$629 Billion is the total value of Sonora Investment Management, LLC's 1229 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 57.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | QUIDEL CORPconvertible/ | $17,680,224,000 | +10.2% | 10,285,000 | -3.4% | 2.81% | +9.0% | |
| Sell | CORNERSTONE ONDEMAND INCconvertible/ | $10,747,266,000 | +0.4% | 10,770,000 | -0.2% | 1.71% | -0.8% | |
| Sell | ENVESTNET INCconvertible/ | $10,120,835,000 | +5.5% | 9,215,000 | -0.2% | 1.61% | +4.3% | |
| QCOM | Sell | QUALCOMM INCequities | $8,510,942,000 | -13.5% | 153,599 | -0.1% | 1.35% | -14.5% |
| Sell | NUANCE COMM INCconvertible/ | $8,148,954,000 | +0.8% | 8,140,000 | -0.1% | 1.30% | -0.3% | |
| Sell | SPECTRUM PHARMA INCconvertible/ | $8,115,064,000 | -55.4% | 5,220,000 | -47.1% | 1.29% | -55.9% | |
| Sell | TOLL BROTHERS INCconvertible/ | $7,343,790,000 | -1.7% | 7,305,000 | -0.9% | 1.17% | -2.7% | |
| Sell | VECTOR GROUP LTDconvertible/ | $6,616,011,000 | -6.4% | 6,045,000 | -1.3% | 1.05% | -7.5% | |
| Sell | NUANCE COMM INCconvertible/ | $6,386,890,000 | -1.6% | 6,260,000 | -0.6% | 1.02% | -2.7% | |
| ADBE | Sell | ADOBE SYSTEMS INCequities | $5,999,547,000 | +23.0% | 27,765 | -0.3% | 0.95% | +21.5% |
| Sell | RTI INTL METALS INCconvertible/ | $5,957,363,000 | -8.7% | 5,640,000 | -0.8% | 0.95% | -9.6% | |
| GLW | Sell | CORNING INCequities | $5,742,945,000 | -14.0% | 205,988 | -1.3% | 0.91% | -14.9% |
| Sell | BIOMARIN PHARMA INCconvertible/ | $5,649,620,000 | -8.0% | 5,115,000 | -0.8% | 0.90% | -8.9% | |
| IONS | Sell | IONIS PHARMACEUTICALS INCequities | $5,230,180,000 | -12.7% | 118,652 | -0.4% | 0.83% | -13.7% |
| Sell | LIVE NATION ENTERTAINMENT INCconvertible/ | $4,387,626,000 | -2.7% | 3,460,000 | -1.0% | 0.70% | -3.7% | |
| CINF | Sell | CINCINNATI FINANCIAL CORPequities | $3,988,059,000 | -1.6% | 53,704 | -0.6% | 0.63% | -2.8% |
| CGNX | Sell | COGNEX CORPequities | $3,805,696,000 | -17.1% | 73,201 | -2.5% | 0.60% | -18.0% |
| PEP | Sell | PEPSICO INCequities | $3,304,516,000 | -9.8% | 30,275 | -0.9% | 0.53% | -10.7% |
| VLO | Sell | VALERO ENERGY CORPequities | $3,199,730,000 | +0.7% | 34,491 | -0.2% | 0.51% | -0.4% |
| Sell | ECHO GLOBAL LOGISTICS INCconvertible/ | $2,680,186,000 | -1.4% | 2,614,000 | -0.6% | 0.43% | -2.5% | |
| HUN | Sell | HUNTSMAN CORPequities | $2,593,715,000 | -12.4% | 88,674 | -0.3% | 0.41% | -13.2% |
| BGEPF | Sell | BUNGE LTDpfds, reits, | $2,542,270,000 | +2.5% | 23,330 | -2.1% | 0.40% | +1.3% |
| Sell | CHART INDUSTRIES INCconvertible/ | $2,153,724,000 | +0.2% | 2,135,000 | -0.9% | 0.34% | -0.9% | |
| SIR | Sell | SELECT INCOME REITpfds, reits, | $2,006,927,000 | -23.4% | 103,025 | -1.1% | 0.32% | -24.2% |
| Sell | MACQUARIE INFRASTRUCTURE COconvertible/ | $1,766,748,000 | -5.4% | 1,790,000 | -1.1% | 0.28% | -6.3% | |
