$635 Million is the total value of Crow Point Partners, LLC's 280 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 68.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SHEN | Buy | SHENANDOAH TELECOMMUNICATIONequity | $32,858,000 | -7.4% | 975,000 | +3.7% | 5.17% | -8.9% |
| V | Buy | VISA INC-CLASS A SHARESequity | $32,697,000 | +15.8% | 285,938 | +5.9% | 5.15% | +13.9% |
| SRE | Buy | SEMPRA ENERGYequity | $32,659,000 | +29.6% | 305,000 | +38.7% | 5.14% | +27.5% |
| ES | EVERSOURCE ENERGYequity | $31,790,000 | +3.9% | 505,000 | 0.0% | 5.00% | +2.2% | |
| PNM | PNM RESOURCES INCequity | $31,465,000 | -1.0% | 775,000 | 0.0% | 4.95% | -2.6% | |
| NEE | NEXTERA ENERGY INCequity | $31,270,000 | +6.4% | 200,000 | 0.0% | 4.92% | +4.6% | |
| EIX | EDISON INTERNATIONALequity | $31,011,000 | -17.6% | 485,000 | 0.0% | 4.88% | -18.9% | |
| CMS | CMS ENERGY CORPequity | $28,434,000 | +2.2% | 600,000 | 0.0% | 4.48% | +0.5% | |
| LNT | ALLIANT ENERGY CORPequity | $25,084,000 | +2.3% | 588,000 | 0.0% | 3.95% | +0.6% | |
| D | DOMINION ENERGY INCequity | $21,103,000 | +5.2% | 260,300 | 0.0% | 3.32% | +3.5% | |
| AEP | Sell | AMERICAN ELECTRIC POWERequity | $20,254,000 | -2.6% | 275,000 | -6.8% | 3.19% | -4.2% |
| AWK | Sell | AMERICAN WATER WORKS CO INCequity | $18,324,000 | +8.4% | 200,000 | -4.0% | 2.88% | +6.7% |
| CMCSA | COMCAST CORP-CLASS Aequity | $18,139,000 | +6.5% | 450,200 | 0.0% | 2.86% | +4.8% | |
| MA | Buy | MASTERCARD INC - Aequity | $14,571,000 | +28.8% | 96,009 | +19.0% | 2.29% | +26.6% |
| SPKE | Buy | SPARK ENERGY INC-CLASS Aequity | $13,253,000 | -13.6% | 1,073,144 | +5.7% | 2.09% | -15.0% |
| PEG | PUBLIC SERVICE ENTERPRISE GPequity | $12,835,000 | +11.2% | 250,000 | 0.0% | 2.02% | +9.4% | |
| EXC | Sell | EXELON CORPequity | $12,419,000 | -9.3% | 316,001 | -13.7% | 1.96% | -10.8% |
| SJI | SOUTH JERSEY INDUSTRIESequity | $10,169,000 | -10.2% | 325,400 | 0.0% | 1.60% | -11.7% | |
| GXP | GREAT PLAINS ENERGY INCequity | $9,998,000 | +6.2% | 310,000 | 0.0% | 1.57% | +4.4% | |
| PCG | Buy | P G & E CORPequity | $8,962,000 | +5.4% | 200,000 | +60.0% | 1.41% | +3.6% |
| CNP | CENTERPOINT ENERGY INCequity | $8,508,000 | -2.7% | 300,000 | 0.0% | 1.34% | -4.4% | |
| ETR | Buy | ENTERGY CORPequity | $8,197,000 | +10685.5% | 101,000 | +10000.0% | 1.29% | +10658.3% |
| JEPRA | Just Energy Group PFD Aequity | $7,933,000 | 0.0% | 315,000 | 0.0% | 1.25% | -1.7% | |
| NWE | NORTHWESTERN CORPequity | $6,105,000 | +3.8% | 102,411 | 0.0% | 0.96% | +2.1% | |
| FE | Sell | FIRSTENERGY CORPequity | $6,090,000 | -32.5% | 200,000 | -33.3% | 0.96% | -33.6% |
| CHT | Sell | CHUNGHWA TELECOM LT-SPON ADRequity | $5,308,000 | -51.9% | 150,000 | -54.0% | 0.84% | -52.7% |
| APTS | Sell | PREFERRED APARTMENT COMMUN-Aequity | $5,120,000 | -9.5% | 250,000 | -16.7% | 0.81% | -10.9% |
| DTJ | New | DTE Energy Co 5 3/8 Debentures 2016-01.06.76 Series 2016 Bequity | $5,118,000 | – | 200,000 | +100.0% | 0.81% | – |
| SABCL | Sell | Saratoga Investment Corp 6.75 Notes 2016-30.12.23equity | $4,917,000 | -5.2% | 187,011 | -6.5% | 0.77% | -6.7% |
| SESCF | New | Seaspan Corp 7.125 Notes 2017-30.10.27 Globalequity | $4,850,000 | – | 200,000 | +100.0% | 0.76% | – |
| CDOR | CONDOR HOSPITALITY TRUST INCequity | $4,821,000 | -2.4% | 475,000 | 0.0% | 0.76% | -4.0% | |
| New | CROW POINT ALTERNATIVE INC-Yequity | $4,780,000 | – | 564,287 | +100.0% | 0.75% | – | |
| CLDT | Sell | CHATHAM LODGING TRUSTequity | $4,622,000 | -27.7% | 200,000 | -33.3% | 0.73% | -28.9% |
| SBBC | Scorpio Tankers Inc 8.25 Notes 2017-01.06.19 Globalequity | $4,062,000 | +0.3% | 160,000 | 0.0% | 0.64% | -1.2% | |
| New | ACA Master Select Fund LPequity | $4,028,000 | – | 79,721 | +100.0% | 0.63% | – | |
| T | Sell | AT&T INCequity | $3,918,000 | -33.1% | 100,000 | -33.3% | 0.62% | -34.2% |
| DTW | New | DTE Energy Co 5.25 Debentures 2017-01.12.77 Globalequity | $3,789,000 | – | 150,000 | +100.0% | 0.60% | – |
| ALPPRQ | Alabama Power Company 5 Cum Pfd Registered Shs Aequity | $3,607,000 | +0.2% | 140,000 | 0.0% | 0.57% | -1.4% | |
| KRP | KIMBELL ROYALTY PARTNERS LPequity | $3,408,000 | +1.3% | 213,000 | 0.0% | 0.54% | -0.4% | |
| WHLRD | Sell | Wheeler Real Estate Investment Trust Inc. Cum Conv Pfd Shs Series Dequity | $3,138,000 | -30.1% | 150,000 | -25.0% | 0.49% | -31.3% |
