$613 Million is the total value of VERTEX ONE ASSET MANAGEMENT INC.'s 112 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 48.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BOFI | Sell | BOFI HLDG INC | $41,174,000 | +14.2% | 1,446,226 | -4.9% | 6.72% | +17.8% |
| LLEXQ | Buy | LILIS ENERGY INC | $31,739,000 | -7.6% | 7,100,361 | +1.2% | 5.18% | -4.7% |
| QSR | Sell | RESTAURANT BRANDS INTL INC | $28,445,000 | -34.5% | 445,288 | -35.9% | 4.64% | -32.4% |
| JPMWS | Sell | JPMORGAN CHASE & CO*w exp 10/28/201 | $24,806,000 | +4.0% | 459,379 | -3.2% | 4.05% | +7.3% |
| TWX | Buy | TIME WARNER INC | $24,799,000 | +52.4% | 242,060 | +49.4% | 4.04% | +57.2% |
| AIGWS | Buy | AMERICAN INTL GROUP INC*w exp 01/19/202 | $23,355,000 | +6.5% | 1,167,773 | +12.2% | 3.81% | +9.8% |
| BBU | Sell | BROOKFIELD BUSINESS PARTNERSunit ltd lp | $22,708,000 | +9.1% | 765,780 | -0.6% | 3.70% | +12.5% |
| TGB | TASEKO MINES LTD | $19,321,000 | +48.5% | 10,302,574 | 0.0% | 3.15% | +53.2% | |
| FNV | Sell | FRANCO NEVADA CORP | $19,069,000 | -18.1% | 246,158 | -23.8% | 3.11% | -15.5% |
| BEN | Sell | FRANKLIN RES INC | $18,294,000 | -7.2% | 410,999 | -6.6% | 2.98% | -4.2% |
| NXPI | Sell | NXP SEMICONDUCTORS N V | $17,291,000 | -22.4% | 152,900 | -24.9% | 2.82% | -19.9% |
| BCR | Buy | BARD C R INC | $13,397,000 | +28.4% | 41,800 | +26.7% | 2.18% | +32.5% |
| SCHN | Sell | SCHNITZER STL INDScl a | $13,389,000 | +9.3% | 475,621 | -2.2% | 2.18% | +12.8% |
| NEBLQ | Buy | NOBLE CORP PLC | $10,122,000 | +46.2% | 2,200,464 | +15.0% | 1.65% | +50.8% |
| LVLT | Buy | LEVEL 3 COMMUNICATIONS INC | $10,005,000 | +17.2% | 187,753 | +30.4% | 1.63% | +20.9% |
| NAK | NORTHERN DYNASTY MINERALS LT | $9,867,000 | +29.4% | 5,484,600 | 0.0% | 1.61% | +33.4% | |
| IPOAU | New | SOCIAL CAP HEDOSOPHIA HLDGSunit 99/99/9999 | $8,672,000 | – | 822,000 | +100.0% | 1.41% | – |
| BZH | Sell | BEAZER HOMES USA INC | $8,651,000 | +30.2% | 461,634 | -4.7% | 1.41% | +34.3% |
| TAC | TRANSALTA CORP | $8,504,000 | -8.3% | 1,453,500 | 0.0% | 1.39% | -5.5% | |
| CCS | CENTURY CMNTYS INC | $7,881,000 | -0.4% | 319,071 | 0.0% | 1.28% | +2.7% | |
| OSTK | OVERSTOCK COM INC DEL | $7,523,000 | +82.2% | 253,296 | 0.0% | 1.23% | +87.9% | |
| SWKS | Sell | SKYWORKS SOLUTIONS INC | $7,506,000 | -17.1% | 73,657 | -21.9% | 1.22% | -14.5% |
| COL | New | ROCKWELL COLLINS INC | $7,424,000 | – | 56,800 | +100.0% | 1.21% | – |
| KITE | New | KITE PHARMA INC | $7,246,000 | – | 40,300 | +100.0% | 1.18% | – |
