$195 Million is the total value of Phoenix Investment Adviser LLC's 55 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 58.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BASX | New | BASIC ENERGY SVCS INC NEW | $40,181,000 | – | 1,136,678 | +100.0% | 20.65% | – |
| Buy | WALTER INVT MGMT CORPnote 4.500%11/0 | $27,446,000 | +62.9% | 39,705,000 | +43.8% | 14.10% | +2.4% | |
| Buy | COMPUCREDIT HLDGS CORPnote 5.875%11/3 | $24,926,000 | +5.6% | 55,391,000 | +0.9% | 12.81% | -33.7% | |
| NRF | Sell | NORTHSTAR RLTY FIN CORP | $20,264,000 | +2.7% | 1,337,583 | -10.7% | 10.41% | -35.5% |
| New | COBALT INTL ENERGY INCnote 2.625%12/0 | $18,608,000 | – | 47,110,000 | +100.0% | 9.56% | – | |
| Buy | COMSTOCK RES INCnote 9.500% 6/1 | $13,692,000 | +19.3% | 15,648,405 | +2.6% | 7.04% | -25.0% | |
| Buy | HORNBECK OFFSHORE SVCS INC Nnote 1.500% 9/0 | $8,445,000 | +39.1% | 11,750,000 | +11.9% | 4.34% | -12.6% | |
| HKRSQ | Buy | HALCON RES CORP | $5,994,000 | +2.4% | 641,744 | +2.8% | 3.08% | -35.7% |
| MPO | New | MIDSTATES PETE CO INC | $2,478,000 | – | 119,500 | +100.0% | 1.27% | – |
| YRCW | Buy | YRC WORLDWIDE INC | $1,886,000 | +17.3% | 142,000 | +8.8% | 0.97% | -26.3% |
| LORL | Buy | LORAL SPACE & COMMUNICATNS I | $1,745,000 | +14.4% | 42,500 | +9.0% | 0.90% | -28.1% |
| OCN | Sell | OCWEN FINL CORP | $1,622,000 | +39.5% | 301,000 | -5.0% | 0.83% | -12.4% |
| TROX | Sell | TRONOX LTD | $1,526,000 | -6.3% | 148,000 | -14.8% | 0.78% | -41.1% |
| SALT | Buy | SCORPIO BULKERS INC | $1,316,000 | +58.0% | 260,500 | +8.2% | 0.68% | -0.7% |
| COMSTOCK RES INCnote 7.750% 4/0 | $1,313,000 | +21.2% | 1,500,000 | 0.0% | 0.68% | -23.8% | ||
| WAC | Buy | WALTER INVT MGMT CORP | $1,266,000 | +48.4% | 266,500 | +26.9% | 0.65% | -6.7% |
| VRX | Sell | VALEANT PHARMACEUTICALS INTL | $1,175,000 | -49.0% | 80,900 | -13.8% | 0.60% | -68.0% |
| KND | Buy | KINDRED HEALTHCARE INC | $1,162,000 | -13.2% | 148,000 | +13.0% | 0.60% | -45.5% |
| GLNG | Sell | GOLAR LNG LTD BERMUDA | $1,032,000 | +0.2% | 45,000 | -7.4% | 0.53% | -37.1% |
| NRZ | Sell | NEW RESIDENTIAL INVT CORP | $1,022,000 | +2.8% | 65,000 | -9.7% | 0.52% | -35.4% |
| THC | Buy | TENET HEALTHCARE CORP | $1,009,000 | +74.6% | 68,000 | +166.7% | 0.52% | +9.5% |
| NVGS | New | NAVIGATOR HOLDINGS LTD | $965,000 | – | 103,764 | +100.0% | 0.50% | – |
| PESXQ | Sell | PIONEER ENERGY SVCS CORP | $919,000 | -6.0% | 134,199 | -44.6% | 0.47% | -41.0% |
| STONE ENERGY CORPnote 1.750% 3/0 | $902,000 | +7.1% | 1,500,000 | 0.0% | 0.46% | -32.8% | ||
| ENDP | Buy | ENDO INTL PLC | $891,000 | +5.3% | 54,100 | +28.8% | 0.46% | -33.8% |
