$649 Million is the total value of Sonora Investment Management, LLC's 1251 reported holdings in Q2 2018. The portfolio turnover from Q1 2018 to Q2 2018 was 80.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | CSG SYSTEMS INCconvertible/ | $21,573,000 | -99.9% | 20,455,000 | +5.3% | 3.33% | -1.5% | |
| Buy | IONIS PHARMA INCconvertible/ | $17,016,000 | -99.9% | 17,387,000 | +0.5% | 2.62% | -3.5% | |
| Buy | GAP INCconvertible/ | $16,945,000 | -99.9% | 16,175,000 | +2.5% | 2.61% | -0.6% | |
| Buy | TOLL BROTHERS INCconvertible/ | $9,942,000 | -99.9% | 9,560,000 | +3.5% | 1.53% | -1.6% | |
| EMR | Buy | EMERSON ELECTRIC COequities | $9,927,000 | -99.9% | 143,578 | +0.7% | 1.53% | -1.2% |
| Buy | VALERO ENERGY CORPconvertible/ | $9,644,000 | -99.9% | 9,255,000 | +7.1% | 1.49% | +2.6% | |
| GOOG | Buy | ALPHABET INC CL Cequities | $9,586,000 | -99.9% | 8,592 | +4.6% | 1.48% | +9.6% |
| Buy | L BRANDS INCconvertible/ | $9,015,000 | -99.9% | 8,505,000 | +1.6% | 1.39% | -1.7% | |
| QCOM | Buy | QUALCOMM INCequities | $8,673,000 | -99.9% | 154,549 | +0.6% | 1.34% | -1.3% |
| Buy | L BRANDS INCconvertible/ | $8,113,000 | -99.9% | 7,690,000 | +6.7% | 1.25% | +2.7% | |
| Buy | MERITAGE HOMES CORPconvertible/ | $8,000,000 | -99.9% | 7,442,000 | +12.2% | 1.23% | +6.9% | |
| Buy | BIOMARIN PHARMA INCconvertible/ | $7,568,000 | -99.9% | 7,455,000 | +5.0% | 1.17% | +9.8% | |
| ABB | Buy | ABB LTDequities | $6,603,000 | -99.9% | 303,315 | +1.1% | 1.02% | -10.2% |
| JNJ | Buy | JOHNSON & JOHNSONequities | $6,387,000 | -99.9% | 52,640 | +8.7% | 0.98% | -0.2% |
| Buy | NUANCE COMM INCconvertible/ | $6,381,000 | -99.9% | 6,615,000 | +5.7% | 0.98% | -3.1% | |
| SPPI | Buy | SPECTRUM PHARMA INCequities | $6,266,000 | -99.9% | 298,967 | +14.3% | 0.97% | +44.2% |
| INTC | Buy | INTEL CORPequities | $6,133,000 | -99.9% | 123,369 | +2.4% | 0.95% | -5.2% |
| BBT | Buy | BB&T CORPequities | $6,110,000 | -99.9% | 121,143 | +1.0% | 0.94% | -5.0% |
| STI | Buy | SUNTRUST BANKS INCequities | $5,809,000 | -99.9% | 87,982 | +2.5% | 0.90% | -3.6% |
| PNC | Buy | PNC FINL SVCS GRP INCequities | $5,773,000 | -99.9% | 42,733 | +1.7% | 0.89% | -12.0% |
| PFE | Buy | PFIZER INCequities | $5,750,000 | -99.9% | 158,476 | +1.2% | 0.89% | +0.3% |
| New | AMGEN INC (VARIABLE)convertible/ | $5,611,000 | – | 5,590,000 | +100.0% | 0.86% | – | |
| Buy | GUIDEWIRE SOFTWARE INCconvertible/ | $5,348,000 | -99.9% | 5,265,000 | +22.9% | 0.82% | +23.5% | |
| KMB | Buy | KIMBERLY-CLARK CORPequities | $4,479,000 | -99.9% | 42,520 | +17.8% | 0.69% | +9.3% |
| Buy | PNC BANK (VARIABLE)convertible/ | $4,389,000 | -99.9% | 4,380,000 | +43.8% | 0.68% | +39.6% | |
| PG | Buy | PROCTOR & GAMBLE COequities | $4,329,000 | -99.9% | 55,453 | +18.8% | 0.67% | +13.2% |
| USB | Buy | US BANCORPequities | $4,085,000 | -99.9% | 81,667 | +3.3% | 0.63% | -0.8% |
| DWDP | Buy | DOWDUPONT INCequities | $3,954,000 | -99.9% | 59,988 | +7.4% | 0.61% | +7.8% |
| Buy | REPUBLIC SERVICES INCconvertible/ | $3,791,000 | -99.9% | 3,680,000 | +3.2% | 0.58% | -0.7% | |
