$477 Billion is the total value of Sonora Investment Management, LLC's 894 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 101.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SUPN | Exit | SUPERNUS PHARMA INCequities | $0 | – | -35 | -100.0% | 0.00% | – |
| SH | Exit | PROSHARES SHORT S&Pequities | $0 | – | -50 | -100.0% | 0.00% | – |
| RPG | Exit | GUGGENHEIM S&P 500 PURE GROWTH ETFequities | $0 | – | -1 | -100.0% | 0.00% | – |
| SCHP | Exit | SCHWAB US TIPS ELFequities | $0 | – | -34 | -100.0% | 0.00% | – |
| OCX | Exit | ONOCOCYTE CORPequities | $0 | – | -50 | -100.0% | 0.00% | – |
| PID | Exit | POWERSHARES INTL DIV ACHIEV ETFequities | $0 | – | -82 | -100.0% | 0.00% | – |
| OUTR | Exit | OUTERWALL INCequities | $0 | – | -28 | -100.0% | 0.00% | – |
| Exit | PEABODY ENERGYconvertible | $0 | – | -4,000 | -100.0% | 0.00% | – | |
| Exit | M B I A INCconvertible | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| Exit | ALLTEL CORPORATIONconvertible | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| DDAIF | Exit | DAIMLER AG ORDequities | $0 | – | -30 | -100.0% | 0.00% | – |
| Exit | CENTURYLINK INCconvertible | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| Exit | PRISM INC FDunit trusts | $0 | – | -50,000 | -100.0% | 0.00% | – | |
| GMWSA | Exit | GENERAL MOTORS CO, CL A-16WTequities | $0 | – | -57 | -100.0% | 0.00% | – |
| CLMS | Exit | CALAMOS ASSET MGMT INCequities | $0 | – | -90 | -100.0% | 0.00% | – |
| SQNM | Exit | SEQUENOM INCequities | $0 | – | -300 | -100.0% | 0.00% | – |
| GDX | Exit | MARKET VECTORS GOLD MINERS ETFequities | $0 | – | -20 | -100.0% | 0.00% | – |
| Exit | PROSPECT CAP CORPconvertible | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| SCHR | Exit | SCHWAB INTERMEDIATE TERMequities | $0 | – | -68 | -100.0% | -0.00% | – |
| SCHC | Exit | SCHWAB INTL SC EQ ETFequities | $0 | – | -173 | -100.0% | -0.00% | – |
| Exit | CLARK CNTY NEVconvertible | $0 | – | -5,000 | -100.0% | -0.00% | – | |
| NUAN | Exit | NUANCE COMM INCequities | $0 | – | -277 | -100.0% | -0.00% | – |
| EBIX | Exit | EBIX INCequities | $0 | – | -100 | -100.0% | -0.00% | – |
| IWP | Exit | ISHARES RUSSELL MC GWTH ETFequities | $0 | – | -24 | -100.0% | -0.00% | – |
| Exit | METHANEX CORPconvertible | $0 | – | -3,000 | -100.0% | -0.00% | – | |
| M | Exit | MACY'S INCequities | $0 | – | -180 | -100.0% | -0.00% | – |
| SCHE | Exit | SCHWAB EMER MKT EQ ETFequities | $0 | – | -260 | -100.0% | -0.00% | – |
| LB | Exit | L BRANDS INCequities | $0 | – | -92 | -100.0% | -0.00% | – |
| VNQI | Exit | VANGUARD GLOBAL EX-US RE ETFequities | $0 | – | -64 | -100.0% | -0.00% | – |
| MDC | Exit | MDC HLDG INCequities | $0 | – | -99 | -100.0% | -0.00% | – |
| FAX | Exit | ABERDEEN ASIA-PACIFIC INC FDequities | $0 | – | -1,000 | -100.0% | -0.00% | – |
| SPIB | Exit | SPDR BARCLY INTERMEDIATEequities | $0 | – | -161 | -100.0% | -0.00% | – |
| MOO | Exit | MARKET VECTORS AGRIBUSINESS ETFequities | $0 | – | -100 | -100.0% | -0.00% | – |
| EMLC | Exit | VANECK VECTORS J Pequities | $0 | – | -391 | -100.0% | -0.00% | – |
