$515 Billion is the total value of Sonora Investment Management, LLC's 984 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 94.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | IONIS PHARMA INCconvertible/ | $16,031,647,000 | -4.0% | 16,615,000 | +1.2% | 3.11% | -9.8% | |
| Buy | GAP INCconvertible/ | $12,502,780,000 | +7.1% | 11,650,000 | +5.3% | 2.43% | +0.7% | |
| Buy | QUIDEL CORPconvertible/ | $11,748,186,000 | +6.5% | 11,465,000 | +2.9% | 2.28% | +0.0% | |
| Buy | VERINT SYSTEMS INCconvertible/ | $11,720,631,000 | +5.8% | 11,910,000 | +0.7% | 2.28% | -0.6% | |
| Buy | BLUCORA INCconvertible/ | $11,687,399,000 | +3.5% | 11,608,000 | +2.4% | 2.27% | -2.7% | |
| Buy | SPECTRUM PHARMA INCconvertible/ | $10,035,726,000 | +41.3% | 10,010,000 | +25.2% | 1.95% | +32.8% | |
| Buy | M/I HOMES INCconvertible/ | $8,254,240,000 | +0.6% | 8,173,000 | +1.1% | 1.60% | -5.5% | |
| Buy | TOLL BROTHERS INCconvertible/ | $7,923,250,000 | +0.6% | 7,730,000 | +0.4% | 1.54% | -5.5% | |
| WFC | Buy | WELLS FARGO & COequities | $6,482,760,000 | +3.4% | 116,471 | +2.4% | 1.26% | -2.9% |
| Buy | VALERO ENERGY CORPconvertible/ | $6,252,329,000 | +1.3% | 5,675,000 | +1.4% | 1.21% | -4.9% | |
| EMR | Buy | EMERSON ELECTRIC COequities | $5,911,055,000 | +22.9% | 98,748 | +14.4% | 1.15% | +15.4% |
| JNJ | Buy | JOHNSON & JOHNSONequities | $5,302,600,000 | +15.8% | 42,574 | +7.1% | 1.03% | +8.8% |
| Buy | NUANCE COMM INCconvertible/ | $5,237,378,000 | +10.1% | 5,080,000 | +3.7% | 1.02% | +3.5% | |
| GOOG | Buy | ALPHABET INC CL Cequities | $5,203,830,000 | +28.4% | 6,273 | +19.5% | 1.01% | +20.6% |
| MSFT | Buy | MICROSOFT CORPequities | $4,931,624,000 | +35.8% | 74,880 | +28.1% | 0.96% | +27.6% |
| Buy | TOLL BROTHERS INCconvertible/ | $4,010,663,000 | +24.3% | 3,705,000 | +24.7% | 0.78% | +16.8% | |
| HD | Buy | HOME DEPOT INCequities | $3,992,933,000 | +14.5% | 27,194 | +4.5% | 0.78% | +7.6% |
| XOM | Buy | EXXON MOBIL CORPequities | $3,630,354,000 | +4.9% | 44,267 | +15.5% | 0.70% | -1.4% |
| PFE | Buy | PFIZER INCequities | $3,485,934,000 | +16.5% | 101,898 | +10.6% | 0.68% | +9.4% |
| BBT | Buy | BB&T CORPequities | $3,349,997,000 | +6.6% | 74,944 | +12.2% | 0.65% | +0.3% |
| CSCO | Buy | CISCO SYSTEMS INCequities | $3,217,613,000 | +24.7% | 95,196 | +11.5% | 0.62% | +17.3% |
| CINF | Buy | CINCINNATI FINANCIAL CORPequities | $3,150,394,000 | +41.8% | 43,592 | +48.6% | 0.61% | +33.3% |
| HP | Buy | HELMERICH & PAYNE INCequities | $3,129,456,000 | +119.0% | 47,010 | +154.6% | 0.61% | +106.1% |
| Buy | MERITAGE HOMES CORPconvertible/ | $3,127,575,000 | +36.1% | 2,805,000 | +32.6% | 0.61% | +27.8% | |
| PG | Buy | PROCTOR & GAMBLE COequities | $3,097,510,000 | +8.0% | 34,474 | +1.0% | 0.60% | +1.5% |
| SLB | Buy | SCHLUMBERGER LTDequities | $2,943,021,000 | +4.7% | 37,683 | +12.5% | 0.57% | -1.5% |
| Buy | L BRANDS INCconvertible/ | $2,924,550,000 | +36.3% | 2,680,000 | +40.7% | 0.57% | +27.9% | |
| INTC | Buy | INTEL CORPequities | $2,896,146,000 | +154.2% | 80,292 | +155.7% | 0.56% | +138.6% |
| COST | Buy | COSTCO WHOLESALE CORPequities | $2,885,179,000 | +14.2% | 17,205 | +9.0% | 0.56% | +7.3% |
| USB | Buy | US BANCORPequities | $2,838,680,000 | +3.3% | 55,120 | +3.1% | 0.55% | -3.0% |
