$161 Million is the total value of DIALECTIC CAPITAL MANAGEMENT, LP's 163 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 105.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| RILY | B RILEY FINL INC | $12,487,000 | +39.5% | 934,621 | 0.0% | 7.77% | +162.8% | |
| VG | Buy | VONAGE HLDGS CORP | $8,321,000 | +65.4% | 1,258,771 | +52.6% | 5.18% | +211.6% |
| GLD | Buy | SPDR GOLD TRUST | $7,538,000 | +98.6% | 60,000 | +100.0% | 4.69% | +274.2% |
| EQIX | New | EQUINIX INCput | $6,305,000 | – | 17,500 | +100.0% | 3.92% | – |
| GLD | Sell | SPDR GOLD TRUSTcall | $6,282,000 | -41.6% | 50,000 | -41.2% | 3.91% | +10.1% |
| TSLA | Buy | TESLA MTRS INCput | $6,121,000 | +188.3% | 30,000 | +200.0% | 3.81% | +443.1% |
| COVS | Buy | COVISINT CORP | $5,481,000 | +6.8% | 2,514,474 | +6.9% | 3.41% | +101.4% |
| SRPT | Buy | SAREPTA THERAPEUTICS INC | $4,815,000 | +741.8% | 78,408 | +161.4% | 3.00% | +1484.7% |
| UPS | New | UNITED PARCEL SERVICE INCcl b | $4,144,000 | – | 37,890 | +100.0% | 2.58% | – |
| CNX | New | CONSOL ENERGY INCcall | $3,840,000 | – | 200,000 | +100.0% | 2.39% | – |
| OA | New | ORBITAL ATK INC | $3,384,000 | – | 44,386 | +100.0% | 2.10% | – |
| FE | New | FIRSTENERGY CORPcall | $3,308,000 | – | 100,000 | +100.0% | 2.06% | – |
| X | New | UNITED STATES STL CORP NEWput | $3,301,000 | – | 175,000 | +100.0% | 2.05% | – |
| HD | New | HOME DEPOT INCcall | $3,217,000 | – | 25,000 | +100.0% | 2.00% | – |
| SRPT | New | SAREPTA THERAPEUTICS INCput | $3,070,000 | – | 50,000 | +100.0% | 1.91% | – |
| XLI | New | SELECT SECTOR SPDR TRsbi int-inds | $2,995,000 | – | 51,306 | +100.0% | 1.86% | – |
| IBB | New | ISHARES TRnasdq biotec etf | $2,895,000 | – | 10,000 | +100.0% | 1.80% | – |
| EXAS | Buy | EXACT SCIENCES CORP | $2,878,000 | +163.1% | 155,000 | +73.6% | 1.79% | +395.8% |
| KITE | Buy | KITE PHARMA INCput | $2,793,000 | +458.6% | 50,000 | +400.0% | 1.74% | +952.7% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $2,744,000 | -60.2% | 9,722 | -61.6% | 1.71% | -25.0% |
| IYR | New | ISHARES TRu.s. real es etf | $2,742,000 | – | 34,000 | +100.0% | 1.71% | – |
| VOO | Sell | VANGUARD INDEX FDS | $2,669,000 | -58.8% | 13,432 | -60.1% | 1.66% | -22.3% |
| MRVL | Sell | MARVELL TECHNOLOGY GROUP LTDord | $2,646,000 | +18.9% | 199,404 | -14.6% | 1.65% | +124.3% |
| NMIH | Sell | NMI HLDGS INCcl a | $2,421,000 | -53.6% | 317,800 | -66.6% | 1.51% | -12.5% |
| AXP | New | AMERICAN EXPRESS COput | $2,241,000 | – | 35,000 | +100.0% | 1.39% | – |
| CY | New | CYPRESS SEMICONDUCTOR CORP | $2,217,000 | – | 182,365 | +100.0% | 1.38% | – |
| TSLA | New | TESLA MTRS INC | $2,040,000 | – | 10,000 | +100.0% | 1.27% | – |
| BWXT | Sell | BWX TECHNOLOGIES INC | $2,012,000 | -21.9% | 52,434 | -27.2% | 1.25% | +47.1% |