| Exit | MEDCO HLTH SOLUTIONSconvertible | $0 | – | -7,000 | -100.0% | -0.00% | – | |
| FNDC | Exit | SCHWAB FUND INTL SC ETFequities | $0 | – | -260 | -100.0% | -0.00% | – |
| BNDX | Exit | VANGUARD TOTAL INTL BD ETFequities | $0 | – | -138 | -100.0% | -0.00% | – |
| SCHF | Exit | SCHWAB INTL EQ ETFequities | $0 | – | -276 | -100.0% | -0.00% | – |
| Exit | CAPITAL ONE FINLconvertible | $0 | – | -8,000 | -100.0% | -0.00% | – | |
| UL | Exit | UNILEVERequities | $0 | – | -180 | -100.0% | -0.00% | – |
| HCNPRJ | Exit | WELLTOWER INC PFD SER Jpfds, reits, | $0 | – | -350 | -100.0% | -0.00% | – |
| FNDA | Exit | SCHWAB FUND US SC ETFequities | $0 | – | -317 | -100.0% | -0.00% | – |
| Exit | HILLSBORO CN FL Wconvertible | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | US TREASURYconvertible | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| EMC | Exit | EMC CORPequities | $0 | – | -400 | -100.0% | -0.00% | – |
| TLK | Exit | PERUSAHAAN PERSEROANequities | $0 | – | -158 | -100.0% | -0.00% | – |
| CLX | Exit | CLOROX COequities | $0 | – | -60 | -100.0% | -0.00% | – |
| CHRW | Exit | CH ROBINSON WORLDWIDE INCequities | $0 | – | -111 | -100.0% | -0.00% | – |
| FNDE | Exit | SCHWAB FUNDA EMG MKTSequities | $0 | – | -366 | -100.0% | -0.00% | – |
| SCHG | Exit | SCHWAB US LC GWTH ETFequities | $0 | – | -146 | -100.0% | -0.00% | – |
| IAU | Exit | ISHARES TR COMEX GOLDequities | $0 | – | -792 | -100.0% | -0.00% | – |
| SHYG | Exit | ISHARES HIGH YIELDequities | $0 | – | -300 | -100.0% | -0.00% | – |
| VMBS | Exit | VANGUARD MORTGAGE BACKEDequities | $0 | – | -242 | -100.0% | -0.00% | – |
| Exit | LOUISVILLE ETC KY Mconvertible | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| CHW | Exit | CALAMOS GLBL DYN INCequities | $0 | – | -1,600 | -100.0% | -0.00% | – |
| Exit | Regl Tran Dst Co Coconvertible | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | SC ST PUB SVC AUTconvertible | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | SIMON PROPERTY GROUP LPconvertible | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| CPGX | Exit | COLUMBIA PIPELINE GROUP INCequities | $0 | – | -500 | -100.0% | -0.00% | – |
| FNDF | Exit | SCHWAB FUND INTL LG CO ETFequities | $0 | – | -556 | -100.0% | -0.00% | – |
| FNDX | Exit | SCHWAB FUNDAENTAL USequities | $0 | – | -577 | -100.0% | -0.00% | – |
| THQ | Exit | TEKLA HC OPPequities | $0 | – | -1,000 | -100.0% | -0.00% | – |
| Exit | PR HFAconvertible | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| ARMH | Exit | ARM HLDG PLCequities | $0 | – | -400 | -100.0% | -0.00% | – |
| DFT | Exit | DUPONT FABROS TECH REITpfds, reits, | $0 | – | -500 | -100.0% | -0.01% | – |
| IWF | Exit | ISHARES RUSSELL 1000 GWTH ETFequities | $0 | – | -208 | -100.0% | -0.01% | – |
| Exit | US TREASURYconvertible | $0 | – | -22,000 | -100.0% | -0.01% | – | |
| Exit | AVONDALE AZ MDCconvertible | $0 | – | -25,000 | -100.0% | -0.01% | – | |
| Exit | YAVAPAI CN AZ CCDconvertible | $0 | – | -25,000 | -100.0% | -0.01% | – | |
| FGPRQ | Exit | FERRELLGAS PTNRS LPpfds, reits, | $0 | – | -1,500 | -100.0% | -0.01% | – |
| Exit | US TREASURYconvertible | $0 | – | -23,000 | -100.0% | -0.01% | – | |