| CINF | Buy | CINCINNATI FINANCIAL CORPequities | $3,728,000 | -99.9% | 55,764 | +3.8% | 0.58% | -9.3% |
| New | TWITTER INCconvertible/ | $3,384,000 | – | 3,495,000 | +100.0% | 0.52% | – | |
| MRK | Buy | MERCK & CO INCequities | $3,358,000 | -99.9% | 55,316 | +7.0% | 0.52% | +15.6% |
| MGM | Buy | MGM RESORTS INTLequities | $3,016,000 | -99.9% | 103,886 | +16.2% | 0.46% | -6.6% |
| Buy | HYATT HOTELS CORPconvertible/ | $2,788,000 | -99.9% | 2,665,000 | +25.4% | 0.43% | +20.4% | |
| ETN | Buy | EATON CORP PLCequities | $2,788,000 | -99.9% | 37,299 | +7.7% | 0.43% | -2.3% |
| New | CVS HEALTH CORP (VARIABLE)convertible/ | $2,621,000 | – | 2,615,000 | +100.0% | 0.40% | – | |
| HUN | Buy | HUNTSMAN CORPequities | $2,613,000 | -99.9% | 89,474 | +0.9% | 0.40% | -2.4% |
| New | GOLDMAN SACHS GROUP (VARIABLE)convertible/ | $2,301,000 | – | 2,310,000 | +100.0% | 0.36% | – | |
| Buy | WHIRLPOOL CORPconvertible/ | $2,256,000 | -99.9% | 2,262,000 | +16.4% | 0.35% | +13.0% | |
| LMT | Buy | LOCKHEED MARTIN CORPequities | $2,231,000 | -99.9% | 7,551 | +6.8% | 0.34% | -9.5% |
| Buy | AMGEN INCconvertible/ | $1,965,000 | -99.9% | 2,025,000 | +49.4% | 0.30% | +44.3% | |
| Buy | REPUBLIC SERVICES INCconvertible/ | $1,965,000 | -99.9% | 1,910,000 | +19.7% | 0.30% | +14.8% | |
| PNCPRP | Buy | PNC FINL SVCS PFDpfds, reits, | $1,879,000 | -99.9% | 68,461 | +4.0% | 0.29% | -1.4% |
| Buy | MARRIOTT INTL INCconvertible/ | $1,820,000 | -99.9% | 1,845,000 | +48.2% | 0.28% | +43.4% | |
| Buy | CORNING INCconvertible/ | $1,791,000 | -99.9% | 1,825,000 | +14.8% | 0.28% | +11.3% | |
| GIS | Buy | GENERAL MILLS INCequities | $1,690,000 | -99.9% | 38,176 | +31.7% | 0.26% | +25.5% |
| Buy | NUANCE COMM INCconvertible/ | $1,499,000 | -99.8% | 1,675,000 | +59.5% | 0.23% | +46.2% | |
| Buy | MERITAGE HOMES CORPconvertible/ | $1,379,000 | -99.8% | 1,315,000 | +63.4% | 0.21% | +57.8% | |
| Buy | QUALCOMM INCconvertible/ | $1,216,000 | -99.9% | 1,235,000 | +0.4% | 0.19% | -3.1% | |
| GNL | Buy | GLOBAL NET LEASE INCpfds, reits, | $1,080,000 | -99.9% | 52,882 | +8.2% | 0.17% | +27.5% |
| PAYX | Buy | PAYCHEX INCequities | $1,075,000 | -99.9% | 15,733 | +0.6% | 0.17% | +8.5% |
| New | CVS HEALTH CORP (VARIABLE)convertible/ | $1,049,000 | – | 1,045,000 | +100.0% | 0.16% | – | |
| KMI | Buy | KINDER MORGAN INCequities | $984,000 | -99.6% | 55,715 | +205.9% | 0.15% | +245.5% |
| Buy | JUNIPER NETWORKS INCconvertible/ | $896,000 | -99.9% | 900,000 | +28.6% | 0.14% | +24.3% | |
| Buy | MCDONALDS CORPconvertible/ | $869,000 | -99.9% | 875,000 | +29.6% | 0.13% | +25.2% | |
| AMZN | Buy | AMAZON.COM INCequities | $850,000 | -99.9% | 500 | +4.0% | 0.13% | +18.0% |
| MO | Buy | ALTRIA GROUP INCequities | $845,000 | -99.9% | 14,880 | +5.5% | 0.13% | -7.1% |
| FITBI | Buy | FIFTH THIRD PFDpfds, reits, | $804,000 | -99.9% | 29,650 | +11.2% | 0.12% | 0.0% |
| Buy | TOLL BROTHERS INCconvertible/ | $714,000 | -99.8% | 730,000 | +124.6% | 0.11% | +115.7% | |
| New | WALT DISNEY CO (VARIABLE)convertible/ | $706,000 | – | 700,000 | +100.0% | 0.11% | – | |