| ATVI | Sell | ACTIVISION BLIZZARD INC | $1,916,000 | -28.3% | 43,249 | -35.9% | 1.19% | +35.0% |
| TECK | New | TECK RESOURCES LTDcall | $1,803,000 | – | 100,000 | +100.0% | 1.12% | – |
| FTV | New | FORTIVE CORP | $1,505,000 | – | 29,575 | +100.0% | 0.94% | – |
| TPVG | Sell | TRIPLEPOINT VENTURE GROWTH B | $1,484,000 | -36.8% | 140,000 | -36.8% | 0.92% | +19.1% |
| SRTS | New | SENSUS HEATLHCARE INC | $1,390,000 | – | 226,000 | +100.0% | 0.86% | – |
| MON | New | MONSANTO CO NEW | $1,369,000 | – | 13,393 | +100.0% | 0.85% | – |
| LKQ | Sell | LKQ CORP | $1,282,000 | -3.2% | 36,139 | -13.6% | 0.80% | +82.4% |
| WDC | New | WESTERN DIGITAL CORP | $1,281,000 | – | 21,909 | +100.0% | 0.80% | – |
| APIC | Buy | APIGEE CORP | $1,259,000 | +57.6% | 72,371 | +10.7% | 0.78% | +196.6% |
| NLST | New | NETLIST INC | $1,198,000 | – | 965,863 | +100.0% | 0.74% | – |
| BHBK | Sell | BLUE HILLS BANCORP INC | $1,186,000 | -25.0% | 79,000 | -26.3% | 0.74% | +41.4% |
| GBT | Buy | GLOBAL BLOOD THERAPEUTICS IN | $1,176,000 | +254.2% | 51,000 | +155.0% | 0.73% | +564.5% |
| XLNX | Sell | XILINX INC | $1,101,000 | +5.0% | 20,261 | -10.9% | 0.68% | +98.0% |
| MU | Sell | MICRON TECHNOLOGY INC | $1,088,000 | +16.6% | 61,172 | -9.8% | 0.68% | +119.8% |
| CLVS | New | CLOVIS ONCOLOGY INC | $1,081,000 | – | 30,000 | +100.0% | 0.67% | – |
| BECN | Buy | BEACON ROOFING SUPPLY INC | $1,061,000 | +96.8% | 25,236 | +112.7% | 0.66% | +270.8% |
| CNO | New | CNO FINL GROUP INC | $1,060,000 | – | 69,400 | +100.0% | 0.66% | – |
| AMZN | Buy | AMAZON COM INC | $1,049,000 | +37.7% | 1,252 | +17.6% | 0.65% | +158.7% |
| FORM | New | FORMFACTOR INC | $1,030,000 | – | 94,930 | +100.0% | 0.64% | – |
| SLRC | Sell | SOLAR CAP LTD | $1,026,000 | -46.9% | 50,000 | -50.7% | 0.64% | 0.0% |
| MYOK | New | MYOKARDIA INC | $984,000 | – | 60,200 | +100.0% | 0.61% | – |
| STX | New | SEAGATE TECHNOLOGY PLC | $960,000 | – | 24,895 | +100.0% | 0.60% | – |
| XYL | New | XYLEM INC | $954,000 | – | 18,194 | +100.0% | 0.59% | – |
| TECK | New | TECK RESOURCES LTDcl b | $954,000 | – | 52,897 | +100.0% | 0.59% | – |
| OC | Buy | OWENS CORNING NEW | $938,000 | +78.0% | 17,585 | +72.1% | 0.58% | +235.1% |
| IMMR | Sell | IMMERSION CORP | $936,000 | -59.4% | 114,692 | -63.4% | 0.58% | -23.4% |
| AJRD | New | AEROJET ROCKETDYNE HLDGS INC | $919,000 | – | 52,259 | +100.0% | 0.57% | – |
| CNX | New | CONSOL ENERGY INC | $911,000 | – | 47,443 | +100.0% | 0.57% | – |
| MGM | Sell | MGM RESORTS INTERNATIONAL | $908,000 | -40.4% | 34,912 | -48.1% | 0.56% | +12.3% |
| EMKR | Sell | EMCORE CORP | $859,000 | -17.4% | 150,695 | -13.9% | 0.53% | +55.7% |
| SWKS | Sell | SKYWORKS SOLUTIONS INC | $681,000 | -78.4% | 8,939 | -82.1% | 0.42% | -59.3% |
| HONE | Buy | HARBORONE BANCORP INC | $600,000 | +209.3% | 38,100 | +154.0% | 0.37% | +482.8% |
