$690 Million is the total value of VERTEX ONE ASSET MANAGEMENT INC.'s 104 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 51.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ZNGA | Buy | ZYNGA INCcl a | $41,988,000 | +25.8% | 11,049,500 | +21.8% | 6.09% | +34.5% |
| ING | ING GROEP N Vsponsored adr | $41,330,000 | +23.4% | 2,950,000 | 0.0% | 5.99% | +32.0% | |
| DECK | Sell | DECKERS OUTDOOR CORP | $41,305,000 | -31.3% | 489,050 | -46.4% | 5.99% | -26.5% |
| RBSPRQCL | Buy | ROYAL BK SCOTLAND GROUP PLC | $32,556,000 | +5043.1% | 31,500 | +9.0% | 4.72% | +5389.5% |
| BPO | New | BROOKFIELD OFFICE PPTYS INC | $27,223,000 | – | 1,414,200 | +100.0% | 3.95% | – |
| GLRE | GREENLIGHT CAPITAL RE LTDclass a | $22,631,000 | +18.5% | 671,349 | 0.0% | 3.28% | +26.7% | |
| BPT | Buy | BP PRUDHOE BAY RTY TRunit ben int | $20,338,000 | +613.6% | 255,400 | +676.8% | 2.95% | +664.0% |
| COLE | New | COLE REAL ESTATE INVTS INC | $18,096,000 | – | 1,288,900 | +100.0% | 2.62% | – |
| GNW | Sell | GENWORTH FINL INC | $17,100,000 | +19.3% | 1,101,100 | -1.8% | 2.48% | +27.5% |
| SNV | Buy | SYNOVUS FINL CORP | $17,061,000 | +11.0% | 4,739,122 | +1.7% | 2.47% | +18.7% |
| LNCOQ | New | LINNCO LLC | $16,805,000 | – | 545,440 | +100.0% | 2.44% | – |
| MRH | Sell | MONTPELIER RE HOLDINGS LTD | $16,083,000 | +3.0% | 552,678 | -7.8% | 2.33% | +10.1% |
| PTP | Sell | PLATINUM UNDERWRITER HLDGS L | $16,078,000 | -5.2% | 262,372 | -7.6% | 2.33% | +1.4% |
| LIFE | Buy | LIFE TECHNOLOGIES CORP | $15,766,000 | +180.9% | 208,000 | +177.3% | 2.29% | +200.4% |
| PRE | Sell | PARTNERRE LTD | $15,382,000 | +2.7% | 145,896 | -10.8% | 2.23% | +9.9% |
| Buy | CENTRAL EUROPEAN MEDIAnote 5.000%11/1 | $15,329,000 | +10.4% | 16,950,000 | +17.3% | 2.22% | +18.1% | |
| JBL | Buy | JABIL CIRCUIT INC | $13,218,000 | -6.1% | 757,900 | +16.8% | 1.92% | +0.5% |
| UIS | Buy | UNISYS CORP | $12,773,000 | +37.2% | 380,500 | +3.0% | 1.85% | +46.8% |
| PFE | Sell | PFIZER INC | $10,968,000 | -0.5% | 358,080 | -6.7% | 1.59% | +6.4% |
| MAT | Sell | MATTEL INC | $10,758,000 | -13.4% | 226,100 | -23.8% | 1.56% | -7.4% |
| TMUS | New | T-MOBILE US INC | $10,092,000 | – | 300,000 | +100.0% | 1.46% | – |
| LPS | Sell | LENDER PROCESSING SVCS INC | $8,975,000 | -48.6% | 240,100 | -54.3% | 1.30% | -45.1% |
| BX | Sell | BLACKSTONE GROUP L P | $8,722,000 | +20.1% | 276,900 | -5.1% | 1.26% | +28.4% |
| SAN | Buy | BANCO SANTANDER SAadr | $8,628,000 | +15.4% | 951,323 | +3.9% | 1.25% | +23.4% |
| XL | Sell | XL GROUP PLC | $8,301,000 | +1.5% | 260,721 | -1.8% | 1.20% | +8.6% |
| XRX | Buy | XEROX CORP | $7,425,000 | +71.3% | 610,100 | +44.8% | 1.08% | +83.2% |