| New | GOLDMAN SACHS GROUP (VARIABLE)convertible/ | $687,000 | – | 685,000 | +100.0% | 0.11% | – | |
| New | MEDTRONIC INC (VARIABLE)convertible/ | $672,000 | – | 665,000 | +100.0% | 0.10% | – | |
| LYB | Buy | LYONDELLBASELL INDUS NVequities | $642,000 | -99.9% | 5,846 | +1.2% | 0.10% | +2.1% |
| Buy | LOCKHEED MARTIN CORPconvertible/ | $503,000 | -99.9% | 510,000 | +8.5% | 0.08% | +5.4% | |
| Buy | MGM RESORTS INTLconvertible/ | $488,000 | -99.8% | 475,000 | +97.9% | 0.08% | +87.5% | |
| SON | Buy | SONOCO PRODUCTS COequities | $447,000 | -99.9% | 8,515 | +0.5% | 0.07% | +6.2% |
| Buy | NORTHROP GRUMMANconvertible/ | $378,000 | -99.9% | 375,000 | +2.7% | 0.06% | -1.7% | |
| GSPRJ | Buy | GOLDMAN SACHSpfds, reits, | $336,000 | -99.9% | 12,982 | +40.2% | 0.05% | +33.3% |
| USBPRM | Buy | US BANCORPpfds, reits, | $328,000 | -99.6% | 11,848 | +321.9% | 0.05% | +325.0% |
| ANDX | Buy | ANDEAVOR LOGISTICS L LPpfds, reits, | $316,000 | -99.9% | 7,431 | +12.9% | 0.05% | +4.3% |
| KHC | Buy | KRAFT HEINZ COequities | $306,000 | -99.9% | 4,878 | +3.0% | 0.05% | 0.0% |
| DIS | Buy | WALT DISNEY COequities | $279,000 | -99.9% | 2,663 | +29.1% | 0.04% | +30.3% |
| SPY | Buy | SPDR S&P 500 ETFequities | $269,000 | -99.9% | 992 | +9.1% | 0.04% | +7.9% |
| Buy | CVS HEALTH CORPconvertible/ | $269,000 | -99.8% | 265,000 | +55.9% | 0.04% | +46.4% | |
| TXN | Buy | TEXAS INSTRUMENTS INCequities | $242,000 | -99.9% | 2,195 | +3.5% | 0.04% | +5.7% |
| Buy | WASTE MGMT INCconvertible/ | $235,000 | -99.9% | 240,000 | +45.5% | 0.04% | +38.5% | |
| CHI | New | CALAMOS CONV OPP & INC FDequities | $219,000 | – | 18,535 | +100.0% | 0.03% | – |
| GE | Buy | GENERAL ELECTRIC COequities | $223,000 | -99.9% | 16,383 | +11.7% | 0.03% | +9.7% |
| EXPI | Buy | EXP WORLD HOLDINGS INCequities | $222,000 | -99.9% | 19,591 | +3.3% | 0.03% | +3.0% |
| ESRT | New | EMPIRE STATE REALTY TRUSTpfds, reits, | $219,000 | – | 12,782 | +100.0% | 0.03% | – |
| NVDA | Buy | NVIDIAequities | $217,000 | -99.9% | 915 | +2.2% | 0.03% | 0.0% |
| ABT | Buy | ABBOTT LABSequities | $199,000 | -99.9% | 3,263 | +1.7% | 0.03% | 0.0% |
| BDX | Buy | BECTON DICKINSON & COequities | $187,000 | -99.9% | 782 | +0.5% | 0.03% | +7.4% |
| IRM | New | IRON MOUNTAIN INCpfds, reits, | $172,000 | – | 4,925 | +100.0% | 0.03% | – |
| LLY | Buy | ELI LILLY & COequities | $177,000 | -99.9% | 2,073 | +20.2% | 0.03% | +28.6% |
| DOC | Buy | PHYSICIANS REALTY TRUSTpfds, reits, | $166,000 | -99.9% | 10,436 | +13.0% | 0.03% | +13.0% |
| TECK | Buy | TECK RESOURCES LTDequities | $164,000 | -99.8% | 6,427 | +87.5% | 0.02% | +78.6% |
| UTX | Buy | UNITED TECH CORPequities | $161,000 | -99.9% | 1,289 | +3.1% | 0.02% | 0.0% |
| NLY | Buy | ANNALY CAPITAL MGMTpfds, reits, | $165,000 | -99.9% | 16,049 | +1.7% | 0.02% | -3.8% |
| STZ | Buy | CONSTELLATION BRANDS INCequities | $134,000 | -99.9% | 610 | +1.7% | 0.02% | -4.5% |
| LMRK | Buy | LANDMARK INFRASTRUCTURE LPpfds, reits, | $136,000 | -99.9% | 9,833 | +16.6% | 0.02% | -4.5% |
