Ionic Capital Management LLC - Q3 2013 holdings

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$2.97 Billion is the total value of Ionic Capital Management LLC's 275 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 49.0% .

All

			Value		Shares		↓ Weighting
UVXY	Sell	PROSHARES TR IIput	$91,132,000	-60.4%	2,653,800	-17.4%	3.07%	-55.7%
ZSL	Sell	PROSHARES TR IIput	$72,551,000	-35.0%	948,500	-13.9%	2.44%	-27.1%
BAC	Sell	BANK OF AMERICA CORPORATIONput	$58,716,000	-6.7%	4,254,800	-13.1%	1.98%	+4.5%
GDX	Sell	MARKET VECTORS ETF TRcall	$56,628,000	-30.1%	2,263,300	-31.6%	1.91%	-21.7%
	Sell	MICRON TECHNOLOGY INCnote 1.500% 8/0	$47,182,000	+9.7%	25,305,000	-9.6%	1.59%	+22.9%
SLB	Sell	SCHLUMBERGER LTDput	$47,069,000	-18.0%	532,700	-33.5%	1.58%	-8.2%
UPS	Sell	UNITED PARCEL SERVICE INCcall	$40,660,000	-11.1%	445,000	-15.9%	1.37%	-0.4%
XLE	Sell	SELECT SECTOR SPDR TRput	$29,018,000	-12.4%	350,000	-17.3%	0.98%	-1.9%
XHB	Sell	SPDR SERIES TRUSTput	$22,949,000	-22.0%	750,000	-25.0%	0.77%	-12.6%
EEM	Sell	ISHAREScall	$22,888,000	-15.3%	561,600	-20.0%	0.77%	-5.0%
EWZ	Sell	ISHAREScall	$21,560,000	-22.6%	450,000	-29.1%	0.73%	-13.3%
VXX	Sell	BARCLAYS BK PLCipath s&p500 vix	$18,897,000	-62.1%	1,285,606	-46.7%	0.64%	-57.6%
LVS	Sell	LAS VEGAS SANDS CORPput	$18,664,000	+17.1%	281,000	-6.6%	0.63%	+31.1%
HOG	Sell	HARLEY DAVIDSON INCput	$17,345,000	+5.5%	270,000	-10.0%	0.58%	+18.2%
JCI	Sell	JOHNSON CTLS INCput	$16,600,000	-3.4%	400,000	-16.7%	0.56%	+8.3%
CAT	Sell	CATERPILLAR INC DELput	$16,163,000	-12.4%	193,800	-13.4%	0.54%	-2.0%
EWZ	Sell	ISHARESput	$16,131,000	-49.3%	336,700	-53.6%	0.54%	-43.2%
GS	Sell	GOLDMAN SACHS GROUP INCput	$15,805,000	-50.2%	99,900	-52.4%	0.53%	-44.2%
	Sell	L-3 COMMUNICATIONS CORPdebt 3.000% 8/0	$15,013,000	-15.8%	13,750,000	-21.4%	0.50%	-5.8%
XME	Sell	SPDR SERIES TRUSTput	$14,294,000	+7.8%	390,000	-2.5%	0.48%	+20.6%
LLL	Sell	L-3 COMMUNICATIONS HLDGS INCput	$13,892,000	+8.0%	147,000	-2.0%	0.47%	+20.9%
DE	Sell	DEERE & COput	$13,836,000	-27.1%	170,000	-27.3%	0.47%	-18.4%
HAL	Sell	HALLIBURTON COput	$11,556,000	-30.9%	240,000	-40.1%	0.39%	-22.7%
COH	Sell	COACH INCput	$10,906,000	-30.2%	200,000	-26.9%	0.37%	-21.9%
MDLZ	Sell	MONDELEZ INTL INCcl a	$10,674,000	-11.9%	339,700	-20.0%	0.36%	-1.4%
ITUB	Sell	ITAU UNIBANCO HLDG SAspon adr rep pfd	$9,266,000	-30.3%	656,234	-36.2%	0.31%	-22.0%
TIBX	Sell	TIBCO SOFTWARE INC	$8,911,000	-4.0%	348,231	-19.7%	0.30%	+7.5%
RIO	Sell	RIO TINTO PLCput	$8,777,000	+6.8%	180,000	-10.0%	0.30%	+19.8%
PG	Sell	PROCTER & GAMBLE COcall	$7,559,000	-20.2%	100,000	-18.7%	0.26%	-10.5%
SBUX	Sell	STARBUCKS CORPput	$6,542,000	-63.0%	85,000	-68.5%	0.22%	-58.6%
BHP	Sell	BHP BILLITON LTDput	$6,165,000	+2.6%	92,700	-11.0%	0.21%	+14.9%
XHB	Sell	SPDR SERIES TRUSTs&p homebuild	$6,178,000	-40.5%	201,908	-42.7%	0.21%	-33.3%
