$608 Million is the total value of Crow Point Partners, LLC's 233 reported holdings in Q2 2017. The portfolio turnover from Q1 2017 to Q2 2017 was 50.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EIX | Edison Internationalequity | $37,908,000 | -1.7% | 485,000 | 0.0% | 6.24% | +4.5% | |
| ES | Sell | Eversource Energyequity | $30,654,000 | +1.5% | 505,000 | -1.9% | 5.04% | +7.9% |
| PNM | PNM Resources Inc.equity | $29,838,000 | +4.1% | 775,000 | 0.0% | 4.91% | +10.6% | |
| SHEN | Shenandoah Telecommunications Companyequity | $28,482,000 | +6.7% | 940,000 | 0.0% | 4.68% | +13.4% | |
| NEE | NextEra Energy Inc.equity | $27,994,000 | +9.2% | 200,000 | 0.0% | 4.60% | +16.1% | |
| CMS | CMS Energy Corporationequity | $27,798,000 | +3.8% | 600,000 | 0.0% | 4.57% | +10.3% | |
| V | Visa Inc. Class Aequity | $25,493,000 | +6.1% | 270,000 | 0.0% | 4.19% | +12.7% | |
| SRE | Sempra Energyequity | $24,847,000 | +2.5% | 219,900 | 0.0% | 4.09% | +8.9% | |
| LNT | Alliant Energy Corpequity | $23,785,000 | +2.2% | 588,000 | 0.0% | 3.91% | +8.6% | |
| AEP | Sell | American Electric Power Company Inc.equity | $20,532,000 | -31.3% | 295,000 | -33.7% | 3.38% | -27.0% |
| SPKE | Buy | Spark Energy Inc. Class Aequity | $20,203,000 | +5.1% | 1,022,954 | +68.1% | 3.32% | +11.6% |
| D | Dominion Energy Incequity | $20,059,000 | -0.5% | 260,300 | 0.0% | 3.30% | +5.7% | |
| CLDT | Sell | Chatham Lodging Trustequity | $18,216,000 | -11.0% | 900,000 | -14.3% | 3.00% | -5.4% |
| CMCSA | Comcast Corporation Class Aequity | $17,499,000 | +3.6% | 450,200 | 0.0% | 2.88% | +10.1% | |
| CHT | Sell | Chunghwa Telecom Co. Ltd Sponsored ADRequity | $17,418,000 | +1.7% | 495,249 | -1.3% | 2.86% | +8.0% |
| AWK | Sell | American Water Works Company Inc.equity | $15,620,000 | -18.9% | 200,000 | -20.0% | 2.57% | -13.8% |
| PCG | PG&E Corporationequity | $13,220,000 | -0.4% | 200,000 | 0.0% | 2.18% | +5.8% | |
| SJI | South Jersey Industries Inc.equity | $11,148,000 | -3.5% | 325,400 | 0.0% | 1.83% | +2.5% | |
| PEG | Public Service Enterprise Group Incequity | $10,730,000 | -2.3% | 250,000 | 0.0% | 1.76% | +3.8% | |
| MA | Sell | Mastercard Incorporated Class Aequity | $9,873,000 | +3.0% | 81,255 | -4.5% | 1.62% | +9.4% |
| GXP | Great Plains Energy Incorporatedequity | $9,052,000 | +0.9% | 310,000 | 0.0% | 1.49% | +7.3% | |
| CNP | Sell | CenterPoint Energy Inc.equity | $8,238,000 | -0.9% | 300,000 | -0.7% | 1.36% | +5.4% |
| JEPRA | Sell | Just Energy Group PFD Aequity | $7,933,000 | -1.0% | 315,000 | -3.1% | 1.30% | +5.2% |
| VZ | Sell | Verizon Communications Inc.equity | $6,340,000 | -10.4% | 142,758 | -1.0% | 1.04% | -4.7% |
| NWE | NorthWestern Corporationequity | $6,275,000 | +4.1% | 102,411 | 0.0% | 1.03% | +10.6% | |
| EAI | New | Entergy Arkansas Inc 4.875 Bonds 2016-01.09.66 1st Mtgequity | $5,832,000 | – | 242,000 | +100.0% | 0.96% | – |
| T | Sell | AT&T Inc.equity | $5,643,000 | -11.2% | 150,000 | -1.4% | 0.93% | -5.7% |
| SABCL | Saratoga Investment Corp 6.75 Notes 2016-30.12.23equity | $5,182,000 | -0.2% | 200,000 | 0.0% | 0.85% | +6.0% | |
| CDOR | Condor Hospitality Trust Inc.equity | $5,011,000 | +1.5% | 475,000 | 0.0% | 0.82% | +7.9% | |
| FTRCQ | New | Frontier Communications Corporation Class Bequity | $4,853,000 | – | 4,095,419 | +100.0% | 0.80% | – |
| APTS | Sell | Preferred Apartment Communities Inc.equity | $4,788,000 | +18.1% | 300,000 | -1.3% | 0.79% | +25.7% |
| WHLRD | Wheeler Real Estate Investment Trust Inc. Cum Conv Pfd Shs Series Dequity | $4,638,000 | -10.5% | 200,000 | 0.0% | 0.76% | -4.9% | |
| Georgia Power Co Non Cum Pfd Shs Series -2007Aequity | $4,466,000 | -0.6% | 44,043 | 0.0% | 0.74% | +5.8% | ||
| Sell | Crow Point Alternative Income Fundequity | $4,426,000 | -9.8% | 537,190 | -10.1% | 0.73% | -4.2% | |
| EQT | Buy | EQT Corporationequity | $4,426,000 | +24.5% | 75,000 | +28.0% | 0.73% | +32.1% |
| SBBC | Scorpio Tankers Inc 8.25 Notes 2017-01.06.19 Globalequity | $4,032,000 | +0.4% | 160,000 | 0.0% | 0.66% | +6.6% | |
| KRP | Kimbell Royalty Partners LPequity | $3,540,000 | -15.3% | 213,000 | 0.0% | 0.58% | -10.0% | |
| DOC | Sell | Physicians Realty Trustequity | $3,463,000 | -22.1% | 175,000 | -22.2% | 0.57% | -17.3% |
| SCG | SCANA Corporationequity | $3,380,000 | +3.1% | 50,000 | 0.0% | 0.56% | +9.7% | |
| DSXNCL | Sell | Diana Shipping Inc 8 1/2 Notes 2015-15.5.20 Srequity | $3,203,000 | -12.9% | 127,830 | -14.8% | 0.53% | -7.4% |