| COP | Sell | CONOCOPHILLIPSequities | $1,739,894,000 | +6.9% | 29,345 | -1.0% | 0.28% | +5.7% |
| PSX | Sell | PHILLIPS 66equities | $1,668,528,000 | -6.4% | 17,395 | -1.3% | 0.26% | -7.7% |
| TXRH | Sell | TEXAS ROADHOUSE INCequities | $1,640,374,000 | +8.6% | 28,390 | -1.0% | 0.26% | +7.4% |
| Sell | AMAG PHARMACEUTICALS INCconvertible/ | $1,474,811,000 | +6.1% | 1,375,000 | -1.1% | 0.24% | +4.9% | |
| BBTPRH | Sell | BB&T CORP PFDpfds, reits, | $1,275,950,000 | -62.3% | 47,950 | -61.8% | 0.20% | -62.8% |
| DOV | Sell | DOVER CORPequities | $1,264,484,000 | -4.4% | 12,874 | -1.7% | 0.20% | -5.6% |
| JPMPRG | Sell | JPMORGAN CHASEpfds, reits, | $1,206,683,000 | -39.3% | 45,725 | -37.9% | 0.19% | -39.8% |
| MOS | Sell | MOSAIC COequities | $1,152,960,000 | -5.5% | 47,486 | -0.1% | 0.18% | -6.6% |
| LUV | Sell | SOUTHWEST AIRLINES COequities | $1,141,590,000 | -13.9% | 19,930 | -1.6% | 0.18% | -14.6% |
| GSPRN | Sell | GOLDMAN SACHS PFDpfds, reits, | $1,045,712,000 | -40.7% | 38,990 | -38.4% | 0.17% | -41.3% |
| SCHWPRD | Sell | CHARLES SCHWAB PFDpfds, reits, | $965,102,000 | -29.3% | 36,850 | -27.1% | 0.15% | -30.0% |
| PAYX | Sell | PAYCHEX INCequities | $963,148,000 | -9.6% | 15,638 | -0.1% | 0.15% | -10.5% |
| AMZN | Sell | AMAZON.COM INCequities | $696,171,000 | -7.9% | 481 | -25.5% | 0.11% | -8.3% |
| Sell | TARGET CORPequities | $693,328,000 | +5.4% | 9,986 | -1.0% | 0.11% | +3.8% | |
| Sell | CARDINAL HEALTH INCconvertible/ | $647,184,000 | -49.4% | 665,000 | -47.6% | 0.10% | -50.0% | |
| BMY | Sell | BRISTOL-MYERS SQUIBB COequities | $630,666,000 | +2.4% | 9,971 | -0.8% | 0.10% | +1.0% |
| HR | Sell | HEALTHCARE REALTY TRUST INCpfds, reits, | $615,301,000 | -15.3% | 22,205 | -1.8% | 0.10% | -16.2% |
| MPW | Sell | MEDICAL PROP TRUST INCpfds, reits, | $612,300,000 | -6.2% | 47,100 | -0.5% | 0.10% | -7.6% |
| MTCH | Sell | MATCH GROUP INCequities | $584,386,000 | +37.2% | 13,150 | -3.3% | 0.09% | +36.8% |
| NYCBPRU | Sell | NEW YORK CMTY BANCORP PFDpfds, reits, | $536,000,000 | -14.4% | 10,720 | -13.2% | 0.08% | -15.8% |
| CMS | Sell | CMS ENERGY CORPequities | $490,920,000 | -6.1% | 10,839 | -2.0% | 0.08% | -7.1% |
| CELG | Sell | CELGENE CORPequities | $402,159,000 | -34.9% | 4,508 | -23.8% | 0.06% | -35.4% |
| CVRR | Sell | CVR REFININGequities | $331,483,000 | -34.1% | 25,401 | -16.4% | 0.05% | -34.6% |
| EPD | Sell | ENTERPRISE PTNRSpfds, reits, | $314,568,000 | -12.1% | 12,850 | -4.8% | 0.05% | -13.8% |
| NFJ | Sell | ALLIANZGI NFJ DIV INT & PREM STRAT FDequities | $247,650,000 | -4.2% | 19,500 | -1.5% | 0.04% | -7.1% |
| HP | Sell | HELMERICH & PAYNE INCequities | $216,986,000 | -88.5% | 3,260 | -88.8% | 0.04% | -88.4% |