| GPC | Buy | GENUINE PARTS COequities | $2,748,366,000 | +8.1% | 29,741 | +11.8% | 0.53% | +1.7% |
| LEG | Buy | LEGGETT & PLATTequities | $2,730,917,000 | +27.9% | 54,271 | +24.2% | 0.53% | +19.9% |
| MRK | Buy | MERCK & CO INCequities | $2,664,595,000 | +15.0% | 41,936 | +6.5% | 0.52% | +8.1% |
| Buy | MACQUARIE INFRASTRUCTURE COconvertible/ | $2,592,761,000 | +2.4% | 2,645,000 | +4.8% | 0.50% | -3.8% | |
| SIR | Buy | SELECT INCOME REITpfds, reits, | $2,471,456,000 | +11.3% | 95,830 | +8.8% | 0.48% | +4.6% |
| RTN | Buy | RAYTHEON COequities | $2,465,555,000 | +38.9% | 16,168 | +29.4% | 0.48% | +30.5% |
| New | CSG SYSTEMS INCconvertible/ | $2,404,591,000 | – | 2,315,000 | +100.0% | 0.47% | – | |
| GWW | Buy | WW GRAINGER INCequities | $2,402,083,000 | +18.1% | 10,320 | +17.9% | 0.47% | +11.2% |
| HUN | Buy | HUNTSMAN CORPequities | $2,268,330,000 | +78.0% | 92,434 | +38.4% | 0.44% | +67.7% |
| Buy | FLEXTRONICS INTL LTDconvertible/ | $2,205,077,000 | +17.5% | 2,065,000 | +16.3% | 0.43% | +10.3% | |
| KMB | Buy | KIMBERLY-CLARK CORPequities | $2,077,780,000 | +18.7% | 15,785 | +2.9% | 0.40% | +11.6% |
| VLO | Buy | VALERO ENERGY CORPequities | $2,032,120,000 | +87.8% | 30,655 | +93.6% | 0.40% | +76.3% |
| LYB | Buy | LYONDELLBASELL INDUS NVequities | $2,029,342,000 | +6983.0% | 22,254 | +6562.9% | 0.39% | +6466.7% |
| VNTV | Buy | VANTIV INCequities | $1,876,472,000 | +23.8% | 29,265 | +15.1% | 0.36% | +16.3% |
| Buy | CARDINAL HEALTH INCconvertible/ | $1,705,669,000 | +7.3% | 1,675,000 | +6.3% | 0.33% | +0.6% | |
| Buy | CORNING INCconvertible/ | $1,532,061,000 | +9.6% | 1,525,000 | +9.7% | 0.30% | +3.1% | |
| RPM | Buy | RPM INTL INCequities | $1,520,479,000 | +3.0% | 27,630 | +0.7% | 0.30% | -3.3% |
| Buy | HYATT HOTELS CORPconvertible/ | $1,503,875,000 | +80.8% | 1,375,000 | +80.9% | 0.29% | +69.8% | |
| LMT | Buy | LOCKHEED MARTIN CORPequities | $1,504,982,000 | +44.6% | 5,624 | +35.1% | 0.29% | +35.8% |
| HPT | Buy | HOSPITALITY PROP TRpfds, reits, | $1,321,769,000 | +1.0% | 41,921 | +1.7% | 0.26% | -4.8% |
| AAV | Buy | ADVANTAGE OIL & GAS LTDequities | $1,298,154,000 | +10.0% | 196,690 | +12.5% | 0.25% | +3.3% |
| Buy | QUALCOMM INCconvertible/ | $1,280,495,000 | +13.7% | 1,265,000 | +13.5% | 0.25% | +6.9% | |
| XRX | Buy | XEROX CORPequities | $1,236,232,000 | -15.0% | 168,424 | +1.1% | 0.24% | -20.3% |
| CVS | Buy | CVS HEALTH CORPequities | $1,188,412,000 | +18.3% | 15,139 | +18.9% | 0.23% | +11.1% |
| CAH | Buy | CARDINAL HEALTH INCequities | $1,142,679,000 | +20.3% | 14,012 | +6.1% | 0.22% | +13.3% |
| DOV | Buy | DOVER CORPequities | $1,115,258,000 | +29.2% | 13,880 | +20.5% | 0.22% | +21.9% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC Bequities | $1,118,423,000 | +3.8% | 6,710 | +1.5% | 0.22% | -2.7% |
| GE | Buy | GENERAL ELECTRIC COequities | $1,112,339,000 | +0.1% | 37,327 | +6.1% | 0.22% | -6.1% |
| T | Buy | AT&T INCequities | $1,072,946,000 | +2.2% | 25,823 | +4.7% | 0.21% | -4.1% |
| GOV | Buy | GOVERNMENT PPTY INCM TRpfds, reits, | $1,011,024,000 | +27.5% | 48,305 | +16.1% | 0.20% | +19.5% |
| LUV | Buy | SOUTHWEST AIRLINES COequities | $934,188,000 | +46.7% | 17,377 | +36.0% | 0.18% | +37.1% |
| BX | Buy | BLACKSTONE GRP LPpfds, reits, | $869,319,000 | +37.0% | 29,270 | +24.7% | 0.17% | +29.0% |
