$436 Billion is the total value of Sonora Investment Management, LLC's 911 reported holdings in Q2 2016. The portfolio turnover from Q1 2016 to Q2 2016 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | HATTERAS FINL CORPequities | $246,000,000 | – | 15,000 | +100.0% | 0.06% | – | |
| TLLP | New | TESORO LOGISTICS LPpfds, reits, | $74,295,000 | – | 1,500 | +100.0% | 0.02% | – |
| New | REPUBLICBANKAZ NAequities | $43,500,000 | – | 10,000 | +100.0% | 0.01% | – | |
| New | VERIZON COMMUNICconvertible | $40,528,000 | – | 30,000 | +100.0% | 0.01% | – | |
| VIAB | New | VIACOM INC CL Bequities | $29,651,000 | – | 715 | +100.0% | 0.01% | – |
| New | NORTHROP GRUMMANconvertible | $32,267,000 | – | 30,000 | +100.0% | 0.01% | – | |
| New | LOCKHEED MARTIN CORPconvertible | $30,941,000 | – | 30,000 | +100.0% | 0.01% | – | |
| SHPG | New | SHIRE PLCequities | $32,582,000 | – | 177 | +100.0% | 0.01% | – |
| New | MCDONALD CORPconvertible | $31,295,000 | – | 30,000 | +100.0% | 0.01% | – | |
| New | FIRST TR COMBINED SERunit trusts | $27,569,000 | – | 30 | +100.0% | 0.01% | – | |
| VOD | New | VODAFONE GROUP PLCequities | $24,712,000 | – | 800 | +100.0% | 0.01% | – |
| CCP | New | CARE CAPITAL PROPERTIESpfds, reits, | $26,210,000 | – | 1,000 | +100.0% | 0.01% | – |
| BRKR | New | BRUKER BIOSCIENCES CORPequities | $19,443,000 | – | 855 | +100.0% | 0.00% | – |
| New | AZ BD REGENTS UNIVconvertible | $16,832,000 | – | 15,000 | +100.0% | 0.00% | – | |
| CLNY | New | COLONY CAPITAL INCpfds, reits, | $15,350,000 | – | 1,000 | +100.0% | 0.00% | – |
| New | INDUSTRY CA PFA TAXconvertible | $15,618,000 | – | 15,000 | +100.0% | 0.00% | – | |
| New | LONE STAR CLG SYS Tconvertible | $16,726,000 | – | 15,000 | +100.0% | 0.00% | – | |
| DXD | New | PROSHARES ULTRASHORT ETFequities | $17,900,000 | – | 1,000 | +100.0% | 0.00% | – |
| New | PR HFAconvertible | $16,179,000 | – | 15,000 | +100.0% | 0.00% | – | |
| FNDX | New | SCHWAB FUNDAENTAL USequities | $17,489,000 | – | 577 | +100.0% | 0.00% | – |
| New | UNIV CAconvertible | $17,715,000 | – | 15,000 | +100.0% | 0.00% | – | |
| New | WAUKEGAN IIconvertible | $15,715,000 | – | 15,000 | +100.0% | 0.00% | – | |
| New | WI S HLTH ED FAconvertible | $17,868,000 | – | 15,000 | +100.0% | 0.00% | – | |
| New | Regl Tran Dst Co Coconvertible | $12,103,000 | – | 10,000 | +100.0% | 0.00% | – | |
| CSAL | New | COMMUNICATIONS SALES & LEASING INCequities | $14,450,000 | – | 500 | +100.0% | 0.00% | – |
| FNDF | New | SCHWAB FUND INTL LG CO ETFequities | $13,199,000 | – | 556 | +100.0% | 0.00% | – |
| New | LOWER CO RIV AUTH Tconvertible | $12,630,000 | – | 10,000 | +100.0% | 0.00% | – | |
| VMBS | New | VANGUARD MORTGAGE BACKEDequities | $13,032,000 | – | 242 | +100.0% | 0.00% | – |
| New | PA ECODEV FA WSconvertible | $15,152,000 | – | 15,000 | +100.0% | 0.00% | – | |
| SHYG | New | ISHARES HIGH YIELDequities | $13,902,000 | – | 300 | +100.0% | 0.00% | – |
| MUB | New | ISHARES NATL MUNI BDequities | $12,418,000 | – | 109 | +100.0% | 0.00% | – |
| New | LOUISVILLE ETC KY Mconvertible | $11,929,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | AFLAC INCconvertible | $10,305,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | KLA TENCOR CORP XXXequities | $8,424,000 | – | 115 | +100.0% | 0.00% | – | |
| New | TN HSG DEV AGCYconvertible | $10,233,000 | – | 10,000 | +100.0% | 0.00% | – | |
| MGP | New | MGM GROWTH PPTYS LLCequities | $6,670,000 | – | 250 | +100.0% | 0.00% | – |
| SCHF | New | SCHWAB INTL EQ ETFequities | $7,482,000 | – | 276 | +100.0% | 0.00% | – |
| IAU | New | ISHARES TR COMEX GOLDequities | $10,106,000 | – | 792 | +100.0% | 0.00% | – |
| FNDA | New | SCHWAB FUND US SC ETFequities | $9,304,000 | – | 317 | +100.0% | 0.00% | – |
| BNDX | New | VANGUARD TOTAL INTL BD ETFequities | $7,687,000 | – | 138 | +100.0% | 0.00% | – |
| EMLC | New | VANECK VECTORS J Pequities | $7,378,000 | – | 391 | +100.0% | 0.00% | – |
