$576 Billion is the total value of Sonora Investment Management, LLC's 1198 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 52.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | CSG SYSTEMS INCconvertible/ | $18,217,058,000 | +75.6% | 16,885,000 | +75.2% | 3.16% | +61.5% | |
| Sell | ATLAS AIR WORLDWIDE HOLDINGS INCconvertible/ | $17,957,339,000 | +13.0% | 15,015,000 | -1.0% | 3.12% | +3.9% | |
| Buy | IONIS PHARMA INCconvertible/ | $17,946,697,000 | -0.5% | 16,935,000 | +0.4% | 3.12% | -8.5% | |
| Sell | QUIDEL CORPconvertible/ | $17,064,568,000 | +31.9% | 11,240,000 | -3.5% | 2.96% | +21.3% | |
| Buy | VERINT SYSTEMS INCconvertible/ | $15,913,687,000 | +10.7% | 16,270,000 | +10.6% | 2.76% | +1.8% | |
| Buy | SPECTRUM PHARMA INCconvertible/ | $14,097,858,000 | +32.9% | 10,305,000 | +2.8% | 2.45% | +22.2% | |
| Buy | GAP INCconvertible/ | $13,809,615,000 | +5.4% | 12,745,000 | +5.4% | 2.40% | -3.0% | |
| New | APPLE INCequities | $11,367,826,000 | – | 73,760 | +100.0% | 1.97% | – | |
| Sell | CORNERSTONE ONDEMAND INCconvertible/ | $11,217,535,000 | -0.1% | 11,090,000 | -1.0% | 1.95% | -8.1% | |
| Sell | NUANCE COMM INCconvertible/ | $10,538,133,000 | -0.8% | 10,515,000 | -2.0% | 1.83% | -8.8% | |
| Buy | ENVESTNET INCconvertible/ | $9,774,065,000 | +12.7% | 9,305,000 | +4.9% | 1.70% | +3.7% | |
| Sell | L BRANDS INCconvertible/ | $9,279,363,000 | -1.3% | 8,455,000 | -0.9% | 1.61% | -9.2% | |
| MSFT | Buy | MICROSOFT CORPequities | $8,852,971,000 | +12.8% | 118,848 | +4.4% | 1.54% | +3.7% |
| Sell | M/I HOMES INCconvertible/ | $8,132,947,000 | -4.1% | 8,068,000 | -1.3% | 1.41% | -11.8% | |
| QCOM | Sell | QUALCOMM INCequities | $8,066,687,000 | -7.0% | 155,607 | -0.9% | 1.40% | -14.5% |
| Sell | TOLL BROTHERS INCconvertible/ | $7,746,755,000 | -2.0% | 7,615,000 | -0.9% | 1.34% | -9.9% | |
| Sell | HOLOGIC INCconvertible/ | $7,739,196,000 | -20.7% | 6,419,000 | -2.4% | 1.34% | -27.1% | |
| UNP | Buy | UNION PACIFIC CORPequities | $7,548,603,000 | +4444.9% | 65,091 | +4168.3% | 1.31% | +4129.0% |
| Sell | VECTOR GROUP LTDconvertible/ | $7,048,546,000 | -2.1% | 6,170,000 | -1.6% | 1.22% | -10.0% | |
| Buy | JUNIPER NETWORKS INCconvertible/ | $7,031,739,000 | +3.1% | 6,615,000 | +3.1% | 1.22% | -5.2% | |
| GOOG | Buy | ALPHABET INC CL Cequities | $6,936,284,000 | +17.0% | 7,232 | +10.9% | 1.20% | +7.6% |
| EMR | Buy | EMERSON ELECTRIC COequities | $6,709,113,000 | +12.8% | 106,765 | +7.0% | 1.16% | +3.7% |
| GLW | Sell | CORNING INCequities | $6,378,585,000 | -8.6% | 213,188 | -8.2% | 1.11% | -16.0% |
| Sell | RTI INTL METALS INCconvertible/ | $6,354,128,000 | +2.0% | 5,785,000 | -0.9% | 1.10% | -6.3% | |
| Sell | BIOMARIN PHARMA INCconvertible/ | $6,312,332,000 | +0.3% | 5,210,000 | -1.4% | 1.10% | -7.8% | |
| Buy | VALERO ENERGY CORPconvertible/ | $6,149,132,000 | -0.6% | 5,660,000 | +0.3% | 1.07% | -8.6% | |
| JNJ | Buy | JOHNSON & JOHNSONequities | $5,987,879,000 | -1.3% | 46,057 | +0.4% | 1.04% | -9.2% |
| IONS | Sell | IONIS PHARMACEUTICALS INCequities | $5,986,605,000 | -1.8% | 118,079 | -1.5% | 1.04% | -9.7% |
| Buy | NUANCE COMM INCconvertible/ | $5,886,360,000 | +12.2% | 5,910,000 | +17.1% | 1.02% | +3.1% | |
| Buy | MERITAGE HOMES CORPconvertible/ | $5,304,420,000 | +56.5% | 4,653,000 | +56.1% | 0.92% | +43.9% | |
| RSG | Buy | REPUBLIC SERVICES INCequities | $5,160,227,000 | +5.4% | 78,114 | +1.7% | 0.90% | -3.1% |
| Buy | TOLL BROTHERS INCconvertible/ | $5,078,515,000 | +9.3% | 4,600,000 | +10.0% | 0.88% | +0.6% | |
| New | BIOMARIN PHARMA INCconvertible/ | $5,029,596,000 | – | 4,950,000 | +100.0% | 0.87% | – | |
| MGP | Buy | MGM GROWTH PPTYS LLCpfds, reits, | $5,030,569,000 | +341.1% | 166,520 | +326.2% | 0.87% | +306.0% |
| Sell | MERITAGE HOMES CORPconvertible/ | $4,954,650,000 | -1.8% | 4,930,000 | -1.2% | 0.86% | -9.8% | |
| Sell | LIVE NATION ENTERTAINMENT INCconvertible/ | $4,941,094,000 | +15.3% | 3,730,000 | -0.3% | 0.86% | +6.1% | |
| HD | Sell | HOME DEPOT INCequities | $4,884,132,000 | +6.6% | 29,861 | -0.0% | 0.85% | -2.0% |
| CGNX | Sell | COGNEX CORPequities | $4,759,634,000 | +25.8% | 43,160 | -3.1% | 0.83% | +15.7% |
| PNC | Buy | PNC FINL SVCS GRP INCequities | $4,589,862,000 | +26.7% | 34,057 | +17.4% | 0.80% | +16.5% |
| New | BB&T CORPequities | $4,424,330,000 | – | 94,255 | +100.0% | 0.77% | – | |
| STI | New | SUNTRUST BANKS INCequities | $4,395,546,000 | – | 73,541 | +100.0% | 0.76% | – |
| PFE | Buy | PFIZER INCequities | $4,345,484,000 | +19.7% | 121,722 | +12.6% | 0.75% | +10.1% |
| Buy | L BRANDS INCconvertible/ | $4,323,000,000 | +20.2% | 3,930,000 | +20.9% | 0.75% | +10.6% | |
| ADBE | Sell | ADOBE SYSTEMS INCequities | $4,227,820,000 | +4.3% | 28,340 | -1.1% | 0.73% | -4.1% |
| New | ABB LTDequities | $4,211,609,000 | – | 170,166 | +100.0% | 0.73% | – | |
| CSCO | Buy | CISCO SYSTEMS INCequities | $4,165,992,000 | +22.3% | 123,877 | +13.9% | 0.72% | +12.4% |
| XOM | Buy | EXXON MOBIL CORPequities | $4,140,663,000 | +15.1% | 50,508 | +13.4% | 0.72% | +5.9% |
| CINF | Buy | CINCINNATI FINANCIAL CORPequities | $4,044,121,000 | +17.9% | 52,816 | +11.6% | 0.70% | +8.3% |
| RTN | Buy | RAYTHEON COequities | $3,870,244,000 | +25.6% | 20,743 | +8.7% | 0.67% | +15.5% |
| SPPI | Buy | SPECTRUM PHARMA INCequities | $3,778,667,000 | +112.0% | 268,562 | +12.3% | 0.66% | +95.2% |
| Sell | REPUBLIC SERVICES INCconvertible/ | $3,738,662,000 | -1.4% | 3,510,000 | -0.7% | 0.65% | -9.4% | |
| Buy | MACQUARIE INFRASTRUCTURE COconvertible/ | $3,597,031,000 | +15.5% | 3,710,000 | +19.3% | 0.62% | +6.3% | |
| PEP | Sell | PEPSICO INCequities | $3,553,057,000 | -4.7% | 31,886 | -1.2% | 0.62% | -12.4% |
| USB | Buy | US BANCORPequities | $3,337,210,000 | +13.3% | 62,273 | +9.7% | 0.58% | +4.1% |
| INTC | Buy | INTEL CORPequities | $3,308,707,000 | +15.4% | 86,888 | +2.3% | 0.57% | +6.1% |
| PG | Buy | PROCTOR & GAMBLE COequities | $3,286,673,000 | +9.4% | 36,125 | +4.8% | 0.57% | +0.7% |
| VZ | Buy | VERIZON COMM INCequities | $3,263,958,000 | +15.1% | 65,952 | +3.9% | 0.57% | +6.0% |
| ORCL | Buy | ORACLE CORPequities | $3,148,909,000 | +135.8% | 65,127 | +144.5% | 0.55% | +117.1% |
| COST | Buy | COSTCO WHOLESALE CORPequities | $3,137,189,000 | +4.4% | 19,095 | +1.6% | 0.54% | -3.9% |
| Sell | BROADSOFT INCconvertible/ | $3,010,283,000 | +6.1% | 2,410,000 | -0.6% | 0.52% | -2.4% | |
| MRK | Buy | MERCK & CO INCequities | $3,005,166,000 | +6.4% | 46,934 | +6.5% | 0.52% | -2.1% |
| LEG | Buy | LEGGETT & PLATTequities | $2,943,461,000 | -0.2% | 61,669 | +9.8% | 0.51% | -8.3% |
| New | BB&T CORP PFDpfds, reits, | $2,937,763,000 | – | 110,235 | +100.0% | 0.51% | – | |
| VNTV | Buy | VANTIV INCequities | $2,850,793,000 | +45.2% | 40,454 | +30.5% | 0.50% | +33.4% |
| AJG | Sell | ARTHUR J GALLAGHER & COequities | $2,847,180,000 | +6.4% | 46,258 | -1.0% | 0.49% | -2.2% |
| SLB | Buy | SCHLUMBERGER LTDequities | $2,792,536,000 | +7.5% | 40,031 | +1.4% | 0.48% | -1.2% |
| LYB | Buy | LYONDELLBASELL INDUS NVequities | $2,664,247,000 | +23.1% | 26,898 | +4.9% | 0.46% | +13.2% |
| MGM | Buy | MGM RESORTS INTLequities | $2,610,459,000 | +13.0% | 80,100 | +8.5% | 0.45% | +3.9% |
| Sell | ECHO GLOBAL LOGISTICS INCconvertible/ | $2,553,955,000 | -0.4% | 2,664,000 | -1.1% | 0.44% | -8.5% | |
| HUN | Sell | HUNTSMAN CORPequities | $2,542,218,000 | +5.3% | 92,714 | -0.7% | 0.44% | -3.3% |
| MMM | Sell | 3M COequities | $2,528,417,000 | +0.1% | 12,046 | -0.7% | 0.44% | -8.0% |
| BGEPF | Sell | BUNGE LTDpfds, reits, | $2,497,384,000 | -1.6% | 24,010 | -1.3% | 0.43% | -9.4% |
| SIR | Buy | SELECT INCOME REITpfds, reits, | $2,443,877,000 | +5.4% | 104,350 | +8.1% | 0.42% | -3.2% |
| CSX | Sell | CSX CORPequities | $2,415,568,000 | -2.2% | 44,518 | -1.7% | 0.42% | -10.3% |
| VLO | Sell | VALERO ENERGY CORPequities | $2,409,525,000 | +13.7% | 31,321 | -0.3% | 0.42% | +4.5% |
| KMB | Buy | KIMBERLY-CLARK CORPequities | $2,341,244,000 | +7.9% | 19,895 | +18.4% | 0.41% | -1.0% |
| Buy | FLEXTRONICS INTL LTDconvertible/ | $2,261,813,000 | +0.4% | 2,089,000 | +1.2% | 0.39% | -7.5% | |
| GOOGL | Sell | ALPHABET INC CL Aequities | $2,243,451,000 | +4.0% | 2,304 | -0.7% | 0.39% | -4.2% |
| Sell | CHART INDUSTRIES INCconvertible/ | $2,204,643,000 | -1.3% | 2,215,000 | -1.6% | 0.38% | -9.2% | |
| LMT | Buy | LOCKHEED MARTIN CORPequities | $2,043,260,000 | +25.0% | 6,585 | +11.8% | 0.36% | +14.9% |
| Buy | HYATT HOTELS CORPconvertible/ | $2,006,652,000 | +3.7% | 1,835,000 | +3.7% | 0.35% | -4.7% | |
| Sell | MACQUARIE INFRASTRUCTURE COconvertible/ | $1,975,688,000 | -5.2% | 1,865,000 | -0.8% | 0.34% | -12.7% | |
| HP | Sell | HELMERICH & PAYNE INCequities | $1,858,503,000 | -6.8% | 35,665 | -2.8% | 0.32% | -14.3% |
| MERITOR INCconvertible/ | $1,677,257,000 | +12.1% | 1,435,000 | 0.0% | 0.29% | +3.2% | ||
| COP | Sell | CONOCOPHILLIPSequities | $1,674,482,000 | +10.2% | 33,456 | -3.2% | 0.29% | +1.4% |
| PSX | Sell | PHILLIPS 66equities | $1,643,850,000 | +8.4% | 17,944 | -2.2% | 0.28% | -0.3% |
| Sell | CARDINAL HEALTH INCconvertible/ | $1,563,300,000 | -2.5% | 1,525,000 | -2.9% | 0.27% | -10.6% | |
| Buy | CORNING INCconvertible/ | $1,554,304,000 | +0.3% | 1,540,000 | +0.7% | 0.27% | -7.8% | |
| HPT | Buy | HOSPITALITY PROP TRpfds, reits, | $1,533,075,000 | +21.0% | 53,811 | +23.8% | 0.27% | +11.3% |
| Sell | AMAG PHARMACEUTICALS INCconvertible/ | $1,508,961,000 | +0.9% | 1,425,000 | -0.3% | 0.26% | -7.1% | |
| TXRH | Sell | TEXAS ROADHOUSE INCequities | $1,426,289,000 | -3.9% | 29,025 | -0.3% | 0.25% | -11.4% |
| PNCPRP | Sell | PNC FINL SVCS PFDpfds, reits, | $1,427,633,000 | -3.3% | 49,726 | -0.3% | 0.25% | -11.1% |
| XRX | Sell | XEROX CORPequities | $1,425,478,000 | +12.6% | 42,820 | -2.8% | 0.25% | +3.3% |
| JPMPRG | Buy | JPMORGAN CHASEpfds, reits, | $1,412,030,000 | +910.6% | 52,375 | +917.0% | 0.24% | +842.3% |
| RPM | Sell | RPM INTL INCequities | $1,403,122,000 | -6.9% | 27,330 | -1.1% | 0.24% | -14.4% |
| GSPRN | New | GOLDMAN SACHS PFDpfds, reits, | $1,325,335,000 | – | 48,194 | +100.0% | 0.23% | – |
| WFCPRR | Sell | WELLS FARGO & CO PFDpfds, reits, | $1,304,593,000 | -6.6% | 45,126 | -2.3% | 0.23% | -14.0% |
| WFC | Sell | WELLS FARGO & COequities | $1,297,183,000 | -80.2% | 23,521 | -80.1% | 0.22% | -81.8% |
| Sell | QUALCOMM INCconvertible/ | $1,294,355,000 | -2.4% | 1,260,000 | -2.7% | 0.22% | -10.0% | |
| T | Buy | AT&T INCequities | $1,257,558,000 | +10.7% | 32,105 | +6.6% | 0.22% | +1.4% |
| DOV | Sell | DOVER CORPequities | $1,234,588,000 | +12.8% | 13,509 | -1.0% | 0.21% | +3.4% |
| New | BERKSHIRE HATHAWAY INC Bequities | $1,234,660,000 | – | 6,735 | +100.0% | 0.21% | – | |
| AAV | Sell | ADVANTAGE OIL & GAS LTDequities | $1,194,102,000 | -9.7% | 189,540 | -3.2% | 0.21% | -17.2% |
| Buy | ORACLE CORPconvertible/ | $1,167,176,000 | +43.6% | 1,100,000 | +42.9% | 0.20% | +32.7% | |
| Buy | MERITAGE HOMES CORPconvertible/ | $1,154,250,000 | +4204.8% | 1,080,000 | +4220.0% | 0.20% | +3900.0% | |
| Sell | ADVANCED AUTO PARTS INCconvertible/ | $1,131,389,000 | -2.4% | 1,050,000 | -1.9% | 0.20% | -10.5% | |
| CVS | Sell | CVS HEALTH CORPequities | $1,125,306,000 | -7.2% | 13,838 | -8.2% | 0.20% | -14.8% |
| GNL | Buy | GLOBAL NET LEASE INCpfds, reits, | $1,115,952,000 | +14.9% | 50,980 | +16.8% | 0.19% | +6.0% |
| LUV | Buy | SOUTHWEST AIRLINES COequities | $1,105,717,000 | +1.2% | 19,752 | +12.4% | 0.19% | -6.8% |
| CAH | Sell | CARDINAL HEALTH INCequities | $1,052,919,000 | -14.8% | 15,734 | -0.8% | 0.18% | -21.5% |
| BX | Buy | BLACKSTONE GRP LPpfds, reits, | $1,048,439,000 | +8.6% | 31,419 | +8.6% | 0.18% | 0.0% |
| MOS | Sell | MOSAIC COequities | $1,037,205,000 | -55.7% | 48,041 | -53.1% | 0.18% | -59.3% |
| New | BOEING COequities | $1,012,590,000 | – | 3,983 | +100.0% | 0.18% | – | |
| GOV | Buy | GOVERNMENT PPTY INCM TRpfds, reits, | $1,007,104,000 | +11.4% | 53,655 | +8.7% | 0.18% | +2.3% |
| CVX | Buy | CHEVRON CORPequities | $1,002,826,000 | +13.2% | 8,535 | +0.5% | 0.17% | +4.2% |
| PM | Buy | PHILIP MORRIS INTL INCequities | $938,035,000 | +12.1% | 8,450 | +18.6% | 0.16% | +3.2% |
| SCHWPRD | Buy | CHARLES SCHWAB PFDpfds, reits, | $917,603,000 | +53.4% | 33,810 | +54.1% | 0.16% | +40.7% |
| GE | Sell | GENERAL ELECTRIC COequities | $913,488,000 | -10.7% | 37,779 | -0.3% | 0.16% | -17.6% |
| WM | WASTE MANAGEMENT INCequities | $900,731,000 | +6.7% | 11,508 | 0.0% | 0.16% | -1.9% | |
| Sell | 3M COconvertible/ | $888,798,000 | -4.9% | 695,000 | -4.1% | 0.15% | -12.5% | |
| EQC | Sell | EQUITY COMMONWEALTHpfds, reits, | $857,561,000 | -6.5% | 28,209 | -2.8% | 0.15% | -13.9% |
| SBUX | Buy | STARBUCKS CORPequities | $811,773,000 | +296.2% | 15,114 | +330.1% | 0.14% | +261.5% |
| KLA TENCOR COconvertible/ | $802,230,000 | -0.6% | 785,000 | 0.0% | 0.14% | -8.6% | ||
| PFL | PIMCO INC STRAT FDequities | $790,418,000 | +2.6% | 65,216 | 0.0% | 0.14% | -5.5% | |
| HR | Buy | HEALTHCARE REALTY TRUST INCpfds, reits, | $776,322,000 | -2.0% | 24,005 | +3.4% | 0.14% | -10.0% |
| JUNIPER NETWORKS INCconvertible/ | $742,331,000 | -0.1% | 725,000 | 0.0% | 0.13% | -7.9% | ||
| PFN | Sell | PIMCO INC STRAT FD IIequities | $741,510,000 | +1.2% | 69,300 | -1.3% | 0.13% | -6.5% |
| LOWES CO INCconvertible/ | $743,430,000 | -2.2% | 575,000 | 0.0% | 0.13% | -10.4% | ||
| Buy | MERITAGE HOMES CORPconvertible/ | $737,000,000 | +292.8% | 670,000 | +294.1% | 0.13% | +265.7% | |
| MO | Buy | ALTRIA GROUP INCequities | $733,960,000 | -12.6% | 11,573 | +2.7% | 0.13% | -20.1% |
| JPM | Buy | JPMORGAN CHASE & COequities | $707,113,000 | +8.4% | 7,404 | +3.7% | 0.12% | 0.0% |
| AGNC | AMERICAN CAPITAL AGENCY CORPequities | $675,462,000 | +1.8% | 31,156 | 0.0% | 0.12% | -6.4% | |
| New | ALLIANZGI CONV & INC FDequities | $649,650,000 | – | 91,500 | +100.0% | 0.11% | – | |
| MNRO | Buy | MONRO MUFFLER BRAKE INCequities | $648,218,000 | +40.3% | 11,565 | +4.5% | 0.11% | +29.9% |
| NYCBPRU | Sell | NEW YORK CMTY BANCORP PFDpfds, reits, | $642,998,000 | -3.6% | 12,645 | -2.3% | 0.11% | -11.1% |
| WFCPRQ | Sell | WELLS FARGO & CO PFDpfds, reits, | $642,417,000 | -2.0% | 23,549 | -0.6% | 0.11% | -9.7% |
| BMY | BRISTOL-MYERS SQUIBB COequities | $631,345,000 | +14.4% | 9,905 | 0.0% | 0.11% | +5.8% | |
| MPW | Buy | MEDICAL PROP TRUST INCpfds, reits, | $629,584,000 | +4.2% | 47,950 | +2.1% | 0.11% | -4.4% |
| Sell | TARGET CORPequities | $627,335,000 | +8.4% | 10,631 | -3.9% | 0.11% | 0.0% | |
| NKE | Buy | NIKE INCequities | $619,348,000 | -8.4% | 11,945 | +4.3% | 0.11% | -15.6% |
| NCZ | NICHOLAS APPLEGATE CONVequities | $612,500,000 | +0.5% | 98,000 | 0.0% | 0.11% | -7.8% | |
| TWO | TWO HARBORS INVESTpfds, reits, | $597,069,000 | +1.7% | 59,233 | 0.0% | 0.10% | -6.3% | |
| PAYX | Buy | PAYCHEX INCequities | $600,263,000 | +99.4% | 10,011 | +89.4% | 0.10% | +82.5% |
| MDT | Buy | MEDTRONIC INCequities | $588,175,000 | +67.8% | 7,563 | +91.5% | 0.10% | +54.5% |
| ANDV | New | ANDEAVORequities | $532,137,000 | – | 5,159 | +100.0% | 0.09% | – |
| CMS | CMS ENERGY CORPequities | $502,085,000 | +0.2% | 10,839 | 0.0% | 0.09% | -8.4% | |
| EAD | EVERGREEN INC ADVANTAGEequities | $503,764,000 | +2.2% | 57,573 | 0.0% | 0.09% | -6.5% | |
| CIM | CHIMERA INVESTMENTequities | $499,488,000 | +1.6% | 26,400 | 0.0% | 0.09% | -6.5% | |
| New | ARMOUR RES REITpfds, reits, | $489,526,000 | – | 18,198 | +100.0% | 0.08% | – | |
| STWD | STARWOOD PPTY TRUST REITpfds, reits, | $488,700,000 | -3.0% | 22,500 | 0.0% | 0.08% | -10.5% | |
| Buy | MCDONALDS CORPconvertible/ | $468,302,000 | +4.4% | 460,000 | +4.5% | 0.08% | -4.7% | |
| New | AMAZON.COM INCequities | $452,796,000 | – | 471 | +100.0% | 0.08% | – | |
| CNDT | Sell | CONDUENT INCequities | $452,174,000 | -7.7% | 28,856 | -6.1% | 0.08% | -14.1% |
| KO | Sell | COCA-COLA COequities | $439,271,000 | -4.3% | 9,759 | -4.7% | 0.08% | -12.6% |