| VSM | New | VERSUM MATLS INC | $568,000 | – | 25,000 | +100.0% | 0.35% | – |
| FBK | New | FB FINL CORP | $565,000 | – | 28,000 | +100.0% | 0.35% | – |
| PSLV | Sell | SPROTT PHYSICAL SILVER TRtr unit | $542,000 | -0.4% | 73,358 | -2.2% | 0.34% | +87.2% |
| GWPH | New | GW PHARMACEUTICALS PLCads | $531,000 | – | 4,000 | +100.0% | 0.33% | – |
| SUNS | New | SOLAR SR CAP LTD | $530,000 | – | 32,704 | +100.0% | 0.33% | – |
| ROG | New | ROGERS CORP | $488,000 | – | 7,990 | +100.0% | 0.30% | – |
| CAVM | New | CAVIUM INC | $488,000 | – | 8,389 | +100.0% | 0.30% | – |
| KRNY | Sell | KEARNY FINL CORP MD | $477,000 | -61.0% | 35,000 | -64.0% | 0.30% | -26.3% |
| GNRC | New | GENERAC HLDGS INC | $475,000 | – | 13,094 | +100.0% | 0.30% | – |
| CSC | New | COMPUTER SCIENCES CORP | $469,000 | – | 8,989 | +100.0% | 0.29% | – |
| HCHC | Sell | HC2 HLDGS INC | $463,000 | -40.9% | 85,000 | -53.3% | 0.29% | +11.6% |
| MCRI | New | MONARCH CASINO & RESORT INC | $456,000 | – | 18,108 | +100.0% | 0.28% | – |
| CHK | New | CHESAPEAKE ENERGY CORP | $455,000 | – | 72,447 | +100.0% | 0.28% | – |
| TASR | Sell | TASER INTL INC | $446,000 | -11.7% | 15,610 | -23.2% | 0.28% | +65.9% |
| ACW | New | ACCURIDE CORP NEW | $444,000 | – | 173,561 | +100.0% | 0.28% | – |
| MYRG | New | MYR GROUP INC DEL | $440,000 | – | 14,622 | +100.0% | 0.27% | – |
| CACI | Sell | CACI INTL INCcl a | $374,000 | -60.7% | 3,708 | -64.8% | 0.23% | -25.8% |
| BNCL | Sell | BENEFICIAL BANCORP INC | $353,000 | -72.6% | 24,000 | -76.3% | 0.22% | -48.2% |
| FBNK | Sell | FIRST CONN BANCORP INC MD | $338,000 | -28.8% | 19,000 | -33.8% | 0.21% | +33.8% |
| SRTSW | New | SENSUS HEATLHCARE INC*w exp 06/08/201 | $296,000 | – | 231,256 | +100.0% | 0.18% | – |
| INSYQ | New | INSYS THERAPEUTICS INC NEWput | $295,000 | – | 25,000 | +100.0% | 0.18% | – |
| FGL | Sell | FIDELITY & GTY LIFE | $253,000 | -71.3% | 10,897 | -71.3% | 0.16% | -46.0% |
| CVEO | New | CIVEO CORP CDA | $165,000 | – | 144,600 | +100.0% | 0.10% | – |
| ABUS | Exit | ARBUTUS BIOPHARMA CORP | $0 | – | -25,000 | -100.0% | -0.03% | – |
| TCRD | Exit | THL CR INC | $0 | – | -10,000 | -100.0% | -0.04% | – |
| ASMB | Exit | ASSEMBLY BIOSCIENCES INC | $0 | – | -39,512 | -100.0% | -0.07% | – |
| ABDC | Exit | ALCENTRA CAP CORP | $0 | – | -20,000 | -100.0% | -0.08% | – |
| NUE | Exit | NUCOR CORPput | $0 | – | -5,400 | -100.0% | -0.09% | – |
| CACC | Exit | CREDIT ACCEP CORP MICH | $0 | – | -1,500 | -100.0% | -0.09% | – |
| MRCY | Exit | MERCURY SYS INC | $0 | – | -13,021 | -100.0% | -0.11% | – |
| AEL | Exit | AMERICAN EQTY INVT LIFE HLDcall | $0 | – | -26,000 | -100.0% | -0.12% | – |
| DNKN | Exit | DUNKIN BRANDS GROUP INCput | $0 | – | -10,000 | -100.0% | -0.14% | – |