| MAG | MAG SILVER CORP | $7,097,000 | -14.1% | 633,700 | 0.0% | 1.16% | -11.4% | |
| MON | Sell | MONSANTO CO NEW | $7,033,000 | -45.1% | 58,700 | -45.8% | 1.15% | -43.4% |
| HGV | HILTON GRAND VACATIONS INC | $6,953,000 | +7.1% | 180,000 | 0.0% | 1.13% | +10.5% | |
| PRXL | New | PAREXEL INTL CORP | $6,527,000 | – | 74,100 | +100.0% | 1.06% | – |
| PTEN | PATTERSON UTI ENERGY INC | $6,436,000 | +3.7% | 307,339 | 0.0% | 1.05% | +7.0% | |
| RIG | Buy | TRANSOCEAN LTD | $6,411,000 | +96.8% | 595,800 | +50.5% | 1.05% | +103.1% |
| ABCO | New | ADVISORY BRD CO | $6,397,000 | – | 119,300 | +100.0% | 1.04% | – |
| CTT | Sell | CATCHMARK TIMBER TR INCcl a | $6,243,000 | +6.6% | 495,071 | -3.9% | 1.02% | +9.9% |
| DVMT | Buy | DELL TECHNOLOGIES INC | $6,030,000 | +71.9% | 78,100 | +36.1% | 0.98% | +77.1% |
| FLEX | FLEX LTDord | $5,397,000 | +1.6% | 325,700 | 0.0% | 0.88% | +4.8% | |
| CAMP | CALAMP CORP | $5,193,000 | +14.4% | 223,356 | 0.0% | 0.85% | +18.0% | |
| ATW | Buy | ATWOOD OCEANICS INC | $5,149,000 | +24.8% | 548,400 | +8.3% | 0.84% | +28.8% |
| CBF | New | CAPITAL BK FINL CORP | $4,926,000 | – | 120,000 | +100.0% | 0.80% | – |
| RICE | Buy | RICE ENERGY INC | $4,857,000 | +129.1% | 167,815 | +110.8% | 0.79% | +136.4% |
| SRUN | New | SILVER RUN ACQUISITION | $4,845,000 | – | 475,000 | +100.0% | 0.79% | – |
| KAACU | Buy | KAYNE ANDERSON ACQUISITIONunit 06/30/2022 | $4,780,000 | +9.2% | 477,000 | +9.2% | 0.78% | +12.7% |
| MPACU | Buy | MATLIN & PARTNERS ACQUISITIOunit 05/28/2021a | $4,669,000 | +10.8% | 460,000 | +9.5% | 0.76% | +14.3% |
| TPGEU | Buy | TPG PACE ENERGY HLDGS CORPunit 99/99/9999 | $4,501,000 | +0.3% | 440,000 | +2.3% | 0.73% | +3.4% |
| EGC | Buy | ENERGY XXI GULF COAST INC | $4,495,000 | -36.7% | 434,753 | +13.7% | 0.73% | -34.7% |
| QRVO | Sell | QORVO INC | $4,376,000 | -29.4% | 61,910 | -36.7% | 0.71% | -27.1% |
| BRG | Sell | BLUEROCK RESIDENTIAL GRW REI | $4,212,000 | -20.6% | 380,799 | -7.5% | 0.69% | -18.1% |
| DOFSQ | Buy | DIAMOND OFFSHORE DRILLING IN | $4,158,000 | +46.1% | 286,792 | +9.1% | 0.68% | +50.7% |
| FSACU | New | FEDERAL STR ACQUISITION CORPunit 99/99/9999 | $4,121,000 | – | 399,700 | +100.0% | 0.67% | – |
| INDUU | New | INDUSTREA ACQUISITION CORPunit 07/21/2024 | $4,040,000 | – | 400,000 | +100.0% | 0.66% | – |
| GSHTU | GORES HLDGS II INCunit 99/99/9999 | $3,840,000 | +0.8% | 365,000 | 0.0% | 0.63% | +3.8% | |