| CL | Buy | COLGATE PALMOLIVEequities | $137,000 | -99.3% | 2,109 | +695.8% | 0.02% | +600.0% |
| BAX | Buy | BAXTER INTLequities | $130,000 | -99.8% | 1,760 | +46.7% | 0.02% | +66.7% |
| New | BLACKROCK MUNIYIELD INSDequities | $126,000 | – | 10,000 | +100.0% | 0.02% | – | |
| EQAL | Buy | POWERSHARES RUSSELL 1000equities | $113,000 | -99.9% | 3,551 | +0.2% | 0.02% | 0.0% |
| BAC | Buy | BANK OF AMERICA CORPequities | $112,000 | -99.8% | 3,983 | +116.5% | 0.02% | +88.9% |
| KLAC | Buy | KLA-TENCOR CORPequities | $109,000 | -99.1% | 1,066 | +905.7% | 0.02% | +750.0% |
| ILPT | Buy | INDUSTRIAL LOGISTICSpfds, reits, | $111,000 | -99.4% | 4,950 | +482.4% | 0.02% | +466.7% |
| FISV | New | FISERV INCequities | $106,000 | – | 1,434 | +100.0% | 0.02% | – |
| New | INVESCO S&P SMALLCAPequities | $100,000 | – | 781 | +100.0% | 0.02% | – | |
| YUM | Buy | YUM! BRANDS INCequities | $98,000 | -99.8% | 1,253 | +150.6% | 0.02% | +114.3% |
| ARI | Buy | APOLLO COMM REAL ESTATE FINANCE INCpfds, reits, | $86,000 | -99.9% | 4,700 | +11.9% | 0.01% | +8.3% |
| WY | Buy | WEYERHAUSER COpfds, reits, | $87,000 | -99.9% | 2,388 | +35.7% | 0.01% | +30.0% |
| AMLP | Buy | ALERIAN MLP ETFequities | $85,000 | -99.9% | 8,372 | +12.0% | 0.01% | +18.2% |
| EXR | Buy | EXTRA SPACE STORAGE INCpfds, reits, | $79,000 | -99.9% | 790 | +0.9% | 0.01% | +9.1% |
| PSAPRVCL | Buy | PUBLIC STORAGEpfds, reits, | $77,000 | -92.6% | 3,092 | +7261.9% | 0.01% | – |
| PSAPRW | New | PUBLIC STORAGE PDpfds, reits, | $81,000 | – | 3,250 | +100.0% | 0.01% | – |
| CLF | Buy | CLIFFS NATURAL RES INCequities | $69,000 | -99.8% | 8,200 | +64.0% | 0.01% | +83.3% |
| ARCC | Buy | ARES CAP CORPequities | $74,000 | -99.6% | 4,525 | +282.2% | 0.01% | +266.7% |
| LOW | Buy | LOWE'S COS INCequities | $74,000 | -99.9% | 770 | +13.2% | 0.01% | +22.2% |
| PH | Buy | PARKER-HANNIFIN CORPequities | $71,000 | -99.9% | 453 | +5.6% | 0.01% | -8.3% |
| LADR | Buy | LADDER CAP CORPpfds, reits, | $70,000 | -99.9% | 4,450 | +27.1% | 0.01% | +37.5% |
| APY | New | APERGY CORPequities | $71,000 | – | 1,690 | +100.0% | 0.01% | – |
| CAPL | Buy | CROSSAMERICA LPpfds, reits, | $68,000 | -99.9% | 4,000 | +60.0% | 0.01% | +25.0% |
| VFC | Buy | VF CORPequities | $60,000 | -99.9% | 737 | +5.6% | 0.01% | +12.5% |
| GILD | Buy | GILEAD SCIENCES INCequities | $56,000 | -99.9% | 791 | +34.3% | 0.01% | +28.6% |
| RMRM | New | RMR REAL ESTATE INCOME Cequities | $57,000 | – | 3,108 | +100.0% | 0.01% | – |
| RSP | New | INVESCO S&P 500 EQUALlequities | $58,000 | – | 565 | +100.0% | 0.01% | – |
| PSAPRC | New | PUBLIC STORA PFDpfds, reits, | $60,000 | – | 2,400 | +100.0% | 0.01% | – |
| PSA | Buy | PUBLIC STORAGE INCpfds, reits, | $51,000 | -99.9% | 224 | +0.4% | 0.01% | +14.3% |
| SCD | New | LMP CAPITAL & INCM CFequities | $49,000 | – | 3,839 | +100.0% | 0.01% | – |
| THQ | New | TEKLA HC OPPequities | $52,000 | – | 3,039 | +100.0% | 0.01% | – |
| CMCSA | Buy | COMCAST CORP Aequities | $51,000 | -99.8% | 1,548 | +91.1% | 0.01% | +100.0% |
| ADM | Buy | ARCHER DANIELS MIDLAND COequities | $52,000 | -99.7% | 1,142 | +185.5% | 0.01% | +166.7% |