| INO | Exit | INOVIO PHARMACEUTICALS INC | $0 | – | -50,000 | -100.0% | -0.15% | – |
| GES | Exit | GUESS INC | $0 | – | -32,468 | -100.0% | -0.16% | – |
| ARCC | Exit | ARES CAP CORP | $0 | – | -35,000 | -100.0% | -0.16% | – |
| WFM | Exit | WHOLE FOODS MKT INC | $0 | – | -16,275 | -100.0% | -0.17% | – |
| TCPC | Exit | TCP CAP CORP | $0 | – | -47,000 | -100.0% | -0.24% | – |
| TBNK | Exit | TERRITORIAL BANCORP INC | $0 | – | -27,600 | -100.0% | -0.24% | – |
| GPT | Exit | GRAMERCY PPTY TR | $0 | – | -80,500 | -100.0% | -0.24% | – |
| AER | Exit | AERCAP HOLDINGS NV | $0 | – | -22,200 | -100.0% | -0.25% | – |
| NSAM | Exit | NORTHSTAR ASSET MGMT GROUP I | $0 | – | -73,500 | -100.0% | -0.25% | – |
| PBH | Exit | PRESTIGE BRANDS HLDGS INCput | $0 | – | -15,000 | -100.0% | -0.27% | – |
| BAH | Exit | BOOZ ALLEN HAMILTON HLDG CORcl a | $0 | – | -28,523 | -100.0% | -0.28% | – |
| EURN | Exit | EURONAV NV ANTWERPEN | $0 | – | -95,097 | -100.0% | -0.29% | – |
| ECC | Exit | EAGLE PT CR CO LLC | $0 | – | -60,000 | -100.0% | -0.32% | – |
| CSRA | Exit | CSRA INC | $0 | – | -42,164 | -100.0% | -0.33% | – |
| EW | Exit | EDWARDS LIFESCIENCES CORPput | $0 | – | -10,000 | -100.0% | -0.33% | – |
| LNC | Exit | LINCOLN NATL CORP IND | $0 | – | -26,900 | -100.0% | -0.34% | – |
| TNK | Exit | TEEKAY TANKERS LTDcl a | $0 | – | -352,410 | -100.0% | -0.35% | – |
| ERI | Exit | ELDORADO RESORTS INC | $0 | – | -69,877 | -100.0% | -0.35% | – |
| HUBS | Exit | HUBSPOT INCput | $0 | – | -25,000 | -100.0% | -0.36% | – |
| PE | Exit | PARSLEY ENERGY INCcl a | $0 | – | -40,257 | -100.0% | -0.36% | – |
| NWSA | Exit | NEWS CORP NEWcl a | $0 | – | -100,000 | -100.0% | -0.38% | – |
| LGND | Exit | LIGAND PHARMACEUTICALS INCput | $0 | – | -10,000 | -100.0% | -0.39% | – |
| KMX | Exit | CARMAX INC | $0 | – | -26,051 | -100.0% | -0.42% | – |
| JACK | Exit | JACK IN THE BOX INCput | $0 | – | -15,000 | -100.0% | -0.43% | – |
| SBUX | Exit | STARBUCKS CORPput | $0 | – | -25,000 | -100.0% | -0.47% | – |
| LPX | Exit | LOUISIANA PAC CORP | $0 | – | -86,270 | -100.0% | -0.49% | – |
| AEL | Exit | AMERICAN EQTY INVT LIFE HLD | $0 | – | -105,000 | -100.0% | -0.49% | – |
| MWA | Exit | MUELLER WTR PRODS INC | $0 | – | -134,557 | -100.0% | -0.51% | – |
| SRTSU | Exit | SENSUS HEALTHCARE INCunit 99/99/9999 | $0 | – | -253,715 | -100.0% | -0.54% | – |
| XLF | Exit | SELECT SECTOR SPDR TRput | $0 | – | -80,000 | -100.0% | -0.60% | – |
| GDOT | Exit | GREEN DOT CORPcl a | $0 | – | -90,479 | -100.0% | -0.69% | – |
| NOC | Exit | NORTHROP GRUMMAN CORP | $0 | – | -9,625 | -100.0% | -0.71% | – |
| IYR | Exit | ISHARES TRput | $0 | – | -28,500 | -100.0% | -0.78% | – |
| BCR | Exit | BARD C R INCput | $0 | – | -10,000 | -100.0% | -0.78% | – |
| PNRA | Exit | PANERA BREAD COput | $0 | – | -12,000 | -100.0% | -0.84% | – |
