Sonora Investment Management, LLC

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$436 Billion is the total value of Sonora Investment Management, LLC's 911 reported holdings in Q2 2016. The portfolio turnover from Q1 2016 to Q2 2016 was 57.3% .

All

			Value		Shares		↓ Weighting
	Sell	CORNERSTONE ONDEMAND INCconvertible	$12,348,465,000	+1.6%	12,040,000	-1.8%	2.84%	-3.1%
	Sell	ROYAL GOLD CORPconvertible	$10,758,875,000	+6.5%	10,020,000	-1.3%	2.47%	+1.6%
	Sell	RTI INTL METALS INCconvertible	$10,682,952,000	-3.5%	9,985,000	-0.8%	2.45%	-7.9%
	Sell	HOLOGIC INCconvertible	$9,618,281,000	-6.5%	7,534,000	-0.3%	2.21%	-10.8%
QCOM	Sell	QUALCOMM INCequities	$8,991,544,000	+1.5%	167,847	-0.6%	2.06%	-3.1%
	Sell	WEBMD HEALTH CORPconvertible	$8,672,886,000	-5.7%	7,880,000	-1.6%	1.99%	-10.1%
	Sell	MERITAGE HOMES CORPconvertible	$7,590,240,000	-0.6%	7,560,000	-1.6%	1.74%	-5.2%
	Sell	DEPOMED INCconvertible	$6,853,306,000	+7.6%	5,695,000	-0.3%	1.57%	+2.6%
	Sell	ENVESTNET INCconvertible	$6,439,840,000	-14.7%	7,085,000	-16.0%	1.48%	-18.7%
	Sell	BIOMARIN PHARMA INCconvertible	$6,433,196,000	-8.7%	5,590,000	-0.5%	1.48%	-12.9%
CSX	Sell	CSX CORPequities	$5,400,526,000	-6.8%	207,075	-3.0%	1.24%	-11.0%
	Sell	MERITAGE HOMES CORPconvertible	$5,280,825,000	-1.3%	5,190,000	-1.0%	1.21%	-5.9%
GLW	Sell	CORNING INCequities	$5,117,290,000	-20.9%	249,868	-19.0%	1.18%	-24.5%
	Sell	SYNCHRONOSS TECH INCconvertible	$4,932,549,000	+0.9%	4,975,000	-1.1%	1.13%	-3.7%
	Sell	STILLWATER MINING COconvertible	$4,202,115,000	+0.1%	3,745,000	-0.4%	0.96%	-4.5%
	Sell	REPUBLIC SERVICES INCconvertible	$4,182,913,000	+1.0%	3,770,000	-0.8%	0.96%	-3.7%
PEP	Sell	PEPSICO INCequities	$3,739,682,000	+1.1%	35,300	-1.9%	0.86%	-3.6%
SSW	Sell	SEASPAN CORPpfds, reits,	$3,701,620,000	-20.0%	265,159	-0.7%	0.85%	-23.6%
	Sell	BROADSOFT INCconvertible	$3,650,087,000	-0.4%	3,177,000	-1.7%	0.84%	-5.0%
GOOG	Sell	ALPHABET INC CL Cequities	$2,926,891,000	-5.9%	4,229	-1.6%	0.67%	-10.2%
ADBE	Sell	ADOBE SYSTEMS INCequities	$2,874,887,000	-0.2%	30,012	-0.2%	0.66%	-4.8%
	Sell	ECHO GLOBAL LOGISTICS INCconvertible	$2,737,905,000	-6.6%	2,889,000	-3.5%	0.63%	-11.0%
	Sell	LEXMARK INTLconvertible	$2,693,825,000	-5.3%	2,565,000	-4.1%	0.62%	-9.6%
CGNX	Sell	COGNEX CORPequities	$2,649,251,000	+11.9%	61,468	-2.8%	0.61%	+6.7%
AJG	Sell	ARTHUR J GALLAGHER & COequities	$2,494,716,000	+1.5%	52,410	-4.2%	0.57%	-3.0%
BGEPF	Sell	BUNGE LTDpfds, reits,	$2,479,268,000	+1.6%	26,800	-2.5%	0.57%	-3.1%
	Sell	MACQUARIE INFRASTRUCTURE COconvertible	$2,357,578,000	+2.3%	2,045,000	-0.2%	0.54%	-2.3%
SIR	Sell	SELECT INCOME REITpfds, reits,	$2,288,809,000	+11.3%	88,065	-1.7%	0.52%	+6.1%
KMB	Sell	KIMBERLY-CLARK CORPequities	$1,864,229,000	+0.2%	13,560	-8.0%	0.43%	-4.3%
SPPI	Sell	SPECTRUM PHARMA INCequities	$1,749,558,000	-14.5%	266,295	-0.4%	0.40%	-18.3%
MGM	Sell	MGM RESORTS INTLequities	$1,729,498,000	+2.2%	76,425	-1.7%	0.40%	-2.5%
XRX	Sell	XEROX CORPequities	$1,699,650,000	-7.1%	179,099	-5.2%	0.39%	-11.4%
	Sell	AMAG PHARMACEUTICALS INCconvertible	$1,686,391,000	-10.0%	1,525,000	-0.3%	0.39%	-14.2%
