% | 0.00% | – |
| ALKS | ALKERMES PLCequities | $5,000 | -28.6% | 200 | 0.0% | 0.00% | 0.0% | |
| MTCH | New | MATCH GROUP INCequities | $5,000 | – | 71 | +100.0% | 0.00% | – |
| CHSCN | New | CHS Inc. Pfdequities | $9,000 | – | 350 | +100.0% | 0.00% | – |
| TEAM | ATLASSIAN CORP PLCequities | $8,000 | +14.3% | 60 | 0.0% | 0.00% | 0.0% | |
| RIGS | New | Riverfront Strategicequities | $7,000 | – | 300 | +100.0% | 0.00% | – |
| PAAS | PAN AMERICAN SILVER CPequities | $9,000 | 0.0% | 700 | 0.0% | 0.00% | 0.0% | |
| BEP | New | BROOKFIELD RENEWABLE ENERGY PARTNERS LPequities | $10,000 | – | 300 | +100.0% | 0.00% | – |
| BXG | BLUEGREEN VACATIONSequities | $5,000 | -16.7% | 400 | 0.0% | 0.00% | 0.0% | |
| FDS | New | FACTSET RESEARCH SYSTEMSequities | $9,000 | – | 32 | +100.0% | 0.00% | – |
| BANF | BANCFIRST CORP OKequities | $11,000 | 0.0% | 202 | 0.0% | 0.00% | 0.0% | |
| BIDU | BAIDU INCequities | $12,000 | -25.0% | 100 | 0.0% | 0.00% | -50.0% | |
| GLOGPRA | GASLOG LTDpfds, reits, | $11,000 | 0.0% | 400 | 0.0% | 0.00% | 0.0% | |
| GBLIZ | GLOBAL INDEMNITpfds, reits, | $6,000 | 0.0% | 250 | 0.0% | 0.00% | 0.0% | |
| ENLAY | New | Enel S P Aequities | $5,000 | – | 700 | +100.0% | 0.00% | – |
| INFO | IHS MARKIT LTDequities | $5,000 | +25.0% | 71 | 0.0% | 0.00% | – | |
| HACK | PUREFUNDS ISE CYBER SECURITY ETFequities | $10,000 | 0.0% | 250 | 0.0% | 0.00% | 0.0% | |
| IVZ | INVESCO LTDequities | $11,000 | +10.0% | 526 | 0.0% | 0.00% | 0.0% | |
| LIN | LINDE PLCequities | $11,000 | +10.0% | 55 | 0.0% | 0.00% | 0.0% | |
| MRVL | MARVELL TECH GRP LTDequities | $9,000 | +12.5% | 380 | 0.0% | 0.00% | 0.0% | |
| MONTANA STATE Bconvertible/ | $11,000 | +10.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MONTANA STATE BOconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| COTRP | New | CORTS TRUSTequities | $5,000 | – | 700 | +100.0% | 0.00% | – |
| OCADO GRP PLCequities | $11,000 | -15.4% | 750 | 0.0% | 0.00% | -50.0% | ||
| PUKPR | PRUDENTIAL PLC PFDpfds, reits, | $5,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| RNR | RENAISSANCERE HLDGSequities | $7,000 | +16.7% | 39 | 0.0% | 0.00% | 0.0% | |
| MASSACHUSETTS STconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| STX | SEAGATE TECHNOLOGYequities | $6,000 | 0.0% | 132 | 0.0% | 0.00% | 0.0% | |
| GLNG | New | GOLAR Lng Limitedequities | $6,000 | – | 300 | +100.0% | 0.00% | – |
| MASSACHUSETTS STconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| ALC | New | ALCON INC.equities | $7,000 | – | 106 | +100.0% | 0.00% | – |
| CRSP | CRISPR THERAPEUTICSequities | $5,000 | +25.0% | 100 | 0.0% | 0.00% | – | |
| CME | CME GROUP INC Aequities | $10,000 | +25.0% | 50 | 0.0% | 0.00% | 0.0% | |
| ENR | ENERGIZER HOLDINGSequities | $8,000 | -11.1% | 200 | 0.0% | 0.00% | 0.0% | |
| PEBPRE | New | Pebblebrook Pfdequities | $10,000 | – | 400 | +100.0% | 0.00% | – |
| NOVO-NORDISK (ADR)equities | $13,000 | 0.0% | 250 | 0.0% | 0.00% | -50.0% | ||
| CMS | New | CMS ENERGY CORPequities | $6,000 | – | 109 | +100.0% | 0.00% | – |
| DANAHER CORPconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| RACE | New | FERRARI N Vequities | $9,000 | – | 56 | +100.0% | 0.00% | – |
| IGLB | New | ISHARES LONG TERMequities | $11,000 | – | 175 | +100.0% | 0.00% | – |
| INDEPENDENCE GROUP ORDequities | $5,000 | 0.0% | 1,500 | 0.0% | 0.00% | 0.0% | ||
| HMLPPRA | HOEGH LNG PARpfds, reits, | $13,000 | 0.0% | 500 | 0.0% | 0.00% | -50.0% | |
| CALIFORNIA STconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| AVGO | Buy | BROADCOM INCequities | $11,000 | +57.1% | 37 | +54.2% | 0.00% | 0.0% |
| GLOPPRA | GASLOG PARTNERS LPpfds, reits, | $12,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| SCOTTSDALE AZconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| LL | LUMBER LIQUIDATORSequities | $12,000 | +20.0% | 1,000 | 0.0% | 0.00% | 0.0% | |
| SCOTTSDALE AZ W/convertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SCOTTSDALE AZ W/convertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| KKR | New | KKR & CO LPpfds, reits, | $5,000 | – | 200 | +100.0% | 0.00% | – |
| HP | Buy | HELMERICH & PAYNE INCequities | $6,000 | 0.0% | 115 | +15.0% | 0.00% | 0.0% |
| KSU | KANSAS CITY SOUTHERNequities | $8,000 | 0.0% | 67 | 0.0% | 0.00% | 0.0% | |
| XLY | New | CONS DISC SELECT SECTOR SPDR FDequities | $12,000 | – | 100 | +100.0% | 0.00% | – |
| XLE | ENERGY SELECT SECTOR SPDR FDequities | $6,000 | -14.3% | 100 | 0.0% | 0.00% | 0.0% | |
| ARIZONA BOARD REGENconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| XLI | New | SPDR INDL SLCT SCTR ETFequities | $11,000 | – | 148 | +100.0% | 0.00% | – |
| RNP | New | COHEN & STEERS REITequities | $5,000 | – | 245 | +100.0% | 0.00% | – |
| CHEVRON CORPconvertible/ | $11,000 | +10.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| BERY | New | BERRY GLOBAL GROUPequities | $6,000 | – | 106 | +100.0% | 0.00% | – |
| HIG | ITT HARTFORD GROUPequities | $6,000 | +20.0% | 100 | 0.0% | 0.00% | 0.0% | |
| SCI | Sell | SERVICE CORP INTLequities | $5,000 | -37.5% | 99 | -50.3% | 0.00% | 0.0% |
| SERVICEMASTER CO LTDconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| SEWARD COUNTY NEconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PA ST TPK COMMN TPKconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | SHELL INTERNTNconvertible/ | $5,000 | – | 5,000 | +100.0% | 0.00% | – | |
| BB&T CORPconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| SIEGY | SIEMENS AGequities | $12,000 | +9.1% | 200 | 0.0% | 0.00% | 0.0% | |
| SPG | SIMON PPTY GRPequities | $12,000 | -7.7% | 72 | 0.0% | 0.00% | -50.0% | |
| SIMON PROPERTY GRconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SIRI | Sell | SIRIUS XM HLDG INCequities | $5,000 | -54.5% | 953 | -51.0% | 0.00% | 0.0% |
| DFS | Buy | DISCOVER FINANCIAL SVCSequities | $10,000 | +42.9% | 128 | +36.2% | 0.00% | 0.0% |
| SWKS | SKYWORKS SOLUTIONS INCequities | $8,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| SNA | New | SNAP ONequities | $5,000 | – | 29 | +100.0% | 0.00% | – |
| MI ST BLDG AUTHconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ BD REGENTS UNIVconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| MTD | New | METTLER TOLEDOequities | $9,000 | – | 11 | +100.0% | 0.00% | – |