| Buy | EDWARDS LIFESCIENCES CPequities | $52,000 | -99.8% | 360 | +80.0% | 0.01% | +100.0% | |
| USA | New | LIBERTY ALL STAR EQ FDequities | $53,000 | – | 8,343 | +100.0% | 0.01% | – |
| BDJ | New | BLACKROCK ENHANCED EQUITequities | $53,000 | – | 5,765 | +100.0% | 0.01% | – |
| ZTS | Buy | ZOETIS INCequities | $50,000 | -99.8% | 591 | +133.6% | 0.01% | +166.7% |
| New | SONY CORPequities | $51,000 | – | 991 | +100.0% | 0.01% | – | |
| AOD | New | ABERDEEN TOTAL DYNAMICequities | $48,000 | – | 5,540 | +100.0% | 0.01% | – |
| ESRX | Buy | EXPRESS SCRIPTS HLDG COequities | $44,000 | -99.8% | 564 | +54.9% | 0.01% | +75.0% |
| FNF | New | FIDELITY NATL FINL INCequities | $45,000 | – | 1,200 | +100.0% | 0.01% | – |
| CLX | Buy | CLOROX COequities | $44,000 | -99.7% | 326 | +169.4% | 0.01% | +133.3% |
| UPS | Buy | UNITED PARCEL SERVICE INCequities | $46,000 | -99.9% | 430 | +14.7% | 0.01% | +16.7% |
| YUMC | Buy | YUM CHINA HOLDINGS INCequities | $48,000 | -99.8% | 1,252 | +150.4% | 0.01% | +133.3% |
| PPG | Buy | PPG INDUSTRIES INCequities | $43,000 | -99.9% | 414 | +27.4% | 0.01% | +16.7% |
| DEA | Buy | EASTERLY GOVT PPTYSpfds, reits, | $37,000 | -99.8% | 1,850 | +85.0% | 0.01% | +100.0% |
| C | Buy | CITIGROUP INCequities | $41,000 | -99.9% | 616 | +11.0% | 0.01% | 0.0% |
| Buy | AZ ST TRANS BRD HWYconvertible/ | $38,000 | -99.7% | 35,000 | +250.0% | 0.01% | +200.0% | |
| OUT | Buy | OUTFRONT MEDIA INCpfds, reits, | $39,000 | -99.6% | 2,000 | +300.0% | 0.01% | +500.0% |
| APTS | Buy | PREF APT COMMUNITIESpfds, reits, | $37,000 | -99.9% | 2,150 | +7.5% | 0.01% | +20.0% |
| DNP | New | DNP SELECT INCOME FUNDequities | $36,000 | – | 3,375 | +100.0% | 0.01% | – |
| KEY | New | KEYCORP INCequities | $42,000 | – | 2,127 | +100.0% | 0.01% | – |
| MU | New | MICRON TECHNOLOGYequities | $37,000 | – | 700 | +100.0% | 0.01% | – |
| BMO | Buy | BANK OF MONTREALequities | $30,000 | -99.2% | 388 | +676.0% | 0.01% | +400.0% |
| UTF | New | COHEN AND STEERS INFRASTequities | $32,000 | – | 1,410 | +100.0% | 0.01% | – |
| Buy | TRAVELERS COMPANIESequities | $30,000 | -99.9% | 249 | +42.3% | 0.01% | +25.0% | |
| AXP | Buy | AMERICAN EXPRESS COequities | $34,000 | -99.9% | 345 | +16.9% | 0.01% | +25.0% |
| Buy | EXCELSIOR MINING COequities | $34,000 | -99.9% | 37,170 | +16.5% | 0.01% | 0.0% | |
| EXC | New | EXELONequities | $35,000 | – | 810 | +100.0% | 0.01% | – |
| EXPE | New | EXPEDIA INCequities | $33,000 | – | 278 | +100.0% | 0.01% | – |
| FIS | New | FIDELITY NATL INFO SVCSequities | $32,000 | – | 300 | +100.0% | 0.01% | – |
| F | Buy | FORD MOTOR COequities | $31,000 | -99.7% | 2,787 | +200.0% | 0.01% | +150.0% |
| TSM | Buy | TAIWAN SEMI MANU CO LTDequities | $32,000 | -99.9% | 870 | +8.8% | 0.01% | -16.7% |
| PYPL | Buy | PAYPAL HOLDINGS INCequities | $31,000 | -99.9% | 369 | +25.5% | 0.01% | +25.0% |
| MGU | New | MACQUARIE GLOBAL INFRASTequities | $30,000 | – | 1,345 | +100.0% | 0.01% | – |
| LW | Buy | LAMB WESTON HOLDINGSequities | $35,000 | -99.8% | 517 | +55.3% | 0.01% | +66.7% |