| DSXNCL | Sell | Diana Shipping Inc 8 1/2 Notes 2015-15.5.20 Srequity | $3,012,000 | -5.6% | 118,941 | -5.5% | 0.47% | -7.2% |
| MDLX | Medley LLC 6 7/8 Notes 2016-15.08.26equity | $2,922,000 | -0.6% | 120,000 | 0.0% | 0.46% | -2.3% | |
| LQD | Buy | ISHARES IBOXX INVESTMENT GRAequity | $2,817,000 | +100.4% | 23,206 | +99.9% | 0.44% | +97.3% |
| SOJC | New | Southern Company 5.25 Notes 2017-01.12.77 Global Series 2017Bequity | $2,777,000 | – | 111,000 | +100.0% | 0.44% | – |
| DOC | Sell | PHYSICIANS REALTY TRUSTequity | $2,703,000 | -13.2% | 150,000 | -14.3% | 0.43% | -14.5% |
| SCEPRL | SCE Trust VI 5 Cum Red Pfd Secs Series Lequity | $2,699,000 | 0.0% | 107,972 | 0.0% | 0.42% | -1.6% | |
| SLTBCL | Scorpio Bulkers Inc 7 1/2 Notes 2014-15.9.19 Srequity | $2,643,000 | +0.8% | 105,000 | 0.0% | 0.42% | -1.0% | |
| TBB | New | AT&T Inc 5.35 Notes 2017-01.11.66 Globalequity | $2,630,000 | – | 100,000 | +100.0% | 0.41% | – |
| CIO | New | CITY OFFICE REIT INCequity | $2,610,000 | – | 200,000 | +100.0% | 0.41% | – |
| AIW | Arlington Asset Investment Corp. 6.625 01-MAY-2023equity | $2,460,000 | -1.4% | 100,040 | 0.0% | 0.39% | -3.2% | |
| IDA | IDACORP INCequity | $2,290,000 | +3.4% | 25,000 | 0.0% | 0.36% | +2.0% | |
| VZ | Sell | VERIZON COMMUNICATIONS INCequity | $2,206,000 | -68.4% | 41,291 | -70.8% | 0.35% | -69.0% |
| MNRPRC | New | MONMOUTH REAL ESTATE INV CORequity | $2,030,000 | – | 116,024 | +100.0% | 0.32% | – |
| INN | SUMMIT HOTEL PROPERTIES INCequity | $1,926,000 | -3.7% | 125,000 | 0.0% | 0.30% | -5.3% | |
| PPIH | PERMA-PIPE INTERNATIONAL HOLequity | $1,630,000 | +1.2% | 183,117 | 0.0% | 0.26% | -0.4% | |
| CLNSPRH | New | Colony NorthStar Inc. 7.125 Cum Red Perp Registered Pfd Shs Series Hequity | $1,366,000 | – | 53,647 | +100.0% | 0.22% | – |
| IGSB | New | ISHARES 1-3 YEAR CREDIT BONDequity | $1,318,000 | – | 12,605 | +100.0% | 0.21% | – |
| GPJA | Georgia Power Co 5 Notes 2017-01.10.77 Global Series 2017Aequity | $1,265,000 | +0.7% | 50,000 | 0.0% | 0.20% | -1.0% | |
| BIL | New | SPDR BBG BARC 1-3 MONTH TBILequity | $1,267,000 | – | 13,856 | +100.0% | 0.20% | – |
| SCHB | Buy | SCHWAB US BROAD MARKET ETFequity | $1,222,000 | +72.8% | 18,863 | +61.9% | 0.19% | +69.9% |
| New | CROW POINT DEF RISK GL EQ-Iequity | $1,208,000 | – | 134,361 | +100.0% | 0.19% | – | |
| VLUE | New | ISHARES EDGE MSCI USA VALUEequity | $1,148,000 | – | 13,650 | +100.0% | 0.18% | – |
| SBPRD | Safe Bulkers Inc 8 Cum Red Perp Pfd Shs Series Dequity | $1,151,000 | +5.5% | 50,000 | 0.0% | 0.18% | +3.4% | |
| Gastar Exploration Inc Cum Pfd Shs Series Bequity | $1,132,000 | +9.6% | 56,900 | 0.0% | 0.18% | +7.9% | ||
| RVT | New | ROYCE VALUE TRUSTequity | $1,103,000 | – | 68,564 | +100.0% | 0.17% | – |
| EVV | New | EATON VANCE LTD DURATION FNDequity | $1,067,000 | – | 78,545 | +100.0% | 0.17% | – |
| MTBPRCL | New | M & T BANK CORP 5 Series Aequity | $1,053,000 | – | 1,022 | +100.0% | 0.17% | – |
| MMT | New | MFS MULTIMARKET INC TRUSTequity | $1,024,000 | – | 169,216 | +100.0% | 0.16% | – |
| UEPEP | Union Electric Co USD 4.56 Cum.Red.Pfd Shsequity | $1,020,000 | +1.5% | 10,000 | 0.0% | 0.16% | 0.0% | |
| SCG | Sell | SCANA CORPequity | $993,000 | -61.1% | 25,000 | -50.0% | 0.16% | -61.8% |
| SBNA | Scorpio Tankers Inc. 6.75 15-MAY-2020equity | $977,000 | -0.3% | 40,000 | 0.0% | 0.15% | -1.9% | |
| SPY | New | SPDR S&P 500 ETF TRUSTequity | $971,000 | – | 3,625 | +100.0% | 0.15% | – |
| AHPPRB | Ashford Hospitality Prime Inc 5 1/2 Cum Conv Pfd Shs Series Bequity | $965,000 | +1.5% | 47,100 | 0.0% | 0.15% | 0.0% | |
| LMT | Buy | LOCKHEED MARTIN CORPequity | $956,000 | +140.2% | 2,967 | +130.4% | 0.15% | +135.9% |
| NMPRH | Navios Maritime Holdings Inc 8 5/8 Cum Red Perp Pfd Shs Sponsored American Deposit Receipt Repr 1/100th 8 5/8 CRPP-Hequity | $944,000 | +1.0% | 59,000 | 0.0% | 0.15% | -0.7% | |
| DNO | Buy | UNITED STATES SHORT OIL FUNDequity | $930,000 | +172.7% | 16,300 | +216.4% | 0.15% | +165.5% |
| XLE | Buy | ENERGY SELECT SECTOR SPDRequity | $930,000 | +83.1% | 12,835 | +72.9% | 0.15% | +80.2% |
| NSARO | NSTAR Electric Company 4.78 Pfd Shsequity | $909,000 | +0.9% | 8,830 | 0.0% | 0.14% | -0.7% | |
| ACWI | New | ISHARES MSCI ACWI ETFequity | $897,000 | – | 12,433 | +100.0% | 0.14% | – |
| XLF | New | FINANCIAL SELECT SECTOR SPDRequity | $847,000 | – | 30,119 | +100.0% | 0.13% | – |