| TWC | New | TIME WARNER CABLE INC | $7,317,000 | – | 54,000 | +100.0% | 1.06% | – |
| GM | New | GENERAL MTRS CO | $7,160,000 | – | 175,200 | +100.0% | 1.04% | – |
| MRK | Buy | MERCK & CO INC NEW | $7,005,000 | +13.3% | 139,970 | +7.8% | 1.02% | +21.2% |
| AHL | ASPEN INSURANCE HOLDINGS LTD | $6,544,000 | +13.8% | 158,419 | 0.0% | 0.95% | +21.8% | |
| CLS | CELESTICA INC | $6,381,000 | -5.8% | 613,950 | 0.0% | 0.92% | +0.8% | |
| LMCA | Sell | LIBERTY MEDIA CORP DELAWAREcl a | $5,858,000 | -27.6% | 40,000 | -27.3% | 0.85% | -22.6% |
| KEYPRG | KEYCORP NEWpfd 7.75% sr a | $5,805,000 | +1351.2% | 3,200 | 0.0% | 0.84% | +1459.3% | |
| NMIH | New | NMI HLDGS INCcl a | $5,728,000 | – | 450,000 | +100.0% | 0.83% | – |
| PCL | Buy | PLUM CREEK TIMBER CO INC | $5,567,000 | +15.9% | 119,700 | +16.7% | 0.81% | +24.0% |
| RF | Buy | REGIONS FINL CORP NEW | $5,554,000 | +29.9% | 561,600 | +21.7% | 0.80% | +39.0% |
| HCBK | Sell | HUDSON CITY BANCORP | $5,550,000 | -38.7% | 588,500 | -41.2% | 0.80% | -34.4% |
| WCG | Buy | WELLCARE HEALTH PLANS INC | $5,521,000 | +75.9% | 78,400 | +74.2% | 0.80% | +88.5% |
| C | Sell | CITIGROUP INC | $5,477,000 | -53.1% | 105,114 | -56.3% | 0.79% | -49.8% |
| BOFI | Buy | BOFI HLDG INC | $5,402,000 | +71.1% | 68,876 | +41.5% | 0.78% | +82.9% |
| RYN | Buy | RAYONIER INC | $4,999,000 | +506.7% | 118,743 | +702.3% | 0.72% | +547.3% |
| BZH | Sell | BEAZER HOMES USA INC | $4,898,000 | -18.5% | 191,002 | -42.8% | 0.71% | -12.9% |
| SPTN | Sell | SPARTAN STORES INC | $4,675,000 | -13.0% | 192,553 | -20.9% | 0.68% | -6.9% |
| HOVU | Buy | HOVNANIAN ENTERPRISES INCunit 99/99/9999 | $4,611,000 | +768.4% | 535,875 | +2579.4% | 0.67% | +829.2% |
| ZION | Buy | ZIONS BANCORPORATION | $4,582,000 | +14.5% | 152,933 | +4.8% | 0.66% | +22.5% |
| New | BPZ RESOURCES INCnote 8.500%10/0 | $4,461,000 | – | 5,095,000 | +100.0% | 0.65% | – | |
| CTT | New | CATCHMARK TIMBER TR INCcl a | $4,380,000 | – | 314,000 | +100.0% | 0.64% | – |
| BZT | Buy | BEAZER HOMES USA INCunit 99/99/9999 | $4,223,000 | +620.6% | 171,874 | +759.4% | 0.61% | +674.7% |
| GTN | New | GRAY TELEVISION INC | $4,099,000 | – | 275,500 | +100.0% | 0.59% | – |
| STI | SUNTRUST BKS INC | $4,049,000 | +13.5% | 110,000 | 0.0% | 0.59% | +21.5% | |
| MU | New | MICRON TECHNOLOGY INC | $3,832,000 | – | 176,100 | +100.0% | 0.56% | – |
| HOV | Sell | HOVNANIAN ENTERPRISES INCcl a | $3,723,000 | -32.6% | 607,425 | -42.5% | 0.54% | -27.9% |
| PEIX | Buy | PACIFIC ETHANOL INC | $3,538,000 | +350.1% | 695,000 | +210.5% | 0.51% | +379.4% |
| WFC | Buy | WELLS FARGO & CO NEW | $2,984,000 | +13.0% | 65,719 | +2.8% | 0.43% | +20.9% |