| PLD | Sell | PROLOGIS INCpfds, reits, | $206,292,000 | -8.0% | 3,275 | -5.8% | 0.03% | -8.3% |
| WBA | Sell | WALGREENS BOOTS ALLIANCE INCequities | $200,207,000 | -14.0% | 3,058 | -4.6% | 0.03% | -13.5% |
| GE | Sell | GENERAL ELECTRIC COequities | $197,748,000 | -28.4% | 14,670 | -7.3% | 0.03% | -29.5% |
| WST | Sell | WEST PHARMA SVCS INCequities | $193,355,000 | -14.1% | 2,190 | -3.9% | 0.03% | -13.9% |
| GVA | Sell | GRANITE CONSTRUCTIONequities | $175,959,000 | -24.0% | 3,150 | -13.7% | 0.03% | -24.3% |
| OHI | Sell | OMEGA HLTHCARE INVS INCpfds, reits, | $175,490,000 | -4.8% | 6,490 | -3.0% | 0.03% | -6.7% |
| MON | Sell | MONSANTO COequities | $145,279,000 | -3.3% | 1,245 | -3.3% | 0.02% | -4.2% |
| FB | Sell | FACEBOOK INCequities | $134,224,000 | -51.7% | 840 | -46.6% | 0.02% | -53.3% |
| WPM | Sell | WHEATON PRECIOUS METALS CORPequities | $116,211,000 | -21.7% | 5,705 | -14.9% | 0.02% | -25.0% |
| PML | Sell | PIMCO MUNI INC FD IIequities | $104,928,000 | -31.5% | 8,321 | -28.4% | 0.02% | -32.0% |
| ETP | Sell | ENERGY TRANSFER PARTNERSpfds, reits, | $74,612,000 | -19.2% | 4,600 | -10.7% | 0.01% | -20.0% |
| ANET | Sell | ARISTA NETWORKS INCequities | $72,761,000 | -13.0% | 285 | -19.7% | 0.01% | -7.7% |
| ET | Sell | ENERGY TRNFR EQUITY LPpfds, reits, | $69,629,000 | -33.9% | 4,900 | -19.7% | 0.01% | -35.3% |
| MQY | Sell | BLACKROCK MUNIYIELD QUALITYequities | $52,059,000 | -40.4% | 3,700 | -35.7% | 0.01% | -42.9% |
| Sell | WELLS FARGO & Cconvertible/ | $45,622,000 | -38.0% | 45,000 | -35.7% | 0.01% | -41.7% | |
| WFCPRQ | Sell | WELLS FARGO & CO PFDpfds, reits, | $28,788,000 | -95.4% | 1,095 | -95.3% | 0.01% | -95.0% |
| TSLA | Sell | TESLA MOTORS INCequities | $30,605,000 | -43.8% | 115 | -34.3% | 0.01% | -44.4% |
| CMCSA | Sell | COMCAST CORP Aequities | $27,678,000 | -51.9% | 810 | -43.7% | 0.00% | -55.6% |
| LNG | Sell | CHENIERE ENERGY INCequities | $25,977,000 | -51.1% | 486 | -50.7% | 0.00% | -55.6% |
| XLV | Sell | HEALTHCARE SELECT SECTOR SPDR FDequities | $26,455,000 | -5.9% | 325 | -4.4% | 0.00% | -20.0% |
| Sell | TRAVELERS COMPANIESequities | $24,301,000 | -7.2% | 175 | -9.3% | 0.00% | 0.0% | |
| VEA | Sell | VANGUARD MSCI EAFE ETFequities | $22,523,000 | -72.1% | 509 | -71.8% | 0.00% | -69.2% |
| ARCC | Sell | ARES CAP CORPequities | $18,790,000 | -12.2% | 1,184 | -13.1% | 0.00% | 0.0% |
| KOPN | Sell | KOPIN CORPequities | $16,224,000 | -18.2% | 5,200 | -16.1% | 0.00% | 0.0% |
| XLE | Sell | ENERGY SELECT SECTOR SPDR FDequities | $20,223,000 | -13.4% | 300 | -7.1% | 0.00% | -25.0% |
| SFM | Sell | SPROUTS FARMERS MARKET INCequities | $21,921,000 | -4.1% | 934 | -0.5% | 0.00% | -25.0% |
| ZTS | Sell | ZOETIS INCequities | $21,128,000 | -87.0% | 253 | -88.8% | 0.00% | -88.5% |