MAR	Sell	MARRIOTT INTL INC NEWcl a	$5,911,000	-22.2%	140,547	-25.3%	0.20%	-12.7%
AA	Sell	ALCOA INCput	$5,481,000	-35.7%	675,000	-38.1%	0.18%	-27.7%
BHP	Sell	BHP BILLITON LTDsponsored adr	$5,365,000	+3.4%	80,681	-10.4%	0.18%	+16.0%
RRC	Sell	RANGE RES CORPput	$5,161,000	-14.4%	68,000	-12.8%	0.17%	-3.9%
XME	Sell	SPDR SERIES TRUSTs&p metals mng	$5,101,000	-35.7%	139,171	-41.8%	0.17%	-27.7%
LCC	Sell	U S AIRWAYS GROUP INCput	$5,112,000	-29.0%	269,600	-38.5%	0.17%	-20.4%
XLE	Sell	SELECT SECTOR SPDR TRsbi int-energy	$4,682,000	-54.3%	56,467	-56.9%	0.16%	-48.7%
F	Sell	FORD MTR CO DELput	$4,199,000	-72.9%	248,900	-75.1%	0.14%	-69.7%
GLW	Sell	CORNING INC	$4,111,000	-17.2%	281,795	-19.2%	0.14%	-7.4%
SLB	Sell	SCHLUMBERGER LTD	$3,826,000	-69.3%	43,304	-75.1%	0.13%	-65.6%
GOLD	Sell	BARRICK GOLD CORPcall	$3,724,000	-85.1%	200,000	-87.4%	0.12%	-83.4%
NUE	Sell	NUCOR CORPcall	$3,677,000	-66.2%	75,000	-70.1%	0.12%	-62.1%
WFC	Sell	WELLS FARGO & CO NEWput	$3,306,000	-80.0%	80,000	-80.0%	0.11%	-77.6%
EXPD	Sell	EXPEDITORS INTL WASH INCcall	$3,023,000	-43.7%	68,600	-51.4%	0.10%	-36.6%
CREE	Sell	CREE INCcall	$3,010,000	-68.6%	50,000	-66.7%	0.10%	-64.9%
COH	Sell	COACH INC	$2,999,000	-21.6%	55,000	-17.9%	0.10%	-12.2%
CAT	Sell	CATERPILLAR INC DEL	$2,912,000	-51.3%	34,913	-51.8%	0.10%	-45.6%
AA	Sell	ALCOA INC	$2,368,000	-47.7%	291,638	-49.6%	0.08%	-41.2%
GS	Sell	GOLDMAN SACHS GROUP INC	$1,864,000	-72.4%	11,783	-73.6%	0.06%	-69.0%
MT	Sell	ARCELORMITTAL SA LUXEMBOURGcall	$1,397,000	-2.5%	102,200	-20.2%	0.05%	+9.3%
HAL	Sell	HALLIBURTON CO	$1,384,000	-64.1%	28,744	-68.9%	0.05%	-59.5%
COF	Sell	CAPITAL ONE FINL CORP	$1,253,000	-62.9%	18,230	-66.1%	0.04%	-58.4%
RRC	Sell	RANGE RES CORP	$1,203,000	-27.1%	15,856	-25.8%	0.04%	-18.0%
MLU	Sell	METLIFE INCunit 99/99/9999	$1,163,000	-93.5%	40,578	-87.5%	0.04%	-92.7%
RIO	Sell	RIO TINTO PLCsponsored adr	$1,141,000	-69.4%	23,400	-74.3%	0.04%	-66.1%
XLK	Sell	SELECT SECTOR SPDR TRtechnology	$1,089,000	-79.1%	34,000	-80.1%	0.04%	-76.4%
EMR	Sell	EMERSON ELEC CO	$1,099,000	-77.1%	16,989	-80.7%	0.04%	-74.3%
WY	Sell	WEYERHAEUSER CO	$1,061,000	-62.8%	37,050	-63.0%	0.04%	-58.1%
LVS	Sell	LAS VEGAS SANDS CORP	$1,063,000	-82.9%	16,000	-86.4%	0.04%	-80.7%
BIOS	Sell	BIOSCRIP INC	$1,064,000	-82.2%	121,140	-66.6%	0.04%	-80.0%
FDX	Sell	FEDEX CORP	$1,027,000	-76.3%	9,000	-79.5%	0.04%	-73.1%
TECK	Sell	TECK RESOURCES LTDcl b	$797,000	-40.6%	29,712	-52.7%	0.03%	-32.5%
SID	Sell	COMPANHIA SIDERURGICA NACIONsponsored adr	$770,000	+9.1%	180,000	-29.4%	0.03%	+23.8%
JCI	Sell	JOHNSON CTLS INC	$745,000	-77.6%	17,950	-80.7%	0.02%	-75.0%
HOG	Sell	HARLEY DAVIDSON INC	$683,000	-77.3%	10,626	-80.6%	0.02%	-74.4%
AU	Sell	ANGLOGOLD ASHANTI LTDcall	$631,000	-86.6%	47,500	-85.6%	0.02%	-85.2%
WAG	Sell	WALGREEN COput	$506,000	-75.9%	9,400	-80.2%	0.02%	-73.0%
PBR	Sell	PETROLEO BRASILEIRO SA PETROput	$431,000	-82.7%	27,800	-85.0%	0.02%	-80.0%
