Sonora Investment Management, LLC

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$649 Million is the total value of Sonora Investment Management, LLC's 1251 reported holdings in Q2 2018. The portfolio turnover from Q1 2018 to Q2 2018 was 37.8% .

All

			Value		Shares		↓ Weighting
	Sell	VERINT SYSTEMS INCconvertible/	$19,208,000	-99.9%	19,560,000	-2.2%	2.96%	-4.7%
	Sell	QUIDEL CORPconvertible/	$18,448,000	-99.9%	8,670,000	-15.7%	2.84%	+1.1%
	Sell	ATLAS AIR WORLDWIDE HOLDINGS INCconvertible/	$17,040,000	-99.9%	13,900,000	-5.9%	2.63%	-2.0%
AAPL	Sell	APPLE INCequities	$13,807,000	-99.9%	74,586	-3.4%	2.13%	+3.3%
MSFT	Sell	MICROSOFT CORPequities	$13,105,000	-99.9%	132,896	-0.0%	2.02%	+4.7%
	Sell	CORNERSTONE ONDEMAND INCconvertible/	$9,770,000	-99.9%	9,795,000	-9.1%	1.51%	-11.9%
	Sell	SPECTRUM PHARMA INCconvertible/	$9,510,000	-99.9%	4,740,000	-9.2%	1.47%	+13.6%
	Sell	ENVESTNET INCconvertible/	$9,250,000	-99.9%	8,785,000	-4.7%	1.43%	-11.4%
UNP	Sell	UNION PACIFIC CORPequities	$8,965,000	-99.9%	63,274	-5.5%	1.38%	-3.5%
	Sell	NUANCE COMM INCconvertible/	$7,465,000	-99.9%	7,490,000	-8.0%	1.15%	-11.2%
CSCO	Sell	CISCO SYSTEMS INCequities	$7,156,000	-99.9%	166,292	-0.4%	1.10%	-3.2%
	Sell	TOLL BROTHERS INCconvertible/	$6,735,000	-99.9%	6,720,000	-8.0%	1.04%	-11.1%
	Sell	JUNIPER NETWORKS INCconvertible/	$6,083,000	-99.9%	5,985,000	-15.4%	0.94%	-18.4%
RSG	Sell	REPUBLIC SERVICES INCequities	$5,929,000	-99.9%	86,734	-0.6%	0.91%	-0.5%
	Sell	BIOMARIN PHARMA INCconvertible/	$5,885,000	-99.9%	4,990,000	-2.4%	0.91%	+0.9%
MGP	Sell	MGM GROWTH PPTYS LLCpfds, reits,	$5,798,000	-99.9%	190,362	-1.6%	0.89%	+9.6%
HD	Sell	HOME DEPOT INCequities	$5,622,000	-99.9%	28,814	-6.7%	0.87%	-0.9%
GLW	Sell	CORNING INCequities	$5,600,000	-99.9%	203,563	-1.2%	0.86%	-5.5%
	Sell	RTI INTL METALS INCconvertible/	$5,518,000	-99.9%	5,520,000	-2.1%	0.85%	-10.2%
	Sell	MACQUARIE INFRASTRUCTURE COconvertible/	$5,167,000	-99.9%	5,830,000	-6.9%	0.80%	-9.7%
	Sell	GOLDMAN SACHS GROUP (VARIABLE)convertible/	$4,989,000	-99.9%	4,935,000	-0.5%	0.77%	-3.6%
XOM	Sell	EXXON MOBIL CORPequities	$4,974,000	-99.9%	60,122	-4.3%	0.77%	+2.8%
IONS	Sell	IONIS PHARMACEUTICALS INCequities	$4,923,000	-99.9%	118,152	-0.4%	0.76%	-8.8%
RTN	Sell	RAYTHEON COequities	$3,891,000	-99.9%	20,144	-10.3%	0.60%	-22.2%