| OA | New | ORBITAL ATK INC | $3,795,000 | – | 28,500 | +100.0% | 0.62% | – |
| MDC | Buy | M D C HLDGS INC | $3,493,000 | +5.0% | 105,176 | +11.7% | 0.57% | +8.4% |
| MUX | MCEWEN MNG INC | $3,426,000 | -25.3% | 1,751,800 | 0.0% | 0.56% | -22.9% | |
| RDC | Buy | ROWAN COMPANIES PLC | $3,418,000 | +233.8% | 266,000 | +166.0% | 0.56% | +243.8% |
| PDS | Buy | PRECISION DRILLING CORP | $3,033,000 | +12.3% | 975,500 | +23.2% | 0.50% | +15.9% |
| NXTM | New | NXSTAGE MEDICAL INC | $2,912,000 | – | 105,500 | +100.0% | 0.48% | – |
| UIS | Buy | UNISYS CORP | $2,900,000 | -21.6% | 341,201 | +18.1% | 0.47% | -19.1% |
| FCX | Sell | FREEPORT-MCMORAN INCcl b | $2,830,000 | +6.8% | 201,550 | -8.6% | 0.46% | +10.3% |
| SFR | New | STARWOOD WAYPOINT HOMES | $2,740,000 | – | 75,332 | +100.0% | 0.45% | – |
| NESR | NATIONAL ENERGY SERVICES REU | $2,646,000 | +1.1% | 275,000 | 0.0% | 0.43% | +4.3% | |
| TPGHU | TPG PACE HLDGS CORPunit 99/99/9999 | $2,575,000 | +0.4% | 250,000 | 0.0% | 0.42% | +3.4% | |
| CWSA | Buy | CITIGROUP INC*w exp 01/04/201 | $2,562,000 | -16.0% | 22,236,292 | +9.3% | 0.42% | -13.3% |
| VEACU | Buy | VANTAGE ENERGY ACQUISITIONunit 04/12/2024 | $2,441,000 | +9.5% | 240,000 | +9.1% | 0.40% | +13.1% |
| ELEC | ELECTRUM SPL ACQUISITION COR | $2,409,000 | +1.6% | 235,000 | 0.0% | 0.39% | +4.8% | |
| SCACU | Sell | SABAN CAP ACQUISITION CORPunit 99/99/9999 | $2,338,000 | -19.4% | 219,500 | -18.7% | 0.38% | -17.0% |
| LPTH | LIGHTPATH TECHNOLOGIES INCcl a new | $2,112,000 | -5.2% | 825,000 | 0.0% | 0.34% | -2.3% | |
| CICU | New | CAPITOL INVT CORP IVunit 99/99/9999 | $2,024,000 | – | 200,000 | +100.0% | 0.33% | – |
| EAGL | New | DOUBLE EAGLE ACQUISITION COR | $2,020,000 | – | 200,000 | +100.0% | 0.33% | – |
| TRCO | Sell | TRIBUNE MEDIA COcl a | $1,897,000 | -15.6% | 46,421 | -15.8% | 0.31% | -13.0% |
| IXYS | New | IXYS CORP | $1,839,000 | – | 77,595 | +100.0% | 0.30% | – |
| BCEI | Sell | BONANZA CREEK ENERGY INC | $1,768,000 | -9.1% | 53,587 | -12.7% | 0.29% | -6.5% |
| ARW | Buy | ARROW ELECTRS INC | $1,717,000 | +75.7% | 21,354 | +71.5% | 0.28% | +81.8% |
| MMDMU | MODERN MEDIA ACQUISITIONunit 99/99/9999 | $1,691,000 | +9.9% | 149,900 | 0.0% | 0.28% | +13.6% | |
| NGL | New | NGL ENERGY PARTNERS LP | $1,559,000 | – | 135,000 | +100.0% | 0.25% | – |
| WRLSU | New | PENSARE ACQUISITION CORPunit 07/27/2022 | $1,550,000 | – | 150,000 | +100.0% | 0.25% | – |
| HCACU | Sell | HENNESSY CAP ACQUSTON CORP Iunit 06/15/2024 | $1,497,000 | -14.9% | 145,000 | -17.1% | 0.24% | -12.2% |
