$436 Billion is the total value of Sonora Investment Management, LLC's 911 reported holdings in Q2 2016. The portfolio turnover from Q1 2016 to Q2 2016 was 7.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CHART INDUSTRIES INCconvertible | $1,617,064,000 | +2.5% | 1,720,000 | 0.0% | 0.37% | -2.1% | ||
| 3M COconvertible | $859,621,000 | +3.7% | 620,000 | 0.0% | 0.20% | -1.0% | ||
| WM | WASTE MANAGEMENT INCequities | $762,635,000 | +17.6% | 11,508 | 0.0% | 0.18% | +12.2% | |
| PFL | PIMCO INC STRAT FDequities | $684,763,000 | +3.6% | 66,676 | 0.0% | 0.16% | -1.3% | |
| PAYX | PAYCHEX INCequities | $681,457,000 | +13.2% | 11,453 | 0.0% | 0.16% | +7.6% | |
| PFN | PIMCO INC STRAT FD IIequities | $661,296,000 | +3.3% | 71,880 | 0.0% | 0.15% | -1.3% | |
| INVENSENSE INCconvertible | $653,800,000 | -0.8% | 700,000 | 0.0% | 0.15% | -5.7% | ||
| AGNC | AMERICAN CAPITAL AGENCY CORPequities | $617,512,000 | +6.2% | 31,156 | 0.0% | 0.14% | +1.4% | |
| NCV | ALLIANZGI CONV & INC FDequities | $567,436,000 | +5.1% | 92,266 | 0.0% | 0.13% | 0.0% | |
| NCZ | NICHOLAS APPLEGATE CONVequities | $520,380,000 | +3.3% | 98,000 | 0.0% | 0.12% | -1.7% | |
| CMS | CMS ENERGY CORPequities | $497,099,000 | +15.8% | 10,839 | 0.0% | 0.11% | +10.7% | |
| ARR | ARMOUR RES REITpfds, reits, | $452,940,000 | -6.1% | 22,647 | 0.0% | 0.10% | -10.3% | |
| KO | COCA-COLA COequities | $450,676,000 | +1.4% | 9,942 | 0.0% | 0.10% | -3.7% | |
| CYS | CYS INV REITpfds, reits, | $418,500,000 | +3.1% | 50,000 | 0.0% | 0.10% | -2.0% | |
| CIM | CHIMERA INVESTMENTequities | $414,480,000 | +11.9% | 26,400 | 0.0% | 0.10% | +6.7% | |
| HIX | WESTERN ASSET HI INC FD II INCequities | $412,708,000 | +1.9% | 59,468 | 0.0% | 0.10% | -2.1% | |
| GS | GOLDMAN SACHS GROUP INCequities | $388,388,000 | -10.0% | 2,614 | 0.0% | 0.09% | -14.4% | |
| EPD | ENTERPRISE PTNRSpfds, reits, | $375,815,000 | +7.7% | 12,844 | 0.0% | 0.09% | +2.4% | |
| IVR | INVESCO MORTGAGE CAPITAL INCpfds, reits, | $316,444,000 | +8.3% | 23,115 | 0.0% | 0.07% | +4.3% | |
| KHC | KRAFT HEINZ COequities | $306,052,000 | +12.4% | 3,459 | 0.0% | 0.07% | +6.1% | |
| HYI | WESTERN ASSET HY DEF OPP FDequities | $285,380,000 | +6.2% | 19,000 | 0.0% | 0.07% | +1.5% | |
| ENDTF | CANOE EIT INCequities | $285,250,000 | -0.6% | 35,000 | 0.0% | 0.06% | -5.8% | |
| GVA | GRANITE CONSTRUCTIONequities | $282,410,000 | -1.2% | 6,200 | 0.0% | 0.06% | -5.8% | |
| JCI | JOHNSON CONTROLS INCequities | $269,942,000 | +6.2% | 6,099 | 0.0% | 0.06% | +1.6% | |
| WHIRLPOOL CORPconvertible | $255,606,000 | +1.2% | 250,000 | 0.0% | 0.06% | -3.3% | ||
| CVRR | CVR REFININGequities | $235,608,000 | -39.2% | 30,401 | 0.0% | 0.05% | -41.9% | |
| DHY | CREDIT SUISSE HY BD FDequities | $216,900,000 | +5.2% | 90,000 | 0.0% | 0.05% | 0.0% | |
| NRZ | NEW RESIDENTIAL INV CORPpfds, reits, | $207,600,000 | +14.9% | 15,000 | 0.0% | 0.05% | +11.6% | |
| SBUX | STARBUCKS CORPequities | $186,097,000 | -1.1% | 3,258 | 0.0% | 0.04% | -4.4% | |
| NFJ | ALLIANZGI NFJ DIV INT & PREM STRAT FDequities | $184,950,000 | -0.8% | 15,000 | 0.0% | 0.04% | -6.7% | |
| WBA | WALGREENS BOOTS ALLIANCE INCequities | $183,777,000 | +3.6% | 2,207 | 0.0% | 0.04% | -2.3% | |
| TBT | PROSHARES ULTRASHORT 20+ YR TREASURYequities | $167,957,000 | -17.0% | 5,300 | 0.0% | 0.04% | -20.4% | |
| RPM INTL INCconvertible | $168,455,000 | -2.4% | 145,000 | 0.0% | 0.04% | -7.1% | ||
| SLW | SILVER WHEATON CORPequities | $156,498,000 | +28.4% | 6,651 | 0.0% | 0.04% | +24.1% | |
| EIX | EDISON INTERNATIONALequities | $148,660,000 | +13.0% | 1,914 | 0.0% | 0.03% | +6.2% | |
| AREPRD | ALEXANDRIA CV PFD 1.75pfds, reits, | $142,470,000 | +11.5% | 4,178 | 0.0% | 0.03% | +6.5% | |
| SALT VERDE AZ FCconvertible | $131,060,000 | +5.7% | 100,000 | 0.0% | 0.03% | 0.0% | ||
| SXL | SUNOCO LOGISTICS PTRN LPpfds, reits, | $130,928,000 | +1.0% | 4,554 | 0.0% | 0.03% | -3.2% | |
| EMR | EMERSON ELECTRIC COequities | $130,400,000 | -5.7% | 2,500 | 0.0% | 0.03% | -9.1% | |
| PFIZER INCconvertible | $129,908,000 | -0.0% | 115,000 | 0.0% | 0.03% | -3.2% | ||
| PMT | PENNYMAC MORT INV TRUSTpfds, reits, | $129,840,000 | +21.8% | 8,000 | 0.0% | 0.03% | +15.4% | |
| FXF | CURRENCYSHARES SWISS FRANC ETFequities | $127,777,000 | -0.3% | 1,300 | 0.0% | 0.03% | -6.5% | |
| AETNA INCconvertible | $112,918,000 | +1.1% | 105,000 | 0.0% | 0.03% | -3.7% | ||
| AZO | AUTOZONE INCequities | $111,138,000 | +2.5% | 140 | 0.0% | 0.03% | 0.0% | |
| GAS | AGL RESOURCES INCequities | $112,149,000 | +0.6% | 1,700 | 0.0% | 0.03% | -3.7% | |
| BDX | BECTON DICKINSON & COequities | $107,011,000 | +5.8% | 631 | 0.0% | 0.02% | +4.2% | |
| WYNDHAM WORLDWIDE CORPconvertible | $110,928,000 | -0.2% | 110,000 | 0.0% | 0.02% | -7.4% | ||
| AIG | AMERICAN INTL GROUP INCequities | $105,780,000 | -5.5% | 2,000 | 0.0% | 0.02% | -11.1% | |
| EXD | EATON VANCE TAX ADV BD & OP STRAT FDequities | $98,107,000 | +1.0% | 8,035 | 0.0% | 0.02% | 0.0% | |
| STZ | CONSTELLATION BRANDS INCequities | $99,240,000 | +5.5% | 600 | 0.0% | 0.02% | 0.0% | |
| MDLZ | MONDELEZ INTL INCequities | $99,485,000 | +7.7% | 2,186 | 0.0% | 0.02% | +4.5% | |
| BPL | BUCKEYE PTNRSpfds, reits, | $94,946,000 | -0.9% | 1,350 | 0.0% | 0.02% | -4.3% | |
| PGR | PROGRESSIVE CORP OHIOequities | $97,117,000 | +1.9% | 2,899 | 0.0% | 0.02% | -4.3% | |
| NAD | NUVEEN DIV ADV MUNI FDequities | $96,155,000 | +2.9% | 6,148 | 0.0% | 0.02% | 0.0% | |
| HUM | HUMANA INCequities | $93,897,000 | +2.1% | 522 | 0.0% | 0.02% | 0.0% | |
| ZTS | ZOETIS INCequities | $94,920,000 | +0.3% | 2,000 | 0.0% | 0.02% | -4.3% | |
| MON | MONSANTO COequities | $91,725,000 | +9.9% | 887 | 0.0% | 0.02% | +5.0% | |
| BCE | BCE INCequities | $85,158,000 | +2.8% | 1,800 | 0.0% | 0.02% | 0.0% | |
| SFL | SHIP FINANCE INTLequities | $87,703,000 | +0.8% | 5,950 | 0.0% | 0.02% | -4.8% | |
| FXCH | CURRENCYSHARES CHINESE RENMINBI ETFequities | $86,760,000 | -2.5% | 1,178 | 0.0% | 0.02% | -4.8% | |
| UGI | UGI CORPequities | $84,844,000 | +13.2% | 1,875 | 0.0% | 0.02% | +5.6% | |
| V | VISA INCequities | $81,587,000 | -5.1% | 1,100 | 0.0% | 0.02% | -9.5% | |
| SUME | SUMMER ENERGY HLDG INCequities | $81,750,000 | +36.4% | 54,500 | 0.0% | 0.02% | +35.7% | |
| DOC | PHYSICIANS REALTY TRUSTpfds, reits, | $73,535,000 | +15.1% | 3,500 | 0.0% | 0.02% | +13.3% | |
| SCG | SCANA CORPequities | $75,660,000 | +13.1% | 1,000 | 0.0% | 0.02% | +6.2% | |
| CNK | CINEMARK HOLDINGS INCequities | $72,920,000 | +2.6% | 2,000 | 0.0% | 0.02% | 0.0% | |
| EL | ESTEE LAUDER COS INC Aequities | $72,816,000 | -3.9% | 800 | 0.0% | 0.02% | -5.6% | |
| EXR | EXTRA SPACE STORAGE INCpfds, reits, | $67,770,000 | +7.0% | 732 | 0.0% | 0.02% | +6.7% | |
| CAG | CONAGRA FOODS INCequities | $68,129,000 | +7.3% | 1,425 | 0.0% | 0.02% | +6.7% | |
| VGM | INVESCO TRUST FOR INV GRADE MUNISequities | $71,744,000 | +4.1% | 4,828 | 0.0% | 0.02% | -5.9% | |
| CXW | CORRECTIONS CORP OF AMERICApfds, reits, | $70,040,000 | +14.0% | 2,000 | 0.0% | 0.02% | +6.7% | |
| AEP | AMERICAN ELECTRIC POWER CO INCequities | $70,090,000 | +11.6% | 1,000 | 0.0% | 0.02% | +6.7% | |