| NSPRA | NuStar Energy LP Cum Red Perp Pfd Units Series Aequity | $840,000 | -10.5% | 35,000 | 0.0% | 0.13% | -12.0% | |
| RTN | Buy | RAYTHEON COMPANYequity | $816,000 | +91.1% | 4,318 | +86.1% | 0.13% | +88.2% |
| ALE | ALLETE INCequity | $743,000 | -4.5% | 10,000 | 0.0% | 0.12% | -6.4% | |
| JNK | New | SPDR BBG BARC HIGH YIELD BNDequity | $716,000 | – | 19,538 | +100.0% | 0.11% | – |
| TQQQ | Buy | PROSHARES ULTRAPRO QQQequity | $712,000 | +212.3% | 5,037 | +147.3% | 0.11% | +202.7% |
| CORR | CORENERGY INFRASTRUCTURE TRUequity | $692,000 | +10.5% | 18,000 | 0.0% | 0.11% | +9.0% | |
| TNA | New | DIREXION DLY SM CAP BULL 3Xequity | $648,000 | – | 9,000 | +100.0% | 0.10% | – |
| CNTHO | Connecticut Light & Power Co 5.28 Cum.Red.Pfd Shs Series 1967equity | $623,000 | +1.5% | 12,000 | 0.0% | 0.10% | 0.0% | |
| C | Sell | CITIGROUP INCequity | $618,000 | -33.8% | 8,229 | -36.0% | 0.10% | -35.3% |
| NFLX | Buy | NETFLIX INCequity | $579,000 | +206.3% | 3,007 | +190.3% | 0.09% | +203.3% |
| XLI | New | INDUSTRIAL SELECT SECT SPDRequity | $566,000 | – | 7,467 | +100.0% | 0.09% | – |
| IJR | New | ISHARES CORE S&P SMALL-CAP Eequity | $564,000 | – | 7,296 | +100.0% | 0.09% | – |
| FB | Sell | FACEBOOK INC-Aequity | $566,000 | -6.4% | 3,184 | -11.2% | 0.09% | -8.2% |
| NEWT | NEWTEK BUSINESS SERVICES CORequity | $555,000 | +4.5% | 30,000 | 0.0% | 0.09% | +2.4% | |
| ETFC | Buy | ETRADE FINANCIAL CORPequity | $540,000 | +63.6% | 10,864 | +42.2% | 0.08% | +60.4% |
| HUBS | Buy | HUBSPOT INCequity | $530,000 | +1027.7% | 5,947 | +928.9% | 0.08% | +937.5% |
| KBWB | New | POWERSHARES KBW BANKequity | $498,000 | – | 8,972 | +100.0% | 0.08% | – |
| HDS | Sell | HD SUPPLY HOLDINGS INCequity | $479,000 | -5.0% | 11,900 | -14.8% | 0.08% | -7.4% |
| ICE | Sell | INTERCONTINENTAL EXCHANGE INequity | $435,000 | -9.0% | 6,170 | -11.6% | 0.07% | -11.7% |
| VTI | VANGUARD TOTAL STOCK MKT ETFequity | $421,000 | +6.9% | 3,055 | 0.0% | 0.07% | +4.8% | |
| XIV | New | VELOCITYSHARES INV VIX SH-TMequity | $415,000 | – | 3,036 | +100.0% | 0.06% | – |
| CME | Sell | CME GROUP INCequity | $415,000 | -48.3% | 2,839 | -52.0% | 0.06% | -49.6% |
| VWO | VANGUARD FTSE EMERGING MARKEequity | $408,000 | +6.0% | 8,929 | 0.0% | 0.06% | +3.2% | |
| SCHE | Sell | SCHWAB EMERGING MARKETS EQUIequity | $406,000 | -15.4% | 14,599 | -19.1% | 0.06% | -16.9% |
| SPTL | Buy | SPDR PORT LNG TRM TRSRYequity | $399,000 | +1.3% | 10,958 | +100.0% | 0.06% | 0.0% |
| USIG | ISHARES US CREDIT BOND ETFequity | $399,000 | -0.2% | 3,566 | 0.0% | 0.06% | -1.6% | |
| SCCO | New | SOUTHERN COPPER CORPequity | $391,000 | – | 8,211 | +100.0% | 0.06% | – |
| TLH | ISHARES 10-20 YEAR TREASURYequity | $393,000 | -0.5% | 2,895 | 0.0% | 0.06% | -1.6% | |
| MT | New | ARCELORMITTAL-NY REGISTEREDequity | $389,000 | – | 11,889 | +100.0% | 0.06% | – |
| SWKS | New | SKYWORKS SOLUTIONS INCequity | $379,000 | – | 3,924 | +100.0% | 0.06% | – |
| WF UTILITY & TELECOM-Aequity | $362,000 | +0.3% | 17,089 | 0.0% | 0.06% | -1.7% | ||
| VXX | New | IPATH S&P 500 VIX ST FU ETNequity | $330,000 | – | 12,000 | +100.0% | 0.05% | – |
| TLT | Sell | ISHARES 20 YEAR TREASURY BOequity | $333,000 | -37.1% | 2,629 | -38.2% | 0.05% | -38.8% |
| CAR | Buy | AVIS BUDGET GROUP INCequity | $322,000 | +200.9% | 7,200 | +157.0% | 0.05% | +200.0% |
| PSI | POWERSHARES DYN SEMICONDUCTequity | $312,000 | +4.0% | 6,133 | 0.0% | 0.05% | +2.1% | |
| SCHF | Sell | SCHWAB INTL EQUITY ETFequity | $300,000 | -26.5% | 8,821 | -28.1% | 0.05% | -27.7% |
| VNTV | VANTIV INC - CL Aequity | $298,000 | +4.2% | 4,031 | 0.0% | 0.05% | +2.2% | |
| New | VEMOequity | $300,000 | – | 2,250,000 | +100.0% | 0.05% | – | |
| EMF | New | TEMPLETON EMERGING MKTS FNDequity | $294,000 | – | 18,100 | +100.0% | 0.05% | – |
| RS | New | RELIANCE STEEL & ALUMINUMequity | $291,000 | – | 3,348 | +100.0% | 0.05% | – |
| FISV | FISERV INCequity | $289,000 | +3.2% | 2,186 | 0.0% | 0.05% | +2.2% | |
| VOO | VANGUARD S&P 500 ETFequity | $290,000 | +7.0% | 1,180 | 0.0% | 0.05% | +7.0% | |
| IWV | ISHARES RUSSELL 3000 ETFequity | $281,000 | +6.8% | 1,768 | 0.0% | 0.04% | +4.8% | |
| TCFPRD | TCF Financial Corp Deposit Shs Repr 1/1000th Non-Cum Pfd Shs Series Cequity | $256,000 | +0.8% | 10,000 | 0.0% | 0.04% | -2.4% | |
| SRCPRA | Spirit Realty 6 Series A Cum Red Prefequity | $250,000 | 0.0% | 10,000 | 0.0% | 0.04% | -2.5% | |