| OSPRU | New | OSPREY ENERGY ACQUISITION COunit 07/21/2022 | $1,490,000 | – | 150,000 | +100.0% | 0.24% | – |
| AFSI | Buy | AMTRUST FINL SVCS INC | $1,279,000 | +20.7% | 95,000 | +35.7% | 0.21% | +24.4% |
| DOTAU | New | DRAPER OAKWOOD TECHNOLOGYunit 09/30/2024 | $1,226,000 | – | 120,000 | +100.0% | 0.20% | – |
| New | NEURODERM LTD | $1,136,000 | – | 29,200 | +100.0% | 0.18% | – | |
| SAN | BANCO SANTANDER SAadr | $1,109,000 | +3.7% | 159,764 | 0.0% | 0.18% | +7.1% | |
| BANC | Buy | BANC OF CALIFORNIA INC | $1,089,000 | +4.4% | 52,500 | +8.2% | 0.18% | +7.9% |
| BHP | Sell | BHP BILLITON LTDsponsored adr | $1,074,000 | -20.6% | 26,500 | -30.3% | 0.18% | -18.2% |
| PATTERN ENERGY GROUP INCnote 4.000% 7/1 | $1,044,000 | -1.3% | 1,000,000 | 0.0% | 0.17% | +1.8% | ||
| MFC | Buy | MANULIFE FINL CORP | $1,037,000 | +23.5% | 51,107 | +13.8% | 0.17% | +27.1% |
| ESV | ENSCO PLC | $1,026,000 | +15.8% | 171,800 | 0.0% | 0.17% | +19.3% | |
| GPAC | Sell | GLOBAL PARTNER ACQUISITION C | $999,000 | -56.3% | 99,400 | -56.7% | 0.16% | -55.0% |
| FNTEU | FINTECH ACQUISITION CORP IIunit 99/99/9999 | $996,000 | +1.6% | 95,000 | 0.0% | 0.16% | +4.5% | |
| ORCL | New | ORACLE CORP | $967,000 | – | 20,000 | +100.0% | 0.16% | – |
| VTNR | Sell | VERTEX ENERGY INC | $931,000 | -44.2% | 1,225,166 | -21.4% | 0.15% | -42.4% |
| MAT | Buy | MATTEL INC | $875,000 | +11.3% | 56,500 | +54.8% | 0.14% | +15.3% |
| SXCP | Sell | SUNCOKE ENERGY PARTNERS L P | $869,000 | -4.8% | 50,537 | -2.8% | 0.14% | -1.4% |
| SLF | Sell | SUN LIFE FINL INC | $868,000 | +5.9% | 21,808 | -5.1% | 0.14% | +9.2% |
| FMCIU | Sell | FORUM MERGER CORPunit 06/01/2024 | $769,000 | -24.5% | 75,000 | -25.0% | 0.12% | -22.4% |
| HOSSQ | HORNBECK OFFSHORE SVCS INC N | $708,000 | +42.7% | 175,200 | 0.0% | 0.12% | +47.4% | |
| MICRON TECHNOLOGY INCnote 3.000%11/1 | $693,000 | +22.7% | 500,000 | 0.0% | 0.11% | +27.0% | ||
| HUNTF | HUNTER MARITIME ACQUISITIONcl a | $686,000 | -0.9% | 70,000 | 0.0% | 0.11% | +2.8% | |
| MSFT | Sell | MICROSOFT CORP | $670,000 | -37.3% | 9,000 | -41.9% | 0.11% | -35.5% |
| New | CYPRESS SEMICONDUCTOR CORPnote 4.500% 1/1 | $654,000 | – | 500,000 | +100.0% | 0.11% | – | |
| GILD | GILEAD SCIENCES INC | $648,000 | +14.5% | 8,000 | 0.0% | 0.11% | +19.1% | |
| Sell | NUANCE COMMUNICATIONS INCdebt 1.500%11/0 | $501,000 | -51.5% | 500,000 | -50.0% | 0.08% | -49.7% | |