TYPE	Sell	MONOTYPE IMAGING HLDG INCequities	$1,681,613,000	+4.5%	68,275	-1.4%	0.39%	-0.3%
COP	Sell	CONOCOPHILLIPSequities	$1,631,730,000	-16.6%	37,425	-11.5%	0.38%	-20.4%
GOOGL	Sell	ALPHABET INC CL Aequities	$1,601,234,000	-7.0%	2,276	-1.9%	0.37%	-11.1%
VNTV	Sell	VANTIV INCequities	$1,593,064,000	+0.7%	28,146	-2.8%	0.37%	-3.7%
	Sell	MERITOR INCconvertible	$1,524,968,000	+0.1%	1,585,000	-1.2%	0.35%	-4.4%
PSX	Sell	PHILLIPS 66equities	$1,522,535,000	-14.8%	19,190	-5.5%	0.35%	-18.8%
RPM	Sell	RPM INTL INCequities	$1,413,585,000	-45.1%	28,300	-44.0%	0.32%	-47.7%
TXRH	Sell	TEXAS ROADHOUSE INCequities	$1,264,488,000	+7.2%	27,730	-0.7%	0.29%	+2.1%
EQC	Sell	EQUITY COMMONWEALTHpfds, reits,	$1,145,210,000	+4.1%	39,314	-2.8%	0.26%	-0.8%
GE	Sell	GENERAL ELECTRIC COequities	$1,099,844,000	+1.0%	34,938	-1.5%	0.25%	-3.8%
GOV	Sell	GOVERNMENT PPTY INCM TRpfds, reits,	$1,028,822,000	+22.8%	44,615	-2.8%	0.24%	+16.8%
	Sell	KLA TENCOR COconvertible	$995,467,000	-0.8%	960,000	-2.5%	0.23%	-5.0%
AAV	Sell	ADVANTAGE OIL & GAS LTDequities	$997,200,000	-0.0%	178,390	-3.3%	0.23%	-4.6%
HR	Sell	HEALTHCARE REALTY TRUST INCpfds, reits,	$874,050,000	+9.4%	24,980	-5.7%	0.20%	+4.7%
GILD	Sell	GILEAD SCIENCES INCequities	$873,455,000	-19.2%	10,471	-0.9%	0.20%	-23.1%
DOV	Sell	DOVER CORPequities	$850,556,000	+2.0%	12,270	-1.7%	0.20%	-3.0%
WFCPRQ	Sell	WELLS FARGO & CO PFDpfds, reits,	$843,150,000	+0.7%	30,560	-4.6%	0.19%	-3.5%
HPT	Sell	HOSPITALITY PROP TRpfds, reits,	$822,269,000	+7.4%	28,551	-2.3%	0.19%	+2.7%
HUN	Sell	HUNTSMAN CORPequities	$809,623,000	-10.6%	60,195	-0.8%	0.19%	-14.7%
CVX	Sell	CHEVRON CORPequities	$780,033,000	-2.3%	7,440	-5.4%	0.18%	-6.8%
NKE	Sell	NIKE INCequities	$766,322,000	-7.6%	13,883	-0.9%	0.18%	-11.6%
	Sell	L BRANDS INCconvertible	$736,700,000	-5.1%	695,000	-5.4%	0.17%	-9.6%
BMY	Sell	BRISTOL-MYERS SQUIBB COequities	$694,165,000	+0.8%	9,438	-3.2%	0.16%	-4.2%
MO	Sell	ALTRIA GROUP INCequities	$596,021,000	+7.8%	8,643	-4.3%	0.14%	+3.0%
STWD	Sell	STARWOOD PPTY TRUST REITpfds, reits,	$565,242,000	-10.4%	27,280	-16.7%	0.13%	-14.5%
BX	Sell	BLACKSTONE GRP LPpfds, reits,	$549,573,000	-14.9%	22,395	-1.9%	0.13%	-18.7%
TWO	Sell	TWO HARBORS INVESTpfds, reits,	$507,034,000	+8.8%	59,233	-0.9%	0.12%	+3.6%
MMP	Sell	MAGELLAN MIDSTREAM PTNRSpfds, reits,	$479,104,000	+1.0%	6,304	-7.3%	0.11%	-3.5%
SON	Sell	SONOCO PRODUCTS COequities	$466,812,000	+4.3%	9,400	-1.0%	0.11%	-0.9%
USBPRNCL	Sell	US BANCORP PFDpfds, reits,	$426,376,000	-9.0%	16,330	-7.7%	0.10%	-13.3%
TSO	Sell	TESORO CORPequities	$386,502,000	-13.4%	5,158	-0.0%	0.09%	-16.8%
JPM	Sell	JPMORGAN CHASE & COequities	$347,300,000	-6.5%	5,588	-4.3%	0.08%	-10.1%
O	Sell	REALTY INCOME CORPpfds, reits,	$291,312,000	-1.4%	4,200	-14.3%	0.07%	-5.6%
RAI	Sell	REYNOLDS AMER INCequities	$269,650,000	+10.9%	5,000	-0.5%	0.06%	+5.1%
INTC	Sell	INTEL CORPequities	$268,042,000	-9.4%	8,172	-13.2%	0.06%	-12.7%
LUV	Sell	SOUTHWEST AIRLINES COequities	$238,632,000	-19.0%	6,086	-3.2%	0.06%	-22.5%
HON	Sell	HONEYWELL INTL INCequities	$236,595,000	+2.3%	2,034	-0.4%	0.05%	-3.6%