| KIMPRM | New | KIMCO Realty Corp. 5.25 Class M Cum Red Prefequity | $250,000 | – | 10,000 | +100.0% | 0.04% | – |
| MIME | Sell | MIMECAST LTDequity | $228,000 | -3.0% | 7,787 | -6.0% | 0.04% | -5.3% |
| TTD | New | TRADE DESK INC THE -CLASS Aequity | $214,000 | – | 4,600 | +100.0% | 0.03% | – |
| VRNT | VERINT SYSTEMS INCequity | $213,000 | -0.9% | 5,091 | 0.0% | 0.03% | 0.0% | |
| XOP | Sell | SPDR S&P OIL & GAS EXP & PRequity | $208,000 | -28.8% | 5,529 | -35.2% | 0.03% | -29.8% |
| ADP | AUTOMATIC DATA PROCESSINGequity | $195,000 | +7.1% | 1,666 | 0.0% | 0.03% | +6.9% | |
| CACI | Sell | CACI INTERNATIONAL INC -CL Aequity | $192,000 | -68.4% | 1,444 | -66.8% | 0.03% | -69.1% |
| HACK | ETFMG PRIME CYBER SECURITY Eequity | $186,000 | +6.3% | 5,846 | 0.0% | 0.03% | +3.6% | |
| LMRK | LANDMARK INFRASTRUCTURE PARTequity | $184,000 | +8.2% | 10,000 | 0.0% | 0.03% | +7.4% | |
| MS | MORGAN STANLEYequity | $175,000 | +9.4% | 3,323 | 0.0% | 0.03% | +7.7% | |
| PFPT | Sell | PROOFPOINT INCequity | $176,000 | -73.1% | 1,954 | -73.8% | 0.03% | -73.3% |
| MDLZ | MONDELEZ INTERNATIONAL INC-Aequity | $176,000 | +6.0% | 4,096 | 0.0% | 0.03% | +3.7% | |
| SC | Buy | SANTANDER CONSUMER USA HOLDIequity | $174,000 | +95.5% | 9,348 | +59.8% | 0.03% | +92.9% |
| SQQQ | Sell | PROSHARES ULTRAPRO SHORT QQQequity | $169,000 | -38.3% | 8,000 | -20.0% | 0.03% | -38.6% |
| CCI | CROWN CASTLE INTL CORPequity | $165,000 | +9.3% | 1,500 | 0.0% | 0.03% | +8.3% | |
| DDRPRA | DDR Corp Deposit Shs Repr 1/20th 6.375 Cum Red Pfd Registered Shs Aequity | $166,000 | 0.0% | 6,500 | 0.0% | 0.03% | -3.7% | |
| EEFT | Buy | EURONET WORLDWIDE INCequity | $168,000 | +20.9% | 1,999 | +35.2% | 0.03% | +18.2% |
| OSTK | Sell | OVERSTOCK.COM INCequity | $159,000 | -17.2% | 2,415 | -63.4% | 0.02% | -19.4% |
| NOC | Sell | NORTHROP GRUMMAN CORPequity | $153,000 | -66.2% | 495 | -68.9% | 0.02% | -67.1% |
| NDAQ | Sell | NASDAQ INCequity | $150,000 | -59.5% | 1,956 | -59.0% | 0.02% | -59.3% |
| EXAS | New | EXACT SCIENCES CORPequity | $145,000 | – | 2,654 | +100.0% | 0.02% | – |
| NBIX | New | NEUROCRINE BIOSCIENCES INCequity | $145,000 | – | 1,918 | +100.0% | 0.02% | – |
| SSNC | Sell | SS&C TECHNOLOGIES HOLDINGSequity | $137,000 | -47.9% | 3,404 | -48.5% | 0.02% | -47.6% |
| BDX | Sell | BECTON DICKINSON AND COequity | $138,000 | -32.0% | 643 | -38.6% | 0.02% | -33.3% |
| WDR | Sell | WADDELL & REED FINANCIAL-Aequity | $141,000 | -54.2% | 6,273 | -59.5% | 0.02% | -55.1% |
| HTZGQ | Buy | HERTZ GLOBAL HOLDINGS INCequity | $142,000 | +26.8% | 6,200 | +31.2% | 0.02% | +22.2% |
| AB | ALLIANCEBERNSTEIN HOLDING LPequity | $140,000 | +3.7% | 5,564 | 0.0% | 0.02% | 0.0% | |
| ECCB | Eagle Point Credit Company Inc 7.75 Pfd Registered Shs 2016-30.10.26 Series Bequity | $131,000 | 0.0% | 5,000 | 0.0% | 0.02% | 0.0% | |
| SRGPRA | New | Seritage Growth Properties 7.00 Series A Cum Red Prefequity | $125,000 | – | 5,000 | +100.0% | 0.02% | – |
| MHPRD | Maiden Holdings Ltd 6.7 Red Pfd Registered Shs Series Dequity | $126,000 | 0.0% | 5,000 | 0.0% | 0.02% | 0.0% | |
| PEIPRD | Pennsylvania Real Estate Investment Trust 6.875 Cum Red Perp Registered Pfd Shs Series Dequity | $125,000 | 0.0% | 5,000 | 0.0% | 0.02% | 0.0% | |
| FRCPRH | First Republic Bank Deposit Shs Repr 1/40th Non Cum Perp Pfd Shs Series Hequity | $126,000 | 0.0% | 5,000 | 0.0% | 0.02% | 0.0% | |
| EPRPRG | New | EPR Properties 5.75 Series G Cum Redeem Prefequity | $125,000 | – | 5,000 | +100.0% | 0.02% | – |
| IBP | New | INSTALLED BUILDING PRODUCTSequity | $128,000 | – | 1,685 | +100.0% | 0.02% | – |
| NVCR | New | NOVOCURE LTDequity | $120,000 | – | 5,855 | +100.0% | 0.02% | – |
| RPD | New | RAPID7 INCequity | $119,000 | – | 6,261 | +100.0% | 0.02% | – |
| ABMD | New | ABIOMED INCequity | $120,000 | – | 631 | +100.0% | 0.02% | – |
| NEWR | New | NEW RELIC INCequity | $113,000 | – | 1,976 | +100.0% | 0.02% | – |
| RNG | New | RINGCENTRAL INC-CLASS Aequity | $116,000 | – | 2,388 | +100.0% | 0.02% | – |
| ZNGA | New | ZYNGA INC - CL Aequity | $114,000 | – | 28,599 | +100.0% | 0.02% | – |
| ACM | Buy | AECOMequity | $107,000 | +4.9% | 2,863 | +4.0% | 0.02% | +6.2% |
| SBUX | Sell | STARBUCKS CORPequity | $109,000 | -76.5% | 1,877 | -77.9% | 0.02% | -77.0% |
| AMTD | TD AMERITRADE HOLDING CORPequity | $107,000 | +4.9% | 2,087 | 0.0% | 0.02% | +6.2% | |