	Sell	VECTOR GROUP LTDconvertible/	$3,881,000	-99.9%	3,665,000	-39.4%	0.60%	-43.2%
VLO	Sell	VALERO ENERGY CORPequities	$3,715,000	-99.9%	33,516	-2.8%	0.57%	+12.6%
	Sell	ZILLOW GROUP INCconvertible/	$3,622,000	-99.9%	2,865,000	-2.6%	0.56%	-1.9%
	Sell	EXACT SCIENCES CORPconvertible/	$3,600,000	-99.9%	3,430,000	-1.3%	0.56%	+13.0%
WP	Sell	WORLDPAY INCequities	$3,579,000	-99.9%	43,759	-3.7%	0.55%	-7.2%
COST	Sell	COSTCO WHOLESALE CORPequities	$3,299,000	-99.9%	15,787	-16.3%	0.51%	-9.9%
CGNX	Sell	COGNEX CORPequities	$3,252,000	-99.9%	72,901	-0.4%	0.50%	-17.2%
VZ	Sell	VERIZON COMM INCequities	$3,237,000	-99.9%	64,338	-8.2%	0.50%	-6.4%
PEP	Sell	PEPSICO INCequities	$3,233,000	-99.9%	29,696	-1.9%	0.50%	-5.3%
SLB	Sell	SCHLUMBERGER LTDequities	$2,995,000	-99.9%	44,685	-2.6%	0.46%	-2.3%
AJG	Sell	ARTHUR J GALLAGHER & COequities	$2,952,000	-99.9%	45,221	-0.9%	0.46%	-8.8%
LEG	Sell	LEGGETT & PLATTequities	$2,838,000	-99.9%	63,568	-10.4%	0.44%	-12.6%
BGEPF	Sell	BUNGE LTDpfds, reits,	$2,497,000	-99.9%	23,120	-0.9%	0.38%	-4.7%
MMM	Sell	3M COequities	$2,368,000	-99.9%	12,039	-4.2%	0.36%	-16.9%
	Sell	ECHO GLOBAL LOGISTICS INCconvertible/	$2,297,000	-99.9%	2,205,000	-15.6%	0.35%	-16.9%
CSX	Sell	CSX CORPequities	$2,292,000	-99.9%	35,943	-18.6%	0.35%	-9.7%
HPT	Sell	HOSPITALITY PROP TRpfds, reits,	$2,080,000	-99.9%	72,705	-0.4%	0.32%	+9.2%
	Sell	LIVE NATION ENTERTAINMENT INCconvertible/	$2,071,000	-100.0%	1,455,000	-57.9%	0.32%	-54.3%
	Sell	CHART INDUSTRIES INCconvertible/	$2,047,000	-99.9%	2,055,000	-3.7%	0.32%	-7.9%
COP	Sell	CONOCOPHILLIPSequities	$2,001,000	-99.9%	28,737	-2.1%	0.31%	+11.6%
PSX	Sell	PHILLIPS 66equities	$1,948,000	-99.9%	17,345	-0.3%	0.30%	+13.2%
TXRH	Sell	TEXAS ROADHOUSE INCequities	$1,847,000	-99.9%	28,190	-0.7%	0.28%	+9.2%
	Sell	MACQUARIE INFRASTRUCTURE COconvertible/	$1,730,000	-99.9%	1,750,000	-2.2%	0.27%	-5.0%
RPM	Sell	RPM INTL INCequities	$1,573,000	-99.9%	26,980	-0.6%	0.24%	+18.0%
	Sell	MERITAGE HOMES CORPconvertible/	$1,505,000	-99.9%	1,490,000	-1.0%	0.23%	-5.3%
	Sell	FLEXTRONICS INTL LTDconvertible/	$1,490,000	-99.9%	1,455,000	-39.3%	0.23%	-42.5%
WFC	Sell	WELLS FARGO & COequities	$1,397,000	-99.9%	25,201	-0.0%	0.22%	+2.4%
	Sell	AMAG PHARMACEUTICALS INCconvertible/	$1,372,000	-99.9%	1,365,000	-0.7%	0.21%	-9.8%
	Sell	ORACLE CORPconvertible/	$1,328,000	-99.9%	1,315,000	-1.9%	0.20%	-5.5%