| MDLX | Medley LLC 6 7/8 Notes 2016-15.08.26equity | $2,897,000 | -2.3% | 120,000 | 0.0% | 0.48% | +3.9% | |
| SLTBCL | Scorpio Bulkers Inc 7 1/2 Notes 2014-15.9.19 Srequity | $2,562,000 | +0.2% | 105,000 | 0.0% | 0.42% | +6.3% | |
| AIW | Arlington Asset Investment Corp. 6.625 01-MAY-2023equity | $2,440,000 | -0.8% | 100,040 | 0.0% | 0.40% | +5.2% | |
| EXC | Buy | Exelon Corporationequity | $2,365,000 | +314.2% | 66,000 | +312.5% | 0.39% | +342.0% |
| INN | New | Summit Hotel Properties Inc.equity | $2,331,000 | – | 125,000 | +100.0% | 0.38% | – |
| IDA | IDACORP Inc.equity | $2,140,000 | +3.2% | 25,000 | 0.0% | 0.35% | +9.7% | |
| SCEPRL | New | SCE Trust VI 5 Cum Red Pfd Secs Series Lequity | $1,871,000 | – | 75,000 | +100.0% | 0.31% | – |
| ALAWP | Sell | Alabama Power Company 6 1/2 Non Cum Pfd Shsequity | $1,861,000 | -27.5% | 71,988 | -26.7% | 0.31% | -22.9% |
| CORRPRA | New | CorEnergy Infrastructure Trust Inc Deposit Shs Repr 1/100th 7 3/8 Cum Red Perp Pfd Series Aequity | $1,684,000 | – | 67,602 | +100.0% | 0.28% | – |
| PPIH | Buy | Perma-Pipe International Holdings Incequity | $1,324,000 | +19.0% | 166,500 | +17.7% | 0.22% | +26.7% |
| CLPR | Clipper Realty Inc.equity | $1,250,000 | -6.8% | 100,000 | 0.0% | 0.21% | -1.0% | |
| Sell | Alabama Power Company Non Cumulative Pfd Shsequity | $1,233,000 | -22.2% | 47,588 | -22.5% | 0.20% | -17.1% | |
| Gastar Exploration Inc Cum Pfd Shs Series Bequity | $1,102,000 | -18.2% | 56,900 | 0.0% | 0.18% | -13.4% | ||
| SRLN | Sell | SPDR Blackstone / GSO Senior Loan ETFequity | $1,004,000 | -7.1% | 21,198 | -6.9% | 0.16% | -1.2% |
| C | Buy | Citigroup Incequity | $997,000 | +201.2% | 14,891 | +172.2% | 0.16% | +221.6% |
| UEPEP | New | Union Electric Co USD 4.56 Cum.Red.Pfd Shsequity | $985,000 | – | 10,000 | +100.0% | 0.16% | – |
| SBNA | Scorpio Tankers Inc. 6.75 15-MAY-2020equity | $969,000 | +1.8% | 40,000 | 0.0% | 0.16% | +8.2% | |
| SBPRD | Safe Bulkers Inc 8 Cum Red Perp Pfd Shs Series Dequity | $949,000 | -0.1% | 50,000 | 0.0% | 0.16% | +6.1% | |
| BDX | Buy | Becton Dickinson and Companyequity | $941,000 | +282.5% | 4,868 | +263.6% | 0.16% | +307.9% |
| AHPPRB | Ashford Hospitality Prime Inc 5 1/2 Cum Conv Pfd Shs Series Bequity | $944,000 | +2.2% | 47,100 | 0.0% | 0.16% | +8.4% | |
| NSPRA | New | NuStar Energy LP Cum Red Perp Pfd Units Series Aequity | $916,000 | – | 35,000 | +100.0% | 0.15% | – |
| NMPRH | Navios Maritime Holdings Inc 8 5/8 Cum Red Perp Pfd Shs Sponsored American Deposit Receipt Repr 1/100th 8 5/8 CRPP-Hequity | $910,000 | -0.4% | 59,000 | 0.0% | 0.15% | +5.6% | |
| HYG | Buy | iShares iBoxx $ High Yield Corporate Bond ETFequity | $895,000 | +23.8% | 10,148 | +23.2% | 0.15% | +31.2% |
| NSARO | NSTAR Electric Company 4.78 Pfd Shsequity | $892,000 | -1.7% | 8,830 | 0.0% | 0.15% | +5.0% | |
| ICE | Buy | Intercontinental Exchange Inc.equity | $887,000 | +17.8% | 13,467 | +7.3% | 0.15% | +24.8% |
| New | BreitBurn Energy Partners L.P. 8.625 15-OCT-2020bond | $815,000 | – | 4,180,000 | +100.0% | 0.13% | – | |
| FDC | Buy | First Data Corporation Class Aequity | $781,000 | +83.8% | 42,373 | +56.5% | 0.13% | +93.9% |
| ETFC | Buy | E TRADE Financial Corporationequity | $759,000 | +59.1% | 20,136 | +47.2% | 0.12% | +68.9% |
| PFPT | New | Proofpoint Inc.equity | $757,000 | – | 8,782 | +100.0% | 0.12% | – |
| EEFT | Buy | Euronet Worldwide Inc.equity | $749,000 | +119.6% | 8,628 | +115.9% | 0.12% | +132.1% |
| CACI | New | CACI International Inc Class Aequity | $743,000 | – | 5,969 | +100.0% | 0.12% | – |
| CFR | Buy | Cullen/Frost Bankers Inc.equity | $724,000 | +153.1% | 7,694 | +140.7% | 0.12% | +170.5% |
| ALE | ALLETE Inc.equity | $722,000 | +7.0% | 10,000 | 0.0% | 0.12% | +13.3% | |
| QYLD | Sell | Recon Capital NASDAQ 100 Covered Call ETFequity | $704,000 | -27.0% | 29,785 | -28.2% | 0.12% | -22.1% |
| CME | Buy | CME Group Inc. Class Aequity | $674,000 | +13.3% | 5,390 | +7.7% | 0.11% | +20.7% |
| CNTHP | Connecticut Light & Power Co 6.56 Cum.Pfd Shs Series -1968-equity | $661,000 | +2.8% | 12,000 | 0.0% | 0.11% | +9.0% | |
| JBLU | New | JetBlue Airways Corporationequity | $636,000 | – | 27,814 | +100.0% | 0.10% | – |
| GBLIL | Global Indemnity Ltd Notes -15.04.47equity | $632,000 | +1.1% | 25,000 | 0.0% | 0.10% | +7.2% | |
| HA | New | Hawaiian Holdings Inc.equity | $624,000 | – | 13,496 | +100.0% | 0.10% | – |
| CNTHO | Connecticut Light & Power Co 5.28 Cum.Red.Pfd Shs Series 1967equity | $609,000 | -5.1% | 12,000 | 0.0% | 0.10% | +1.0% | |