| AKS | New | AK STEEL HOLDING CORPequity | $110,000 | – | 19,125 | +100.0% | 0.02% | – |
| IMAX | New | IMAX CORPequity | $103,000 | – | 4,438 | +100.0% | 0.02% | – |
| PYPL | Sell | PAYPAL HOLDINGS INCequity | $104,000 | -4.6% | 1,397 | -18.0% | 0.02% | -5.9% |
| AMG | Sell | AFFILIATED MANAGERS GROUPequity | $101,000 | -47.4% | 491 | -51.5% | 0.02% | -48.4% |
| CSWCL | New | Capital Southwest Corp. Senior 5.95 Notesequity | $100,000 | – | 4,000 | +100.0% | 0.02% | – |
| LITE | New | LUMENTUM HOLDINGS INCequity | $95,000 | – | 1,941 | +100.0% | 0.02% | – |
| TTWO | TAKE-TWO INTERACTIVE SOFTWREequity | $87,000 | +7.4% | 798 | 0.0% | 0.01% | +7.7% | |
| USG | New | USG CORPequity | $85,000 | – | 2,191 | +100.0% | 0.01% | – |
| OXY | New | OCCIDENTAL PETROLEUM CORPequity | $81,000 | – | 1,102 | +100.0% | 0.01% | – |
| MJ | Sell | ETFMG ALTERNATIVE HARVESTequity | $84,000 | -94.0% | 2,632 | -94.1% | 0.01% | -94.2% |
| BLUE | New | BLUEBIRD BIO INCequity | $82,000 | – | 456 | +100.0% | 0.01% | – |
| SRPT | Buy | SAREPTA THERAPEUTICS INCequity | $74,000 | +64.4% | 1,302 | +36.8% | 0.01% | +71.4% |
| GM | Sell | GENERAL MOTORS COequity | $77,000 | -19.8% | 1,858 | -21.2% | 0.01% | -20.0% |
| DY | New | DYCOM INDUSTRIES INCequity | $76,000 | – | 664 | +100.0% | 0.01% | – |
| AON | Buy | AON PLCequity | $76,000 | +11.8% | 564 | +21.6% | 0.01% | +9.1% |
| CBOE | CBOE GLOBAL MARKETS INCequity | $76,000 | +16.9% | 608 | 0.0% | 0.01% | +20.0% | |
| MGM | New | MGM RESORTS INTERNATIONALequity | $77,000 | – | 2,296 | +100.0% | 0.01% | – |
| BOX | New | BOX INC - CLASS Aequity | $68,000 | – | 3,201 | +100.0% | 0.01% | – |
| CVLT | Sell | COMMVAULT SYSTEMS INCequity | $73,000 | -74.6% | 1,388 | -70.4% | 0.01% | -76.1% |
| TMST | New | TIMKENSTEEL CORPequity | $69,000 | – | 4,654 | +100.0% | 0.01% | – |
| BIG | New | BIG LOTS INCequity | $73,000 | – | 1,310 | +100.0% | 0.01% | – |
| DATA | Sell | TABLEAU SOFTWARE INC-CL Aequity | $67,000 | -54.1% | 956 | -51.1% | 0.01% | -52.2% |
| TCGP | Carlyle Group LP 5.875 Non Cum Red Perp Pfd Units Series Aequity | $63,000 | 0.0% | 2,500 | 0.0% | 0.01% | 0.0% | |
| XPO | New | XPO LOGISTICS INCequity | $61,000 | – | 664 | +100.0% | 0.01% | – |
| BRO | Sell | BROWN & BROWN INCequity | $65,000 | -84.8% | 1,250 | -85.9% | 0.01% | -85.5% |
| BGC | New | GENERAL CABLE CORPequity | $62,000 | – | 2,100 | +100.0% | 0.01% | – |
| WRB | Sell | WR BERKLEY CORPequity | $54,000 | -82.5% | 752 | -83.8% | 0.01% | -81.6% |
| CARB | New | CARBONITE INCequity | $57,000 | – | 2,247 | +100.0% | 0.01% | – |
| GMED | New | GLOBUS MEDICAL INC - Aequity | $55,000 | – | 1,320 | +100.0% | 0.01% | – |
| PWR | New | QUANTA SERVICES INCequity | $54,000 | – | 1,371 | +100.0% | 0.01% | – |
| WWE | New | WORLD WRESTLING ENTERTAIN-Aequity | $54,000 | – | 1,780 | +100.0% | 0.01% | – |
| MULE | New | MULESOFT INC -Aequity | $58,000 | – | 2,488 | +100.0% | 0.01% | – |
| MTDR | New | MATADOR RESOURCES COequity | $58,000 | – | 1,838 | +100.0% | 0.01% | – |
| CTSO | New | CYTOSORBENTS CORPequity | $59,000 | – | 9,014 | +100.0% | 0.01% | – |
| MPC | Sell | MARATHON PETROLEUM CORPequity | $58,000 | -54.7% | 867 | -62.5% | 0.01% | -55.0% |
| TILE | New | INTERFACE INCequity | $49,000 | – | 1,977 | +100.0% | 0.01% | – |
| BACPRC | Bank of America Corp Deposit Shs Repr 1/1000th Non-Cum Pfd Shs Series -CC-equity | $51,000 | +4.1% | 1,900 | 0.0% | 0.01% | 0.0% | |
| NTNX | New | NUTANIX INC - Aequity | $52,000 | – | 1,448 | +100.0% | 0.01% | – |
| IDTI | New | INTEGRATED DEVICE TECH INCequity | $53,000 | – | 1,763 | +100.0% | 0.01% | – |
| MSFT | Sell | MICROSOFT CORPequity | $49,000 | -72.6% | 573 | -76.3% | 0.01% | -72.4% |
| CERN | New | CERNER CORPequity | $50,000 | – | 729 | +100.0% | 0.01% | – |
| CORT | New | CORCEPT THERAPEUTICS INCequity | $53,000 | – | 2,921 | +100.0% | 0.01% | – |
| BLD | New | TOPBUILD CORPequity | $45,000 | – | 597 | +100.0% | 0.01% | – |
| FIVE | New | FIVE BELOWequity | $46,000 | – | 673 | +100.0% | 0.01% | – |
| OCLR | New | OCLARO INCequity | $42,000 | – | 6,138 | +100.0% | 0.01% | – |
| STL | New | STERLING BANCORP/DEequity | $43,000 | – | 1,710 | +100.0% | 0.01% | – |
| ELF | New | ELF BEAUTY INCequity | $43,000 | – | 1,898 | +100.0% | 0.01% | – |
| MAA | Sell | MID-AMERICA APARTMENT COMMequity | $47,000 | -87.1% | 469 | -86.3% | 0.01% | -87.9% |