MOS	Sell	MOSAIC COequities	$1,310,000	-99.9%	46,686	-1.7%	0.20%	+10.4%
BX	Sell	BLACKSTONE GRP LPpfds, reits,	$1,222,000	-99.9%	37,984	-1.6%	0.19%	-4.1%
T	Sell	AT&T INCequities	$1,138,000	-99.9%	35,426	-4.7%	0.18%	-17.1%
MDT	Sell	MEDTRONIC INCequities	$1,107,000	-99.9%	12,928	-0.6%	0.17%	+3.0%
BBTPRH	Sell	BB&T CORP PFDpfds, reits,	$1,078,000	-99.9%	40,870	-14.8%	0.17%	-18.2%
BA	Sell	BOEING COequities	$1,067,000	-99.9%	3,181	-31.6%	0.16%	-32.1%
JPMPRG	Sell	JPMORGAN CHASEpfds, reits,	$1,040,000	-99.9%	39,455	-13.7%	0.16%	-16.7%
LUV	Sell	SOUTHWEST AIRLINES COequities	$1,011,000	-99.9%	19,880	-0.3%	0.16%	-14.3%
BRKB	Sell	BERKSHIRE HATHAWAY INC Bequities	$952,000	-99.9%	5,103	-25.2%	0.15%	-31.9%
SCHWPRD	Sell	CHARLES SCHWAB PFDpfds, reits,	$938,000	-99.9%	35,775	-2.9%	0.14%	-5.8%
SBUX	Sell	STARBUCKS CORPequities	$910,000	-99.9%	18,622	-0.6%	0.14%	-19.1%
GSPRN	Sell	GOLDMAN SACHS PFDpfds, reits,	$831,000	-99.9%	31,195	-20.0%	0.13%	-22.9%
CVX	Sell	CHEVRON CORPequities	$807,000	-99.9%	6,382	-1.7%	0.12%	+5.1%
PM	Sell	PHILIP MORRIS INTL INCequities	$779,000	-99.9%	9,643	-6.7%	0.12%	-26.4%
ORCL	Sell	ORACLE CORPequities	$767,000	-100.0%	17,413	-77.8%	0.12%	-79.3%
	Sell	TARGET CORPequities	$759,000	-99.9%	9,971	-0.2%	0.12%	+6.4%
	Sell	KLA TENCOR COconvertible/	$752,000	-99.9%	750,000	-0.7%	0.12%	-4.1%
	Sell	ADVANCED AUTO PARTS INCconvertible/	$738,000	-99.9%	710,000	-35.7%	0.11%	-38.0%
HR	Sell	HEALTHCARE REALTY TRUST INCpfds, reits,	$643,000	-99.9%	22,105	-0.5%	0.10%	+1.0%
AAV	Sell	ADVANTAGE OIL & GAS LTDequities	$610,000	-99.9%	196,690	-0.8%	0.09%	+1.1%
MNRO	Sell	MONRO MUFFLER BRAKE INCequities	$581,000	-99.9%	10,000	-11.7%	0.09%	-7.2%
WMT	Sell	WAL-MART STORES INCequities	$527,000	-99.9%	6,155	-4.5%	0.08%	-11.0%
	Sell	3M COconvertible/	$501,000	-99.9%	420,000	-39.6%	0.08%	-43.0%
NYCBPRU	Sell	NEW YORK CMTY BANCORP PFDpfds, reits,	$495,000	-99.9%	9,920	-7.5%	0.08%	-10.6%
	Sell	LOWES CO INCconvertible/	$481,000	-99.9%	395,000	-30.7%	0.07%	-34.5%
JPM	Sell	JPMORGAN CHASE & COequities	$455,000	-100.0%	4,367	-51.3%	0.07%	-55.4%
ARRY	Sell	ARRAY BIOPHARMA INCequities	$372,000	-100.0%	22,170	-52.8%	0.06%	-53.3%
	Sell	CARDINAL HEALTH INCconvertible/	$313,000	-100.0%	325,000	-51.1%	0.05%	-53.4%
HON	Sell	HONEYWELL INTL INCequities	$307,000	-99.9%	2,128	-5.1%	0.05%	-9.6%
