Southpaw Asset Management LP Activity Q4 2007-Q3 2021

Q3 2021

			Value		Shares		↓ Weighting
		N/An/a	$0	–	0	–	0.00%	–

Q2 2021

			Value		Shares		↓ Weighting
	New	N/An/a	$0	–	0	–	0.00%	–

Q4 2020

			Value		Shares		↓ Weighting
TDWWS	Exit	TIDEWATER INC NEW*w exp 11/24/202	$0	–	-22,341	–	-0.04%	–
TDWWSB	Exit	TIDEWATER INC NEW*w exp 07/31/202	$0	–	-114,059	–	-0.23%	–
TDWWSA	Exit	TIDEWATER INC NEW*w exp 07/31/202	$0	–	-105,506	–	-0.38%	–
	Exit	RAMBUS INC DELnote 1.375% 2/0	$0	–	-2,256,000	–	-16.16%	–
	Exit	TRANSOCEAN INCdeb 0.500% 1/3	$0	–	-15,196,000	–	-18.75%	–
	Exit	GOLAR LNG LTDnote 2.750% 2/1	$0	–	-3,860,000	–	-20.14%	–
TEVA	Exit	TEVA PHARMACEUTICAL INDS LTDcall	$0	–	-717,100	–	-44.29%	–

Q3 2020

			Value		Shares		↓ Weighting
	Sell	RAMBUS INC DELnote 1.375% 2/0	$2,358,000	-39.6%	2,256,000	-39.9%	16.16%	+67.0%
ROSWQ	Exit	ROSEHILL RES INC*w exp 04/27/202	$0	–	-407,102	–	-0.06%	–
NOG	Exit	NORTHERN OIL & GAS INC NEV	$0	–	-382,146	–	-0.80%	–
TDW	Exit	TIDEWATER INC NEW	$0	–	-111,508	–	-1.54%	–
PLNT	Exit	PLANET FITNESS INCput	$0	–	-60,000	–	-9.00%	–
FNJN	Exit	FINJAN HLDGS INC	$0	–	-2,688,245	–	-10.26%	–
	Exit	TWITTER INCnote 1.000% 9/1	$0	–	-10,000,000	–	-24.29%	–

Q2 2020

			Value		Shares		↓ Weighting
	New	TWITTER INCnote 1.000% 9/1	$9,805,000	–	10,000,000	–	24.29%	–
TEVA	New	TEVA PHARMACEUTICAL INDS LTDcall	$8,842,000	–	717,100	–	21.91%	–
	New	TRANSOCEAN INCdeb 0.500% 1/3	$6,154,000	–	15,196,000	–	15.25%	–
FNJN	New	FINJAN HLDGS INC	$4,140,000	–	2,688,245	–	10.26%	–
	New	RAMBUS INC DELnote 1.375% 2/0	$3,906,000	–	3,756,000	–	9.68%	–
PLNT	New	PLANET FITNESS INCput	$3,634,000	–	60,000	–	9.00%	–
	New	GOLAR LNG LTDnote 2.750% 2/1	$2,801,000	–	3,860,000	–	6.94%	–
TDW	New	TIDEWATER INC NEW	$623,000	–	111,508	–	1.54%	–
NOG	New	NORTHERN OIL & GAS INC NEV	$321,000	–	382,146	–	0.80%	–
TDWWSA	New	TIDEWATER INC NEW*w exp 07/31/202	$58,000	–	105,506	–	0.14%	–
TDWWSB	New	TIDEWATER INC NEW*w exp 07/31/202	$44,000	–	114,059	–	0.11%	–
ROSWQ	New	ROSEHILL RES INC*w exp 04/27/202	$25,000	–	407,102	–	0.06%	–
TDWWS	New	TIDEWATER INC NEW*w exp 11/24/202	$9,000	–	22,341	–	0.02%	–