| ROIAK | RADIO ONE INCcl d non vtg | $888,000 | -4.3% | 306,247 | 0.0% | 0.46% | -39.9% | |
| VRS | New | VERSO CORPcl a | $802,000 | – | 112,905 | +100.0% | 0.41% | – |
| GENN | GENESIS HEALTHCARE INC | $793,000 | +59.2% | 186,610 | 0.0% | 0.41% | 0.0% | |
| SBGI | SINCLAIR BROADCAST GROUP INCcl a | $767,000 | +15.5% | 23,000 | 0.0% | 0.39% | -27.4% | |
| GSTCQ | New | GASTAR EXPL INC NEW | $705,000 | – | 455,000 | +100.0% | 0.36% | – |
| LONEQ | New | LONESTAR RES US INCcl a vtg | $670,000 | – | 78,496 | +100.0% | 0.34% | – |
| CRK | Sell | COMSTOCK RES INC | $668,000 | -27.7% | 67,867 | -43.9% | 0.34% | -54.6% |
| SB | Buy | SAFE BULKERS INC | $635,000 | +32.3% | 552,217 | +62.4% | 0.33% | -17.0% |
| GTN | Sell | GRAY TELEVISION INCcl a | $608,000 | -0.5% | 56,000 | -5.1% | 0.31% | -37.6% |
| ARCH | New | ARCH COAL INCcl a | $576,000 | – | 7,378 | +100.0% | 0.30% | – |
| WFTIQ | New | WEATHERFORD INTL PLC | $554,000 | – | 111,000 | +100.0% | 0.28% | – |
| DSX | Buy | DIANA SHIPPING INC | $541,000 | +43.9% | 179,201 | +24.8% | 0.28% | -9.7% |
| SVU | SUPERVALU INC | $532,000 | -6.5% | 114,000 | 0.0% | 0.27% | -41.3% | |
| FVE | Sell | FIVE STAR QUALITY CARE INC | $514,000 | -42.7% | 190,395 | -59.5% | 0.26% | -64.0% |
| TGB | New | TASEKO MINES LTD | $479,000 | – | 562,004 | +100.0% | 0.25% | – |
| LXU | Sell | LSB INDS INC | $446,000 | -31.9% | 53,000 | -30.5% | 0.23% | -57.3% |
| GOGL | GOLDEN OCEAN GROUP LTD | $382,000 | +16.8% | 80,000 | 0.0% | 0.20% | -26.6% | |
| HKWS | HALCON RES CORP*w exp 09/09/202 | $369,000 | +7.0% | 160,608 | 0.0% | 0.19% | -32.6% | |
| CRCQQ | CALIFORNIA RES CORP | $319,000 | +69.7% | 15,000 | 0.0% | 0.16% | +6.5% | |
| NM | New | NAVIOS MARITIME HOLDINGS INC | $296,000 | – | 210,000 | +100.0% | 0.15% | – |
| PQUEQ | PETROQUEST ENERGY INC | $273,000 | -4.5% | 82,619 | 0.0% | 0.14% | -40.2% | |
| AEO | New | AMERICAN EAGLE OUTFITTERS NE | $250,000 | – | 16,500 | +100.0% | 0.13% | – |
| INTEQ | INTELSAT S A | $172,000 | -1.7% | 64,400 | 0.0% | 0.09% | -38.5% | |
| EXPR | EXPRESS INC | $135,000 | -8.2% | 12,500 | 0.0% | 0.07% | -42.5% | |
| NRE | NORTHSTAR REALTY EUROPE CORP | $132,000 | +14.8% | 10,500 | 0.0% | 0.07% | -27.7% | |
| CMLSQ | Buy | CUMULUS MEDIA INCcl a new | $131,000 | +1537.5% | 128,125 | +412.5% | 0.07% | +857.1% |
| KEGX | New | KEY ENERGY SVCS INC DEL | $73,000 | – | 2,300 | +100.0% | 0.04% | – |
| IWM | New | ISHARES TRput | $42,000 | – | 500 | +100.0% | 0.02% | – |
| VRX | New | VALEANT PHARMACEUTICALS INTLcall | $35,000 | – | 1,000 | +100.0% | 0.02% | – |
| SNDE | New | SUNDANCE ENERGY AUSTRALIA LTsponsored adr | $35,000 | – | 2,200 | +100.0% | 0.02% | – |