| INXX | EGSHARES INDIA INFRA ETFequities | $69,192,000 | +6.8% | 6,200 | 0.0% | 0.02% | 0.0% | |
| PAA | PLAINS ALL AMERN PPLN LPpfds, reits, | $71,034,000 | +15.0% | 2,584 | 0.0% | 0.02% | +6.7% | |
| FORD HLDG LLCconvertible | $70,682,000 | +6.8% | 50,000 | 0.0% | 0.02% | 0.0% | ||
| Q | QWEST COMMUNSequities | $71,852,000 | -6.7% | 1,100 | 0.0% | 0.02% | -15.8% | |
| WY | WEYERHAUSER COpfds, reits, | $64,303,000 | -6.6% | 2,160 | 0.0% | 0.02% | -11.8% | |
| SAN JOSE CA ARPTconvertible | $64,096,000 | +2.3% | 55,000 | 0.0% | 0.02% | 0.0% | ||
| CCJ | CAMECO CORPequities | $64,449,000 | -15.2% | 5,875 | 0.0% | 0.02% | -16.7% | |
| DOVER CORPconvertible | $58,984,000 | +1.6% | 45,000 | 0.0% | 0.01% | 0.0% | ||
| OFC | COR OFFICE PPTYSpfds, reits, | $59,140,000 | +12.2% | 2,000 | 0.0% | 0.01% | +7.7% | |
| JNPR | JUNIPER NETWORKS INCequities | $61,285,000 | -4.5% | 2,725 | 0.0% | 0.01% | -6.7% | |
| SFR | COLONY STARWOOD HOMES REITpfds, reits, | $60,840,000 | +24.6% | 2,000 | 0.0% | 0.01% | +16.7% | |
| GMOLQ | GENERAL MOLY INCequities | $62,033,000 | -8.0% | 179,807 | 0.0% | 0.01% | -12.5% | |
| CPT | CAMDEN PROPERTY TRUSTequities | $61,894,000 | +7.1% | 700 | 0.0% | 0.01% | 0.0% | |
| MA | MASTERCARD INCequities | $55,478,000 | -9.2% | 630 | 0.0% | 0.01% | -13.3% | |
| GOLDMAN SACHS GROUPconvertible | $58,763,000 | +3.0% | 50,000 | 0.0% | 0.01% | -7.1% | ||
| MINNESOTA STconvertible | $55,843,000 | -0.8% | 55,000 | 0.0% | 0.01% | -7.1% | ||
| CA ST PUB WRKS BD LSconvertible | $57,286,000 | -0.3% | 50,000 | 0.0% | 0.01% | -7.1% | ||
| CAMARILLO CA CDC TAconvertible | $57,531,000 | +2.0% | 50,000 | 0.0% | 0.01% | -7.1% | ||
| GTE CORPconvertible | $58,186,000 | +4.7% | 45,000 | 0.0% | 0.01% | 0.0% | ||
| LOS ANGELES CAconvertible | $58,567,000 | +0.3% | 50,000 | 0.0% | 0.01% | -7.1% | ||
| HOLX | HOLOGIC INCequities | $52,730,000 | -8.4% | 1,524 | 0.0% | 0.01% | -14.3% | |
| PIMA CN AZ IDA Lconvertible | $52,703,000 | -0.4% | 50,000 | 0.0% | 0.01% | -7.7% | ||
| SYK | STRYKER CORPequities | $53,924,000 | +9.4% | 450 | 0.0% | 0.01% | 0.0% | |
| BAX | BAXTER INTLequities | $54,264,000 | +3.6% | 1,200 | 0.0% | 0.01% | -7.7% | |
| FDX | FEDEX CORPequities | $53,275,000 | -8.3% | 351 | 0.0% | 0.01% | -14.3% | |
| CHICAGO IL TRANSconvertible | $53,178,000 | -0.2% | 50,000 | 0.0% | 0.01% | -7.7% | ||
| INDEPENDENT C CAconvertible | $51,032,000 | +2.5% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| FRESNO CA WTR SYconvertible | $52,641,000 | +7.6% | 40,000 | 0.0% | 0.01% | 0.0% | ||
| RENO ETC IND CLNY Nconvertible | $50,171,000 | -0.1% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| EL PASO CO COPconvertible | $52,662,000 | -0.5% | 50,000 | 0.0% | 0.01% | -7.7% | ||
| VER | VEREIT INCpfds, reits, | $50,700,000 | +14.4% | 5,000 | 0.0% | 0.01% | +9.1% | |
| MESA AZconvertible | $51,198,000 | -0.3% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| FRFHF | FAIRFAX FINANCIAL HLDGSequities | $53,902,000 | -3.7% | 100 | 0.0% | 0.01% | -7.7% | |
| SCIF | MARKET VECTORS INDIA SC ETFequities | $47,678,000 | +6.0% | 1,125 | 0.0% | 0.01% | 0.0% | |
| CXO | CONCHO RESOURCES INCequities | $47,708,000 | +5.4% | 400 | 0.0% | 0.01% | 0.0% | |
| AZ ST TRANS BRD HWYconvertible | $50,007,000 | -0.8% | 50,000 | 0.0% | 0.01% | -8.3% | ||
| EPI | WISDOMTREE INDIA EARNINGS ETFequities | $49,466,000 | +3.1% | 2,450 | 0.0% | 0.01% | -8.3% | |
| PIMA CN AZ USD #8convertible | $50,006,000 | -0.7% | 50,000 | 0.0% | 0.01% | -8.3% | ||
| IVY TECH CCLG Iconvertible | $50,007,000 | -0.8% | 50,000 | 0.0% | 0.01% | -8.3% | ||
| STAG | STAG INDUSTRIAL INCpfds, reits, | $46,430,000 | +17.5% | 1,950 | 0.0% | 0.01% | +10.0% | |
| MNKKQ | MALLINCKRODT PLCequities | $48,806,000 | -5.2% | 803 | 0.0% | 0.01% | -8.3% | |
| TECK | TECK RESOURCES LTDequities | $45,134,000 | +28.1% | 3,427 | 0.0% | 0.01% | +25.0% | |
| YUM | YUM! BRANDS INCequities | $41,460,000 | +1.9% | 500 | 0.0% | 0.01% | 0.0% | |
| JWN | NORDSTROM INCequities | $45,660,000 | -26.8% | 1,200 | 0.0% | 0.01% | -33.3% | |
| HACK | PUREFUNDS ISE CYBER SECURITY ETFequities | $43,981,000 | +0.2% | 1,841 | 0.0% | 0.01% | -9.1% | |
| ANI PHARMA INCconvertible | $43,477,000 | +7.8% | 40,000 | 0.0% | 0.01% | 0.0% | ||
| MOGA | MOOG INC CL Aequities | $45,131,000 | +15.3% | 837 | 0.0% | 0.01% | +11.1% | |
| RPTP | RAPTOR PHARMA CORP NEWequities | $44,276,000 | +2.9% | 8,245 | 0.0% | 0.01% | 0.0% | |
| CNSL | CONS COMM HLDGSequities | $40,315,000 | +15.7% | 1,480 | 0.0% | 0.01% | +12.5% | |
| COCONINO ETC AZconvertible | $37,619,000 | -0.4% | 35,000 | 0.0% | 0.01% | 0.0% | ||
| RR DONNELLEY & SONS COconvertible | $38,665,000 | +0.2% | 38,000 | 0.0% | 0.01% | 0.0% | ||
| ZBH | ZIMMER BIOMET HOLDINGS INCequities | $38,522,000 | +5.0% | 320 | 0.0% | 0.01% | 0.0% | |
| PEORIA AZ W/Wconvertible | $38,207,000 | -0.1% | 35,000 | 0.0% | 0.01% | 0.0% | ||
| HOG | HARLEY-DAVIDSON INCequities | $40,770,000 | -6.8% | 900 | 0.0% | 0.01% | -18.2% | |
| KEYPRG | KEYCORPequities | $40,200,000 | +2.3% | 300 | 0.0% | 0.01% | 0.0% | |
| MIAMI-DADE CNTY FLconvertible | $37,787,000 | +0.2% | 35,000 | 0.0% | 0.01% | 0.0% | ||
| ALCOA INCconvertible | $36,125,000 | +4.2% | 34,000 | 0.0% | 0.01% | 0.0% | ||
| EXAS | EXACT SCIENCES CORPequities | $34,300,000 | +65.3% | 2,800 | 0.0% | 0.01% | +60.0% | |
| MIDD | MIDDLEBY CORPequities | $34,575,000 | +6.0% | 300 | 0.0% | 0.01% | 0.0% | |
| STPZ | PIMCO 1-5 YR US TIPS ETFequities | $36,988,000 | +1.3% | 700 | 0.0% | 0.01% | -11.1% | |
| AZ HLTH FAC AUTHconvertible | $33,191,000 | +3.9% | 30,000 | 0.0% | 0.01% | 0.0% | ||
| EVANSVILLE IND REDEVconvertible | $34,913,000 | +0.7% | 30,000 | 0.0% | 0.01% | 0.0% | ||
| REPUBLIC SERVICES INCconvertible | $33,443,000 | +1.3% | 30,000 | 0.0% | 0.01% | 0.0% | ||
| RBSPRRCL | ROYAL BANK SCOTLANDpfds, reits, | $36,625,000 | +2.6% | 1,458 | 0.0% | 0.01% | -11.1% | |
| US TREASURYconvertible | $33,038,000 | +1.7% | 24,000 | 0.0% | 0.01% | 0.0% | ||
| RH | RESTORATION HARDWRAE HOLDINGS INCequities | $33,842,000 | -33.8% | 1,180 | 0.0% | 0.01% | -33.3% | |
| GOLDMAN SACHS GROUPconvertible | $35,464,000 | -0.5% | 35,000 | 0.0% | 0.01% | -11.1% | ||
| WRK | WESTROCKequities | $30,319,000 | -2.2% | 780 | 0.0% | 0.01% | 0.0% | |
| UNION CARBIDE CORPconvertible | $30,813,000 | +0.6% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| HILTON HEAD ISL SCconvertible | $32,623,000 | +1.2% | 30,000 | 0.0% | 0.01% | -12.5% | ||
| WAL | WESTERN ALLIANCE BANCORPequities | $29,385,000 | -10.8% | 900 | 0.0% | 0.01% | -12.5% | |
| GLOP | GASLOG PARTNERS LPequities | $28,470,000 | +1.3% | 1,500 | 0.0% | 0.01% | 0.0% | |
| PHILADELPHIA PAconvertible | $30,118,000 | -0.8% | 30,000 | 0.0% | 0.01% | 0.0% | ||
| ET | ENERGY TRNFR EQUITY LPpfds, reits, | $28,740,000 | +27.1% | 2,000 | 0.0% | 0.01% | +40.0% | |
| MUURIETA VY CA Uconvertible | $30,208,000 | -0.5% | 30,000 | 0.0% | 0.01% | 0.0% | ||
| DALLAS TX WW/SWR SYSconvertible | $29,290,000 | +0.6% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| CP | CANADIAN PACIFIC RAILWAY LTDequities | $29,235,000 | -10.9% | 227 | 0.0% | 0.01% | -12.5% | |