CY	Sell	CYPRESS SEMICONDUCTORequities	$226,825,000	+18.3%	21,500	-4.4%	0.05%	+13.0%
MPC	Sell	MARATHON PETRO CORPequities	$202,198,000	-7.8%	5,326	-0.0%	0.05%	-13.2%
HCP	Sell	HCP INCpfds, reits,	$191,937,000	-7.9%	5,425	-11.4%	0.04%	-12.0%
PLD	Sell	PROLOGIS INCpfds, reits,	$188,804,000	+0.6%	3,850	-6.1%	0.04%	-4.4%
WMT	Sell	WAL-MART STORES INCequities	$179,037,000	-9.5%	2,451	-13.9%	0.04%	-14.6%
WST	Sell	WEST PHARMA SVCS INCequities	$173,006,000	-22.5%	2,280	-26.2%	0.04%	-25.9%
ERF	Sell	ENERPLUS RESOURCESpfds, reits,	$168,389,000	+23.0%	25,630	-3.0%	0.04%	+18.2%
DIS	Sell	WALT DISNEY COequities	$165,218,000	-16.9%	1,689	-11.2%	0.04%	-20.8%
MRK	Sell	MERCK & CO INCequities	$149,440,000	-7.2%	2,594	-9.4%	0.03%	-12.8%
NEE	Sell	NEXTERA ENERGY INCequities	$133,008,000	-29.4%	1,020	-38.0%	0.03%	-31.1%
BP	Sell	BP PLC ADRequities	$131,920,000	-19.4%	3,715	-27.9%	0.03%	-23.1%
AMZN	Sell	AMAZON.COM INCequities	$125,234,000	-11.5%	175	-22.6%	0.03%	-14.7%
SPY	Sell	SPDR S&P 500 ETFequities	$121,914,000	-7.5%	582	-7.9%	0.03%	-12.5%
OHI	Sell	OMEGA HLTHCARE INVS INCpfds, reits,	$112,035,000	-11.3%	3,300	-9.8%	0.03%	-13.3%
RGLD	Sell	ROYAL GOLD INCequities	$106,734,000	+18.2%	1,482	-8.1%	0.02%	+13.6%
	Sell	STARWOOD HOTELS & RESORTS WORLDWIDE INCconvertible	$104,450,000	-24.7%	90,000	-25.0%	0.02%	-27.3%
CELG	Sell	CELGENE CORPequities	$98,038,000	-19.0%	994	-9.1%	0.02%	-20.7%
LLY	Sell	ELI LILLY & COequities	$94,861,000	-10.9%	1,204	-11.8%	0.02%	-15.4%
LUMN	Sell	CENTURYTEL INCequities	$92,107,000	-67.1%	3,175	-64.6%	0.02%	-68.7%
MCD	Sell	MCDONALD'S CORPequities	$82,836,000	-36.5%	688	-32.7%	0.02%	-38.7%
CLNE	Sell	CLEAN ENERGY FUELS CORPequities	$82,031,000	+9.2%	23,640	-7.8%	0.02%	+5.6%
XLF	Sell	FINANCIAL SELECT SECTOR SPDR FDequities	$76,084,000	-6.9%	3,329	-4.3%	0.02%	-15.0%
FB	Sell	FACEBOOK INCequities	$67,425,000	-49.3%	590	-51.1%	0.02%	-53.1%
ETN	Sell	EATON CORP PLCequities	$65,703,000	-12.1%	1,100	-8.3%	0.02%	-16.7%
NSC	Sell	NORFOLK SOUTHERN CORPequities	$64,093,000	-12.6%	752	-6.4%	0.02%	-16.7%
VTI	Sell	VANGUARD TOTAL STOCK MKTequities	$67,096,000	-13.6%	626	-14.1%	0.02%	-21.1%
UPS	Sell	UNITED PARCEL SERVICE INCequities	$52,783,000	-37.1%	490	-38.7%	0.01%	-40.0%
RMR	Sell	RMR GROUP INCequities	$51,410,000	-9.5%	1,660	-26.9%	0.01%	-14.3%
BMRN	Sell	BIOMARIN PHARMA INCequities	$50,570,000	-17.0%	650	-3.7%	0.01%	-20.0%
NVDA	Sell	NVIDIAequities	$47,010,000	+26.3%	1,000	-2.1%	0.01%	+22.2%
MDT	Sell	MEDTRONIC INCequities	$43,472,000	-8.9%	501	-16.6%	0.01%	-9.1%
SNY	Sell	SANOFIequities	$41,850,000	-32.6%	1,000	-28.6%	0.01%	-33.3%
UTX	Sell	UNITED TECH CORPequities	$34,216,000	-26.0%	333	-24.3%	0.01%	-27.3%
AET	Sell	AETNA INCequities	$29,922,000	-4.8%	245	-10.9%	0.01%	-12.5%
WYND	Sell	WYNDHAM WORLDWIDE CORPequities	$32,054,000	-8.8%	450	-2.6%	0.01%	-12.5%
SCHW	Sell	CHARLES SCHWAB CORPequities	$30,372,000	-39.7%	1,200	-29.4%	0.01%	-41.7%
FGPRQ	Sell	FERRELLGAS PTNRS LPpfds, reits,	$27,720,000	-39.9%	1,500	-40.0%	0.01%	-45.5%
ETP	Sell	ENERGY TRANSFER PARTNERSpfds, reits,	$25,507,000	-6.6%	670	-13.0%	0.01%	-14.3%