| QQQ | Exit | POWERSHARES QQQ TRUSTput | $0 | – | -26,000 | -100.0% | -0.92% | – |
| ANET | Exit | ARISTA NETWORKS INCput | $0 | – | -45,000 | -100.0% | -0.96% | – |
| MCD | Exit | MCDONALDS CORPput | $0 | – | -25,000 | -100.0% | -0.99% | – |
| WFM | Exit | WHOLE FOODS MKT INCcall | $0 | – | -100,000 | -100.0% | -1.06% | – |
| HOG | Exit | HARLEY DAVIDSON INCput | $0 | – | -85,000 | -100.0% | -1.27% | – |
| BIP | Exit | BROOKFIELD INFRAST PARTNERSput | $0 | – | -100,000 | -100.0% | -1.49% | – |
| RMD | Exit | RESMED INCput | $0 | – | -75,000 | -100.0% | -1.56% | – |
| ESRX | Exit | EXPRESS SCRIPTS HLDG COput | $0 | – | -75,000 | -100.0% | -1.88% | – |
| KMX | Exit | CARMAX INCput | $0 | – | -122,000 | -100.0% | -1.98% | – |
| FXY | Exit | CURRENCYSHS JAPANESE YEN TRput | $0 | – | -65,000 | -100.0% | -2.01% | – |
| NOC | Exit | NORTHROP GRUMMAN CORPcall | $0 | – | -50,000 | -100.0% | -3.67% | – |
| SMH | Exit | VANECK VECTORS ETF TRput | $0 | – | -225,000 | -100.0% | -4.23% | – |
| XLI | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -300,000 | -100.0% | -5.55% | – |
| SPY | Exit | SPDR S&P 500 ETF TRcall | $0 | – | -400,000 | -100.0% | -27.66% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| IMMERSION CORP | 16 | Q1 2017 | 5.6% |
| VONAGE HLDGS CORP | 13 | Q1 2017 | 5.2% |
| NMI HLDGS INC | 12 | Q3 2016 | 1.7% |
| SPDR GOLD TRUST | 11 | Q4 2016 | 17.4% |
| AMERICAN CAP LTD | 11 | Q1 2016 | 1.2% |
| SOLAR CAP LTD | 11 | Q4 2016 | 1.3% |
| TRIPLEPOINT VENTURE GROWTH B | 11 | Q4 2016 | 1.2% |
| TESLA MTRS INC | 9 | Q4 2016 | 3.8% |
| COVISINT CORP | 9 | Q1 2017 | 3.4% |
| INTUITIVE SURGICAL INC | 9 | Q1 2017 | 5.3% |
View DIALECTIC CAPITAL MANAGEMENT, LP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ACHIEVE LIFE SCIENCES, INC. | April 18, 2023 | 3,538,093 | 19.7% |
| Ranger Energy Services, Inc. | October 04, 2022 | 407,857 | 1.6% |
| Covisint Corp | April 20, 2017 | 292,000 | 2.7% |
| B. Riley Financial, Inc. | February 10, 2017 | 934,621 | 4.9% |
| IMMERSION CORP | November 13, 2013 | 1,314,073 | 4.6% |
| Ares Commercial Real Estate Corp | January 31, 2013 | 344,232 | 3.7% |
| PERVASIVE SOFTWARE INC | January 31, 2013 | 398,875 | 2.4% |
| SRS LABS INC | April 04, 2012 | 1,401,400 | 9.8% |
| ADVANCED ANALOGIC TECHNOLOGIES INC | August 12, 2011 | 2,063,381 | 4.7% |
| MICROTUNE INCSold out | October 27, 2010 | 0 | 0.0% |
View DIALECTIC CAPITAL MANAGEMENT, LP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2023-04-18 |
| SC 13D/A | 2023-03-23 |
| SC 13D/A | 2023-03-06 |
| SC 13D | 2023-01-20 |
| 3 | 2022-11-21 |
| SC 13G | 2022-11-21 |
| SC 13G/A | 2022-10-04 |
| 3/A | 2022-05-03 |
| SC 13G/A | 2022-05-03 |
| 3 | 2022-05-02 |
View DIALECTIC CAPITAL MANAGEMENT, LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.