PBR	Sell	PETROLEO BRASILEIRO SA PETROsponsored adr	$380,000	-83.0%	24,545	-85.2%	0.01%	-80.6%
V	Sell	VISA INC	$325,000	-63.7%	1,700	-65.3%	0.01%	-59.3%
IWM	Sell	ISHARESrussell 2000 etf	$201,000	-98.9%	1,885	-99.0%	0.01%	-98.8%
MA	Sell	MASTERCARD INCcl a	$202,000	-88.3%	300	-90.0%	0.01%	-86.5%
WFC	Sell	WELLS FARGO & CO NEW	$165,000	-90.1%	4,000	-90.1%	0.01%	-88.0%
F	Sell	FORD MTR CO DEL	$187,000	-90.6%	11,102	-91.4%	0.01%	-90.0%
UIS	Sell	UNISYS CORPcall	$101,000	-93.0%	4,000	-93.8%	0.00%	-93.0%
FCX	Sell	FREEPORT-MCMORAN COPPER & GO	$86,000	-86.2%	2,589	-88.5%	0.00%	-84.2%
SOXX	Sell	ISHARESphlx semicnd etf	$54,000	-94.6%	809	-94.9%	0.00%	-93.3%
GMPRB	Sell	GENERAL MTRS COjr pfd cnv srb	$35,000	-98.4%	705	-98.5%	0.00%	-98.5%
GIS	Exit	GENERAL MLS INC	$0	–	-2,000	-100.0%	-0.00%	–
BTG	Exit	B2GOLD CORP	$0	–	-136,300	-100.0%	-0.01%	–
GOLD	Exit	BARRICK GOLD CORP	$0	–	-20,797	-100.0%	-0.01%	–
MS	Exit	MORGAN STANLEY	$0	–	-18,000	-100.0%	-0.01%	–
NLY	Exit	ANNALY CAP MGMT INCcall	$0	–	-40,300	-100.0%	-0.02%	–
LLL	Exit	L-3 COMMUNICATIONS HLDGS INC	$0	–	-7,100	-100.0%	-0.02%	–
AGQ	Exit	PROSHARES TR IIput	$0	–	-39,200	-100.0%	-0.02%	–
EPV	Exit	PROSHARES TRput	$0	–	-30,500	-100.0%	-0.02%	–
GLD	Exit	SPDR GOLD TRUST	$0	–	-6,400	-100.0%	-0.02%	–
EWZ	Exit	ISHARES INCmsci brazil capp	$0	–	-20,000	-100.0%	-0.03%	–
CBS	Exit	CBS CORP NEWcl b	$0	–	-18,100	-100.0%	-0.03%	–
IOC	Exit	INTEROIL CORPcall	$0	–	-15,000	-100.0%	-0.03%	–
GE	Exit	GENERAL ELECTRIC CO	$0	–	-43,900	-100.0%	-0.03%	–
GOLD	Exit	BARRICK GOLD CORPput	$0	–	-70,000	-100.0%	-0.03%	–
SU	Exit	SUNCOR ENERGY INC NEWcall	$0	–	-50,000	-100.0%	-0.04%	–
PFE	Exit	PFIZER INC	$0	–	-60,000	-100.0%	-0.05%	–
PFE	Exit	PFIZER INCput	$0	–	-60,000	-100.0%	-0.05%	–
MRK	Exit	MERCK & CO INC NEWcall	$0	–	-38,600	-100.0%	-0.05%	–
SBUX	Exit	STARBUCKS CORP	$0	–	-28,400	-100.0%	-0.06%	–
DD	Exit	DU PONT E I DE NEMOURS & CO	$0	–	-37,000	-100.0%	-0.06%	–
HAL	Exit	HALLIBURTON COcall	$0	–	-47,800	-100.0%	-0.06%	–
ADM	Exit	ARCHER DANIELS MIDLAND CO	$0	–	-59,591	-100.0%	-0.06%	–
CLF	Exit	CLIFFS NAT RES INC	$0	–	-129,963	-100.0%	-0.06%	–
CLF	Exit	CLIFFS NAT RES INCput	$0	–	-130,000	-100.0%	-0.06%	–
NUGT	Exit	DIREXION SHS ETF TRput	$0	–	-389,000	-100.0%	-0.07%	–
FCX	Exit	FREEPORT-MCMORAN COPPER & GOcall	$0	–	-85,600	-100.0%	-0.07%	–
GPORQ	Exit	GULFPORT ENERGY CORPcall	$0	–	-50,000	-100.0%	-0.07%	–
AAPL	Exit	APPLE INC	$0	–	-6,089	-100.0%	-0.07%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-72,969	-100.0%	-0.08%	–
GIS	Exit	GENERAL MLS INCcall	$0	–	-55,700	-100.0%	-0.08%	–
MS	Exit	MORGAN STANLEYcall	$0	–	-110,000	-100.0%	-0.08%	–
CREE	Exit	CREE INCput	$0	–	-50,000	-100.0%	-0.10%	–
CAB	Exit	CABELAS INCcall	$0	–	-50,000	-100.0%	-0.10%	–
CAB	Exit	CABELAS INCput	$0	–	-50,000	-100.0%	-0.10%	–