ABT	Sell	ABBOTT LABSequities	$24,472,000	-14.2%	622	-4.0%	0.01%	-14.3%
XLV	Sell	HEALTHCARE SELECT SECTOR SPDR FDequities	$24,380,000	-22.6%	340	-22.7%	0.01%	-25.0%
SA	Sell	SEABRIDGE GOLD INCequities	$22,387,000	-3.0%	1,525	-11.6%	0.01%	-16.7%
ADI	Sell	ANALOG DEVICES INCequities	$22,656,000	-7.2%	400	-4.3%	0.01%	-16.7%
UN	Sell	UNILEVER NVequities	$23,470,000	-22.6%	500	-25.3%	0.01%	-28.6%
STJ	Sell	ST JUDE MEDICAL INCequities	$23,400,000	-3.4%	300	-25.0%	0.01%	-16.7%
ARCC	Sell	ARES CAP CORPequities	$20,718,000	-16.4%	1,459	-10.0%	0.01%	-16.7%
XLK	Sell	TECH SELECT SECTOR SPDR FDequities	$21,772,000	-37.5%	502	-37.4%	0.01%	-37.5%
GT	Sell	GOODYEAR TIRE & RUBBER COequities	$19,887,000	-55.2%	775	-43.7%	0.01%	-54.5%
AFL	Sell	AFLAC INCequities	$11,452,000	+6.3%	158	-0.6%	0.00%	0.0%
BAC	Sell	BANK OF AMERICA CORPequities	$14,557,000	-43.4%	1,097	-36.2%	0.00%	-50.0%
TXN	Sell	TEXAS INSTRUMENTS INCequities	$12,530,000	-6.1%	200	-11.5%	0.00%	0.0%
EEP	Sell	ENBRIDGE ENERGY PTNRS LPpfds, reits,	$9,280,000	-14.7%	400	-20.0%	0.00%	-33.3%
SCHG	Sell	SCHWAB US LC GWTH ETFequities	$7,672,000	-30.1%	146	-29.5%	0.00%	-33.3%
F	Sell	FORD MOTOR COequities	$6,916,000	-37.7%	550	-32.7%	0.00%	-33.3%
IWN	Sell	ISHARES RUSSELL 2000 VAL ETFequities	$5,519,000	-84.9%	48	-85.1%	0.00%	-88.9%
NUAN	Sell	NUANCE COMM INCequities	$4,330,000	-68.9%	277	-64.4%	0.00%	-66.7%
HAS	Sell	HASBRO INCequities	$2,520,000	-31.2%	30	-28.6%	0.00%	0.0%
OKS	Sell	ONEOK PARTNERSpfds, reits,	$4,246,000	-80.9%	106	-83.0%	0.00%	-80.0%
CMCSA	Sell	COMCAST CORP Aequities	$6,519,000	-10.9%	100	-16.7%	0.00%	-50.0%
UNH	Sell	UNITEDHEALTH GROUP INCequities	$5,930,000	-14.8%	42	-19.2%	0.00%	-50.0%
BMO	Sell	BANK OF MONTREALequities	$3,170,000	-30.9%	50	-29.6%	0.00%	0.0%
WFM	Sell	WHOLE FOODS MARKET INCequities	$3,202,000	-84.6%	100	-85.7%	0.00%	-80.0%
ACN	Sell	ACCENTURE PLCequities	$2,266,000	-31.5%	20	-31.0%	0.00%	0.0%
CDE	Exit	COEUR MINING INCequities	$0	–	-201	-100.0%	0.00%	–
	Exit	TRAVELERS COMPANIESequities	$0	–	-13	-100.0%	0.00%	–
	Exit	WESCO DISTRIBUTconvertible	$0	–	-2,000	-100.0%	0.00%	–
WMB	Exit	WILLIAMS COS INCequities	$0	–	-100	-100.0%	0.00%	–
	Exit	WSTN GAS PARTNEconvertible	$0	–	-2,000	-100.0%	0.00%	–
VCEL	Exit	VERICEL CORPequities	$0	–	-200	-100.0%	0.00%	–
	Exit	CLEAN HARBORS Iconvertible	$0	–	-2,000	-100.0%	0.00%	–
LVS	Exit	LAS VEGAS SANDSequities	$0	–	-19	-100.0%	0.00%	–
DYN	Exit	DYNEGY INCequities	$0	–	-123	-100.0%	0.00%	–
TPPHQ	Exit	TAPESTRY PHARMA INCequities	$0	–	-20	-100.0%	0.00%	–
PSA	Exit	PUBLIC STORAGE INCpfds, reits,	$0	–	-2	-100.0%	0.00%	–
	Exit	POPULAR INCconvertible	$0	–	-2,000	-100.0%	0.00%	–
FSC	Exit	FIFTH STREET FINANCEequities	$0	–	-327	-100.0%	0.00%	–
HYH	Exit	HALYARD HEALTH INCequities	$0	–	-11	-100.0%	0.00%	–
	Exit	HERITAGE GLOBAL INCequities	$0	–	-50	-100.0%	0.00%	–
CBRL	Exit	CRACKER BARREL OLD Cequities	$0	–	-5	-100.0%	0.00%	–
	Exit	TESORO CORPORTAconvertible	$0	–	-2,000	-100.0%	0.00%	–
	Exit	ICAHN ENTERPRISE LPconvertible	$0	–	-2,000	-100.0%	0.00%	–
	Exit	LEHMAN BRO HLDG PFDpfds, reits,	$0	–	-600	-100.0%	0.00%	–
