Sonora Investment Management, LLC

Add to watchlist

$436 Billion is the total value of Sonora Investment Management, LLC's 911 reported holdings in Q2 2016. The portfolio turnover from Q1 2016 to Q2 2016 was 105.4% .

All

			Value		Shares		↓ Weighting
CDE	Exit	COEUR MINING INCequities	$0	–	-201	-100.0%	0.00%	–
	Exit	TRAVELERS COMPANIESequities	$0	–	-13	-100.0%	0.00%	–
	Exit	WESCO DISTRIBUTconvertible	$0	–	-2,000	-100.0%	0.00%	–
WMB	Exit	WILLIAMS COS INCequities	$0	–	-100	-100.0%	0.00%	–
	Exit	WSTN GAS PARTNEconvertible	$0	–	-2,000	-100.0%	0.00%	–
VCEL	Exit	VERICEL CORPequities	$0	–	-200	-100.0%	0.00%	–
	Exit	CLEAN HARBORS Iconvertible	$0	–	-2,000	-100.0%	0.00%	–
LVS	Exit	LAS VEGAS SANDSequities	$0	–	-19	-100.0%	0.00%	–
DYN	Exit	DYNEGY INCequities	$0	–	-123	-100.0%	0.00%	–
TPPHQ	Exit	TAPESTRY PHARMA INCequities	$0	–	-20	-100.0%	0.00%	–
PSA	Exit	PUBLIC STORAGE INCpfds, reits,	$0	–	-2	-100.0%	0.00%	–
	Exit	POPULAR INCconvertible	$0	–	-2,000	-100.0%	0.00%	–
FSC	Exit	FIFTH STREET FINANCEequities	$0	–	-327	-100.0%	0.00%	–
HYH	Exit	HALYARD HEALTH INCequities	$0	–	-11	-100.0%	0.00%	–
	Exit	HERITAGE GLOBAL INCequities	$0	–	-50	-100.0%	0.00%	–
CBRL	Exit	CRACKER BARREL OLD Cequities	$0	–	-5	-100.0%	0.00%	–
	Exit	TESORO CORPORTAconvertible	$0	–	-2,000	-100.0%	0.00%	–
	Exit	ICAHN ENTERPRISE LPconvertible	$0	–	-2,000	-100.0%	0.00%	–
	Exit	LEHMAN BRO HLDG PFDpfds, reits,	$0	–	-600	-100.0%	0.00%	–
4305PS	Exit	ALCATEL-LUCENTequities	$0	–	-86	-100.0%	0.00%	–
	Exit	CHEMTURA CORPORAconvertible	$0	–	-2,000	-100.0%	0.00%	–
	Exit	ANGLOGOLD ASHAconvertible	$0	–	-2,000	-100.0%	0.00%	–
SAGE	Exit	SOLOMON ALLIANCE GRPequities	$0	–	-500	-100.0%	0.00%	–
NOC	Exit	NORTHROP GRUNMAN COequities	$0	–	-5	-100.0%	0.00%	–
QABA	Exit	FIRST TST NASDAQ ABAequities	$0	–	-23	-100.0%	0.00%	–
	Exit	JPMORGAN CHASE &convertible	$0	–	-2,000	-100.0%	0.00%	–
	Exit	CDEX INCequities	$0	–	-200	-100.0%	0.00%	–
	Exit	MAGNUM HUNTER RESOURequities	$0	–	-200	-100.0%	0.00%	–
TTRIF	Exit	THERMO TECH TECHSequities	$0	–	-4,900	-100.0%	0.00%	–
CCIPRA	Exit	CROWN CASTLE CNV PFDpfds, reits,	$0	–	-400	-100.0%	0.00%	–
LYB	Exit	LYONDELLBASELL INDUSequities	$0	–	-15	-100.0%	0.00%	–
	Exit	AMERICAN EAGLE OUTFIequities	$0	–	-45	-100.0%	0.00%	–
ALK	Exit	ALASKA AIR GROUP INCequities	$0	–	-10	-100.0%	0.00%	–
FULT	Exit	FULTIN FINANCIAL COequities	$0	–	-73	-100.0%	0.00%	–
	Exit	CAPSTONE THERAPEUTICequities	$0	–	-2,000	-100.0%	0.00%	–
	Exit	DANA HOLDING CORPconvertible	$0	–	-2,000	-100.0%	0.00%	–
CMI	Exit	CUMMINS INCequities	$0	–	-9	-100.0%	0.00%	–
CCL	Exit	CARNIVAL CORPequities	$0	–	-100	-100.0%	0.00%	–
DEGA	Exit	DEGA TECH INCequities	$0	–	-5	-100.0%	0.00%	–
NLSN	Exit	NIELSON HOLDINGS PLCequities	$0	–	-21	-100.0%	0.00%	–
USCI	Exit	US CRUDE INTL INCequities	$0	–	-500,000	-100.0%	0.00%	–
	Exit	ZIONS BANCORP VAconvertible	$0	–	-2,000	-100.0%	0.00%	–
	Exit	SUBURBAN PROPANconvertible	$0	–	-2,000	-100.0%	0.00%	–
NKA	Exit	NISKA GAS STORAGE PTpfds, reits,	$0	–	-329	-100.0%	0.00%	–