Q4 2019

			Value		Shares		↓ Weighting
TDWWS	Exit	TIDEWATER INC NEW*w exp 11/24/202	$0	–	-22,341	–	-0.02%	–
ASNA	Exit	ASCENA RETAIL GROUP INC	$0	–	-250,000	–	-0.06%	–
ROSWQ	Exit	ROSEHILL RES INC*w exp 04/27/202	$0	–	-407,102	–	-0.07%	–
TDWWSB	Exit	TIDEWATER INC NEW*w exp 07/31/202	$0	–	-114,059	–	-0.12%	–
TDWWSA	Exit	TIDEWATER INC NEW*w exp 07/31/202	$0	–	-105,506	–	-0.14%	–
RMBS	Exit	RAMBUS INC DEL	$0	–	-22,981	–	-0.27%	–
NEPH	Exit	NEPHROS INC	$0	–	-73,810	–	-0.54%	–
NOG	Exit	NORTHERN OIL & GAS INC NEV	$0	–	-382,146	–	-0.68%	–
TA	Exit	TRAVELCENTERS OF AMERICA INC	$0	–	-92,638	–	-1.03%	–
LLEXQ	Exit	LILIS ENERGY INC	$0	–	-4,801,811	–	-1.45%	–
USWS	Exit	U S WELL SVCS INCcl a	$0	–	-824,916	–	-1.64%	–
TEVA	Exit	TEVA PHARMACEUTICAL INDS LTDcall	$0	–	-500,000	–	-3.11%	–
	Exit	RESTORATION HARDWARE HLDGS Idbcv 7/1	$0	–	-3,500,000	–	-4.70%	–
FNJN	Exit	FINJAN HLDGS INC	$0	–	-2,688,245	–	-4.89%	–
	Exit	TRANSOCEAN INCdeb 0.500% 1/3	$0	–	-10,000,000	–	-7.45%	–
	Exit	RAMBUS INC DELnote 1.375% 2/0	$0	–	-10,256,000	–	-9.23%	–
TDW	Exit	TIDEWATER INC NEW	$0	–	-758,627	–	-10.38%	–
	Exit	GOLAR LNG LTDnote 2.750% 2/1	$0	–	-16,500,000	–	-13.06%	–
	Exit	RTI INTL METALS INCnote 1.625%10/1	$0	–	-45,500,000	–	-41.16%	–

Q3 2019

			Value		Shares		↓ Weighting
TDW	Buy	TIDEWATER INC NEW	$11,463,000	-15.3%	758,627	+31.7%	10.38%	+114.6%
	Sell	RAMBUS INC DELnote 1.375% 2/0	$10,199,000	-24.2%	10,256,000	-25.4%	9.23%	+91.8%
TEVA	New	TEVA PHARMACEUTICAL INDS LTDcall	$3,440,000	–	500,000	–	3.11%	–
TA	New	TRAVELCENTERS OF AMERICA INC	$1,137,000	–	92,638	–	1.03%	–
NEPH	New	NEPHROS INC	$601,000	–	73,810	–	0.54%	–
RMBS	New	RAMBUS INC DEL	$302,000	–	22,981	–	0.27%	–
ASNA	New	ASCENA RETAIL GROUP INC	$66,000	–	250,000	–	0.06%	–
FTRCQ	Exit	FRONTIER COMMUNICATIONS CORP	$0	–	-100,000	–	-0.06%	–
	Exit	NXP SEMICONDUCTORS N Vnote 1.000%12/0	$0	–	-1,173,000	–	-0.44%	–
TA	Exit	TRAVELCENTERS AMER LLC	$0	–	-463,193	–	-0.60%	–
	Exit	TEAM INCnote 5.000% 8/0	$0	–	-6,000,000	–	-2.19%	–
PCG	Exit	PG&E CORP	$0	–	-278,799	–	-2.28%	–
	Exit	TWITTER INCnote 0.250% 9/1	$0	–	-11,000,000	–	-3.90%	–
	Exit	TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0	$0	–	-12,807,000	–	-4.20%	–
	Exit	ALLSCRIPTS HEALTHCARE SOLUTNnote 1.250% 7/0	$0	–	-17,125,000	–	-6.14%	–
GLD	Exit	SPDR GOLD TRUSTcall	$0	–	-150,000	–	-7.14%	–
SPY	Exit	SPDR S&P 500 ETF TRput	$0	–	-300,000	–	-31.42%	–