| TDOC | New | TELADOC INCequity | $47,000 | – | 1,337 | +100.0% | 0.01% | – |
| QRVO | New | QORVO INCequity | $47,000 | – | 700 | +100.0% | 0.01% | – |
| LOGM | New | LOGMEIN INCequity | $46,000 | – | 399 | +100.0% | 0.01% | – |
| EQBK | New | EQUITY BANCSHARES INC - CL Aequity | $42,000 | – | 1,200 | +100.0% | 0.01% | – |
| DLTH | New | DULUTH HOLDINGS INC - CL Bequity | $41,000 | – | 2,310 | +100.0% | 0.01% | – |
| NVDA | Sell | NVIDIA CORPequity | $39,000 | -93.5% | 200 | -94.2% | 0.01% | -93.8% |
| QUOT | New | QUOTIENT TECHNOLOGY INCequity | $38,000 | – | 3,248 | +100.0% | 0.01% | – |
| WSO | New | WATSCO INCequity | $39,000 | – | 225 | +100.0% | 0.01% | – |
| TWLO | New | TWILIO INC - Aequity | $40,000 | – | 1,658 | +100.0% | 0.01% | – |
| MOBL | New | MOBILEIRON INCequity | $38,000 | – | 9,705 | +100.0% | 0.01% | – |
| MKTX | Sell | MARKETAXESS HOLDINGS INCequity | $36,000 | -87.9% | 176 | -89.1% | 0.01% | -87.5% |
| NVGS | New | NAVIGATOR HOLDINGS LTDequity | $39,000 | – | 3,935 | +100.0% | 0.01% | – |
| NOW | SERVICENOW INCequity | $33,000 | +13.8% | 249 | 0.0% | 0.01% | 0.0% | |
| FDC | Sell | FIRST DATA CORP- CLASS Aequity | $31,000 | -91.5% | 1,834 | -91.0% | 0.01% | -91.4% |
| NKTR | New | NEKTAR THERAPEUTICSequity | $33,000 | – | 539 | +100.0% | 0.01% | – |
| WMT | New | WAL-MART STORES INCequity | $31,000 | – | 311 | +100.0% | 0.01% | – |
| ADI | Sell | ANALOG DEVICES INCequity | $30,000 | -78.6% | 341 | -79.1% | 0.01% | -77.3% |
| NVRO | New | NEVRO CORPequity | $34,000 | – | 475 | +100.0% | 0.01% | – |
| JKHY | JACK HENRY & ASSOCIATES INCequity | $32,000 | +14.3% | 274 | 0.0% | 0.01% | +25.0% | |
| COST | Sell | COSTCO WHOLESALE CORPequity | $33,000 | -90.7% | 177 | -91.8% | 0.01% | -91.2% |
| BABA | Sell | ALIBABA GROUP HOLDING-SP ADRequity | $31,000 | -76.2% | 178 | -76.6% | 0.01% | -76.2% |
| CHD | New | CHURCH & DWIGHT CO INCequity | $25,000 | – | 500 | +100.0% | 0.00% | – |
| LPCN | New | LIPOCINE INCequity | $23,000 | – | 6,412 | +100.0% | 0.00% | – |
| CPK | CHESAPEAKE UTILITIES CORPequity | $24,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| IMDZ | New | IMMUNE DESIGN CORPequity | $23,000 | – | 5,574 | +100.0% | 0.00% | – |
| BX | Sell | BLACKSTONE GROUP LP/THEequity | $23,000 | -90.1% | 700 | -90.0% | 0.00% | -89.2% |
| AAPL | Sell | APPLE INCequity | $17,000 | -88.9% | 100 | -90.0% | 0.00% | -87.5% |
| ITCI | New | INTRA-CELLULAR THERAPIES INCequity | $22,000 | – | 1,448 | +100.0% | 0.00% | – |
| NJR | NEW JERSEY RESOURCES CORPequity | $16,000 | -5.9% | 400 | 0.0% | 0.00% | 0.0% | |
| CPRT | Sell | COPART INCequity | $18,000 | -90.9% | 406 | -93.0% | 0.00% | -90.6% |
| SELB | New | SELECTA BIOSCIENCES INCequity | $20,000 | – | 1,915 | +100.0% | 0.00% | – |
| BCLI | New | BRAINSTORM CELL THERAPEUTICSequity | $16,000 | – | 5,117 | +100.0% | 0.00% | – |
| AMZN | Sell | AMAZON.COM INCequity | $20,000 | -87.8% | 17 | -90.1% | 0.00% | -88.5% |
| CUDA | Sell | BARRACUDA NETWORKS INCequity | $14,000 | -96.7% | 500 | -97.2% | 0.00% | -97.1% |
| MDU | MDU RESOURCES GROUP INCequity | $13,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| LMICL | Legg Mason Inc. 6 3/8 Notes 2016-15.3.56equity | $11,000 | 0.0% | 400 | 0.0% | 0.00% | 0.0% | |
| GRHPQ | GreenHunter Resources Inc 10 Cum Pfd Shs Series Cequity | $4,000 | 0.0% | 61,786 | 0.0% | 0.00% | 0.0% | |
| Buy | Citigroup Commercial Mortgage Trust 2008-C7 AMA 6.19141 10-DEC-2049bond | $0 | – | 0 | +100.0% | 0.00% | – | |
| Buy | Dash II A1L 1.81 15-SEP-2035bond | $0 | – | 95,919 | +0.0% | 0.00% | – | |
| Safeway Inc.equity | $0 | – | 750,000 | 0.0% | 0.00% | – | ||
| Buy | Banc of America Funding 2006-2 Trust 2A18 5.75 25-MAR-2036bond | $0 | -100.0% | 16,825 | +0.0% | 0.00% | -100.0% | |
| Safeway Inc.equity | $0 | – | 750,000 | 0.0% | 0.00% | – | ||
| Buy | Washington Mutual Mortgage Pass-Through Certificates Series 2003-S12 2A 4.75 25-NOV-2018bond | $0 | -100.0% | 5,084 | +0.1% | 0.00% | -100.0% | |
| Sell | RAMP Series 2005-RS1 Trust AI6 4.713 25-NOV-2034bond | $0 | -100.0% | 9,900 | -0.0% | 0.00% | -100.0% | |
| Buy | RASC Series 2004-KS2 Trust AI6 4.3 25-MAR-2034bond | $0 | -100.0% | 4,871 | +0.0% | 0.00% | -100.0% | |
| Washington Mutual Mortgage Pass-Through Certificates WMALT Series 2006-7 A1A 6.086 25-SEP-2036bond | $0 | -100.0% | 37,375 | 0.0% | 0.00% | -100.0% | ||