4305PS	Exit	ALCATEL-LUCENTequities	$0	–	-86	-100.0%	0.00%	–
GOL	Sell	GOL LINHAS AEREAS INTELIGENTES SAequities	$42,000	-98.0%	4	-98.7%	0.00%	-100.0%
	Sell	COMMUNITY HEALTconvertible	$1,014,000	-66.6%	1,000	-66.7%	0.00%	-100.0%
PID	Sell	POWERSHARES INTL DIV ACHIEV ETFequities	$1,166,000	-4.1%	82	-1.2%	0.00%	–
	Exit	CHEMTURA CORPORAconvertible	$0	–	-2,000	-100.0%	0.00%	–
SH	Sell	PROSHARES SHORT S&Pequities	$1,983,000	-1.4%	50	-50.0%	0.00%	–
	Exit	ANGLOGOLD ASHAconvertible	$0	–	-2,000	-100.0%	0.00%	–
SAGE	Exit	SOLOMON ALLIANCE GRPequities	$0	–	-500	-100.0%	0.00%	–
NOC	Exit	NORTHROP GRUNMAN COequities	$0	–	-5	-100.0%	0.00%	–
QABA	Exit	FIRST TST NASDAQ ABAequities	$0	–	-23	-100.0%	0.00%	–
	Exit	JPMORGAN CHASE &convertible	$0	–	-2,000	-100.0%	0.00%	–
	Exit	CDEX INCequities	$0	–	-200	-100.0%	0.00%	–
	Exit	MAGNUM HUNTER RESOURequities	$0	–	-200	-100.0%	0.00%	–
	Sell	LOWELL COPPER LTDequities	$1,815,000	-80.8%	10,000	-78.3%	0.00%	-100.0%
TTRIF	Exit	THERMO TECH TECHSequities	$0	–	-4,900	-100.0%	0.00%	–
CCIPRA	Exit	CROWN CASTLE CNV PFDpfds, reits,	$0	–	-400	-100.0%	0.00%	–
LYB	Exit	LYONDELLBASELL INDUSequities	$0	–	-15	-100.0%	0.00%	–
	Exit	AMERICAN EAGLE OUTFIequities	$0	–	-45	-100.0%	0.00%	–
ALK	Exit	ALASKA AIR GROUP INCequities	$0	–	-10	-100.0%	0.00%	–
CRC	Sell	CALIFORNIA RES CORPequities	$24,000	-60.0%	2	-92.9%	0.00%	–
FULT	Exit	FULTIN FINANCIAL COequities	$0	–	-73	-100.0%	0.00%	–
RPG	Sell	GUGGENHEIM S&P 500 PURE GROWTH ETFequities	$139,000	+0.7%	1	-50.0%	0.00%	–
	Exit	CAPSTONE THERAPEUTICequities	$0	–	-2,000	-100.0%	0.00%	–
DIA	Sell	SPDR DOW JONES INDUSTRIAL AVG INDUSTRIAL AVERAGEequities	$1,790,000	-93.8%	10	-93.8%	0.00%	-100.0%
	Exit	DANA HOLDING CORPconvertible	$0	–	-2,000	-100.0%	0.00%	–
CMI	Exit	CUMMINS INCequities	$0	–	-9	-100.0%	0.00%	–
CCL	Exit	CARNIVAL CORPequities	$0	–	-100	-100.0%	0.00%	–
DEGA	Exit	DEGA TECH INCequities	$0	–	-5	-100.0%	0.00%	–
NLSN	Exit	NIELSON HOLDINGS PLCequities	$0	–	-21	-100.0%	0.00%	–
USCI	Exit	US CRUDE INTL INCequities	$0	–	-500,000	-100.0%	0.00%	–
GCVRZ	Sell	SANOFI 20RTSFequities	$300,000	+2.7%	1,248	-44.5%	0.00%	–
	Exit	ZIONS BANCORP VAconvertible	$0	–	-2,000	-100.0%	0.00%	–
	Exit	SUBURBAN PROPANconvertible	$0	–	-2,000	-100.0%	0.00%	–
NKA	Exit	NISKA GAS STORAGE PTpfds, reits,	$0	–	-329	-100.0%	0.00%	–
	Exit	PPL ENERGY SUPPLYconvertible	$0	–	-2,000	-100.0%	0.00%	–
	Exit	MARATHON PETE Cconvertible	$0	–	-2,000	-100.0%	0.00%	–
	Exit	EMC CORPORATIONconvertible	$0	–	-5,000	-100.0%	-0.00%	–
WEC	Exit	WEC ENERGY GRP INCequities	$0	–	-92	-100.0%	-0.00%	–
BFS	Exit	SAUL CENTERS INCequities	$0	–	-100	-100.0%	-0.00%	–
	Exit	ROYAL BANK SCOTIANconvertible	$0	–	-3,000	-100.0%	-0.00%	–
	Exit	BIOGEN INCconvertible	$0	–	-3,000	-100.0%	-0.00%	–
AOD	Exit	ALPINE TTL DYNAMIC Dequities	$0	–	-500	-100.0%	-0.00%	–
	Exit	OSHKOSH CORPconvertible	$0	–	-3,000	-100.0%	-0.00%	–
	Exit	BANK OF AMERICA Cconvertible	$0	–	-3,000	-100.0%	-0.00%	–
WRB	Exit	W.R. BERKLEY CORPequities	$0	–	-102	-100.0%	-0.00%	–
	Exit	SYNOVUS FINANCIconvertible	$0	–	-3,000	-100.0%	-0.00%	–