| FNDC | New | SCHWAB FUND INTL SC ETFequities | $7,017,000 | – | 260 | +100.0% | 0.00% | – |
| FNDE | New | SCHWAB FUNDA EMG MKTSequities | $7,809,000 | – | 366 | +100.0% | 0.00% | – |
| New | NYC NY HDC MFHconvertible | $10,414,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | US TREASURYconvertible | $10,534,000 | – | 10,000 | +100.0% | 0.00% | – | |
| TLK | New | PERUSAHAAN PERSEROANequities | $9,711,000 | – | 158 | +100.0% | 0.00% | – |
| CHRW | New | CH ROBINSON WORLDWIDE INCequities | $8,242,000 | – | 111 | +100.0% | 0.00% | – |
| UL | New | UNILEVERequities | $8,624,000 | – | 180 | +100.0% | 0.00% | – |
| FIT | New | FITBIT INCequities | $3,666,000 | – | 300 | +100.0% | 0.00% | – |
| LB | New | L BRANDS INCequities | $6,176,000 | – | 92 | +100.0% | 0.00% | – |
| New | MIAMI-DADE CN FLconvertible | $5,585,000 | – | 5,000 | +100.0% | 0.00% | – | |
| New | NASDAQ INCconvertible | $5,283,000 | – | 5,000 | +100.0% | 0.00% | – | |
| HBI | New | HANESBRANDS INCequities | $2,714,000 | – | 108 | +100.0% | 0.00% | – |
| New | FAU FIN CORP FLconvertible | $6,006,000 | – | 5,000 | +100.0% | 0.00% | – | |
| EBIX | New | EBIX INCequities | $4,790,000 | – | 100 | +100.0% | 0.00% | – |
| New | ROPER TECHNOLOGIESconvertible | $6,199,000 | – | 6,000 | +100.0% | 0.00% | – | |
| SPIB | New | SPDR BARCLY INTERMEDIATEequities | $5,617,000 | – | 161 | +100.0% | 0.00% | – |
| SCHE | New | SCHWAB EMER MKT EQ ETFequities | $5,535,000 | – | 260 | +100.0% | 0.00% | – |
| SCHR | New | SCHWAB INTERMEDIATE TERMequities | $3,806,000 | – | 68 | +100.0% | 0.00% | – |
| New | CA ST PUB WKS Bconvertible | $5,462,000 | – | 5,000 | +100.0% | 0.00% | – | |
| New | CVS HEALTH CORPconvertible | $5,521,000 | – | 5,000 | +100.0% | 0.00% | – | |
| New | JP MORGAN CHASE &convertible | $5,122,000 | – | 5,000 | +100.0% | 0.00% | – | |
| VNQI | New | VANGUARD GLOBAL EX-US RE ETFequities | $3,460,000 | – | 64 | +100.0% | 0.00% | – |
| New | BANK OF AMERICAconvertible | $5,292,000 | – | 5,000 | +100.0% | 0.00% | – | |
| New | WELLS FARGO BK NAconvertible | $5,235,000 | – | 5,000 | +100.0% | 0.00% | – | |
| New | AMERICAN TOWER COconvertible | $6,259,000 | – | 6,000 | +100.0% | 0.00% | – | |
| New | AMERICAN INTL GRconvertible | $5,337,000 | – | 5,000 | +100.0% | 0.00% | – | |
| FAX | New | ABERDEEN ASIA-PACIFIC INC FDequities | $5,010,000 | – | 1,000 | +100.0% | 0.00% | – |
| M | New | MACY'S INCequities | $6,050,000 | – | 180 | +100.0% | 0.00% | – |
| MFS | New | MANITOWOC FOODSERVICE INCequities | $3,542,000 | – | 201 | +100.0% | 0.00% | – |
| New | UNITY ONE CAPITALequities | $0 | – | 1 | +100.0% | 0.00% | – | |
| New | PRISM INC FDunit trusts | $0 | – | 50,000 | +100.0% | 0.00% | – | |
| NGBL | New | NOTIS GLOBAL INCequities | $0 | – | 100 | +100.0% | 0.00% | – |
| MTW | New | MANITOWOC COMPANY INCequities | $1,101,000 | – | 201 | +100.0% | 0.00% | – |
| SCHP | New | SCHWAB US TIPS ELFequities | $1,920,000 | – | 34 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-07-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 25 | Q3 2021 | 4.7% |
| QUALCOMM INC | 25 | Q3 2021 | 3.6% |
| JOHNSON & JOHNSON | 25 | Q3 2021 | 1.6% |
| REPUBLIC SVCS INC | 25 | Q3 2021 | 1.7% |
| EMERSON ELECTRIC CO | 25 | Q3 2021 | 1.6% |
| CORNING INC | 25 | Q3 2021 | 1.7% |
| ADOBE SYSTEMS INCORPORATED | 25 | Q3 2021 | 1.7% |
| HOME DEPOT INC | 25 | Q3 2021 | 1.7% |
| PROCTOR & GAMBLE CO | 25 | Q3 2021 | 1.6% |
| PFIZER INC | 25 | Q3 2021 | 1.5% |
View Sonora Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GTC BIOTHERAPEUTICS INC | August 05, 2009 | 535,030 | 5.1% |
View Sonora Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-10-20 |
| 13F-HR | 2021-04-28 |
| 13F-HR | 2021-01-13 |
| 13F-HR | 2020-10-26 |
| 13F-HR | 2020-08-13 |
| 13F-HR | 2020-04-29 |
| 13F-HR | 2020-01-17 |
| 13F-HR | 2019-10-15 |
| 13F-HR | 2019-07-19 |
View Sonora Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.