| Buy | RASC Series 2003-KS4 Trust AI6 3.87 25-JUN-2033bond | $0 | -100.0% | 25,594 | +0.0% | 0.00% | -100.0% | |
| BTI | BRITISH AMERICAN TOB-SP ADRequity | $0 | – | 1 | 0.0% | 0.00% | – | |
| Buy | Ameriquest Mortgage Securities 2003-11 AF6 5.64 25-DEC-2033bond | $0 | -100.0% | 4,995 | +0.0% | 0.00% | -100.0% | |
| Fremont Home Loan Trust 2005-B M4 2.03362 25-APR-2035bond | $0 | -100.0% | 93,438 | 0.0% | 0.00% | -100.0% | ||
| Buy | GE CAPITAL MTG SERVICES INC.bond | $0 | -100.0% | 2,512 | +0.0% | 0.00% | – | |
| Buy | GSAMP Trust 2005-SEA2 A1 1.6775 25-JAN-2045bond | $0 | -100.0% | 33,209 | +0.0% | 0.00% | -100.0% | |
| BreitBurn Energy Partners L.P. 8.625 15-OCT-2020bond | $0 | -100.0% | 4,180,000 | 0.0% | 0.00% | -100.0% | ||
| Buy | Option One Mortgage Loan Trust 2005-1 A4 2.1275 25-FEB-2035bond | $0 | -100.0% | 17,130 | +0.0% | 0.00% | -100.0% | |
| GREENHUNTER WATER WARRANTSequity | $0 | – | 96,112 | 0.0% | 0.00% | – | ||
| Buy | Nomura Asset Acceptance Corporation Alternative Loan Trust Series 2005-AR2 2A2 3.673352 25-MAY-2035bond | $0 | -100.0% | 3,457 | +0.0% | 0.00% | – | |
| Buy | Morgan Stanley Capital I Trust 2006-IQ11 AJ 6.247027 15-MAY-2016bond | $0 | -100.0% | 68,701 | +0.0% | 0.00% | -100.0% | |
| EFA | Buy | ISHARES MSCI EAFE ETFequity | $0 | – | 0 | +100.0% | 0.00% | – |
| JP Morgan Chase Commercial Mortgage Securities Trust 2012-CIBX A3 3.1388 15-JUN-2045bond | $0 | -100.0% | 307,277 | 0.0% | 0.00% | -100.0% | ||
| Buy | Adjustable Rate Mortgage Trust 2005-5 6A22 1.8875 25-SEP-2035bond | $0 | -100.0% | 78,765 | +0.0% | 0.00% | -100.0% | |
| Equity One Mortgage Pass Through Trust 2003-4 M1 5.869 25-OCT-2034bond | $0 | -100.0% | 29,217 | 0.0% | 0.00% | -100.0% | ||
| Buy | SASC 2006-AM1 A4 Mtgebond | $0 | -100.0% | 179,501 | +0.0% | 0.00% | -100.0% | |
| Structured Asset Securities Corporation Mortgage Loan Trust 2006-WF1 M2 1.6675 25-FEB-2036bond | $0 | -100.0% | 400,000 | 0.0% | 0.00% | -100.0% | ||
| Buy | Countrywide Home Loans Asset-Backed Certificates Series 2002-S4 A5 5.216 25-OCT-2017bond | $0 | -100.0% | 70,461 | +0.0% | 0.00% | -100.0% | |
| FTXL | Exit | First Trust Nasdaq Semiconductor ETFequity | $0 | – | -146 | -100.0% | -0.00% | – |
| VOX | Exit | Vanguard Telecommunication Services ETFequity | $0 | – | -205 | -100.0% | -0.00% | – |
| TSLA | Exit | Tesla Incequity | $0 | – | -100 | -100.0% | -0.01% | – |
| EEM | Exit | iShares MSCI Emerging Markets ETFequity | $0 | – | -934 | -100.0% | -0.01% | – |
| XLV | Exit | Health Care Select Sector SPDR Fundequity | $0 | – | -642 | -100.0% | -0.01% | – |
| VNQ | Exit | Vanguard REIT ETFequity | $0 | – | -568 | -100.0% | -0.01% | – |
| AHH | Exit | Armada Hoffler Properties Inc.equity | $0 | – | -5,000 | -100.0% | -0.01% | – |
| CMA | Exit | Comerica Incorporatedequity | $0 | – | -1,000 | -100.0% | -0.01% | – |
| SRNE | Exit | Sorrento Therapeutics Inc.equity | $0 | – | -44,565 | -100.0% | -0.01% | – |
| USCR | Exit | U.S. Concrete Inc.equity | $0 | – | -1,000 | -100.0% | -0.01% | – |
| LABU | Exit | Direxion Daily S&P Biotech Bull 3X Sharesequity | $0 | – | -1,000 | -100.0% | -0.01% | – |
| SCHH | Exit | Schwab U.S. REIT ETFequity | $0 | – | -1,988 | -100.0% | -0.01% | – |
| DIG | Exit | ProShares Ultra Oil & Gasequity | $0 | – | -3,727 | -100.0% | -0.02% | – |
| FRC | Exit | First Republic Bankequity | $0 | – | -1,500 | -100.0% | -0.02% | – |
| IHF | Exit | iShares U.S. Healthcare Providers ETFequity | $0 | – | -1,185 | -100.0% | -0.03% | – |
| SH | Exit | ProShares Short S&P500equity | $0 | – | -5,674 | -100.0% | -0.03% | – |
| TBT | Exit | ProShares UltraShort 20 Year Treasuryequity | $0 | – | -5,804 | -100.0% | -0.03% | – |
| GNLPRA | Exit | Global Net Lease Inc Cum Red Preferred Registered Shs Series Aequity | $0 | – | -10,000 | -100.0% | -0.04% | – |
| VRPRBCL | Exit | Validus Holdings Ltd Deposit Shs Repr 1/1000th Non-Cum Pfd Registered Shs Series Bequity | $0 | – | -10,000 | -100.0% | -0.04% | – |
| TNPPRE | Exit | Tsakos Energy Navigation Ltd Cum Red Perp Pfd Registered Shs Series Eequity | $0 | – | -10,000 | -100.0% | -0.04% | – |
| OKTA | Exit | Okta Inc. Class Aequity | $0 | – | -9,560 | -100.0% | -0.04% | – |
| QLD | Exit | ProShares Ultra QQQequity | $0 | – | -4,876 | -100.0% | -0.05% | – |
| IYW | Exit | iShares U.S. Technology ETFequity | $0 | – | -2,339 | -100.0% | -0.06% | – |