MDLZ	Sell	MONDELEZ INTL INCequities	$296,000	-99.9%	7,210	-6.1%	0.05%	-9.8%
AB	Sell	ALLIANCEBERNSTEIN HOLDING LPpfds, reits,	$289,000	-99.9%	10,140	-1.8%	0.04%	+2.3%
CY	Sell	CYPRESS SEMICONDUCTORequities	$288,000	-99.9%	18,500	-14.0%	0.04%	-24.1%
KO	Sell	COCA-COLA COequities	$266,000	-100.0%	6,073	-50.6%	0.04%	-51.8%
	Sell	HOSPITALITY PROP TRUSTconvertible/	$262,000	-99.9%	255,000	-1.9%	0.04%	-7.0%
IVV	Sell	ISHARES CORE S&P 500 ETFequities	$193,000	-99.9%	706	-20.8%	0.03%	-21.1%
GS	Sell	GOLDMAN SACHS GROUP INCequities	$181,000	-99.9%	822	-19.6%	0.03%	-31.7%
NEE	Sell	NEXTERA ENERGY INCequities	$170,000	-99.9%	1,020	-4.0%	0.03%	-7.1%
MA	Sell	MASTERCARD INCequities	$153,000	-99.9%	780	-6.0%	0.02%	+4.3%
GVA	Sell	GRANITE CONSTRUCTIONequities	$153,000	-99.9%	2,750	-12.7%	0.02%	-14.3%
FDX	Sell	FEDEX CORPequities	$148,000	-99.9%	651	-1.5%	0.02%	-8.0%
ABBV	Sell	ABBVIE INCequities	$135,000	-99.9%	1,452	-36.6%	0.02%	-38.2%
WBA	Sell	WALGREENS BOOTS ALLIANCE INCequities	$124,000	-99.9%	2,058	-32.7%	0.02%	-40.6%
	Sell	DOVER CORPconvertible/	$125,000	-99.9%	105,000	-22.2%	0.02%	-29.6%
BCE	Sell	BCE INCequities	$103,000	-99.9%	2,538	-3.9%	0.02%	-11.1%
GPMT	Sell	GRANITE POINT MORTGApfds, reits,	$99,000	-99.9%	5,410	-3.6%	0.02%	0.0%
PXD	Sell	PIONEER NATURAL RES COequities	$95,000	-99.9%	500	-14.7%	0.02%	-6.2%
IWN	Sell	ISHARES RUSSELL 2000 VALUEequities	$92,000	-99.9%	597	-3.4%	0.01%	0.0%
BACPRC	Sell	BANK OF AMERICpfds, reits,	$94,000	-99.9%	3,580	-2.1%	0.01%	-6.7%
EXAS	Sell	EXACT SCIENCES CORPequities	$78,000	-99.9%	1,300	-23.5%	0.01%	+9.1%
	Sell	KIMBERLY-CLARK CORPconvertible/	$71,000	-99.9%	60,000	-26.8%	0.01%	-31.2%
ET	Sell	ENERGY TRNFR EQUITY LPpfds, reits,	$69,000	-99.9%	4,000	-18.4%	0.01%	0.0%
CELG	Sell	CELGENE CORPequities	$62,000	-100.0%	786	-82.6%	0.01%	-84.4%
PAA	Sell	PLAINS ALL AMERN PPLN LPpfds, reits,	$61,000	-99.9%	2,584	-14.8%	0.01%	-18.2%
AMD	Sell	ADVANCED MICRO DEVICES INCequities	$55,000	-99.9%	3,700	-53.8%	0.01%	-38.5%
RDSA	Sell	ROYAL DUTCH SHELL PLCequities	$49,000	-99.9%	714	-6.5%	0.01%	0.0%
KRE	Sell	SPDR S&P REGIONAL BANK ETFequities	$46,000	-99.9%	749	-31.8%	0.01%	-36.4%
QQQ	Sell	POWERSHARES QQQequities	$47,000	-99.9%	273	-7.8%	0.01%	-12.5%
VB	Sell	VANGUARD SC ETFequities	$39,000	-99.9%	250	-47.9%	0.01%	-45.5%