Q2 2019

			Value		Shares		↓ Weighting
SPY	New	SPDR S&P 500 ETF TRput	$87,900,000	–	300,000	–	31.42%	–
	New	RTI INTL METALS INCnote 1.625%10/1	$46,041,000	–	45,500,000	–	16.46%	–
GLD	New	SPDR GOLD TRUSTcall	$19,980,000	–	150,000	–	7.14%	–
	New	ALLSCRIPTS HEALTHCARE SOLUTNnote 1.250% 7/0	$17,165,000	–	17,125,000	–	6.14%	–
	New	GOLAR LNG LTDnote 2.750% 2/1	$15,268,000	–	16,500,000	–	5.46%	–
TDW	New	TIDEWATER INC NEW	$13,528,000	–	576,139	–	4.84%	–
	New	RAMBUS INC DELnote 1.375% 2/0	$13,464,000	–	13,756,000	–	4.81%	–
	New	TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0	$11,758,000	–	12,807,000	–	4.20%	–
	New	TWITTER INCnote 0.250% 9/1	$10,901,000	–	11,000,000	–	3.90%	–
	New	TRANSOCEAN INCdeb 0.500% 1/3	$9,863,000	–	10,000,000	–	3.53%	–
PCG	New	PG&E CORP	$6,390,000	–	278,799	–	2.28%	–
	New	TEAM INCnote 5.000% 8/0	$6,136,000	–	6,000,000	–	2.19%	–
FNJN	New	FINJAN HLDGS INC	$5,968,000	–	2,688,245	–	2.13%	–
	New	RESTORATION HARDWARE HLDGS Idbcv 7/1	$4,038,000	–	3,500,000	–	1.44%	–
USWS	New	U S WELL SVCS INCcl a	$3,706,000	–	824,916	–	1.32%	–
LLEXQ	New	LILIS ENERGY INC	$2,929,000	–	4,801,811	–	1.05%	–
TA	New	TRAVELCENTERS AMER LLC	$1,677,000	–	463,193	–	0.60%	–
	New	NXP SEMICONDUCTORS N Vnote 1.000%12/0	$1,238,000	–	1,173,000	–	0.44%	–
NOG	New	NORTHERN OIL & GAS INC NEV	$738,000	–	382,146	–	0.26%	–
TDWWSA	New	TIDEWATER INC NEW*w exp 07/31/202	$322,000	–	105,506	–	0.12%	–
TDWWSB	New	TIDEWATER INC NEW*w exp 07/31/202	$308,000	–	114,059	–	0.11%	–
ROSWQ	New	ROSEHILL RES INC*w exp 04/27/202	$195,000	–	407,102	–	0.07%	–
FTRCQ	New	FRONTIER COMMUNICATIONS CORP	$175,000	–	100,000	–	0.06%	–
TDWWS	New	TIDEWATER INC NEW*w exp 11/24/202	$25,000	–	22,341	–	0.01%	–

Q4 2018

			Value		Shares		↓ Weighting
GLFWS	Exit	GULFMARK OFFSHORE INC*w exp 11/14/202	$0	–	-22,341	–	-0.03%	–
EGO	Exit	ELDORADO GOLD CORP NEW	$0	–	-175,000	–	-0.09%	–
TDWWSB	Exit	TIDEWATER INC NEW*w exp 07/31/202	$0	–	-114,059	–	-0.24%	–
TDWWSA	Exit	TIDEWATER INC NEW*w exp 07/31/202	$0	–	-105,506	–	-0.25%	–
ROSWQ	Exit	ROSEHILL RES INC*w exp 09/16/202	$0	–	-407,102	–	-0.27%	–
TA	Exit	TRAVELCENTERS AMER LLC	$0	–	-463,193	–	-1.54%	–
STNG	Exit	SCORPIO TANKERS INC	$0	–	-3,000,000	–	-3.51%	–
	Exit	TWITTER INCnote 0.250% 9/1	$0	–	-11,000,000	–	-6.20%	–
FNJN	Exit	FINJAN HLDGS INC	$0	–	-2,478,079	–	-6.22%	–
	Exit	RESTORATION HARDWARE HLDGS Idbcv 7/1	$0	–	-9,000,000	–	-6.47%	–
TDW	Exit	TIDEWATER INC NEW	$0	–	-502,380	–	-9.12%	–
	Exit	ALLSCRIPTS HEALTHCARE SOLUTNnote 1.250% 7/0	$0	–	-17,125,000	–	-10.52%	–
LLEXQ	Exit	LILIS ENERGY INC	$0	–	-3,710,207	–	-10.58%	–
	Exit	TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0	$0	–	-32,807,000	–	-17.87%	–
	Exit	RTI INTL METALS INCnote 1.625%10/1	$0	–	-45,500,000	–	-27.10%	–