	Exit	PPL ENERGY SUPPLYconvertible	$0	–	-2,000	-100.0%	0.00%	–
	Exit	MARATHON PETE Cconvertible	$0	–	-2,000	-100.0%	0.00%	–
	Exit	EMC CORPORATIONconvertible	$0	–	-5,000	-100.0%	-0.00%	–
WEC	Exit	WEC ENERGY GRP INCequities	$0	–	-92	-100.0%	-0.00%	–
BFS	Exit	SAUL CENTERS INCequities	$0	–	-100	-100.0%	-0.00%	–
	Exit	ROYAL BANK SCOTIANconvertible	$0	–	-3,000	-100.0%	-0.00%	–
	Exit	BIOGEN INCconvertible	$0	–	-3,000	-100.0%	-0.00%	–
AOD	Exit	ALPINE TTL DYNAMIC Dequities	$0	–	-500	-100.0%	-0.00%	–
	Exit	OSHKOSH CORPconvertible	$0	–	-3,000	-100.0%	-0.00%	–
	Exit	BANK OF AMERICA Cconvertible	$0	–	-3,000	-100.0%	-0.00%	–
WRB	Exit	W.R. BERKLEY CORPequities	$0	–	-102	-100.0%	-0.00%	–
	Exit	SYNOVUS FINANCIconvertible	$0	–	-3,000	-100.0%	-0.00%	–
	Exit	RADIAN GROUP INCconvertible	$0	–	-3,000	-100.0%	-0.00%	–
	Exit	LENNAR CORPconvertible	$0	–	-3,000	-100.0%	-0.00%	–
SJNK	Exit	SPDR BARCLAYS SHORTequities	$0	–	-163	-100.0%	-0.00%	–
	Exit	GILEAD SCIENCES Iconvertible	$0	–	-3,000	-100.0%	-0.00%	–
QUAL	Exit	ISHARES MSCI USA QUAequities	$0	–	-82	-100.0%	-0.00%	–
	Exit	US TREASURYconvertible	$0	–	-4,000	-100.0%	-0.00%	–
	Exit	STATE OF HAWAIIconvertible	$0	–	-5,000	-100.0%	-0.00%	–
	Exit	FAMILY DOLLAR STOREconvertible	$0	–	-3,000	-100.0%	-0.00%	–
NCLH	Exit	NORWEGIAN CRUISE LINequities	$0	–	-100	-100.0%	-0.00%	–
	Exit	INTEL CORPconvertible	$0	–	-4,000	-100.0%	-0.00%	–
	Exit	EXPRESS SCRIPTS Hconvertible	$0	–	-2,000	-100.0%	-0.00%	–
IVE	Exit	ISHARES S&P 500 VALUequities	$0	–	-60	-100.0%	-0.00%	–
	Exit	AMERISOURCEBERGEN COequities	$0	–	-55	-100.0%	-0.00%	–
	Exit	ALLY FINANCIAL Iconvertible	$0	–	-3,000	-100.0%	-0.00%	–
PSEC	Exit	PROSPECT CAPITALequities	$0	–	-339	-100.0%	-0.00%	–
	Exit	UNITED RENTAL Nconvertible	$0	–	-3,000	-100.0%	-0.00%	–
	Exit	OAKLAND CA COLIconvertible	$0	–	-5,000	-100.0%	-0.00%	–
	Exit	MICROSOFT CORPconvertible	$0	–	-3,000	-100.0%	-0.00%	–
MATX	Exit	MATSON INCequities	$0	–	-80	-100.0%	-0.00%	–
FCX	Exit	FREEPORT-MCMORAN INCequities	$0	–	-300	-100.0%	-0.00%	–
KBND	Exit	KRANESHARES E CHN CMequities	$0	–	-100	-100.0%	-0.00%	–
	Exit	ABERDEEN ASIA-PACIFIequities	$0	–	-1,000	-100.0%	-0.00%	–
XLI	Exit	SPDR INDL SLCT SCTRequities	$0	–	-75	-100.0%	-0.00%	–
EFV	Exit	ISHARE MSCI EAFE VALequities	$0	–	-98	-100.0%	-0.00%	–
	Exit	DANA HOLDING COconvertible	$0	–	-3,000	-100.0%	-0.00%	–
C	Exit	CITIGROUP INCequities	$0	–	-108	-100.0%	-0.00%	–
HRB	Exit	H&R BLOCK INCequities	$0	–	-330	-100.0%	-0.00%	–
	Exit	QUANTA SERVICES INCequities	$0	–	-300	-100.0%	-0.00%	–
	Exit	TEXAS INSTRUMENTS INconvertible	$0	–	-10,000	-100.0%	-0.00%	–
JCPNQ	Exit	PENNY J C CO INCequities	$0	–	-1,000	-100.0%	-0.00%	–
CRWN	Exit	CROWN MEDIA HLDG INCequities	$0	–	-1,500	-100.0%	-0.00%	–
XLY	Exit	CONS DISC SELECT SECequities	$0	–	-100	-100.0%	-0.00%	–
VEU	Exit	VANGUARD FTSE ALL WOequities	$0	–	-145	-100.0%	-0.00%	–
IYF	Exit	ISHARES US FIN ETFequities	$0	–	-109	-100.0%	-0.00%	–