| UNIV AZ MED CTRconvertible | $32,200,000 | +0.7% | 25,000 | 0.0% | 0.01% | -12.5% | ||
| ALLPRDCL | ALLSTATE COR PFDpfds, reits, | $28,385,000 | +3.1% | 1,000 | 0.0% | 0.01% | 0.0% | |
| AXDX | ACCELERATE DIAGNOSTICS INCequities | $31,586,000 | +10.9% | 2,195 | 0.0% | 0.01% | 0.0% | |
| LOW | LOWE'S COS INCequities | $29,530,000 | +3.9% | 373 | 0.0% | 0.01% | 0.0% | |
| PH | PARKER-HANNIFIN CORPequities | $32,415,000 | -4.7% | 300 | 0.0% | 0.01% | -12.5% | |
| ATUSF | ALTIUS MINERALS CORPequities | $30,731,000 | -5.6% | 3,700 | 0.0% | 0.01% | -12.5% | |
| CST | CST BRANDS INCequities | $29,294,000 | +13.6% | 680 | 0.0% | 0.01% | +16.7% | |
| VTA | VAN KAMPEN DYNAMIC FUNDequities | $32,366,000 | +2.1% | 2,937 | 0.0% | 0.01% | -12.5% | |
| ANHEUSER-BUSCH INCconvertible | $29,497,000 | +0.1% | 27,000 | 0.0% | 0.01% | 0.0% | ||
| YAVAPAI CN AZ CCDconvertible | $27,293,000 | +0.4% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| FL DEP OF CHILD/FAMconvertible | $25,299,000 | -0.8% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| BINGHAMTON NY SDconvertible | $25,146,000 | -0.3% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| AVONDALE AZ MDCconvertible | $25,100,000 | -0.5% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| FTR | FRONTIER COMM CORPequities | $24,700,000 | -11.0% | 5,000 | 0.0% | 0.01% | -14.3% | |
| BBN | BLACKROCK TAXABLE MUNI BOND TRUSTequities | $24,380,000 | +5.5% | 1,000 | 0.0% | 0.01% | 0.0% | |
| ANZBY | AUST & NEW ZEALAND BKG ADRFequities | $27,135,000 | -3.1% | 1,500 | 0.0% | 0.01% | -14.3% | |
| CLARK CNTY NEVconvertible | $26,659,000 | -0.3% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| GEHCL | GENERAL ELECTRIC COpfds, reits, | $27,450,000 | +3.9% | 1,000 | 0.0% | 0.01% | 0.0% | |
| GEBCL | GEN ELEC CAPpfds, reits, | $26,820,000 | +2.7% | 1,000 | 0.0% | 0.01% | 0.0% | |
| AUSTIN TX CMNTYconvertible | $27,382,000 | -0.5% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| ASBPRC | ASSOCIATED BANC PFDpfds, reits, | $26,777,000 | +2.9% | 1,000 | 0.0% | 0.01% | 0.0% | |
| RMD | RESMED INCequities | $25,292,000 | +3.4% | 400 | 0.0% | 0.01% | 0.0% | |
| PHOENIX AZ CVC IMPconvertible | $26,098,000 | -0.7% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| US TREASURYconvertible | $24,588,000 | +0.5% | 23,000 | 0.0% | 0.01% | 0.0% | ||
| VET | VERMILION ENERGY INCequities | $25,456,000 | -1.1% | 800 | 0.0% | 0.01% | 0.0% | |
| GOLDMAN SACHS GROUPconvertible | $27,710,000 | +3.6% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| US TREASURYconvertible | $25,564,000 | +3.3% | 17,000 | 0.0% | 0.01% | 0.0% | ||
| GOODYEAR AZ PUB IMPconvertible | $26,007,000 | -0.4% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| AZ TRANS EXCISE TAXconvertible | $25,003,000 | -0.8% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| GREATER ORLANDO AVIATION AUTHconvertible | $27,890,000 | +1.7% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| WFCPRT | WELLS FARGO & CO PFDpfds, reits, | $26,920,000 | +1.4% | 1,000 | 0.0% | 0.01% | 0.0% | |
| CENTRAL WA UNIV SYSconvertible | $26,471,000 | -0.3% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| WFCPRJCL | WELLS FARGO & CO PFDpfds, reits, | $26,243,000 | -0.3% | 945 | 0.0% | 0.01% | 0.0% | |
| HGH | HARTFORD FINANCIAL PFDpfds, reits, | $26,784,000 | +0.1% | 850 | 0.0% | 0.01% | 0.0% | |
| WESLACO TXconvertible | $25,692,000 | -0.5% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| SAFEWAY INCconvertible | $27,913,000 | -1.2% | 29,000 | 0.0% | 0.01% | -14.3% | ||
| CRM | SALESFORCE.COM INCequities | $26,523,000 | +3.8% | 334 | 0.0% | 0.01% | 0.0% | |
| HEWLETT-PACKARD COconvertible | $26,824,000 | +2.5% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| ANCHORAGE AKconvertible | $25,286,000 | -0.8% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| SALT RIVER PRJ AZconvertible | $26,624,000 | -0.5% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| NXPI | NXP SEMIS NVequities | $27,419,000 | -6.0% | 350 | 0.0% | 0.01% | -14.3% | |
| NOVATO CA RDAconvertible | $25,024,000 | +0.0% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| UNP | UNION PACIFIC CORPequities | $23,994,000 | -0.4% | 275 | 0.0% | 0.01% | 0.0% | |
| DEKALB CN IL CUSD #4convertible | $26,488,000 | -0.5% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| HZNP | HORIZON PHARMA PLCequities | $24,705,000 | +1.5% | 1,500 | 0.0% | 0.01% | 0.0% | |
| ALLPRACL | ALLSTATE COR PFDpfds, reits, | $25,389,000 | +2.0% | 940 | 0.0% | 0.01% | 0.0% | |
| IRVINE CA SPL Tconvertible | $25,700,000 | +2.7% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| NYCB | NEW YORK CMTY BANCORPequities | $26,982,000 | -1.8% | 1,800 | 0.0% | 0.01% | -14.3% | |
| NGHCO | NATL GEN PFDpfds, reits, | $25,460,000 | +0.1% | 1,000 | 0.0% | 0.01% | 0.0% | |
| UINV S ALconvertible | $25,471,000 | -0.7% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| TUCSON AZ WTRconvertible | $25,003,000 | -0.6% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| SGEN | SEATTLE GENETICS INCequities | $24,246,000 | +2.3% | 600 | 0.0% | 0.01% | 0.0% | |
| CONTRA COSTA CA Pconvertible | $27,980,000 | +0.7% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| MARICOPA AZ CCDconvertible | $26,281,000 | +0.1% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| MARICOPA AZ USD #97convertible | $25,003,000 | -0.8% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| MS ST UNIV ED BLDconvertible | $26,720,000 | -0.3% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| MARION COUNTY FLconvertible | $25,776,000 | -0.5% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| TIME WARNER INCconvertible | $26,880,000 | +1.4% | 20,000 | 0.0% | 0.01% | 0.0% | ||
| MS DEV BK SPL OBGconvertible | $25,324,000 | -0.6% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| CANADIAN APT PPTYSpfds, reits, | $25,610,000 | +10.8% | 1,000 | 0.0% | 0.01% | 0.0% | ||
| CHEMTRADE LOG INC FDequities | $27,574,000 | -5.7% | 2,000 | 0.0% | 0.01% | -14.3% | ||
| METRO WA DC ARPTconvertible | $25,281,000 | -0.7% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| MERPRPCL | MERRILL LYNCH PFDpfds, reits, | $27,958,000 | +0.7% | 1,055 | 0.0% | 0.01% | -14.3% | |
| UNIV TX UNIVconvertible | $27,424,000 | -0.6% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| SLV | ISHARES SILVER TRUSTequities | $23,225,000 | +10.5% | 1,300 | 0.0% | 0.01% | 0.0% | |
| DFT | DUPONT FABROS TECH REITpfds, reits, | $23,770,000 | +17.0% | 500 | 0.0% | 0.01% | 0.0% | |
| CTSH | COGNIZANT TECH SOLULTIONS CORP Aequities | $21,751,000 | -4.9% | 380 | 0.0% | 0.01% | -16.7% | |
| OLED | UNIVERSAL DISPLAY CORPequities | $20,340,000 | +12.7% | 300 | 0.0% | 0.01% | +25.0% | |
| MKC | MCCORMICK & CO INCequities | $22,401,000 | +14.3% | 210 | 0.0% | 0.01% | 0.0% | |
| DEO | DIAGEO PLCequities | $22,576,000 | +2.6% | 200 | 0.0% | 0.01% | 0.0% | |
| UNIV PL WAconvertible | $22,088,000 | +0.0% | 20,000 | 0.0% | 0.01% | 0.0% | ||