VIG	Sell	VANGUARD DIV APPRECIATION ETFequities	$41,000	-99.9%	400	-15.3%	0.01%	-25.0%
	Sell	OCCIDENTAL PETRO CORPequities	$40,000	-99.9%	476	-31.9%	0.01%	-14.3%
DEO	Sell	DIAGEO PLCequities	$33,000	-99.9%	232	-36.8%	0.01%	-37.5%
FANUY	Sell	FANUC CORPORATIONequities	$32,000	-99.9%	1,609	-15.7%	0.01%	-37.5%
	Sell	FIRST TRUST DJ INTERNET ETFequities	$35,000	-99.9%	255	-50.0%	0.01%	-50.0%
PWB	Sell	POWERSHARES DYNAMIC LREequities	$32,000	-99.9%	715	-50.0%	0.01%	-50.0%
TJX	Sell	TJX COS INCequities	$27,000	-99.9%	287	-12.8%	0.00%	0.0%
ACN	Sell	ACCENTURE PLCequities	$28,000	-99.9%	170	-1.2%	0.00%	0.0%
CB	Sell	CHUBB CORPequities	$27,000	-99.9%	210	-33.5%	0.00%	-42.9%
IBM	Sell	INTL BUSINESS MACHINES CORPequities	$23,000	-100.0%	167	-49.1%	0.00%	-50.0%
NSC	Sell	NORFOLK SOUTHERN CORPequities	$24,000	-100.0%	160	-70.6%	0.00%	-66.7%
ADNT	Sell	ADIENT PLCequities	$21,000	-99.9%	417	-17.6%	0.00%	-40.0%
SRE	Sell	SEMPRA ENERGYequities	$22,000	-99.9%	187	-4.1%	0.00%	0.0%
CVS	Sell	CVS HEALTH CORPequities	$16,000	-99.9%	252	-1.2%	0.00%	-33.3%
FCX	Sell	FREEPORT-MCMORAN INCequities	$15,000	-99.9%	877	-39.6%	0.00%	-50.0%
APC	Sell	ANADARKO PETROLEUM CORPequities	$11,000	-99.9%	147	-51.0%	0.00%	-33.3%
MPC	Sell	MARATHON PETRO CORPequities	$10,000	-100.0%	146	-97.3%	0.00%	-96.8%
SPG	Sell	SIMON PPTY GRPequities	$12,000	-100.0%	72	-88.1%	0.00%	-86.7%
PX	Sell	PRAXAIR INCequities	$5,000	-99.9%	30	-33.3%	0.00%	0.0%
HP	Sell	HELMERICH & PAYNE INCequities	$6,000	-100.0%	100	-96.9%	0.00%	-97.1%
GD	Sell	GENERAL DYNAMICS CORPequities	$9,000	-100.0%	50	-41.2%	0.00%	-66.7%
SAN	Sell	BANCO SANTANDER SAequities	$5,000	-99.9%	922	-30.0%	0.00%	0.0%
ED	Sell	CONSOLIDATED EDISON INCequities	$8,000	-99.9%	100	-18.7%	0.00%	-50.0%
NVS	Sell	NOVARTIS AGequities	$7,000	-100.0%	98	-77.2%	0.00%	-83.3%
MCK	Sell	MCKESSON CORPequities	$4,000	-100.0%	30	-94.7%	0.00%	-92.3%
DEM	Exit	WISDOMTREE EMERGING ETFequities	$0	–	-37	-100.0%	0.00%	–
BACPRDCL	Sell	BANK OF AMERICA CORPpfds, reits,	$1,000	-100.0%	42	-71.2%	0.00%	-100.0%
	Sell	DPS LEHMAN BROTHERS HLDGSpfds, reits,	$0	–	92	-99.5%	0.00%	–
MRO	Sell	MARATHON OIL CORPequities	$2,000	-100.0%	100	-67.9%	0.00%	-100.0%
OMC	Sell	OMNICOM GROUP INCequities	$3,000	-100.0%	42	-77.4%	0.00%	-100.0%
SDS	Sell	PROSHARES ULTRASHORT S&P 500equities	$0	-100.0%	1	-99.6%	0.00%	-100.0%
VWO	Sell	VANGUARD EMERGING MARKETequities	$3,000	-100.0%	66	-57.4%	0.00%	-100.0%