| CVX | Buy | CHEVRON CORPequities | $858,001,000 | -3.3% | 7,991 | +6.1% | 0.17% | -8.7% |
| HR | Buy | HEALTHCARE REALTY TRUST INCpfds, reits, | $754,163,000 | +11.4% | 23,205 | +3.9% | 0.15% | +4.3% |
| BA | Buy | BOEING COequities | $722,169,000 | +33.2% | 4,083 | +17.2% | 0.14% | +25.0% |
| Buy | JUNIPER NETWORKS INCconvertible/ | $716,093,000 | +41.3% | 700,000 | +40.0% | 0.14% | +32.4% | |
| Buy | ORACLE CORPconvertible/ | $680,588,000 | +38.9% | 650,000 | +38.3% | 0.13% | +30.7% | |
| MGP | Buy | MGM GROWTH PPTYS LLCpfds, reits, | $602,404,000 | +107.5% | 22,270 | +94.2% | 0.12% | +95.0% |
| ORCL | Buy | ORACLE CORPequities | $599,106,000 | +65.5% | 13,430 | +42.7% | 0.12% | +54.7% |
| CNDT | New | CONDUENT INCequities | $535,869,000 | – | 31,935 | +100.0% | 0.10% | – |
| SON | Buy | SONOCO PRODUCTS COequities | $450,782,000 | +0.4% | 8,518 | +0.0% | 0.09% | -5.4% |
| Buy | MCDONALDS CORPconvertible/ | $446,076,000 | +57.8% | 440,000 | +57.1% | 0.09% | +50.0% | |
| Buy | LOCKHEED MARTIN CORPconvertible/ | $422,829,000 | +49.8% | 420,000 | +50.0% | 0.08% | +41.4% | |
| EPD | Buy | ENTERPRISE PTNRSpfds, reits, | $394,602,000 | +17.8% | 14,292 | +15.3% | 0.08% | +11.6% |
| ENDTF | Buy | CANOE EIT INCequities | $371,040,000 | +19.2% | 41,457 | +18.4% | 0.07% | +12.5% |
| New | MGM RESORTS INTLconvertible/ | $334,738,000 | – | 305,000 | +100.0% | 0.06% | – | |
| KHC | Buy | KRAFT HEINZ COequities | $318,289,000 | +5.4% | 3,505 | +1.3% | 0.06% | 0.0% |
| CVRR | Buy | CVR REFININGequities | $306,189,000 | -3.2% | 32,401 | +6.6% | 0.06% | -9.2% |
| Buy | WHIRLPOOL CORPconvertible/ | $277,355,000 | +15.0% | 275,000 | +14.6% | 0.05% | +8.0% | |
| MDT | Buy | MEDTRONIC INCequities | $269,393,000 | +199.2% | 3,344 | +164.6% | 0.05% | +173.7% |
| CELG | Buy | CELGENE CORPequities | $268,520,000 | +18.5% | 2,158 | +10.2% | 0.05% | +10.6% |
| KMI | Buy | KINDER MORGAN INCequities | $261,532,000 | +44.5% | 12,030 | +37.6% | 0.05% | +37.8% |
| MPW | Buy | MEDICAL PROP TRUST INCpfds, reits, | $260,378,000 | +160.5% | 20,200 | +148.6% | 0.05% | +142.9% |
| NFJ | Buy | ALLIANZGI NFJ DIV INT & PREM STRAT FDequities | $251,355,000 | +32.9% | 19,500 | +30.0% | 0.05% | +25.6% |
| MNRO | Buy | MONRO MUFFLER BRAKE INCequities | $242,526,000 | +505.7% | 4,655 | +565.0% | 0.05% | +487.5% |
| JCI | Buy | JOHNSON CONTROLS INCequities | $226,269,000 | +31.5% | 5,372 | +28.6% | 0.04% | +22.2% |
| DIS | Buy | WALT DISNEY COequities | $222,925,000 | +21.7% | 1,966 | +11.9% | 0.04% | +13.2% |
| AMZN | Buy | AMAZON.COM INCequities | $214,543,000 | +46.7% | 242 | +24.1% | 0.04% | +40.0% |
| Buy | NORTHROP GRUMMANconvertible/ | $207,452,000 | +54.4% | 200,000 | +53.8% | 0.04% | +42.9% | |
| OHI | Buy | OMEGA HLTHCARE INVS INCpfds, reits, | $196,291,000 | +90.3% | 5,950 | +80.3% | 0.04% | +81.0% |
| VGM | Buy | INVESCO TRUST FOR INV GRADE MUNISequities | $192,616,000 | +212.9% | 14,828 | +207.1% | 0.04% | +184.6% |
| WU | New | WESTERN UNION COMPANYequities | $166,789,000 | – | 8,196 | +100.0% | 0.03% | – |
| Buy | REPUBLIC SERVICES INCconvertible/ | $162,351,000 | +397.8% | 150,000 | +400.0% | 0.03% | +357.1% | |
| New | METROPOLITAN STATEconvertible/ | $161,569,000 | – | 155,000 | +100.0% | 0.03% | – | |