| PEORIA AZconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | DISCOVERY, INC.convertible/ | $5,000 | – | 5,000 | +100.0% | 0.00% | – | |
| BBN | New | BLACKROCK TAXABLE MUNI BOND TRUSTequities | $13,000 | – | 545 | +100.0% | 0.00% | – |
| New | Dc Income Taxconvertible/ | $12,000 | – | 10,000 | +100.0% | 0.00% | – | |
| PEPSICO INCORPORconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SCCO | Sell | SOUTHERN COPPER CORPequities | $12,000 | -25.0% | 300 | -25.0% | 0.00% | -50.0% |
| MP WSTRN ST UNIVconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MET | METLIFE INCequities | $8,000 | +14.3% | 168 | 0.0% | 0.00% | 0.0% | |
| JPMPRACL | JP MORGANpfds, reits, | $8,000 | 0.0% | 326 | 0.0% | 0.00% | 0.0% | |
| THGA | HANOVER INSURANpfds, reits, | $13,000 | 0.0% | 500 | 0.0% | 0.00% | -50.0% | |
| NGHCO | Sell | NATL GEN PFDpfds, reits, | $12,000 | -47.8% | 500 | -50.0% | 0.00% | -66.7% |
| JPMORGAN CHASE &convertible/ | $11,000 | +10.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| L100PS | New | ARCONIC INCequities | $6,000 | – | 217 | +100.0% | 0.00% | – |
| AVONDALE AZconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| SPLK | SPLUNK INCequities | $7,000 | 0.0% | 54 | 0.0% | 0.00% | 0.0% | |
| AVA | New | AVISTA CORPequities | $9,000 | – | 211 | +100.0% | 0.00% | – |
| FTunit trusts | $6,000 | 0.0% | 2,000 | 0.0% | 0.00% | 0.0% | ||
| MA STconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| HALLIBURTON COconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| IVRPRA | INVESCO MTG Cpfds, reits, | $5,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| EXXON MOBIL CORconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZ CVC ARPTconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| BLK | BLACKROCK INCequities | $13,000 | +8.3% | 27 | 0.0% | 0.00% | 0.0% | |
| STARBUCKS CORPconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZ WST WTRconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZ WTRconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX ARIZONA CIVconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| STTPRECL | STATE STREET CORpfds, reits, | $7,000 | 0.0% | 280 | 0.0% | 0.00% | 0.0% | |
| CIMPRA | CHIMERA INVESTMEpfds, reits, | $11,000 | 0.0% | 416 | 0.0% | 0.00% | 0.0% | |
| STM | Buy | STMICROELETRONICS NVequities | $8,000 | +700.0% | 428 | +756.0% | 0.00% | – |
| APPLE INC.convertible/ | $9,000 | 0.0% | 9,000 | 0.0% | 0.00% | 0.0% | ||
| STOR | STORE CAPITAL CORPequities | $7,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| APHA | APHRIA INCequities | $8,000 | -27.3% | 1,140 | 0.0% | 0.00% | 0.0% | |
| APOPRA | APOLLO GLOBALpfds, reits, | $8,000 | 0.0% | 310 | 0.0% | 0.00% | 0.0% | |
| SPH | New | SUBURBAN PROPANE PRT L Ppfds, reits, | $12,000 | – | 500 | +100.0% | 0.00% | – |
| HTGM | HTG MOLECULAR DIAG INCequities | $12,000 | -33.3% | 7,000 | 0.0% | 0.00% | -50.0% | |
| CVS HEALTH CORPconvertible/ | $12,000 | +9.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AIV | APT INVT MGMT COpfds, reits, | $13,000 | 0.0% | 266 | 0.0% | 0.00% | -50.0% | |
| DLRPRG | Buy | DIGITAL REALTY TR G PFDpfds, reits, | $11,000 | +1000.0% | 445 | +888.9% | 0.00% | – |
| PHOENIX AZ WTRconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| LOWER CO RIV AUTH Tconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| LOS ANGELES CA W/Pconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| SYNH | SYNEOS HEALTH INCequities | $8,000 | -11.1% | 165 | 0.0% | 0.00% | 0.0% | |
| PHOENIX AZ CVC IMPconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| HDS | New | HD SUPPLY HLDGS INCequities | $6,000 | – | 141 | +100.0% | 0.00% | – |
| AON | AON PLCequities | $7,000 | +16.7% | 38 | 0.0% | 0.00% | 0.0% | |
| New | NC EASTERN MUNI PWRconvertible/ | $6,000 | – | 5,000 | +100.0% | 0.00% | – | |
| PIMA CNTY AZconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| HCA HEALTHCARE,convertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PIMA CNTY AZconvertible/ | $6,000 | +20.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| ATRS | ANTARES PHARMA INCequities | $10,000 | +11.1% | 3,000 | 0.0% | 0.00% | 0.0% | |
| PIMA CN AZ IDA Econvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PIMA CN AZ IDAconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| TPR | TAPESTRY INC.equities | $13,000 | 0.0% | 400 | 0.0% | 0.00% | -50.0% | |
| New | Pima Cn Az Regl Traconvertible/ | $6,000 | – | 5,000 | +100.0% | 0.00% | – | |
| COFPRPCL | New | CAPITAL ONE FINL CORPpfds, reits, | $10,000 | – | 400 | +100.0% | 0.00% | – |
| GPI | New | GROUP 1 AUTOMOTIVE INCequities | $5,000 | – | 63 | +100.0% | 0.00% | – |
| PIMA COUNTY ARIZONAconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| TEF | TELEFONICA SAequities | $8,000 | 0.0% | 988 | 0.0% | 0.00% | 0.0% | |
| TDJ | New | TELEPHONE AND DATA Pfdequities | $8,000 | – | 300 | +100.0% | 0.00% | – |
| TEMPE AZconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| PIMA CN AZ SWRconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CIT | CIT GROUP INCequities | $8,000 | 0.0% | 158 | 0.0% | 0.00% | 0.0% | |
| PACTIV LLCconvertible/ | $6,000 | +20.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| TN ENGY ACQUISITconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| COUGF | COUGAR OIL & GAS CANADA INCequities | $0 | – | 2,000 | 0.0% | 0.00% | – | |
| New | JPMORGAN CHASE & Var 29convertible/ | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| MOODY'S CORPconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| CMPGY | Exit | COMPASS GROUPequities | $0 | – | -70 | -100.0% | 0.00% | – |
| MS | Exit | MORGAN STANLEYequities | $0 | – | -39 | -100.0% | 0.00% | – |
| NVT | Exit | NAVTEQ CORPequities | $0 | – | -35 | -100.0% | 0.00% | – |
| MOTOROLA SOLUTIONconvertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| New | Mphase Tech Incequities | $0 | – | 1 | +100.0% | 0.00% | – | |
| MZPS | MYZIPSOFT INCequities | $0 | – | 311 | 0.0% | 0.00% | – | |
| NCR CORPORATIONequities | $1,000 | 0.0% | 20 | 0.0% | 0.00% | – | ||
| NFG | NATL FUEL GAS COequities | $3,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| NNNPRECL | NATL RETAIL PPpfds, reits, | $2,000 | 0.0% | 91 | 0.0% | 0.00% | – | |