| CYS | CYS INV REITpfds, reits, | $432,000,000 | +2.7% | 50,000 | 0.0% | 0.08% | -5.1% | |
| SON | Buy | SONOCO PRODUCTS COequities | $429,863,000 | -1.9% | 8,521 | +0.0% | 0.08% | -9.6% |
| LOCKHEED MARTIN CORPconvertible/ | $426,100,000 | +0.1% | 420,000 | 0.0% | 0.07% | -7.5% | ||
| HIX | WESTERN ASSET HI INC FD II INCequities | $428,764,000 | +0.3% | 59,468 | 0.0% | 0.07% | -8.6% | |
| CELG | Buy | CELGENE CORPequities | $419,087,000 | +37.4% | 2,874 | +22.3% | 0.07% | +25.9% |
| MMP | Buy | MAGELLAN MIDSTREAM PTNRSpfds, reits, | $412,432,000 | +1.5% | 5,804 | +1.8% | 0.07% | -6.5% |
| IVR | INVESCO MORTGAGE CAPITAL INCpfds, reits, | $395,960,000 | +2.5% | 23,115 | 0.0% | 0.07% | -5.5% | |
| IPGP | Buy | IPG PHOTONICS CORPequities | $380,853,000 | +30.7% | 2,058 | +2.5% | 0.07% | +20.0% |
| EPD | Sell | ENTERPRISE PTNRSpfds, reits, | $351,736,000 | -9.1% | 13,492 | -5.6% | 0.06% | -16.4% |
| Buy | MGM RESORTS INTLconvertible/ | $345,600,000 | +3.0% | 320,000 | +4.9% | 0.06% | -4.8% | |
| MTCH | Buy | MATCH GROUP INCequities | $338,574,000 | +874.0% | 14,600 | +630.0% | 0.06% | +742.9% |
| ENDTF | Sell | CANOE EIT INCequities | $325,500,000 | -14.6% | 35,000 | -15.6% | 0.06% | -20.8% |
| CY | CYPRESS SEMICONDUCTORequities | $322,930,000 | +10.0% | 21,500 | 0.0% | 0.06% | +1.8% | |
| KHC | Buy | KRAFT HEINZ COequities | $315,551,000 | -6.6% | 4,069 | +3.2% | 0.06% | -14.1% |
| MPC | MARATHON PETRO CORPequities | $298,716,000 | +7.2% | 5,327 | 0.0% | 0.05% | -1.9% | |
| CVRR | CVR REFININGequities | $299,450,000 | +3.7% | 30,401 | 0.0% | 0.05% | -5.5% | |
| HON | Buy | HONEYWELL INTL INCequities | $299,497,000 | +7.6% | 2,113 | +1.2% | 0.05% | -1.9% |
| BROCADE COMMUNICATIONS SYSTEMS INCconvertible/ | $300,564,000 | -1.3% | 300,000 | 0.0% | 0.05% | -8.8% | ||
| HYI | WESTERN ASSET HY DEF OPP FDequities | $295,450,000 | +1.8% | 19,000 | 0.0% | 0.05% | -7.3% | |
| Buy | WHIRLPOOL CORPconvertible/ | $291,496,000 | +5.2% | 290,000 | +5.5% | 0.05% | -1.9% | |
| WASTE MANAGEMENT INCconvertible/ | $270,944,000 | +1.7% | 205,000 | 0.0% | 0.05% | -6.0% | ||
| O | Buy | REALTY INCOME CORPpfds, reits, | $265,934,000 | +5.9% | 4,650 | +2.2% | 0.05% | -2.1% |
| FB | Buy | FACEBOOK INCequities | $258,697,000 | +16.2% | 1,514 | +2.7% | 0.04% | +7.1% |
| NFJ | ALLIANZGI NFJ DIV INT & PREM STRAT FDequities | $261,300,000 | +2.4% | 19,500 | 0.0% | 0.04% | -6.2% | |
| DHY | CREDIT SUISSE HY BD FDequities | $259,200,000 | +1.8% | 90,000 | 0.0% | 0.04% | -6.2% | |
| NRZ | NEW RESIDENTIAL INV CORPpfds, reits, | $250,950,000 | +7.5% | 15,000 | 0.0% | 0.04% | 0.0% | |
| OHI | Buy | OMEGA HLTHCARE INVS INCpfds, reits, | $253,685,000 | +14.7% | 7,950 | +18.7% | 0.04% | +4.8% |
| WBA | Sell | WALGREENS BOOTS ALLIANCE INCequities | $247,645,000 | -5.1% | 3,207 | -3.8% | 0.04% | -12.2% |
| GS | Sell | GOLDMAN SACHS GROUP INCequities | $242,408,000 | +5.5% | 1,022 | -1.3% | 0.04% | -2.3% |
| KMI | Buy | KINDER MORGAN INCpfds, reits, | $244,641,000 | +1.5% | 12,755 | +1.4% | 0.04% | -8.7% |
| WMT | Buy | WAL-MART STORES INCequities | $228,753,000 | +7.0% | 2,927 | +3.6% | 0.04% | 0.0% |
| JCI | Sell | JOHNSON CONTROLS INCequities | $220,870,000 | -13.3% | 5,482 | -6.6% | 0.04% | -20.8% |
| WST | WEST PHARMA SVCS INCequities | $219,473,000 | +1.8% | 2,280 | 0.0% | 0.04% | -7.3% | |
| MDLZ | Buy | MONDELEZ INTL INCequities | $212,652,000 | +14.8% | 5,230 | +22.0% | 0.04% | +5.7% |
| PLD | PROLOGIS INCpfds, reits, | $215,764,000 | +8.2% | 3,400 | 0.0% | 0.04% | -2.6% | |
| GVA | Sell | GRANITE CONSTRUCTIONequities | $211,518,000 | -14.9% | 3,650 | -29.1% | 0.04% | -21.3% |
| Buy | NORTHROP GRUMMANconvertible/ | $212,461,000 | +1.8% | 205,000 | +2.5% | 0.04% | -5.1% | |
| VGM | INVESCO TRUST FOR INV GRADE MUNISequities | $198,695,000 | -0.1% | 14,828 | 0.0% | 0.03% | -10.5% | |
| SPY | Sell | SPDR S&P 500 ETFequities | $192,442,000 | +0.6% | 766 | -3.2% | 0.03% | -8.3% |
| New | ANNALY CAPITAL MGMTpfds, reits, | $192,285,000 | – | 15,774 | +100.0% | 0.03% | – | |
| Buy | VERIZON COMMUNICATIONS INCconvertible/ | $190,720,000 | +32.3% | 170,000 | +30.8% | 0.03% | +22.2% | |
| DIS | Sell | WALT DISNEY COequities | $183,734,000 | -11.6% | 1,864 | -4.7% | 0.03% | -17.9% |
| New | ADVANCED MICRO DEVICES INCequities | $184,875,000 | – | 14,500 | +100.0% | 0.03% | – | |
| METROPOLITAN STATEconvertible/ | $165,228,000 | +0.4% | 155,000 | 0.0% | 0.03% | -6.5% | ||
| BTI | New | BRIT AMER TOBACCOequities | $166,742,000 | – | 2,670 | +100.0% | 0.03% | – |
| RPM INTL INCconvertible/ | $167,166,000 | -2.2% | 145,000 | 0.0% | 0.03% | -9.4% | ||
| ABBV | Buy | ABBVIE INCequities | $165,990,000 | +41.3% | 1,868 | +15.3% | 0.03% | +31.8% |
| New | WELLS FARGO BK Nconvertible/ | $167,063,000 | – | 150,000 | +100.0% | 0.03% | – | |
| DOVER CORPconvertible/ | $169,358,000 | +2.0% | 135,000 | 0.0% | 0.03% | -6.5% | ||
| REPUBLIC SERVICES INCconvertible/ | $159,851,000 | -0.6% | 150,000 | 0.0% | 0.03% | -6.7% | ||
| New | ABBOTT LABSequities | $161,887,000 | – | 3,034 | +100.0% | 0.03% | – | |
| NVDA | Buy | NVIDIAequities | $159,999,000 | +31.0% | 895 | +5.9% | 0.03% | +21.7% |
| PML | PIMCO MUNI INC FD IIequities | $152,932,000 | +0.2% | 11,621 | 0.0% | 0.03% | -6.9% | |
| INVESCO ADV MUNI INC TRUST IIequities | $156,571,000 | -0.3% | 13,603 | 0.0% | 0.03% | -10.0% | ||
| MON | MONSANTO COequities | $154,208,000 | +1.2% | 1,287 | 0.0% | 0.03% | -6.9% | |
| NAD | NUVEEN DIV ADV MUNI FDequities | $154,103,000 | +1.1% | 10,860 | 0.0% | 0.03% | -6.9% | |
| WU | WESTERN UNION COMPANYequities | $157,363,000 | +0.8% | 8,196 | 0.0% | 0.03% | -6.9% | |
| NEE | NEXTERA ENERGY INCequities | $149,481,000 | +4.6% | 1,020 | 0.0% | 0.03% | -3.7% | |
| New | ALEXANDRIA CV PFD 1.75pfds, reits, | $149,364,000 | – | 4,178 | +100.0% | 0.03% | – | |
| HCP | Buy | HCP INCpfds, reits, | $145,412,000 | -9.5% | 5,225 | +4.0% | 0.02% | -16.7% |
| BLACKROCK MUNIYIELD INSDequities | $143,300,000 | +0.3% | 10,000 | 0.0% | 0.02% | -7.4% | ||
| LLY | ELI LILLY & COequities | $145,810,000 | +3.9% | 1,705 | 0.0% | 0.02% | -3.8% | |
| WPM | Sell | WHEATON PRECIOUS METALS CORPequities | $141,400,000 | -28.2% | 7,407 | -25.2% | 0.02% | -32.4% |
| FDX | FEDEX CORPequities | $146,853,000 | +3.8% | 651 | 0.0% | 0.02% | -7.4% | |
| ZTS | Buy | ZOETIS INCequities | $143,651,000 | +5.9% | 2,253 | +3.6% | 0.02% | -3.8% |
| EXEL | Buy | EXELIXIS INCequities | $145,380,000 | +7.3% | 6,000 | +9.1% | 0.02% | -3.8% |
| New | BECTON DICKINSON & COequities | $135,597,000 | – | 692 | +100.0% | 0.02% | – | |
| PMT | PENNYMAC MORT INV TRUSTpfds, reits, | $139,120,000 | -4.9% | 8,000 | 0.0% | 0.02% | -14.3% | |
| CLNE | Buy | CLEAN ENERGY FUELS CORPequities | $133,583,000 | +3.4% | 53,864 | +5.9% | 0.02% | -4.2% |
| New | BP PLC ADRequities | $131,200,000 | – | 3,414 | +100.0% | 0.02% | – | |
| L BRANDS INCconvertible/ | $133,438,000 | -0.2% | 125,000 | 0.0% | 0.02% | -8.0% | ||
| SUME | Buy | SUMMER ENERGY HLDG INCequities | $133,100,000 | +74.4% | 60,500 | +11.0% | 0.02% | +64.3% |
| MYD | BLACKROCK MUNIYIELD CFequities | $133,612,000 | +0.5% | 8,872 | 0.0% | 0.02% | -8.0% | |
| EXAS | EXACT SCIENCES CORPequities | $131,936,000 | +33.2% | 2,800 | 0.0% | 0.02% | +21.1% | |
| ANDX | New | ANDEAVOR LOGISTICS L LPpfds, reits, | $125,150,000 | – | 2,500 | +100.0% | 0.02% | – |
| PMO | PUTNAM MUNICIPAL OPPTUNequities | $126,300,000 | +1.0% | 10,000 | 0.0% | 0.02% | -8.3% | |
| New | JPMORGAN CHASE & VARconvertible/ | $124,200,000 | – | 120,000 | +100.0% | 0.02% | – | |
| New | NJ ST TRANS TRconvertible/ | $127,450,000 | – | 100,000 | +100.0% | 0.02% | – | |
| HYD | MKT VECTOR HY MUNI INDX ETFequities | $125,240,000 | +1.3% | 4,000 | 0.0% | 0.02% | -4.3% | |
| HUM | HUMANA INCequities | $127,175,000 | +1.3% | 522 | 0.0% | 0.02% | -8.3% | |
| ARAPAHOE CNTY SD #6convertible/ | $122,052,000 | -0.2% | 100,000 | 0.0% | 0.02% | -8.7% | ||
| New | AMERICAN INTL GROUP INCequities | $122,780,000 | – | 2,000 | +100.0% | 0.02% | – | |
| VTI | Buy | VANGUARD TOTAL STOCK MKTequities | $123,515,000 | +27.7% | 954 | +22.8% | 0.02% | +16.7% |
| STZ | CONSTELLATION BRANDS INCequities | $119,670,000 | +3.0% | 600 | 0.0% | 0.02% | -4.5% | |
| HOSPITALITY PROP TRUSTconvertible/ | $112,500,000 | -0.1% | 105,000 | 0.0% | 0.02% | -4.8% | ||
| MA | MASTERCARD INCequities | $117,196,000 | +16.3% | 830 | 0.0% | 0.02% | +5.3% | |
| RAYTHEON COconvertible/ | $107,584,000 | +0.1% | 80,000 | 0.0% | 0.02% | -5.0% | ||
| New | CLARK CTY NVconvertible/ | $108,272,000 | – | 100,000 | +100.0% | 0.02% | – | |
| FT LEWIS CLG BD COconvertible/ | $108,932,000 | +0.9% | 100,000 | 0.0% | 0.02% | -5.0% | ||
| New | ORLANDO FL SPLconvertible/ | $109,562,000 | – | 100,000 | +100.0% | 0.02% | – | |
| MCD | Sell | MCDONALD'S CORPequities | $111,768,000 | -8.9% | 713 | -11.0% | 0.02% | -17.4% |
| DENVER CO C&C SD #1convertible/ | $107,333,000 | -2.5% | 100,000 | 0.0% | 0.02% | -9.5% | ||
| ADAMS & WELD CO SD#27convertible/ | $109,627,000 | +1.0% | 100,000 | 0.0% | 0.02% | -5.0% | ||
| WILLOW TRACE MET COconvertible/ | $111,727,000 | -0.4% | 100,000 | 0.0% | 0.02% | -9.5% | ||
| SCHW | CHARLES SCHWAB CORPequities | $107,163,000 | +1.8% | 2,450 | 0.0% | 0.02% | -5.0% | |
| CACI | CACI INTL INCequities | $111,480,000 | +11.4% | 800 | 0.0% | 0.02% | 0.0% | |
| TOLL BROTHERS INCconvertible/ | $109,500,000 | +1.4% | 100,000 | 0.0% | 0.02% | -5.0% | ||
| TXN | Sell | TEXAS INSTRUMENTS INCequities | $101,472,000 | +5.5% | 1,132 | -9.4% | 0.02% | 0.0% |
| AB | Buy | ALLIANCEBERNSTEIN HOLDING LPpfds, reits, | $104,733,000 | +26.2% | 4,310 | +22.8% | 0.02% | +12.5% |
| WAUKEE IAconvertible/ | $104,279,000 | +0.2% | 100,000 | 0.0% | 0.02% | -10.0% | ||
| DENVER CO C&C Sconvertible/ | $103,536,000 | +1.0% | 100,000 | 0.0% | 0.02% | -5.3% | ||
| Q | QWEST COMMUNSequities | $104,577,000 | +6.2% | 1,100 | 0.0% | 0.02% | -5.3% | |
| New | JPMORGAN CHASE & COconvertible/ | $101,243,000 | – | 100,000 | +100.0% | 0.02% | – | |
| Sell | KIMBERLY-CLARK CORPconvertible/ | $100,214,000 | -15.9% | 82,000 | -15.5% | 0.02% | -26.1% | |
| FXF | Sell | CURRENCYSHARES SWISS FRANC ETFequities | $97,710,000 | -24.1% | 1,000 | -23.1% | 0.02% | -29.2% |
| UTX | Buy | UNITED TECH CORPequities | $99,672,000 | +6.3% | 859 | +11.8% | 0.02% | -5.6% |
| Buy | WELLS FARGO & COconvertible/ | $100,772,000 | +296.2% | 100,000 | +300.0% | 0.02% | +240.0% | |
| CVS HEALTH CORPconvertible/ | $89,432,000 | -0.4% | 85,000 | 0.0% | 0.02% | -5.9% | ||
| STONEGATE VLG Mconvertible/ | $91,967,000 | +0.9% | 90,000 | 0.0% | 0.02% | -5.9% | ||
| EXD | EATON VANCE TAX ADV BD & OP STRAT FDequities | $91,679,000 | +0.3% | 8,035 | 0.0% | 0.02% | -5.9% | |
| EIX | Sell | EDISON INTERNATIONALequities | $91,755,000 | -38.7% | 1,189 | -37.9% | 0.02% | -42.9% |
| ETP | Sell | ENERGY TRANSFER PARTNERSpfds, reits, | $94,267,000 | -28.9% | 5,154 | -20.8% | 0.02% | -36.0% |
| GUNNISON ETC CO SDconvertible/ | $89,354,000 | -0.5% | 75,000 | 0.0% | 0.02% | -5.9% | ||
| GIS | GENERAL MILLS INCequities | $84,576,000 | -6.6% | 1,634 | 0.0% | 0.02% | -11.8% | |
| EL | ESTEE LAUDER COS INC Aequities | $86,272,000 | +12.4% | 800 | 0.0% | 0.02% | +7.1% | |
| UGI | UGI CORPequities | $87,863,000 | -3.2% | 1,875 | 0.0% | 0.02% | -11.8% | |
| VV | Sell | VANGUARD LC ETFequities | $84,652,000 | -19.5% | 734 | -22.5% | 0.02% | -25.0% |
| MQY | BLACKROCK MUNIYIELD QUALITYequities | $88,758,000 | +0.5% | 5,756 | 0.0% | 0.02% | -11.8% | |
| FXCH | CURRENCYSHARES CHINESE RENMINBI ETFequities | $86,548,000 | +2.0% | 1,178 | 0.0% | 0.02% | -6.2% | |
| ETN | Buy | EATON CORP PLCequities | $88,001,000 | +2.8% | 1,146 | +4.2% | 0.02% | -6.2% |
| NSC | NORFOLK SOUTHERN CORPequities | $86,337,000 | +8.7% | 653 | 0.0% | 0.02% | 0.0% | |
| STAG | Buy | STAG INDUSTRIAL INCpfds, reits, | $81,037,000 | +50.6% | 2,950 | +51.3% | 0.01% | +40.0% |
| RH | RHequities | $82,978,000 | +9.0% | 1,180 | 0.0% | 0.01% | 0.0% | |
| New | AZ TRANS EXCISE TAXconvertible/ | $82,960,000 | – | 75,000 | +100.0% | 0.01% | – | |
| New | AUTOZONE INCequities | $83,315,000 | – | 140 | +100.0% | 0.01% | – | |
| New | AZ BD REGENTS UNIVconvertible/ | $79,958,000 | – | 75,000 | +100.0% | 0.01% | – | |
| IP | Buy | INTL PAPER COequities | $80,212,000 | +5.5% | 1,412 | +5.1% | 0.01% | 0.0% |
| VGK | New | VANGUARD FTSE EUROPEunit trusts | $82,362,000 | – | 1,412 | +100.0% | 0.01% | – |
| XLF | FINANCIAL SELECT SECTOR SPDR FDequities | $79,623,000 | +4.8% | 3,079 | 0.0% | 0.01% | 0.0% | |
| ET | ENERGY TRNFR EQUITY LPpfds, reits, | $72,996,000 | -3.2% | 4,200 | 0.0% | 0.01% | -7.1% | |
| New | AMERICAN ELECTRIC POWER CO INCequities | $73,401,000 | – | 1,045 | +100.0% | 0.01% | – | |
| New | BLACKROCK INCconvertible/ | $74,691,000 | – | 70,000 | +100.0% | 0.01% | – | |
| SFR | New | STARWOOD WAYPOINT HOTELpfds, reits, | $72,740,000 | – | 2,000 | +100.0% | 0.01% | – |
| CNK | CINEMARK HOLDINGS INCequities | $72,420,000 | -6.8% | 2,000 | 0.0% | 0.01% | -13.3% | |
| PXD | PIONEER NATURAL RES COequities | $73,770,000 | -7.5% | 500 | 0.0% | 0.01% | -13.3% | |
| New | BAXTER INTLequities | $75,300,000 | – | 1,200 | +100.0% | 0.01% | – | |
| TECK | TECK RESOURCES LTDequities | $72,275,000 | +21.7% | 3,427 | 0.0% | 0.01% | +18.2% | |
| FORD HLDG LLCconvertible/ | $68,719,000 | -0.8% | 50,000 | 0.0% | 0.01% | -7.7% | ||
| IVV | ISHARES CORE S&P 500 ETFequities | $70,315,000 | +3.9% | 278 | 0.0% | 0.01% | -7.7% | |
| Buy | SALT VERDE AZ FCconvertible/ | $71,698,000 | +35.2% | 60,000 | +33.3% | 0.01% | +20.0% | |
| New | ARISTA NETWORKS INCequities | $67,312,000 | – | 355 | +100.0% | 0.01% | – | |
| SYK | STRYKER CORPequities | $63,909,000 | +2.3% | 450 | 0.0% | 0.01% | -8.3% | |
| EXR | Buy | EXTRA SPACE STORAGE INCpfds, reits, | $61,445,000 | +3.5% | 769 | +1.1% | 0.01% | 0.0% |
| PH | Buy | PARKER-HANNIFIN CORPequities | $62,307,000 | +30.0% | 356 | +18.7% | 0.01% | +22.2% |
| SAN JOSE CA ARPTconvertible/ | $61,984,000 | -0.8% | 55,000 | 0.0% | 0.01% | -8.3% | ||
| GOLDMAN SACHS GROUPconvertible/ | $62,495,000 | +1.0% | 50,000 | 0.0% | 0.01% | -8.3% | ||
| ARI | Buy | APOLLO COMM REAL ESTATE FINANCE INCpfds, reits, | $61,574,000 | +137.1% | 3,400 | +142.9% | 0.01% | +120.0% |
| GMOLQ | GENERAL MOLY INCequities | $61,053,000 | +1.5% | 162,807 | 0.0% | 0.01% | 0.0% | |
| PAA | Buy | PLAINS ALL AMERN PPLN LPpfds, reits, | $64,290,000 | -5.3% | 3,034 | +17.4% | 0.01% | -15.4% |
| New | ANHEUSER BUSCH INBEV SA/NVequities | $61,320,000 | – | 514 | +100.0% | 0.01% | – | |
| JNPR | JUNIPER NETWORKS INCequities | $60,530,000 | -0.2% | 2,175 | 0.0% | 0.01% | 0.0% | |
| OFC | COR OFFICE PPTYSpfds, reits, | $65,660,000 | -6.3% | 2,000 | 0.0% | 0.01% | -15.4% | |
| New | TEMPE AZconvertible/ | $62,654,000 | – | 55,000 | +100.0% | 0.01% | – | |
| WY | WEYERHAUSER COpfds, reits, | $65,338,000 | +1.6% | 1,920 | 0.0% | 0.01% | -8.3% | |
| CPT | CAMDEN PROPERTY TRUSTequities | $64,015,000 | +6.9% | 700 | 0.0% | 0.01% | 0.0% | |
| CAT | CATERPILLAR INCequities | $62,355,000 | +16.1% | 500 | 0.0% | 0.01% | +10.0% | |
| ARRY | ARRAY BIOPHARMA INCequities | $58,733,000 | +47.0% | 4,775 | 0.0% | 0.01% | +25.0% | |
| BMRN | BIOMARIN PHARMA INCequities | $55,842,000 | +2.5% | 600 | 0.0% | 0.01% | 0.0% | |
| PK | PARK HOTELS & RESORTS INCpfds, reits, | $55,120,000 | +2.2% | 2,000 | 0.0% | 0.01% | 0.0% | |
| BPL | Sell | BUCKEYE PARTNERSpfds, reits, | $57,000,000 | -25.7% | 1,000 | -16.7% | 0.01% | -28.6% |
| GTE CORPconvertible/ | $55,091,000 | -0.0% | 45,000 | 0.0% | 0.01% | 0.0% | ||
| PRU | PRUDENTIAL FINLequities | $59,022,000 | -1.7% | 555 | 0.0% | 0.01% | -9.1% | |
| V | Buy | VISA INCequities | $57,145,000 | +21.9% | 543 | +8.6% | 0.01% | +11.1% |
| DWDP | New | DOWDUPONT INCequities | $56,353,000 | – | 814 | +100.0% | 0.01% | – |