| NTRS | NORTHERN TRUST CORPequities | $19,878,000 | -7.5% | 300 | 0.0% | 0.01% | 0.0% | |
| GENERAL ELECTRIC CAP CORPconvertible | $22,346,000 | +2.8% | 19,000 | 0.0% | 0.01% | 0.0% | ||
| AMER MUNI POWER OHconvertible | $21,801,000 | +0.6% | 20,000 | 0.0% | 0.01% | 0.0% | ||
| US TREASURYconvertible | $22,571,000 | -1.2% | 22,000 | 0.0% | 0.01% | 0.0% | ||
| HASI | HANNON ARMSTRONG SUSTAINABLE INFRA CAP INCpfds, reits, | $21,600,000 | +8.4% | 1,000 | 0.0% | 0.01% | 0.0% | |
| POR | PORTLAND GENERAL ELECequities | $22,060,000 | +15.8% | 500 | 0.0% | 0.01% | 0.0% | |
| NYMTO | NEW YORK MTG PFDpfds, reits, | $23,210,000 | +11.1% | 1,000 | 0.0% | 0.01% | 0.0% | |
| WASHINGTON STconvertible | $22,160,000 | -0.6% | 20,000 | 0.0% | 0.01% | 0.0% | ||
| BANNING CA FIN AGYconvertible | $20,813,000 | -0.7% | 20,000 | 0.0% | 0.01% | 0.0% | ||
| SRE | SEMPRA ENERGYequities | $22,804,000 | +12.6% | 200 | 0.0% | 0.01% | 0.0% | |
| GOLD | BARRICK GOLD CORPequities | $21,350,000 | +32.5% | 1,000 | 0.0% | 0.01% | +25.0% | |
| DOUGLAS CO SD #1convertible | $22,150,000 | -0.4% | 20,000 | 0.0% | 0.01% | 0.0% | ||
| GENERAL ELECTRIC CAP CORPconvertible | $20,153,000 | -0.4% | 20,000 | 0.0% | 0.01% | 0.0% | ||
| IWF | ISHARES RUSSELL 1000 GWTH ETFequities | $20,875,000 | -0.2% | 208 | 0.0% | 0.01% | 0.0% | |
| GOLDMAN SACHS GROUPconvertible | $21,911,000 | +2.6% | 20,000 | 0.0% | 0.01% | 0.0% | ||
| CHL | CHINA MOBILE LTD (HONG KONG) ADRequities | $23,160,000 | -0.2% | 400 | 0.0% | 0.01% | -16.7% | |
| ALKS | ALKERMES PLCequities | $21,610,000 | +1.2% | 500 | 0.0% | 0.01% | 0.0% | |
| AKAM | AKAMIA TECHNOLOGIES INCequities | $16,779,000 | +9.5% | 300 | 0.0% | 0.00% | 0.0% | |
| AMT | AMERICAN TOWER CORPequities | $15,905,000 | +9.1% | 140 | 0.0% | 0.00% | 0.0% | |
| AWK | AMERICAN WATER WORKS COequities | $16,902,000 | +19.4% | 200 | 0.0% | 0.00% | +33.3% | |
| ADM | ARCHER DANIELS MIDLAND COequities | $17,156,000 | +9.2% | 400 | 0.0% | 0.00% | 0.0% | |
| ANET | ARISTA NETWORKS INCequities | $17,383,000 | -2.3% | 270 | 0.0% | 0.00% | 0.0% | |
| ARMH | ARM HLDG PLCequities | $18,204,000 | +13.7% | 400 | 0.0% | 0.00% | 0.0% | |
| AUSTIN TX ISDconvertible | $18,300,000 | +0.5% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| BENTON CNTY WA SD#1convertible | $18,091,000 | +0.3% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| CA INCconvertible | $16,504,000 | +0.7% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| CBT | CABOT CORPequities | $18,538,000 | -7.1% | 406 | 0.0% | 0.00% | -20.0% | |
| COH | COACH INCequities | $16,296,000 | +1.4% | 400 | 0.0% | 0.00% | 0.0% | |
| CORPUS CHRISTI TXconvertible | $18,057,000 | +0.4% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| E | ENI SPAequities | $16,175,000 | +1.7% | 500 | 0.0% | 0.00% | 0.0% | |
| ESRX | EXPRESS SCRIPTS HLDG COequities | $16,676,000 | +2.8% | 220 | 0.0% | 0.00% | 0.0% | |
| FORD MOTOR CREDITconvertible | $15,479,000 | -0.3% | 13,000 | 0.0% | 0.00% | 0.0% | ||
| GENERAL ELECTRIC COconvertible | $15,909,000 | -0.6% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| HARRIS CNTY TXconvertible | $18,152,000 | +0.9% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| HE | HAWAIIAN ELECTRIC INDUSTRIES INCequities | $16,395,000 | +2.7% | 500 | 0.0% | 0.00% | 0.0% | |
| HEWLETT-PACKARD COconvertible | $16,205,000 | +1.7% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| LNKD | LINKEDIN CORPequities | $16,086,000 | +57.1% | 85 | 0.0% | 0.00% | +100.0% | |
| LUXTY | LUXOTTICA GRP SPAequities | $19,544,000 | -8.6% | 400 | 0.0% | 0.00% | -20.0% | |
| MARICOPA AZ SD #4convertible | $17,888,000 | +0.1% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| SNR | NEW SENIOR INV GRP INCequities | $17,793,000 | -3.0% | 1,666 | 0.0% | 0.00% | 0.0% | |
| NBL | NOBLE ENERGY INCequities | $17,576,000 | +2.3% | 490 | 0.0% | 0.00% | 0.0% | |
| OPK | OPKO HEALTH INCequities | $18,680,000 | -16.0% | 2,000 | 0.0% | 0.00% | -20.0% | |
| AGQ | PROSHS ULTRA SILVERequities | $19,068,000 | +20.3% | 400 | 0.0% | 0.00% | 0.0% | |
| RDSA | ROYAL DUTCH SHELL PLCequities | $18,443,000 | +6.9% | 334 | 0.0% | 0.00% | 0.0% | |
| CITY OF SAN ANTONIOconvertible | $18,537,000 | +0.4% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| SAN MATEO CAconvertible | $15,783,000 | -0.4% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| THQ | TEKLA HC OPPequities | $16,630,000 | -0.9% | 1,000 | 0.0% | 0.00% | 0.0% | |
| WWAV | WHITEWAVE FOODS COequities | $18,776,000 | +15.6% | 400 | 0.0% | 0.00% | 0.0% | |
| ESL | ESTERLINE TECH CORPequities | $12,408,000 | -8.3% | 200 | 0.0% | 0.00% | 0.0% | |
| REGL TRAN DST CO COconvertible | $11,505,000 | -0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CTXS | CITRIX SYSTEMS INCequities | $12,014,000 | -3.3% | 150 | 0.0% | 0.00% | 0.0% | |
| EGLTQ | EGALET CORPequities | $14,880,000 | -29.5% | 3,000 | 0.0% | 0.00% | -40.0% | |
| MEMPQ | MEMORIAL PROD PTNR LPpfds, reits, | $14,535,000 | -17.4% | 7,650 | 0.0% | 0.00% | -25.0% | |
| NFLX | NETFLIX INCequities | $14,728,000 | -2.2% | 161 | 0.0% | 0.00% | -25.0% | |
| ROSEMONT ILconvertible | $11,132,000 | +1.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| DRIPPING SPRING TXconvertible | $11,802,000 | +0.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SC ST PUB SVC AUTconvertible | $12,028,000 | +3.4% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MA ST WTR RES AUTHconvertible | $10,903,000 | -0.5% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SIMON PROPERTY GROUP LPconvertible | $15,108,000 | -0.8% | 15,000 | 0.0% | 0.00% | -25.0% | ||
| NEWM | NEW MEDIA INV GRP INCequities | $13,028,000 | +14.8% | 721 | 0.0% | 0.00% | 0.0% | |
| CPGX | COLUMBIA PIPELINE GROUP INCequities | $12,745,000 | -0.2% | 500 | 0.0% | 0.00% | 0.0% | |
| APH | AMPHENOL CORPequities | $11,466,000 | +1.0% | 200 | 0.0% | 0.00% | 0.0% | |
| DASTY | DASSAULT SYSTEMS SA ADRFequities | $11,393,000 | -3.6% | 150 | 0.0% | 0.00% | 0.0% | |
| IRVING TX WWKS/SWRconvertible | $10,986,000 | -0.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| KOPN | KOPIN CORPequities | $13,431,000 | +32.1% | 6,050 | 0.0% | 0.00% | +50.0% | |
| NEW YORK N Yconvertible | $12,454,000 | +0.7% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NY ST DORM AUTH S/Tconvertible | $12,221,000 | +0.6% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NY ST DORM AUTH PERconvertible | $12,934,000 | +2.2% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ BD REGENTS UNIVconvertible | $12,721,000 | +1.4% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| WLDVF | ARIZONA MINING INCequities | $13,070,000 | +68.6% | 10,000 | 0.0% | 0.00% | +50.0% | |
| AZ ST LOTTERYconvertible | $11,366,000 | -0.2% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NDSN | NORDSON CORPequities | $12,542,000 | +7.1% | 150 | 0.0% | 0.00% | 0.0% | |
| IN ST FA REVconvertible | $11,094,000 | -0.4% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ ST TRANSN BRDconvertible | $11,604,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MA STconvertible | $11,515,000 | -0.4% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NC MUN PWR CA ELECconvertible | $12,684,000 | +1.6% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| WD | WALKER & DUNLOP INCequities | $13,668,000 | +2.4% | 600 | 0.0% | 0.00% | 0.0% | |