	Exit	RADIAN GROUP INCconvertible	$0	–	-3,000	-100.0%	-0.00%	–
	Exit	LENNAR CORPconvertible	$0	–	-3,000	-100.0%	-0.00%	–
SJNK	Exit	SPDR BARCLAYS SHORTequities	$0	–	-163	-100.0%	-0.00%	–
	Exit	GILEAD SCIENCES Iconvertible	$0	–	-3,000	-100.0%	-0.00%	–
QUAL	Exit	ISHARES MSCI USA QUAequities	$0	–	-82	-100.0%	-0.00%	–
	Exit	US TREASURYconvertible	$0	–	-4,000	-100.0%	-0.00%	–
	Exit	STATE OF HAWAIIconvertible	$0	–	-5,000	-100.0%	-0.00%	–
	Exit	FAMILY DOLLAR STOREconvertible	$0	–	-3,000	-100.0%	-0.00%	–
NCLH	Exit	NORWEGIAN CRUISE LINequities	$0	–	-100	-100.0%	-0.00%	–
	Exit	INTEL CORPconvertible	$0	–	-4,000	-100.0%	-0.00%	–
	Exit	EXPRESS SCRIPTS Hconvertible	$0	–	-2,000	-100.0%	-0.00%	–
IVE	Exit	ISHARES S&P 500 VALUequities	$0	–	-60	-100.0%	-0.00%	–
	Exit	AMERISOURCEBERGEN COequities	$0	–	-55	-100.0%	-0.00%	–
	Exit	ALLY FINANCIAL Iconvertible	$0	–	-3,000	-100.0%	-0.00%	–
PSEC	Exit	PROSPECT CAPITALequities	$0	–	-339	-100.0%	-0.00%	–
	Exit	UNITED RENTAL Nconvertible	$0	–	-3,000	-100.0%	-0.00%	–
	Exit	OAKLAND CA COLIconvertible	$0	–	-5,000	-100.0%	-0.00%	–
	Exit	MICROSOFT CORPconvertible	$0	–	-3,000	-100.0%	-0.00%	–
MATX	Exit	MATSON INCequities	$0	–	-80	-100.0%	-0.00%	–
FCX	Exit	FREEPORT-MCMORAN INCequities	$0	–	-300	-100.0%	-0.00%	–
KBND	Exit	KRANESHARES E CHN CMequities	$0	–	-100	-100.0%	-0.00%	–
	Exit	ABERDEEN ASIA-PACIFIequities	$0	–	-1,000	-100.0%	-0.00%	–
XLI	Exit	SPDR INDL SLCT SCTRequities	$0	–	-75	-100.0%	-0.00%	–
EFV	Exit	ISHARE MSCI EAFE VALequities	$0	–	-98	-100.0%	-0.00%	–
	Exit	DANA HOLDING COconvertible	$0	–	-3,000	-100.0%	-0.00%	–
C	Exit	CITIGROUP INCequities	$0	–	-108	-100.0%	-0.00%	–
HRB	Exit	H&R BLOCK INCequities	$0	–	-330	-100.0%	-0.00%	–
	Exit	QUANTA SERVICES INCequities	$0	–	-300	-100.0%	-0.00%	–
	Exit	TEXAS INSTRUMENTS INconvertible	$0	–	-10,000	-100.0%	-0.00%	–
JCPNQ	Exit	PENNY J C CO INCequities	$0	–	-1,000	-100.0%	-0.00%	–
CRWN	Exit	CROWN MEDIA HLDG INCequities	$0	–	-1,500	-100.0%	-0.00%	–
XLY	Exit	CONS DISC SELECT SECequities	$0	–	-100	-100.0%	-0.00%	–
VEU	Exit	VANGUARD FTSE ALL WOequities	$0	–	-145	-100.0%	-0.00%	–
IYF	Exit	ISHARES US FIN ETFequities	$0	–	-109	-100.0%	-0.00%	–
	Exit	TRINITY INDUSTRIES Iconvertible	$0	–	-8,000	-100.0%	-0.00%	–
SCHB	Exit	SCHWAB US BROAD MKTequities	$0	–	-204	-100.0%	-0.00%	–
	Exit	VALE SAequities	$0	–	-2,350	-100.0%	-0.00%	–
DGRO	Exit	ISHARES CORE DIVIDENequities	$0	–	-410	-100.0%	-0.00%	–
VDC	Exit	VANGUARD CONSUMER STequities	$0	–	-84	-100.0%	-0.00%	–
	Exit	BGC PARTNERSconvertible	$0	–	-12,000	-100.0%	-0.00%	–
	Exit	MCDONALDS CORPconvertible	$0	–	-10,000	-100.0%	-0.00%	–
AMGN	Exit	AMGEN INCequities	$0	–	-70	-100.0%	-0.00%	–
	Exit	BLACKROCK CORE BONDequities	$0	–	-975	-100.0%	-0.00%	–
NI	Exit	NISOURCE INC HOLDINGequities	$0	–	-500	-100.0%	-0.00%	–
USMV	Exit	ISHARES MSCI USA MINequities	$0	–	-247	-100.0%	-0.00%	–
HDV	Exit	ISHARES CORE HIGH DIequities	$0	–	-172	-100.0%	-0.00%	–
	Exit	RESOURCE CAP CORPconvertible	$0	–	-17,000	-100.0%	-0.00%	–
SBR	Exit	SABINE ROYALTY TRUSTequities	$0	–	-500	-100.0%	-0.00%	–
	Exit	BARCLAYS BANK PLCconvertible	$0	–	-18,000	-100.0%	-0.00%	–