| SJNK | Sell | SPDR Bloomberg Barclays Short Term High Yield Bond ETFequity | $603,000 | -14.3% | 21,577 | -14.2% | 0.10% | -9.2% |
| VNTV | Buy | Vantiv Inc. Class Aequity | $601,000 | +467.0% | 9,527 | +477.7% | 0.10% | +518.8% |
| CORR | CorEnergy Infrastructure Trust Inc.equity | $604,000 | +0.3% | 18,000 | 0.0% | 0.10% | +6.5% | |
| RTN | Buy | Raytheon Companyequity | $595,000 | +42.3% | 3,706 | +35.8% | 0.10% | +50.8% |
| IBKC | Buy | IBERIABANK Corporationequity | $566,000 | +42.6% | 6,922 | +38.3% | 0.09% | +52.5% |
| FTSL | Sell | First Trust Senior Loan Fundequity | $562,000 | -69.8% | 11,612 | -69.8% | 0.09% | -68.1% |
| NOC | Buy | Northrop Grumman Corporationequity | $553,000 | +138.4% | 2,170 | +123.5% | 0.09% | +152.8% |
| MAA | Sell | Mid-America Apartment Communities Inc.equity | $546,000 | -13.2% | 5,168 | -16.4% | 0.09% | -7.2% |
| DATA | New | Tableau Software Inc. Class Aequity | $533,000 | – | 8,624 | +100.0% | 0.09% | – |
| FRC | Buy | First Republic Bankequity | $526,000 | +54.7% | 5,232 | +45.5% | 0.09% | +64.2% |
| LMT | Buy | Lockheed Martin Corporationequity | $530,000 | +54.1% | 1,915 | +50.6% | 0.09% | +64.2% |
| PFF | Buy | iShares U.S. Preferred Stock ETFequity | $520,000 | +2636.8% | 13,315 | +2617.3% | 0.09% | +2766.7% |
| MKTX | Buy | MarketAxess Holdings Inc.equity | $511,000 | +336.8% | 2,512 | +299.4% | 0.08% | +366.7% |
| NEWT | Newtek Business Services Corp.equity | $491,000 | -4.1% | 30,000 | 0.0% | 0.08% | +2.5% | |
| ADS | Buy | Alliance Data Systems Corporationequity | $433,000 | +907.0% | 1,676 | +880.1% | 0.07% | +914.3% |
| JNK | Sell | SPDR Bloomberg Barclays High Yield Bond ETFequity | $431,000 | -18.4% | 11,607 | -18.8% | 0.07% | -13.4% |
| BHI | New | Baker Hughes Incorporatedequity | $428,000 | – | 8,000 | +100.0% | 0.07% | – |
| HDS | New | HD Supply Holdings Inc.equity | $398,000 | – | 13,017 | +100.0% | 0.06% | – |
| CMA | Buy | Comerica Incorporatedequity | $371,000 | +43.8% | 5,103 | +36.8% | 0.06% | +52.5% |
| Structured Asset Securities Corporation Mortgage Loan Trust 2006-WF1 M2 1.55611 25-FEB-2036bond | $373,000 | 0.0% | 400,000 | 0.0% | 0.06% | +5.2% | ||
| NDAQ | Sell | Nasdaq Inc.equity | $366,000 | -10.5% | 5,119 | -13.3% | 0.06% | -4.8% |
| SBUX | Buy | Starbucks Corporationequity | $362,000 | +144.6% | 6,208 | +144.7% | 0.06% | +160.9% |
| Sell | Crow Point Defined Risk Global Equity Income Fund CL Iequity | $341,000 | -59.2% | 40,356 | -59.5% | 0.06% | -56.6% | |
| AMG | Buy | Affiliated Managers Group Inc.equity | $333,000 | +8.8% | 2,018 | +8.0% | 0.06% | +17.0% |
| WDR | Sell | Waddell & Reed Financial Inc. Class Aequity | $331,000 | -1.2% | 17,263 | -12.4% | 0.05% | +3.8% |
| EMB | Buy | iShares JP Morgan USD Emerging Markets Bond ETFequity | $331,000 | +43.3% | 2,893 | +42.3% | 0.05% | +50.0% |
| XLE | Sell | Energy Select Sector SPDR Fundequity | $323,000 | -17.8% | 5,000 | -10.7% | 0.05% | -13.1% |
| CHKP | Buy | Check Point Software Technologies Ltd.equity | $318,000 | +189.1% | 2,904 | +173.2% | 0.05% | +205.9% |
| Sell | JP Morgan Chase Commercial Mortgage Securities Trust 2012-CIBX A3 3.1388 15-JUN-2045bond | $312,000 | -52.1% | 307,277 | -52.1% | 0.05% | -49.5% | |
| MDT | New | Medtronic plcequity | $297,000 | – | 3,351 | +100.0% | 0.05% | – |
| BABA | New | Alibaba Group Holding Ltd. Sponsored ADRequity | $285,000 | – | 2,027 | +100.0% | 0.05% | – |
| MIME | New | Mimecast Limitedequity | $281,000 | – | 10,492 | +100.0% | 0.05% | – |
| BRO | New | Brown & Brown Inc.equity | $280,000 | – | 6,418 | +100.0% | 0.05% | – |
| HYMB | Buy | SPDR Nuveen S&P High Yield Municipal Bond ETFequity | $269,000 | +58.2% | 4,745 | +58.2% | 0.04% | +69.2% |
| ADP | Sell | Automatic Data Processing Inc.equity | $252,000 | -23.9% | 2,481 | -23.5% | 0.04% | -19.6% |
| HTPRE | Hersha Hospitality Trust 6.50 Cum Red Registered Pfd Shs Series Eequity | $247,000 | 0.0% | 10,000 | 0.0% | 0.04% | +7.9% | |
| TNPPRE | Tsakos Energy Navigation Ltd Cum Red Perp Pfd Registered Shs Series Eequity | $252,000 | +0.8% | 10,000 | 0.0% | 0.04% | +5.1% | |
| VRPRBCL | New | Validus Holdings Ltd Deposit Shs Repr 1/1000th Non-Cum Pfd Registered Shs Series Bequity | $252,000 | – | 10,000 | +100.0% | 0.04% | – |
| MDLZ | New | Mondelez International Inc. Class Aequity | $232,000 | – | 5,374 | +100.0% | 0.04% | – |
| WRB | New | W. R. Berkley Corporationequity | $229,000 | – | 3,307 | +100.0% | 0.04% | – |