| AZ TRANS EXCISE TAXconvertible | $11,699,000 | +0.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MI ST BLDG AUTHconvertible | $11,808,000 | +0.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ ST TRANS BRD HWYconvertible | $12,020,000 | +0.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| KLEIN TX ISDconvertible | $12,538,000 | +1.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ ST TRANS BRD HWYconvertible | $11,936,000 | +0.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| OH ST WTR POLL REVconvertible | $12,102,000 | +0.2% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ TRANS BRD HWYconvertible | $12,234,000 | +0.2% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ WTR INFRA FA REVconvertible | $12,022,000 | +0.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AUSTIN TX WTR & WSTconvertible | $12,539,000 | +1.2% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| INGERSOLL-RAND PLCequities | $12,736,000 | -0.5% | 200 | 0.0% | 0.00% | 0.0% | ||
| AMBA | AMBARELLA INCequities | $12,703,000 | +21.1% | 250 | 0.0% | 0.00% | 0.0% | |
| BLL | BALL CORPequities | $14,458,000 | -3.2% | 200 | 0.0% | 0.00% | -25.0% | |
| MO ST HWY/TRANSconvertible | $11,115,000 | -0.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PANW | PALO ALTO NETWORKSequities | $12,264,000 | -18.5% | 100 | 0.0% | 0.00% | -25.0% | |
| PAAS | PAN AMERICAN SILVER CPequities | $14,805,000 | +18.9% | 900 | 0.0% | 0.00% | 0.0% | |
| PA ST TPK COMMN TPKconvertible | $12,432,000 | +1.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SAM | BOSTON BEER COequities | $12,827,000 | +8.5% | 75 | 0.0% | 0.00% | 0.0% | |
| BRFS | BRF SA ADRequities | $13,930,000 | +3.8% | 1,000 | 0.0% | 0.00% | 0.0% | |
| BROWARD CNTY FL ARPconvertible | $11,906,000 | +0.2% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| JEA FL ELEC SYS REVconvertible | $12,291,000 | +0.5% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZ WST WTRconvertible | $12,686,000 | +1.4% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZ WTRconvertible | $11,284,000 | -0.4% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZ WTRconvertible | $12,596,000 | +1.6% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZ CVC IMPconvertible | $11,604,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| TUCSON AZ WTRconvertible | $12,986,000 | +2.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PIMA CN AZ SWRconvertible | $11,926,000 | +0.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| GEN MOTORS FINLconvertible | $15,173,000 | +0.1% | 14,000 | 0.0% | 0.00% | -25.0% | ||
| CHW | CALAMOS GLBL DYN INCequities | $11,232,000 | -1.4% | 1,600 | 0.0% | 0.00% | 0.0% | |
| TX TRANS ST HWY FDconvertible | $12,821,000 | +1.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| GNT | GAMCO NATURAL RESOURCES, GOLD & INC TRUSTequities | $12,728,000 | +7.9% | 1,666 | 0.0% | 0.00% | 0.0% | |
| TESLA MOTORS INCconvertible | $13,323,000 | -7.1% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| PBH | PRESTIGE BRANDS HOLDINGSequities | $11,080,000 | -2.3% | 200 | 0.0% | 0.00% | 0.0% | |
| MORGAN STANLEYconvertible | $12,972,000 | +3.0% | 13,000 | 0.0% | 0.00% | 0.0% | ||
| AAL | AMERICAN AIRLINES GROUP INCequities | $14,175,000 | -23.3% | 500 | 0.0% | 0.00% | -25.0% | |
| TEF | TELEFONICA SAequities | $11,073,000 | -13.6% | 1,168 | 0.0% | 0.00% | 0.0% | |
| TTM | TATA MOTORS LTDequities | $13,868,000 | +13.4% | 400 | 0.0% | 0.00% | 0.0% | |
| PRLB | PROTO LABS INCequities | $12,663,000 | -27.5% | 220 | 0.0% | 0.00% | -25.0% | |
| KING ETC WA SD #408convertible | $10,323,000 | -0.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CVE | CENOVUS ENERGY INCequities | $8,596,000 | -7.2% | 622 | 0.0% | 0.00% | 0.0% | |
| BABA | ALIBABA GROUP HLDG ADRequities | $7,953,000 | +0.9% | 100 | 0.0% | 0.00% | 0.0% | |
| MEDCO HLTH SOLUTIONSconvertible | $7,640,000 | -0.5% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| S | SPRINT CORPequities | $8,331,000 | +19.2% | 1,839 | 0.0% | 0.00% | 0.0% | |
| ENERGY NW WA ELEC Rconvertible | $10,864,000 | -0.5% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| RYN | RAYONIERpfds, reits, | $8,266,000 | +5.9% | 315 | 0.0% | 0.00% | 0.0% | |
| EDE | EMPIRE DISTRICT ELECTRIC COequities | $10,191,000 | +1.6% | 300 | 0.0% | 0.00% | 0.0% | |
| ERJ | EMBRAER SA ADRequities | $10,860,000 | -9.5% | 500 | 0.0% | 0.00% | -33.3% | |
| REDMOND WAconvertible | $10,190,000 | -0.8% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| LII | LENNOX INTL INCequities | $7,130,000 | +4.2% | 50 | 0.0% | 0.00% | 0.0% | |
| UAA | UNDER ARMOUR INC CL Aequities | $7,223,000 | -13.9% | 180 | 0.0% | 0.00% | 0.0% | |
| ADSK | AUTODESK INCequities | $10,828,000 | -9.8% | 200 | 0.0% | 0.00% | -33.3% | |
| MELI | MERCADOLIBRE INCequities | $7,034,000 | +12.9% | 50 | 0.0% | 0.00% | +100.0% | |
| NTAP | NETAPP INCequities | $7,377,000 | +0.3% | 300 | 0.0% | 0.00% | 0.0% | |
| EDTXF | SPECTRAL MED INCequities | $9,359,000 | +22.6% | 13,000 | 0.0% | 0.00% | 0.0% | |
| EMC | EMC CORPequities | $10,868,000 | +2.5% | 400 | 0.0% | 0.00% | -33.3% | |
| SCCO | SOUTHERN COPPER CORPequities | $10,792,000 | -6.9% | 400 | 0.0% | 0.00% | -33.3% | |
| TRP | TRANSCANADA CORPequities | $9,044,000 | +12.9% | 200 | 0.0% | 0.00% | 0.0% | |
| BIDU | BAIDU INCequities | $8,258,000 | -12.2% | 50 | 0.0% | 0.00% | 0.0% | |
| CNT PUGET SND WAconvertible | $10,734,000 | -0.6% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| Z | ZILLOW GROUP INC CL Cequities | $7,256,000 | +45.9% | 200 | 0.0% | 0.00% | +100.0% | |
| SO | SOUTHERN COequities | $10,726,000 | +8.8% | 200 | 0.0% | 0.00% | 0.0% | |
| HTGM | HTG MOLECULAR DIAG INCequities | $9,520,000 | -6.5% | 3,500 | 0.0% | 0.00% | 0.0% | |
| DIVIDEND CAP DIVRSFIED Epfds, reits, | $7,850,000 | +0.1% | 1,065 | 0.0% | 0.00% | 0.0% | ||
| CATERPILLAR FINL SVCS CORPconvertible | $9,007,000 | -0.7% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| DGI | DIGITALGLOBE INC NEWequities | $8,556,000 | +14.9% | 400 | 0.0% | 0.00% | 0.0% | |
| MP WSTRN ST UNIVconvertible | $10,415,000 | +0.8% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| FAIRFAX FINANCE PFDpfds, reits, | $6,973,000 | – | 500 | 0.0% | 0.00% | – | ||
| COLUMBIA HCA HLTHCARE CPequities | $8,514,000 | -4.6% | 100 | 0.0% | 0.00% | 0.0% | ||
| EXPEDIA INCconvertible | $7,835,000 | +1.5% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| TAMPA BAY FL WTRconvertible | $10,113,000 | -0.8% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| EXPEDIA INCconvertible | $7,759,000 | -0.2% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| ED | CONSOLIDATED EDISON INCequities | $8,044,000 | +11.3% | 100 | 0.0% | 0.00% | 0.0% | |
| CPRT | COPART INCequities | $9,802,000 | +16.1% | 200 | 0.0% | 0.00% | 0.0% | |