WSO	Sell	WATSCO INCequities	$2,000	-100.0%	10	-83.6%	0.00%	-100.0%
WFCPRQ	Sell	WELLS FARGO & CO PFDpfds, reits,	$3,000	-100.0%	135	-87.7%	0.00%	-100.0%
	Sell	NESTLE SA ORDequities	$3,000	-100.0%	37	-80.7%	0.00%	-100.0%
VNQ	Exit	VANGUARD REIT ETFequities	$0	–	-32	-100.0%	0.00%	–
RY	Exit	ROYAL BANK OF CANADAequities	$0	–	-31	-100.0%	0.00%	–
HSY	Exit	HERSHEY COMPANYequities	$0	–	-22	-100.0%	0.00%	–
BONTQ	Exit	Bon-Ton Stores Incequities	$0	–	-1,027	-100.0%	0.00%	–
EGLTQ	Exit	EGALET CORPequities	$0	–	-2,000	-100.0%	0.00%	–
CHK	Exit	CHESAPEAKE ENERGY CORPequities	$0	–	-200	-100.0%	0.00%	–
GNW	Exit	GENWORTH FINANCIAL INCequities	$0	–	-1,000	-100.0%	0.00%	–
FERGY	Exit	FERGUSONequities	$0	–	-250	-100.0%	0.00%	–
CTGO	Exit	CONTANGO ORE INCequities	$0	–	-10	-100.0%	0.00%	–
	Exit	EQUINOX GOLD CORPequities	$0	–	-1,550	-100.0%	0.00%	–
SNA	Exit	SNAP ONequities	$0	–	-15	-100.0%	0.00%	–
TLT	Exit	ISHARES TR BARCLAYS BONDequities	$0	–	-19	-100.0%	0.00%	–
WIN	Exit	WINDSTREAMequities	$0	–	-61	-100.0%	0.00%	–
CBKCQ	Exit	CHRISTOPHER & BANKS CORPequities	$0	–	-2,000	-100.0%	0.00%	–
UNIT	Exit	UNITI GROUP INCpfds, reits,	$0	–	-80	-100.0%	0.00%	–
FCPT	Exit	Four Corners Propertequities	$0	–	-58	-100.0%	0.00%	–
SJNK	Exit	SPDR BARCLAYS SHORT TERMequities	$0	–	-3	-100.0%	0.00%	–
SPLV	Exit	POWERSHARES S&P500 LOW VOL ETFequities	$0	–	-101	-100.0%	-0.00%	–
IXN	Exit	ISHARES GLOABL TECH ETFequities	$0	–	-50	-100.0%	-0.00%	–
IGIB	Exit	ISHARES INTERMEDIATE CREDIT BONDequities	$0	–	-50	-100.0%	-0.00%	–
AGG	Exit	ISHARES CORE US AGGREGATE BONDequities	$0	–	-45	-100.0%	-0.00%	–
INSYQ	Exit	INSYS THERAPEUTICSequities	$0	–	-600	-100.0%	-0.00%	–
VIGI	Exit	VANGUARD INTL DIVIDENDequities	$0	–	-75	-100.0%	-0.00%	–
TIP	Exit	ISHARES TR BARCLAYS TIPSequities	$0	–	-70	-100.0%	-0.00%	–
	Exit	AMERISOURCEBERGEN CORPequities	$0	–	-55	-100.0%	-0.00%	–
DXD	Exit	PROSHARES ULTRASHORT ETFequities	$0	–	-1,000	-100.0%	-0.00%	–
	Exit	TEMPE AZconvertible/	$0	–	-5,000	-100.0%	-0.00%	–
PESXQ	Exit	Pioneer Energy Servcequities	$0	–	-2,000	-100.0%	-0.00%	–
HAL	Exit	HALLIBURTON COequities	$0	–	-106	-100.0%	-0.00%	–
	Exit	Ca St Dept Wtr Resconvertible/	$0	–	-5,000	-100.0%	-0.00%	–
BKR	Exit	BAKER HUGHES A G E Cequities	$0	–	-133	-100.0%	-0.00%	–
RIG	Exit	TRANSOCEAN SEDCO FOREXequities	$0	–	-500	-100.0%	-0.00%	–