| BTG | New | B2GOLD CORP | $2,565,000 | – | 1,250,000 | +100.0% | 0.37% | – |
| BRD | New | BRIGUS GOLD CORP | $2,564,000 | – | 3,243,000 | +100.0% | 0.37% | – |
| VR | VALIDUS HOLDINGS LTD | $2,548,000 | +9.0% | 63,236 | 0.0% | 0.37% | +16.4% | |
| LIBERTY MEDIA CORPdeb 3.750% 2/1 | $2,375,000 | -0.4% | 4,000,000 | 0.0% | 0.34% | +6.5% | ||
| GTPPP | GOODYEAR TIRE & RUBR COpfd conv 5.875% | $2,368,000 | +250.8% | 10,600 | 0.0% | 0.34% | +272.8% | |
| MFC | Buy | MANULIFE FINL CORP | $2,330,000 | +21.4% | 118,099 | +2.0% | 0.34% | +30.0% |
| BK | Sell | BANK NEW YORK MELLON CORP | $2,308,000 | +15.6% | 66,061 | -0.2% | 0.34% | +23.6% |
| SLF | Buy | SUN LIFE FINL INC | $2,288,000 | +16.0% | 64,800 | +5.2% | 0.33% | +24.3% |
| BAC | Sell | BANK OF AMERICA CORPORATION | $2,274,000 | -25.4% | 146,020 | -33.9% | 0.33% | -20.3% |
| FLOW | Buy | FLOW INTL CORP | $2,148,000 | +7.7% | 531,763 | +6.4% | 0.31% | +15.2% |
| SWKS | New | SKYWORKS SOLUTIONS INC | $2,068,000 | – | 72,400 | +100.0% | 0.30% | – |
| CSE | Sell | CAPITALSOURCE INC | $2,068,000 | -42.0% | 143,900 | -52.0% | 0.30% | -37.9% |
| BNS | Buy | BANK N S HALIFAX | $2,044,000 | +29.5% | 32,692 | +18.9% | 0.30% | +38.3% |
| INTC | Buy | INTEL CORP | $2,025,000 | +167.9% | 78,000 | +136.4% | 0.29% | +188.2% |
| AIZ | New | ASSURANT INC | $1,991,000 | – | 30,000 | +100.0% | 0.29% | – |
| LLY | Buy | LILLY ELI & CO | $1,984,000 | +16.3% | 38,900 | +14.7% | 0.29% | +24.7% |
| WYPRA | WEYERHAEUSER COpref conv ser a | $1,961,000 | +5.8% | 35,000 | 0.0% | 0.28% | +13.1% | |
| AAVVF | New | ADVANTAGE OIL & GAS LTD | $1,952,000 | – | 450,000 | +100.0% | 0.28% | – |
| IVZ | New | INVESCO LTD | $1,820,000 | – | 50,000 | +100.0% | 0.26% | – |
| QLTI | Buy | QLT INC | $1,802,000 | +21.9% | 320,334 | +0.2% | 0.26% | +30.5% |
| New | DFC GLOBAL CORPnote 3.250% 4/1 | $1,795,000 | – | 2,000,000 | +100.0% | 0.26% | – | |
| MDC | New | M D C HLDGS INC | $1,580,000 | – | 49,000 | +100.0% | 0.23% | – |
| ORI | OLD REP INTL CORP | $1,468,000 | +12.1% | 85,000 | 0.0% | 0.21% | +20.3% | |
| SWY | Buy | SAFEWAY INC | $1,454,000 | +31.2% | 44,650 | +28.9% | 0.21% | +40.7% |
| PENN | New | PENN NATL GAMING INC | $1,433,000 | – | 100,000 | +100.0% | 0.21% | – |
| LPX | New | LOUISIANA PAC CORP | $1,387,000 | – | 74,942 | +100.0% | 0.20% | – |
| CB | Sell | CHUBB CORP | $1,353,000 | -36.8% | 14,000 | -41.7% | 0.20% | -32.4% |
| AIG | AMERICAN INTL GROUP INC | $1,297,000 | +5.0% | 25,400 | 0.0% | 0.19% | +12.6% | |
| HOLOGIC INCfrnt 2.000%12/1 | $1,168,000 | +3.5% | 1,000,000 | 0.0% | 0.17% | +10.5% | ||
| Sell | INTEL CORPsdcv 2.950%12/1 | $1,123,000 | -48.2% | 1,000,000 | -50.0% | 0.16% | -44.6% | |