	Exit	TRINITY INDUSTRIES Iconvertible	$0	–	-8,000	-100.0%	-0.00%	–
SCHB	Exit	SCHWAB US BROAD MKTequities	$0	–	-204	-100.0%	-0.00%	–
	Exit	VALE SAequities	$0	–	-2,350	-100.0%	-0.00%	–
DGRO	Exit	ISHARES CORE DIVIDENequities	$0	–	-410	-100.0%	-0.00%	–
VDC	Exit	VANGUARD CONSUMER STequities	$0	–	-84	-100.0%	-0.00%	–
	Exit	BGC PARTNERSconvertible	$0	–	-12,000	-100.0%	-0.00%	–
	Exit	MCDONALDS CORPconvertible	$0	–	-10,000	-100.0%	-0.00%	–
AMGN	Exit	AMGEN INCequities	$0	–	-70	-100.0%	-0.00%	–
	Exit	BLACKROCK CORE BONDequities	$0	–	-975	-100.0%	-0.00%	–
NI	Exit	NISOURCE INC HOLDINGequities	$0	–	-500	-100.0%	-0.00%	–
USMV	Exit	ISHARES MSCI USA MINequities	$0	–	-247	-100.0%	-0.00%	–
HDV	Exit	ISHARES CORE HIGH DIequities	$0	–	-172	-100.0%	-0.00%	–
	Exit	RESOURCE CAP CORPconvertible	$0	–	-17,000	-100.0%	-0.00%	–
SBR	Exit	SABINE ROYALTY TRUSTequities	$0	–	-500	-100.0%	-0.00%	–
	Exit	BARCLAYS BANK PLCconvertible	$0	–	-18,000	-100.0%	-0.00%	–
	Exit	CITIGROUP INCconvertible	$0	–	-16,000	-100.0%	-0.00%	–
MWA	Exit	MUELLER WATER PRODUCequities	$0	–	-1,500	-100.0%	-0.00%	–
	Exit	Societe Generaleconvertible	$0	–	-15,000	-100.0%	-0.00%	–
AZN	Exit	ASTRAZENECA PLCequities	$0	–	-500	-100.0%	-0.00%	–
CAT	Exit	CATERPILLAR INCequities	$0	–	-219	-100.0%	-0.00%	–
JNK	Exit	SPDR BARCLAYS HIGH Yequities	$0	–	-470	-100.0%	-0.00%	–
MOAT	Exit	MARKET VECTORS MORNGequities	$0	–	-575	-100.0%	-0.00%	–
DES	Exit	WISDOMTREE SC ETFequities	$0	–	-300	-100.0%	-0.01%	–
TRI	Exit	TRIAD HOSPITALSequities	$0	–	-530	-100.0%	-0.01%	–
	Exit	MENTOR GRAPHICS CORPconvertible	$0	–	-20,000	-100.0%	-0.01%	–
ZIOP	Exit	ZIOPHARM ONCOLOGY INequities	$0	–	-2,400	-100.0%	-0.01%	–
	Exit	WASHINGTON CA USDconvertible	$0	–	-20,000	-100.0%	-0.01%	–
HYG	Exit	ISHARES IBOXX $ HY Cequities	$0	–	-248	-100.0%	-0.01%	–
	Exit	AZ ST CTFS PARTconvertible	$0	–	-15,000	-100.0%	-0.01%	–
	Exit	DEARBORN MI SDconvertible	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	N TX MUN WD TX LE Wconvertible	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	MARICOPA AZ SDconvertible	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	NE PUB PWR DISTconvertible	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	TOB STLMT CORP NYconvertible	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	MOBILE ALconvertible	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	BELOIT WI SDconvertible	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	MARICOPA AZ SD #31convertible	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	MIAMI-DADE CN FLconvertible	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	AKRON OHconvertible	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	PIERCE CN WA SDconvertible	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	MARICOPA AZ SDconvertible	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	FARMINTON MN ISDconvertible	$0	–	-25,000	-100.0%	-0.01%	–
EFA	Exit	ISHARES TR MSCIE EAFequities	$0	–	-495	-100.0%	-0.01%	–