| WELLS FARGO & COconvertible | $10,641,000 | -0.3% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| SGMO | SANGAMO BIOSCIENCES INCequities | $7,527,000 | -20.0% | 1,300 | 0.0% | 0.00% | 0.0% | |
| MO ST HLTH/EDconvertible | $10,614,000 | +0.7% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| BANK OF AMERICAconvertible | $7,883,000 | +0.7% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| JEFFERIES GROUPconvertible | $8,368,000 | +1.3% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| BANK OF AMERICAconvertible | $8,081,000 | +1.3% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| CAPITAL ONE FINLconvertible | $8,064,000 | -0.9% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| NEM | NEWMONT MINING CORPequities | $10,758,000 | +25.8% | 275 | 0.0% | 0.00% | 0.0% | |
| TNH | TERRA NITROGENpfds, reits, | $10,457,000 | -16.2% | 100 | 0.0% | 0.00% | -33.3% | |
| SNAK | INVENTURE FOODS INCequities | $7,810,000 | +10.3% | 1,000 | 0.0% | 0.00% | 0.0% | |
| WBMD | WEBMD HEALTH CORPequities | $8,717,000 | -8.0% | 150 | 0.0% | 0.00% | 0.0% | |
| PRH | PRUDENTIAL FINL 5.7% PFD DUE 03/15/53pfds, reits, | $10,664,000 | +1.7% | 400 | 0.0% | 0.00% | -33.3% | |
| GREATER AZ DEV AUTHconvertible | $10,779,000 | -0.5% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| SYY | SYSCOequities | $10,351,000 | +9.6% | 204 | 0.0% | 0.00% | 0.0% | |
| PBR | PETROLEO BRASILEIRO SA (PETROBRAS)equities | $10,740,000 | +3.3% | 1,500 | 0.0% | 0.00% | -33.3% | |
| AGI | ALAMOS GOLD INCequities | $10,268,000 | +41.4% | 1,194 | 0.0% | 0.00% | 0.0% | |
| HUSKY ENERGY INCconvertible | $7,875,000 | +1.2% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| HDP | HORTONWORKS INCequities | $10,690,000 | -11.4% | 1,000 | 0.0% | 0.00% | -33.3% | |
| NVS | NOVARTIS AGequities | $8,251,000 | +7.9% | 100 | 0.0% | 0.00% | 0.0% | |
| HOMEAWAY INCconvertible | $9,019,000 | -7.5% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| UA | UNDER ARMOUR INC CL Cequities | $6,552,000 | -17.8% | 180 | 0.0% | 0.00% | 0.0% | |
| GILBERT AZ MPCconvertible | $10,108,000 | -0.5% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| HILLSBORO CN FL Wconvertible | $10,031,000 | -0.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| HERTZ CORPconvertible | $7,840,000 | -2.2% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| HCNPRJ | WELLTOWER INC PFD SER Jpfds, reits, | $9,160,000 | +0.0% | 350 | 0.0% | 0.00% | 0.0% | |
| TENNESSEE STconvertible | $10,798,000 | -0.5% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| JCE | NUVEEN CORE EQUITY ALPHA Nequities | $9,653,000 | +3.4% | 700 | 0.0% | 0.00% | 0.0% | |
| LH | LAB CORP OF AMER HLDGequities | $2,215,000 | +4.1% | 17 | 0.0% | 0.00% | 0.0% | |
| MTR | MESA ROYALTY TRUST ORDequities | $2,328,000 | +13.8% | 215 | 0.0% | 0.00% | – | |
| METHANEX CORPconvertible | $3,060,000 | +6.2% | 3,000 | 0.0% | 0.00% | 0.0% | ||
| JEFFERSON COUNTY MOconvertible | $5,342,000 | -0.4% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| ISR | ISORAY INCequities | $4,350,000 | -23.7% | 5,000 | 0.0% | 0.00% | 0.0% | |
| NFG | NATL FUEL GAS COequities | $2,844,000 | +6.4% | 50 | 0.0% | 0.00% | 0.0% | |
| IWP | ISHARES RUSSELL MC GWTH ETFequities | $2,246,000 | +0.7% | 24 | 0.0% | 0.00% | 0.0% | |
| NJ ST TRANS TRconvertible | $5,408,000 | +3.9% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| INVN | INVENSENSE INCequities | $4,665,000 | -25.0% | 761 | 0.0% | 0.00% | 0.0% | |
| ICE | INTERCONTINENTAL EXCHANGE INCequities | $4,607,000 | +6.5% | 18 | 0.0% | 0.00% | 0.0% | |
| NC EASTERN MUNI PWRconvertible | $6,326,000 | +0.1% | 5,000 | 0.0% | 0.00% | -50.0% | ||
| OASPQ | OASIS PETRO INCequities | $3,736,000 | -2.1% | 400 | 0.0% | 0.00% | 0.0% | |
| OCCIDENTAL PETRO CORPequities | $4,458,000 | +0.6% | 59 | 0.0% | 0.00% | 0.0% | ||
| OSIR | OSIRIS THERAPEUTICS NEWequities | $3,563,000 | -17.1% | 700 | 0.0% | 0.00% | 0.0% | |
| HABT | HABIT RESTAURANTS INCequities | $3,276,000 | -1.4% | 200 | 0.0% | 0.00% | 0.0% | |
| PNCPRQ | PNC FINL GPpfds, reits, | $3,103,000 | +0.6% | 120 | 0.0% | 0.00% | 0.0% | |
| PPG | PPG INDUSTRIES INCequities | $4,166,000 | -7.5% | 40 | 0.0% | 0.00% | 0.0% | |
| PSBPRUCL | PS BUSINESS PARKS INCpfds, reits, | $2,938,000 | +1.0% | 114 | 0.0% | 0.00% | 0.0% | |
| FRSH | PAPA MURPHY'S HLDG INCequities | $2,322,000 | -45.3% | 350 | 0.0% | 0.00% | 0.0% | |
| PYPL | PAYPAL HOLDINGS INCequities | $5,257,000 | -8.3% | 144 | 0.0% | 0.00% | 0.0% | |
| GG | GOLDCORP INCequities | $5,739,000 | +13.0% | 300 | 0.0% | 0.00% | 0.0% | |
| GNMK | GENMARK DIAGNOSTICS INCequities | $3,480,000 | +37.0% | 400 | 0.0% | 0.00% | 0.0% | |
| GNTX | GENTEX CORPequities | $3,090,000 | -3.6% | 200 | 0.0% | 0.00% | 0.0% | |
| PX | PRAXAIR INCequities | $3,372,000 | -5.7% | 30 | 0.0% | 0.00% | 0.0% | |
| TROW | TROWE PRICE GROUP INCequities | $2,554,000 | -5.2% | 35 | 0.0% | 0.00% | 0.0% | |
| FLDM | FLUIDIGM CORPequities | $4,515,000 | -8.8% | 500 | 0.0% | 0.00% | 0.0% | |
| FLR | FLUOR CORPequities | $2,464,000 | -7.7% | 50 | 0.0% | 0.00% | 0.0% | |
| DOG | PROSHARES SHORT DOW 30equities | $4,274,000 | -0.7% | 200 | 0.0% | 0.00% | 0.0% | |
| REK | PROSHARES SHORT REequities | $3,394,000 | -7.6% | 200 | 0.0% | 0.00% | 0.0% | |
| FIRST HORIZON NATconvertible | $3,025,000 | +0.8% | 3,000 | 0.0% | 0.00% | 0.0% | ||
| ETY | EATON VANCE TAX-MANAGED DIVERSIFIED EQ INCequities | $4,372,000 | -1.0% | 420 | 0.0% | 0.00% | 0.0% | |
| EATON CORPconvertible | $6,136,000 | +2.1% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| ST LOUIS MO PKGconvertible | $5,251,000 | -0.3% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| DEVON ENERGY CORconvertible | $2,208,000 | +6.9% | 2,000 | 0.0% | 0.00% | – | ||
| PERS | SANDRIDGE PERMIAN TRpfds, reits, | $3,120,000 | -5.8% | 1,200 | 0.0% | 0.00% | 0.0% | |
| DHR | DANAHER CORPequities | $2,525,000 | +4.7% | 25 | 0.0% | 0.00% | 0.0% | |
| SERVICEMASTER CO LTDconvertible | $5,163,000 | +2.7% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| SBY | SILVER BAY REALTY TRUST CORPequities | $4,155,000 | +17.5% | 244 | 0.0% | 0.00% | 0.0% | |
| S VY SWR DST UTconvertible | $5,348,000 | -0.6% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| CLARK CNTY NEVconvertible | $5,025,000 | -0.1% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| CITIGROUP INCconvertible | $3,153,000 | -0.2% | 3,000 | 0.0% | 0.00% | 0.0% | ||
| CB | CHUBB CORPequities | $3,921,000 | +9.8% | 30 | 0.0% | 0.00% | 0.0% | |
| CMG | CHIPOTLE MEXICAN GRILL INCequities | $5,639,000 | -9.1% | 14 | 0.0% | 0.00% | 0.0% | |
| SRCL | STERICYCLE INCequities | $3,540,000 | -15.2% | 34 | 0.0% | 0.00% | 0.0% | |
| SU | SUNCOR ENERGY INCequities | $5,546,000 | -2.7% | 200 | 0.0% | 0.00% | 0.0% | |
| CVM | CEL-SCI CORPequities | $3,323,000 | -17.8% | 7,223 | 0.0% | 0.00% | 0.0% | |
| TJX | TJX COS INCequities | $5,020,000 | +0.9% | 65 | 0.0% | 0.00% | 0.0% | |
| PACTIV LLCconvertible | $5,138,000 | +6.4% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| CNI | CANADIAN NATIONAL RAILWAY COequities | $4,430,000 | -9.4% | 75 | 0.0% | 0.00% | 0.0% | |