| WOODMOOR CO W/Sconvertible/ | $56,794,000 | +0.1% | 50,000 | 0.0% | 0.01% | -9.1% | ||
| CXO | CONCHO RESOURCES INCequities | $57,957,000 | +8.4% | 440 | 0.0% | 0.01% | 0.0% | |
| CIO | CITY OFFICE REITpfds, reits, | $55,080,000 | +8.4% | 4,000 | 0.0% | 0.01% | 0.0% | |
| SALT VERDE AZ FCconvertible/ | $58,014,000 | -0.2% | 50,000 | 0.0% | 0.01% | -9.1% | ||
| SALT VERDE AZ FCconvertible/ | $60,241,000 | +1.0% | 50,000 | 0.0% | 0.01% | -9.1% | ||
| SALT VERDE AZ FCconvertible/ | $59,815,000 | +0.5% | 50,000 | 0.0% | 0.01% | -9.1% | ||
| LOS ANGELES CAconvertible/ | $56,200,000 | -0.5% | 50,000 | 0.0% | 0.01% | -9.1% | ||
| New | GOLDMAN SACHS GRconvertible/ | $55,975,000 | – | 50,000 | +100.0% | 0.01% | – | |
| PMX | PIMCO MUNICIPAL INCOME Iequities | $56,039,000 | +1.2% | 4,725 | 0.0% | 0.01% | 0.0% | |
| CAMARILLO CA CDC TAconvertible/ | $54,818,000 | -0.9% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| LUMN | CENTURYTEL INCequities | $56,870,000 | -20.9% | 3,009 | 0.0% | 0.01% | -28.6% | |
| JWN | Sell | NORDSTROM INCequities | $56,580,000 | -9.0% | 1,200 | -7.7% | 0.01% | -16.7% |
| ROYAL GOLD CORPconvertible/ | $54,789,000 | +1.4% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| New | HARTFORD FINL Sconvertible/ | $55,243,000 | – | 50,000 | +100.0% | 0.01% | – | |
| NFLX | NETFLIX INCequities | $55,130,000 | +21.4% | 304 | 0.0% | 0.01% | +11.1% | |
| New | AFLAC INCequities | $57,681,000 | – | 709 | +100.0% | 0.01% | – | |
| BCE | Buy | BCE INCequities | $58,818,000 | +30.6% | 1,256 | +25.6% | 0.01% | +11.1% |
| AMLP | Buy | ALERIAN MLP ETFequities | $54,787,000 | +14.7% | 4,883 | +22.2% | 0.01% | +11.1% |
| TSLA | Buy | TESLA MOTORS INCequities | $59,693,000 | +39.9% | 175 | +48.3% | 0.01% | +25.0% |
| New | MICROSOFT CORPconvertible/ | $53,168,000 | – | 50,000 | +100.0% | 0.01% | – | |
| SNY | SANOFIequities | $49,790,000 | +3.9% | 1,000 | 0.0% | 0.01% | 0.0% | |
| DUK | DUKE ENERGY CORPequities | $49,093,000 | +0.4% | 585 | 0.0% | 0.01% | 0.0% | |
| PIMA CN AZ IDA Lconvertible/ | $50,643,000 | -0.7% | 50,000 | 0.0% | 0.01% | -10.0% | ||
| New | COMCAST CORPORAconvertible/ | $51,362,000 | – | 50,000 | +100.0% | 0.01% | – | |
| INDEPENDENT C CAconvertible/ | $50,455,000 | +0.3% | 50,000 | 0.0% | 0.01% | -10.0% | ||
| New | NBCUNIVERSAL MEDconvertible/ | $53,999,000 | – | 50,000 | +100.0% | 0.01% | – | |
| New | GENERAL ELECTRIconvertible/ | $51,232,000 | – | 50,000 | +100.0% | 0.01% | – | |
| COKE | Buy | COCA-COLA BOTTLING COequities | $49,763,000 | -5.6% | 231 | +0.4% | 0.01% | -10.0% |
| Buy | PEPSICO INCconvertible/ | $52,904,000 | +2974.0% | 51,667 | +2999.4% | 0.01% | – | |
| AXDX | ACCELERATE DIAGNOSTICS INCequities | $49,278,000 | -17.9% | 2,195 | 0.0% | 0.01% | -18.2% | |
| CHICAGO IL TRANSconvertible/ | $51,459,000 | -0.8% | 50,000 | 0.0% | 0.01% | -10.0% | ||
| FRFHF | FAIRFAX FINANCIAL HLDGSequities | $51,900,000 | +19.9% | 100 | 0.0% | 0.01% | +12.5% | |
| RSP | GUGGENHEIM ETFequities | $53,980,000 | +3.1% | 565 | 0.0% | 0.01% | -10.0% | |
| FRESNO CA WTR SYconvertible/ | $52,917,000 | +2.7% | 40,000 | 0.0% | 0.01% | -10.0% | ||
| CA ST PUB WRKS BD LSconvertible/ | $53,789,000 | -1.0% | 50,000 | 0.0% | 0.01% | -10.0% | ||
| New | BAY AREA TOLL RV CAconvertible/ | $53,658,000 | – | 50,000 | +100.0% | 0.01% | – | |
| MOGA | Sell | MOOG INC CL Aequities | $50,058,000 | -0.3% | 600 | -14.3% | 0.01% | 0.0% |
| SCIF | Sell | MARKET VECTORS INDIA SC ETFequities | $46,811,000 | -25.3% | 825 | -26.7% | 0.01% | -33.3% |
| CAG | CONAGRA FOODS INCequities | $48,080,000 | -5.6% | 1,425 | 0.0% | 0.01% | -20.0% | |
| UPS | Sell | UNITED PARCEL SERVICE INCequities | $45,034,000 | -41.5% | 375 | -46.1% | 0.01% | -46.7% |
| WRK | WESTROCKequities | $44,249,000 | +0.1% | 780 | 0.0% | 0.01% | 0.0% | |
| LH | LAB CORP OF AMER HLDGequities | $47,857,000 | -2.1% | 317 | 0.0% | 0.01% | -11.1% | |
| GLOP | GASLOG PARTNERS LPpfds, reits, | $46,500,000 | +2.6% | 2,000 | 0.0% | 0.01% | -11.1% | |
| SCG | SCANA CORPequities | $48,490,000 | -27.6% | 1,000 | 0.0% | 0.01% | -38.5% | |
| DEO | Buy | DIAGEO PLCequities | $44,396,000 | +85.2% | 336 | +68.0% | 0.01% | +60.0% |
| WAL | WESTERN ALLIANCE BANCORPequities | $47,772,000 | +7.9% | 900 | 0.0% | 0.01% | 0.0% | |
| New | ANALOG DEVICES INCequities | $46,076,000 | – | 535 | +100.0% | 0.01% | – | |
| GPT | GRAMMERCY PPTY TRUSTpfds, reits, | $45,375,000 | +1.8% | 1,500 | 0.0% | 0.01% | 0.0% | |
| RDSA | Buy | ROYAL DUTCH SHELL PLCequities | $43,254,000 | +143.5% | 714 | +113.8% | 0.01% | +166.7% |
| HOG | HARLEY-DAVIDSON INCequities | $43,389,000 | -10.8% | 900 | 0.0% | 0.01% | -11.1% | |
| VER | VEREIT INCpfds, reits, | $43,315,000 | +1.8% | 5,225 | 0.0% | 0.01% | 0.0% | |
| MIDD | MIDDLEBY CORPequities | $38,451,000 | +5.5% | 300 | 0.0% | 0.01% | 0.0% | |
| SALT VERDE AZ FCconvertible/ | $40,106,000 | -0.3% | 35,000 | 0.0% | 0.01% | -12.5% | ||
| SDY | Buy | SPDR S&P DIVIDEND ETFequities | $38,359,000 | +25.8% | 420 | +22.4% | 0.01% | +16.7% |
| KRE | SPDR S&P REGIONAL BANK ETFequities | $42,513,000 | +3.3% | 749 | 0.0% | 0.01% | -12.5% | |
| WYND | WYNDHAM WORLDWIDE CORPequities | $39,529,000 | +5.0% | 375 | 0.0% | 0.01% | 0.0% | |
| CP | CANADIAN PACIFIC RAILWAY LTDequities | $38,143,000 | +4.5% | 227 | 0.0% | 0.01% | 0.0% | |
| BABA | Sell | ALIBABA GROUP HLDG ADRequities | $42,487,000 | -58.1% | 246 | -65.8% | 0.01% | -63.2% |
| CLR | New | CONTINENTAL RESOURCES INCequities | $38,610,000 | – | 1,000 | +100.0% | 0.01% | – |
| CAPL | CROSSAMERICA LPpfds, reits, | $40,875,000 | +6.9% | 1,500 | 0.0% | 0.01% | 0.0% | |
| WPC | New | WP CAREY INCpfds, reits, | $40,434,000 | – | 600 | +100.0% | 0.01% | – |
| INXX | Sell | EGSHARES INDIA INFRA ETFequities | $42,420,000 | -48.4% | 3,000 | -51.6% | 0.01% | -56.2% |
| VOE | New | VANGUARD MC VAL INDX ETFequities | $38,030,000 | – | 360 | +100.0% | 0.01% | – |
| Sell | GENERAL ELECTRIC VAR PFDconvertible/ | $37,740,000 | -49.1% | 36,000 | -48.6% | 0.01% | -50.0% | |
| ADNT | ADIENT PLCequities | $42,499,000 | +28.5% | 506 | 0.0% | 0.01% | +16.7% | |
| HCN | HEALTH CARE REIT INCpfds, reits, | $42,730,000 | -6.1% | 608 | 0.0% | 0.01% | -22.2% | |
| New | BANK OF AMERICA C VARconvertible/ | $39,375,000 | – | 36,000 | +100.0% | 0.01% | – | |
| BTEGF | BAYTEX ENERGY CORPequities | $39,431,000 | +23.9% | 13,100 | 0.0% | 0.01% | +16.7% | |
| SYY | SYSCOequities | $40,678,000 | +7.2% | 754 | 0.0% | 0.01% | 0.0% | |
| ZBH | ZIMMER BIOMET HOLDINGS INCequities | $37,469,000 | -8.8% | 320 | 0.0% | 0.01% | -12.5% | |
| NSRGY | NESTLE SAequities | $42,005,000 | -3.7% | 500 | 0.0% | 0.01% | -12.5% | |
| SKX | Buy | SKECHERS USA INCequities | $37,635,000 | +155.2% | 1,500 | +200.0% | 0.01% | +133.3% |
| LUXTY | LUXOTTICA GRP SPAequities | $33,438,000 | -4.4% | 600 | 0.0% | 0.01% | -14.3% | |
| HOLX | HOLOGIC INCequities | $36,690,000 | -19.1% | 1,000 | 0.0% | 0.01% | -33.3% | |
| EPI | Sell | WISDOMTREE INDIA EARNINGS ETFequities | $35,238,000 | -29.9% | 1,400 | -31.7% | 0.01% | -33.3% |
| STPZ | PIMCO 1-5 YR US TIPS ETFequities | $36,540,000 | +0.1% | 700 | 0.0% | 0.01% | -14.3% | |
| GEBCL | Buy | GEN ELEC CAPpfds, reits, | $36,939,000 | +44.6% | 1,456 | +45.6% | 0.01% | +20.0% |
| EVANSVILLE IND REDEVconvertible/ | $33,155,000 | -0.9% | 30,000 | 0.0% | 0.01% | 0.0% | ||
| YUM | YUM! BRANDS INCequities | $36,805,000 | -0.2% | 500 | 0.0% | 0.01% | -14.3% | |
| DOC | Buy | PHYSICIANS REALTY TRUSTpfds, reits, | $37,233,000 | -7.6% | 2,100 | +5.0% | 0.01% | -25.0% |
| PEORIA AZ W/Wconvertible/ | $36,685,000 | -0.5% | 35,000 | 0.0% | 0.01% | -14.3% | ||
| New | GOLDMAN SACHS GRO VAR 99convertible/ | $37,260,000 | – | 36,000 | +100.0% | 0.01% | – | |
| New | ALTIUS MINERALS CORPequities | $35,529,000 | – | 3,700 | +100.0% | 0.01% | – | |
| LTC | LTC PROPERTIES, INCpfds, reits, | $32,886,000 | -8.6% | 700 | 0.0% | 0.01% | -14.3% | |
| RGLD | ROYAL GOLD INCequities | $34,588,000 | +10.1% | 402 | 0.0% | 0.01% | 0.0% | |
| LOW | Buy | LOWE'S COS INCequities | $35,893,000 | +24.1% | 449 | +20.4% | 0.01% | +20.0% |
| TOTAL SAequities | $32,112,000 | +7.9% | 600 | 0.0% | 0.01% | 0.0% | ||
| TEL | New | TYCO ELECTRONICS LTDequities | $35,217,000 | – | 424 | +100.0% | 0.01% | – |
| WNRL | WESTERN REFINING LOG LPpfds, reits, | $36,120,000 | +0.6% | 1,400 | 0.0% | 0.01% | -14.3% | |
| IWP | New | ISHARES RUSSELL MC GWTH ETFequities | $31,693,000 | – | 280 | +100.0% | 0.01% | – |
| New | BALL CORPequities | $33,040,000 | – | 800 | +100.0% | 0.01% | – | |
| MIAMI-DADE CNTY FLconvertible/ | $36,506,000 | -0.3% | 35,000 | 0.0% | 0.01% | -14.3% | ||
| STATE OF TEXASconvertible/ | $32,135,000 | -0.7% | 30,000 | 0.0% | 0.01% | 0.0% | ||
| Buy | OCCIDENTAL PETRO CORPequities | $33,026,000 | +37.6% | 514 | +28.2% | 0.01% | +20.0% | |
| TBT | PROSHARES ULTRASHORT 20 YR TREASURYequities | $35,580,000 | -0.8% | 1,000 | 0.0% | 0.01% | -14.3% | |
| C | Buy | CITIGROUP INCequities | $33,824,000 | +23.4% | 465 | +13.4% | 0.01% | +20.0% |
| New | CITIGROUP INCconvertible/ | $36,380,000 | – | 34,000 | +100.0% | 0.01% | – | |
| New | AUST & NEW ZEALAND BKG ADRFequities | $35,040,000 | – | 1,500 | +100.0% | 0.01% | – | |
| CHEMTRADE LOG INC FDequities | $31,756,000 | +12.8% | 2,000 | 0.0% | 0.01% | +20.0% | ||
| COCONINO ETC AZconvertible/ | $35,909,000 | -0.8% | 35,000 | 0.0% | 0.01% | -14.3% | ||
| CHCT | COMMUNITY HEALTHCAREpfds, reits, | $26,960,000 | +5.4% | 1,000 | 0.0% | 0.01% | 0.0% | |
| LNG | New | CHENIERE ENERGY INCequities | $26,393,000 | – | 586 | +100.0% | 0.01% | – |
| CB | CHUBB CORPequities | $29,936,000 | -1.9% | 210 | 0.0% | 0.01% | -16.7% | |
| SURPRISE AZ MPC Wconvertible/ | $30,240,000 | +0.4% | 30,000 | 0.0% | 0.01% | -16.7% | ||
| BIIB | Buy | BIOGEN IDEC INCequities | $29,120,000 | +57.8% | 93 | +36.8% | 0.01% | +66.7% |
| New | ALLSTATE CORP PFDpfds, reits, | $28,008,000 | – | 1,049 | +100.0% | 0.01% | – | |
| New | ALLSTATE COR PFDpfds, reits, | $26,700,000 | – | 1,000 | +100.0% | 0.01% | – | |
| CTSH | COGNIZANT TECH SOLULTIONS CORP Aequities | $27,565,000 | +9.2% | 380 | 0.0% | 0.01% | 0.0% | |
| TSM | TAIWAN SEMI MANU CO LTDequities | $30,040,000 | +7.4% | 800 | 0.0% | 0.01% | 0.0% | |
| New | AUTODESK INCequities | $31,433,000 | – | 280 | +100.0% | 0.01% | – | |
| UNIV AZ MED CTRconvertible/ | $30,402,000 | -0.6% | 25,000 | 0.0% | 0.01% | -16.7% | ||
| GREATER ORLANDO AVIATION AUTHconvertible/ | $27,051,000 | -0.4% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| FIRST TR COMBINED SERunit trusts | $26,603,000 | +0.8% | 30 | 0.0% | 0.01% | 0.0% | ||
| New | EXCELSIOR MINING COequities | $29,080,000 | – | 31,900 | +100.0% | 0.01% | – | |
| SNAP | Buy | SNAP INCequities | $28,644,000 | +66.2% | 1,970 | +103.1% | 0.01% | +66.7% |
| New | CBOA FINANCIAL INCequities | $27,775,000 | – | 12,024 | +100.0% | 0.01% | – | |
| GEHCL | Buy | GENERAL ELECTRIC COpfds, reits, | $30,229,000 | +18.0% | 1,185 | +18.5% | 0.01% | 0.0% |
| VIG | VANGUARD DIV APPRECIATION ETFequities | $29,764,000 | +2.3% | 314 | 0.0% | 0.01% | 0.0% | |
| MUNSTER IN SBCconvertible/ | $30,788,000 | -0.8% | 30,000 | 0.0% | 0.01% | -16.7% | ||
| New | GENERAL ELECTRIconvertible/ | $26,101,000 | – | 20,000 | +100.0% | 0.01% | – | |
| XLV | HEALTHCARE SELECT SECTOR SPDR FDequities | $27,788,000 | +3.1% | 340 | 0.0% | 0.01% | 0.0% | |
| EL PASO CO COPconvertible/ | $30,180,000 | -0.8% | 30,000 | 0.0% | 0.01% | -16.7% | ||
| HEWLETT-PACKARD COconvertible/ | $26,545,000 | -0.2% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| HEWLETT-PACKARD COconvertible/ | $26,829,000 | -0.3% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| HILTON HEAD ISL SCconvertible/ | $31,446,000 | -0.2% | 30,000 | 0.0% | 0.01% | -16.7% | ||
| NTRS | NORTHERN TRUST CORPequities | $27,579,000 | -5.4% | 300 | 0.0% | 0.01% | -16.7% | |
| VET | VERMILION ENERGY INCequities | $28,464,000 | +12.1% | 800 | 0.0% | 0.01% | 0.0% | |
| PXSG | New | POWERSHARES RSSLLl 2000equities | $26,537,000 | – | 860 | +100.0% | 0.01% | – |
| AZ HLTH FAC AUTHconvertible/ | $30,514,000 | -0.2% | 30,000 | 0.0% | 0.01% | -16.7% | ||
| UNION CARBIDE CORPconvertible/ | $30,530,000 | -0.9% | 25,000 | 0.0% | 0.01% | -16.7% | ||
| UN | UNILEVER NVequities | $29,520,000 | +6.8% | 500 | 0.0% | 0.01% | 0.0% | |
| New | BRAZOSPORT TX ISDconvertible/ | $27,150,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | ASSOCIATED BANC PFDpfds, reits, | $26,810,000 | – | 1,000 | +100.0% | 0.01% | – | |
| MERPRPCL | MERRILL LYNCH PFDpfds, reits, | $28,000,000 | +1.7% | 1,055 | 0.0% | 0.01% | 0.0% | |
| CRM | Sell | SALESFORCE.COM INCequities | $31,202,000 | -46.9% | 334 | -50.8% | 0.01% | -54.5% |
| RF | REGIONS FINL CORPequities | $30,460,000 | +4.0% | 2,000 | 0.0% | 0.01% | -16.7% | |
| New | AMERICAN EXPRESS COequities | $28,043,000 | – | 310 | +100.0% | 0.01% | – | |
| MKC | MCCORMICK & CO INCequities | $29,766,000 | +5.3% | 290 | 0.0% | 0.01% | 0.0% | |
| WD | WALKER & DUNLOP INCequities | $31,398,000 | +7.2% | 600 | 0.0% | 0.01% | -16.7% | |
| RMD | RESMED INCequities | $30,784,000 | -1.2% | 400 | 0.0% | 0.01% | -16.7% | |
| MAR | MARRIOTT INTL INC CL Aequities | $26,462,000 | +9.9% | 240 | 0.0% | 0.01% | 0.0% | |
| ANHEUSER-BUSCH INCconvertible/ | $28,207,000 | -0.5% | 27,000 | 0.0% | 0.01% | 0.0% | ||
| SHOP | Sell | SHOPIFY INCequities | $27,375,000 | -6.0% | 235 | -29.9% | 0.01% | 0.0% |
| VFC | Buy | VF CORPequities | $27,144,000 | +79.9% | 427 | +63.0% | 0.01% | +66.7% |
| DALLAS TX WW/SWR SYSconvertible/ | $27,816,000 | -0.6% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| UNIV TX UNIVconvertible/ | $25,937,000 | -1.0% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| CCJ | Sell | CAMECO CORPequities | $30,944,000 | -4.9% | 3,200 | -10.5% | 0.01% | -16.7% |
| WFCPRT | WELLS FARGO & CO PFDpfds, reits, | $26,210,000 | -0.4% | 1,000 | 0.0% | 0.01% | 0.0% | |
| ALCOA INCconvertible/ | $26,781,000 | +2.0% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| GOLDMAN SACHS GROUPconvertible/ | $27,689,000 | -0.1% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| CONTRA COSTA CA Pconvertible/ | $27,664,000 | -0.8% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| CNSL | CONS COMM HLDGSequities | $28,238,000 | -11.1% | 1,480 | 0.0% | 0.01% | -16.7% | |
| New | REYNOLDS AMERICconvertible/ | $27,236,000 | – | 25,000 | +100.0% | 0.01% | – | |
| ARCC | ARES CAP CORPequities | $23,913,000 | +0.1% | 1,459 | 0.0% | 0.00% | -20.0% | |
| AAL | Buy | AMERICAN AIRLINES GROUP INCequities | $23,943,000 | -5.5% | 504 | +0.2% | 0.00% | -20.0% |
| HSIC | Buy | HENRY SCHEIN INCequities | $22,137,000 | -10.4% | 270 | +100.0% | 0.00% | -20.0% |
| ALKS | ALKERMES PLCequities | $25,420,000 | -12.3% | 500 | 0.0% | 0.00% | -20.0% | |
| TAP | MOLSON COORS BREWING CO Bequities | $20,410,000 | -5.4% | 250 | 0.0% | 0.00% | 0.0% | |
| MS ST UNIV ED BLDconvertible/ | $25,615,000 | -0.7% | 25,000 | 0.0% | 0.00% | -20.0% | ||
| DEA | EASTERLY GOVT PPTYSpfds, reits, | $20,670,000 | -1.3% | 1,000 | 0.0% | 0.00% | 0.0% | |
| STATE OF TEXASconvertible/ | $20,801,000 | -0.9% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| ITW | Sell | ILLINOIS TOOL WORKSequities | $22,194,000 | -38.0% | 150 | -40.0% | 0.00% | -42.9% |
| IRT | INDEPENDENCE REALTY TRUST INCpfds, reits, | $20,340,000 | +3.0% | 2,000 | 0.0% | 0.00% | 0.0% | |
| CE | CELANESE CORPequities | $20,854,000 | +9.8% | 200 | 0.0% | 0.00% | 0.0% | |
| WISCONSIN STATE AAAconvertible/ | $22,654,000 | -0.6% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| VA CLG BLDG AUTHconvertible/ | $21,060,000 | -0.9% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| CMCSA | Buy | COMCAST CORP Aequities | $23,011,000 | +195.6% | 598 | +199.0% | 0.00% | +300.0% |