| BIO | BIO-RAD LABS INCequities | $3,000 | 0.0% | 11 | 0.0% | 0.00% | – | |
| AGQ | Exit | PROSHS ULTRA SILVERequities | $0 | – | -100 | -100.0% | 0.00% | – |
| BIG | BIG LOTS INCequities | $4,000 | -33.3% | 150 | 0.0% | 0.00% | -100.0% | |
| ASBFY | Exit | ASSC BRITISH FOODSequities | $0 | – | -20 | -100.0% | 0.00% | – |
| CRI | New | CARTERS INCequities | $3,000 | – | 32 | +100.0% | 0.00% | – |
| New | NEWMONT GOLDCORPconvertible/ | $3,000 | – | 3,000 | +100.0% | 0.00% | – | |
| NXPS | NEXPRISE INCequities | $0 | – | 1 | 0.0% | 0.00% | – | |
| BHP | BHP BILLITON LTDequities | $4,000 | 0.0% | 73 | 0.0% | 0.00% | – | |
| NEP | NEXTERA ENERGY PARTNE LPpfds, reits, | $2,000 | 0.0% | 40 | 0.0% | 0.00% | – | |
| NBL | NOBLE ENERGY INCequities | $4,000 | -20.0% | 200 | 0.0% | 0.00% | -100.0% | |
| EMN | Exit | EASTMAN CHEMICAL COequities | $0 | – | -29 | -100.0% | 0.00% | – |
| IEO | New | ISHARES OIL & GAS EXPLequities | $4,000 | – | 77 | +100.0% | 0.00% | – |
| CVM | CEL-SCI CORPequities | $2,000 | +100.0% | 289 | 0.0% | 0.00% | – | |
| CPB | Exit | CAMPBELL SOUP COequities | $0 | – | -18 | -100.0% | 0.00% | – |
| NRTLQ | New | NORTEL NETWORKS CP NEXXXequities | $0 | – | 10 | +100.0% | 0.00% | – |
| IDV | New | ISHARES INTL SELECT DIVequities | $4,000 | – | 123 | +100.0% | 0.00% | – |
| EMLC | Exit | VANECK VECTORS J Pequities | $0 | – | -45 | -100.0% | 0.00% | – |
| NGBL | NOTIS GLOBAL INCequities | $0 | – | 100 | 0.0% | 0.00% | – | |
| IBB | New | NASDAQ BIO FUNDpfds, reits, | $3,000 | – | 24 | +100.0% | 0.00% | – |
| NUS | New | NU SKIN ENTERPRISESequities | $0 | – | 1 | +100.0% | 0.00% | – |
| CLRB | CELLECTAR BIOSCIENCEequities | $1,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| NUE | NUCORequities | $4,000 | 0.0% | 70 | 0.0% | 0.00% | – | |
| EEM | Sell | ISHARES MSCI EMER MKT ETFequities | $2,000 | -66.7% | 40 | -70.8% | 0.00% | -100.0% |
| MT | Exit | ARCELOR MITTAL NY NEWequities | $0 | – | -104 | -100.0% | 0.00% | – |
| New | OCCIDENTAL PETROLconvertible/ | $4,000 | – | 4,000 | +100.0% | 0.00% | – | |
| OPI | Sell | OFFICE PPTYS INCM TRpfds, reits, | $2,000 | -81.8% | 75 | -81.2% | 0.00% | -100.0% |
| ASAZY | Exit | ASSA ABLOY ABequities | $0 | – | -150 | -100.0% | 0.00% | – |
| OMC | OMNICOM GROUP INCequities | $4,000 | 0.0% | 51 | 0.0% | 0.00% | – | |
| OSUR | ORASURE TECHNOLOGIESequities | $2,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| OBBCQ | ORBIT BRANDS CORPequities | $0 | – | 100,000 | 0.0% | 0.00% | – | |
| OSK | New | OSHKOSH TRUCKequities | $2,000 | – | 21 | +100.0% | 0.00% | – |
| PJT | PJT PARTNERS INCequities | $1,000 | 0.0% | 25 | 0.0% | 0.00% | – | |
| RYAAY | Exit | RYANAIR HLDGS PLCequities | $0 | – | -8 | -100.0% | 0.00% | – |
| New | PNC FUNDING CORconvertible/ | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| Exit | VALE SAequities | $0 | – | -200 | -100.0% | 0.00% | – | |
| PSBPRUCL | PS BUSINESS PARKS INCpfds, reits, | $3,000 | 0.0% | 114 | 0.0% | 0.00% | – | |
| FRSH | Exit | PAPA MURPHY'S HLDG INCequities | $0 | – | -300 | -100.0% | 0.00% | – |
| PBEC | PACIFIC BLUE ENERGY CORPequities | $0 | – | 1,000 | 0.0% | 0.00% | – | |
| UDN | INVESCO DB US DOLLARequities | $4,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| PGOL | PATRIOT GOLD CORPequities | $0 | – | 500 | 0.0% | 0.00% | – | |
| PDN | New | INVESCO FTSE RAFIequities | $0 | – | 1 | +100.0% | 0.00% | – |
| BP CAPITAL MKTconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| DWAHY | Exit | DAIWA HOUSE IND LTD ADRFequities | $0 | – | -70 | -100.0% | 0.00% | – |
| XDSL | Exit | MPHASE TECH INCequities | $0 | – | -400 | -100.0% | 0.00% | – |
| PAG | New | PENSKE AUTOMOTIVE GROUPequities | $4,000 | – | 81 | +100.0% | 0.00% | – |
| BBTPRG | BB&T CORPpfds, reits, | $4,000 | 0.0% | 155 | 0.0% | 0.00% | – | |
| New | Petaluma Ca Jusdconvertible/ | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| BBTPRF | BB&T CORPORATIpfds, reits, | $1,000 | 0.0% | 51 | 0.0% | 0.00% | – | |
| EQNR | Exit | EQUINOR ASAequities | $0 | – | -51 | -100.0% | 0.00% | – |
| BBTPRDCL | BB&T CORPpfds, reits, | $2,000 | 0.0% | 81 | 0.0% | 0.00% | – | |
| IVRPRB | INVESCO MTG Cpfds, reits, | $4,000 | 0.0% | 150 | 0.0% | 0.00% | – | |
| EMB | Exit | ISHARES TRUST ETFequities | $0 | – | -7 | -100.0% | 0.00% | – |
| AVDX | AVANT DIAGNOSTICS INCequities | $0 | -100.0% | 91,000 | 0.0% | 0.00% | – | |
| XON | INTREXONequities | $2,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| ADP | New | AUTO DATA PROCESSING INCequities | $4,000 | – | 25 | +100.0% | 0.00% | – |
| XEC | New | CIMAREX ENERGY COequities | $3,000 | – | 44 | +100.0% | 0.00% | – |
| IGT | INTL GAME TECHequities | $0 | – | 28 | 0.0% | 0.00% | – | |
| LEHMAN BRO HLDG PFDpfds, reits, | $0 | – | 600 | 0.0% | 0.00% | – | ||
| INTL BK RECON &convertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| New | INTEL CORPconvertible/ | $4,000 | – | 4,000 | +100.0% | 0.00% | – | |
| PXH | New | POWERSHARES FTSE RAFI EM MKT ETFequities | $0 | – | 1 | +100.0% | 0.00% | – |
| IIPR | New | Innovative Industrial Prequities | $3,000 | – | 25 | +100.0% | 0.00% | – |
| MCK | Exit | MCKESSON CORPequities | $0 | – | -35 | -100.0% | 0.00% | – |
| PIY | New | PREFERRED PLUS PFDequities | $4,000 | – | 300 | +100.0% | 0.00% | – |
| SMRK | Exit | SOUTHMARK CORPequities | $0 | – | -124 | -100.0% | 0.00% | – |
| BMO | Exit | BANK OF MONTREALequities | $0 | – | -50 | -100.0% | 0.00% | – |
| AMCX | Exit | AMC NETWORKS INC CLequities | $0 | – | -25 | -100.0% | 0.00% | – |
| SDS | PROSHARES ULTRASHORT S&P 500equities | $0 | – | 1 | 0.0% | 0.00% | – | |
| ACB | Sell | AURORA CANNABIS INCequities | $0 | -100.0% | 25 | -87.5% | 0.00% | – |
| PJH | PRUDENTIAL FINequities | $2,000 | 0.0% | 91 | 0.0% | 0.00% | – | |
| PRH | Sell | PRUDENTIAL FINLpfds, reits, | $3,000 | -76.9% | 118 | -77.2% | 0.00% | -100.0% |
| ILMN | ILLUMINA INCequities | $2,000 | 0.0% | 5 | 0.0% | 0.00% | – | |
| PUK | PRUDENTIAL CORP PLCequities | $2,000 | 0.0% | 55 | 0.0% | 0.00% | – | |
| PEG | PUB SVC ENTERPRISE GPequities | $4,000 | 0.0% | 60 | 0.0% | 0.00% | – | |
| ZDEXF | Exit | SINTANA ENERGY INC NEWequities | $0 | – | -20,000 | -100.0% | 0.00% | – |