| AWP | New | ABERDEEN GLOBAL PREMIERequities | $26,000 | – | 4,129 | +100.0% | 0.00% | – |
| SOJA | Buy | SOUTHERN COMPANpfds, reits, | $27,000 | -97.5% | 1,040 | +2500.0% | 0.00% | – |
| SAP | New | SAP SEequities | $24,000 | – | 207 | +100.0% | 0.00% | – |
| TKR | New | TIMKEN COequities | $24,000 | – | 551 | +100.0% | 0.00% | – |
| PSAPRACL | Buy | PUBLIC STORAGE CL Apfds, reits, | $27,000 | -96.5% | 1,030 | +3333.3% | 0.00% | – |
| TAP | Buy | MOLSON COORS BREWING CO Bequities | $24,000 | -99.9% | 355 | +42.0% | 0.00% | +33.3% |
| EMD | New | WESTERN ASSET EMERGING Mequities | $19,000 | – | 1,395 | +100.0% | 0.00% | – |
| New | WSTN MARICOPA ED #2convertible/ | $18,000 | – | 15,000 | +100.0% | 0.00% | – | |
| KNX | New | KNIGHT TRANS INCequities | $21,000 | – | 550 | +100.0% | 0.00% | – |
| New | PHOENIX AZconvertible/ | $21,000 | – | 20,000 | +100.0% | 0.00% | – | |
| MTB | New | M&T BANK CORPequities | $21,000 | – | 125 | +100.0% | 0.00% | – |
| New | AZ ST CTFS PARTconvertible/ | $17,000 | – | 15,000 | +100.0% | 0.00% | – | |
| HEP | New | HOLLY ENE PARTNERSpfds, reits, | $21,000 | – | 750 | +100.0% | 0.00% | – |
| MCHP | New | MICROCHIP TECH INCequities | $18,000 | – | 200 | +100.0% | 0.00% | – |
| ES | Buy | EVERSOURCE ENERGYequities | $21,000 | -99.9% | 364 | +2.5% | 0.00% | 0.0% |
| PHD | New | PIONEER FLOATING RATE Cequities | $21,000 | – | 1,842 | +100.0% | 0.00% | – |
| SHV | New | ISHARES SHORT TREASURYequities | $21,000 | – | 190 | +100.0% | 0.00% | – |
| AAL | Buy | AMERICAN AIRLINES GROUP INCequities | $19,000 | -99.9% | 506 | +0.2% | 0.00% | -25.0% |
| New | PIMA CN AZ USD #1convertible/ | $21,000 | – | 20,000 | +100.0% | 0.00% | – | |
| TGNA | New | TEGNA INCequities | $11,000 | – | 1,000 | +100.0% | 0.00% | – |
| New | STATE OF TEXASconvertible/ | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| BC | New | BRUNSWICK CORPequities | $12,000 | – | 186 | +100.0% | 0.00% | – |
| WEN | New | WENDY'S COequities | $15,000 | – | 881 | +100.0% | 0.00% | – |
| WPX | Buy | WPW ENERGY INCequities | $11,000 | -99.9% | 600 | +20.0% | 0.00% | +100.0% |
| WH | New | WYNDHAM HOTELS & RESORTSequities | $16,000 | – | 275 | +100.0% | 0.00% | – |
| New | NOVO-NORDISKequities | $12,000 | – | 250 | +100.0% | 0.00% | – | |
| New | CHANDLER AZconvertible/ | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| DHR | New | DANAHER CORPequities | $13,000 | – | 133 | +100.0% | 0.00% | – |
| DE | Buy | DEERE & COequities | $15,000 | -99.9% | 107 | +15.1% | 0.00% | 0.0% |
| D | Buy | DOMINION RESOURCES INCequities | $15,000 | -98.8% | 223 | +1073.7% | 0.00% | – |
| EBAY | Buy | EBAY INCequities | $10,000 | -99.8% | 264 | +83.3% | 0.00% | +100.0% |
| New | FLAGSTAFF AZconvertible/ | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | FT BEND CTY TEXconvertible/ | $15,000 | – | 15,000 | +100.0% | 0.00% | – | |
| GPC | Buy | GENUINE PARTS COequities | $16,000 | -99.9% | 176 | +18.9% | 0.00% | 0.0% |
| GSK | Buy | GLAXOSMITHKLINE PLC ADRequities | $11,000 | -99.9% | 275 | +25.0% | 0.00% | +100.0% |