	Exit	JEFFERIES GROUPconvertible/	$0	–	-8,000	-100.0%	-0.00%	–
GEK	Exit	GENERAL ELECTRICpfds, reits,	$0	–	-192	-100.0%	-0.00%	–
PGLC	Exit	PERISHING GOLD CORPequities	$0	–	-2,777	-100.0%	-0.00%	–
USCI	Exit	US COMM INDXequities	$0	–	-75	-100.0%	-0.00%	–
HEWG	Exit	ISHARES CURRENCY HEDGequities	$0	–	-144	-100.0%	-0.00%	–
AEKCL	Exit	AEGON N.V. 8pfds, reits,	$0	–	-125	-100.0%	-0.00%	–
VNQI	Exit	VANGUARD GLOBAL EX-US RE ETFequities	$0	–	-106	-100.0%	-0.00%	–
	Exit	ASX LIMITEDequities	$0	–	-150	-100.0%	-0.00%	–
M	Exit	MACY'S INCequities	$0	–	-106	-100.0%	-0.00%	–
QRTEA	Exit	LIBERTY INTERACTIVE CORPequities	$0	–	-140	-100.0%	-0.00%	–
SAM	Exit	BOSTON BEER COequities	$0	–	-75	-100.0%	-0.00%	–
RWO	Exit	SPDR DJ GLB RE ETFequities	$0	–	-250	-100.0%	-0.00%	–
	Exit	GEN MOTORS FINLconvertible/	$0	–	-14,000	-100.0%	-0.00%	–
IGSB	Exit	ISHARES TR BARCLAYS BONDequities	$0	–	-150	-100.0%	-0.00%	–
NUAN	Exit	NUANCE COMM INCequities	$0	–	-600	-100.0%	-0.00%	–
HEDJ	Exit	WISDOMTREE EURO HEDGED EQ ETFequities	$0	–	-200	-100.0%	-0.00%	–
EDIT	Exit	EDITAS MEDICINE INCOequities	$0	–	-300	-100.0%	-0.00%	–
CCJ	Exit	CAMECO CORPequities	$0	–	-1,700	-100.0%	-0.00%	–
BRGPRC	Exit	BLUEROCK RESIpfds, reits,	$0	–	-577	-100.0%	-0.00%	–
	Exit	TENNESSEE STconvertible/	$0	–	-10,000	-100.0%	-0.00%	–
	Exit	CALIFORNIA STconvertible/	$0	–	-10,000	-100.0%	-0.00%	–
	Exit	SAN DIEGO CA PFA SWconvertible/	$0	–	-20,000	-100.0%	-0.00%	–
BPFHP	Exit	BOSTON PRIVATpfds, reits,	$0	–	-850	-100.0%	-0.00%	–
VCSH	Exit	VANGUARD ST CORP BOND ETFequities	$0	–	-250	-100.0%	-0.00%	–
	Exit	UNION PACIFIC CORPconvertible/	$0	–	-20,000	-100.0%	-0.00%	–
MKL	Exit	MARKELequities	$0	–	-15	-100.0%	-0.00%	–
	Exit	MARYLAND STaryland Stconvertible/	$0	–	-20,000	-100.0%	-0.00%	–
RBA	Exit	RITCHIE BROS AUCTIONequities	$0	–	-566	-100.0%	-0.00%	–
	Exit	AZ ST CTFS PARTconvertible/	$0	–	-15,000	-100.0%	-0.00%	–
VCIT	Exit	VANGUARD INTERMEDIATEequities	$0	–	-227	-100.0%	-0.00%	–
	Exit	VULCAN MATERIALSconvertible/	$0	–	-20,000	-100.0%	-0.00%	–
	Exit	PACIFIC GAL ELECconvertible/	$0	–	-20,000	-100.0%	-0.00%	–
MERPRPCL	Exit	MERRILL LYNCH PFDpfds, reits,	$0	–	-1,055	-100.0%	-0.00%	–
VEA	Exit	VANGUARD MSCI EAFE ETFequities	$0	–	-509	-100.0%	-0.00%	–
WLDVF	Exit	ARIZONA MINING INCequities	$0	–	-10,000	-100.0%	-0.01%	–