| BKH | Sell | BLACK HILLS CORPequities | $13,575,000 | -24.7% | 250 | -16.7% | 0.00% | -33.3% |
| ENB | Sell | ENBRIDGE INCequities | $14,476,000 | -39.4% | 460 | -24.7% | 0.00% | -50.0% |
| VER | Sell | VEREIT INCpfds, reits, | $15,486,000 | -62.0% | 2,225 | -57.4% | 0.00% | -71.4% |
| VET | Sell | VERMILION ENERGY INCequities | $12,912,000 | -55.6% | 400 | -50.0% | 0.00% | -60.0% |
| ALKS | Sell | ALKERMES PLCequities | $11,592,000 | -39.5% | 200 | -42.9% | 0.00% | -33.3% |
| REPH | Sell | RECRO PHARMA INCequities | $11,010,000 | -40.5% | 1,000 | -50.0% | 0.00% | -33.3% |
| NBL | Sell | NOBLE ENERGY INCequities | $11,817,000 | -17.2% | 390 | -20.4% | 0.00% | 0.0% |
| XLK | Sell | TECH SELECT SECTOR SPDR FDequities | $13,084,000 | -3.5% | 200 | -5.7% | 0.00% | 0.0% |
| HCN | Sell | WELLTOWER INCpfds, reits, | $11,321,000 | -70.8% | 208 | -65.8% | 0.00% | -66.7% |
| KIM | Sell | KIMCO REALTYequities | $5,846,000 | -36.3% | 406 | -19.8% | 0.00% | 0.0% |
| HAL | Sell | HALLIBURTON COequities | $4,956,000 | -73.1% | 106 | -71.9% | 0.00% | -66.7% |
| IGIB | Sell | ISHARES INTERMEDIATE CREDIT BONDequities | $5,362,000 | -80.8% | 50 | -80.5% | 0.00% | -75.0% |
| GSK | Sell | GLAXOSMITHKLINE PLC ADRequities | $8,595,000 | -3.1% | 220 | -12.0% | 0.00% | 0.0% |
| HTGXCL | Sell | HERCULES CAPITApfds, reits, | $4,095,000 | -55.1% | 162 | -54.5% | 0.00% | 0.0% |
| HPQ | Sell | HP INCequities | $4,099,000 | -81.8% | 187 | -82.6% | 0.00% | -75.0% |
| WFCPRR | Sell | WELLS FARGO & CO PFDpfds, reits, | $3,212,000 | -99.7% | 115 | -99.7% | 0.00% | -99.5% |
| AGG | Sell | ISHARES CORE US AGGREGATE BONDequities | $4,826,000 | -32.1% | 45 | -30.8% | 0.00% | 0.0% |
| M | Sell | MACY'S INCequities | $3,161,000 | -71.2% | 106 | -75.7% | 0.00% | -50.0% |
| LDIS | Exit | LEADIS TECH INCequities | $0 | – | -2,500 | -100.0% | 0.00% | – |
| TGGI | Exit | TRANS GLOBAL GROUP INCequities | $0 | – | -5 | -100.0% | 0.00% | – |
| Exit | MELLON CAPITAL IV VAR 99convertible/ | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| CIT | Exit | CIT GROUP INCequities | $0 | – | -35 | -100.0% | 0.00% | – |
| BWX | Exit | SPDR BLMBRG BRCLY INTLequities | $0 | – | -71 | -100.0% | 0.00% | – |
| MMAC | Exit | MMA CAPITAL MGMT LLC LPpfds, reits, | $0 | – | -38 | -100.0% | 0.00% | – |
| SCHX | Sell | SCHWAB US LC ETFequities | $1,262,000 | -96.1% | 20 | -96.1% | 0.00% | -100.0% |
| SNFCA | Sell | SECURITY NATL FINL CORPequities | $108,000 | -95.1% | 21 | -94.9% | 0.00% | – |
| IYZ | Exit | ISHARES TR DJ US TELECOMunit trusts | $0 | – | -54 | -100.0% | 0.00% | – |
| DNOW | Exit | NOW INCequities | $0 | – | -75 | -100.0% | 0.00% | – |
| ASIX | Sell | ADVANSIX INCequities | $35,000 | -99.0% | 1 | -98.8% | 0.00% | -100.0% |