| PSAPRX | PUBLIC STORAGEpfds, reits, | $1,000 | 0.0% | 27 | 0.0% | 0.00% | – | |
| PSAPRUCL | PUBLIC STORAGEpfds, reits, | $1,000 | 0.0% | 42 | 0.0% | 0.00% | – | |
| GTX | Exit | GARRETT MOTION INCequities | $0 | – | -211 | -100.0% | 0.00% | – |
| ATLS | New | I N G GROEPequities | $3,000 | – | 268 | +100.0% | 0.00% | – |
| SAXPY | Exit | SAMPO OYJequities | $0 | – | -75 | -100.0% | 0.00% | – |
| ABG | New | ASBURY AUTOMOTIVE GPequities | $4,000 | – | 53 | +100.0% | 0.00% | – |
| AWI | New | ARMSTRONG WORLD INDSequities | $2,000 | – | 19 | +100.0% | 0.00% | – |
| QUALCOMM INCconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| ARLO | ARLO TECHNOLOGIES INCequities | $2,000 | 0.0% | 475 | 0.0% | 0.00% | – | |
| RMR | RMR GROUP INCequities | $0 | – | 5 | 0.0% | 0.00% | – | |
| IAA | New | IAA INCequities | $2,000 | – | 39 | +100.0% | 0.00% | – |
| RDN | New | RADIAN GROUP INCequities | $4,000 | – | 191 | +100.0% | 0.00% | – |
| HDYNQ | HYPERDYNAMICS CORPequities | $0 | – | 13 | 0.0% | 0.00% | – | |
| ARKAY | ARKEMA SAequities | $0 | – | 5 | 0.0% | 0.00% | – | |
| REGN | New | REGENERON PHARMS INCequities | $3,000 | – | 10 | +100.0% | 0.00% | – |
| RGLS | REGULUS THERAPEUTICS INCequities | $0 | – | 16 | 0.0% | 0.00% | – | |
| RFPRB | REGIONS FINApfds, reits, | $4,000 | +33.3% | 130 | 0.0% | 0.00% | – | |
| RZA | REINSURANCE GPpfds, reits, | $1,000 | 0.0% | 51 | 0.0% | 0.00% | – | |
| REPYY | New | Repsol S Aequities | $3,000 | – | 200 | +100.0% | 0.00% | – |
| C996 | New | Rentech Nitrogen Lp Xxxpfds, reits, | $0 | – | 300 | +100.0% | 0.00% | – |
| New | CITIGROUP Inc. Var 28convertible/ | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| HBAN | New | HUNTINGTON BANCSHARES INC.equities | $3,000 | – | 231 | +100.0% | 0.00% | – |
| ROK | ROCKWELL AUTOMATION INCequities | $4,000 | -20.0% | 27 | 0.0% | 0.00% | -100.0% | |
| CNPOF | Exit | CANOPY RIVERS INCequities | $0 | – | -1,000 | -100.0% | 0.00% | – |
| HLI | New | HOULIHAN LOKEY INCequities | $2,000 | – | 35 | +100.0% | 0.00% | – |
| CLDR | CLOUDERA INCequities | $2,000 | -50.0% | 353 | 0.0% | 0.00% | – | |
| SPIB | Sell | SPDR BARCLY INTERMEDIATEequities | $0 | -100.0% | 7 | -91.7% | 0.00% | – |
| EBND | New | Spdr Blmbrg Brcly Emgequities | $0 | – | 9 | +100.0% | 0.00% | – |
| KMTUY | Exit | KOMATSU LTDequities | $0 | – | -36 | -100.0% | 0.00% | – |
| New | THE COCA-COLA COconvertible/ | $3,000 | – | 3,000 | +100.0% | 0.00% | – | |
| SIVB | New | SVB FINL GROUPequities | $4,000 | – | 16 | +100.0% | 0.00% | – |
| GOPH | Exit | GOPHER PROTOCOL INCequities | $0 | – | -5,000 | -100.0% | 0.00% | – |
| HPE | New | HEWLETT PACKARD ENTERPRISE COMPequities | $1,000 | – | 66 | +100.0% | 0.00% | – |
| VIAV | Exit | VIAVI SOLUTIONS INCequities | $0 | – | -44 | -100.0% | 0.00% | – |
| SFL | Exit | SHIP FINANCE INTLequities | $0 | – | -200 | -100.0% | 0.00% | – |
| GCVRZ | SANOFI 20RTSFequities | $1,000 | – | 1,014 | 0.0% | 0.00% | – | |
| HSY | New | HERSHEY COMPANYequities | $2,000 | – | 13 | +100.0% | 0.00% | – |
| SSL | SASOL LTDequities | $1,000 | -50.0% | 50 | 0.0% | 0.00% | – | |
| New | MS Structured Asse Pfdequities | $2,000 | – | 300 | +100.0% | 0.00% | – | |
| New | Saugus California Uconvertible/ | $1,000 | – | 1,000 | +100.0% | 0.00% | – | |
| HERITAGE GLOBAL INCequities | $0 | – | 50 | 0.0% | 0.00% | – | ||
| PNR | Exit | PENTAIR PLCequities | $0 | – | -35 | -100.0% | 0.00% | – |
| SCHX | Sell | SCHWAB US LC ETFequities | $1,000 | -95.5% | 20 | -93.8% | 0.00% | -100.0% |
| SCHV | SCHWAB US LC VAL ETFequities | $1,000 | 0.0% | 20 | 0.0% | 0.00% | – | |
| SCHA | Buy | SCHWAB US SC ETFequities | $2,000 | 0.0% | 31 | +24.0% | 0.00% | – |
| SCHE | Sell | SCHWAB EMER MKT EQ ETFequities | $0 | -100.0% | 17 | -92.0% | 0.00% | -100.0% |
| FNDE | Sell | SCHWAB FUNDA EMG MKTSequities | $0 | -100.0% | 16 | -95.8% | 0.00% | -100.0% |
| FNDC | Sell | SCHWAB FUND INTL SC ETFequities | $0 | -100.0% | 14 | -87.8% | 0.00% | – |
| FNDF | Sell | SCHWAB FUND INTL LG CO ETFequities | $1,000 | -95.5% | 41 | -94.9% | 0.00% | -100.0% |
| FNDA | Sell | SCHWAB FUND US SC ETFequities | $1,000 | -80.0% | 25 | -82.8% | 0.00% | -100.0% |
| FNDX | New | SCHWAB FUNDAENTAL USequities | $2,000 | – | 43 | +100.0% | 0.00% | – |
| SCHF | Sell | SCHWAB INTL EQ ETFequities | $1,000 | -90.9% | 22 | -93.8% | 0.00% | -100.0% |
| SCHC | New | SCHWAB INTL SC EQ ETFequities | $0 | – | 7 | +100.0% | 0.00% | – |
| SNFCA | SECURITY NATL FINL CORPequities | $0 | – | 22 | 0.0% | 0.00% | – | |
| HAS | HASBRO INCequities | $3,000 | 0.0% | 30 | 0.0% | 0.00% | – | |
| SEVENTY SEVEN ENERGYpfds, reits, | $0 | – | 60 | 0.0% | 0.00% | – | ||
| New | Shell Interntnconvertible/ | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| SNAP | Sell | SNAP INCequities | $2,000 | -92.9% | 170 | -93.3% | 0.00% | -100.0% |
| SFTBY | SOFTBANK CORPequities | $1,000 | 0.0% | 26 | 0.0% | 0.00% | – | |
| SOLARIS COPPER INCequities | $0 | – | 711 | 0.0% | 0.00% | – | ||
| ERICSSON TELequities | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | ||
| CLNY | COLONY CAPITAL INCpfds, reits, | $4,000 | 0.0% | 807 | 0.0% | 0.00% | – | |
| QRTEA | Exit | QURATE RETAIL GROUPequities | $0 | – | -140 | -100.0% | 0.00% | – |
| SOUHY | SOUTH32 LTDequities | $0 | – | 11 | 0.0% | 0.00% | – | |
| ARES | New | ARES MANAGEMENT CORPequities | $4,000 | – | 138 | +100.0% | 0.00% | – |
| CFRUY | Exit | COMPAGNIE FINAN RICequities | $0 | – | -95 | -100.0% | 0.00% | – |
| SPECTRA7 MICROSYSTEMS INCequities | $0 | – | 1,000 | 0.0% | 0.00% | – | ||
| SPR | New | SPIRIT AEROSYSTEMS HLDGSequities | $2,000 | – | 28 | +100.0% | 0.00% | – |
| S | SPRINT CORPequities | $0 | – | 39 | 0.0% | 0.00% | – | |
| SQ | New | SQUARE INCequities | $4,000 | – | 50 | +100.0% | 0.00% | – |
| SLI | STANDARD LITHIUM CORPequities | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| DLB | DOLBY LABS INCequities | $4,000 | 0.0% | 63 | 0.0% | 0.00% | – | |
| AQB | AQUABOUNTY TECHequities | $0 | – | 4 | 0.0% | 0.00% | – | |
| AAOI | APPLIED OPTOELECTRONequities | $2,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| STTPRCCL | STATE STREETpfds, reits, | $4,000 | 0.0% | 159 | 0.0% | 0.00% | – | |
| STTPRD | STATE STREET Cpfds, reits, | $4,000 | 0.0% | 142 | 0.0% | 0.00% | – | |