Q3 2018

			Value		Shares		↓ Weighting
	Buy	RTI INTL METALS INCnote 1.625%10/1	$46,556,000	+5.3%	45,500,000	+3.4%	27.10%	-8.4%
	Buy	TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0	$30,703,000	+65.7%	32,807,000	+64.0%	17.87%	+44.1%
LLEXQ	Buy	LILIS ENERGY INC	$18,180,000	+11.5%	3,710,207	+18.3%	10.58%	-3.0%
	New	RESTORATION HARDWARE HLDGS Idbcv 7/1	$11,114,000	–	9,000,000	–	6.47%	–
FNJN	Sell	FINJAN HLDGS INC	$10,681,000	+19.8%	2,478,079	-5.5%	6.22%	+4.2%
	Buy	TWITTER INCnote 0.250% 9/1	$10,648,000	+22.0%	11,000,000	+22.2%	6.20%	+6.1%
ROSWQ	New	ROSEHILL RES INC*w exp 09/16/202	$464,000	–	407,102	–	0.27%	–
EGO	New	ELDORADO GOLD CORP NEW	$155,000	–	175,000	–	0.09%	–
	Exit	COMSTOCK RES INCnote 9.500% 6/1	$0	–	-2,194,512	–	-1.43%	–
	Exit	COMSTOCK RES INCnote 7.750% 4/0	$0	–	-8,130,815	–	-5.36%	–

Q2 2018

			Value		Shares		↓ Weighting
	New	RTI INTL METALS INCnote 1.625%10/1	$44,228,000	–	44,000,000	–	29.60%	–
	New	TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0	$18,530,000	–	20,000,000	–	12.40%	–
	New	ALLSCRIPTS HEALTHCARE SOLUTNnote 1.250% 7/0	$17,276,000	–	17,125,000	–	11.56%	–
LLEXQ	New	LILIS ENERGY INC	$16,303,000	–	3,135,207	–	10.91%	–
TDW	New	TIDEWATER INC NEW	$14,534,000	–	502,380	–	9.72%	–
FNJN	New	FINJAN HLDGS INC	$8,916,000	–	2,622,389	–	5.97%	–
	New	TWITTER INCnote 0.250% 9/1	$8,727,000	–	9,000,000	–	5.84%	–
STNG	New	SCORPIO TANKERS INC	$8,430,000	–	3,000,000	–	5.64%	–
	New	COMSTOCK RES INCnote 7.750% 4/0	$8,009,000	–	8,130,815	–	5.36%	–
	New	COMSTOCK RES INCnote 9.500% 6/1	$2,137,000	–	2,194,512	–	1.43%	–
TA	New	TRAVELCENTERS AMER LLC	$1,621,000	–	463,193	–	1.08%	–
TDWWSA	New	TIDEWATER INC NEW*w exp 07/31/202	$369,000	–	105,506	–	0.25%	–
TDWWSB	New	TIDEWATER INC NEW*w exp 07/31/202	$314,000	–	114,059	–	0.21%	–
GLFWS	New	GULFMARK OFFSHORE INC*w exp 11/14/202	$50,000	–	22,341	–	0.03%	–