| XRX | Sell | XEROX CORPequities | $1,007,000 | -99.9% | 35 | -99.9% | 0.00% | -100.0% |
| WPYGY | Exit | WORLDPAY GROUP PLCequities | $0 | – | -62 | -100.0% | 0.00% | – |
| Exit | FIRST MARYLAND CA VAR 27convertible/ | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| PII | Exit | POLARIS INDUSTRIESequities | $0 | – | -16 | -100.0% | 0.00% | – |
| LRST | Exit | LASERSIGHT INCequities | $0 | – | -2 | -100.0% | 0.00% | – |
| CRGE | Exit | CLENERGEN CORPequities | $0 | – | -10,000 | -100.0% | 0.00% | – |
| GRGG | Exit | GREEN FOR ENERGY INCequities | $0 | – | -1,000 | -100.0% | 0.00% | – |
| RMT | Exit | ROYCE MICRO-CAP TRUSTequities | $0 | – | -217 | -100.0% | 0.00% | – |
| Exit | BIOVERATIV INCequities | $0 | – | -46 | -100.0% | 0.00% | – | |
| STIPRECL | Exit | SUNTRUST BANpfds, reits, | $0 | – | -41 | -100.0% | 0.00% | – |
| OCLG | Exit | ONCOLOGIX TECH INCequities | $0 | – | -1,250 | -100.0% | 0.00% | – |
| LVNTA | Exit | LIBERTY INTERACTVequities | $0 | – | -10 | -100.0% | 0.00% | – |
| Exit | FIRST RESOURCES FL ORDequities | $0 | – | -925 | -100.0% | 0.00% | – | |
| EMLC | Exit | VANECK VECTORS J Pequities | $0 | – | -104 | -100.0% | 0.00% | – |
| IYR | Exit | ISHARES TR DOW JONES REequities | $0 | – | -21 | -100.0% | 0.00% | – |
| ARCTF | Exit | AURICO METALS INCequities | $0 | – | -509 | -100.0% | 0.00% | – |
| NOK | Exit | NOKIA CORPequities | $0 | – | -400 | -100.0% | 0.00% | – |
| OOAG | Exit | OMDA OIL & GAS INCequities | $0 | – | -1 | -100.0% | 0.00% | – |
| Exit | MERRILL LYNCH & C VAR 26convertible/ | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| Exit | TELIA COMPANY ABequities | $0 | – | -455 | -100.0% | 0.00% | – | |
| WFCPRJCL | Exit | WELLS FARGO & CO PFDpfds, reits, | $0 | – | -89 | -100.0% | 0.00% | – |
| EWKS | Exit | EARTHWORKS ENTERTAINMENT INCequities | $0 | – | -44 | -100.0% | 0.00% | – |
| EMB | Exit | ISHARES TRUST ETFequities | $0 | – | -64 | -100.0% | -0.00% | – |
| VT | Exit | VANGUARD TOTAL WORLDequities | $0 | – | -94 | -100.0% | -0.00% | – |
| Exit | COMCAST CORPORAconvertible/ | $0 | – | -9,000 | -100.0% | -0.00% | – | |
| CLNS | Exit | COLONY NORTHSTAR INCpfds, reits, | $0 | – | -733 | -100.0% | -0.00% | – |
| Exit | AZ HLTH FAC AUTHconvertible/ | $0 | – | -5,000 | -100.0% | -0.00% | – | |
| Exit | AMERICAN INTL GRconvertible/ | $0 | – | -5,000 | -100.0% | -0.00% | – | |
| WNDW | Exit | SOLARWINDOW TECHNOLOequities | $0 | – | -550 | -100.0% | -0.00% | – |
| COWNL | Exit | COWEN INCpfds, reits, | $0 | – | -300 | -100.0% | -0.00% | – |
| DXC | Exit | DXC TECH COequities | $0 | – | -76 | -100.0% | -0.00% | – |
| CLNSPRH | Exit | COLONY NORTHpfds, reits, | $0 | – | -300 | -100.0% | -0.00% | – |
| Exit | AT&T INCconvertible/ | $0 | – | -4,000 | -100.0% | -0.00% | – | |