| RDA | New | RDA MICROELECTRONICS INCsponsored adr | $1,109,000 | – | 62,000 | +100.0% | 0.16% | – |
| KODK | New | EASTMAN KODAK CO | $1,091,000 | – | 31,419 | +100.0% | 0.16% | – |
| TD | Buy | TORONTO DOMINION BK ONT | $1,066,000 | +87.7% | 11,311 | +79.8% | 0.16% | +101.3% |
| NAVISTAR INTL CORP NEWnote 3.000%10/1 | $1,028,000 | +1.0% | 1,000,000 | 0.0% | 0.15% | +8.0% | ||
| WEBMD HEALTH CORPnote 2.500% 1/3 | $988,000 | +4.3% | 1,000,000 | 0.0% | 0.14% | +11.7% | ||
| CALLIDUS SOFTWARE INCnote 4.750% 6/0 | $885,000 | +38.9% | 500,000 | 0.0% | 0.13% | +48.8% | ||
| New | TITAN MACHY INCnote 3.750% 5/0 | $855,000 | – | 1,000,000 | +100.0% | 0.12% | – | |
| SDRL | SEADRILL LIMITED | $813,000 | -9.0% | 19,800 | 0.0% | 0.12% | -2.5% | |
| GT | New | GOODYEAR TIRE & RUBR CO | $709,000 | – | 99,300 | +100.0% | 0.10% | – |
| RBSPRSCL | ROYAL BK SCOTLAND GROUP PLCsp adr pref s | $683,000 | +40.5% | 22,694 | 0.0% | 0.10% | +50.0% | |
| LINEAR TECHNOLOGY CORPnote 3.000% 5/0 | $571,000 | +7.1% | 500,000 | 0.0% | 0.08% | +15.3% | ||
| RBSPRTCL | Sell | ROYAL BK SCOTLAND GROUP PLCsp adr pref t | $488,000 | -98.8% | 1,356,509 | -21.6% | 0.07% | -98.7% |
| CHIQUITA BRANDS INTL INCnote 4.250% 8/1 | $487,000 | -1.0% | 500,000 | 0.0% | 0.07% | +6.0% | ||
| BPZ RESOURCES INCmtnf 6.500% 3/0 | $457,000 | -1.7% | 500,000 | 0.0% | 0.07% | +4.8% | ||
| KEY | KEYCORP NEW | $413,000 | -91.6% | 432,600 | 0.0% | 0.06% | -91.0% | |
| SBSAA | SPANISH BROADCASTING SYS INCcl a new | $379,000 | -17.6% | 113,249 | 0.0% | 0.06% | -11.3% | |
| NICK | New | NICHOLAS FINANCIAL INC | $352,000 | – | 22,379 | +100.0% | 0.05% | – |
| FTDCQ | New | FTD COS INC | $341,000 | – | 10,464 | +100.0% | 0.05% | – |
| MSFT | MICROSOFT CORP | $281,000 | +12.4% | 7,500 | 0.0% | 0.04% | +20.6% | |
| STARWOOD PPTY TR INCnote 4.550% 3/0 | $277,000 | +6.1% | 250,000 | 0.0% | 0.04% | +14.3% | ||
| HBANP | Exit | HUNTINGTON BANCSHARES INCpfd conv ser a | $0 | – | -200 | -100.0% | -0.03% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -3,000 | -100.0% | -0.04% | – |
| UNTD | Exit | UNITED ONLINE INC | $0 | – | -52,324 | -100.0% | -0.06% | – |
| GMPRB | Exit | GENERAL MTRS COjr pfd cnv srb | $0 | – | -10,000 | -100.0% | -0.07% | – |
| Exit | ARRIS GROUP INCnote 2.000%11/1 | $0 | – | -500,000 | -100.0% | -0.07% | – | |
| AVP | Exit | AVON PRODS INC | $0 | – | -33,500 | -100.0% | -0.09% | – |
| MPG | Exit | MPG OFFICE TR INC | $0 | – | -270,500 | -100.0% | -0.12% | – |
| MGM | Exit | MGM RESORTS INTERNATIONAL | $0 | – | -66,500 | -100.0% | -0.18% | – |
| LM | Exit | LEGG MASON INC | $0 | – | -45,415 | -100.0% | -0.21% | – |
| COH | Exit | COACH INC | $0 | – | -29,600 | -100.0% | -0.22% | – |