	Exit	LAS VEGAS NV WTRconvertible	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	GSI COMMERCE INCconvertible	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	ORLANDO FL UTILconvertible	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	ENERGY NW WA ELECconvertible	$0	–	-25,000	-100.0%	-0.01%	–
MOH	Exit	MOLINA HEALTHCAREequities	$0	–	-500	-100.0%	-0.01%	–
	Exit	UNVL HEALTH RLTY INCpfds, reits,	$0	–	-571	-100.0%	-0.01%	–
	Exit	STATE OF ILconvertible	$0	–	-35,000	-100.0%	-0.01%	–
	Exit	TOB STLMT CORP NYconvertible	$0	–	-35,000	-100.0%	-0.01%	–
	Exit	CLARK CNTY NV SDconvertible	$0	–	-35,000	-100.0%	-0.01%	–
	Exit	CALCASIE PAR LA SD3convertible	$0	–	-35,000	-100.0%	-0.01%	–
	Exit	CITY OF PHOENIXconvertible	$0	–	-35,000	-100.0%	-0.01%	–
	Exit	MESA AZ UTIL SYSconvertible	$0	–	-35,000	-100.0%	-0.01%	–
	Exit	IA ST BRD REGENT HSconvertible	$0	–	-35,000	-100.0%	-0.01%	–
TSM	Exit	TAIWAN SEMI MANU COequities	$0	–	-1,514	-100.0%	-0.01%	–
SCHD	Exit	SCHWAB US DIV EQUITYequities	$0	–	-901	-100.0%	-0.01%	–
	Exit	CLARK CNTY WA PUD00convertible	$0	–	-35,000	-100.0%	-0.01%	–
	Exit	PHOENIX AZ CVC Aconvertible	$0	–	-35,000	-100.0%	-0.01%	–
BK	Exit	BANK OF NY MELLON COequities	$0	–	-1,005	-100.0%	-0.01%	–
	Exit	TOTAL SAequities	$0	–	-900	-100.0%	-0.01%	–
USCI	Exit	US COMM INDXequities	$0	–	-1,075	-100.0%	-0.01%	–
PEY	Exit	POWERSHARES HIGH YIEequities	$0	–	-3,190	-100.0%	-0.01%	–
MDY	Exit	SPDR S&P MIDCAP 400equities	$0	–	-164	-100.0%	-0.01%	–
BXLT	Exit	BAXALTA INCequities	$0	–	-1,200	-100.0%	-0.01%	–
	Exit	INVESCO ADV MUNI INCequities	$0	–	-4,334	-100.0%	-0.01%	–
	Exit	NOGALES AZ MDAconvertible	$0	–	-60,000	-100.0%	-0.02%	–
RSP	Exit	GUGGENHEIM ETFequities	$0	–	-798	-100.0%	-0.02%	–
	Exit	US TREASURYconvertible	$0	–	-50,000	-100.0%	-0.02%	–
TAL	Exit	TAL INTL GROUP INCequities	$0	–	-4,500	-100.0%	-0.02%	–
	Exit	CITY OF AUSTINconvertible	$0	–	-70,000	-100.0%	-0.02%	–
RYH	Exit	GUGGENHEIM S&P500 EQequities	$0	–	-511	-100.0%	-0.02%	–
SDY	Exit	SPDR S&P DIVIDEND ETequities	$0	–	-1,010	-100.0%	-0.02%	–
WPC	Exit	WP CAREY INCpfds, reits,	$0	–	-1,560	-100.0%	-0.02%	–
IVV	Exit	ISHARES CORE S&P 500equities	$0	–	-464	-100.0%	-0.02%	–
FXG	Exit	FIRST TRUST CONSUMERequities	$0	–	-2,333	-100.0%	-0.03%	–
AYR	Exit	AIRCASTLE LTDequities	$0	–	-5,000	-100.0%	-0.03%	–
QQQ	Exit	POWERSHARES QQQpfds, reits,	$0	–	-1,055	-100.0%	-0.03%	–
SSWPRCCL	Exit	SEASPAN CORP PFDpfds, reits,	$0	–	-6,037	-100.0%	-0.04%	–
IJH	Exit	ISHARES CORE S&P ETFequities	$0	–	-1,296	-100.0%	-0.05%	–
NNN	Exit	NATIONAL RETAIL PPTYpfds, reits,	$0	–	-4,591	-100.0%	-0.05%	–
HTS	Exit	HATTERAS FINL CORPpfds, reits,	$0	–	-15,000	-100.0%	-0.06%	–
	Exit	CVS HEALTH CORPconvertible	$0	–	-215,000	-100.0%	-0.06%	–
NLNK	Exit	NEWLINK GENETICS CORequities	$0	–	-47,381	-100.0%	-0.20%	–
	Exit	TARGET CORPequities	$0	–	-11,879	-100.0%	-0.24%	–
	Exit	AVIS BUDGET CARconvertible	$0	–	-1,630,000	-100.0%	-0.40%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2016-07-15