| THERAVANCE INCnote 2.125% 1/1 | $490,000 | +7.2% | 500,000 | 0.0% | 0.08% | +11.1% | ||
| SEACOR HOLDINGS INCnote 3.000%11/1 | $449,000 | +6.1% | 500,000 | 0.0% | 0.07% | +9.0% | ||
| New | TRANSOCEAN LTD | $450,000 | – | 3,000 | +100.0% | 0.07% | – | |
| New | SYNCHRONOSS TECHNOLOGIES INCnote 0.750% 8/1 | $428,000 | – | 500,000 | +100.0% | 0.07% | – | |
| GT | New | GOODYEAR TIRE & RUBR CO | $233,000 | – | 7,000 | +100.0% | 0.04% | – |
| GPACW | GLOBAL PARTNER ACQUISITION C*w exp 07/01/202 | $198,000 | +296.0% | 250,000 | 0.0% | 0.03% | +300.0% | |
| NESRW | NATIONAL ENERGY SERVICES REU*w exp 05/05/202 | $137,000 | -9.3% | 275,000 | 0.0% | 0.02% | -8.3% | |
| ELECW | ELECTRUM SPL ACQUISITION COR*w exp 99/99/999 | $102,000 | -11.3% | 320,000 | 0.0% | 0.02% | -5.6% | |
| SANW | S&W SEED CO | $107,000 | -24.1% | 34,065 | 0.0% | 0.02% | -22.7% | |
| RMGN | New | RMG NETWORKS HLDG CORP | $85,000 | – | 40,277 | +100.0% | 0.01% | – |
| SRUNW | SILVER RUN ACQUISITION*w exp 03/28/202 | $35,000 | -16.7% | 23,333 | 0.0% | 0.01% | -14.3% | |
| HNTWF | HUNTER MARITIME ACQUISITION*w exp 99/99/999 | $21,000 | +90.9% | 35,000 | 0.0% | 0.00% | +50.0% | |
| GSS | Exit | GOLDEN STAR RES LTD CDA | $0 | – | -100,000 | -100.0% | -0.01% | – |
| RMGN | Exit | RMG NETWORKS HLDG CORP | $0 | – | -161,108 | -100.0% | -0.02% | – |
| RAD | Exit | RITE AID CORP | $0 | – | -50,000 | -100.0% | -0.02% | – |
| QPACW | Exit | QUINPARIO ACQUISITION CORP 2*w exp 01/01/202 | $0 | – | -444,232 | -100.0% | -0.03% | – |
| RF | Exit | REGIONS FINL CORP NEW | $0 | – | -16,962 | -100.0% | -0.04% | – |
| AHPAU | Exit | AVISTA HEALTHCARE PUB ACQ COunit 99/99/9999 | $0 | – | -25,000 | -100.0% | -0.04% | – |
| RIC | Exit | RICHMONT MINES INC | $0 | – | -42,600 | -100.0% | -0.05% | – |
| WOOF | Exit | VCA INC | $0 | – | -7,000 | -100.0% | -0.10% | – |
| FCH | Exit | FELCOR LODGING TR INC | $0 | – | -100,000 | -100.0% | -0.11% | – |
| KATE | Exit | KATE SPADE & CO | $0 | – | -50,000 | -100.0% | -0.15% | – |
| PVG | Exit | PRETIUM RES INC | $0 | – | -100,000 | -100.0% | -0.15% | – |
| FIG | Exit | FORTRESS INVESTMENT GROUP LLcl a | $0 | – | -133,915 | -100.0% | -0.17% | – |
| MEOH | Exit | METHANEX CORP | $0 | – | -24,500 | -100.0% | -0.17% | – |
| SNV | Exit | SYNOVUS FINL CORP | $0 | – | -29,021 | -100.0% | -0.20% | – |
| WR | Exit | WESTAR ENERGY INC | $0 | – | -27,678 | -100.0% | -0.23% | – |
| BRCD | Exit | BROCADE COMMUNICATIONS SYS I | $0 | – | -137,600 | -100.0% | -0.27% | – |