| Buy | INVESCO ADV MUNI INC TRUST IIequities | $152,354,000 | +214.4% | 13,603 | +213.9% | 0.03% | +200.0% | |
| NAD | Buy | NUVEEN DIV ADV MUNI FDequities | $148,673,000 | +73.2% | 10,860 | +76.6% | 0.03% | +61.1% |
| PML | Buy | PIMCO MUNI INC FD IIequities | $146,192,000 | +43.8% | 11,621 | +39.7% | 0.03% | +33.3% |
| New | BLACKROCK MUNIYIELD INSDequities | $139,300,000 | – | 10,000 | +100.0% | 0.03% | – | |
| New | L BRANDS INCconvertible/ | $131,094,000 | – | 125,000 | +100.0% | 0.02% | – | |
| MYD | New | BLACKROCK MUNIYIELD CFequities | $127,491,000 | – | 8,872 | +100.0% | 0.02% | – |
| MDLZ | Buy | MONDELEZ INTL INCequities | $127,948,000 | +24.8% | 2,970 | +28.4% | 0.02% | +19.0% |
| HYD | New | MKT VECTOR HY MUNI INDX ETFequities | $122,280,000 | – | 4,000 | +100.0% | 0.02% | – |
| PMO | New | PUTNAM MUNICIPAL OPPTUNequities | $120,100,000 | – | 10,000 | +100.0% | 0.02% | – |
| ABT | Buy | ABBOTT LABSequities | $116,721,000 | +36.5% | 2,628 | +18.1% | 0.02% | +27.8% |
| New | ARAPAHOE CNTY SD #6convertible/ | $120,235,000 | – | 100,000 | +100.0% | 0.02% | – | |
| New | CO SPRINGS CO UTILconvertible/ | $115,533,000 | – | 110,000 | +100.0% | 0.02% | – | |
| AVGO | New | AVAGO TECHNOLOGIESequities | $109,480,000 | – | 500 | +100.0% | 0.02% | – |
| New | WILLOW TRACE MET COconvertible/ | $110,378,000 | – | 100,000 | +100.0% | 0.02% | – | |
| New | FT LEWIS CLG BD COconvertible/ | $106,130,000 | – | 100,000 | +100.0% | 0.02% | – | |
| New | ADAMS & WELD CO SD#27convertible/ | $106,791,000 | – | 100,000 | +100.0% | 0.02% | – | |
| New | BELL MTN RNCH Mconvertible/ | $106,716,000 | – | 100,000 | +100.0% | 0.02% | – | |
| New | DENVER CO C&C SD #1convertible/ | $108,704,000 | – | 100,000 | +100.0% | 0.02% | – | |
| New | DENVER CO C&C Sconvertible/ | $100,718,000 | – | 100,000 | +100.0% | 0.02% | – | |
| New | HAWAII, STATE OFconvertible/ | $100,711,000 | – | 100,000 | +100.0% | 0.02% | – | |
| VV | Buy | VANGUARD LC ETFequities | $101,898,000 | +6.1% | 943 | +0.5% | 0.02% | 0.0% |
| New | DENVER CO C&C ARPTconvertible/ | $104,977,000 | – | 100,000 | +100.0% | 0.02% | – | |
| New | WAUKEE IAconvertible/ | $101,835,000 | – | 100,000 | +100.0% | 0.02% | – | |
| New | REGL TRAN DST COconvertible/ | $102,240,000 | – | 100,000 | +100.0% | 0.02% | – | |
| SCHW | Buy | CHARLES SCHWAB CORPequities | $99,985,000 | +17.8% | 2,450 | +14.0% | 0.02% | +5.6% |
| PXD | New | PIONEER NATURAL RES COequities | $93,115,000 | – | 500 | +100.0% | 0.02% | – |
| MA | Buy | MASTERCARD INCequities | $93,350,000 | +23.9% | 830 | +13.7% | 0.02% | +12.5% |
| New | GUNNISON ETC CO SDconvertible/ | $88,559,000 | – | 75,000 | +100.0% | 0.02% | – | |
| NVDA | Buy | NVIDIAequities | $86,599,000 | +7.5% | 795 | +5.3% | 0.02% | 0.0% |
| MQY | New | BLACKROCK MUNIYIELD QUALITYequities | $86,167,000 | – | 5,756 | +100.0% | 0.02% | – |
| TECK | Buy | TECK RESOURCES LTDequities | $88,191,000 | +28.5% | 4,027 | +17.5% | 0.02% | +21.4% |
| UTX | Buy | UNITED TECH CORPequities | $86,138,000 | +9.6% | 768 | +7.1% | 0.02% | +6.2% |
| New | STONEGATE VLG Mconvertible/ | $89,906,000 | – | 90,000 | +100.0% | 0.02% | – | |
| AB | Buy | ALLIANCEBERNSTEIN HOLDING LPpfds, reits, | $80,204,000 | +21.7% | 3,510 | +24.9% | 0.02% | +14.3% |