| IQ | New | IQIYI INCequities | $16,000 | – | 500 | +100.0% | 0.00% | – |
| MDU | New | MDU RESOURCES GROUPequities | $11,000 | – | 375 | +100.0% | 0.00% | – |
| New | MONTANA STATE Bconvertible/ | $10,000 | – | 10,000 | +100.0% | 0.00% | – | |
| PSTG | New | PURE STORAGE INCequities | $14,000 | – | 600 | +100.0% | 0.00% | – |
| REN | New | RESOLUTE ENERGY CORPequities | $12,000 | – | 400 | +100.0% | 0.00% | – |
| QSR | New | RESTAURANT BRANDSequities | $14,000 | – | 224 | +100.0% | 0.00% | – |
| RVNC | Buy | REVANCE THERAPEUTICSequities | $12,000 | -99.9% | 439 | +65.7% | 0.00% | +100.0% |
| New | SCOTTSDALE AZconvertible/ | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | SCOTTSDALE AZ W/convertible/ | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | SCOTTSDALE AZ W/convertible/ | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| SHPG | New | SHIRE PLCequities | $10,000 | – | 60 | +100.0% | 0.00% | – |
| SCI | New | SERVICE CORP INTLequities | $4,000 | – | 99 | +100.0% | 0.00% | – |
| PBI | New | PITNEY BOWES INCequities | $6,000 | – | 700 | +100.0% | 0.00% | – |
| HMC | New | HONDA MOTORequities | $4,000 | – | 140 | +100.0% | 0.00% | – |
| GWRE | New | GUIDEWARE SOFTWAREequities | $4,000 | – | 50 | +100.0% | 0.00% | – |
| GOV | New | GOVERNMENT PPTY INCM TRpfds, reits, | $8,000 | – | 500 | +100.0% | 0.00% | – |
| GWPH | New | GW PHARMACEUTICALS PLCequities | $4,000 | – | 32 | +100.0% | 0.00% | – |
| FITB | Buy | FIFTH THIRD BANCORPequities | $8,000 | -99.8% | 265 | +134.5% | 0.00% | 0.0% |
| New | AMERISOURCEBERGEN CORPequities | $5,000 | – | 55 | +100.0% | 0.00% | – | |
| EQXGF | New | EQUINOX GOLD CORPequities | $5,000 | – | 7,130 | +100.0% | 0.00% | – |
| DIA | Buy | SPDR DOW JONES INDUSTRIAL AVG INDUSTRIAL AVERAGEequities | $9,000 | -99.9% | 36 | +44.0% | 0.00% | 0.0% |
| New | ASX LIMITEDequities | $7,000 | – | 150 | +100.0% | 0.00% | – | |
| New | CARS.COM INCequities | $9,000 | – | 333 | +100.0% | 0.00% | – | |
| New | BLACK CREEK DIVERSIFIEDequities | $8,000 | – | 1,065 | +100.0% | 0.00% | – | |
| WBT | New | WELBILT INCequities | $4,000 | – | 201 | +100.0% | 0.00% | – |
| TMK | New | TORCHMARK CORPORATIONequities | $5,000 | – | 60 | +100.0% | 0.00% | – |
| NGG | New | NATIONAL GRID PLCequities | $4,000 | – | 80 | +100.0% | 0.00% | – |
| New | MT DIABLO CALIFORconvertible/ | $5,000 | – | 5,000 | +100.0% | 0.00% | – | |
| New | MONTANA STATE BOconvertible/ | $5,000 | – | 5,000 | +100.0% | 0.00% | – | |
| New | ARLINGTON TXconvertible/ | $5,000 | – | 5,000 | +100.0% | 0.00% | – | |
| KR | Buy | KROGER COequities | $7,000 | -95.1% | 231 | +3750.0% | 0.00% | – |
| ALB | New | ALBEMARLE CORPequities | $3,000 | – | 33 | +100.0% | 0.00% | – |
| New | AZ EXCISE TAXconvertible/ | $0 | – | 25,000 | +100.0% | 0.00% | – | |
| New | AZ WTR INFRA REVconvertible/ | $0 | – | 25,000 | +100.0% | 0.00% | – | |
| CREE | New | CREEequities | $2,000 | – | 50 | +100.0% | 0.00% | – |
| DOFSQ | New | DIAMOND OFFSHR DRLNGequities | $3,000 | – | 155 | +100.0% | 0.00% | – |