	Exit	CA ST PB WKS BDconvertible/	$0	–	-30,000	-100.0%	-0.01%	–
GPT	Exit	GRAMMERCY PPTY TRUSTpfds, reits,	$0	–	-1,500	-100.0%	-0.01%	–
BKLN	Exit	POWERSHARES SR LOAN ETFequities	$0	–	-1,955	-100.0%	-0.01%	–
	Exit	PEPSICO INCconvertible/	$0	–	-51,667	-100.0%	-0.01%	–
	Exit	MICROSOFT CORPconvertible/	$0	–	-50,000	-100.0%	-0.01%	–
	Exit	MCKESSON CORPORAconvertible/	$0	–	-65,000	-100.0%	-0.01%	–
	Exit	GENERAL MOTORSconvertible/	$0	–	-60,000	-100.0%	-0.01%	–
	Exit	NASDAQ INCconvertible/	$0	–	-65,000	-100.0%	-0.01%	–
RSP	Exit	GUGGENHEIM ETFequities	$0	–	-687	-100.0%	-0.01%	–
	Exit	WHIRLPOOL CORPconvertible/	$0	–	-65,000	-100.0%	-0.01%	–
	Exit	MA ED FING ELNconvertible/	$0	–	-75,000	-100.0%	-0.01%	–
PSCH	Exit	POWERSHARES S&P SC HC ETFequities	$0	–	-781	-100.0%	-0.01%	–
VV	Exit	VANGUARD LC ETFequities	$0	–	-740	-100.0%	-0.01%	–
	Exit	BLACKROCK MUNIYIELD INSDequities	$0	–	-10,000	-100.0%	-0.02%	–
MON	Exit	MONSANTO COequities	$0	–	-1,245	-100.0%	-0.02%	–
CMS	Exit	CMS ENERGY CORPequities	$0	–	-10,839	-100.0%	-0.08%	–
ANDV	Exit	ANDEAVORequities	$0	–	-5,159	-100.0%	-0.08%	–
MTCH	Exit	MATCH GROUP INCequities	$0	–	-13,150	-100.0%	-0.09%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2018-08-06

Signatures

The EDGAR filing(s) were signed by:

Sara S. Ramos — Director of Compliance

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
MICROSOFT CORP	25	Q3 2021	4.7%
QUALCOMM INC	25	Q3 2021	3.6%
JOHNSON & JOHNSON	25	Q3 2021	1.6%
REPUBLIC SVCS INC	25	Q3 2021	1.7%
EMERSON ELECTRIC CO	25	Q3 2021	1.6%
CORNING INC	25	Q3 2021	1.7%
ADOBE SYSTEMS INCORPORATED	25	Q3 2021	1.7%
HOME DEPOT INC	25	Q3 2021	1.7%
PROCTOR & GAMBLE CO	25	Q3 2021	1.6%
PFIZER INC	25	Q3 2021	1.5%

View Sonora Investment Management, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Sonora Investment Management, LLC Q2 2018 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
GTC BIOTHERAPEUTICS INC	August 05, 2009	535,030	5.1%

View Sonora Investment Management, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2021-11-12
13F-HR	2021-10-20
13F-HR	2021-04-28
13F-HR	2021-01-13
13F-HR	2020-10-26
13F-HR	2020-08-13
13F-HR	2020-04-29
13F-HR	2020-01-17
13F-HR	2019-10-15
13F-HR	2019-07-19

View Sonora Investment Management, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Export Sonora Investment Management, LLC's holdings