| UPS | Buy | UNITED PARCEL SERVICE INCequities | $74,681,000 | +9.3% | 696 | +16.8% | 0.02% | +7.1% |
| AMD | New | ADVANCED MICRO DEVICES INCequities | $72,750,000 | – | 5,000 | +100.0% | 0.01% | – |
| ETP | Buy | ENERGY TRANSFER PARTNERSpfds, reits, | $72,310,000 | +201.4% | 1,980 | +195.5% | 0.01% | +180.0% |
| ET | Buy | ENERGY TRNFR EQUITY LPpfds, reits, | $63,136,000 | +12.7% | 3,200 | +10.3% | 0.01% | 0.0% |
| FAX | New | ABERDEEN ASIA-PACIFIC INC FDequities | $54,890,000 | – | 11,000 | +100.0% | 0.01% | – |
| New | SALT VERDE AZ FCconvertible/ | $57,357,000 | – | 50,000 | +100.0% | 0.01% | – | |
| New | WOODMOOR CO W/Sconvertible/ | $56,380,000 | – | 50,000 | +100.0% | 0.01% | – | |
| New | SALT VERDE AZ FCconvertible/ | $58,582,000 | – | 50,000 | +100.0% | 0.01% | – | |
| RDSA | Buy | ROYAL DUTCH SHELL PLCequities | $55,841,000 | +207.4% | 1,059 | +217.1% | 0.01% | +175.0% |
| RH | New | RHequities | $54,587,000 | – | 1,180 | +100.0% | 0.01% | – |
| EXR | Buy | EXTRA SPACE STORAGE INCpfds, reits, | $56,048,000 | -2.7% | 753 | +0.9% | 0.01% | -8.3% |
| ALLPRFCL | Buy | ALLSTATE CORP PFDpfds, reits, | $58,122,000 | +98.8% | 2,140 | +87.7% | 0.01% | +83.3% |
| New | SALT VERDE AZ FCconvertible/ | $51,329,000 | – | 45,000 | +100.0% | 0.01% | – | |
| PMX | New | PIMCO MUNICIPAL INCOME Iequities | $53,345,000 | – | 4,725 | +100.0% | 0.01% | – |
| AMLP | Buy | ALERIAN MLP ETFequities | $50,776,000 | +102.0% | 3,995 | +100.3% | 0.01% | +100.0% |
| DOW | Buy | DOW CHEMICAL COequities | $51,722,000 | +187.9% | 814 | +159.2% | 0.01% | +150.0% |
| CAT | New | CATERPILLAR INCequities | $46,380,000 | – | 500 | +100.0% | 0.01% | – |
| CIO | New | CITY OFFICE REITpfds, reits, | $48,600,000 | – | 4,000 | +100.0% | 0.01% | – |
| IBM | Buy | INTL BUSINESS MACHINES CORPequities | $47,889,000 | +44.3% | 275 | +37.5% | 0.01% | +28.6% |
| SYY | Buy | SYSCOequities | $39,148,000 | +246.6% | 754 | +269.6% | 0.01% | +300.0% |
| New | SALT VERDE AZ FCconvertible/ | $39,952,000 | – | 35,000 | +100.0% | 0.01% | – | |
| New | SM ENERGY COconvertible/ | $39,517,000 | – | 40,000 | +100.0% | 0.01% | – | |
| ARRY | New | ARRAY BIOPHARMA INCequities | $42,689,000 | – | 4,775 | +100.0% | 0.01% | – |
| WNRL | Buy | WESTERN REFINING LOG LPpfds, reits, | $35,630,000 | +51.7% | 1,400 | +27.3% | 0.01% | +40.0% |
| ADNT | Buy | ADIENT PLCequities | $36,771,000 | +50.5% | 506 | +21.3% | 0.01% | +40.0% |
| LTC | New | LTC PROPERTIES, INCpfds, reits, | $33,530,000 | – | 700 | +100.0% | 0.01% | – |
| New | STATE OF TEXASconvertible/ | $32,662,000 | – | 30,000 | +100.0% | 0.01% | – | |
| New | MUNSTER IN SBCconvertible/ | $31,300,000 | – | 30,000 | +100.0% | 0.01% | – | |
| New | SURPRISE AZ MPC Wconvertible/ | $30,190,000 | – | 30,000 | +100.0% | 0.01% | – | |
| BLL | Buy | BALL CORPequities | $29,704,000 | +97.8% | 400 | +100.0% | 0.01% | +100.0% |
| BBTPRH | New | BBT CORP PFDpfds, reits, | $25,210,000 | – | 1,000 | +100.0% | 0.01% | – |
| C | Buy | CITIGROUP INCequities | $23,928,000 | +302.6% | 400 | +300.0% | 0.01% | +400.0% |
| CHCT | New | COMMUNITY HEALTHCAREequities | $23,900,000 | – | 1,000 | +100.0% | 0.01% | – |
| Buy | WELLS FARGO & COconvertible/ | $25,681,000 | +147.7% | 25,000 | +150.0% | 0.01% | +150.0% | |