| MINN ST PAUL MN ARPconvertible/ | $22,290,000 | -0.7% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| New | ALLSTATE COR PFDpfds, reits, | $25,143,000 | – | 986 | +100.0% | 0.00% | – | |
| FREDDIE MACconvertible/ | $21,696,000 | -0.7% | 21,000 | 0.0% | 0.00% | 0.0% | ||
| VA ST PUB BLDG AUTHconvertible/ | $22,151,000 | -0.6% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| SGEN | SEATTLE GENETICS INCequities | $21,764,000 | +5.2% | 400 | 0.0% | 0.00% | 0.0% | |
| MICROSOFT CORPconvertible/ | $20,732,000 | +0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| ON | ON SEMICONDUCTOR CORPequities | $21,942,000 | +31.5% | 1,188 | 0.0% | 0.00% | +33.3% | |
| SALT RIVER PRJ AZconvertible/ | $25,261,000 | -1.0% | 25,000 | 0.0% | 0.00% | -20.0% | ||
| CBT | CABOT CORPequities | $22,655,000 | +4.4% | 406 | 0.0% | 0.00% | 0.0% | |
| COLAS SA ORDequities | $21,741,000 | +9.2% | 100 | 0.0% | 0.00% | 0.0% | ||
| AET | Sell | AETNA INCequities | $22,261,000 | -24.8% | 140 | -28.2% | 0.00% | -33.3% |
| LANCASTER CO PA HOSconvertible/ | $22,783,000 | -0.3% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| TIME WARNER INCconvertible/ | $25,701,000 | -0.4% | 20,000 | 0.0% | 0.00% | -20.0% | ||
| SAFEWAY INCconvertible/ | $24,650,000 | -11.0% | 29,000 | 0.0% | 0.00% | -20.0% | ||
| DOUGLAS CO SD #1convertible/ | $21,028,000 | -0.9% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| GOLDMAN SACHS GROUPconvertible/ | $22,426,000 | -0.1% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| VOD | VODAFONE GROUP PLCequities | $22,768,000 | -0.9% | 800 | 0.0% | 0.00% | 0.0% | |
| SBRA | New | SABRA HLTH CAREpfds, reits, | $24,639,000 | – | 1,123 | +100.0% | 0.00% | – |
| IRVINE CA SPL Tconvertible/ | $24,801,000 | -0.3% | 25,000 | 0.0% | 0.00% | -20.0% | ||
| CANADIAN APT PPTYSpfds, reits, | $21,717,000 | +5.5% | 800 | 0.0% | 0.00% | 0.0% | ||
| OH ST WTR DEV AUTHconvertible/ | $22,062,000 | -0.8% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| GT | GOODYEAR TIRE & RUBBER COequities | $25,769,000 | -4.9% | 775 | 0.0% | 0.00% | -20.0% | |
| NEW LONDON IA CSDconvertible/ | $21,372,000 | -0.4% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| ESRX | EXPRESS SCRIPTS HLDG COequities | $23,048,000 | -0.8% | 364 | 0.0% | 0.00% | 0.0% | |
| New | AZ HLTH FAC AUTHconvertible/ | $20,211,000 | – | 20,000 | +100.0% | 0.00% | – | |
| FANNIE MAEconvertible/ | $21,852,000 | -0.0% | 22,000 | 0.0% | 0.00% | 0.0% | ||
| RA | Sell | BROOKFIELD REAL ASSETS Iequities | $23,790,000 | -58.9% | 1,000 | -60.0% | 0.00% | -63.6% |
| GENERAL ELECTRIC CAP CORPconvertible/ | $21,088,000 | -0.7% | 19,000 | 0.0% | 0.00% | 0.0% | ||
| FL DEP OF CHILD/FAMconvertible/ | $25,087,000 | +0.0% | 25,000 | 0.0% | 0.00% | -20.0% | ||
| New | BANK OF NY MELLON CORPequities | $21,208,000 | – | 400 | +100.0% | 0.00% | – | |
| AUSTIN TX CMNTYconvertible/ | $25,897,000 | -1.0% | 25,000 | 0.0% | 0.00% | -20.0% | ||
| New | AMGEN INCequities | $22,188,000 | – | 119 | +100.0% | 0.00% | – | |
| LOWER CO RIV AUTH Tconvertible/ | $20,364,000 | -0.7% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| NYMTO | NEW YORK MTG PFDpfds, reits, | $25,430,000 | +2.5% | 1,000 | 0.0% | 0.00% | -20.0% | |
| UNIV PL WAconvertible/ | $20,985,000 | -0.9% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| New | ARIZONA MINING INCequities | $24,064,000 | – | 10,000 | +100.0% | 0.00% | – | |
| AMER MUNI POWER OHconvertible/ | $21,263,000 | -0.3% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| NOVATO CA RDAconvertible/ | $25,010,000 | +0.0% | 25,000 | 0.0% | 0.00% | -20.0% | ||
| NGHCO | NATL GEN PFDpfds, reits, | $25,330,000 | -2.1% | 1,000 | 0.0% | 0.00% | -20.0% | |
| New | AMERICAN TOWER CORPequities | $24,466,000 | – | 179 | +100.0% | 0.00% | – | |
| IWN | Buy | ISHARES RUSSELL 2000 VALUEequities | $23,803,000 | +68.9% | 191 | +91.0% | 0.00% | +33.3% |
| CLARK CNTY NEVconvertible/ | $25,571,000 | -0.7% | 25,000 | 0.0% | 0.00% | -20.0% | ||
| IMCB | ISHARES MORNINGSTAR MC ETFequities | $20,805,000 | +3.6% | 119 | 0.0% | 0.00% | 0.0% | |
| KOPN | Buy | KOPIN CORPequities | $25,854,000 | +34.0% | 6,200 | +19.2% | 0.00% | 0.0% |
| SRE | Sell | SEMPRA ENERGYequities | $22,255,000 | -1.3% | 195 | -2.5% | 0.00% | 0.0% |
| SLV | ISHARES SILVER TRUSTequities | $20,462,000 | +0.2% | 1,300 | 0.0% | 0.00% | 0.0% | |
| WASHINGTON STconvertible/ | $21,068,000 | -0.8% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| FTV | Sell | FORTIVE CORPequities | $21,237,000 | +7.4% | 300 | -3.8% | 0.00% | 0.0% |
| POR | PORTLAND GENERAL ELECequities | $22,820,000 | -0.1% | 500 | 0.0% | 0.00% | 0.0% | |
| ENB | ENBRIDGE INCequities | $25,564,000 | +5.1% | 611 | 0.0% | 0.00% | -20.0% | |
| POT | POTASH CORP SASK INCequities | $21,202,000 | +18.0% | 1,102 | 0.0% | 0.00% | +33.3% | |
| New | BAIDU INCequities | $24,769,000 | – | 100 | +100.0% | 0.00% | – | |
| LADR | New | LADDER CAP CORPpfds, reits, | $20,670,000 | – | 1,500 | +100.0% | 0.00% | – |
| MARICOPA AZ CCDconvertible/ | $25,642,000 | -0.3% | 25,000 | 0.0% | 0.00% | -20.0% | ||
| PANW | PALO ALTO NETWORKSequities | $21,039,000 | +7.7% | 146 | 0.0% | 0.00% | 0.0% | |
| MFC | MANULIFE FINANCIAL CORPequities | $20,290,000 | +8.2% | 1,000 | 0.0% | 0.00% | 0.0% | |
| CTXS | Buy | CITRIX SYSTEMS INCequities | $21,510,000 | +80.2% | 280 | +86.7% | 0.00% | +100.0% |
| DENVE CO C&Cconvertible/ | $21,452,000 | -0.7% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| CENTRAL WA UNIV SYSconvertible/ | $25,442,000 | -0.7% | 25,000 | 0.0% | 0.00% | -20.0% | ||
| CJREF | CORUS ENTERTAINMENTequities | $20,800,000 | -0.9% | 2,000 | 0.0% | 0.00% | 0.0% | |
| ECL | ECOLAB INCequities | $22,507,000 | -3.1% | 175 | 0.0% | 0.00% | 0.0% | |
| NC ST LTD OBGconvertible/ | $25,596,000 | -1.0% | 25,000 | 0.0% | 0.00% | -20.0% | ||
| DEKALB CN IL CUSD #4convertible/ | $25,247,000 | -0.9% | 25,000 | 0.0% | 0.00% | -20.0% | ||
| CA INCconvertible/ | $15,951,000 | +1.3% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| VEU | VANGUARD FTSE ALL WORLD EX-US ETFequities | $14,706,000 | +5.4% | 279 | 0.0% | 0.00% | 0.0% | |
| GEN MOTORS FINLconvertible/ | $14,448,000 | -1.1% | 14,000 | 0.0% | 0.00% | 0.0% | ||
| New | AMPHENOL CORPequities | $16,928,000 | – | 200 | +100.0% | 0.00% | – | |
| VBR | New | VANGUARD SMALL CAP VALUEunit trusts | $14,662,000 | – | 115 | +100.0% | 0.00% | – |
| GMRE | GLOBAL MEDICAL REIT INCpfds, reits, | $17,960,000 | +0.4% | 2,000 | 0.0% | 0.00% | 0.0% | |
| New | AMERICAN WATER WORKS COequities | $16,182,000 | – | 200 | +100.0% | 0.00% | – | |
| UNH | Sell | UNITEDHEALTH GROUP INCequities | $19,977,000 | -15.2% | 102 | -19.7% | 0.00% | -25.0% |
| New | ARCHER DANIELS MIDLAND COequities | $17,004,000 | – | 400 | +100.0% | 0.00% | – | |
| AZ ST CTFS PARTconvertible/ | $17,956,000 | -0.4% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| HAL | HALLIBURTON COequities | $17,349,000 | +7.8% | 377 | 0.0% | 0.00% | 0.0% | |
| HARRIS CNTY TXconvertible/ | $17,262,000 | +0.1% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| AUSTIN TX ISDconvertible/ | $17,480,000 | -0.6% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| ESL | ESTERLINE TECH CORPequities | $18,030,000 | -4.9% | 200 | 0.0% | 0.00% | -25.0% | |
| HE | HAWAIIAN ELECTRIC INDUSTRIES INCequities | $16,685,000 | +3.1% | 500 | 0.0% | 0.00% | 0.0% | |
| EQR | EQUITY RESIDENTIALpfds, reits, | $15,362,000 | +0.2% | 233 | 0.0% | 0.00% | 0.0% | |
| HIW | HIGHWOODS PPTYpfds, reits, | $15,471,000 | +2.7% | 297 | 0.0% | 0.00% | 0.0% | |
| EL PASO CO COPconvertible/ | $20,128,000 | -0.9% | 20,000 | 0.0% | 0.00% | -25.0% | ||
| HDP | HORTONWORKS INCequities | $16,950,000 | +31.6% | 1,000 | 0.0% | 0.00% | +50.0% | |
| AZ BD REGENTS UNIVconvertible/ | $15,992,000 | -0.8% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| BGS | Sell | B&G FOODS INCequities | $19,110,000 | -23.3% | 600 | -14.3% | 0.00% | -40.0% |
| DNKN | DUNKIN BRANDS GROUP INCequities | $15,924,000 | -3.7% | 300 | 0.0% | 0.00% | 0.0% | |
| INDUSTRY CA PFA TAXconvertible/ | $15,198,000 | -0.4% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| DC INCOME TAXconvertible/ | $16,268,000 | -0.8% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| Buy | TRAVELERS COMPANIESequities | $15,315,000 | +17.5% | 125 | +21.4% | 0.00% | +50.0% | |
| JD | JD.COM INCequities | $15,280,000 | -2.6% | 400 | 0.0% | 0.00% | 0.0% | |
| DASTY | DASSAULT SYSTEMS SA ADRFequities | $15,126,000 | +12.7% | 150 | 0.0% | 0.00% | 0.0% | |
| BENTON CNTY WA SD#1convertible/ | $17,240,000 | -0.5% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| WAUKEGAN IIconvertible/ | $15,138,000 | -0.7% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| CORPUS CHRISTI TXconvertible/ | $17,266,000 | -0.4% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| LW | LAMB WESTON HOLDINGSequities | $15,614,000 | +6.5% | 333 | 0.0% | 0.00% | 0.0% | |
| LPI | LAREDO PETE INCequities | $18,102,000 | +22.9% | 1,400 | 0.0% | 0.00% | 0.0% | |
| COH | COACH INCequities | $16,112,000 | -14.9% | 400 | 0.0% | 0.00% | -25.0% | |
| LIBERTY INTERACTIVEconvertible/ | $18,870,000 | +3.3% | 17,000 | 0.0% | 0.00% | 0.0% | ||
| SYSCO CORPORATIOconvertible/ | $15,202,000 | -0.9% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| New | BARRICK GOLD CORPequities | $16,090,000 | – | 1,000 | +100.0% | 0.00% | – | |
| CPRK | New | CITIGROUP INC PFDpfds, reits, | $14,785,000 | – | 510 | +100.0% | 0.00% | – |
| WI S HLTH ED FAconvertible/ | $17,030,000 | -0.5% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| INGERSOLL-RAND PLCequities | $17,834,000 | -2.4% | 200 | 0.0% | 0.00% | 0.0% | ||
| GLD | New | SPDR GOLD SHARES ETFequities | $14,711,000 | – | 121 | +100.0% | 0.00% | – |
| AKAM | AKAMIA TECHNOLOGIES INCequities | $14,616,000 | -2.2% | 300 | 0.0% | 0.00% | 0.0% | |
| A | AGILENT TECHNOLOGIES INCequities | $16,243,000 | +8.3% | 253 | 0.0% | 0.00% | 0.0% | |
| CALIFORNIA STconvertible/ | $16,293,000 | -0.7% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| MARICOPA AZ SD #4convertible/ | $17,051,000 | -0.5% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| MKL | MARKELequities | $16,020,000 | +9.4% | 15 | 0.0% | 0.00% | 0.0% | |
| GDX | MARKET VECTORS GOLD MINERS ETFequities | $17,220,000 | +4.0% | 750 | 0.0% | 0.00% | 0.0% | |
| MC DONALDS CORPconvertible/ | $15,613,000 | -0.6% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| REPH | New | RECRO PHARMA INCequities | $17,960,000 | – | 2,000 | +100.0% | 0.00% | – |
| SALT RIVER PROJ AZconvertible/ | $15,735,000 | -0.9% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| CITY OF SAN ANTONIOconvertible/ | $17,651,000 | -0.5% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| SMP | STANDARD MOTOR PRODSequities | $19,300,000 | -7.6% | 400 | 0.0% | 0.00% | -25.0% | |
| SAN MATEO CAconvertible/ | $15,107,000 | -0.8% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| SQ | Sell | SQUARE INCequities | $14,405,000 | +10.6% | 500 | -9.9% | 0.00% | +50.0% |
| New | BANK OF AMERICA CORPequities | $19,334,000 | – | 763 | +100.0% | 0.00% | – | |
| SFM | Buy | SPROUTS FARMERS MARKET INCequities | $17,625,000 | -15.9% | 939 | +1.6% | 0.00% | -25.0% |
| PRLB | PROTO LABS INCequities | $17,666,000 | +19.4% | 220 | 0.0% | 0.00% | 0.0% | |
| SCCO | SOUTHERN COPPER CORPequities | $15,904,000 | +14.8% | 400 | 0.0% | 0.00% | 0.0% | |
| SNR | NEW SENIOR INV GRP INCequities | $15,244,000 | -9.0% | 1,666 | 0.0% | 0.00% | 0.0% | |
| PA ECODEV FA WSconvertible/ | $14,993,000 | +0.2% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| NDSN | NORDSON CORPequities | $17,775,000 | -2.3% | 150 | 0.0% | 0.00% | 0.0% | |
| NVS | New | NOVARTIS AGequities | $17,342,000 | – | 202 | +100.0% | 0.00% | – |
| PPG | Buy | PPG INDUSTRIES INCequities | $16,734,000 | +280.5% | 154 | +285.0% | 0.00% | +200.0% |
| YUMC | YUM CHINA HOLDINGS INCequities | $19,985,000 | +1.4% | 500 | 0.0% | 0.00% | -25.0% | |
| SA | Sell | SEABRIDGE GOLD INCequities | $18,605,000 | -0.1% | 1,525 | -11.6% | 0.00% | -25.0% |
| FORD MOTOR CREDITconvertible/ | $14,625,000 | -0.9% | 13,000 | 0.0% | 0.00% | 0.0% | ||
| GENERAL ELECTRIC COconvertible/ | $15,102,000 | -1.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| PAAS | PAN AMERICAN SILVER CPequities | $11,935,000 | +1.4% | 700 | 0.0% | 0.00% | 0.0% | |
| TRP | TRANSCANADA CORPequities | $9,886,000 | +3.7% | 200 | 0.0% | 0.00% | 0.0% | |
| BROWARD CNTY FL ARPconvertible/ | $11,408,000 | -0.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CCI | CROWN CASTLE INTL CORPpfds, reits, | $9,998,000 | -0.2% | 100 | 0.0% | 0.00% | 0.0% | |
| WW | WEIGHT WATCHERS INTLequities | $8,710,000 | +30.3% | 200 | 0.0% | 0.00% | +100.0% | |
| JPMPRFCL | New | JPMORGAN CHASE PFDpfds, reits, | $8,908,000 | – | 333 | +100.0% | 0.00% | – |
| NC MUN PWR CA ELECconvertible/ | $12,039,000 | -0.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| BERKSHIRE HATHAWAYconvertible/ | $10,028,000 | -0.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ATHX | Buy | ATHERSYS INCequities | $10,300,000 | +70.5% | 5,000 | +25.0% | 0.00% | +100.0% |
| CCMP | CABOT MICROELECTRONICS CORPequities | $11,830,000 | +8.3% | 148 | 0.0% | 0.00% | 0.0% | |
| JPMPRDCL | New | JP MORGAN CHASEpfds, reits, | $8,764,000 | – | 346 | +100.0% | 0.00% | – |
| AZ TRANS BRD HWYconvertible/ | $11,641,000 | -0.5% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| OH ST WTR POLL REVconvertible/ | $11,511,000 | -0.5% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| JPMORGAN CHASE & Vconvertible/ | $10,024,000 | -0.2% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| STARBUCKS CORPconvertible/ | $10,011,000 | -0.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ROYAL BANK CANADconvertible/ | $10,093,000 | +0.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| DXBCL | New | DEUTSCHE BANK PFDpfds, reits, | $8,646,000 | – | 338 | +100.0% | 0.00% | – |
| AZ ST LOTTERYconvertible/ | $10,841,000 | -0.6% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| JEA FL ELEC SYS REVconvertible/ | $11,654,000 | -0.6% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ ST TRANSN BRDconvertible/ | $11,061,000 | -0.6% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| VTR | VENTAS INCpfds, reits, | $13,938,000 | -6.3% | 214 | 0.0% | 0.00% | -33.3% | |
| GDXJ | MARKET VECTORS JR GOLDMINERS ETFequities | $11,757,000 | +0.6% | 350 | 0.0% | 0.00% | 0.0% | |
| ROSEMONT ILconvertible/ | $10,578,000 | -0.4% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CVS HEALTH CORPconvertible/ | $12,124,000 | +0.5% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| BK NY MELLON CORconvertible/ | $9,950,000 | +0.6% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MA STconvertible/ | $10,881,000 | -0.8% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MA ST WTR RES AUTHconvertible/ | $10,340,000 | -1.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| RPAI | RETAIL PROP OF AMERICA INCpfds, reits, | $13,248,000 | +7.5% | 1,009 | 0.0% | 0.00% | 0.0% | |
| New | AARONS INCequities | $8,726,000 | – | 200 | +100.0% | 0.00% | – | |
| IRVING TX WWKS/SWRconvertible/ | $10,538,000 | -0.6% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ACN | Buy | ACCENTURE PLCequities | $13,372,000 | +440.5% | 99 | +395.0% | 0.00% | – |
| AZ ST TRANS BRD HWYconvertible/ | $11,340,000 | -0.7% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| VISA INCconvertible/ | $10,089,000 | +0.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| DOW CHEMICAL COconvertible/ | $10,606,000 | -0.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| IBM | Sell | INTL BUSINESS MACHINES CORPequities | $12,332,000 | -70.8% | 85 | -69.1% | 0.00% | -75.0% |
| REGL TRAN DST CO COconvertible/ | $11,025,000 | -0.2% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MELI | MERCADOLIBRE INCequities | $12,947,000 | +3.2% | 50 | 0.0% | 0.00% | 0.0% | |