| MSLI | Exit | MERUS LABS INTL INC NEW | $0 | – | -1,600,000 | -100.0% | -0.32% | – |
| QPAC | Exit | QUINPARIO ACQUISITION CORP 2 | $0 | – | -232,000 | -100.0% | -0.36% | – |
| SWFT | Exit | SWIFT TRANSN COcl a | $0 | – | -96,912 | -100.0% | -0.41% | – |
| JCAP | Exit | JERNIGAN CAP INC | $0 | – | -165,785 | -100.0% | -0.58% | – |
| OKS | Exit | ONEOK PARTNERS LPunit ltd partn | $0 | – | -75,084 | -100.0% | -0.61% | – |
| DDC | Exit | DOMINION DIAMOND CORP | $0 | – | -345,040 | -100.0% | -0.68% | – |
| AAL | Exit | AMERICAN AIRLS GROUP INC | $0 | – | -100,000 | -100.0% | -0.80% | – |
| AWHHF | Exit | ALLIED WRLD ASSUR COM HLDG A | $0 | – | -102,976 | -100.0% | -0.86% | – |
| WFM | Exit | WHOLE FOODS MKT INC | $0 | – | -130,000 | -100.0% | -0.86% | – |
| BOXC | Exit | BROOKFIELD CDA OFFICE PPTYStr unit | $0 | – | -272,400 | -100.0% | -1.08% | – |
| RAI | Exit | REYNOLDS AMERICAN INC | $0 | – | -105,996 | -100.0% | -1.09% | – |
| MBBYF | Exit | MOBILEYE N V AMSTELVEEN | $0 | – | -143,700 | -100.0% | -1.43% | – |
| IRT | Exit | INDEPENDENCE RLTY TR INC | $0 | – | -1,591,627 | -100.0% | -2.48% | – |
| DAL | Exit | DELTA AIR LINES INC DEL | $0 | – | -438,700 | -100.0% | -3.73% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| UNISYS CORP | 24 | Q2 2019 | 2.1% |
| TASEKO MINES LTD | 23 | Q3 2019 | 4.0% |
| SKYWORKS SOLUTIONS INC | 23 | Q2 2019 | 1.8% |
| BEAZER HOMES USA INC | 23 | Q4 2018 | 1.4% |
| CATCHMARK TIMBER TR INC | 23 | Q2 2019 | 1.1% |
| M D C HLDGS INC | 23 | Q2 2019 | 1.4% |
| BOFI HLDG INC | 21 | Q2 2018 | 8.5% |
| BANCO SANTANDER SA | 21 | Q2 2018 | 1.4% |
| DIAMOND OFFSHORE DRILLING IN | 20 | Q1 2019 | 1.0% |
| MAG SILVER CORP | 19 | Q2 2019 | 1.5% |
View VERTEX ONE ASSET MANAGEMENT INC.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LILIS ENERGY, INC. | February 09, 2018 | 7,189,480 | 13.5% |
| Vertex Energy Inc. | January 09, 2017 | 1,815,831 | 5.6% |
| ADEPT TECHNOLOGY INCSold out | February 11, 2016 | 0 | 0.0% |
| Bonanza Creek Energy, Inc. | January 29, 2016 | 2,887,664 | 5.8% |
View VERTEX ONE ASSET MANAGEMENT INC.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2020-01-21 |
| 13F-HR | 2019-11-13 |
| 13F-HR | 2019-08-13 |
| 13F-HR | 2019-05-15 |
| 13F-HR | 2019-02-13 |
| 13F-HR | 2018-11-13 |
| 13F-HR | 2018-08-14 |
| 13F-HR | 2018-05-04 |
| 13F-HR | 2018-02-14 |
| SC 13G/A | 2018-02-09 |
View VERTEX ONE ASSET MANAGEMENT INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.