| FERGY | New | FERGUSON PLCequities | $2,000 | – | 236 | +100.0% | 0.00% | – |
| BEN | New | FRANKLIN RESOURCESequities | $2,000 | – | 50 | +100.0% | 0.00% | – |
| FTRCQ | Buy | FRONTIER COMM CORPequities | $0 | -100.0% | 7 | +600.0% | 0.00% | – |
| HBI | New | HANESBRANDS INCequities | $3,000 | – | 136 | +100.0% | 0.00% | – |
| IMGN | New | IMMUNOGEN INCequities | $1,000 | – | 55 | +100.0% | 0.00% | – |
| IGT | New | INTL GAME TECHequities | $1,000 | – | 28 | +100.0% | 0.00% | – |
| KAR | New | KAR AUCTION SERVICES INCequities | $2,000 | – | 39 | +100.0% | 0.00% | – |
| LPT | New | LIBERTY PROPERTY TRpfds, reits, | $2,000 | – | 56 | +100.0% | 0.00% | – |
| NVT | New | NAVTEQ CORPequities | $1,000 | – | 35 | +100.0% | 0.00% | – |
| OSUR | New | ORASURE TECHNOLOGIESequities | $3,000 | – | 200 | +100.0% | 0.00% | – |
| ORRP | New | OROPLATA RESOURCES INCequities | $1,000 | – | 8,200 | +100.0% | 0.00% | – |
| New | PHX AZ CVC ARPTconvertible/ | $0 | – | 25,000 | +100.0% | 0.00% | – | |
| New | PHX WST WTRconvertible/ | $0 | – | 25,000 | +100.0% | 0.00% | – | |
| QRTEA | New | QURATE RETAIL GROUPequities | $3,000 | – | 140 | +100.0% | 0.00% | – |
| XHB | New | SPDR S&P HOMEBUILDERSequities | $3,000 | – | 68 | +100.0% | 0.00% | – |
| XLP | New | SECTOR SPDR CONSUMER STAPLESequities | $2,000 | – | 36 | +100.0% | 0.00% | – |
| XLY | New | CONS DISC SELECT SECTOR SPDR FDequities | $2,000 | – | 22 | +100.0% | 0.00% | – |
| XLRE | New | RE SEL SECT SPDRequities | $2,000 | – | 63 | +100.0% | 0.00% | – |
| XLU | New | UTILITIES SEL SECTOR SPDR ETFunit trusts | $2,000 | – | 37 | +100.0% | 0.00% | – |
| SOIGF | New | STRATA OIL & GASequities | $0 | – | 350 | +100.0% | 0.00% | – |
| New | TUCSON WTR REVconvertible/ | $0 | – | 25,000 | +100.0% | 0.00% | – | |
| CRSP | New | CRISPR THERAPEUTICSequities | $3,000 | – | 50 | +100.0% | 0.00% | – |
| PGX | Exit | POWERSHARES PFD PORTequities | $0 | – | 0 | +100.0% | 0.00% | – |
| COKE | Exit | COCA-COLA BOTTLING COequities | $0 | – | 0 | +100.0% | 0.00% | – |
| PGHY | Exit | POWERSHS GLOB SHORT TERMequities | $0 | – | 0 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-08-06
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 25 | Q3 2021 | 4.7% |
| QUALCOMM INC | 25 | Q3 2021 | 3.6% |
| JOHNSON & JOHNSON | 25 | Q3 2021 | 1.6% |
| REPUBLIC SVCS INC | 25 | Q3 2021 | 1.7% |
| EMERSON ELECTRIC CO | 25 | Q3 2021 | 1.6% |
| CORNING INC | 25 | Q3 2021 | 1.7% |
| ADOBE SYSTEMS INCORPORATED | 25 | Q3 2021 | 1.7% |
| HOME DEPOT INC | 25 | Q3 2021 | 1.7% |
| PROCTOR & GAMBLE CO | 25 | Q3 2021 | 1.6% |
| PFIZER INC | 25 | Q3 2021 | 1.5% |
View Sonora Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GTC BIOTHERAPEUTICS INC | August 05, 2009 | 535,030 | 5.1% |
View Sonora Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-10-20 |
| 13F-HR | 2021-04-28 |
| 13F-HR | 2021-01-13 |
| 13F-HR | 2020-10-26 |
| 13F-HR | 2020-08-13 |
| 13F-HR | 2020-04-29 |
| 13F-HR | 2020-01-17 |
| 13F-HR | 2019-10-15 |
| 13F-HR | 2019-07-19 |
View Sonora Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.