| ENB | New | ENBRIDGE INCequities | $25,564,000 | – | 611 | +100.0% | 0.01% | – |
| Buy | HEWLETT-PACKARD COconvertible/ | $26,762,000 | +67.7% | 25,000 | +66.7% | 0.01% | +66.7% | |
| AXP | Buy | AMERICAN EXPRESS COequities | $25,711,000 | +247.1% | 325 | +225.0% | 0.01% | +150.0% |
| UNIT | New | UNITI GROUP INCequities | $25,850,000 | – | 1,000 | +100.0% | 0.01% | – |
| Buy | OCCIDENTAL PETRO CORPequities | $25,154,000 | +498.5% | 397 | +572.9% | 0.01% | +400.0% | |
| RBSPRLCL | New | ROYAL BANKpfds, reits, | $25,060,000 | – | 1,000 | +100.0% | 0.01% | – |
| DEA | New | EASTERLY GOVT PPTYSpfds, reits, | $19,790,000 | – | 1,000 | +100.0% | 0.00% | – |
| New | FREDDIE MACconvertible/ | $21,976,000 | – | 21,000 | +100.0% | 0.00% | – | |
| New | FANNIE MAEconvertible/ | $21,802,000 | – | 22,000 | +100.0% | 0.00% | – | |
| New | LOWER CO RIV AUTH Tconvertible/ | $20,653,000 | – | 20,000 | +100.0% | 0.00% | – | |
| New | MICROSOFT CORPconvertible/ | $20,715,000 | – | 20,000 | +100.0% | 0.00% | – | |
| AMGN | Buy | AMGEN INCequities | $19,524,000 | +33.5% | 119 | +19.0% | 0.00% | +33.3% |
| New | NEW LONDON IA CSDconvertible/ | $21,461,000 | – | 20,000 | +100.0% | 0.00% | – | |
| SNAP | New | SNAP INCequities | $18,024,000 | – | 800 | +100.0% | 0.00% | – |
| AAL | Buy | AMERICAN AIRLINES GROUP INCequities | $21,270,000 | -9.3% | 503 | +0.2% | 0.00% | -20.0% |
| New | BLACKROCK CORE BOND TRUSTequities | $13,016,000 | – | 975 | +100.0% | 0.00% | – | |
| New | COLAS SA ORDequities | $16,899,000 | – | 100 | +100.0% | 0.00% | – | |
| A | New | AGILENT TECHNOLOGIES INCequities | $13,376,000 | – | 253 | +100.0% | 0.00% | – |
| COF | New | CAPITAL ONE FINL CORPequities | $12,999,000 | – | 150 | +100.0% | 0.00% | – |
| New | MONDELEZ INTLconvertible/ | $15,280,000 | – | 15,000 | +100.0% | 0.00% | – | |
| SKX | Buy | SKECHERS USA INCequities | $13,725,000 | +24.1% | 500 | +11.1% | 0.00% | +50.0% |
| SPXH | New | JAN VELOCITY VELOCITY HEDequities | $13,162,000 | – | 400 | +100.0% | 0.00% | – |
| New | CALIFORNIA STconvertible/ | $16,643,000 | – | 15,000 | +100.0% | 0.00% | – | |
| New | MC DONALDS CORPconvertible/ | $15,826,000 | – | 15,000 | +100.0% | 0.00% | – | |
| New | AZ ST CTFS PARTconvertible/ | $17,747,000 | – | 15,000 | +100.0% | 0.00% | – | |
| SIEGY | Buy | SIEMENS AGequities | $13,700,000 | +11.9% | 200 | +100.0% | 0.00% | 0.0% |
| YHOO | Buy | YAHOO! INCequities | $13,923,000 | +260.0% | 300 | +200.0% | 0.00% | +200.0% |
| New | SYSCO CORPORATIOconvertible/ | $15,477,000 | – | 15,000 | +100.0% | 0.00% | – | |
| New | DC INCOME TAXconvertible/ | $16,522,000 | – | 15,000 | +100.0% | 0.00% | – | |
| APA | Buy | APACHE CORPequities | $17,627,000 | +545.9% | 343 | +697.7% | 0.00% | +200.0% |
| MKL | New | MARKELequities | $14,638,000 | – | 15 | +100.0% | 0.00% | – |
| New | MARATHON OIL CORPconvertible/ | $15,326,000 | – | 15,000 | +100.0% | 0.00% | – | |
| New | GREENFIELD IN MSBCconvertible/ | $10,323,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | VISA INCconvertible/ | $10,040,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | RALPH LAUREN COconvertible/ | $10,072,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | GENERAL ELECTRICconvertible/ | $12,324,000 | – | 12,000 | +100.0% | 0.00% | – | |