	Exit	CITIGROUP INCconvertible	$0	–	-16,000	-100.0%	-0.00%	–
MWA	Exit	MUELLER WATER PRODUCequities	$0	–	-1,500	-100.0%	-0.00%	–
	Exit	Societe Generaleconvertible	$0	–	-15,000	-100.0%	-0.00%	–
AZN	Exit	ASTRAZENECA PLCequities	$0	–	-500	-100.0%	-0.00%	–
CAT	Exit	CATERPILLAR INCequities	$0	–	-219	-100.0%	-0.00%	–
JNK	Exit	SPDR BARCLAYS HIGH Yequities	$0	–	-470	-100.0%	-0.00%	–
MOAT	Exit	MARKET VECTORS MORNGequities	$0	–	-575	-100.0%	-0.00%	–
DES	Exit	WISDOMTREE SC ETFequities	$0	–	-300	-100.0%	-0.01%	–
TRI	Exit	TRIAD HOSPITALSequities	$0	–	-530	-100.0%	-0.01%	–
	Exit	MENTOR GRAPHICS CORPconvertible	$0	–	-20,000	-100.0%	-0.01%	–
ZIOP	Exit	ZIOPHARM ONCOLOGY INequities	$0	–	-2,400	-100.0%	-0.01%	–
	Exit	WASHINGTON CA USDconvertible	$0	–	-20,000	-100.0%	-0.01%	–
HYG	Exit	ISHARES IBOXX $ HY Cequities	$0	–	-248	-100.0%	-0.01%	–
	Exit	AZ ST CTFS PARTconvertible	$0	–	-15,000	-100.0%	-0.01%	–
	Exit	DEARBORN MI SDconvertible	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	N TX MUN WD TX LE Wconvertible	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	MARICOPA AZ SDconvertible	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	NE PUB PWR DISTconvertible	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	TOB STLMT CORP NYconvertible	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	MOBILE ALconvertible	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	BELOIT WI SDconvertible	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	MARICOPA AZ SD #31convertible	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	MIAMI-DADE CN FLconvertible	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	AKRON OHconvertible	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	PIERCE CN WA SDconvertible	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	MARICOPA AZ SDconvertible	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	FARMINTON MN ISDconvertible	$0	–	-25,000	-100.0%	-0.01%	–
EFA	Exit	ISHARES TR MSCIE EAFequities	$0	–	-495	-100.0%	-0.01%	–
	Exit	LAS VEGAS NV WTRconvertible	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	GSI COMMERCE INCconvertible	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	ORLANDO FL UTILconvertible	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	ENERGY NW WA ELECconvertible	$0	–	-25,000	-100.0%	-0.01%	–
MOH	Exit	MOLINA HEALTHCAREequities	$0	–	-500	-100.0%	-0.01%	–
	Exit	UNVL HEALTH RLTY INCpfds, reits,	$0	–	-571	-100.0%	-0.01%	–
	Exit	STATE OF ILconvertible	$0	–	-35,000	-100.0%	-0.01%	–
	Exit	TOB STLMT CORP NYconvertible	$0	–	-35,000	-100.0%	-0.01%	–
	Exit	CLARK CNTY NV SDconvertible	$0	–	-35,000	-100.0%	-0.01%	–
	Exit	CALCASIE PAR LA SD3convertible	$0	–	-35,000	-100.0%	-0.01%	–
	Exit	CITY OF PHOENIXconvertible	$0	–	-35,000	-100.0%	-0.01%	–
	Exit	MESA AZ UTIL SYSconvertible	$0	–	-35,000	-100.0%	-0.01%	–
	Exit	IA ST BRD REGENT HSconvertible	$0	–	-35,000	-100.0%	-0.01%	–
TSM	Exit	TAIWAN SEMI MANU COequities	$0	–	-1,514	-100.0%	-0.01%	–
SCHD	Exit	SCHWAB US DIV EQUITYequities	$0	–	-901	-100.0%	-0.01%	–