| SRCL | STERICYCLE INCequities | $2,000 | 0.0% | 34 | 0.0% | 0.00% | – | |
| SYMC | SYMANTEC CORPequities | $3,000 | -25.0% | 154 | 0.0% | 0.00% | – | |
| APA | Sell | APACHE CORPequities | $1,000 | -50.0% | 43 | -37.7% | 0.00% | – |
| TD AMERITRADE HOLconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| TELOZ | TEL OFFSHORE TRUST UBIpfds, reits, | $0 | – | 7 | 0.0% | 0.00% | – | |
| TMUS | T-MOBILE US INCequities | $4,000 | 0.0% | 54 | 0.0% | 0.00% | – | |
| HEES | New | H & E EQUIPMENT SERVICESequities | $2,000 | – | 55 | +100.0% | 0.00% | – |
| TTWO | New | TAKE TWO INTERACTIVEequities | $4,000 | – | 36 | +100.0% | 0.00% | – |
| ANHEUSER-BUSCH INconvertible/ | $3,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| New | COMCAST CORPconvertible/ | $3,000 | – | 3,000 | +100.0% | 0.00% | – | |
| A102DIV | TELEFONICA BRASIL SAequities | $0 | – | 3 | 0.0% | 0.00% | – | |
| GRYG | GREEN ENERGY GROUP INCequities | $0 | – | 165 | 0.0% | 0.00% | – | |
| TCEHY | Buy | TENCENT HOLDINGSequities | $4,000 | +33.3% | 80 | +45.5% | 0.00% | – |
| TER | TERADYNE INCORPORATEequities | $3,000 | +50.0% | 57 | 0.0% | 0.00% | – | |
| TRTC | New | TERRA TECH CORPequities | $0 | – | 11 | +100.0% | 0.00% | – |
| New | ALPHABET INC.convertible/ | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| New | COMCAST Corpconvertible/ | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| DTGI | DIGERATI TECH INCequities | $0 | – | 100 | 0.0% | 0.00% | – | |
| TXT | New | TEXTRONequities | $3,000 | – | 50 | +100.0% | 0.00% | – |
| DIA | SPDR DOW JONES INDUSTRIAL AVG INDUSTRIAL AVERAGEequities | $3,000 | 0.0% | 10 | 0.0% | 0.00% | – | |
| RYKKY | Exit | RYOHIN KEIKAKU COequities | $0 | – | -30 | -100.0% | 0.00% | – |
| THMRQ | THORNBURG MORTGAGEpfds, reits, | $0 | – | 15 | 0.0% | 0.00% | – | |
| DDD | 3D SYSTEMS CORPequities | $0 | – | 20 | 0.0% | 0.00% | – | |
| TIF | New | TIFFANY & COequities | $4,000 | – | 40 | +100.0% | 0.00% | – |
| GG | Exit | GOLDCORP INCequities | $0 | – | -200 | -100.0% | 0.00% | – |
| New | The Goldman Sachs Gconvertible/ | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| DRD | DRDGOLD LTDequities | $1,000 | – | 200 | 0.0% | 0.00% | – | |
| TRN | TRINITY INDUS INCequities | $4,000 | -20.0% | 215 | 0.0% | 0.00% | -100.0% | |
| New | Trinity Ca Util Disconvertible/ | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| GARCF | GOLDEN ARCH RESOURCESequities | $0 | – | 4,000 | 0.0% | 0.00% | – | |
| GOL | GOL LINHAS AEREAS INTELIGENTES SAequities | $0 | – | 20 | 0.0% | 0.00% | – | |
| FOXA | 21ST CENTURY FOX INCequities | $1,000 | 0.0% | 29 | 0.0% | 0.00% | – | |
| New | Enterprise Producconvertible/ | $1,000 | – | 1,000 | +100.0% | 0.00% | – | |
| CR | CRANE COequities | $4,000 | 0.0% | 51 | 0.0% | 0.00% | – | |
| LXRP | Exit | LEXARIA BIOSCIENCEequities | $0 | – | -2,000 | -100.0% | 0.00% | – |
| AMHC | AMERICAN CAPITAL HOLDINGSequities | $0 | – | 200 | 0.0% | 0.00% | – | |
| ABML | New | AMERICAN BATTERY METALSequities | $2,000 | – | 8,200 | +100.0% | 0.00% | – |
| USAS DIGITAL INCequities | $0 | – | 162 | 0.0% | 0.00% | – | ||
| UPRM | USA PERFORMANCE PRODUCTS INCequities | $0 | – | 40 | 0.0% | 0.00% | – | |
| New | GILEAD SCIENCES,convertible/ | $4,000 | – | 4,000 | +100.0% | 0.00% | – | |
| CNDT | Buy | CONDUENT INCequities | $1,000 | 0.0% | 72 | +80.0% | 0.00% | – |
| MKTAY | Exit | MAKITA CORPequities | $0 | – | -42 | -100.0% | 0.00% | – |
| LITE | Exit | LUMENTUM HOLDINGS INCequities | $0 | – | -8 | -100.0% | 0.00% | – |
| GNMK | GENMARK DIAGNOSTICS INCequities | $3,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| EDIG | E DIGITAL CORPequities | $0 | – | 300 | 0.0% | 0.00% | – | |
| U.S. BANCORPconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| US TREASURYconvertible/ | $3,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| New | US Treasuryconvertible/ | $4,000 | – | 4,000 | +100.0% | 0.00% | – | |
| New | US Treasuryconvertible/ | $3,000 | – | 3,000 | +100.0% | 0.00% | – | |
| GENERAL MOTORS CORP 8.25pfds, reits, | $0 | – | 15,000 | 0.0% | 0.00% | – | ||
| US TREASUR NTconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| New | US Treasu Ntconvertible/ | $3,000 | – | 3,000 | +100.0% | 0.00% | – | |
| GENERAL MOTORS CORP 9.25pfds, reits, | $0 | – | 15,000 | 0.0% | 0.00% | – | ||
| US TREASURYconvertible/ | $3,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| STIP | Exit | ISHARES 0-5 YEAR TIPSequities | $0 | – | -14 | -100.0% | 0.00% | – |
| New | Conejo Vy Ca Usdconvertible/ | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| UNITED TECHNOLOGIESconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| GMWSB | GENERAL MOTORS CO, CL B-19WTequities | $1,000 | 0.0% | 57 | 0.0% | 0.00% | – | |
| AMRN | New | AMARIN CORP PLCequities | $2,000 | – | 100 | +100.0% | 0.00% | – |
| PSAPRZCL | Exit | PUBLIC STORAGEpfds, reits, | $0 | – | -77 | -100.0% | 0.00% | – |
| UNITY ONE CAPITALequities | $0 | – | 1 | 0.0% | 0.00% | – | ||
| EQT | EQT CORPequities | $3,000 | -25.0% | 190 | 0.0% | 0.00% | – | |
| New | GENERAL ELECTRIconvertible/ | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| CREE | CREEequities | $3,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| MJ | New | ETF MANAGERS TR ALTequities | $3,000 | – | 100 | +100.0% | 0.00% | – |
| ETRN | EQUITRANS MIDSTREAM CORPequities | $4,000 | -20.0% | 213 | 0.0% | 0.00% | -100.0% | |
| VWO | VANGUARD EMERGING MARKETequities | $3,000 | 0.0% | 66 | 0.0% | 0.00% | – | |
| CNO | CNO FINL GROUP INCequities | $0 | – | 7 | 0.0% | 0.00% | – | |
| VMBS | New | VANGUARD MORTGAGE BACKEDequities | $3,000 | – | 51 | +100.0% | 0.00% | – |
| VTR | VENTAS INCpfds, reits, | $1,000 | 0.0% | 21 | 0.0% | 0.00% | – | |
| ISFCL | Exit | I N G GROEPequities | $0 | – | -268 | -100.0% | 0.00% | – |
| VLEEY | Exit | VALEO SAequities | $0 | – | -55 | -100.0% | 0.00% | – |
| ALXN | ALEXION PHARMA INCequities | $3,000 | 0.0% | 20 | 0.0% | 0.00% | – | |
| Sell | FSD PHARMA INCequities | $4,000 | -50.0% | 32,500 | -26.5% | 0.00% | -100.0% | |
| FCEL | Sell | FUELCELL ENERGY INCequities | $0 | – | 4 | -92.0% | 0.00% | – |
| AAPR | New | ALCOA INCequities | $2,000 | – | 70 | +100.0% | 0.00% | – |