| IBB | Exit | iShares NASDAQ Biotechnology ETFequity | $0 | – | -1,060 | -100.0% | -0.06% | – |
| SJW | Exit | SJW Groupequity | $0 | – | -6,502 | -100.0% | -0.06% | – |
| EDV | Exit | Vanguard Extended Duration Treasury ETFequity | $0 | – | -3,328 | -100.0% | -0.06% | – |
| IEF | Exit | iShares 7-10 Year Treasury Bond ETFequity | $0 | – | -3,712 | -100.0% | -0.06% | – |
| VGIT | Exit | Vanguard Intermediate-Term Government Bond ETFequity | $0 | – | -6,142 | -100.0% | -0.06% | – |
| GLD | Exit | SPDR Gold Trustequity | $0 | – | -3,521 | -100.0% | -0.07% | – |
| VPU | Exit | Vanguard Utilities ETFequity | $0 | – | -3,836 | -100.0% | -0.07% | – |
| SCO | Exit | ProShares UltraShort Bloomberg Crude Oilequity | $0 | – | -13,616 | -100.0% | -0.07% | – |
| AWR | Exit | American States Water Companyequity | $0 | – | -9,733 | -100.0% | -0.08% | – |
| CWT | Exit | California Water Service Groupequity | $0 | – | -13,031 | -100.0% | -0.08% | – |
| QYLD | Exit | Recon Capital NASDAQ 100 Covered Call ETFequity | $0 | – | -21,500 | -100.0% | -0.08% | – |
| ITA | Exit | iShares U.S. Aerospace & Defense ETFequity | $0 | – | -2,874 | -100.0% | -0.08% | – |
| DBO | Exit | PowerShares DB Oil Fundequity | $0 | – | -62,285 | -100.0% | -0.09% | – |
| WTR | Exit | Aqua America Inc.equity | $0 | – | -16,748 | -100.0% | -0.09% | – |
| CHKP | Exit | Check Point Software Technologies Ltd.equity | $0 | – | -4,928 | -100.0% | -0.09% | – |
| EYNOP | Exit | Entergy New Orleans Inc 4.36 Cum.Pfd Shsequity | $0 | – | -5,530 | -100.0% | -0.09% | – |
| OMP | Exit | Oasis Midstream Partners LPequity | $0 | – | -35,000 | -100.0% | -0.10% | – |
| GLADN | Exit | Gladstone Capital Corp 6 Cum Red Pfd Registered Shs Series -2024-equity | $0 | – | -25,000 | -100.0% | -0.10% | – |
| Exit | Crow Point Defined Risk Global Equity Income Fund CL Iequity | $0 | – | -75,118 | -100.0% | -0.10% | – | |
| SOXX | Exit | iShares PHLX Semiconductor ETFequity | $0 | – | -5,175 | -100.0% | -0.13% | – |
| TPVY | Exit | TriplePoint Venture Growth BDC Corp 5.75 Notes 2017-15.07.22 Globalequity | $0 | – | -37,000 | -100.0% | -0.15% | – |
| NLYPRF | Exit | Annaly Capital Management Inc Cum Conv Red Pfd Registered Shs Series Fequity | $0 | – | -40,000 | -100.0% | -0.16% | – |
| TMKPRBCL | Exit | Torchmark 5.875 Junior Sub Debequity | $0 | – | -41,981 | -100.0% | -0.17% | – |
| Exit | Alabama Power Company Non Cumulative Pfd Shsequity | $0 | – | -61,087 | -100.0% | -0.24% | – | |
| BIL | Exit | SPDR Bloomberg Barclays 1-3 Month T-Bill ETFequity | $0 | – | -36,053 | -100.0% | -0.26% | – |
| FTRCQ | Exit | Frontier Communications Corporation Class Bequity | $0 | – | -136,075 | -100.0% | -0.27% | – |
| GMREPRA | Exit | Global Medical REIT Inc 7.5 Cum Conv Red Perp Pfd Registered Shs Series Aequity | $0 | – | -70,000 | -100.0% | -0.28% | – |
| ALAWP | Exit | Alabama Power Company 6 1/2 Non Cum Pfd Shsequity | $0 | – | -104,573 | -100.0% | -0.42% | – |
| Exit | Georgia Power Co Non Cum Pfd Shs Series -2007Aequity | $0 | – | -31,662 | -100.0% | -0.51% | – | |
| Exit | Crow Point Alternative Income Fundequity | $0 | – | -573,554 | -100.0% | -0.76% | – | |
| EQT | Exit | EQT Corporationequity | $0 | – | -75,000 | -100.0% | -0.78% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-01-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VISA INC COM CL A V | 19 | Q3 2019 | 8.6% |
| Shenandoah Telecommunications Company | 19 | Q3 2019 | 7.9% |
| SEMPRA ENERGY COM SRE | 19 | Q3 2019 | 6.7% |
| NEXTERA ENERGY INC NEE | 19 | Q3 2019 | 6.0% |
| PNM RESOURCES INC | 19 | Q3 2019 | 5.9% |
| CMS Energy Corporation | 19 | Q3 2019 | 5.6% |
| EDISON INTL COM EIX | 19 | Q3 2019 | 6.2% |
| Dominion Resources, Inc. | 19 | Q3 2019 | 3.7% |
| Comcast Corporation Class A | 19 | Q3 2019 | 3.1% |
| MasterCard Incorporated Class A | 19 | Q3 2019 | 4.0% |
View Crow Point Partners, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Spark Energy, Inc.Sold out | July 16, 2018 | 0 | 0.0% |
View Crow Point Partners, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2020-02-14 |
| 13F-HR | 2019-10-09 |
| 13F-HR | 2019-08-14 |
| 13F-HR | 2019-05-15 |
| 13F-HR | 2019-02-14 |
| 13F-HR | 2018-11-14 |
| 13F-HR | 2018-08-14 |
| SC 13D/A | 2018-07-16 |
| 13F-HR | 2018-04-10 |
| 13F-HR | 2018-01-10 |
View Crow Point Partners, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.