	Exit	CLARK CNTY WA PUD00convertible	$0	–	-35,000	-100.0%	-0.01%	–
	Exit	PHOENIX AZ CVC Aconvertible	$0	–	-35,000	-100.0%	-0.01%	–
BK	Exit	BANK OF NY MELLON COequities	$0	–	-1,005	-100.0%	-0.01%	–
	Exit	TOTAL SAequities	$0	–	-900	-100.0%	-0.01%	–
USCI	Exit	US COMM INDXequities	$0	–	-1,075	-100.0%	-0.01%	–
PEY	Exit	POWERSHARES HIGH YIEequities	$0	–	-3,190	-100.0%	-0.01%	–
MDY	Exit	SPDR S&P MIDCAP 400equities	$0	–	-164	-100.0%	-0.01%	–
BXLT	Exit	BAXALTA INCequities	$0	–	-1,200	-100.0%	-0.01%	–
	Exit	INVESCO ADV MUNI INCequities	$0	–	-4,334	-100.0%	-0.01%	–
	Exit	NOGALES AZ MDAconvertible	$0	–	-60,000	-100.0%	-0.02%	–
RSP	Exit	GUGGENHEIM ETFequities	$0	–	-798	-100.0%	-0.02%	–
	Exit	US TREASURYconvertible	$0	–	-50,000	-100.0%	-0.02%	–
TAL	Exit	TAL INTL GROUP INCequities	$0	–	-4,500	-100.0%	-0.02%	–
	Exit	CITY OF AUSTINconvertible	$0	–	-70,000	-100.0%	-0.02%	–
RYH	Exit	GUGGENHEIM S&P500 EQequities	$0	–	-511	-100.0%	-0.02%	–
SDY	Exit	SPDR S&P DIVIDEND ETequities	$0	–	-1,010	-100.0%	-0.02%	–
WPC	Exit	WP CAREY INCpfds, reits,	$0	–	-1,560	-100.0%	-0.02%	–
IVV	Exit	ISHARES CORE S&P 500equities	$0	–	-464	-100.0%	-0.02%	–
FXG	Exit	FIRST TRUST CONSUMERequities	$0	–	-2,333	-100.0%	-0.03%	–
AYR	Exit	AIRCASTLE LTDequities	$0	–	-5,000	-100.0%	-0.03%	–
QQQ	Exit	POWERSHARES QQQpfds, reits,	$0	–	-1,055	-100.0%	-0.03%	–
SSWPRCCL	Exit	SEASPAN CORP PFDpfds, reits,	$0	–	-6,037	-100.0%	-0.04%	–
IJH	Exit	ISHARES CORE S&P ETFequities	$0	–	-1,296	-100.0%	-0.05%	–
NNN	Exit	NATIONAL RETAIL PPTYpfds, reits,	$0	–	-4,591	-100.0%	-0.05%	–
HTS	Exit	HATTERAS FINL CORPpfds, reits,	$0	–	-15,000	-100.0%	-0.06%	–
	Exit	CVS HEALTH CORPconvertible	$0	–	-215,000	-100.0%	-0.06%	–
NLNK	Exit	NEWLINK GENETICS CORequities	$0	–	-47,381	-100.0%	-0.20%	–
	Exit	TARGET CORPequities	$0	–	-11,879	-100.0%	-0.24%	–
	Exit	AVIS BUDGET CARconvertible	$0	–	-1,630,000	-100.0%	-0.40%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2016-07-15

Signatures

The EDGAR filing(s) were signed by:

SARA S. RAMOS — DIRECTOR OF COMPLIANCE

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
MICROSOFT CORP	25	Q3 2021	4.7%
QUALCOMM INC	25	Q3 2021	3.6%
JOHNSON & JOHNSON	25	Q3 2021	1.6%
REPUBLIC SVCS INC	25	Q3 2021	1.7%
EMERSON ELECTRIC CO	25	Q3 2021	1.6%
CORNING INC	25	Q3 2021	1.7%
ADOBE SYSTEMS INCORPORATED	25	Q3 2021	1.7%
HOME DEPOT INC	25	Q3 2021	1.7%
PROCTOR & GAMBLE CO	25	Q3 2021	1.6%
PFIZER INC	25	Q3 2021	1.5%

View Sonora Investment Management, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Sonora Investment Management, LLC Q2 2016 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
GTC BIOTHERAPEUTICS INC	August 05, 2009	535,030	5.1%

View Sonora Investment Management, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2021-11-12
13F-HR	2021-10-20
13F-HR	2021-04-28
13F-HR	2021-01-13
13F-HR	2020-10-26
13F-HR	2020-08-13
13F-HR	2020-04-29
13F-HR	2020-01-17
13F-HR	2019-10-15
13F-HR	2019-07-19

View Sonora Investment Management, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Export Sonora Investment Management, LLC's holdings