| Sell | DEL MONTE FOODS CONSUMER PRODUCTS TERM LOAN 2/18/21bond | $232,000 | -0.4% | 248,750 | -0.3% | 0.04% | +5.6% | |
| AAN | New | Aaron's Inc.equity | $228,000 | – | 5,837 | +100.0% | 0.04% | – |
| AIG | New | American International Group Inc.equity | $213,000 | – | 3,357 | +100.0% | 0.04% | – |
| MSFT | Sell | Microsoft Corporationequity | $208,000 | -20.9% | 3,040 | -24.0% | 0.03% | -17.1% |
| CUDA | New | Barracuda Networks Inc.equity | $205,000 | – | 9,042 | +100.0% | 0.03% | – |
| SRNE | New | Sorrento Therapeutics Inc.equity | $200,000 | – | 97,536 | +100.0% | 0.03% | – |
| NGLPRB | New | NGL Energy Partners LP Cum Red Perp Pfd Units Bequity | $203,000 | – | 8,200 | +100.0% | 0.03% | – |
| MS | Sell | Morgan Stanleyequity | $200,000 | -4.8% | 4,477 | -7.6% | 0.03% | 0.0% |
| VRNT | New | Verint Systems Inc.equity | $187,000 | – | 4,555 | +100.0% | 0.03% | – |
| BANC | Sell | Banc of California Inc.equity | $177,000 | -16.9% | 8,187 | -19.7% | 0.03% | -12.1% |
| ACGL | New | Arch Capital Group Ltd.equity | $174,000 | – | 1,847 | +100.0% | 0.03% | – |
| Sell | SASC 2006-AM1 A4 Mtgebond | $176,000 | -9.3% | 179,500 | -8.9% | 0.03% | -3.3% | |
| XOP | Sell | SPDR S&P Oil & Gas Exploration & Production ETFequity | $178,000 | -27.6% | 5,600 | -15.2% | 0.03% | -23.7% |
| DDRPRA | New | DDR Corp Deposit Shs Repr 1/20th 6.375 Cum Red Pfd Registered Shs Aequity | $169,000 | – | 6,500 | +100.0% | 0.03% | – |
| LMRK | Landmark Infrastructure Partners LPequity | $160,000 | +6.7% | 10,000 | 0.0% | 0.03% | +13.0% | |
| USCR | New | U.S. Concrete Inc.equity | $147,000 | – | 1,875 | +100.0% | 0.02% | – |
| SSNC | New | SS&C Technologies Holdings Inc.equity | $143,000 | – | 3,778 | +100.0% | 0.02% | – |
| NOW | Buy | ServiceNow Inc.equity | $140,000 | +32.1% | 1,320 | +8.8% | 0.02% | +43.8% |
| CTUCL | Qwest Corp 7 Notes 2012-1.7.52equity | $141,000 | 0.0% | 5,578 | 0.0% | 0.02% | +4.5% | |
| GAIN | New | Gladstone Investment Corporationequity | $140,000 | – | 15,000 | +100.0% | 0.02% | – |
| FB | New | Facebook Inc. Class Aequity | $142,000 | – | 937 | +100.0% | 0.02% | – |
| PYPL | Sell | PayPal Holdings Incequity | $133,000 | -71.0% | 2,494 | -76.3% | 0.02% | -69.0% |
| TTWO | Buy | Take-Two Interactive Software Inc.equity | $129,000 | +101.6% | 1,775 | +63.4% | 0.02% | +110.0% |
| ECCB | Eagle Point Credit Company Inc 7.75 Pfd Registered Shs 2016-30.10.26 Series Bequity | $130,000 | +0.8% | 5,000 | 0.0% | 0.02% | +5.0% | |
| MHPRD | New | Maiden Holdings Ltd 6.7 Red Pfd Registered Shs Series Dequity | $126,000 | – | 5,000 | +100.0% | 0.02% | – |
| FRCPRH | New | First Republic Bank Deposit Shs Repr 1/40th Non Cum Perp Pfd Shs Series Hequity | $124,000 | – | 5,000 | +100.0% | 0.02% | – |
| LUKOY | Sell | Oil company LUKOIL PJSC Sponsored ADRequity | $122,000 | -41.3% | 2,539 | -34.8% | 0.02% | -37.5% |
| JNJ | Sell | Johnson & Johnsonequity | $107,000 | -27.2% | 810 | -31.2% | 0.02% | -21.7% |
| Sell | WF Utility and Telecommunications Fund Class Aequity | $108,000 | -74.0% | 5,194 | -75.0% | 0.02% | -71.9% | |
| RAI | Sell | Reynolds American Inc.equity | $109,000 | -33.1% | 1,675 | -35.6% | 0.02% | -28.0% |
| CBOE | Sell | CBOE Holdings Inc.equity | $107,000 | -70.3% | 1,179 | -73.7% | 0.02% | -67.9% |
| MFA | Sell | MFA Financial Inc.equity | $105,000 | -28.6% | 12,445 | -31.9% | 0.02% | -26.1% |
| APO | Buy | Apollo Global Management LLC Class Aequity | $96,000 | +18.5% | 3,640 | +8.4% | 0.02% | +23.1% |
| AB | Sell | AllianceBernstein Holding L.P.equity | $95,000 | +1.1% | 4,068 | -2.4% | 0.02% | +6.7% |
| CMI | Sell | Cummins Inc.equity | $96,000 | -25.6% | 598 | -29.4% | 0.02% | -20.0% |
| F | Sell | Ford Motor Companyequity | $97,000 | -72.9% | 8,700 | -71.7% | 0.02% | -70.9% |
| Sell | Fremont Home Loan Trust 2005-B M4 1.92111 25-APR-2035bond | $89,000 | -5.3% | 93,438 | -4.5% | 0.02% | 0.0% | |
| BA | Sell | Boeing Companyequity | $85,000 | -39.7% | 431 | -45.8% | 0.01% | -36.4% |
| NVDA | Sell | NVIDIA Corporationequity | $87,000 | -80.0% | 593 | -85.1% | 0.01% | -79.1% |
| GLD | New | SPDR Gold Trustequity | $83,000 | – | 700 | +100.0% | 0.01% | – |
| TKR | Sell | Timken Companyequity | $87,000 | -42.0% | 1,918 | -42.3% | 0.01% | -39.1% |
| SLRC | Sell | Solar Capital Ltd.equity | $86,000 | -35.8% | 3,948 | -33.5% | 0.01% | -33.3% |
| STWD | Sell | Starwood Property Trust Inc.equity | $81,000 | -30.8% | 3,605 | -30.6% | 0.01% | -27.8% |