| Exit | AZ HLTH FAC AUTHconvertible/ | $0 | – | -5,000 | -100.0% | -0.00% | – | |
| FNDA | Exit | SCHWAB FUND US SC ETFequities | $0 | – | -241 | -100.0% | -0.00% | – |
| ITA | Exit | ISHARES US AEROSPACEequities | $0 | – | -27 | -100.0% | -0.00% | – |
| Exit | JEFFERSON COUNTY MOconvertible/ | $0 | – | -5,000 | -100.0% | -0.00% | – | |
| NEWTL | Exit | NEWTEK BUSINESS SVpfds, reits, | $0 | – | -200 | -100.0% | -0.00% | – |
| AGI | Exit | ALAMOS GOLD INCequities | $0 | – | -1,167 | -100.0% | -0.00% | – |
| Exit | ENERGY TRANSFER P VAR 66convertible/ | $0 | – | -9,000 | -100.0% | -0.00% | – | |
| MFGP | Exit | MICRO FOCUS INTequities | $0 | – | -121 | -100.0% | -0.00% | – |
| EDIV | Exit | SPDR S&P EMER MKTS DIV ETFequities | $0 | – | -261 | -100.0% | -0.00% | – |
| MNKKQ | Exit | MALLINCKRODT PLCequities | $0 | – | -303 | -100.0% | -0.00% | – |
| TRU | Exit | TRANSUNIONequities | $0 | – | -160 | -100.0% | -0.00% | – |
| Exit | GOLDMAN SACHS Gconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| CLNSPRG | Exit | COLONY NORTHSTpfds, reits, | $0 | – | -528 | -100.0% | -0.00% | – |
| VTR | Exit | VENTAS INCpfds, reits, | $0 | – | -214 | -100.0% | -0.00% | – |
| OPK | Exit | OPKO HEALTH INCequities | $0 | – | -2,000 | -100.0% | -0.00% | – |
| Exit | SIMON PPTY GRPconvertible/ | $0 | – | -12,000 | -100.0% | -0.00% | – | |
| Exit | COLUMBIA HCA HLTHCARE CPequities | $0 | – | -100 | -100.0% | -0.00% | – | |
| CLNSPRI | Exit | COLONY NORTHSpfds, reits, | $0 | – | -500 | -100.0% | -0.00% | – |
| ESL | Exit | ESTERLINE TECH CORPequities | $0 | – | -200 | -100.0% | -0.00% | – |
| Exit | TX MUN GAS ACQUSconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | NTHRN ARIZ UNIVconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | JPMORGAN CHASE & Vconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | CNT PUGET SND WAconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| CDE | Exit | COEUR MINING INCequities | $0 | – | -1,600 | -100.0% | -0.00% | – |
| CLNSPRJ | Exit | COLONY NORTHpfds, reits, | $0 | – | -600 | -100.0% | -0.00% | – |
| Exit | SYSCO CORPORATIOconvertible/ | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| HPE | Exit | HEWLETT PACKARD ENTERPRISE COMPequities | $0 | – | -885 | -100.0% | -0.00% | – |
| Exit | MC DONALDS CORPconvertible/ | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| Exit | WI S HLTH ED FAconvertible/ | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| CLNSPRDCL | Exit | COLONY NORTHSTpfds, reits, | $0 | – | -797 | -100.0% | -0.00% | – |
| SPKEP | Exit | SPARK ENERGYpfds, reits, | $0 | – | -725 | -100.0% | -0.00% | – |
| Exit | AZ HLTH FAC AUTconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | AZ HLTH FAC AUTHconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| GEHCL | Exit | GENERAL ELECTRIC COpfds, reits, | $0 | – | -1,000 | -100.0% | -0.00% | – |