| ICE | Buy | INTERCONTINENTAL EXCHANGE INCequities | $9,618,000 | +62.1% | 140 | +55.6% | 0.00% | +100.0% |
| AZ WTR INFRA FA REVconvertible/ | $11,461,000 | -0.5% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| RYN | RAYONIERpfds, reits, | $9,100,000 | +0.4% | 315 | 0.0% | 0.00% | 0.0% | |
| RALPH LAUREN COconvertible/ | $10,036,000 | -0.2% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SCHD | New | SCHWAB US DIV EQUITY ETFequities | $9,360,000 | – | 200 | +100.0% | 0.00% | – |
| BANF | Buy | BANCFIRST CORP OKequities | $11,464,000 | +17.5% | 202 | +100.0% | 0.00% | 0.0% |
| DRIPPING SPRING TXconvertible/ | $11,247,000 | -0.5% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MET | Buy | METLIFE INCequities | $8,728,000 | +58.9% | 168 | +68.0% | 0.00% | +100.0% |
| QDEL | QUIDEL CORPequities | $12,062,000 | +61.6% | 275 | 0.0% | 0.00% | +100.0% | |
| XLK | Sell | TECH SELECT SECTOR SPDR FDequities | $12,529,000 | -77.1% | 212 | -78.8% | 0.00% | -80.0% |
| BNP PARIBASconvertible/ | $10,086,000 | -0.2% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| WIRECARD AG BERLIN ORDequities | $9,147,000 | +43.7% | 100 | 0.0% | 0.00% | +100.0% | ||
| New | ANTARES PHARMA INCequities | $9,720,000 | – | 3,000 | +100.0% | 0.00% | – | |
| MI ST BLDG AUTHconvertible/ | $11,293,000 | -0.4% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PSA | PUBLIC STORAGE INCpfds, reits, | $14,337,000 | +2.6% | 67 | 0.0% | 0.00% | -33.3% | |
| TRVG | New | TRIVAGO NVequities | $10,308,000 | – | 950 | +100.0% | 0.00% | – |
| AZ TRANS EXCISE TAXconvertible/ | $11,061,000 | -0.6% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MVIS | MICROVISION INC WAequities | $9,174,000 | +31.1% | 3,300 | 0.0% | 0.00% | +100.0% | |
| PRH | Buy | PRUDENTIAL FINLpfds, reits, | $13,339,000 | +28.4% | 518 | +29.5% | 0.00% | 0.0% |
| TUCSON AZ WTRconvertible/ | $12,262,000 | -0.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| IN ST FA REVconvertible/ | $10,534,000 | -0.9% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | SARASOTA CN FLconvertible/ | $10,569,000 | – | 10,000 | +100.0% | 0.00% | – | |
| MNKKQ | Sell | MALLINCKRODT PLCequities | $11,323,000 | -68.5% | 303 | -62.3% | 0.00% | -71.4% |
| SCHH | Buy | SCHWAB US REIT ETFequities | $12,833,000 | +1847.3% | 312 | +1850.0% | 0.00% | – |
| New | BANK OF AMER CAP TR Vpfds, reits, | $9,294,000 | – | 345 | +100.0% | 0.00% | – | |
| New | BANK OF AMERpfds, reits, | $8,864,000 | – | 326 | +100.0% | 0.00% | – | |
| OUT | OUTFRONT MEDIA INCpfds, reits, | $12,590,000 | +8.9% | 500 | 0.0% | 0.00% | 0.0% | |
| S | SPRINT CORPequities | $14,307,000 | -5.2% | 1,839 | 0.0% | 0.00% | -33.3% | |
| EPEGQ | EP ENERGY CORPequities | $9,780,000 | -10.9% | 3,000 | 0.0% | 0.00% | 0.0% | |
| New | BLACKROCK GLOBAL OPP EQ TRUSTequities | $8,963,000 | – | 661 | +100.0% | 0.00% | – | |
| MO ST HWY/TRANSconvertible/ | $10,534,000 | -0.8% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MP WSTRN ST UNIVconvertible/ | $10,159,000 | -0.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MO ST HLTH/EDconvertible/ | $10,411,000 | -0.4% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AMBA | AMBARELLA INCequities | $12,253,000 | +0.9% | 250 | 0.0% | 0.00% | 0.0% | |
| GD | New | GENERAL DYNAMICS CORPequities | $10,279,000 | – | 50 | +100.0% | 0.00% | – |
| DXD | PROSHARES ULTRASHORT ETFequities | $10,720,000 | -9.8% | 1,000 | 0.0% | 0.00% | 0.0% | |
| AGQ | PROSHS ULTRA SILVERequities | $13,260,000 | -2.0% | 400 | 0.0% | 0.00% | -33.3% | |
| SDS | Sell | PROSHARES ULTRASHORT S&P 500equities | $11,709,000 | -8.1% | 251 | -75.0% | 0.00% | 0.0% |
| ETV | EATON VANCE TAX MGD BUYequities | $14,232,000 | +0.5% | 929 | 0.0% | 0.00% | -33.3% | |
| XPO | XPO LOGISTICS INCequities | $10,167,000 | +4.9% | 150 | 0.0% | 0.00% | 0.0% | |
| MORGAN STANLEYconvertible/ | $13,249,000 | +3.9% | 13,000 | 0.0% | 0.00% | 0.0% | ||
| TROW | Buy | TROWE PRICE GROUP INCequities | $12,147,000 | +367.7% | 134 | +282.9% | 0.00% | – |
| PBH | PRESTIGE BRANDS HOLDINGSequities | $10,018,000 | -5.2% | 200 | 0.0% | 0.00% | 0.0% | |
| HOMEAWAY INCconvertible/ | $8,930,000 | -0.8% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ERJ | EMBRAER SA ADRequities | $11,305,000 | +24.0% | 500 | 0.0% | 0.00% | 0.0% | |
| ENERGY NW WA ELEC Rconvertible/ | $10,305,000 | -1.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ BD REGENTS UNIVconvertible/ | $12,073,000 | -0.4% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AUSTIN TX WTR & WSTconvertible/ | $11,947,000 | -0.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| GENERAL ELECTRIC COconvertible/ | $9,683,000 | -1.0% | 9,000 | 0.0% | 0.00% | 0.0% | ||
| SO | SOUTHERN COequities | $9,828,000 | +2.6% | 200 | 0.0% | 0.00% | 0.0% | |
| U S BANCORPconvertible/ | $10,061,000 | -0.2% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| HTGM | Buy | HTG MOLECULAR DIAG INCequities | $9,350,000 | +0.4% | 5,500 | +57.1% | 0.00% | 0.0% |
| PIMA CN AZ SWRconvertible/ | $11,371,000 | -0.6% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ES | New | EVERSOURCE ENERGYequities | $9,187,000 | – | 152 | +100.0% | 0.00% | – |
| NATIONAL RURALconvertible/ | $8,708,000 | -2.0% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| New | AZ HLTH FAC AUTHconvertible/ | $10,694,000 | – | 10,000 | +100.0% | 0.00% | – | |
| GREENFIELD IN MSBCconvertible/ | $10,120,000 | -1.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZ CVC IMPconvertible/ | $11,038,000 | -0.6% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| OPK | OPKO HEALTH INCequities | $13,720,000 | +4.3% | 2,000 | 0.0% | 0.00% | 0.0% | |
| NTAP | NETAPP INCequities | $13,128,000 | +9.3% | 300 | 0.0% | 0.00% | 0.0% | |
| PHOENIX AZ WTRconvertible/ | $11,953,000 | +0.6% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NTGR | New | NETGEARequities | $11,424,000 | – | 240 | +100.0% | 0.00% | – |
| PHOENIX AZ WTRconvertible/ | $10,692,000 | -0.8% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZ WST WTRconvertible/ | $12,052,000 | -0.4% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| OLED | UNIVERSAL DISPLAY CORPequities | $12,885,000 | +17.9% | 100 | 0.0% | 0.00% | 0.0% | |
| FDS | FACTSET RESEARCH SYSTEMSequities | $9,006,000 | +8.4% | 50 | 0.0% | 0.00% | 0.0% | |
| NEWM | NEW MEDIA INV GRP INCequities | $10,664,000 | +9.7% | 721 | 0.0% | 0.00% | 0.0% | |
| PEPSICO INCORPORconvertible/ | $10,008,000 | +0.2% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ ST TRANS BRD HWYconvertible/ | $11,375,000 | -0.5% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| FAIRFAX FINANCE PFDpfds, reits, | $9,052,000 | +15.6% | 500 | 0.0% | 0.00% | +100.0% | ||
| OCCIDENTAL PETROLconvertible/ | $10,562,000 | -0.9% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NEW YORK N Yconvertible/ | $11,906,000 | -0.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NYC NY HDC MFHconvertible/ | $10,249,000 | +0.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NY ST DORM AUTH S/Tconvertible/ | $11,576,000 | -0.9% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NY ST DORM AUTH PERconvertible/ | $12,165,000 | -0.4% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NEM | NEWMONT MINING CORPequities | $10,315,000 | +15.8% | 275 | 0.0% | 0.00% | 0.0% | |
| SWKS | SKYWORKS SOLUTIONS INCequities | $10,190,000 | +6.2% | 100 | 0.0% | 0.00% | 0.0% | |
| PA ST TPK COMMN TPKconvertible/ | $11,886,000 | +0.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SFL | SHIP FINANCE INTLequities | $8,700,000 | +6.6% | 600 | 0.0% | 0.00% | 0.0% | |
| SIMON PPTY GRPconvertible/ | $12,290,000 | -0.6% | 12,000 | 0.0% | 0.00% | 0.0% | ||
| SPG | SIMON PPTY GRPequities | $11,593,000 | -0.5% | 72 | 0.0% | 0.00% | 0.0% | |
| SIEGY | SIEMENS AGequities | $14,150,000 | +2.3% | 200 | 0.0% | 0.00% | -33.3% | |
| GENERAL ELECTRICconvertible/ | $12,489,000 | +0.4% | 12,000 | 0.0% | 0.00% | 0.0% | ||
| AMERICAN HONDAconvertible/ | $10,049,000 | -0.2% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| TEF | TELEFONICA SAequities | $10,661,000 | +3.9% | 988 | 0.0% | 0.00% | 0.0% | |
| TTM | TATA MOTORS LTDequities | $12,508,000 | -5.3% | 400 | 0.0% | 0.00% | 0.0% | |
| LII | LENNOX INTL INCequities | $8,949,000 | -2.5% | 50 | 0.0% | 0.00% | 0.0% | |
| TENNESSEE STconvertible/ | $10,241,000 | -1.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| TJX | Buy | TJX COS INCequities | $12,460,000 | +28.8% | 169 | +26.1% | 0.00% | 0.0% |
| PYPL | PAYPAL HOLDINGS INCequities | $9,220,000 | +19.3% | 144 | 0.0% | 0.00% | +100.0% | |
| NBL | NOBLE ENERGY INCequities | $13,896,000 | +0.2% | 490 | 0.0% | 0.00% | -33.3% | |
| New | TX MUN GAS ACQUSconvertible/ | $12,202,000 | – | 10,000 | +100.0% | 0.00% | – | |
| CLNS | COLONY NORTHSTAR INCpfds, reits, | $9,206,000 | -10.9% | 733 | 0.0% | 0.00% | 0.0% | |
| AMERICAN EXPRESSconvertible/ | $10,047,000 | +0.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| VALE SAequities | $13,595,000 | +15.1% | 1,350 | 0.0% | 0.00% | 0.0% | ||
| COLUMBIA HCA HLTHCARE CPequities | $13,071,000 | +24.4% | 100 | 0.0% | 0.00% | 0.0% | ||
| TX TRANS ST HWY FDconvertible/ | $12,162,000 | -0.4% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| KLEIN TX ISDconvertible/ | $11,892,000 | -0.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| KING ETC WA SD #408convertible/ | $10,038,000 | -0.5% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| COMCAST CORPORAconvertible/ | $9,142,000 | -1.0% | 9,000 | 0.0% | 0.00% | 0.0% | ||
| COMCAST CORPORATconvertible/ | $10,740,000 | -0.8% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CNT PUGET SND WAconvertible/ | $10,148,000 | -1.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| KIM | KIMCO REALTYequities | $9,892,000 | +6.5% | 506 | 0.0% | 0.00% | 0.0% | |
| WELLS FARGO BK NAconvertible/ | $11,858,000 | +0.3% | 12,000 | 0.0% | 0.00% | 0.0% | ||
| CATERPILLAR INCconvertible/ | $10,591,000 | -0.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | ATLAS AIR WORLDWIDE HOLDINGS INCequities | $9,541,000 | – | 145 | +100.0% | 0.00% | – | |
| LOWER CO RIV AUTH Tconvertible/ | $11,956,000 | +0.2% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CPRT | COPART INCequities | $13,748,000 | +8.1% | 400 | 0.0% | 0.00% | 0.0% | |
| TOYOTA AUTO RECEIVAconvertible/ | $10,047,000 | -0.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| FE | FIRSTENERGYequities | $10,791,000 | +5.7% | 350 | 0.0% | 0.00% | 0.0% | |
| KLAC | Sell | KLA-TENCOR CORPequities | $11,200,000 | +6.4% | 106 | -7.8% | 0.00% | 0.0% |
| SAM | BOSTON BEER COequities | $11,715,000 | +18.2% | 75 | 0.0% | 0.00% | 0.0% | |
| COF | CAPITAL ONE FINL CORPequities | $12,699,000 | +2.5% | 150 | 0.0% | 0.00% | 0.0% | |
| New | BB&T CORPpfds, reits, | $14,003,000 | – | 550 | +100.0% | 0.00% | – | |
| GILD | GILEAD SCIENCES INCequities | $10,128,000 | +14.5% | 125 | 0.0% | 0.00% | 0.0% | |
| STX | New | SEAGATE TECHNOLOGYequities | $4,378,000 | – | 132 | +100.0% | 0.00% | – |
| AT&T INCconvertible/ | $4,052,000 | -0.8% | 4,000 | 0.0% | 0.00% | 0.0% | ||
| PVD | BANCO BILBAO VIZCAYA ARGENTINA SAequities | $5,646,000 | +6.7% | 633 | 0.0% | 0.00% | 0.0% | |
| ASIX | ADVANSIX INCequities | $3,220,000 | +27.3% | 81 | 0.0% | 0.00% | – | |
| AETNA INCconvertible/ | $6,013,000 | +0.1% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| AMX | AMERICA MOVIL SAB DE CVequities | $3,550,000 | +11.5% | 200 | 0.0% | 0.00% | 0.0% | |
| AMERICAN INTL GRconvertible/ | $5,058,000 | -0.9% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| APHA | APHRIA INCequities | $4,703,000 | +39.0% | 825 | 0.0% | 0.00% | 0.0% | |
| New | AZ HLTH FAC AUTHconvertible/ | $5,053,000 | – | 5,000 | +100.0% | 0.00% | – | |
| New | AZ HLTH FAC AUTHconvertible/ | $5,059,000 | – | 5,000 | +100.0% | 0.00% | – | |
| AVONDALE AZconvertible/ | $5,459,000 | -1.2% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| BANK OF AMERICAconvertible/ | $5,033,000 | -1.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| BANK OF AMERICAconvertible/ | $7,615,000 | -0.7% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| BANK OF AMERICAconvertible/ | $7,871,000 | -0.2% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| OILNF | IPATH S&P GSCI CRUDE OIL TOTAL RETURN-INDEX ETNequities | $5,380,000 | +10.7% | 1,000 | 0.0% | 0.00% | 0.0% | |
| BLK | New | BLACKROCK INCequities | $3,130,000 | – | 7 | +100.0% | 0.00% | – |
| New | ALAMOS GOLD INCequities | $7,889,000 | – | 1,167 | +100.0% | 0.00% | – | |
| BURLINGTN NO SANTconvertible/ | $8,435,000 | -0.8% | 8,000 | 0.0% | 0.00% | -50.0% | ||
| CME | CME GROUP INC Aequities | $6,784,000 | +8.3% | 50 | 0.0% | 0.00% | 0.0% | |
| CA ST PUB WKS Bconvertible/ | $5,235,000 | -0.6% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| SYLD | CAMBRIA SHAREHOLDER YLD ETFequities | $7,103,000 | +3.8% | 200 | 0.0% | 0.00% | 0.0% | |
| CNI | Buy | CANADIAN NATIONAL RAILWAY COequities | $7,457,000 | +22.7% | 90 | +20.0% | 0.00% | 0.0% |
| CGC | CANOPY GROWTH CORPOequities | $5,461,000 | +40.3% | 635 | 0.0% | 0.00% | 0.0% | |
| COFPRPCL | New | CAPITAL ONE FINL CORPpfds, reits, | $8,636,000 | – | 342 | +100.0% | 0.00% | – |
| COFPRDCL | New | CAPITAL ONE FIN PFDpfds, reits, | $8,368,000 | – | 308 | +100.0% | 0.00% | – |
| CARA | Sell | CARA THERAPEUTICS INCequities | $5,476,000 | -55.5% | 400 | -50.0% | 0.00% | -50.0% |
| CCL | New | CARNIVAL CORPequities | $3,229,000 | – | 50 | +100.0% | 0.00% | – |
| CATERPILLAR FINL SVCS CORPconvertible/ | $8,407,000 | -1.2% | 8,000 | 0.0% | 0.00% | -50.0% | ||
| CLRB | New | CELLECTAR BIOSCIENCEequities | $8,350,000 | – | 5,000 | +100.0% | 0.00% | – |
| CVE | CENOVUS ENERGY INCequities | $6,232,000 | +36.0% | 622 | 0.0% | 0.00% | 0.0% | |
| CHTR | New | CHARTER COMMUNICATIONSequities | $5,451,000 | – | 15 | +100.0% | 0.00% | – |
| CISCO SYSTEMS INCconvertible/ | $5,027,000 | +0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| CPRLCL | New | CITIGROUP INpfds, reits, | $4,231,000 | – | 157 | +100.0% | 0.00% | – |
| CPRJ | New | CITIGROUP INCpfds, reits, | $3,508,000 | – | 121 | +100.0% | 0.00% | – |
| CPRCCL | New | CITIGROUP INC - PFD SERIES Cpfds, reits, | $4,047,000 | – | 157 | +100.0% | 0.00% | – |
| New | ALLERGAN INCequities | $8,198,000 | – | 40 | +100.0% | 0.00% | – | |
| CL | Buy | COLGATE PALMOLIVEequities | $6,484,000 | +149.9% | 89 | +154.3% | 0.00% | – |
| New | ALLSTATE CORpfds, reits, | $3,832,000 | – | 143 | +100.0% | 0.00% | – | |
| ED | CONSOLIDATED EDISON INCequities | $8,068,000 | -0.2% | 100 | 0.0% | 0.00% | -50.0% | |
| New | ALTABA INCequities | $6,624,000 | – | 100 | +100.0% | 0.00% | – | |
| DE | New | DEERE & COequities | $4,647,000 | – | 37 | +100.0% | 0.00% | – |
| DVMT | DELL TECH INCequities | $8,570,000 | +26.3% | 111 | 0.0% | 0.00% | 0.0% | |
| DEVON ENERGY CORPconvertible/ | $5,198,000 | -1.1% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| DLB | Buy | DOLBY LABS INCequities | $3,624,000 | +469.8% | 63 | +384.6% | 0.00% | – |
| EPR | EPR PROPERTIESpfds, reits, | $5,998,000 | -3.0% | 86 | 0.0% | 0.00% | 0.0% | |
| EATON CORPconvertible/ | $6,027,000 | -0.2% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| ETY | EATON VANCE TAX-MANAGED DIVERSIFIED EQ INCequities | $4,897,000 | +3.4% | 420 | 0.0% | 0.00% | 0.0% | |
| EBAY | EBAY INCequities | $5,538,000 | +10.1% | 144 | 0.0% | 0.00% | 0.0% | |
| EBIX | EBIX INCequities | $6,525,000 | +21.1% | 100 | 0.0% | 0.00% | 0.0% | |
| EEP | ENBRIDGE ENERGY PTNRS LPpfds, reits, | $6,392,000 | -0.1% | 400 | 0.0% | 0.00% | 0.0% | |
| ETR | New | ENTERGY CORPequities | $3,054,000 | – | 40 | +100.0% | 0.00% | – |