| Exit | AZ TRANS EXCISE TAXconvertible | $0 | – | -25,000 | -100.0% | -0.01% | – | |
| Exit | US TREASURYconvertible | $0 | – | -17,000 | -100.0% | -0.01% | – | |
| Exit | TUCSON AZ WTRconvertible | $0 | – | -25,000 | -100.0% | -0.01% | – | |
| Exit | MARICOPA AZ USD #97convertible | $0 | – | -25,000 | -100.0% | -0.01% | – | |
| Exit | MUURIETA VY CA Uconvertible | $0 | – | -30,000 | -100.0% | -0.01% | – | |
| Exit | PHILADELPHIA PAconvertible | $0 | – | -30,000 | -100.0% | -0.01% | – | |
| RBSPRRCL | Exit | ROYAL BANK SCOTLANDpfds, reits, | $0 | – | -1,458 | -100.0% | -0.01% | – |
| Exit | US TREASURYconvertible | $0 | – | -24,000 | -100.0% | -0.01% | – | |
| Exit | VERIZON COMMUNICconvertible | $0 | – | -30,000 | -100.0% | -0.01% | – | |
| Exit | RR DONNELLEY & SONS COconvertible | $0 | – | -38,000 | -100.0% | -0.01% | – | |
| HACK | Exit | PUREFUNDS ISE CYBER SECURITY ETFequities | $0 | – | -1,841 | -100.0% | -0.01% | – |
| RPTP | Exit | RAPTOR PHARMA CORP NEWequities | $0 | – | -8,245 | -100.0% | -0.01% | – |
| Exit | AZ ST TRANS BRD HWYconvertible | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| Exit | PIMA CN AZ USD #8convertible | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| Exit | IVY TECH CCLG Iconvertible | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| Exit | EL PASO CO COPconvertible | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| CPHD | Exit | CEPHEID INCequities | $0 | – | -1,700 | -100.0% | -0.01% | – |
| CXW | Exit | CORRECTIONS CORP OF AMERICApfds, reits, | $0 | – | -2,000 | -100.0% | -0.02% | – |
| PGR | Exit | PROGRESSIVE CORP OHIOequities | $0 | – | -2,899 | -100.0% | -0.02% | – |
| GAS | Exit | AGL RESOURCES INCequities | $0 | – | -1,700 | -100.0% | -0.03% | – |
| TBT | Exit | PROSHARES ULTRASHORT 20+ YR TREASURYequities | $0 | – | -5,300 | -100.0% | -0.04% | – |
| Exit | HATTERAS FINL CORPequities | $0 | – | -15,000 | -100.0% | -0.06% | – | |
| Exit | L BRANDS INCconvertible | $0 | – | -695,000 | -100.0% | -0.17% | – | |
| TYPE | Exit | MONOTYPE IMAGING HLDG INCequities | $0 | – | -68,275 | -100.0% | -0.39% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-10-17
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 25 | Q3 2021 | 4.7% |
| QUALCOMM INC | 25 | Q3 2021 | 3.6% |
| JOHNSON & JOHNSON | 25 | Q3 2021 | 1.6% |
| REPUBLIC SVCS INC | 25 | Q3 2021 | 1.7% |
| EMERSON ELECTRIC CO | 25 | Q3 2021 | 1.6% |
| CORNING INC | 25 | Q3 2021 | 1.7% |
| ADOBE SYSTEMS INCORPORATED | 25 | Q3 2021 | 1.7% |
| HOME DEPOT INC | 25 | Q3 2021 | 1.7% |
| PROCTOR & GAMBLE CO | 25 | Q3 2021 | 1.6% |
| PFIZER INC | 25 | Q3 2021 | 1.5% |
View Sonora Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GTC BIOTHERAPEUTICS INC | August 05, 2009 | 535,030 | 5.1% |
View Sonora Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-10-20 |
| 13F-HR | 2021-04-28 |
| 13F-HR | 2021-01-13 |
| 13F-HR | 2020-10-26 |
| 13F-HR | 2020-08-13 |
| 13F-HR | 2020-04-29 |
| 13F-HR | 2020-01-17 |
| 13F-HR | 2019-10-15 |
| 13F-HR | 2019-07-19 |
View Sonora Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.