Q4 2017

			Value		Shares		↓ Weighting
CIEIQ	Exit	COBALT INTL ENERGY INC	$0	–	-25,941	–	-0.04%	–
	Exit	COMSTOCK RES INCnote 7.750% 4/0	$0	–	-2,000,000	–	-1.64%	–
CRK	Exit	COMSTOCK RES INC	$0	–	-544,809	–	-3.38%	–
	Exit	COBALT INTL ENERGY INCnote 2.625%12/0	$0	–	-18,070,000	–	-4.29%	–
	Exit	AVID TECHNOLOGY INCnote 2.000% 6/1	$0	–	-12,780,000	–	-9.86%	–
STNG	Exit	SCORPIO TANKERS INC	$0	–	-3,000,000	–	-10.52%	–
TDW	Exit	TIDEWATER INC NEW	$0	–	-386,326	–	-11.48%	–
	Exit	TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0	$0	–	-13,000,000	–	-11.99%	–
	Exit	SUCAMPO PHARMACEUTICALS INCdbcv 3.250%12/1	$0	–	-19,125,000	–	-20.17%	–
	Exit	WHITING PETE CORP NEWnote 1.250% 4/0	$0	–	-29,203,000	–	-26.63%	–

Q3 2017

			Value		Shares		↓ Weighting
	Sell	WHITING PETE CORP NEWnote 1.250% 4/0	$26,064,000	-7.2%	29,203,000	-12.0%	26.63%	-13.2%
	New	TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0	$11,737,000	–	13,000,000	–	11.99%	–
TDW	New	TIDEWATER INC NEW	$11,234,000	–	386,326	–	11.48%	–
CRK	New	COMSTOCK RES INC	$3,312,000	–	544,809	–	3.38%	–
TDW	Exit	TIDEWATER INC	$0	–	-2,043,850	–	-1.61%	–
	Exit	YAHOO INCnote 12/0	$0	–	-14,000,000	–	-17.34%	–

Q2 2017

			Value		Shares		↓ Weighting
	New	WHITING PETE CORP NEWnote 1.250% 4/0	$28,098,000	–	33,203,000	–	30.67%	–
	New	SUCAMPO PHARMACEUTICALS INCdbcv 3.250%12/1	$18,683,000	–	19,125,000	–	20.40%	–
	New	YAHOO INCnote 12/0	$15,881,000	–	14,000,000	–	17.34%	–
STNG	New	SCORPIO TANKERS INC	$11,910,000	–	3,000,000	–	13.00%	–
	New	AVID TECHNOLOGY INCnote 2.000% 6/1	$9,409,000	–	12,780,000	–	10.27%	–
	New	COBALT INTL ENERGY INCnote 2.625%12/0	$4,563,000	–	18,070,000	–	4.98%	–
	New	COMSTOCK RES INCnote 7.750% 4/0	$1,528,000	–	2,000,000	–	1.67%	–
TDW	New	TIDEWATER INC	$1,472,000	–	2,043,850	–	1.61%	–
CIEIQ	New	COBALT INTL ENERGY INC	$64,000	–	25,941	–	0.07%	–

Q4 2016

		Value		Shares		↓ Weighting
Exit	AVID TECHNOLOGY INCnote 2.000% 6/1	$0	–	-12,780,000	–	-8.43%	–
Exit	YAHOO INCnote 12/0	$0	–	-14,000,000	–	-11.64%	–
Exit	WHITING PETE CORP NEWnote 1.250% 4/0	$0	–	-28,203,000	–	-18.80%	–
Exit	COBALT INTL ENERGY INCnote 2.625%12/0	$0	–	-65,383,000	–	-27.06%	–
Exit	SERVICESOURCE INTL INCnote 1.500% 8/0	$0	–	-43,623,000	–	-34.07%	–

Q3 2016

			Value		Shares		↓ Weighting
	New	COBALT INTL ENERGY INCnote 2.625%12/0	$33,345,000	–	65,383,000	–	27.06%	–
	Buy	WHITING PETE CORP NEWnote 1.250% 4/0	$23,165,000	+224.8%	28,203,000	+213.4%	18.80%	+79.3%