| ALB | ALBEMARLE CORPequities | $2,000 | -33.3% | 33 | 0.0% | 0.00% | – | |
| VET | VERMILION ENERGY INCequities | $4,000 | -20.0% | 200 | 0.0% | 0.00% | -100.0% | |
| EBAY | EBAY INCequities | $4,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| VSAT | VIASAT INCequities | $3,000 | 0.0% | 34 | 0.0% | 0.00% | – | |
| VIAB | VIACOM INC CL Bequities | $3,000 | 0.0% | 115 | 0.0% | 0.00% | – | |
| New | Fresno Ca Wtr Sysconvertible/ | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| VCISY | VINCI S A ADRequities | $2,000 | 0.0% | 75 | 0.0% | 0.00% | – | |
| VROT | VITROTECH CORPequities | $0 | – | 500 | 0.0% | 0.00% | – | |
| FRAN | FRANCESCAS HOLDINGSequities | $0 | – | 75 | 0.0% | 0.00% | – | |
| VOYA | VOYA FINL INCequities | $4,000 | +33.3% | 70 | 0.0% | 0.00% | – | |
| AKCA | AKCEA THERAPEUTICS INCequities | $1,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| New | WALMART INC.convertible/ | $4,000 | – | 4,000 | +100.0% | 0.00% | – | |
| CTRL | CONTROL4 CORPequities | $2,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| WALMART INCconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| AKBA | AKEBIA THERAPEUTICSequities | $1,000 | 0.0% | 175 | 0.0% | 0.00% | – | |
| WA FUNDING TR III XXXpfds, reits, | $0 | – | 3,100 | 0.0% | 0.00% | – | ||
| CORE MED GROUP INCequities | $0 | – | 146 | 0.0% | 0.00% | – | ||
| FIT | FITBIT INCequities | $2,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| AMG | New | AFFILIATED MANAGERSequities | $1,000 | – | 15 | +100.0% | 0.00% | – |
| TOELY | Exit | TOKYO ELECTRON LTDequities | $0 | – | -26 | -100.0% | 0.00% | – |
| WSO | WATSCO INCequities | $1,000 | 0.0% | 7 | 0.0% | 0.00% | – | |
| WW | WEIGHT WATCHERS INTLequities | $4,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| WFCPRR | WELLS FARGO & CO PFDpfds, reits, | $3,000 | 0.0% | 115 | 0.0% | 0.00% | – | |
| AEB | AEGON N.V. FLOATING PERPETUAL CAPITAL SECURITIESequities | $2,000 | 0.0% | 108 | 0.0% | 0.00% | – | |
| WFCPRP | WELLS FARGO B PFDequities | $2,000 | 0.0% | 98 | 0.0% | 0.00% | – | |
| COR | CORESITE REALTY CORPpfds, reits, | $2,000 | +100.0% | 14 | 0.0% | 0.00% | – | |
| TELNY | Exit | TELENOR ASA ADRequities | $0 | – | -60 | -100.0% | 0.00% | – |
| New | Wells Fargo & Co Var 28convertible/ | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| ASIX | ADVANSIX INCequities | $0 | – | 1 | 0.0% | 0.00% | – | |
| FHN | FIRST HORIZON NATL CORPequities | $4,000 | +33.3% | 245 | 0.0% | 0.00% | – | |
| AAP | AMWAY ASIA PACIFICequities | $3,000 | 0.0% | 18 | 0.0% | 0.00% | – | |
| PVD | BANCO BILBAO VIZCAYA ARGENTINA SAequities | $4,000 | 0.0% | 633 | 0.0% | 0.00% | – | |
| DF | DEAN FOODS CO NEWequities | $0 | -100.0% | 300 | 0.0% | 0.00% | – | |
| ATVI | ACTIVISION BLIZZARD INCequities | $3,000 | 0.0% | 63 | 0.0% | 0.00% | – | |
| AQBN | AAB NATIONAL COequities | $0 | – | 181 | 0.0% | 0.00% | – | |
| AKAOQ | ACHAOGEN INCequities | $0 | – | 1,000 | 0.0% | 0.00% | – | |
| ECTYQ | ECOTALITY INC XXXequities | $0 | – | 833 | 0.0% | 0.00% | – | |
| ESQF | ESECURESOFT COequities | $0 | – | 148 | 0.0% | 0.00% | – | |
| New | WILLIS TOWERS Wconvertible/ | $3,000 | – | 3,000 | +100.0% | 0.00% | – | |
| FERGY | FERGUSON PLCequities | $2,000 | 0.0% | 236 | 0.0% | 0.00% | – | |
| WIN | New | WINDSTREAMequities | $0 | – | 16 | +100.0% | 0.00% | – |
| WGO | WINNEBAGO INDUSTRIESequities | $4,000 | +33.3% | 100 | 0.0% | 0.00% | – | |
| ABKI | ABAKAN INCequities | $0 | – | 98,700 | 0.0% | 0.00% | – | |
| CXW | CORECIVIC INCpfds, reits, | $3,000 | 0.0% | 150 | 0.0% | 0.00% | – | |
| New | Federal Ntnl Moconvertible/ | $1,000 | – | 1,000 | +100.0% | 0.00% | – | |
| ESS | New | ESSEX PROPERTY TRUST INCpfds, reits, | $4,000 | – | 12 | +100.0% | 0.00% | – |
| DVA | DAVITA INCequities | $2,000 | 0.0% | 41 | 0.0% | 0.00% | – | |
| WTKWY | WOLTERS KLUWERequities | $3,000 | 0.0% | 40 | 0.0% | 0.00% | – | |
| ASHTY | Exit | ASHTEAD GROUP PLCequities | $0 | – | -10 | -100.0% | 0.00% | – |
| FAST | New | FASTENAL COequities | $0 | – | 8 | +100.0% | 0.00% | – |
| SUPER DEAL COM INCequities | $0 | – | 153 | 0.0% | 0.00% | – | ||
| XRX | Buy | XEROX CORPequities | $3,000 | +50.0% | 94 | +74.1% | 0.00% | – |
| YELLOW MEDIA INC 22 WTSequities | $0 | – | 827 | 0.0% | 0.00% | – | ||
| AT&T INC.convertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| AMR CORPpfds, reits, | $0 | – | 1,400 | 0.0% | 0.00% | – | ||
| FANUY | Sell | FANUC CORPORATIONequities | $4,000 | 0.0% | 225 | -13.1% | 0.00% | – |
| CUDO | CUIDAO HLDG CORPequities | $0 | – | 150 | 0.0% | 0.00% | – | |
| AMBA | AMBARELLA INCequities | $4,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| ARCO | ARCOS DORADOS HLDG INCequities | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| BBU | New | BROOKFIELD BUSINESS P LPpfds, reits, | $1,000 | – | 14 | +100.0% | 0.00% | – |
| BG | BUNGE LTDequities | $3,000 | 0.0% | 52 | 0.0% | 0.00% | – | |
| 3106PS | New | DELPHI AUTOMOTIVE PLCequities | $0 | – | 10 | +100.0% | 0.00% | – |
| ESNT | New | ESSENT GROUP LTDequities | $4,000 | – | 90 | +100.0% | 0.00% | – |
| APTV | New | APTIV PLCequities | $3,000 | – | 32 | +100.0% | 0.00% | – |
| NBR | NABORS INDUSTRIESequities | $0 | – | 100 | 0.0% | 0.00% | – | |
| RNRPRE | RENAISSANCERpfds, reits, | $2,000 | 0.0% | 93 | 0.0% | 0.00% | – | |
| PRGO | New | PERRIGO CO PLCequities | $2,000 | – | 50 | +100.0% | 0.00% | – |
| GRMN | GARMIN LTD ORDequities | $0 | – | 5 | 0.0% | 0.00% | – | |
| KEYENCE CORPequities | $2,000 | 0.0% | 4 | 0.0% | 0.00% | – | ||
| SODA | New | SODASTREAM INTLequities | $0 | – | 200 | +100.0% | 0.00% | – |
| ADT | New | ADT CORPequities | $4,000 | – | 710 | +100.0% | 0.00% | – |
| RCL | New | ROYAL CARIBBEAN CRUISES LTDequities | $2,000 | – | 19 | +100.0% | 0.00% | – |
| AQFD | CLASSIFIED AD INCequities | $0 | – | 156 | 0.0% | 0.00% | – | |
| KSS | KOHL'S CORPequities | $2,000 | -33.3% | 40 | 0.0% | 0.00% | – | |
| KTB | New | KONTOOR BRANDS Incequities | $2,000 | – | 67 | +100.0% | 0.00% | – |
| GLIBA | Exit | G C I LIBERTY INCequities | $0 | – | -10 | -100.0% | 0.00% | – |
| Exit | US Treasur Ntconvertible/ | $0 | – | -4,000 | -100.0% | 0.00% | – | |
| CRC | CALIFORNIA RES CORPequities | $0 | – | 2 | 0.0% | 0.00% | – | |