| WFCPRT | Exit | WELLS FARGO & CO PFDpfds, reits, | $0 | – | -1,000 | -100.0% | -0.00% | – |
| POT | Exit | POTASH CORP SASK INCequities | $0 | – | -1,102 | -100.0% | -0.00% | – |
| BSV | Exit | VANGUARD BOND INDEX FUNDequities | $0 | – | -348 | -100.0% | -0.00% | – |
| TXT | Exit | TEXTRONequities | $0 | – | -400 | -100.0% | -0.00% | – |
| FNDX | Exit | SCHWAB FUNDAENTAL USequities | $0 | – | -667 | -100.0% | -0.00% | – |
| Exit | TIME WARNER INCconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | VERIZON COMMUNICconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| EPI | Exit | WISDOMTREE INDIA EARNINGS ETFequities | $0 | – | -1,000 | -100.0% | -0.00% | – |
| JEPRA | Exit | JUST ENERGY GRpfds, reits, | $0 | – | -950 | -100.0% | -0.00% | – |
| X | Exit | UNITED STATES STEEL CORPequities | $0 | – | -944 | -100.0% | -0.01% | – |
| Exit | ERICSSON TELequities | $0 | – | -4,224 | -100.0% | -0.01% | – | |
| HYT | Exit | BLACKROCK CORP HY FUND INCequities | $0 | – | -2,690 | -100.0% | -0.01% | – |
| BVN | Exit | COMPANIA DE MINAS BUENAVENTURA SAAequities | $0 | – | -2,136 | -100.0% | -0.01% | – |
| Exit | PR COMWLTH HWY &convertible/ | $0 | – | -40,000 | -100.0% | -0.01% | – | |
| GEBCL | Exit | GEN ELEC CAPpfds, reits, | $0 | – | -1,250 | -100.0% | -0.01% | – |
| GDXJ | Exit | MARKET VECTORS JR GOLDMINERS ETFequities | $0 | – | -1,076 | -100.0% | -0.01% | – |
| SCIF | Exit | MARKET VECTORS INDIA SC ETFequities | $0 | – | -525 | -100.0% | -0.01% | – |
| BTEGF | Exit | BAYTEX ENERGY CORPequities | $0 | – | -13,100 | -100.0% | -0.01% | – |
| HSIC | Exit | HENRY SCHEIN INCequities | $0 | – | -540 | -100.0% | -0.01% | – |
| GDX | Exit | MARKET VECTORS GOLD MINERS ETFequities | $0 | – | -1,545 | -100.0% | -0.01% | – |
| GOV | Exit | GOVERNMENT PPTY INCM TRpfds, reits, | $0 | – | -2,350 | -100.0% | -0.01% | – |
| PRB | Exit | VANECK VECTORSequities | $0 | – | -1,800 | -100.0% | -0.01% | – |
| VXX | Exit | IPATH S&P 500 VIX SHORT-TERM FUTURES-ETNequities | $0 | – | -1,559 | -100.0% | -0.01% | – |
| Exit | MARICOPA AZ IDA Mconvertible/ | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| Exit | US TREASURYconvertible/ | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| DTKCL | Exit | DEUTSCHE BK CAPequities | $0 | – | -2,000 | -100.0% | -0.01% | – |
| Exit | AMERICAN INTL Gconvertible/ | $0 | – | -55,000 | -100.0% | -0.01% | – | |
| BCSPRDCL | Exit | BARCLAYS PLCequities | $0 | – | -2,000 | -100.0% | -0.01% | – |
| Exit | THERMO FISHER SCconvertible/ | $0 | – | -55,000 | -100.0% | -0.01% | – | |
| PMX | Exit | PIMCO MUNICIPAL INCOME Iequities | $0 | – | -4,725 | -100.0% | -0.01% | – |