UAM	Exit	UNIVERSAL AMERN CORP NEW	$0	–	-366,375	-100.0%	-0.10%	–
HES	Exit	HESS CORPcall	$0	–	-50,000	-100.0%	-0.10%	–
LYB	Exit	LYONDELLBASELL INDUSTRIES Ncall	$0	–	-50,000	-100.0%	-0.10%	–
STRZA	Exit	STARZ	$0	–	-162,088	-100.0%	-0.11%	–
	Exit	MICRON TECHNOLOGY INCnote 1.875% 8/0	$0	–	-2,500,000	-100.0%	-0.12%	–
AUPRA	Exit	ANGLOGOLD ASHANTI HLDGS FINmand bd cv 13	$0	–	-252,716	-100.0%	-0.13%	–
XLP	Exit	SELECT SECTOR SPDR TRsbi cons stpls	$0	–	-110,200	-100.0%	-0.13%	–
SBGI	Exit	SINCLAIR BROADCAST GROUP INCcl a	$0	–	-150,000	-100.0%	-0.13%	–
CBS	Exit	CBS CORP NEWput	$0	–	-92,800	-100.0%	-0.14%	–
BHP	Exit	BHP BILLITON LTDcall	$0	–	-79,200	-100.0%	-0.14%	–
GE	Exit	GENERAL ELECTRIC COput	$0	–	-232,300	-100.0%	-0.16%	–
ET	Exit	ENERGY TRANSFER EQUITY L Pcall	$0	–	-101,800	-100.0%	-0.18%	–
PCAR	Exit	PACCAR INCcall	$0	–	-120,500	-100.0%	-0.19%	–
APAPRD	Exit	APACHE CORPpfd conv ser d	$0	–	-139,132	-100.0%	-0.20%	–
SIR	Exit	SELECT INCOME REIT	$0	–	-250,000	-100.0%	-0.21%	–
MRC	Exit	MRC GLOBAL INC	$0	–	-254,767	-100.0%	-0.21%	–
APA	Exit	APACHE CORPcall	$0	–	-85,000	-100.0%	-0.21%	–
BFAM	Exit	BRIGHT HORIZONS FAM SOL IN D	$0	–	-221,000	-100.0%	-0.23%	–
KRFT	Exit	KRAFT FOODS GROUP INCcall	$0	–	-140,000	-100.0%	-0.24%	–
VRSN	Exit	VERISIGN INC	$0	–	-179,166	-100.0%	-0.24%	–
DE	Exit	DEERE & COcall	$0	–	-100,000	-100.0%	-0.24%	–
RAX	Exit	RACKSPACE HOSTING INC	$0	–	-219,155	-100.0%	-0.25%	–
DCUB	Exit	DOMINION RES INC VA NEWunit 07/01/2016	$0	–	-177,900	-100.0%	-0.27%	–
VRX	Exit	VALEANT PHARMACEUTICALS INTL	$0	–	-103,500	-100.0%	-0.27%	–
CFN	Exit	CAREFUSION CORP	$0	–	-283,695	-100.0%	-0.31%	–
VC	Exit	VISTEON CORP	$0	–	-206,757	-100.0%	-0.39%	–
ESRX	Exit	EXPRESS SCRIPTS HLDG CO	$0	–	-222,800	-100.0%	-0.41%	–
MET	Exit	METLIFE INCput	$0	–	-300,900	-100.0%	-0.41%	–
MPC	Exit	MARATHON PETE CORPcall	$0	–	-200,000	-100.0%	-0.43%	–
STZ	Exit	CONSTELLATION BRANDS INCcl a	$0	–	-285,755	-100.0%	-0.45%	–
MS	Exit	MORGAN STANLEYput	$0	–	-626,600	-100.0%	-0.46%	–
ADM	Exit	ARCHER DANIELS MIDLAND COput	$0	–	-497,300	-100.0%	-0.51%	–
ZTS	Exit	ZOETIS INCcl a	$0	–	-550,000	-100.0%	-0.51%	–
PPLPRU	Exit	PPL CORPunit 99/99/9999	$0	–	-332,407	-100.0%	-0.53%	–
DD	Exit	DU PONT E I DE NEMOURS & COput	$0	–	-359,700	-100.0%	-0.57%	–
GLD	Exit	SPDR GOLD TRUSTcall	$0	–	-162,000	-100.0%	-0.58%	–
PXD	Exit	PIONEER NAT RES COcall	$0	–	-138,900	-100.0%	-0.60%	–
BRKB	Exit	BERKSHIRE HATHAWAY INC DELcall	$0	–	-181,200	-100.0%	-0.61%	–
MCD	Exit	MCDONALDS CORPcall	$0	–	-352,000	-100.0%	-1.05%	–
	Exit	TYSON FOODS INCnote 3.250%10/1	$0	–	-30,000,000	-100.0%	-1.38%	–
MDY	Exit	SPDR S&P MIDCAP 400 ETF TRput	$0	–	-257,000	-100.0%	-1.62%	–
SPY	Exit	SPDR S&P 500 ETF TRcall	$0	–	-380,000	-100.0%	-1.83%	–
SPY	Exit	SPDR S&P 500 ETF TRput	$0	–	-1,273,000	-100.0%	-6.14%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Ionic Capital Partners LP #1