| KMX | Exit | CARMAX INCput | $0 | – | -20 | -100.0% | -0.00% | – |
| VMEMQ | Exit | VIOLIN MEMORY INC | $0 | – | -24,475 | -100.0% | -0.02% | – |
| QHCCQ | Exit | QUORUM HEALTH CORP | $0 | – | -7,000 | -100.0% | -0.04% | – |
| HYG | Exit | ISHARES TRput | $0 | – | -500 | -100.0% | -0.06% | – |
| CLF | Exit | CLIFFS NAT RES INC | $0 | – | -16,000 | -100.0% | -0.08% | – |
| PKD | Exit | PARKER DRILLING CO | $0 | – | -105,938 | -100.0% | -0.19% | – |
| HSC | Exit | HARSCO CORP | $0 | – | -31,500 | -100.0% | -0.26% | – |
| OASPQ | Exit | OASIS PETE INC NEW | $0 | – | -33,000 | -100.0% | -0.31% | – |
| AERI | Exit | AERIE PHARMACEUTICALS INC | $0 | – | -12,500 | -100.0% | -0.39% | – |
| HUN | Exit | HUNTSMAN CORP | $0 | – | -37,000 | -100.0% | -0.49% | – |
| FCX | Exit | FREEPORT-MCMORAN INCcl b | $0 | – | -56,000 | -100.0% | -0.50% | – |
| PSGLQ | Exit | PERFORMANCE SPORTS GROUP LTD | $0 | – | -154,000 | -100.0% | -0.51% | – |
| AOI | Exit | ALLIANCE ONE INTL INC | $0 | – | -41,700 | -100.0% | -0.65% | – |
| CLDPQ | Exit | CLOUD PEAK ENERGY INC | $0 | – | -263,082 | -100.0% | -1.17% | – |
| WTI | Exit | W & T OFFSHORE INC | $0 | – | -1,355,476 | -100.0% | -1.95% | – |
| Exit | VIOLIN MEMORY INCnote 4.250%10/0 | $0 | – | -15,467,000 | -100.0% | -3.92% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-01-24
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| COMPUCREDIT HLDGS CORP | 23 | Q2 2019 | 64.4% |
| FIVE STAR SENIOR LIVING INC | 21 | Q4 2018 | 1.1% |
| YRC WORLDWIDE INC | 19 | Q3 2019 | 2.8% |
| SAFE BULKERS INC | 19 | Q2 2019 | 1.0% |
| TENET HEALTHCARE CORP | 17 | Q3 2019 | 8.2% |
| RADIO ONE INC | 14 | Q1 2017 | 1.1% |
| GRAY TELEVISION INC | 13 | Q4 2016 | 2.0% |
| PIONEER ENERGY SVCS CORP | 13 | Q2 2019 | 1.6% |
| KINDRED HEALTHCARE INC | 12 | Q4 2017 | 1.6% |
| NAVIGATOR HOLDINGS LTD | 12 | Q3 2019 | 1.3% |
View Phoenix Investment Adviser LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Affinion Group Holdings, Inc. | February 13, 2019 | 502,384 | 5.5% |
| Forbes Energy Services Ltd.Sold out | February 12, 2019 | 0 | 0.0% |
| DITECH HOLDING CorpSold out | December 18, 2018 | 0 | 0.0% |
| FINLAY ENTERPRISES INC /DESold out | February 13, 2009 | 0 | 0.0% |
View Phoenix Investment Adviser LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2019-11-13 |
| 13F-HR | 2019-08-12 |
| 13F-HR | 2019-05-13 |
| SC 13G/A | 2019-02-13 |
| 13F-HR | 2019-02-12 |
| SC 13G/A | 2019-02-12 |
| SC 13D/A | 2018-12-18 |
| 4 | 2018-11-30 |
| SC 13D/A | 2018-11-30 |
| 13F-HR | 2018-11-13 |
View Phoenix Investment Adviser LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.