Q2 2016

		Value		Shares		↓ Weighting
New	SERVICESOURCE INTL INCnote 1.500% 8/0	$38,345,000	–	43,623,000	–	56.35%	–
New	YAHOO INCnote 12/0	$13,895,000	–	14,000,000	–	20.42%	–
New	AVID TECHNOLOGY INCnote 2.000% 6/1	$8,674,000	–	12,780,000	–	12.75%	–
New	WHITING PETE CORP NEWnote 1.250% 4/0	$7,133,000	–	9,000,000	–	10.48%	–

Q4 2015

		Value		Shares		↓ Weighting
Exit	CARRIAGE SVCS INCnote 2.750% 3/1	$0	–	-1,949,000	–	-1.00%	–
Exit	ACCURAY INCnote 3.750% 8/0	$0	–	-3,500,000	–	-1.63%	–
Exit	YAHOO INCnote 12/0	$0	–	-14,000,000	–	-6.30%	–
Exit	SHIP FINANCE INTERNATIONAL Lnote 3.250% 2/0	$0	–	-18,300,000	–	-8.95%	–
Exit	AEGEAN MARINE PETE NETWORK Inote 4.000%11/0	$0	–	-29,715,000	–	-11.42%	–
Exit	JDS UNIPHASE CORPdbcv 0.625% 8/1	$0	–	-35,935,000	–	-15.57%	–
Exit	SHUTTERFLY INCnote 0.250% 5/1	$0	–	-38,722,000	–	-16.57%	–
Exit	SERVICESOURCE INTL LLCnote 1.500% 8/0	$0	–	-46,623,000	–	-18.47%	–
Exit	HOMEAWAY INCnote 0.125% 4/0	$0	–	-47,000,000	–	-20.09%	–

Q3 2015

		Value		Shares		↓ Weighting
Sell	SHIP FINANCE INTERNATIONAL Lnote 3.250% 2/0	$19,329,000	-55.9%	18,300,000	-55.7%	8.95%	-38.8%
Sell	CARRIAGE SVCS INCnote 2.750% 3/1	$2,153,000	-79.9%	1,949,000	-78.2%	1.00%	-72.1%
Exit	ALPHA NAT RES INCnote 3.750%12/1	$0	–	-35,600,000	–	-0.95%	–
Exit	FINISAR CORPnote 0.500%12/1	$0	–	-3,000,000	–	-0.96%	–
Exit	AAR CORPnote 2.250% 3/0	$0	–	-8,500,000	–	-2.97%	–
Exit	EMERGENT BIOSOLUTIONS INCnote 2.875% 1/1	$0	–	-7,845,000	–	-3.26%	–
Exit	HOLOGIC INCdebt 2.000% 3/0	$0	–	-9,000,000	–	-3.97%	–

Q2 2015

		Value		Shares		↓ Weighting
New	HOMEAWAY INCnote 0.125% 4/0	$44,946,000	–	47,000,000	–	15.00%	–
New	SHIP FINANCE INTERNATIONAL Lnote 3.250% 2/0	$43,830,000	–	41,300,000	–	14.62%	–
New	SERVICESOURCE INTL LLCnote 1.500% 8/0	$39,338,000	–	46,623,000	–	13.12%	–
New	SHUTTERFLY INCnote 0.250% 5/1	$39,115,000	–	38,722,000	–	13.05%	–
New	JDS UNIPHASE CORPdbcv 0.625% 8/1	$34,992,000	–	35,935,000	–	11.67%	–
New	AEGEAN MARINE PETE NETWORK Inote 4.000%11/0	$32,556,000	–	29,715,000	–	10.86%	–
New	YAHOO INCnote 12/0	$14,394,000	–	14,000,000	–	4.80%	–
New	HOLOGIC INCdebt 2.000% 3/0	$11,908,000	–	9,000,000	–	3.97%	–
New	CARRIAGE SVCS INCnote 2.750% 3/1	$10,694,000	–	8,949,000	–	3.57%	–
New	EMERGENT BIOSOLUTIONS INCnote 2.875% 1/1	$9,767,000	–	7,845,000	–	3.26%	–
New	AAR CORPnote 2.250% 3/0	$8,893,000	–	8,500,000	–	2.97%	–
New	ACCURAY INCnote 3.750% 8/0	$3,579,000	–	3,500,000	–	1.19%	–
New	FINISAR CORPnote 0.500%12/1	$2,889,000	–	3,000,000	–	0.96%	–
New	ALPHA NAT RES INCnote 3.750%12/1	$2,848,000	–	35,600,000	–	0.95%	–