| SYLD | CAMBRIA SHAREHOLDER YLD ETFequities | $5,650,000 | -2.3% | 200 | 0.0% | 0.00% | 0.0% | |
| TMO | THERMO FISHER SCIENTIFIC INCequities | $4,137,000 | +0.8% | 28 | 0.0% | 0.00% | 0.0% | |
| CCMP | CABOT MICROELECTRONICS CORPequities | $6,266,000 | +2.1% | 148 | 0.0% | 0.00% | 0.0% | |
| CME | CME GROUP INC Aequities | $4,870,000 | +3.9% | 50 | 0.0% | 0.00% | 0.0% | |
| BIIB | BIOGEN IDEC INCequities | $4,353,000 | -15.1% | 18 | 0.0% | 0.00% | 0.0% | |
| BHP | BHP BILLITON LTDequities | $3,656,000 | -6.5% | 128 | 0.0% | 0.00% | 0.0% | |
| OILNF | IPATH S&P GSCI CRUDE OIL TOTAL RETURN-INDEX ETNequities | $6,250,000 | +11.8% | 1,000 | 0.0% | 0.00% | 0.0% | |
| VFC | VF CORPequities | $3,689,000 | -3.0% | 60 | 0.0% | 0.00% | 0.0% | |
| MGC | VANGUARD MGC ETFequities | $3,933,000 | +0.4% | 55 | 0.0% | 0.00% | 0.0% | |
| VWO | VANGUARD EMERGING MARKETequities | $3,664,000 | +1.4% | 104 | 0.0% | 0.00% | 0.0% | |
| BANF | BANCFIRST CORP OKequities | $6,092,000 | -1.7% | 101 | 0.0% | 0.00% | 0.0% | |
| AVONDALE AZconvertible | $5,825,000 | +0.4% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| WBC | WABCO HLDG INCequities | $4,579,000 | -18.3% | 50 | 0.0% | 0.00% | 0.0% | |
| WW | WEIGHT WATCHERS INTLequities | $2,326,000 | -19.0% | 200 | 0.0% | 0.00% | 0.0% | |
| APA | APACHE CORPequities | $2,394,000 | +2.3% | 43 | 0.0% | 0.00% | 0.0% | |
| ATRS | ANTARES PHARMA INCequities | $3,150,000 | +4.0% | 3,000 | 0.0% | 0.00% | 0.0% | |
| AXP | AMERICAN EXPRESS COequities | $6,076,000 | -7.5% | 100 | 0.0% | 0.00% | -50.0% | |
| AMX | AMERICA MOVIL SAB DE CVequities | $2,452,000 | -21.0% | 200 | 0.0% | 0.00% | 0.0% | |
| XPO | XPO LOGISTICS INCequities | $3,939,000 | -17.3% | 150 | 0.0% | 0.00% | 0.0% | |
| YHOO | YAHOO! INCequities | $3,756,000 | +0.9% | 100 | 0.0% | 0.00% | 0.0% | |
| AUY | YAMANA GOLD INCequities | $2,600,000 | +23.5% | 500 | 0.0% | 0.00% | 0.0% | |
| AETNA INCconvertible | $6,124,000 | +2.1% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| YELLOW MEDIA INC 22 WTSequities | $2,267,000 | -23.3% | 827 | 0.0% | 0.00% | 0.0% | ||
| ZG | ZILLOW GROUP INC CL Aequities | $3,665,000 | +43.3% | 100 | 0.0% | 0.00% | 0.0% | |
| PVD | BANCO BILBAO VIZCAYA ARGENTINA SAequities | $3,633,000 | -20.6% | 633 | 0.0% | 0.00% | 0.0% | |
| WIRECARD AG BERLIN ORDequities | $4,383,000 | +9.8% | 100 | 0.0% | 0.00% | 0.0% | ||
| BG | BUNGE LTDequities | $3,076,000 | -0.2% | 52 | 0.0% | 0.00% | 0.0% | |
| AAN | AARONS INCequities | $4,378,000 | -15.8% | 200 | 0.0% | 0.00% | 0.0% | |
| AT&T INCconvertible | $4,261,000 | -0.4% | 4,000 | 0.0% | 0.00% | 0.0% | ||
| CYBR | CYBERARK SOFTWARE LTDequities | $4,859,000 | +23.8% | 100 | 0.0% | 0.00% | 0.0% | |
| NNA | NAVIOS MARITIME ACQ CORPequities | $3,328,000 | -17.8% | 2,120 | 0.0% | 0.00% | 0.0% | |
| MOO | MARKET VECTORS AGRIBUSINESS ETFequities | $4,801,000 | -1.1% | 100 | 0.0% | 0.00% | 0.0% | |
| GENERAL MOTORS CORP 9.25pfds, reits, | $0 | – | 15,000 | 0.0% | 0.00% | – | ||
| TWTR | TWITTER INCequities | $1,268,000 | -1.1% | 75 | 0.0% | 0.00% | – | |
| COG | CABOT OIL & GAS CORPequities | $618,000 | +15.5% | 24 | 0.0% | 0.00% | – | |
| PMTS | CPI CARD GROUP INCequities | $2,004,000 | -40.3% | 400 | 0.0% | 0.00% | -100.0% | |
| PROSPECT CAP CORPconvertible | $1,940,000 | +8.8% | 2,000 | 0.0% | 0.00% | – | ||
| USAS DIGITAL INCequities | $0 | – | 162 | 0.0% | 0.00% | – | ||
| UPRM | USA PERFORMANCE PRODUCTS INCequities | $0 | – | 40 | 0.0% | 0.00% | – | |
| GENERAL MOTORS CORP 8.25pfds, reits, | $0 | – | 15,000 | 0.0% | 0.00% | – | ||
| PHARMAGEN INCequities | $0 | – | 630 | 0.0% | 0.00% | – | ||
| GARCF | GOLDEN ARCH RESOURCESequities | $0 | – | 4,000 | 0.0% | 0.00% | – | |
| AQBN | AAB NATIONAL COequities | $0 | – | 181 | 0.0% | 0.00% | – | |
| BFB | BROWN FORMAN CORPequities | $1,995,000 | +6.1% | 20 | 0.0% | 0.00% | – | |
| PEPSICO INCconvertible | $1,794,000 | -0.4% | 1,667 | 0.0% | 0.00% | – | ||
| BMIN | BRITANNIA MINING INCequities | $3,000 | 0.0% | 945 | 0.0% | 0.00% | – | |
| GPRO | GOPRO INCequities | $865,000 | -15.7% | 80 | 0.0% | 0.00% | – | |
| GRYG | GREEN ENERGY GROUP INCequities | $0 | – | 165 | 0.0% | 0.00% | – | |
| PEABODY ENERGYconvertible | $480,000 | +9.1% | 4,000 | 0.0% | 0.00% | – | ||
| BOJA | BOJANGLES' INCequities | $848,000 | -5.1% | 50 | 0.0% | 0.00% | – | |
| TELOZ | TEL OFFSHORE TRUST UBIpfds, reits, | $1,000 | – | 7 | 0.0% | 0.00% | – | |
| BHUB | BIGHUB.COM INCequities | $0 | – | 500 | 0.0% | 0.00% | – | |
| SUPN | SUPERNUS PHARMA INCequities | $713,000 | +16.1% | 35 | 0.0% | 0.00% | – | |
| FEYE | FIREEYE INCequities | $1,449,000 | -8.8% | 88 | 0.0% | 0.00% | – | |
| VRX | VALEANT PHARMA INTL INCequities | $1,208,000 | -42.7% | 60 | 0.0% | 0.00% | -100.0% | |
| A102DIV | TELEFONICA BRASIL SAequities | $41,000 | +17.1% | 3 | 0.0% | 0.00% | – | |
| BTU | PEABODY ENERGY CORPequities | $264,000 | -13.4% | 193 | 0.0% | 0.00% | – | |
| GRGG | GREEN FOR ENERGY INCequities | $0 | – | 1,000 | 0.0% | 0.00% | – | |
| PGOL | PATRIOT GOLD CORPequities | $115,000 | +167.4% | 500 | 0.0% | 0.00% | – | |
| FCEL | FUELCELL ENERGY INCequities | $311,000 | -5.5% | 50 | 0.0% | 0.00% | – | |
| GNXP | GUINNESS EXPLORATION INCequities | $0 | – | 100 | 0.0% | 0.00% | – | |
| DGX | QUEST DIAGNOSTIC INCequities | $917,000 | +8.0% | 11 | 0.0% | 0.00% | – | |
| P | PANDORA MEDIA INCequities | $1,245,000 | +32.9% | 100 | 0.0% | 0.00% | – | |
| CENTURYLINK INCconvertible | $2,033,000 | -0.4% | 2,000 | 0.0% | 0.00% | – | ||
| PBEC | PACIFIC BLUE ENERGY CORPequities | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| STM | STMICROELETRONICS NVequities | $295,000 | +3.9% | 50 | 0.0% | 0.00% | – | |
| PJT | PJT PARTNERS INCequities | $575,000 | -1.7% | 25 | 0.0% | 0.00% | – | |
| OUTR | OUTERWALL INCequities | $1,176,000 | -1.6% | 28 | 0.0% | 0.00% | – | |
| CTHR | CHARLES & COLVARD LTDequities | $816,000 | -9.7% | 800 | 0.0% | 0.00% | – | |
| OBBCQ | ORBIT BRANDS CORPequities | $0 | – | 100,000 | 0.0% | 0.00% | – | |
| GMWSA | GENERAL MOTORS CO, CL A-16WTequities | $1,050,000 | -16.9% | 57 | 0.0% | 0.00% | – | |
| ARCTF | AURICO METALS INCequities | $406,000 | +14.4% | 520 | 0.0% | 0.00% | – | |
| ARKAY | ARKEMA SAequities | $381,000 | -3.3% | 5 | 0.0% | 0.00% | – | |
| VRTX | VERTEX PHARMA INCequities | $1,720,000 | +0.4% | 20 | 0.0% | 0.00% | – | |
| OCX | ONOCOCYTE CORPequities | $178,000 | -33.6% | 50 | 0.0% | 0.00% | – | |
| VIAV | VIAVI SOLUTIONS INCequities | $46,000 | 0.0% | 7 | 0.0% | 0.00% | – | |
| OCLG | ONCOLOGIX TECH INCequities | $1,000 | – | 1,250 | 0.0% | 0.00% | – | |
| VROT | VITROTECH CORPequities | $0 | – | 500 | 0.0% | 0.00% | – | |
| OCLR | OCLARO INCequities | $68,000 | -8.1% | 14 | 0.0% | 0.00% | – | |
| CISCO SYSTEMS INCconvertible | $1,831,000 | -0.1% | 1,667 | 0.0% | 0.00% | – | ||
| OOAG | OMDA OIL & GAS INCequities | $0 | – | 1 | 0.0% | 0.00% | – | |
| DNOW | NOW INCequities | $1,361,000 | +2.3% | 75 | 0.0% | 0.00% | – | |
| PALDF | NA PALLADIUM LTDequities | $4,000 | 0.0% | 1 | 0.0% | 0.00% | – | |