| TSM | Sell | Taiwan Semiconductor Manufacturing Co. Ltd. Sponsored ADRequity | $79,000 | -26.9% | 2,268 | -30.3% | 0.01% | -23.5% |
| Sell | Adjustable Rate Mortgage Trust 2005-5 6A22 1.77611 25-SEP-2035bond | $77,000 | -6.1% | 78,764 | -5.5% | 0.01% | 0.0% | |
| AET | Aetna Inc.equity | $80,000 | +19.4% | 525 | 0.0% | 0.01% | +30.0% | |
| PRU | Sell | Prudential Financial Inc.equity | $81,000 | -31.9% | 743 | -32.8% | 0.01% | -27.8% |
| FISV | Sell | Fiserv Inc.equity | $77,000 | -71.5% | 630 | -73.0% | 0.01% | -69.0% |
| ETR | Entergy Corporationequity | $77,000 | +1.3% | 1,000 | 0.0% | 0.01% | +8.3% | |
| AIC | Arlington Asset Investment Corp 6 3/4 Notes 2015-15.3.25 Srequity | $72,000 | +4.3% | 3,000 | 0.0% | 0.01% | +9.1% | |
| MCD | Sell | McDonald's Corporationequity | $71,000 | -24.5% | 465 | -35.8% | 0.01% | -20.0% |
| IP | Sell | International Paper Companyequity | $72,000 | -52.6% | 1,293 | -56.4% | 0.01% | -50.0% |
| SIL | Global X Silver Miners ETFequity | $74,000 | -6.3% | 2,200 | 0.0% | 0.01% | 0.0% | |
| LYB | Sell | LyondellBasell Industries NVequity | $75,000 | -52.8% | 891 | -48.9% | 0.01% | -52.0% |
| AAPL | New | Apple Inc.equity | $72,000 | – | 500 | +100.0% | 0.01% | – |
| Sell | Countrywide Home Loans Asset-Backed Certificates Series 2002-S4 A5 5.216 25-OCT-2017bond | $70,000 | -14.6% | 70,457 | -14.8% | 0.01% | -7.7% | |
| ADM | Sell | Archer-Daniels-Midland Companyequity | $65,000 | -51.1% | 1,595 | -44.7% | 0.01% | -47.6% |
| AHH | Sell | Armada Hoffler Properties Inc.equity | $65,000 | -52.6% | 5,000 | -50.0% | 0.01% | -47.6% |
| Sell | Morgan Stanley Capital I Trust 2006-IQ11 AJ 6.275065 15-MAY-2016bond | $69,000 | -2.8% | 68,700 | -2.5% | 0.01% | 0.0% | |
| AMGN | Amgen Inc.equity | $67,000 | +4.7% | 388 | 0.0% | 0.01% | +10.0% | |
| HPT | Sell | Hospitality Properties Trustequity | $61,000 | -40.2% | 2,046 | -37.2% | 0.01% | -37.5% |
| CLNS | Sell | Colony NorthStar Inc. Class Aequity | $62,000 | -44.6% | 4,462 | -48.1% | 0.01% | -41.2% |
| VOD | Sell | Vodafone Group Plc Sponsored ADRequity | $59,000 | -18.1% | 2,049 | -24.3% | 0.01% | -9.1% |
| SIR | Buy | Select Income REITequity | $52,000 | +23.8% | 2,154 | +31.4% | 0.01% | +28.6% |
| OHI | Sell | Omega Healthcare Investors Inc.equity | $54,000 | -48.1% | 1,644 | -47.7% | 0.01% | -43.8% |
| LVS | Buy | Las Vegas Sands Corp.equity | $54,000 | +28.6% | 844 | +15.6% | 0.01% | +28.6% |
| EFC | Sell | Ellington Financial LLCequity | $56,000 | -37.8% | 3,424 | -40.2% | 0.01% | -35.7% |
| HST | Sell | Host Hotels & Resorts Inc.equity | $56,000 | -33.3% | 3,023 | -33.1% | 0.01% | -30.8% |
| YEXT | New | Yext Inc.equity | $52,000 | – | 4,000 | +100.0% | 0.01% | – |
| PM | Sell | Philip Morris International Inc.equity | $55,000 | -45.5% | 467 | -47.7% | 0.01% | -43.8% |
| BPOP | Sell | Popular Inc.equity | $56,000 | -81.1% | 1,337 | -81.5% | 0.01% | -80.4% |
| BLX | Sell | Banco Latinoamericano de Comercio Exterior S.A. Class Eequity | $54,000 | -18.2% | 1,959 | -17.0% | 0.01% | -10.0% |
| BAP | New | Credicorp Ltd.equity | $54,000 | – | 300 | +100.0% | 0.01% | – |
| BACPRC | Bank of America Corp Deposit Shs Repr 1/1000th Non-Cum Pfd Shs Series -CC-equity | $49,000 | 0.0% | 1,900 | 0.0% | 0.01% | 0.0% | |
| KLAC | Sell | KLA-Tencor Corporationequity | $48,000 | -51.5% | 523 | -49.3% | 0.01% | -46.7% |
| PFE | Sell | Pfizer Inc.equity | $48,000 | -60.3% | 1,436 | -59.3% | 0.01% | -57.9% |
| IRM | Sell | Iron Mountain Inc.equity | $46,000 | -58.9% | 1,352 | -57.4% | 0.01% | -52.9% |
| SPLS | Sell | Staples Inc.equity | $46,000 | -41.0% | 4,597 | -48.7% | 0.01% | -33.3% |
| KO | Sell | Coca-Cola Companyequity | $46,000 | -45.9% | 1,016 | -48.9% | 0.01% | -38.5% |
| CIM | Sell | Chimera Investment Corporationequity | $47,000 | -61.5% | 2,530 | -58.3% | 0.01% | -57.9% |
| VGR | Sell | Vector Group Ltd.equity | $50,000 | -36.7% | 2,334 | -38.7% | 0.01% | -33.3% |
| WMT | Sell | Wal-Mart Stores Inc.equity | $49,000 | -63.4% | 641 | -65.9% | 0.01% | -61.9% |
| TBT | Sell | ProShares UltraShort 20 Year Treasuryequity | $43,000 | -57.4% | 1,200 | -53.3% | 0.01% | -56.2% |
| AMZN | Sell | Amazon.com Inc.equity | $43,000 | -90.0% | 44 | -91.0% | 0.01% | -89.4% |
| JKHY | Sell | Jack Henry & Associates Inc.equity | $38,000 | -87.9% | 369 | -89.0% | 0.01% | -87.8% |
| MAT | Sell | Mattel Inc.equity | $37,000 | -50.0% | 1,756 | -39.4% | 0.01% | -45.5% |
| LQD | Sell | iShares iBoxx $ Investment Grade Corporate Bond ETFequity | $29,000 | -62.8% | 237 | -64.2% | 0.01% | -58.3% |