Signatures

The EDGAR filing(s) were signed by:

SARA S. RAMOS — DIRECTOR OF COMPLIANCE

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
MICROSOFT CORP	25	Q3 2021	4.7%
QUALCOMM INC	25	Q3 2021	3.6%
JOHNSON & JOHNSON	25	Q3 2021	1.6%
REPUBLIC SVCS INC	25	Q3 2021	1.7%
EMERSON ELECTRIC CO	25	Q3 2021	1.6%
CORNING INC	25	Q3 2021	1.7%
ADOBE SYSTEMS INCORPORATED	25	Q3 2021	1.7%
HOME DEPOT INC	25	Q3 2021	1.7%
PROCTOR & GAMBLE CO	25	Q3 2021	1.6%
PFIZER INC	25	Q3 2021	1.5%

View Sonora Investment Management, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Sonora Investment Management, LLC Q2 2016 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
GTC BIOTHERAPEUTICS INC	August 05, 2009	535,030	5.1%

View Sonora Investment Management, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2021-11-12
13F-HR	2021-10-20
13F-HR	2021-04-28
13F-HR	2021-01-13
13F-HR	2020-10-26
13F-HR	2020-08-13
13F-HR	2020-04-29
13F-HR	2020-01-17
13F-HR	2019-10-15
13F-HR	2019-07-19

View Sonora Investment Management, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Export Sonora Investment Management, LLC's holdings