| KBCSY | Exit | KBC GROUP NVequities | $0 | – | -16 | -100.0% | 0.00% | – |
| CALIFORNIA GRAPES INTLequities | $0 | – | 10,000 | 0.0% | 0.00% | – | ||
| KGFHY | KINGFISHER PLCequities | $3,000 | 0.0% | 540 | 0.0% | 0.00% | – | |
| SMFG | Exit | SUMITOMO MITSUI NEW ADRFequities | $0 | – | -196 | -100.0% | 0.00% | – |
| LPHM | New | LEE Pharmaceuticalsequities | $0 | – | 333 | +100.0% | 0.00% | – |
| WHD | New | CACTUS INCequities | $2,000 | – | 48 | +100.0% | 0.00% | – |
| DPS LEHMAN BROTHERS HLDGSpfds, reits, | $0 | – | 92 | 0.0% | 0.00% | – | ||
| LEHMAN BROS HLDGSconvertible/ | $0 | – | 20,000 | 0.0% | 0.00% | – | ||
| LBRDK | LIBERTY BROADBAND COequities | $1,000 | – | 5 | 0.0% | 0.00% | – | |
| LPT | LIBERTY PROPERTY TRUSTpfds, reits, | $3,000 | 0.0% | 56 | 0.0% | 0.00% | – | |
| LSXMA | LIBERTY MEDIA CORPequities | $1,000 | 0.0% | 20 | 0.0% | 0.00% | – | |
| LSXMK | LIBERTY MEDIA CORPequities | $2,000 | 0.0% | 40 | 0.0% | 0.00% | – | |
| COG | CABOT OIL & GAS CORPequities | $1,000 | 0.0% | 24 | 0.0% | 0.00% | – | |
| LNC | New | LINCOLN NATIONAL COequities | $3,000 | – | 51 | +100.0% | 0.00% | – |
| LINNCO LLC XXXconvertible/ | $0 | – | 780 | 0.0% | 0.00% | – | ||
| LYV | LIVE NATION ENTERTAINMENT INCequities | $0 | – | 6 | 0.0% | 0.00% | – | |
| NOV | Exit | NATL OILWELL VARCO INCequities | $0 | – | -65 | -100.0% | 0.00% | – |
| CVSI | New | C V SCIENCES INCequities | $4,000 | – | 1,000 | +100.0% | 0.00% | – |
| L | LOWES CORPequities | $4,000 | +33.3% | 73 | 0.0% | 0.00% | – | |
| LOGM | Sell | LOGMEIN INCequities | $3,000 | -25.0% | 42 | -16.0% | 0.00% | – |
| New | Los Angeles Ca Municonvertible/ | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| New | Los Angeles Ca USconvertible/ | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| UAN | New | CVR PARTNERSpfds, reits, | $3,000 | – | 812 | +100.0% | 0.00% | – |
| ORRP | Exit | OROPLATA RESOURCES INCequities | $0 | – | -8,200 | -100.0% | 0.00% | – |
| PMTS | CPI CARD GROUP INCequities | $0 | – | 80 | 0.0% | 0.00% | – | |
| CNA FINL CORPconvertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| IMGN | Exit | IMMUNOGEN INCequities | $0 | – | -55 | -100.0% | 0.00% | – |
| MANUFACTURERS TRA VAR 20convertible/ | $3,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| MRO | MARATHON OIL CORPequities | $4,000 | -20.0% | 300 | 0.0% | 0.00% | -100.0% | |
| RELX | Exit | RETX PLCequities | $0 | – | -62 | -100.0% | 0.00% | – |
| IEFA | Exit | ISHARES CORE MSCI EAFEequities | $0 | – | -47 | -100.0% | 0.00% | – |
| KAR | KAR AUCTION SERVICES INCequities | $1,000 | -50.0% | 39 | 0.0% | 0.00% | – | |
| IVE | Exit | ISHARES S&P 500 VALUEequities | $0 | – | -13 | -100.0% | 0.00% | – |
| RBGLY | Exit | RECKITT BENCKISE GPequities | $0 | – | -46 | -100.0% | 0.00% | – |
| MXL | MAXLINEAR INCequities | $2,000 | -33.3% | 100 | 0.0% | 0.00% | – | |
| CHRW | New | CH ROBINSON WORLDWIDE INCequities | $4,000 | – | 50 | +100.0% | 0.00% | – |
| MCDONALD'S CORPconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| CBS | CBS CORPequities | $3,000 | 0.0% | 62 | 0.0% | 0.00% | – | |
| BNSF, LLCconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| MCDONALDS CORPconvertible/ | $3,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| COFPRCCL | CAPITAL ONEpfds, reits, | $3,000 | 0.0% | 101 | 0.0% | 0.00% | – | |
| BC | Sell | BRUNSWICK CORPequities | $4,000 | -55.6% | 93 | -50.0% | 0.00% | -100.0% |
| BFB | BROWN FORMAN CORPequities | $3,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| JPMPRECL | JPMORGAN CHASEpfds, reits, | $3,000 | 0.0% | 127 | 0.0% | 0.00% | – | |
| BHF | BRIGHTHOUSE FINANCIAequities | $0 | – | 11 | 0.0% | 0.00% | – | |
| MTR | MESA ROYALTY TRUST ORDequities | $2,000 | -33.3% | 215 | 0.0% | 0.00% | – | |
| BWA | BORG WARNER INCequities | $3,000 | +50.0% | 61 | 0.0% | 0.00% | – | |
| CMK | MFS INTERMARKET INCOME Iequities | $0 | – | 5,516 | 0.0% | 0.00% | – | |
| BKNG | New | BOOKING HOLDINGS INCequities | $4,000 | – | 2 | +100.0% | 0.00% | – |
| MFGP | New | MICRO FOCUS INTequities | $0 | – | 7 | +100.0% | 0.00% | – |
| ECA | Exit | ENCANA CORPequities | $0 | – | -267 | -100.0% | 0.00% | – |
| FTRCQ | Exit | FRONTIER COMM CORPequities | $0 | – | -1,500 | -100.0% | 0.00% | – |
| CTTAY | Exit | CONTINENTAL AGequities | $0 | – | -40 | -100.0% | 0.00% | – |
| New | Microsoft Corpconvertible/ | $4,000 | – | 3,000 | +100.0% | 0.00% | – | |
| CABGY | CARLSBERG ASequities | $2,000 | 0.0% | 65 | 0.0% | 0.00% | – | |
| MIIS | MICROISLET INC XXXequities | $0 | – | 3,000 | 0.0% | 0.00% | – | |
| FSTA | Exit | FIDELITY MSCI CONS STPLSequities | $0 | – | -329 | -100.0% | -0.00% | – |
| Exit | CATERPILLAR INCconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| ARIPRC | Exit | APOLLO COML REALpfds, reits, | $0 | – | -400 | -100.0% | -0.00% | – |
| XPO | Exit | XPO LOGISTICS INCequities | $0 | – | -150 | -100.0% | -0.00% | – |
| DIAX | Exit | NUVEEN DOW 30SM DYNAMICequities | $0 | – | -400 | -100.0% | -0.00% | – |
| EVV | Exit | EATON VANCE LTD DURATIONequities | $0 | – | -465 | -100.0% | -0.00% | – |
| GWX | Exit | SPDR S&P INTERNATIONALequities | $0 | – | -164 | -100.0% | -0.00% | – |
| Exit | FLAHERTY CRUMRINE DYN PRequities | $0 | – | -245 | -100.0% | -0.00% | – | |
| QQQX | Exit | NUVEEN NASDAQ 100 DYNAMIequities | $0 | – | -295 | -100.0% | -0.00% | – |
| TEVA | Exit | TEVA PHARMA INDUS LTDequities | $0 | – | -794 | -100.0% | -0.00% | – |
| DELL | Exit | DELL COMPUTER CORPequities | $0 | – | -79 | -100.0% | -0.00% | – |
| CSQ | Exit | CALAMOS STRATEGIC TOTALequities | $0 | – | -565 | -100.0% | -0.00% | – |
| JMF | Exit | NUVEEN ENERGY MLP TOTALequities | $0 | – | -545 | -100.0% | -0.00% | – |
| ECF | Exit | ELLSWORTH GROWTH AND INCequities | $0 | – | -730 | -100.0% | -0.00% | – |
| IAE | Exit | VOYA ASIA PACIFIC HI DVDequities | $0 | – | -620 | -100.0% | -0.00% | – |
| SCHG | Exit | SCHWAB US LC GWTH ETFequities | $0 | – | -150 | -100.0% | -0.00% | – |
| VHT | Exit | VANGUARD HC ETFequities | $0 | – | -42 | -100.0% | -0.00% | – |
| AOD | Exit | ABERDEEN TOTAL DYNAMICequities | $0 | – | -730 | -100.0% | -0.00% | – |
| REZI | Exit | RESIDEO TECHNOLOGIES INCequities | $0 | – | -353 | -100.0% | -0.00% | – |