| SLX | Exit | VANEEK VECTORS STEEL ETFequities | $0 | – | -1,381 | -100.0% | -0.01% | – |
| Exit | TIME WARNER INCconvertible/ | $0 | – | -60,000 | -100.0% | -0.01% | – | |
| Exit | BURLINGTN NO SANTconvertible/ | $0 | – | -60,000 | -100.0% | -0.01% | – | |
| Exit | O REILLY AUTOMOTconvertible/ | $0 | – | -60,000 | -100.0% | -0.01% | – | |
| JNPR | Exit | JUNIPER NETWORKS INCequities | $0 | – | -2,175 | -100.0% | -0.01% | – |
| WFCPRL | Exit | WELLS FARGO BKpfds, reits, | $0 | – | -51 | -100.0% | -0.01% | – |
| Exit | DIRECTV HOLDINGSconvertible/ | $0 | – | -65,000 | -100.0% | -0.01% | – | |
| Exit | CONSTELLATION BRANDconvertible/ | $0 | – | -60,000 | -100.0% | -0.01% | – | |
| Exit | AUTODESK INCconvertible/ | $0 | – | -65,000 | -100.0% | -0.01% | – | |
| RH | Exit | RHequities | $0 | – | -1,180 | -100.0% | -0.02% | – |
| Exit | JPMORGAN CHASE & COconvertible/ | $0 | – | -100,000 | -100.0% | -0.02% | – | |
| IQV | Exit | IQVIA HOLDINGS INCequities | $0 | – | -1,100 | -100.0% | -0.02% | – |
| Exit | BROCADE COMMUNICATIONS SYSTEMS INCconvertible/ | $0 | – | -295,000 | -100.0% | -0.05% | – | |
| CNDT | Exit | CONDUENT INCequities | $0 | – | -21,685 | -100.0% | -0.06% | – |
| EQC | Exit | EQUITY COMMONWEALTHpfds, reits, | $0 | – | -27,734 | -100.0% | -0.14% | – |
| Exit | MERITOR INCconvertible/ | $0 | – | -1,415,000 | -100.0% | -0.25% | – | |
| Exit | BROADSOFT INCconvertible/ | $0 | – | -2,310,000 | -100.0% | -0.49% | – | |
| VNTV | Exit | VANTIV INCequities | $0 | – | -45,149 | -100.0% | -0.53% | – |
| Exit | MERITAGE HOMES CORPconvertible/ | $0 | – | -4,815,000 | -100.0% | -0.78% | – | |
| Exit | HOLOGIC INCconvertible/ | $0 | – | -6,204,000 | -100.0% | -1.39% | – | |
| Exit | M/I HOMES INCconvertible/ | $0 | – | -7,943,000 | -100.0% | -1.40% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-04-19
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 25 | Q3 2021 | 4.7% |
| QUALCOMM INC | 25 | Q3 2021 | 3.6% |
| JOHNSON & JOHNSON | 25 | Q3 2021 | 1.6% |
| REPUBLIC SVCS INC | 25 | Q3 2021 | 1.7% |
| EMERSON ELECTRIC CO | 25 | Q3 2021 | 1.6% |
| CORNING INC | 25 | Q3 2021 | 1.7% |
| ADOBE SYSTEMS INCORPORATED | 25 | Q3 2021 | 1.7% |
| HOME DEPOT INC | 25 | Q3 2021 | 1.7% |
| PROCTOR & GAMBLE CO | 25 | Q3 2021 | 1.6% |
| PFIZER INC | 25 | Q3 2021 | 1.5% |
View Sonora Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GTC BIOTHERAPEUTICS INC | August 05, 2009 | 535,030 | 5.1% |
View Sonora Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-10-20 |
| 13F-HR | 2021-04-28 |
| 13F-HR | 2021-01-13 |
| 13F-HR | 2020-10-26 |
| 13F-HR | 2020-08-13 |
| 13F-HR | 2020-04-29 |
| 13F-HR | 2020-01-17 |
| 13F-HR | 2019-10-15 |
| 13F-HR | 2019-07-19 |
View Sonora Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.