| DBO | POWERSHARES DB OIL ETFequities | $311,000 | +10.7% | 34 | 0.0% | 0.00% | – | |
| IBM CORPconvertible | $1,760,000 | -0.7% | 1,666 | 0.0% | 0.00% | – | ||
| THMRQ | THORNBURG MORTGAGEpfds, reits, | $0 | – | 15 | 0.0% | 0.00% | – | |
| IPG | INTERPUBLIC GROUP OF COS INCequities | $69,000 | -1.4% | 3 | 0.0% | 0.00% | – | |
| NXPS | NEXPRISE INCequities | $0 | – | 1 | 0.0% | 0.00% | – | |
| MT | ARCELOR MITTAL NY NEWequities | $1,454,000 | -13.9% | 312 | 0.0% | 0.00% | – | |
| ACI | ARCH COAL INCequities | $60,000 | -10.4% | 200 | 0.0% | 0.00% | – | |
| ABUS | ARBUTUS BIOPHARMA CORPequities | $70,000 | -34.0% | 20 | 0.0% | 0.00% | – | |
| APTOSE BIOSCIENCES INCequities | $20,000 | 0.0% | 8 | 0.0% | 0.00% | – | ||
| ESQF | ESECURESOFT COequities | $0 | – | 148 | 0.0% | 0.00% | – | |
| SCPZF | SPROTT RESOURCES CPequities | $450,000 | +15.4% | 1,000 | 0.0% | 0.00% | – | |
| APC | ANADARKO PETROLEUM CORPequities | $1,118,000 | +4.2% | 21 | 0.0% | 0.00% | – | |
| EEM | ISHARES MSCI EMER MKT ETFequities | $2,062,000 | +0.1% | 60 | 0.0% | 0.00% | – | |
| RGLS | REGULUS THERAPEUTICS INCequities | $578,000 | -54.0% | 200 | 0.0% | 0.00% | – | |
| MZPS | MYZIPSOFT INCequities | $0 | – | 311 | 0.0% | 0.00% | – | |
| SPECTRA7 MICROSYSTEMS INCequities | $391,000 | -29.5% | 1,000 | 0.0% | 0.00% | – | ||
| AMHC | AMERICAN CAPITAL HOLDINGSequities | $0 | – | 200 | 0.0% | 0.00% | – | |
| XDSL | MPHASE TECH INCequities | $0 | – | 400 | 0.0% | 0.00% | – | |
| EWKS | EARTHWORKS ENTERTAINMENT INCequities | $0 | – | 44 | 0.0% | 0.00% | – | |
| MTLQU | MOTORS LIQUIDATION CO GUC TRUSTequities | $168,000 | -6.1% | 15 | 0.0% | 0.00% | – | |
| ALLTEL CORPORATIONconvertible | $1,475,000 | +5.4% | 2,000 | 0.0% | 0.00% | – | ||
| DPS LEHMAN BROTHERS HLDGSpfds, reits, | $0 | – | 20,092 | 0.0% | 0.00% | – | ||
| JANL | JANEL CORPequities | $171,000 | +90.0% | 40 | 0.0% | 0.00% | – | |
| KR | KROGER COequities | $662,000 | 0.0% | 18 | 0.0% | 0.00% | – | |
| LYV | LIVE NATION ENTERTAINMENT INCequities | $141,000 | +8.5% | 6 | 0.0% | 0.00% | – | |
| MRO | MARATHON OIL CORPequities | $1,501,000 | +8.5% | 100 | 0.0% | 0.00% | – | |
| ADVISORS DISCIPLINEDunit trusts | $1,285,000 | -3.5% | 2 | 0.0% | 0.00% | – | ||
| LFAP | LIFEAPPS BRANDS INCequities | $1,000 | – | 66 | 0.0% | 0.00% | – | |
| KED | KAYNE ANDERSON ENERGY DEVELOPMENT COequities | $2,116,000 | +13.4% | 109 | 0.0% | 0.00% | – | |
| M B I A INCconvertible | $2,098,000 | -0.5% | 2,000 | 0.0% | 0.00% | -100.0% | ||
| DDD | 3D SYSTEMS CORPequities | $274,000 | -25.3% | 20 | 0.0% | 0.00% | – | |
| DDAIF | DAIMLER AG ORDequities | $1,800,000 | -15.2% | 30 | 0.0% | 0.00% | -100.0% | |
| LITE | LUMENTUM HOLDINGS INCequities | $24,000 | -4.0% | 1 | 0.0% | 0.00% | – | |
| ABKI | ABAKAN INCequities | $257,000 | -3.4% | 98,700 | 0.0% | 0.00% | – | |
| MIRANT CORPORATIONpfds, reits, | $0 | – | 374 | 0.0% | 0.00% | – | ||
| ARCO | ARCOS DORADOS HLDG INCequities | $477,000 | +18.7% | 100 | 0.0% | 0.00% | – | |
| LLEG | LAIDLAW ENERGY GROUP INCequities | $0 | – | 700,000 | 0.0% | 0.00% | – | |
| GDX | MARKET VECTORS GOLD MINERS ETFequities | $554,000 | +23.4% | 20 | 0.0% | 0.00% | – | |
| LEHMAN BROS HLDGSconvertible | $1,250,000 | -8.4% | 20,000 | 0.0% | 0.00% | – | ||
| GOGL | GOLDEN OCEAN GRP LTDequities | $664,000 | -21.9% | 1,000 | 0.0% | 0.00% | – | |
| SUPER DEAL COM INCequities | $0 | – | 153 | 0.0% | 0.00% | – | ||
| MRDG | MIRACOR DIAGNOSTICSequities | $0 | – | 1,215 | 0.0% | 0.00% | – | |
| MRVL | MARVELL TECH GRP LTDequities | $2,001,000 | -4.3% | 210 | 0.0% | 0.00% | -100.0% | |
| AMR CORPpfds, reits, | $0 | – | 1,000 | 0.0% | 0.00% | – | ||
| LRST | LASERSIGHT INCequities | $0 | – | 2 | 0.0% | 0.00% | – | |
| MYL | MYLAN NVequities | $865,000 | -3.9% | 20 | 0.0% | 0.00% | – | |
| KMIWS | KINDER MORGAN INC 17WTSequities | $1,000 | -50.0% | 57 | 0.0% | 0.00% | – | |
| KSS | KOHL'S CORPequities | $1,517,000 | -15.6% | 40 | 0.0% | 0.00% | – | |
| GENER8 MARTIME INC 17WTequities | $0 | – | 5 | 0.0% | 0.00% | – | ||
| LDIS | LEADIS TECH INCequities | $8,000 | -38.5% | 2,500 | 0.0% | 0.00% | – | |
| NAO | NORDIC AMER OFFSHORE LTDequities | $19,000 | -5.0% | 4 | 0.0% | 0.00% | – | |
| AQFD | CLASSIFIED AD INCequities | $0 | – | 156 | 0.0% | 0.00% | – | |
| CRGE | CLENERGEN CORPequities | $6,000 | -33.3% | 10,000 | 0.0% | 0.00% | – | |
| SOUHY | SOUTH32 LTDequities | $65,000 | -5.8% | 11 | 0.0% | 0.00% | – | |
| SMRK | SOUTHMARK CORPequities | $0 | – | 124 | 0.0% | 0.00% | – | |
| EDIG | E DIGITAL CORPequities | $13,000 | +18.2% | 300 | 0.0% | 0.00% | – | |
| D | DOMINION RESOURCES INCequities | $1,481,000 | +11.0% | 19 | 0.0% | 0.00% | – | |
| CLMS | CALAMOS ASSET MGMT INCequities | $658,000 | -20.1% | 90 | 0.0% | 0.00% | – | |
| DLB | DOLBY LABS INCequities | $622,000 | +12.7% | 13 | 0.0% | 0.00% | – | |
| SIRI | SIRIUS XM HLDG INCequities | $1,185,000 | -0.5% | 300 | 0.0% | 0.00% | – | |
| DTGI | DIGERATI TECH INCequities | $27,000 | -18.2% | 100 | 0.0% | 0.00% | – | |
| DDEQ | DIAMOND EQUITIES INCequities | $0 | – | 3,000 | 0.0% | 0.00% | – | |
| SQNM | SEQUENOM INCequities | $274,000 | -33.8% | 300 | 0.0% | 0.00% | – | |
| GMWSB | GENERAL MOTORS CO, CL B-19WTequities | $597,000 | -25.7% | 57 | 0.0% | 0.00% | – | |
| SNFCA | SECURITY NATL FINL CORPequities | $1,917,000 | 0.0% | 392 | 0.0% | 0.00% | – | |
| CNO | CNO FINL GROUP INCequities | $122,000 | -9.6% | 7 | 0.0% | 0.00% | – | |
| DWSN | DAWSON GEOPHYSICALequities | $139,000 | +61.6% | 17 | 0.0% | 0.00% | – | |
| CTGO | CONTANGO ORE INCequities | $105,000 | +250.0% | 10 | 0.0% | 0.00% | – | |
| CORE MED GROUP INCequities | $0 | – | 146 | 0.0% | 0.00% | – | ||
| SSL | SASOL LTDequities | $1,356,000 | -13.9% | 50 | 0.0% | 0.00% | – | |
| CUDO | CUIDAO HLDG CORPequities | $0 | – | 150 | 0.0% | 0.00% | – | |
| TGGI | TRANS GLOBAL GROUP INCequities | $0 | – | 5 | 0.0% | 0.00% | – | |
| COUGF | COUGAR OIL & GAS CANADA INCequities | $0 | – | 2,000 | 0.0% | 0.00% | – | |
| GENERAL MOTORS CORPpfds, reits, | $0 | – | 400 | 0.0% | 0.00% | – | ||
| SCHV | SCHWAB US LC VAL ETFequities | $896,000 | +1.9% | 20 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-07-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 25 | Q3 2021 | 4.7% |
| QUALCOMM INC | 25 | Q3 2021 | 3.6% |
| JOHNSON & JOHNSON | 25 | Q3 2021 | 1.6% |
| REPUBLIC SVCS INC | 25 | Q3 2021 | 1.7% |
| EMERSON ELECTRIC CO | 25 | Q3 2021 | 1.6% |
| CORNING INC | 25 | Q3 2021 | 1.7% |
| ADOBE SYSTEMS INCORPORATED | 25 | Q3 2021 | 1.7% |
| HOME DEPOT INC | 25 | Q3 2021 | 1.7% |
| PROCTOR & GAMBLE CO | 25 | Q3 2021 | 1.6% |
| PFIZER INC | 25 | Q3 2021 | 1.5% |
View Sonora Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GTC BIOTHERAPEUTICS INC | August 05, 2009 | 535,030 | 5.1% |
View Sonora Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-10-20 |
| 13F-HR | 2021-04-28 |
| 13F-HR | 2021-01-13 |
| 13F-HR | 2020-10-26 |
| 13F-HR | 2020-08-13 |
| 13F-HR | 2020-04-29 |
| 13F-HR | 2020-01-17 |
| 13F-HR | 2019-10-15 |
| 13F-HR | 2019-07-19 |
View Sonora Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.