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2013-11-14

Signatures

The EDGAR filing(s) were signed by:

John C. Richardson — Chief Operating Officer and General Counsel

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
ZIONS BANCORPORATION N A	28	Q1 2020	2.0%
ISHARES TR	28	Q3 2023	1.1%
APPLE INC	27	Q2 2023	6.2%
VANECK VECTORS ETF TRUST	26	Q3 2023	3.1%
AMERICAN AIRLS GROUP INC	24	Q1 2023	1.3%
SPDR S&P 500 ETF TR	23	Q1 2020	46.4%
MICROSOFT CORP	23	Q4 2018	2.2%
MICROSOFT CORP	23	Q3 2023	1.4%
XPO LOGISTICS INC	23	Q4 2022	1.2%
MICROSOFT CORP	22	Q4 2018	3.0%

View Ionic Capital Management LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Ionic Capital Management LLC Q3 2013 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
AST SpaceMobile, Inc.	February 14, 2023	3,518,768	4.8%
BurgerFi International, Inc.	February 14, 2023	1,060,931	4.6%
GENCORP INC	February 13, 2015	2,754,705	4.4%
LIN Media LLC^{Sold out}	February 13, 2015	0	0.0%
MEDIFAST INC	March 21, 2011	877,581	-
InfuSystem Holdings, Inc	February 14, 2011	912,094	4.4%
Millennium India Acquisition CO Inc.	February 14, 2011	?	?
SUPERTEX INC	February 14, 2011	?	?
HIGHBURY FINANCIAL INC	February 16, 2010	?	?
InfuSystem Holdings, Inc	February 13, 2009	1,272,694	6.9%

View Ionic Capital Management LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G	2024-02-14
13F-HR	2023-11-14
13F-HR	2023-08-14
13F-HR	2023-05-15
SC 13G/A	2023-02-14
SC 13G/A	2023-02-14
SC 13G/A	2023-02-14

View Ionic Capital Management LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

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