| MIC | Sell | Macquarie Infrastructure Corporationequity | $29,000 | -75.8% | 370 | -75.2% | 0.01% | -73.7% |
| Sell | GSAMP Trust 2005-SEA2 A1 1.56611 25-JAN-2045bond | $33,000 | -5.7% | 33,208 | -6.6% | 0.01% | 0.0% | |
| Sell | Equity One Mortgage Pass Through Trust 2003-4 M1 5.869 25-OCT-2034bond | $28,000 | -3.4% | 29,217 | -4.7% | 0.01% | +25.0% | |
| CPK | Chesapeake Utilities Corporationequity | $23,000 | +9.5% | 300 | 0.0% | 0.00% | +33.3% | |
| Sell | RASC Series 2003-KS4 Trust AI6 3.87 25-JUN-2033bond | $26,000 | -13.3% | 25,592 | -13.5% | 0.00% | -20.0% | |
| Sell | Banc of America Funding 2006-2 Trust 2A18 5.75 25-MAR-2036bond | $16,000 | 0.0% | 16,823 | -2.3% | 0.00% | +50.0% | |
| Sell | Option One Mortgage Loan Trust 2005-1 A4 2.01611 25-FEB-2035bond | $17,000 | -5.6% | 17,129 | -4.5% | 0.00% | 0.0% | |
| NJR | New Jersey Resources Corporationequity | $16,000 | 0.0% | 400 | 0.0% | 0.00% | +50.0% | |
| Sell | Washington Mutual Mortgage Pass-Through Certificates WMALT Series 2006-7 A1A 6.086 25-SEP-2036bond | $20,000 | 0.0% | 37,375 | -0.9% | 0.00% | 0.0% | |
| LMICL | Legg Mason Inc. 6 3/8 Notes 2016-15.3.56equity | $11,000 | +10.0% | 400 | 0.0% | 0.00% | 0.0% | |
| Sell | RAMP Series 2005-RS1 Trust AI6 4.713 25-NOV-2034bond | $10,000 | -16.7% | 9,901 | -17.4% | 0.00% | 0.0% | |
| MDU | MDU Resources Group Inc.equity | $13,000 | -7.1% | 500 | 0.0% | 0.00% | 0.0% | |
| Sell | RASC Series 2004-KS2 Trust AI6 4.3 25-MAR-2034bond | $5,000 | -16.7% | 4,870 | -11.4% | 0.00% | 0.0% | |
| Sell | Washington Mutual Mortgage Pass-Through Certificates Series 2003-S12 2A 4.75 25-NOV-2018bond | $5,000 | -16.7% | 5,080 | -8.6% | 0.00% | 0.0% | |
| GRHPQ | GreenHunter Resources Inc 10 Cum Pfd Shs Series Cequity | $4,000 | 0.0% | 61,786 | 0.0% | 0.00% | 0.0% | |
| Sell | Ameriquest Mortgage Securities 2003-11 AF6 5.64 25-DEC-2033bond | $5,000 | 0.0% | 4,994 | -5.6% | 0.00% | 0.0% | |
| Sell | GE CAPITAL MTG SERVICES INC.bond | $3,000 | 0.0% | 2,511 | -6.3% | 0.00% | – | |
| Safeway Inc.equity | $0 | – | 750,000 | 0.0% | 0.00% | – | ||
| TNTRQ | New | Tintri Inc.equity | $0 | – | 0 | +100.0% | 0.00% | – |
| Safeway Inc.equity | $0 | – | 750,000 | 0.0% | 0.00% | – | ||
| Sell | Dash II A1L 1.73556 15-SEP-2035bond | $0 | – | 95,918 | -42.4% | 0.00% | – | |
| GREENHUNTER WATER WARRANTSequity | $0 | – | 96,112 | 0.0% | 0.00% | – | ||
| EFA | New | iShares MSCI EAFE ETFequity | $0 | – | 0 | +100.0% | 0.00% | – |
| AGRIP | New | AGRIBANK FCB Non-Cum Perp Pfd Shs Series Aequity | $0 | – | 0 | +100.0% | 0.00% | – |
| Sell | Nomura Asset Acceptance Corporation Alternative Loan Trust Series 2005-AR2 2A2 3.588021 25-MAY-2035bond | $3,000 | -25.0% | 3,456 | -11.8% | 0.00% | -100.0% | |
| Sell | Citigroup Commercial Mortgage Trust 2008-C7 AMA 6.176349 10-DEC-2049bond | $0 | -100.0% | 0 | -100.0% | 0.00% | -100.0% | |
| Exit | Carlyle High Yield Partners X A2A 1.37344 19-APR-2022bond | $0 | – | -125,769 | -100.0% | 0.00% | – | |
| KMIWS | Exit | Kinder Morgan Inc Warrants 2012-25.5.17 on Shsequity | $0 | – | -512,000 | -100.0% | 0.00% | – |
| Exit | LB-UBS Commercial Mortgage Trust Series 2004-C1 4.568 15-JAN-2031bond | $0 | – | -878 | -100.0% | 0.00% | – | |
| LUMN | Exit | CenturyLink Inc.equity | $0 | – | -219 | -100.0% | -0.00% | – |
| Exit | Grifols 2/14 (USD) TLB 27-Feb-2021bond | $0 | – | -6,875 | -100.0% | -0.00% | – | |
| Exit | Iberdrola SAequity | $0 | – | -2,225 | -100.0% | -0.00% | – | |
| CNDT | Exit | Conduent Inc.equity | $0 | – | -937 | -100.0% | -0.00% | – |
| AMSF | Exit | AMERISAFE Inc.equity | $0 | – | -311 | -100.0% | -0.00% | – |
| SKM | Exit | SK Telecom Co. Ltd. Sponsored ADRequity | $0 | – | -997 | -100.0% | -0.00% | – |
| FBR | Exit | Fibria Celulose S.A. Sponsored ADRequity | $0 | – | -2,633 | -100.0% | -0.00% | – |
| AGNC | Exit | AGNC Investment Corp.equity | $0 | – | -1,699 | -100.0% | -0.01% | – |
| MCY | Exit | Mercury General Corporationequity | $0 | – | -536 | -100.0% | -0.01% | – |
| PRA | Exit | ProAssurance Corporationequity | $0 | – | -599 | -100.0% | -0.01% | – |
| BAK | Exit | Braskem S.A. Sponsored ADR Pfd Class Aequity | $0 | – | -1,886 | -100.0% | -0.01% | – |
| HLS | Exit | HealthSouth Corporationequity | $0 | – | -958 | -100.0% | -0.01% | – |
| NLY | Exit | Annaly Capital Management Inc.equity | $0 | – | -3,217 | -100.0% | -0.01% | – |
| EMR | Exit | Emerson Electric Co.equity | $0 | – | -690 | -100.0% | -0.01% | – |