| GT | Exit | GOODYEAR TIRE & RUBBER COequities | $0 | – | -275 | -100.0% | -0.00% | – |
| CURLF | Exit | CURALEAF HOLDINGS INCequities | $0 | – | -500 | -100.0% | -0.00% | – |
| UTF | Exit | COHEN AND STEERS INFRASTequities | $0 | – | -290 | -100.0% | -0.00% | – |
| SPXX | Exit | NUVEEN S P 500 DYNAMIC Oequities | $0 | – | -420 | -100.0% | -0.00% | – |
| Exit | HOMEAWAY INCconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| PIPR | Exit | PIPER JAFFRAY COSequities | $0 | – | -81 | -100.0% | -0.00% | – |
| JRO | Exit | NUVEEN FLOATING RATEequities | $0 | – | -525 | -100.0% | -0.00% | – |
| PCI | Exit | PIMCO DYNAMIC CREDIT INCequities | $0 | – | -295 | -100.0% | -0.00% | – |
| TEL | Exit | TYCO ELECTRONICS LTDequities | $0 | – | -116 | -100.0% | -0.00% | – |
| UNIT | Exit | UNITI GROUP INCpfds, reits, | $0 | – | -600 | -100.0% | -0.00% | – |
| DNP | Exit | DNP SELECT INCOME FUNDequities | $0 | – | -575 | -100.0% | -0.00% | – |
| Exit | CHUBB INA HOLDINconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| STK | Exit | COLUMBIA SELIGMAN PRM TEequities | $0 | – | -310 | -100.0% | -0.00% | – |
| Exit | MASCO CORPconvertible/ | $0 | – | -5,000 | -100.0% | -0.00% | – | |
| SCHK | Exit | SCHICK TECHNOLOGIESequities | $0 | – | -305 | -100.0% | -0.00% | – |
| GLQ | Exit | CLOUGH GLOBAL EQUITY FDequities | $0 | – | -395 | -100.0% | -0.00% | – |
| AG | Exit | FIRST MAJESTIC SILVER CORPequities | $0 | – | -750 | -100.0% | -0.00% | – |
| Exit | BALTIMORE GAS ELEconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | SHELBY COUNTY TEconvertible/ | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| NGG | Exit | NATIONAL GRID PLCequities | $0 | – | -366 | -100.0% | -0.00% | – |
| Exit | ENSCO PLCconvertible/ | $0 | – | -18,000 | -100.0% | -0.00% | – | |
| IBDN | Exit | ISHARES IBONDS DEC 2022equities | $0 | – | -601 | -100.0% | -0.00% | – |
| Exit | QVC, INC.convertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| VGIT | Exit | VANGUARD INTRMDIAT TRMequities | $0 | – | -308 | -100.0% | -0.00% | – |
| STAA | Exit | STAAR SURGICALequities | $0 | – | -450 | -100.0% | -0.00% | – |
| PXF | Exit | POWERSHARES FTSE RAFI DEVELOPED ETFequities | $0 | – | -485 | -100.0% | -0.00% | – |
| SCHM | Exit | SCHWAB US MC ETFequities | $0 | – | -274 | -100.0% | -0.00% | – |
| Exit | MORGAN STANLEYconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| DCUD | Exit | DOMINION ENERGY INC 19UTpfds, reits, | $0 | – | -400 | -100.0% | -0.00% | – |
| IBDM | Exit | ISHARES IBONDS DEC 2021equities | $0 | – | -603 | -100.0% | -0.00% | – |
| TAP | Exit | MOLSON COORS BREWING CO Bequities | $0 | – | -250 | -100.0% | -0.00% | – |
| Exit | IRVINE CA SPL Tconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| BWZ | Exit | SPDR BLMBRG BARCLY SH TMequities | $0 | – | -766 | -100.0% | -0.00% | – |
| Exit | SAFEWAY INCconvertible/ | $0 | – | -29,000 | -100.0% | -0.00% | – | |
| Exit | REYNOLDS AMERICconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | STATE STREET CORconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | MICROSOFT CORPconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | PUBLIC SERVICE Cconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | INVENTRUST PPTYS CORPpfds, reits, | $0 | – | -10,039 | -100.0% | -0.00% | – | |
| VRP | Exit | INVESCO VARIABLE RATEequities | $0 | – | -1,252 | -100.0% | -0.00% | – |
| WTR | Exit | AQUA AMERICA INCequities | $0 | – | -813 | -100.0% | -0.00% | – |
| BKE | Exit | BUCKLE INCequities | $0 | – | -1,950 | -100.0% | -0.01% | – |
| AXE | Exit | ANIXTER INTL INCequities | $0 | – | -800 | -100.0% | -0.01% | – |
| IEMG | Exit | ISHARES CORE MSCIequities | $0 | – | -1,027 | -100.0% | -0.01% | – |
| Exit | FRESNO CA WTR SYconvertible/ | $0 | – | -40,000 | -100.0% | -0.01% | – | |
| Exit | CATERPILLAR FINLconvertible/ | $0 | – | -46,000 | -100.0% | -0.01% | – | |
| Exit | ROYAL GOLD CORPconvertible/ | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| HRS | Exit | HARRIS CORPORATIONequities | $0 | – | -285 | -100.0% | -0.01% | – |
| BKLN | Exit | POWERSHARES SR LOAN ETFequities | $0 | – | -2,563 | -100.0% | -0.01% | – |
| WPC | Exit | WP CAREY INCpfds, reits, | $0 | – | -700 | -100.0% | -0.01% | – |
| WRB | Exit | W.R. BERKLEY CORPequities | $0 | – | -1,000 | -100.0% | -0.01% | – |
| Exit | BANK OF AMERICAconvertible/ | $0 | – | -100,000 | -100.0% | -0.01% | – | |
| DTE | Exit | D T E ENERGY COMPANYequities | $0 | – | -1,000 | -100.0% | -0.02% | – |
| TIP | Exit | ISHARES TR BARCLAYS TIPSequities | $0 | – | -1,180 | -100.0% | -0.02% | – |
| DWDP | Exit | DOWDUPONT INCequities | $0 | – | -7,943 | -100.0% | -0.05% | – |
| Exit | APPLE INC (VARIABLE)convertible/ | $0 | – | -465,000 | -100.0% | -0.06% | – | |
| Exit | WALT DISNEY CO (VARIABLE)convertible/ | $0 | – | -665,000 | -100.0% | -0.08% | – | |
| EFSC | Exit | ENTERPRISE FINL SVCSequities | $0 | – | -22,362 | -100.0% | -0.11% | – |
| MOS | Exit | MOSAIC COequities | $0 | – | -40,436 | -100.0% | -0.14% | – |
| Exit | HOME DEPOT INCconvertible/ | $0 | – | -1,355,000 | -100.0% | -0.17% | – | |
| Exit | THE ALLSTATE CORconvertible/ | $0 | – | -4,910,000 | -100.0% | -0.60% | – | |
| Exit | VALERO ENERGY CORPconvertible/ | $0 | – | -13,990,000 | -100.0% | -1.76% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-07-19
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 25 | Q3 2021 | 4.7% |
| QUALCOMM INC | 25 | Q3 2021 | 3.6% |
| JOHNSON & JOHNSON | 25 | Q3 2021 | 1.6% |
| REPUBLIC SVCS INC | 25 | Q3 2021 | 1.7% |
| EMERSON ELECTRIC CO | 25 | Q3 2021 | 1.6% |
| CORNING INC | 25 | Q3 2021 | 1.7% |
| ADOBE SYSTEMS INCORPORATED | 25 | Q3 2021 | 1.7% |
| HOME DEPOT INC | 25 | Q3 2021 | 1.7% |
| PROCTOR & GAMBLE CO | 25 | Q3 2021 | 1.6% |
| PFIZER INC | 25 | Q3 2021 | 1.5% |
View Sonora Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GTC BIOTHERAPEUTICS INC | August 05, 2009 | 535,030 | 5.1% |
View Sonora Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-10-20 |
| 13F-HR | 2021-04-28 |
| 13F-HR | 2021-01-13 |
| 13F-HR | 2020-10-26 |
| 13F-HR | 2020-08-13 |
| 13F-HR | 2020-04-29 |
| 13F-HR | 2020-01-17 |
| 13F-HR | 2019-10-15 |
| 13F-HR | 2019-07-19 |
View Sonora Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.