| CSCO | Exit | CISCO SYS INC | $0 | – | -78,200 | -100.0% | -0.25% | – |
| PNG | Exit | PAA NAT GAS STORAGE L P | $0 | – | -150,000 | -100.0% | -0.47% | – |
| BMY | Exit | BRISTOL MYERS SQUIBB CO | $0 | – | -100,542 | -100.0% | -0.63% | – |
| BID | Exit | SOTHEBYS | $0 | – | -100,000 | -100.0% | -0.67% | – |
| T104PS | Exit | AMERICAN RLTY CAP PPTYS INC | $0 | – | -500,000 | -100.0% | -0.83% | – |
| LIN | Exit | LIN MEDIA LLC | $0 | – | -317,729 | -100.0% | -0.87% | – |
| NYX | Exit | NYSE EURONEXT | $0 | – | -196,965 | -100.0% | -1.12% | – |
| SPRD | Exit | SPREADTRUM COMMUNICATIONS INadr | $0 | – | -275,000 | -100.0% | -1.14% | – |
| TTWO | Exit | TAKE-TWO INTERACTIVE SOFTWAR | $0 | – | -500,000 | -100.0% | -1.23% | – |
| MOLXA | Exit | MOLEX INCcl a | $0 | – | -295,000 | -100.0% | -1.53% | – |
| BRY | Exit | BERRY PETE COcl a | $0 | – | -283,000 | -100.0% | -1.66% | – |
| DELL | Exit | DELL INC | $0 | – | -899,200 | -100.0% | -1.68% | – |
| ARB | Exit | ARBITRON INC | $0 | – | -408,600 | -100.0% | -2.66% | – |
| RBS | Exit | ROYAL BK SCOTLAND GROUP PLCspons adr 20 ord | $0 | – | -1,745,000 | -100.0% | -2.74% | – |
| ELN | Exit | ELAN PLCadr | $0 | – | -1,525,000 | -100.0% | -3.22% | – |
| ONXX | Exit | ONYX PHARMACEUTICALS INC | $0 | – | -208,000 | -100.0% | -3.52% | – |
| TLM | Exit | TALISMAN ENERGY INC | $0 | – | -2,700,000 | -100.0% | -4.21% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| UNISYS CORP | 24 | Q2 2019 | 2.1% |
| TASEKO MINES LTD | 23 | Q3 2019 | 4.0% |
| SKYWORKS SOLUTIONS INC | 23 | Q2 2019 | 1.8% |
| BEAZER HOMES USA INC | 23 | Q4 2018 | 1.4% |
| CATCHMARK TIMBER TR INC | 23 | Q2 2019 | 1.1% |
| M D C HLDGS INC | 23 | Q2 2019 | 1.4% |
| BOFI HLDG INC | 21 | Q2 2018 | 8.5% |
| BANCO SANTANDER SA | 21 | Q2 2018 | 1.4% |
| DIAMOND OFFSHORE DRILLING IN | 20 | Q1 2019 | 1.0% |
| MAG SILVER CORP | 19 | Q2 2019 | 1.5% |
View VERTEX ONE ASSET MANAGEMENT INC.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LILIS ENERGY, INC. | February 09, 2018 | 7,189,480 | 13.5% |
| Vertex Energy Inc. | January 09, 2017 | 1,815,831 | 5.6% |
| ADEPT TECHNOLOGY INCSold out | February 11, 2016 | 0 | 0.0% |
| Bonanza Creek Energy, Inc. | January 29, 2016 | 2,887,664 | 5.8% |
View VERTEX ONE ASSET MANAGEMENT INC.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2020-01-21 |
| 13F-HR | 2019-11-13 |
| 13F-HR | 2019-08-13 |
| 13F-HR | 2019-05-15 |
| 13F-HR | 2019-02-13 |
| 13F-HR | 2018-11-13 |
| 13F-HR | 2018-08-14 |
| 13F-HR | 2018-05-04 |
| 13F-HR | 2018-02-14 |
| SC 13G/A | 2018-02-09 |
View VERTEX ONE ASSET MANAGEMENT INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.