| EXPEDIA INCconvertible/ | $7,312,000 | -1.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| EXPEDIA INCconvertible/ | $7,648,000 | -0.1% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| New | AMERISOURCEBERGEN CORPequities | $4,551,000 | – | 55 | +100.0% | 0.00% | – | |
| FAU FIN CORP FLconvertible/ | $5,642,000 | -0.6% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| FITB | New | FIFTH THIRD BANCORPequities | $3,162,000 | – | 113 | +100.0% | 0.00% | – |
| New | AMERIPRISE FINANCIAL INCequities | $4,455,000 | – | 30 | +100.0% | 0.00% | – | |
| FIRST HORIZON NATconvertible/ | $3,085,000 | +0.3% | 3,000 | 0.0% | 0.00% | 0.0% | ||
| New | ANADARKO PETROLEUM CORPequities | $7,181,000 | – | 147 | +100.0% | 0.00% | – | |
| FLR | Buy | FLUOR CORPequities | $4,968,000 | +117.0% | 118 | +136.0% | 0.00% | – |
| F | Sell | FORD MOTOR COequities | $4,447,000 | -74.6% | 371 | -76.3% | 0.00% | -66.7% |
| FCX | New | FREEPORT-MCMORAN INCequities | $3,075,000 | – | 219 | +100.0% | 0.00% | – |
| GEK | New | GENERAL ELECTRICpfds, reits, | $4,909,000 | – | 192 | +100.0% | 0.00% | – |
| GMGMQ | New | GENERAL MOTORS COequities | $3,836,000 | – | 95 | +100.0% | 0.00% | – |
| GNMK | GENMARK DIAGNOSTICS INCequities | $3,852,000 | -18.6% | 400 | 0.0% | 0.00% | 0.0% | |
| GPC | Sell | GENUINE PARTS COequities | $5,739,000 | -99.8% | 60 | -99.8% | 0.00% | -99.8% |
| New | APACHE CORPequities | $4,076,000 | – | 89 | +100.0% | 0.00% | – | |
| GSK | New | GLAXOSMITHKLINE PLC ADRequities | $6,090,000 | – | 150 | +100.0% | 0.00% | – |
| GSPRJ | New | GOLDMAN SACHSpfds, reits, | $7,821,000 | – | 287 | +100.0% | 0.00% | – |
| GSPRK | New | GOLDMAN SACHpfds, reits, | $5,210,000 | – | 178 | +100.0% | 0.00% | – |
| HGH | Sell | HARTFORD FINANCIAL PFDpfds, reits, | $3,157,000 | -87.9% | 104 | -87.8% | 0.00% | -80.0% |
| HAS | HASBRO INCequities | $2,930,000 | -12.4% | 30 | 0.0% | 0.00% | 0.0% | |
| HERTZ CORPconvertible/ | $7,320,000 | +10.4% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| New | ACHAOGEN INCequities | $7,975,000 | – | 500 | +100.0% | 0.00% | – | |
| HUSKY ENERGY INCconvertible/ | $7,652,000 | -1.7% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| ISFCL | New | ING GROEP NVequities | $3,572,000 | – | 139 | +100.0% | 0.00% | – |
| IEH | New | INTEGRYS ENERGY GRpfds, reits, | $7,583,000 | – | 267 | +100.0% | 0.00% | – |
| INSYQ | INSYS THERAPEUTICSequities | $5,328,000 | -29.8% | 600 | 0.0% | 0.00% | 0.0% | |
| XON | INTREXONequities | $5,703,000 | -21.1% | 300 | 0.0% | 0.00% | 0.0% | |
| TIP | Buy | ISHARES TR BARCLAYS TIPSequities | $5,386,000 | +25.0% | 47 | +23.7% | 0.00% | 0.0% |
| IJH | ISHARES CORE S&P ETFequities | $6,083,000 | +2.9% | 34 | 0.0% | 0.00% | 0.0% | |
| IWB | Sell | ISHARES RUSSELL 1000 ETFequities | $7,274,000 | -84.5% | 52 | -85.0% | 0.00% | -88.9% |
| SCZ | Sell | ISHARES MSCI EAFE SCequities | $7,688,000 | -22.3% | 124 | -27.5% | 0.00% | -50.0% |
| JPMPRACL | New | JP MORGANpfds, reits, | $5,789,000 | – | 227 | +100.0% | 0.00% | – |
| JEFFERIES GROUPconvertible/ | $8,135,000 | -0.8% | 8,000 | 0.0% | 0.00% | -50.0% | ||
| JEFFERSON COUNTY MOconvertible/ | $5,081,000 | -0.9% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| JPMPRECL | New | JPMORGAN CHASEpfds, reits, | $3,393,000 | – | 127 | +100.0% | 0.00% | – |
| JPMPRBCL | New | JPMORGAN CHASEpfds, reits, | $4,170,000 | – | 155 | +100.0% | 0.00% | – |
| KSU | New | KANSAS CITY SOUTHERNequities | $7,282,000 | – | 67 | +100.0% | 0.00% | – |
| New | ACTIVISION BLIZZARD INCequities | $4,064,000 | – | 63 | +100.0% | 0.00% | – | |
| KEYS | KEYSIGHT TECHNOLOGIESequities | $5,249,000 | +7.0% | 126 | 0.0% | 0.00% | 0.0% | |
| LB | L BRANDS INCequities | $3,828,000 | -22.8% | 92 | 0.0% | 0.00% | 0.0% | |
| LLL | New | L-3 COMMUNICATIONSequities | $6,595,000 | – | 35 | +100.0% | 0.00% | – |
| LRCX | Buy | LAM RESEARCH CORPORATIONequities | $6,291,000 | +122.4% | 34 | +70.0% | 0.00% | 0.0% |
| QRTEA | New | LIBERTY INTERACTIV CORPequities | $3,300,000 | – | 140 | +100.0% | 0.00% | – |
| LYV | LIVE NATION ENTERTAINMENT INCequities | $3,179,000 | +25.0% | 73 | 0.0% | 0.00% | – | |
| LOGM | Buy | LOGMEIN INCequities | $5,503,000 | +110.6% | 50 | +100.0% | 0.00% | – |
| New | BB&T CORPpfds, reits, | $8,551,000 | – | 338 | +100.0% | 0.00% | – | |
| MTR | MESA ROYALTY TRUST ORDequities | $3,322,000 | +32.0% | 215 | 0.0% | 0.00% | – | |
| MIAMI-DADE CN FLconvertible/ | $5,285,000 | -0.9% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| New | BANK OF AMERICA CORPpfds, reits, | $3,760,000 | – | 146 | +100.0% | 0.00% | – | |
| MSPRE | New | MORGAN STANLpfds, reits, | $6,279,000 | – | 214 | +100.0% | 0.00% | – |
| MSPRGCL | New | MORGAN STANLpfds, reits, | $5,911,000 | – | 219 | +100.0% | 0.00% | – |
| New | MORGAN STANLpfds, reits, | $3,120,000 | – | 108 | +100.0% | 0.00% | – | |
| New | BANK OF MONTREALequities | $3,786,000 | – | 50 | +100.0% | 0.00% | – | |
| New | BANK OF NY MELLON CORPpfds, reits, | $7,618,000 | – | 301 | +100.0% | 0.00% | – | |
| NBIX | NEUROCRINE BIOSCIENCESequities | $6,128,000 | +33.2% | 100 | 0.0% | 0.00% | 0.0% | |
| NJ ST TRANS TRconvertible/ | $5,598,000 | +4.7% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| NC EASTERN MUNI PWRconvertible/ | $5,958,000 | -0.9% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| NUE | New | NUCORequities | $3,923,000 | – | 70 | +100.0% | 0.00% | – |
| BXMX | NUVEEN S&P 500 BUY-WRITE INC FDequities | $7,577,000 | +0.9% | 542 | 0.0% | 0.00% | 0.0% | |
| OMC | New | OMNICOM GROUP INCequities | $7,703,000 | – | 104 | +100.0% | 0.00% | – |
| OKE | New | ONEOK INCequities | $5,763,000 | – | 104 | +100.0% | 0.00% | – |
| ORACLE CORPORATIOconvertible/ | $4,958,000 | +0.1% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| PNCPRQ | PNC FINL GPpfds, reits, | $3,089,000 | +0.6% | 120 | 0.0% | 0.00% | 0.0% | |
| PSBPRUCL | Buy | PS BUSINESS PARKS INCpfds, reits, | $3,571,000 | +24.5% | 142 | +24.6% | 0.00% | 0.0% |
| PSBPRTCL | New | PS BUSINESS PARKSpfds, reits, | $3,145,000 | – | 125 | +100.0% | 0.00% | – |
| QQQ | Sell | POWERSHARES QQQequities | $4,364,000 | -91.7% | 30 | -92.1% | 0.00% | -90.0% |
| PX | PRAXAIR INCequities | $4,192,000 | +5.4% | 30 | 0.0% | 0.00% | 0.0% | |
| PFG | PRINCIPAL FINANCIALequities | $6,434,000 | +0.4% | 100 | 0.0% | 0.00% | 0.0% | |
| DOG | PROSHARES SHORT DOW 30equities | $3,310,000 | -5.1% | 200 | 0.0% | 0.00% | 0.0% | |
| DGX | Buy | QUEST DIAGNOSTIC INCequities | $4,732,000 | +270.8% | 51 | +363.6% | 0.00% | – |
| RFPRB | New | REGIONS FINApfds, reits, | $3,715,000 | – | 130 | +100.0% | 0.00% | – |
| RVNC | New | REVANCE THERAPEUTICSequities | $5,510,000 | – | 200 | +100.0% | 0.00% | – |
| ROST | New | ROSS STORES INCequities | $2,906,000 | – | 45 | +100.0% | 0.00% | – |
| RDSB | New | ROYAL DUTCH SHELL PLCpfds, reits, | $6,442,000 | – | 103 | +100.0% | 0.00% | – |
| ST LOUIS MO PKGconvertible/ | $5,062,000 | -0.5% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| New | AEGON NV PERPETUAL CAPITAL SECURITIESequities | $4,324,000 | – | 167 | +100.0% | 0.00% | – | |
| New | AEGON NV 8pfds, reits, | $3,284,000 | – | 125 | +100.0% | 0.00% | – | |
| SCHWPRBCL | Buy | CHARLES SCHWAB C PFDpfds, reits, | $8,379,000 | +152.5% | 330 | +153.8% | 0.00% | 0.0% |
| SERVICEMASTER CO LTDconvertible/ | $5,400,000 | +0.5% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| SHPG | Sell | SHIRE PLCequities | $5,972,000 | -79.6% | 39 | -78.0% | 0.00% | -83.3% |
| S VY SWR DST UTconvertible/ | $5,055,000 | -1.1% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| SWJCL | New | STANLEY BANK &pfds, reits, | $4,198,000 | – | 165 | +100.0% | 0.00% | – |
| STTPRCCL | New | STATE STREETpfds, reits, | $3,999,000 | – | 159 | +100.0% | 0.00% | – |
| STTPRD | New | STATE STREET Cpfds, reits, | $3,959,000 | – | 142 | +100.0% | 0.00% | – |
| STTPRECL | New | STATE STREET CORpfds, reits, | $7,468,000 | – | 280 | +100.0% | 0.00% | – |
| SU | Buy | SUNCOR ENERGY INCequities | $8,057,000 | +38.0% | 230 | +15.0% | 0.00% | 0.0% |
| SYF | SYNCHRONY FINANCIALequities | $6,893,000 | +4.1% | 222 | 0.0% | 0.00% | 0.0% | |
| TMUS | New | T-MOBILE US INCequities | $3,330,000 | – | 54 | +100.0% | 0.00% | – |
| PACTIV LLCconvertible/ | $5,713,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| New | TN ENGY ACQUISITconvertible/ | $5,640,000 | – | 5,000 | +100.0% | 0.00% | – | |
| TN HSG DEV AGCYconvertible/ | $5,054,000 | +0.1% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| TNH | TERRA NITROGENpfds, reits, | $8,175,000 | -4.8% | 100 | 0.0% | 0.00% | -50.0% | |
| TMO | Sell | THERMO FISHER SCIENTIFIC INCequities | $5,298,000 | -86.4% | 28 | -87.5% | 0.00% | -85.7% |
| New | BHP BILLITON LTDequities | $7,012,000 | – | 173 | +100.0% | 0.00% | – | |
| TWTR | Buy | TWITTER INCequities | $4,133,000 | +208.4% | 245 | +226.7% | 0.00% | – |
| USBPRM | New | US BANCORPpfds, reits, | $4,314,000 | – | 148 | +100.0% | 0.00% | – |
| UBNT | UBIQUITI NETWORKS INCequities | $3,921,000 | +7.8% | 70 | 0.0% | 0.00% | 0.0% | |
| UAA | Sell | UNDER ARMOUR INC CL Aequities | $3,296,000 | -45.9% | 200 | -28.6% | 0.00% | 0.0% |
| UA | Sell | UNDER ARMOUR INC CL Cequities | $3,004,000 | -46.8% | 200 | -28.6% | 0.00% | 0.0% |
| MGC | VANGUARD MGC ETFequities | $4,745,000 | +4.1% | 55 | 0.0% | 0.00% | 0.0% | |
| VYM | New | VANGUARD HIGH DIV YLD ETFequities | $7,377,000 | – | 91 | +100.0% | 0.00% | – |
| VOT | New | VANGUARD MID CAP GROWTHequities | $7,305,000 | – | 60 | +100.0% | 0.00% | – |
| VZACL | New | VERIZON COMMUNICpfds, reits, | $5,710,000 | – | 210 | +100.0% | 0.00% | – |
| VRNT | VERINT SYSTEMS INCequities | $5,859,000 | +2.8% | 140 | 0.0% | 0.00% | 0.0% | |
| VRSK | New | VERISK ANALYTICS INCequities | $5,990,000 | – | 72 | +100.0% | 0.00% | – |
| VRTX | Buy | VERTEX PHARMA INCequities | $7,298,000 | +183.2% | 48 | +140.0% | 0.00% | – |
| WBC | WABCO HLDG INCequities | $7,400,000 | +16.1% | 50 | 0.0% | 0.00% | 0.0% | |
| WAB | WABTECequities | $7,575,000 | -17.2% | 100 | 0.0% | 0.00% | -50.0% | |
| WSO | New | WATSCO INCequities | $4,027,000 | – | 25 | +100.0% | 0.00% | – |
| WELLS FARGO BK NAconvertible/ | $5,110,000 | +0.1% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| WDC | New | WESTERN DIGITALequities | $3,629,000 | – | 42 | +100.0% | 0.00% | – |
| ZAYO | New | ZAYO GROUP HOLDINGSequities | $3,821,000 | – | 111 | +100.0% | 0.00% | – |
| ZG | ZILLOW GROUP INC CL Aequities | $4,015,000 | -17.8% | 100 | 0.0% | 0.00% | 0.0% | |
| Z | ZILLOW GROUP INC CL Cequities | $8,042,000 | -18.0% | 200 | 0.0% | 0.00% | -50.0% | |
| New | AGTECH HOLDINGS LTD ORDequities | $3,015,000 | – | 15,000 | +100.0% | 0.00% | – | |
| BG | BUNGE LTDequities | $3,612,000 | -6.9% | 52 | 0.0% | 0.00% | 0.0% | |
| INFO | New | IHS MARKIT LTDequities | $3,130,000 | – | 71 | +100.0% | 0.00% | – |
| MRVL | MARVELL TECH GRP LTDequities | $3,759,000 | +8.4% | 210 | 0.0% | 0.00% | 0.0% | |
| PUKPR | PRUDENTIAL PLC PFDpfds, reits, | $5,314,000 | +0.1% | 200 | 0.0% | 0.00% | 0.0% | |
| New | NESTLE SA ORDequities | $6,702,000 | – | 80 | +100.0% | 0.00% | – | |
| AVGO | Sell | AVAGO TECHNOLOGIESequities | $4,123,000 | -96.5% | 17 | -96.6% | 0.00% | -95.5% |
| USBPRH | New | US BANCORP DEP SHS Bpfds, reits, | $867,000 | – | 37 | +100.0% | 0.00% | – |
| BALMF | Exit | BALMORAL RESOURCESequities | $0 | – | -3,750 | -100.0% | 0.00% | – |
| SEVENTY SEVEN ENERGYpfds, reits, | $0 | – | 50 | 0.0% | 0.00% | – | ||
| DTQ | New | DTE ENERGY COequities | $708,000 | – | 28 | +100.0% | 0.00% | – |
| DBSDY | New | DBS GROUP HOLDINGSequities | $1,232,000 | – | 20 | +100.0% | 0.00% | – |
| CUDO | CUIDAO HLDG CORPequities | $0 | – | 150 | 0.0% | 0.00% | – | |
| COUGF | COUGAR OIL & GAS CANADA INCequities | $0 | – | 2,000 | 0.0% | 0.00% | – | |
| CORE MED GROUP INCequities | $0 | – | 146 | 0.0% | 0.00% | – | ||
| WFCPRJCL | Sell | WELLS FARGO & CO PFDpfds, reits, | $2,270,000 | -90.7% | 89 | -90.6% | 0.00% | -100.0% |
| CNVVY | New | CONVATEC GROUP PLCequities | $620,000 | – | 42 | +100.0% | 0.00% | – |
| CTGO | CONTANGO ORE INCequities | $188,000 | +5.6% | 10 | 0.0% | 0.00% | – | |
| CTTAY | New | CONTINENTAL AGequities | $1,018,000 | – | 20 | +100.0% | 0.00% | – |
| CNO | CNO FINL GROUP INCequities | $163,000 | +11.6% | 7 | 0.0% | 0.00% | – | |
| New | ALPINE 4 TECH LTDequities | $2,400,000 | – | 15,000 | +100.0% | 0.00% | – | |
| CMPGY | New | COMPASS GROUPequities | $1,513,000 | – | 70 | +100.0% | 0.00% | – |
| CFRUY | New | COMPAGNIE FINAN RICequities | $866,000 | – | 95 | +100.0% | 0.00% | – |
| CCVCL | New | COMCAST CORPequities | $1,687,000 | – | 66 | +100.0% | 0.00% | – |
| ARKAY | Exit | ARKEMA SAequities | $0 | – | -5 | -100.0% | 0.00% | – |
| New | ALLSTATE CORPpfds, reits, | $2,381,000 | – | 90 | +100.0% | 0.00% | – | |
| New | ALLSTATE CORPORApfds, reits, | $483,000 | – | 18 | +100.0% | 0.00% | – | |
| CRGE | CLENERGEN CORPequities | $5,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | |
| CISCO SYSTEMS INCconvertible/ | $1,741,000 | -0.7% | 1,667 | 0.0% | 0.00% | – | ||
| CTHR | CHARLES & COLVARD LTDequities | $696,000 | -5.4% | 800 | 0.0% | 0.00% | – | |
| New | ALEXION PHARMA INCequities | $701,000 | – | 5 | +100.0% | 0.00% | – | |
| CTX | New | CENTEX CORPORATIONequities | $1,522,000 | – | 60 | +100.0% | 0.00% | – |
| CVM | CEL-SCI CORPequities | $480,000 | -25.5% | 289 | 0.0% | 0.00% | – | |
| New | BOJANGLES' INCequities | $675,000 | – | 50 | +100.0% | 0.00% | – | |
| CABGY | New | CARLSBERG ASequities | $1,432,000 | – | 65 | +100.0% | 0.00% | – |
| COFPRCCL | New | CAPITAL ONEpfds, reits, | $2,678,000 | – | 101 | +100.0% | 0.00% | – |
| GOOS | CANADA GOOSE HOLDINGSequities | $411,000 | +4.1% | 20 | 0.0% | 0.00% | – | |
| WTKWY | New | WOLTERS KLUWERequities | $1,854,000 | – | 40 | +100.0% | 0.00% | – |
| CRC | CALIFORNIA RES CORPequities | $21,000 | +23.5% | 2 | 0.0% | 0.00% | – | |
| WPYGY | New | WORLDPAY GROUP PLCequities | $1,029,000 | – | 62 | +100.0% | 0.00% | – |
| COG | CABOT OIL & GAS CORPequities | $642,000 | +6.6% | 24 | 0.0% | 0.00% | – | |
| PMTS | CPI CARD GROUP INCequities | $472,000 | -58.6% | 400 | 0.0% | 0.00% | – | |
| CDEX INCequities | $0 | – | 200 | 0.0% | 0.00% | – | ||
| AUY | YAMANA GOLD INCequities | $1,325,000 | +9.1% | 500 | 0.0% | 0.00% | – | |
| YELLOW MEDIA INC 22 WTSequities | $438,000 | -7.2% | 827 | 0.0% | 0.00% | – | ||
| CBS | New | CBS CORPequities | $1,972,000 | – | 34 | +100.0% | 0.00% | – |
| BFB | BROWN FORMAN CORPequities | $2,172,000 | +11.7% | 40 | 0.0% | 0.00% | – | |
| VIFI | Exit | VIE FINCL GRPequities | $0 | – | -6 | -100.0% | 0.00% | – |
| BCAS | BROADCASTER INC NEW XXXequities | $0 | – | 100 | 0.0% | 0.00% | – | |
| BHF | New | BRIGHTHOUSE FINANCIAequities | $912,000 | – | 15 | +100.0% | 0.00% | – |
| New | AFLAC INCequities | $2,732,000 | – | 108 | +100.0% | 0.00% | – | |
| BNCDY | New | BANCA MEDIOLANUMequities | $788,000 | – | 45 | +100.0% | 0.00% | – |
| ARCTF | AURICO METALS INCequities | $509,000 | +14.9% | 509 | 0.0% | 0.00% | – | |
| MT | ARCELOR MITTAL NY NEWequities | $2,679,000 | +13.3% | 104 | 0.0% | 0.00% | – | |
| ABUS | ARBUTUS BIOPHARMA CORPequities | $124,000 | +72.2% | 20 | 0.0% | 0.00% | – | |
| ARHPRCCL | New | ARCH CAPITAL GROUP LTDpfds, reits, | $1,043,000 | – | 41 | +100.0% | 0.00% | – |
| ARCO | ARCOS DORADOS HLDG INCequities | $1,005,000 | +34.9% | 100 | 0.0% | 0.00% | – | |
| AXSPRDCL | New | AXIS CAPITALpfds, reits, | $2,340,000 | – | 93 | +100.0% | 0.00% | – |
| AQB | AQUABOUNTY TECHequities | $28,000 | -12.5% | 4 | 0.0% | 0.00% | – | |
| AMHC | AMERICAN CAPITAL HOLDINGSequities | $0 | – | 200 | 0.0% | 0.00% | – | |
| RE | New | EVEREST RE GROUP LTDequities | $2,284,000 | – | 10 | +100.0% | 0.00% | – |
| AKCA | New | AKCEA THERAPEUTICS INCequities | $1,384,000 | – | 50 | +100.0% | 0.00% | – |
| ADVISORS DISCIPLINEDunit trusts | $762,000 | -14.3% | 2 | 0.0% | 0.00% | – | ||