| STC | Exit | Stewart Information Services Corporationequity | $0 | – | -916 | -100.0% | -0.01% | – |
| MO | Exit | Altria Group Inc.equity | $0 | – | -577 | -100.0% | -0.01% | – |
| LRN | Exit | K12 Inc.equity | $0 | – | -2,413 | -100.0% | -0.01% | – |
| BIG | Exit | Big Lots Inc.equity | $0 | – | -882 | -100.0% | -0.01% | – |
| ENR | Exit | Energizer Holdings Inc.equity | $0 | – | -793 | -100.0% | -0.01% | – |
| VLO | Exit | Valero Energy Corporationequity | $0 | – | -664 | -100.0% | -0.01% | – |
| Exit | Banc of America Commercial Mortgage Inc. Series 2005-3 AM 4.727 10-JUL-2043bond | $0 | – | -50,163 | -100.0% | -0.01% | – | |
| MASI | Exit | Masimo Corporationequity | $0 | – | -559 | -100.0% | -0.01% | – |
| CPA | Exit | Copa Holdings S.A. Class Aequity | $0 | – | -460 | -100.0% | -0.01% | – |
| SIVB | Exit | SVB Financial Groupequity | $0 | – | -300 | -100.0% | -0.01% | – |
| IGT | Exit | International Game Technology PLCequity | $0 | – | -2,504 | -100.0% | -0.01% | – |
| CPT | Exit | Camden Property Trustequity | $0 | – | -687 | -100.0% | -0.01% | – |
| UNM | Exit | Unum Groupequity | $0 | – | -1,182 | -100.0% | -0.01% | – |
| WU | Exit | Western Union Companyequity | $0 | – | -3,040 | -100.0% | -0.01% | – |
| Exit | Hilton Hotels 10/13 Cov-Lite TL 26-Oct-2020bond | $0 | – | -61,458 | -100.0% | -0.01% | – | |
| PKX | Exit | POSCO Sponsored ADRequity | $0 | – | -1,022 | -100.0% | -0.01% | – |
| MLPI | Exit | ETRACS Alerian MLP Infrastructure Index ETNequity | $0 | – | -2,462 | -100.0% | -0.01% | – |
| UNH | Exit | UnitedHealth Group Incorporatedequity | $0 | – | -438 | -100.0% | -0.01% | – |
| RS | Exit | Reliance Steel & Aluminum Co.equity | $0 | – | -846 | -100.0% | -0.01% | – |
| BCR | Exit | C. R. Bard Inc.equity | $0 | – | -296 | -100.0% | -0.01% | – |
| AMD | Exit | Advanced Micro Devices Inc.equity | $0 | – | -5,055 | -100.0% | -0.01% | – |
| AEO | Exit | American Eagle Outfitters Inc.equity | $0 | – | -5,521 | -100.0% | -0.01% | – |
| GDXJ | Exit | VanEck Vectors Junior Gold Miners ETFequity | $0 | – | -2,100 | -100.0% | -0.01% | – |
| AXE | Exit | Anixter International Inc.equity | $0 | – | -1,112 | -100.0% | -0.01% | – |
| OUT | Exit | OUTFRONT Media Inc.equity | $0 | – | -3,221 | -100.0% | -0.01% | – |
| AON | Exit | Aon plcequity | $0 | – | -717 | -100.0% | -0.01% | – |
| XRX | Exit | Xerox Corporationequity | $0 | – | -12,188 | -100.0% | -0.01% | – |
| INTC | Exit | Intel Corporationequity | $0 | – | -2,720 | -100.0% | -0.02% | – |
| Exit | Energy & Exploration Partners Inc. 8.0 01-JUL-2019equity | $0 | – | -10,000,000 | -100.0% | -0.02% | – | |
| LDOS | Exit | Leidos Holdings Inc.equity | $0 | – | -1,925 | -100.0% | -0.02% | – |
| KB | Exit | KB Financial Group Inc. Sponsored ADRequity | $0 | – | -2,382 | -100.0% | -0.02% | – |
| MRK | Exit | Merck & Co. Inc.equity | $0 | – | -1,666 | -100.0% | -0.02% | – |
| VNQI | Exit | Vanguard Global ex-US Real Estate Index Fundequity | $0 | – | -2,127 | -100.0% | -0.02% | – |
| STLD | Exit | Steel Dynamics Inc.equity | $0 | – | -3,607 | -100.0% | -0.02% | – |
| VSS | Exit | Vanguard FTSE All World (ex-US) Small Cap Index Fundequity | $0 | – | -1,211 | -100.0% | -0.02% | – |
| MAN | Exit | ManpowerGroup Inc.equity | $0 | – | -1,237 | -100.0% | -0.02% | – |
| NVS | Exit | Novartis AG Sponsored ADRequity | $0 | – | -1,769 | -100.0% | -0.02% | – |
| CVX | Exit | Chevron Corporationequity | $0 | – | -1,267 | -100.0% | -0.02% | – |
| AINV | Exit | Apollo Investment Corporationequity | $0 | – | -20,959 | -100.0% | -0.02% | – |
| FAF | Exit | First American Financial Corporationequity | $0 | – | -3,602 | -100.0% | -0.02% | – |
| CSCO | Exit | Cisco Systems Inc.equity | $0 | – | -4,199 | -100.0% | -0.02% | – |
| IBM | Exit | International Business Machines Corporationequity | $0 | – | -1,052 | -100.0% | -0.03% | – |
| XOM | Exit | Exxon Mobil Corporationequity | $0 | – | -2,270 | -100.0% | -0.03% | – |
| PSBPRW | Exit | PS Business Parks Inc Deposit Shs Repr 1/1000 5.20 Cum Registered Pfd Shs Series Wequity | $0 | – | -10,000 | -100.0% | -0.04% | – |
| LMRKO | Exit | Landmark Infrastructure Partners LP 7.9 Cum Red Perp Pfd Uts Series Bequity | $0 | – | -10,000 | -100.0% | -0.04% | – |
| VWO | Exit | Vanguard FTSE Emerging Markets ETFequity | $0 | – | -6,558 | -100.0% | -0.04% | – |
| BYD | Exit | Boyd Gaming Corporationequity | $0 | – | -13,727 | -100.0% | -0.05% | – |
| PNC | Exit | PNC Financial Services Group Inc.equity | $0 | – | -2,512 | -100.0% | -0.05% | – |