| New | GENERAL ELECTRIC COconvertible/ | $9,884,000 | – | 9,000 | +100.0% | 0.00% | – | |
| FDS | New | FACTSET RESEARCH SYSTEMSequities | $8,246,000 | – | 50 | +100.0% | 0.00% | – |
| New | EBAY INCconvertible/ | $9,997,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | DOW CHEMICAL COconvertible/ | $10,600,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | WELLS FARGO BK NAconvertible/ | $11,751,000 | – | 12,000 | +100.0% | 0.00% | – | |
| CJREF | New | CORUS ENTERTAINMENTequities | $9,800,000 | – | 1,000 | +100.0% | 0.00% | – |
| New | COMCAST CORPORATconvertible/ | $10,886,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | COMCAST CORPORAconvertible/ | $9,340,000 | – | 9,000 | +100.0% | 0.00% | – | |
| CLNS | New | COLONY NORTHSTAR INCequities | $9,463,000 | – | 733 | +100.0% | 0.00% | – |
| New | U S BANCORPconvertible/ | $10,072,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | NATIONAL RURALconvertible/ | $9,059,000 | – | 8,000 | +100.0% | 0.00% | – | |
| NBIX | New | NEUROCRINE BIOSCIENCESequities | $8,660,000 | – | 200 | +100.0% | 0.00% | – |
| New | CATERPILLAR INCconvertible/ | $10,575,000 | – | 10,000 | +100.0% | 0.00% | – | |
| SGMO | Buy | SANGAMO BIOSCIENCES INCequities | $9,360,000 | +136.1% | 1,800 | +38.5% | 0.00% | +100.0% |
| New | OCCIDENTAL PETROLconvertible/ | $10,583,000 | – | 10,000 | +100.0% | 0.00% | – | |
| CHRW | New | CH ROBINSON WORLDWIDE INCequities | $9,661,000 | – | 125 | +100.0% | 0.00% | – |
| New | BURLINGTN NO SANTconvertible/ | $8,562,000 | – | 8,000 | +100.0% | 0.00% | – | |
| New | BERKSHIRE HATHAWAYconvertible/ | $10,022,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | TOYOTA AUTO RECEIVAconvertible/ | $10,047,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | BK NY MELLON CORconvertible/ | $9,856,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | PEPSICO INCORPORconvertible/ | $9,978,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | BNP PARIBASconvertible/ | $10,103,000 | – | 10,000 | +100.0% | 0.00% | – | |
| BPT | New | BP PRUDHOE BAY ROYALTY TRUSTequities | $8,040,000 | – | 400 | +100.0% | 0.00% | – |
| New | STARBUCKS CORPconvertible/ | $10,032,000 | – | 10,000 | +100.0% | 0.00% | – | |
| TJX | Buy | TJX COS INCequities | $10,597,000 | +117.0% | 134 | +106.2% | 0.00% | +100.0% |
| New | ROYAL BANK CANADconvertible/ | $10,068,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | SIMON PPTY GRPconvertible/ | $12,360,000 | – | 12,000 | +100.0% | 0.00% | – | |
| New | JPMORGAN CHASE & Vconvertible/ | $10,057,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | AMERICAN EXPRESSconvertible/ | $10,047,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | AMERICAN HONDAconvertible/ | $10,075,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | KIMBERLY-CLARKconvertible/ | $10,161,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | CISCO SYSTEMS INCconvertible/ | $5,002,000 | – | 5,000 | +100.0% | 0.00% | – | |
| CMCSA | Buy | COMCAST CORP Aequities | $7,518,000 | +8.9% | 200 | +100.0% | 0.00% | 0.0% |
| New | DEVON ENERGY CORPconvertible/ | $5,315,000 | – | 5,000 | +100.0% | 0.00% | – | |
| New | AMERISOURCEBERGEN CORPequities | $6,195,000 | – | 70 | +100.0% | 0.00% | – | |