| APC | Exit | ANADARKO PETROLEUM CORPequities | $0 | – | -21 | -100.0% | 0.00% | – |
| PREPRF | New | PARTNERRE LTDpfds, reits, | $560,000 | – | 22 | +100.0% | 0.00% | – |
| JNK | Exit | SPDR BARCLAYS HIGH YIELD BOND ETFequities | $0 | – | -59 | -100.0% | 0.00% | – |
| RNRPRE | New | RENAISSANCERpfds, reits, | $2,343,000 | – | 93 | +100.0% | 0.00% | – |
| RNRPRCCL | New | RENAISSANCEREpfds, reits, | $463,000 | – | 18 | +100.0% | 0.00% | – |
| AQFD | CLASSIFIED AD INCequities | $0 | – | 156 | 0.0% | 0.00% | – | |
| ABKI | ABAKAN INCequities | $128,000 | -58.2% | 98,700 | 0.0% | 0.00% | – | |
| PNR | New | PENTAIR PLCequities | $2,379,000 | – | 35 | +100.0% | 0.00% | – |
| SUPER DEAL COM INCequities | $0 | – | 153 | 0.0% | 0.00% | – | ||
| KEYENCE CORPequities | $2,125,000 | +20.9% | 4 | 0.0% | 0.00% | – | ||
| AMR CORPpfds, reits, | $0 | – | 1,000 | 0.0% | 0.00% | – | ||
| MYL | MYLAN NVequities | $627,000 | -19.2% | 20 | 0.0% | 0.00% | – | |
| QGEN | New | QIAGEN NVequities | $1,922,000 | – | 61 | +100.0% | 0.00% | – |
| AMCX | New | AMC NETWORKS INC CLequities | $1,462,000 | – | 25 | +100.0% | 0.00% | – |
| AQBN | Exit | AAB NATIONAL COequities | $0 | – | -181 | -100.0% | 0.00% | – |
| AMPY | Exit | AMPLIFY ENERGY CORPequities | $0 | – | -74 | -100.0% | 0.00% | – |
| ILG | Exit | ILG INCequities | $0 | – | -46 | -100.0% | 0.00% | – |
| PREGF | Exit | PRD ENEGY INCequities | $0 | – | -12,500 | -100.0% | 0.00% | – |
| DBO | Exit | POWERSHARES DB OIL ETFequities | $0 | – | -34 | -100.0% | 0.00% | – |
| BOJA | Exit | BOJANGLES' INCequities | $0 | – | -50 | -100.0% | 0.00% | – |
| FTR | Exit | FRONTIER COMM CORPequities | $0 | – | -356 | -100.0% | 0.00% | – |
| Exit | IBM CORPconvertible/ | $0 | – | -1,666 | -100.0% | 0.00% | – | |
| RST | Exit | ROSETTA STONE INCequities | $0 | – | -5 | -100.0% | 0.00% | – |
| SUNEQ | Exit | SUNEDISON INCequities | $0 | – | -1,000 | -100.0% | 0.00% | – |
| Exit | FIRST TRUST PORTunit trusts | $0 | – | -10 | -100.0% | 0.00% | – | |
| IWC | Exit | ISHARES RUSSELL MICROCAPequities | $0 | – | -26 | -100.0% | 0.00% | – |
| Exit | GREATER AZ DEV AUTHconvertible/ | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| AMAT | Exit | APPLIED MATERIALS INCequities | $0 | – | -52 | -100.0% | 0.00% | – |
| Exit | GENERAL MOTORS CORPpfds, reits, | $0 | – | -400 | -100.0% | 0.00% | – | |
| LQD | Exit | ISHARES IBOXX INVESTORequities | $0 | – | -19 | -100.0% | 0.00% | – |
| Exit | INTELAKARE MARKETINGequities | $0 | – | -2,200 | -100.0% | 0.00% | – | |
| NLS | Exit | NAUTILUS INCequities | $0 | – | -125 | -100.0% | 0.00% | – |
| EGO | Exit | ELDORADO GOLD CORP NEWequities | $0 | – | -450 | -100.0% | 0.00% | – |
| ETSY | Exit | ETSY INCequities | $0 | – | -150 | -100.0% | 0.00% | – |
| RYAAY | New | RYANAIR HLDGS PLCequities | $843,000 | – | 8 | +100.0% | 0.00% | – |
| RYKKY | New | RYOHIN KEIKAKU COequities | $1,776,000 | – | 30 | +100.0% | 0.00% | – |
| KKPNY | New | ROYAL KPN NVequities | $656,000 | – | 190 | +100.0% | 0.00% | – |
| RYPRSCL | New | ROYAL BANK CANpfds, reits, | $935,000 | – | 37 | +100.0% | 0.00% | – |
| RBSPRSCL | New | ROYAL BNK SCOTpfds, reits, | $1,952,000 | – | 76 | +100.0% | 0.00% | – |
| RELX | New | RETX PLCequities | $1,386,000 | – | 62 | +100.0% | 0.00% | – |
| RZA | New | REINSURANCE GPpfds, reits, | $1,451,000 | – | 51 | +100.0% | 0.00% | – |
| RGLS | REGULUS THERAPEUTICS INCequities | $250,000 | +26.9% | 200 | 0.0% | 0.00% | – | |
| New | AEGON NV FLOATING PERPETUAL CAPITAL SECURITIESequities | $2,614,000 | – | 108 | +100.0% | 0.00% | – | |
| RDEIY | New | RED ELECTRICA CORPequities | $1,146,000 | – | 110 | +100.0% | 0.00% | – |
| RMR | RMR GROUP INCequities | $514,000 | +5.5% | 10 | 0.0% | 0.00% | – | |
| CTUCL | New | QWEST CORPpfds, reits, | $1,039,000 | – | 41 | +100.0% | 0.00% | – |
| CTWCL | New | QWEST CORPequities | $1,017,000 | – | 40 | +100.0% | 0.00% | – |
| PSAPRYCL | New | PUBLIC STORApfds, reits, | $1,482,000 | – | 55 | +100.0% | 0.00% | – |
| PSAPRZCL | New | PUBLIC STORAGEpfds, reits, | $2,014,000 | – | 77 | +100.0% | 0.00% | – |
| PSAPRVCL | New | PUBLIC STORAGEpfds, reits, | $1,063,000 | – | 42 | +100.0% | 0.00% | – |
| PSAPRACL | New | PUBLIC STORAGE CL Apfds, reits, | $803,000 | – | 30 | +100.0% | 0.00% | – |
| SAXPY | New | SAMPO OYJequities | $1,985,000 | – | 75 | +100.0% | 0.00% | – |
| PSAPRUCL | New | PUBLIC STORAGEpfds, reits, | $1,058,000 | – | 42 | +100.0% | 0.00% | – |
| PSAPRX | New | PUBLIC STORAGEpfds, reits, | $678,000 | – | 27 | +100.0% | 0.00% | – |
| PEG | New | PUB SVC ENTERPRISE GPequities | $2,775,000 | – | 60 | +100.0% | 0.00% | – |
| PUK | New | PRUDENTIAL CORP PLCequities | $2,635,000 | – | 55 | +100.0% | 0.00% | – |
| GCVRZ | SANOFI 20RTSFequities | $365,000 | -5.2% | 1,014 | 0.0% | 0.00% | – | |
| PJH | New | PRUDENTIAL FINequities | $2,329,000 | – | 91 | +100.0% | 0.00% | – |
| SSL | SASOL LTDequities | $1,377,000 | -1.5% | 50 | 0.0% | 0.00% | – | |
| New | PIMA CN AZ IDA Econvertible/ | $925,000 | – | 10,000 | +100.0% | 0.00% | – | |
| PGOL | PATRIOT GOLD CORPequities | $40,000 | +2.6% | 500 | 0.0% | 0.00% | – | |
| FRSH | PAPA MURPHY'S HLDG INCequities | $2,083,000 | +36.1% | 350 | 0.0% | 0.00% | – | |
| P | PANDORA MEDIA INCequities | $770,000 | -13.7% | 100 | 0.0% | 0.00% | – | |
| PBEC | PACIFIC BLUE ENERGY CORPequities | $0 | – | 1,000 | 0.0% | 0.00% | – | |
| SCHX | SCHWAB US LC ETFequities | $1,201,000 | +4.0% | 20 | 0.0% | 0.00% | – | |
| SCHV | SCHWAB US LC VAL ETFequities | $1,036,000 | +3.2% | 20 | 0.0% | 0.00% | – | |
| SCHA | SCHWAB US SC ETFequities | $1,684,000 | +5.4% | 25 | 0.0% | 0.00% | – | |
| PPX | New | PPL CAP FDGpfds, reits, | $720,000 | – | 28 | +100.0% | 0.00% | – |
| PJT | PJT PARTNERS INCequities | $958,000 | -4.8% | 25 | 0.0% | 0.00% | – | |
| OBBCQ | ORBIT BRANDS CORPequities | $0 | – | 100,000 | 0.0% | 0.00% | – | |
| OCLG | ONCOLOGIX TECH INCequities | $0 | – | 1,250 | 0.0% | 0.00% | – | |
| OCLR | OCLARO INCequities | $121,000 | -7.6% | 14 | 0.0% | 0.00% | – | |
| OOAG | OMDA OIL & GAS INCequities | $0 | – | 1 | 0.0% | 0.00% | – | |
| NUAN | New | NUANCE COMM INCequities | $1,336,000 | – | 85 | +100.0% | 0.00% | – |
| SNFCA | SECURITY NATL FINL CORPequities | $2,101,000 | -20.0% | 412 | 0.0% | 0.00% | – | |
| DNOW | Buy | NOW INCequities | $2,141,000 | +77.5% | 155 | +106.7% | 0.00% | – |
| NGBL | NOTIS GLOBAL INCequities | $0 | – | 100 | 0.0% | 0.00% | – | |
| NRBAY | New | NORDEA BK AB SWEDENequities | $680,000 | – | 50 | +100.0% | 0.00% | – |
| NEEPRJ | New | NEXTERA ENERGYpfds, reits, | $932,000 | – | 37 | +100.0% | 0.00% | – |
| NEEPRI | New | NEXTERA EGY Lpfds, reits, | $2,238,000 | – | 89 | +100.0% | 0.00% | – |
| NEEPRHCL | New | NEXTERA EGY CAPpfds, reits, | $1,081,000 | – | 43 | +100.0% | 0.00% | – |
| SIRI | SIRIUS XM HLDG INCequities | $1,656,000 | +0.9% | 300 | 0.0% | 0.00% | – | |
| NEEPRGCL | New | NEXTERA ENERGY Cpfds, reits, | $1,083,000 | – | 43 | +100.0% | 0.00% | – |
| NXPS | NEXPRISE INCequities | $0 | – | 1 | 0.0% | 0.00% | – | |
| NNNPRECL | New | NATL RETAIL PPpfds, reits, | $2,324,000 | – | 91 | +100.0% | 0.00% | – |
| SFTBY | New | SOFTBANK CORPequities | $1,057,000 | – | 26 | +100.0% | 0.00% | – |
| WNDW | New | SOLARWINDOW TECHNOLOequities | $2,162,000 | – | 550 | +100.0% | 0.00% | – |
| NOV | New | NATL OILWELL VARCO INCequities | $2,322,000 | – | 65 | +100.0% | 0.00% | – |
| NFG | NATL FUEL GAS COequities | $2,831,000 | +1.4% | 50 | 0.0% | 0.00% | -100.0% | |
| SOJA | New | SOUTHERN COMPANpfds, reits, | $1,096,000 | – | 40 | +100.0% | 0.00% | – |
| MZPS | MYZIPSOFT INCequities | $0 | – | 311 | 0.0% | 0.00% | – | |
| New | WR BERKLEY CPpfds, reits, | $2,723,000 | – | 105 | +100.0% | 0.00% | – | |
| SMRK | SOUTHMARK CORPequities | $0 | – | 124 | 0.0% | 0.00% | – | |
| SOUHY | SOUTH32 LTDequities | $142,000 | +25.7% | 11 | 0.0% | 0.00% | – | |
| XDSL | MPHASE TECH INCequities | $0 | – | 400 | 0.0% | 0.00% | – | |
| MSI | New | MOTOROLA SOLUTIONS INCequities | $2,716,000 | – | 32 | +100.0% | 0.00% | – |
| SPECTRA7 MICROSYSTEMS INCequities | $352,000 | +17.7% | 1,000 | 0.0% | 0.00% | – | ||
| MSPRA | New | MORGAN STANLEY A DEP SHpfds, reits, | $2,237,000 | – | 97 | +100.0% | 0.00% | – |
| MS | New | MORGAN STANLEYequities | $2,409,000 | – | 50 | +100.0% | 0.00% | – |
| SPORTSEND INCequities | $0 | – | 50 | 0.0% | 0.00% | – | ||
| New | BANK OF AMERICA CORPpfds, reits, | $2,691,000 | – | 105 | +100.0% | 0.00% | – | |
| New | BANK OF AMERICA CORPpfds, reits, | $1,982,000 | – | 77 | +100.0% | 0.00% | – | |
| SRHIF | SPROTT RESOURCE HOLDINGS INCequities | $368,000 | +1.7% | 3,000 | 0.0% | 0.00% | – | |
| MIRANT CORPORATIONpfds, reits, | $0 | – | 374 | 0.0% | 0.00% | – | ||
| MIIS | MICROISLET INC XXXequities | $0 | – | 3,000 | 0.0% | 0.00% | – | |
| MGDDY | New | MICHELIN COMPAGNIE ADRequities | $1,168,000 | – | 40 | +100.0% | 0.00% | – |
| CMK | MFS INTERMARKET INCOME Iequities | $0 | – | 5,516 | 0.0% | 0.00% | – | |
| MRO | MARATHON OIL CORPequities | $1,356,000 | +14.4% | 100 | 0.0% | 0.00% | – | |
| MTW | MANITOWOC COMPANY INCequities | $1,818,000 | +49.8% | 202 | 0.0% | 0.00% | – | |
| MKTAY | New | MAKITA CORPequities | $1,698,000 | – | 42 | +100.0% | 0.00% | – |
| KR | Exit | KROGER COequities | $0 | – | -18 | -100.0% | 0.00% | – |
| STO | New | STATOIL ASA ADRequities | $904,000 | – | 45 | +100.0% | 0.00% | – |
| SRCL | STERICYCLE INCequities | $2,435,000 | -6.2% | 34 | 0.0% | 0.00% | – | |
| STM | STMICROELETRONICS NVequities | $971,000 | +35.0% | 50 | 0.0% | 0.00% | – | |
| New | MAIN STR NAT GASconvertible/ | $20,000 | – | 10,000 | +100.0% | 0.00% | – | |
| LITE | LUMENTUM HOLDINGS INCequities | $54,000 | -5.3% | 1 | 0.0% | 0.00% | – | |
| New | BB&T CORPORATIpfds, reits, | $1,290,000 | – | 51 | +100.0% | 0.00% | – | |
| SMFG | New | SUMITOMO MITSUI NEW ADRFequities | $1,511,000 | – | 196 | +100.0% | 0.00% | – |
| New | BB&T CORPpfds, reits, | $2,055,000 | – | 81 | +100.0% | 0.00% | – | |
| LOWELL COPPER LTDequities | $1,271,000 | -4.8% | 1,550 | 0.0% | 0.00% | – | ||
| STIPRECL | New | SUNTRUST BANpfds, reits, | $1,043,000 | – | 41 | +100.0% | 0.00% | – |
| LGFB | New | LIONS GATE ENTMTequities | $795,000 | – | 25 | +100.0% | 0.00% | – |
| BATRK | New | LIBERTY MEDIA CORPequities | $25,000 | – | 1 | +100.0% | 0.00% | – |
| FWONA | New | LIBERTY MEDIA CORPequities | $219,000 | – | 6 | +100.0% | 0.00% | – |
| TCFPRB | New | TCF FINANCIApfds, reits, | $2,570,000 | – | 102 | +100.0% | 0.00% | – |
| TELOZ | TEL OFFSHORE TRUST UBIpfds, reits, | $0 | -100.0% | 10,008 | 0.0% | 0.00% | -100.0% | |
| FWONK | New | LIBERTY MEDIA CORPequities | $267,000 | – | 7 | +100.0% | 0.00% | – |
| BATRA | New | LIBERTY MEDIA CORPequities | $25,000 | – | 1 | +100.0% | 0.00% | – |
| LSXMK | New | LIBERTY MEDIA CORPequities | $1,675,000 | – | 40 | +100.0% | 0.00% | – |
| LSXMA | New | LIBERTY MEDIA CORPequities | $838,000 | – | 20 | +100.0% | 0.00% | – |
| LVNTA | New | LIBERTY INTERACTVequities | $576,000 | – | 10 | +100.0% | 0.00% | – |
| A102DIV | TELEFONICA BRASIL SAequities | $48,000 | +20.0% | 3 | 0.0% | 0.00% | – | |
| LBRDK | New | LIBERTY BROADBAND COequities | $477,000 | – | 5 | +100.0% | 0.00% | – |
| TELNY | New | TELENOR ASA ADRequities | $1,270,000 | – | 60 | +100.0% | 0.00% | – |
| LBRDA | New | LIBERTY BROADBAND COequities | $283,000 | – | 3 | +100.0% | 0.00% | – |
| LEHMAN BROS HLDGSconvertible/ | $1,150,000 | -2.1% | 20,000 | 0.0% | 0.00% | – | ||
| DPS LEHMAN BROTHERS HLDGSpfds, reits, | $0 | – | 20,092 | 0.0% | 0.00% | – | ||
| TEVA | Sell | TEVA PHARMA INDUS LTDequities | $2,640,000 | -73.4% | 150 | -49.8% | 0.00% | -100.0% |
| LEHMAN BRO HLDG PFDpfds, reits, | $55,000 | +14.6% | 600 | 0.0% | 0.00% | – | ||
| LEHMAN BROS HOLDING IXXXequities | $0 | – | 1,000 | 0.0% | 0.00% | – | ||
| LDIS | LEADIS TECH INCequities | $5,000 | -50.0% | 2,500 | 0.0% | 0.00% | – | |
| LRST | LASERSIGHT INCequities | $0 | – | 2 | 0.0% | 0.00% | – | |
| LKSDQ | LSC COMM INCequities | $1,651,000 | -22.9% | 100 | 0.0% | 0.00% | – | |
| KMTUY | New | KOMATSU LTDequities | $1,020,000 | – | 36 | +100.0% | 0.00% | – |
| THMRQ | THORNBURG MORTGAGEpfds, reits, | $0 | – | 15 | 0.0% | 0.00% | – | |
| DDD | 3D SYSTEMS CORPequities | $268,000 | -28.3% | 20 | 0.0% | 0.00% | – | |
| KSS | KOHL'S CORPequities | $1,826,000 | +18.0% | 40 | 0.0% | 0.00% | – | |
| KIMPRICL | New | KIMCO REALTYpfds, reits, | $1,344,000 | – | 53 | +100.0% | 0.00% | – |
| TOELY | New | TOKYO ELECTRON LTDequities | $1,001,000 | – | 26 | +100.0% | 0.00% | – |
| KIMPRJCL | New | KIMCO REALTY Cpfds, reits, | $1,116,000 | – | 44 | +100.0% | 0.00% | – |
| KIMPRKCL | New | KIMCO REALTYpfds, reits, | $1,169,000 | – | 46 | +100.0% | 0.00% | – |
| KDDIY | New | KDDI CORPORATIONequities | $921,000 | – | 70 | +100.0% | 0.00% | – |
| TMKPRBCL | New | TORCHMARK CORPpfds, reits, | $659,000 | – | 26 | +100.0% | 0.00% | – |
| KED | KAYNE ANDERSON ENERGY DEVELOPMENT COequities | $1,889,000 | -4.4% | 109 | 0.0% | 0.00% | – | |
| KCRPY | New | KAO CORPequities | $589,000 | – | 10 | +100.0% | 0.00% | – |
| TGGI | TRANS GLOBAL GROUP INCequities | $0 | – | 5 | 0.0% | 0.00% | – | |
| KBCSY | New | KBC GROUP NVequities | $679,000 | – | 16 | +100.0% | 0.00% | – |
| TRU | TRANSUNIONequities | $2,836,000 | +9.1% | 60 | 0.0% | 0.00% | – | |
| EEM | ISHARES MSCI EMER MKT ETFequities | $2,689,000 | +8.3% | 60 | 0.0% | 0.00% | – | |
| ISGCL | New | ING GROEP NVequities | $2,490,000 | – | 96 | +100.0% | 0.00% | – |
| ISPCL | New | ING GROEP NVequities | $1,449,000 | – | 58 | +100.0% | 0.00% | – |
| IFJPY | New | INFORMA PLCequities | $918,000 | – | 50 | +100.0% | 0.00% | – |
| New | ASSC BRITISH FOODSequities | $862,000 | – | 20 | +100.0% | 0.00% | – | |
| SNHNI | New | SENIOR HSG PPTpfds, reits, | $2,310,000 | – | 91 | +100.0% | 0.00% | – |
| New | ASSA ABLOY ABequities | $1,712,000 | – | 150 | +100.0% | 0.00% | – | |
| USBPRO | New | US BANCORPpfds, reits, | $1,911,000 | – | 74 | +100.0% | 0.00% | – |
| USAS DIGITAL INCequities | $0 | – | 162 | 0.0% | 0.00% | – | ||
| UPRM | USA PERFORMANCE PRODUCTS INCequities | $0 | – | 40 | 0.0% | 0.00% | – | |
| UL | New | UNILEVERequities | $2,318,000 | – | 40 | +100.0% | 0.00% | – |
| SNKTY | INDEPENDENCE RESequities | $0 | – | 62 | 0.0% | 0.00% | – | |
| New | ASHTEAD GROUP PLCequities | $965,000 | – | 10 | +100.0% | 0.00% | – | |
| Buy | BIOVERATIV INCequities | $2,625,000 | +28.3% | 46 | +35.3% | 0.00% | – | |
| HPQ | New | HP INCequities | $2,435,000 | – | 122 | +100.0% | 0.00% | – |
| HERITAGE GLOBAL INCequities | $25,000 | +78.6% | 50 | 0.0% | 0.00% | – | ||
| New | ARKEMA SAequities | $610,000 | – | 5 | +100.0% | 0.00% | – | |
| HABT | HABIT RESTAURANTS INCequities | $2,610,000 | -17.4% | 200 | 0.0% | 0.00% | -100.0% | |
| GRGG | GREEN FOR ENERGY INCequities | $0 | – | 1,000 | 0.0% | 0.00% | – | |
| GRYG | GREEN ENERGY GROUP INCequities | $0 | – | 165 | 0.0% | 0.00% | – | |
| UNITY ONE CAPITALequities | $0 | – | 1 | 0.0% | 0.00% | – | ||
| New | APPLIED MATERIALS INCequities | $2,709,000 | – | 52 | +100.0% | 0.00% | – | |
| GSPRICL | New | GLDMAN SACHSpfds, reits, | $1,303,000 | – | 51 | +100.0% | 0.00% | – |
| GG | Sell | GOLDCORP INCequities | $2,592,000 | -33.1% | 200 | -33.3% | 0.00% | -100.0% |
| GARCF | GOLDEN ARCH RESOURCESequities | $0 | – | 4,000 | 0.0% | 0.00% | – | |
| VRX | VALEANT PHARMA INTL INCequities | $860,000 | -17.1% | 60 | 0.0% | 0.00% | – | |
| GOL | GOL LINHAS AEREAS INTELIGENTES SAequities | $169,000 | +85.7% | 8 | 0.0% | 0.00% | – | |
| VLEEY | New | VALEO SAequities | $2,047,000 | – | 55 | +100.0% | 0.00% | – |
| New | AON PLCequities | $2,192,000 | – | 15 | +100.0% | 0.00% | – | |
| GENERAL MOTORS CORP 8.25pfds, reits, | $0 | – | 15,000 | 0.0% | 0.00% | – | ||
| GENERAL MOTORS CORP 9.25pfds, reits, | $0 | – | 15,000 | 0.0% | 0.00% | – | ||