| Exit | Crow Point Global Dividend Plus Fundequity | $0 | – | -29,954 | -100.0% | -0.05% | – | |
| Exit | Bear Stearns Commercial Mortgage Securities Trust 2007-PWR18 AMA 6.087 11-JUN-2021bond | $0 | – | -300,000 | -100.0% | -0.05% | – | |
| PAYX | Exit | Paychex Inc.equity | $0 | – | -6,837 | -100.0% | -0.06% | – |
| AXSPRE | Exit | Axis Capital Holdings Ltd Deposit Shs Repr 1/100th 5.50 Non-Cum Pfd Shs Series Eequity | $0 | – | -20,000 | -100.0% | -0.07% | – |
| AHTPRG | Exit | Ashford Hospitality Trust Inc. 7.375 Cum Pfd Registered Shs Series Gequity | $0 | – | -20,000 | -100.0% | -0.07% | – |
| Exit | Bear Stearns Commercial Mortgage Securities Trust 2005-TOP20 D 5.114834 12-OCT-2042bond | $0 | – | -500,000 | -100.0% | -0.08% | – | |
| SOJB | Exit | Southern Co Notes 2016-01.10.76 Series 2016Aequity | $0 | – | -25,000 | -100.0% | -0.09% | – |
| PMTPRA | Exit | PennyMac Mortgage Investment Trust Cum Red Pfd Registered Shs of Beneficial Interest Series Aequity | $0 | – | -25,000 | -100.0% | -0.10% | – |
| GLOGPRA | Exit | GasLog Ltd Cum Red Perp Pfd Shs Series Aequity | $0 | – | -25,000 | -100.0% | -0.10% | – |
| ECCZCL | Exit | Eagle Point Credit Company Inc 7 Notes 2015-31.12.20equity | $0 | – | -25,000 | -100.0% | -0.10% | – |
| PSAPRE | Exit | Public Storage Deposit Shs Repr 1/1000th Cum Pfd Registered Shs of Benef Intst Sr Eequity | $0 | – | -30,000 | -100.0% | -0.10% | – |
| DTY | Exit | DTE Energy Co 6 Debentures 2016-15.12.76 Series Fequity | $0 | – | -40,000 | -100.0% | -0.16% | – |
| NEEPRK | Exit | NextEra Energy Capital Holdings Inc 5.25 Debentures 2016-01.06.76 Gtd Series Kequity | $0 | – | -43,826 | -100.0% | -0.16% | – |
| ELC | Exit | Entergy Louisiana LLC 4 7/8 Bonds 2016-01.09.66 Collateral Trust Mtgequity | $0 | – | -50,000 | -100.0% | -0.17% | – |
| COFPRH | Exit | Capital One Financial Corp Deposit Shs Repr 1/40th 6 Non-Cum Pfd Shs Series Hequity | $0 | – | -50,000 | -100.0% | -0.19% | – |
| CIOPRA | Exit | City Office REIT Inc 6 5/8 Cum Red Pfd Series Aequity | $0 | – | -50,000 | -100.0% | -0.19% | – |
| AHLPRD | Exit | Aspen Insurance Holdings Ltd 5.625 Non-Cum Perp Pfd Shsequity | $0 | – | -53,000 | -100.0% | -0.21% | – |
| Exit | BreitBurn Energy Partners L.P. 8.625 15-OCT-2020equity | $0 | – | -2,680,000 | -100.0% | -0.24% | – | |
| CTBB | Exit | Qwest Corp 6 1/2 Notes 2016-01.09.56equity | $0 | – | -70,000 | -100.0% | -0.27% | – |
| CLNSPRFCL | Exit | Colony NorthStar Inc. 8.5 Cum Red Perp Registered Pfd Shs Series Fequity | $0 | – | -95,000 | -100.0% | -0.37% | – |
| UZC | Exit | United States Cellular Corp 7 1/4 Notes 2015-1.12.64equity | $0 | – | -95,000 | -100.0% | -0.39% | – |
| RILYL | Exit | B. Riley Financial Inc. 7.5 Notes 2016-31.10.21equity | $0 | – | -100,000 | -100.0% | -0.40% | – |
| Exit | Gulf Power Co Non-Cum Pfd Shs Series -2007A-equity | $0 | – | -30,000 | -100.0% | -0.47% | – | |
| DRUA | Exit | Dominion Resources Inc 5 1/4 Notes 2016-30.07.76 Series Aequity | $0 | – | -219,195 | -100.0% | -0.81% | – |
| SBNB | Exit | Scorpio Tankers Inc. 7.5 15-OCT-2017equity | $0 | – | -223,707 | -100.0% | -0.87% | – |
| DYNC | Exit | DYN D Series PFD UNITSequity | $0 | – | -66,500 | -100.0% | -0.88% | – |
| SOJA | Exit | Southern Co 6 1/4 Notes 2015-15.10.75 Series 2015Aequity | $0 | – | -350,000 | -100.0% | -1.42% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-07-17
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VISA INC COM CL A V | 19 | Q3 2019 | 8.6% |
| Shenandoah Telecommunications Company | 19 | Q3 2019 | 7.9% |
| SEMPRA ENERGY COM SRE | 19 | Q3 2019 | 6.7% |
| NEXTERA ENERGY INC NEE | 19 | Q3 2019 | 6.0% |
| PNM RESOURCES INC | 19 | Q3 2019 | 5.9% |
| CMS Energy Corporation | 19 | Q3 2019 | 5.6% |
| EDISON INTL COM EIX | 19 | Q3 2019 | 6.2% |
| Dominion Resources, Inc. | 19 | Q3 2019 | 3.7% |
| Comcast Corporation Class A | 19 | Q3 2019 | 3.1% |
| MasterCard Incorporated Class A | 19 | Q3 2019 | 4.0% |
View Crow Point Partners, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Spark Energy, Inc.Sold out | July 16, 2018 | 0 | 0.0% |
View Crow Point Partners, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2020-02-14 |
| 13F-HR | 2019-10-09 |
| 13F-HR | 2019-08-14 |
| 13F-HR | 2019-05-15 |
| 13F-HR | 2019-02-14 |
| 13F-HR | 2018-11-14 |
| 13F-HR | 2018-08-14 |
| SC 13D/A | 2018-07-16 |
| 13F-HR | 2018-04-10 |
| 13F-HR | 2018-01-10 |
View Crow Point Partners, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.