| FCX | New | FREEPORT-MCMORAN INCequities | $6,680,000 | – | 500 | +100.0% | 0.00% | – |
| KEYS | New | KEYSIGHT TECHNOLOGIESequities | $4,554,000 | – | 126 | +100.0% | 0.00% | – |
| New | ORACLE CORPORATIOconvertible/ | $4,909,000 | – | 5,000 | +100.0% | 0.00% | – | |
| PGH | New | PENGROWTH ENERGY TR Apfds, reits, | $3,000,000 | – | 3,000 | +100.0% | 0.00% | – |
| PDS | New | PRECISION DRILLING CORPequities | $7,080,000 | – | 1,500 | +100.0% | 0.00% | – |
| PFG | New | PRINCIPAL FINANCIALequities | $6,311,000 | – | 100 | +100.0% | 0.00% | – |
| SCHWPRBCL | New | CHARLES SCHWAB C PFDpfds, reits, | $3,351,000 | – | 130 | +100.0% | 0.00% | – |
| SNFCA | Buy | SECURITY NATL FINL CORPequities | $2,802,000 | +10.0% | 412 | +5.1% | 0.00% | 0.0% |
| UAA | Buy | UNDER ARMOUR INC CL Aequities | $5,538,000 | +5.9% | 280 | +55.6% | 0.00% | 0.0% |
| UA | Buy | UNDER ARMOUR INC CL Cequities | $5,124,000 | +13.1% | 280 | +55.6% | 0.00% | 0.0% |
| Buy | KEYENCE CORPequities | $1,601,000 | +16.7% | 4 | +100.0% | 0.00% | – | |
| SRHIF | New | SPROTT RESOURCE HOLDINGS INCequities | $470,000 | – | 3,000 | +100.0% | 0.00% | – |
| New | SEVENTY SEVEN ENERGYpfds, reits, | $0 | – | 50 | +100.0% | 0.00% | – | |
| New | SEVENTY SEVEN ENE 23 WTSequities | $0 | – | 2 | +100.0% | 0.00% | – | |
| New | SEVENTY SEVEN ENE 21 WTSequities | $0 | – | 2 | +100.0% | 0.00% | – | |
| PWE | New | PENN WEST ENERGY TRUSTpfds, reits, | $2,564,000 | – | 1,508 | +100.0% | 0.00% | – |
| PJT | Buy | PJT PARTNERS INCequities | $2,351,000 | +204.5% | 67 | +168.0% | 0.00% | – |
| New | BIOVERATIV INCequities | $1,852,000 | – | 34 | +100.0% | 0.00% | – | |
| LOGM | New | LOGMEIN INCequities | $2,438,000 | – | 25 | +100.0% | 0.00% | – |
| New | LEHMAN BRO HLDG PFDpfds, reits, | $89,000 | – | 600 | +100.0% | 0.00% | – | |
| LRCX | New | LAM RESEARCH CORPORATIONequities | $2,567,000 | – | 20 | +100.0% | 0.00% | – |
| New | HOMEAWAY INCconvertible/ | $0 | – | 10,000 | +100.0% | 0.00% | – | |
| New | HERITAGE GLOBAL INCequities | $24,000 | – | 50 | +100.0% | 0.00% | – | |
| New | GENERAL MOTORS CORP 8.25pfds, reits, | $0 | – | 15,000 | +100.0% | 0.00% | – | |
| GOOS | New | CANADA GOOSE HOLDINGSequities | $319,000 | – | 20 | +100.0% | 0.00% | – |
| AQB | New | AQUABOUNTY TECHequities | $44,000 | – | 4 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-07-21
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 25 | Q3 2021 | 4.7% |
| QUALCOMM INC | 25 | Q3 2021 | 3.6% |
| JOHNSON & JOHNSON | 25 | Q3 2021 | 1.6% |
| REPUBLIC SVCS INC | 25 | Q3 2021 | 1.7% |
| EMERSON ELECTRIC CO | 25 | Q3 2021 | 1.6% |
| CORNING INC | 25 | Q3 2021 | 1.7% |
| ADOBE SYSTEMS INCORPORATED | 25 | Q3 2021 | 1.7% |
| HOME DEPOT INC | 25 | Q3 2021 | 1.7% |
| PROCTOR & GAMBLE CO | 25 | Q3 2021 | 1.6% |
| PFIZER INC | 25 | Q3 2021 | 1.5% |
View Sonora Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GTC BIOTHERAPEUTICS INC | August 05, 2009 | 535,030 | 5.1% |
View Sonora Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-10-20 |
| 13F-HR | 2021-04-28 |
| 13F-HR | 2021-01-13 |
| 13F-HR | 2020-10-26 |
| 13F-HR | 2020-08-13 |
| 13F-HR | 2020-04-29 |
| 13F-HR | 2020-01-17 |
| 13F-HR | 2019-10-15 |
| 13F-HR | 2019-07-19 |
View Sonora Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.