| GMWSB | GENERAL MOTORS CO, CL B-19WTequities | $1,277,000 | +28.9% | 57 | 0.0% | 0.00% | – | |
| VWO | VANGUARD EMERGING MARKETequities | $2,876,000 | +6.7% | 66 | 0.0% | 0.00% | -100.0% | |
| FCEL | FUELCELL ENERGY INCequities | $88,000 | +41.9% | 50 | 0.0% | 0.00% | – | |
| FSNUY | New | FRESENIUS SE COequities | $1,216,000 | – | 60 | +100.0% | 0.00% | – |
| FIT | FITBIT INCequities | $2,088,000 | +31.1% | 300 | 0.0% | 0.00% | – | |
| VEEV | New | VEEVA SYSTEMS INCequities | $2,256,000 | – | 40 | +100.0% | 0.00% | – |
| New | AMPLIFY ENERGY CO 22 WTSequities | $0 | – | 324 | +100.0% | 0.00% | – | |
| VTRB | New | VENTAS REALTY LPequities | $2,139,000 | – | 84 | +100.0% | 0.00% | – |
| New | AMPLIFY ENERGY CORPequities | $759,000 | – | 74 | +100.0% | 0.00% | – | |
| FERGY | New | FERGUSONequities | $1,655,000 | – | 250 | +100.0% | 0.00% | – |
| FANUY | New | FANUC CORPORATIONequities | $690,000 | – | 34 | +100.0% | 0.00% | – |
| New | AAB NATIONAL COequities | $0 | – | 181 | +100.0% | 0.00% | – | |
| ESQF | ESECURESOFT COequities | $0 | – | 148 | 0.0% | 0.00% | – | |
| EAB | New | ENTERGY ARKANSASequities | $680,000 | – | 27 | +100.0% | 0.00% | – |
| EAE | New | ENTERGY ARKANSASequities | $701,000 | – | 28 | +100.0% | 0.00% | – |
| EGLTQ | EGALET CORPequities | $2,560,000 | -46.0% | 2,000 | 0.0% | 0.00% | -100.0% | |
| TMQ | Exit | TRILOGY METALS INCequities | $0 | – | -348 | -100.0% | 0.00% | – |
| ECTYQ | ECOTALITY INC XXXequities | $0 | – | 833 | 0.0% | 0.00% | – | |
| EMN | New | EASTMAN CHEMICAL COequities | $2,624,000 | – | 29 | +100.0% | 0.00% | – |
| EWKS | EARTHWORKS ENTERTAINMENT INCequities | $0 | – | 44 | 0.0% | 0.00% | – | |
| VIAV | VIAVI SOLUTIONS INCequities | $66,000 | -10.8% | 7 | 0.0% | 0.00% | – | |
| VCISY | New | VINCI S A ADRequities | $1,780,000 | – | 75 | +100.0% | 0.00% | – |
| EDIG | E DIGITAL CORPequities | $1,000 | -90.0% | 300 | 0.0% | 0.00% | – | |
| DUKH | New | DUKE ENERGYequities | $1,860,000 | – | 73 | +100.0% | 0.00% | – |
| New | DR PEPPER SNAPPLE GROUPequities | $2,477,000 | – | 28 | +100.0% | 0.00% | – | |
| New | AMERN FINANCIALpfds, reits, | $1,181,000 | – | 45 | +100.0% | 0.00% | – | |
| VROT | VITROTECH CORPequities | $0 | – | 500 | 0.0% | 0.00% | – | |
| DFIN | DONNELLY FIN SOL INCequities | $2,156,000 | -6.1% | 100 | 0.0% | 0.00% | – | |
| VNOPRL | New | VORNADO REALTYpfds, reits, | $1,194,000 | – | 47 | +100.0% | 0.00% | – |
| VNOPRK | New | VORNADO RLTY TRpfds, reits, | $1,460,000 | – | 58 | +100.0% | 0.00% | – |
| D | DOMINION RESOURCES INCequities | $1,462,000 | +0.4% | 19 | 0.0% | 0.00% | – | |
| Exit | DALRADIAN RESOURCESequities | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| DLRPRG | New | DIGITAL REALTY TR G PFDpfds, reits, | $1,132,000 | – | 45 | +100.0% | 0.00% | – |
| DLRPRHCL | New | DIGITAL REALpfds, reits, | $1,248,000 | – | 46 | +100.0% | 0.00% | – |
| DTGI | DIGERATI TECH INCequities | $37,000 | -33.9% | 100 | 0.0% | 0.00% | – | |
| DIA | SPDR DOW JONES INDUSTRIAL AVG INDUSTRIAL AVERAGEequities | $2,238,000 | +5.0% | 10 | 0.0% | 0.00% | – | |
| WA FUNDING TR III XXXpfds, reits, | $0 | – | 2,500 | 0.0% | 0.00% | – | ||
| DDEQ | DIAMOND EQUITIES INCequities | $0 | – | 3,000 | 0.0% | 0.00% | – | |
| DEVON ENERGY CORPconvertible/ | $2,304,000 | +0.9% | 2,000 | 0.0% | 0.00% | – | ||
| AMPYW | Exit | AMPLIFY ENERGY CO 22 WTSequities | $0 | – | -324 | -100.0% | 0.00% | – |
| DWSN | DAWSON GEOPHYSICALequities | $77,000 | +14.9% | 17 | 0.0% | 0.00% | – | |
| DWAHY | New | DAIWA HOUSE IND LTD ADRFequities | $2,442,000 | – | 70 | +100.0% | 0.00% | – |
| AAWW | Exit | ATLAS AIR WORLDWIDE HOLDINGS INCequities | $0 | – | -145 | -100.0% | -0.00% | – |
| RWR | Exit | SPDR DOW JONES REIT ETFequities | $0 | – | -71 | -100.0% | -0.00% | – |
| BHP | Exit | BHP BILLITON LTDequities | $0 | – | -128 | -100.0% | -0.00% | – |
| AXU | Exit | ALEXCO RESOURCE CORPequities | $0 | – | -2,500 | -100.0% | -0.00% | – |
| Exit | AMERICAN TOWER COconvertible/ | $0 | – | -6,000 | -100.0% | -0.00% | – | |
| BMO | Exit | BANK OF MONTREALequities | $0 | – | -50 | -100.0% | -0.00% | – |
| AAN | Exit | AARONS INCequities | $0 | – | -200 | -100.0% | -0.00% | – |
| PVG | Exit | PRETIUM RESOURCES INCequities | $0 | – | -350 | -100.0% | -0.00% | – |
| AGZ | Exit | ISHARES AGENCY BOND ETFequities | $0 | – | -39 | -100.0% | -0.00% | – |
| OKS | Exit | ONEOK PARTNERSpfds, reits, | $0 | – | -106 | -100.0% | -0.00% | – |
| CMG | Exit | CHIPOTLE MEXICAN GRILL INCequities | $0 | – | -14 | -100.0% | -0.00% | – |
| BKLN | Exit | POWERSHARES SR LOAN ETFequities | $0 | – | -284 | -100.0% | -0.00% | – |
| MIC | Exit | MACQUARIE INFRASTRUCTUREequities | $0 | – | -100 | -100.0% | -0.00% | – |
| Exit | CITIGROUP INCconvertible/ | $0 | – | -3,000 | -100.0% | -0.00% | – | |
| PSAPRB | Exit | PUBLIC STORAGE PFDpfds, reits, | $0 | – | -200 | -100.0% | -0.00% | – |
| VGR | Exit | VECTOR GROUP LTDequities | $0 | – | -225 | -100.0% | -0.00% | – |
| Exit | AMERISOURCEBERGEN CORPequities | $0 | – | -70 | -100.0% | -0.00% | – | |
| AABA | Exit | ALTABA INCequities | $0 | – | -100 | -100.0% | -0.00% | – |
| Exit | NOVAGOLD RES INC NEWequities | $0 | – | -1,000 | -100.0% | -0.00% | – | |
| ISR | Exit | ISORAY INCequities | $0 | – | -5,000 | -100.0% | -0.00% | – |
| Exit | DIVIDEND CAP DIVRSFIED Epfds, reits, | $0 | – | -1,065 | -100.0% | -0.00% | – | |
| IEI | Exit | ISHARES 3-7 YEAR TRERYequities | $0 | – | -81 | -100.0% | -0.00% | – |
| IEMG | Exit | ISHARES CORE MSCIequities | $0 | – | -219 | -100.0% | -0.00% | – |
| Exit | PR ELEC POWER AUTHconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | EBAY INCconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| FN | Exit | FABRINETequities | $0 | – | -200 | -100.0% | -0.00% | – |
| Exit | KIMBERLY-CLARKconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| TDTF | Exit | FLEXSHARES IBOXX 5 YRequities | $0 | – | -349 | -100.0% | -0.00% | – |
| WBMD | Exit | WEBMD HEALTH CORPequities | $0 | – | -150 | -100.0% | -0.00% | – |
| BPT | Exit | BP PRUDHOE BAY ROYALTY TRUSTequities | $0 | – | -400 | -100.0% | -0.00% | – |
| XLE | Exit | ENERGY SELECT SECTOR SPDR FDequities | $0 | – | -128 | -100.0% | -0.00% | – |
| PDBC | Exit | PWRSHR ACTLY MNG OPTMequities | $0 | – | -514 | -100.0% | -0.00% | – |
| AKAOQ | Exit | ACHAOGEN INCequities | $0 | – | -500 | -100.0% | -0.00% | – |
| ATRS | Exit | ANTARES PHARMA INCequities | $0 | – | -3,000 | -100.0% | -0.00% | – |
| BOE | Exit | BLACKROCK GLOBAL OPP EQ TRUSTequities | $0 | – | -661 | -100.0% | -0.00% | – |
| AGI | Exit | ALAMOS GOLD INCequities | $0 | – | -1,167 | -100.0% | -0.00% | – |
| QCP | Exit | QUALITY CARE PROP INCpfds, reits, | $0 | – | -720 | -100.0% | -0.00% | – |
| ARLP | Exit | ALLIANCE RES PARTNERS LPpfds, reits, | $0 | – | -600 | -100.0% | -0.00% | – |
| IVOG | Exit | VANGUARD S&P MID CAP 400equities | $0 | – | -100 | -100.0% | -0.00% | – |
| FEZ | Exit | SPDR EURO STOXX 50 ETFequities | $0 | – | -225 | -100.0% | -0.00% | – |
| DXJ | Exit | WISDOMTREE JAPAN HEDGED EQ ETFequities | $0 | – | -174 | -100.0% | -0.00% | – |
| CHRW | Exit | CH ROBINSON WORLDWIDE INCequities | $0 | – | -125 | -100.0% | -0.00% | – |
| ADM | Exit | ARCHER DANIELS MIDLAND COequities | $0 | – | -400 | -100.0% | -0.00% | – |
| GOLD | Exit | BARRICK GOLD CORPequities | $0 | – | -1,000 | -100.0% | -0.00% | – |
| SPGYF | Exit | WHITECAP RESOURCES INCequities | $0 | – | -2,500 | -100.0% | -0.00% | – |
| Exit | MARATHON OIL CORPconvertible/ | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| AMT | Exit | AMERICAN TOWER CORPequities | $0 | – | -140 | -100.0% | -0.00% | – |
| MFA | Exit | MFA FINANCIAL, INC.pfds, reits, | $0 | – | -2,000 | -100.0% | -0.00% | – |
| Exit | MONDELEZ INTLconvertible/ | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| Exit | TESLA MOTORS INCconvertible/ | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| APA | Exit | APACHE CORPequities | $0 | – | -343 | -100.0% | -0.00% | – |
| SGMO | Exit | SANGAMO BIOSCIENCES INCequities | $0 | – | -1,800 | -100.0% | -0.00% | – |
| BAC | Exit | BANK OF AMERICA CORPequities | $0 | – | -687 | -100.0% | -0.00% | – |
| SPXH | Exit | JAN VELOCITY VELOCITY HEDequities | $0 | – | -400 | -100.0% | -0.00% | – |
| EFA | Exit | ISHARES TR MSCIE EAFE FDequities | $0 | – | -225 | -100.0% | -0.00% | – |
| APH | Exit | AMPHENOL CORPequities | $0 | – | -200 | -100.0% | -0.00% | – |
| DGI | Exit | DIGITALGLOBE INC NEWequities | $0 | – | -400 | -100.0% | -0.00% | – |
| Exit | BLACKROCK CORE BOND TRUSTequities | $0 | – | -975 | -100.0% | -0.00% | – | |
| BIDU | Exit | BAIDU INCequities | $0 | – | -100 | -100.0% | -0.00% | – |
| AWK | Exit | AMERICAN WATER WORKS COequities | $0 | – | -200 | -100.0% | -0.00% | – |
| NYCB | Exit | NEW YORK CMTY BANCORPequities | $0 | – | -1,800 | -100.0% | -0.00% | – |
| BK | Exit | BANK OF NY MELLON CORPequities | $0 | – | -400 | -100.0% | -0.00% | – |
| ADSK | Exit | AUTODESK INCequities | $0 | – | -200 | -100.0% | -0.00% | – |
| CHL | Exit | CHINA MOBILE LTD (HONG KONG) ADRequities | $0 | – | -400 | -100.0% | -0.00% | – |
| AMGN | Exit | AMGEN INCequities | $0 | – | -119 | -100.0% | -0.00% | – |
| Exit | PA ECO DEV FA UNMPLconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| BBN | Exit | BLACKROCK TAXABLE MUNI BOND TRUSTequities | $0 | – | -1,000 | -100.0% | -0.00% | – |
| Exit | MARYLAND STconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| WLDVF | Exit | ARIZONA MINING INCequities | $0 | – | -10,000 | -100.0% | -0.00% | – |
| PBA | Exit | PEMBINA PIPELINE CORPequities | $0 | – | -600 | -100.0% | -0.00% | – |
| BRKR | Exit | BRUKER BIOSCIENCES CORPequities | $0 | – | -855 | -100.0% | -0.01% | – |
| IJS | Exit | ISHARES S&P SMCAP VALUEequities | $0 | – | -200 | -100.0% | -0.01% | – |
| ALLPRDCL | Exit | ALLSTATE COR PFDpfds, reits, | $0 | – | -1,000 | -100.0% | -0.01% | – |
| Exit | PHOENIX AZ CVC IMPconvertible/ | $0 | – | -25,000 | -100.0% | -0.01% | – | |
| VMBS | Exit | VANGUARD MORTGAGE BACKEDequities | $0 | – | -461 | -100.0% | -0.01% | – |
| CCP | Exit | CARE CAPITAL PROPERTIESpfds, reits, | $0 | – | -1,000 | -100.0% | -0.01% | – |
| ALLPRACL | Exit | ALLSTATE COR PFDpfds, reits, | $0 | – | -940 | -100.0% | -0.01% | – |
| Exit | GOODYEAR AZ PUB IMPconvertible/ | $0 | – | -25,000 | -100.0% | -0.01% | – | |
| AXP | Exit | AMERICAN EXPRESS COequities | $0 | – | -325 | -100.0% | -0.01% | – |
| RBSPRLCL | Exit | ROYAL BANKpfds, reits, | $0 | – | -1,000 | -100.0% | -0.01% | – |
| UNIT | Exit | UNITI GROUP INCequities | $0 | – | -1,000 | -100.0% | -0.01% | – |
| ASBPRC | Exit | ASSOCIATED BANC PFDpfds, reits, | $0 | – | -1,000 | -100.0% | -0.01% | – |
| ANZBY | Exit | AUST & NEW ZEALAND BKG ADRFequities | $0 | – | -1,500 | -100.0% | -0.01% | – |
| BLL | Exit | BALL CORPequities | $0 | – | -800 | -100.0% | -0.01% | – |
| ATUSF | Exit | ALTIUS MINERALS CORPequities | $0 | – | -3,700 | -100.0% | -0.01% | – |
| ADI | Exit | ANALOG DEVICES INCequities | $0 | – | -400 | -100.0% | -0.01% | – |
| CNNEF | Exit | CANACOL ENERGY LTDequities | $0 | – | -10,000 | -100.0% | -0.01% | – |
| VTA | Exit | VAN KAMPEN DYNAMIC FUNDequities | $0 | – | -2,937 | -100.0% | -0.01% | – |
| VEA | Exit | VANGUARD MSCI EAFE ETFequities | $0 | – | -896 | -100.0% | -0.01% | – |
| ALLPRFCL | Exit | ALLSTATE CORP PFDpfds, reits, | $0 | – | -1,350 | -100.0% | -0.01% | – |
| Exit | MESA AZconvertible/ | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| FAX | Exit | ABERDEEN ASIA-PACIFIC INC FDequities | $0 | – | -11,000 | -100.0% | -0.01% | – |
| DOW | Exit | DOW CHEMICAL COequities | $0 | – | -814 | -100.0% | -0.01% | – |
| AFL | Exit | AFLAC INCequities | $0 | – | -709 | -100.0% | -0.01% | – |
| Exit | RENO ETC IND CLNY Nconvertible/ | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| DHR | Exit | DANAHER CORPequities | $0 | – | -625 | -100.0% | -0.01% | – |
| CERN | Exit | CERNER CORPequities | $0 | – | -800 | -100.0% | -0.01% | – |
| BUD | Exit | ANHEUSER BUSCH INBEV SA/NVequities | $0 | – | -500 | -100.0% | -0.01% | – |
| ANET | Exit | ARISTA NETWORKS INCequities | $0 | – | -355 | -100.0% | -0.01% | – |
| AEP | Exit | AMERICAN ELECTRIC POWER CO INCequities | $0 | – | -1,000 | -100.0% | -0.01% | – |
| SFR | Exit | COLONY STARWOOD HOMES REITpfds, reits, | $0 | – | -2,000 | -100.0% | -0.01% | – |
| BAX | Exit | BAXTER INTLequities | $0 | – | -1,200 | -100.0% | -0.01% | – |
| AZO | Exit | AUTOZONE INCequities | $0 | – | -140 | -100.0% | -0.02% | – |
| Exit | HAWAII, STATE OFconvertible/ | $0 | – | -100,000 | -100.0% | -0.02% | – | |
| Exit | DENVER CO C&C ARPTconvertible/ | $0 | – | -100,000 | -100.0% | -0.02% | – | |
| Exit | REGL TRAN DST COconvertible/ | $0 | – | -100,000 | -100.0% | -0.02% | – | |
| Exit | BELL MTN RNCH Mconvertible/ | $0 | – | -100,000 | -100.0% | -0.02% | – | |
| BP | Exit | BP PLC ADRequities | $0 | – | -3,414 | -100.0% | -0.02% | – |
| AMD | Exit | ADVANCED MICRO DEVICES INCequities | $0 | – | -9,250 | -100.0% | -0.02% | – |
| Exit | CO SPRINGS CO UTILconvertible/ | $0 | – | -110,000 | -100.0% | -0.02% | – | |
| BDX | Exit | BECTON DICKINSON & COequities | $0 | – | -631 | -100.0% | -0.02% | – |
| TLLP | Exit | TESORO LOGISTICS LPpfds, reits, | $0 | – | -2,500 | -100.0% | -0.02% | – |
| AIG | Exit | AMERICAN INTL GROUP INCequities | $0 | – | -2,000 | -100.0% | -0.02% | – |
| ABT | Exit | ABBOTT LABSequities | $0 | – | -2,630 | -100.0% | -0.02% | – |
| AREPRD | Exit | ALEXANDRIA CV PFD 1.75pfds, reits, | $0 | – | -4,178 | -100.0% | -0.03% | – |
| NLY | Exit | ANNALY CAPITAL MGMTpfds, reits, | $0 | – | -15,774 | -100.0% | -0.04% | – |
| RAI | Exit | REYNOLDS AMER INCequities | $0 | – | -5,000 | -100.0% | -0.06% | – |
| AMZN | Exit | AMAZON.COM INCequities | $0 | – | -464 | -100.0% | -0.08% | – |
| ARR | Exit | ARMOUR RES REITpfds, reits, | $0 | – | -18,198 | -100.0% | -0.09% | – |
| TSO | Exit | TESORO CORPequities | $0 | – | -5,159 | -100.0% | -0.09% | – |
| NCV | Exit | ALLIANZGI CONV & INC FDequities | $0 | – | -92,266 | -100.0% | -0.12% | – |
| BBTPRH | Exit | BBT CORP PFDpfds, reits, | $0 | – | -26,590 | -100.0% | -0.14% | – |
| BA | Exit | BOEING COequities | $0 | – | -4,083 | -100.0% | -0.15% | – |
| BRKB | Exit | BERKSHIRE HATHAWAY INC Bequities | $0 | – | -6,710 | -100.0% | -0.22% | – |
| GWW | Exit | WW GRAINGER INCequities | $0 | – | -10,540 | -100.0% | -0.36% | – |
| BBT | Exit | BB&T CORPequities | $0 | – | -79,689 | -100.0% | -0.68% | – |
| Exit | DEPOMED INCconvertible/ | $0 | – | -5,275,000 | -100.0% | -0.88% | – | |
| Exit | MERITAGE HOMES CORPconvertible/ | $0 | – | -7,175,000 | -100.0% | -1.37% | – | |
| Exit | WEBMD HEALTH CORPconvertible/ | $0 | – | -7,210,000 | -100.0% | -1.41% | – | |
| AAPL | Exit | APPLE INCequities | $0 | – | -73,641 | -100.0% | -2.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-10-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 25 | Q3 2021 | 4.7% |
| QUALCOMM INC | 25 | Q3 2021 | 3.6% |
| JOHNSON & JOHNSON | 25 | Q3 2021 | 1.6% |
| REPUBLIC SVCS INC | 25 | Q3 2021 | 1.7% |
| EMERSON ELECTRIC CO | 25 | Q3 2021 | 1.6% |
| CORNING INC | 25 | Q3 2021 | 1.7% |
| ADOBE SYSTEMS INCORPORATED | 25 | Q3 2021 | 1.7% |
| HOME DEPOT INC | 25 | Q3 2021 | 1.7% |
| PROCTOR & GAMBLE CO | 25 | Q3 2021 | 1.6% |
| PFIZER INC | 25 | Q3 2021 | 1.5% |
View Sonora Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GTC BIOTHERAPEUTICS INC | August 05, 2009 | 535,030 | 5.1% |
View Sonora Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-10-20 |
| 13F-HR | 2021-04-28 |
| 13F-HR | 2021-01-13 |
| 13F-HR | 2020-10-26 |
| 13F-HR | 2020-08-13 |
| 13F-HR | 2020-04-29 |
| 13F-HR | 2020-01-17 |
| 13F-HR | 2019-10-15 |
| 13F-HR | 2019-07-19 |
View Sonora Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.