Q4 2014

		Value		Shares		↓ Weighting
Exit	SHUTTERFLY INCnote 0.250% 5/1	$0	–	-6,972,000	–	-2.90%	–
Exit	ALPHA NATURAL RESOURCES INCnote 3.750%12/1	$0	–	-14,000,000	–	-4.03%	–
Exit	HOLOGIC INCdebt 2.000% 3/0	$0	–	-11,500,000	–	-4.90%	–
Exit	VITESSE SEMICONDUCTOR CORPdbcv 8.000%10/3	$0	–	-13,150,000	–	-5.36%	–
Exit	RTI INTL METALS INCnote 3.000%12/0	$0	–	-14,000,000	–	-5.76%	–
Exit	NAVISTAR INTL CORP NEWnote 3.000%10/1	$0	–	-18,500,000	–	-7.43%	–
Exit	JDS UNIPHASE CORPdbcv 0.625% 8/1	$0	–	-26,935,000	–	-10.89%	–
Exit	AEGEAN MARINE PETE NETWORK Inote 4.000%11/0	$0	–	-28,215,000	–	-11.03%	–
Exit	SERVICESOURCE INTL LLCnote 1.500% 8/0	$0	–	-46,623,000	–	-14.35%	–
Exit	MOVE INCnote 2.750% 9/0	$0	–	-30,198,000	–	-15.54%	–
Exit	SHIP FINANCE INTERNATIONAL Lnote 3.250% 2/0	$0	–	-41,300,000	–	-17.80%	–

Q3 2014

		Value		Shares		↓ Weighting
New	MOVE INCnote 2.750% 9/0	$38,616,000	–	30,198,000	–	15.54%	–
New	SERVICESOURCE INTL LLCnote 1.500% 8/0	$35,667,000	–	46,623,000	–	14.35%	–
Buy	AEGEAN MARINE PETE NETWORK Inote 4.000%11/0	$27,404,000	+63.0%	28,215,000	+71.4%	11.03%	+4.2%
New	JDS UNIPHASE CORPdbcv 0.625% 8/1	$27,070,000	–	26,935,000	–	10.89%	–
Buy	RTI INTL METALS INCnote 3.000%12/0	$14,325,000	+358.0%	14,000,000	+366.7%	5.76%	+192.9%
New	SHUTTERFLY INCnote 0.250% 5/1	$7,214,000	–	6,972,000	–	2.90%	–
Exit	NUANCE COMMUNICATIONS INCdbcv 2.750% 8/1	$0	–	-33,000,000	–	-22.01%	–

Q2 2014

		Value		Shares		↓ Weighting
New	SHIP FINANCE INTERNATIONAL Lnote 3.250% 2/0	$46,798,000	–	41,300,000	–	29.45%	–
New	NUANCE COMMUNICATIONS INCdbcv 2.750% 8/1	$34,980,000	–	33,000,000	–	22.01%	–
New	NAVISTAR INTL CORP NEWnote 3.000%10/1	$18,650,000	–	18,500,000	–	11.74%	–
New	AEGEAN MARINE PETE NETWORK Inote 4.000%11/0	$16,817,000	–	16,465,000	–	10.58%	–
New	VITESSE SEMICONDUCTOR CORPdbcv 8.000% 6/1	$13,825,000	–	13,150,000	–	8.70%	–
New	HOLOGIC INCdebt 2.000% 3/0	$12,579,000	–	11,500,000	–	7.92%	–
New	ALPHA NATURAL RESOURCES INCnote 3.750%12/1	$12,128,000	–	14,000,000	–	7.63%	–
New	RTI INTL METALS INCnote 3.000%12/0	$3,128,000	–	3,000,000	–	1.97%	–

Q4 2013

		Value		Shares		↓ Weighting
Exit	ALLEGHENY TECHNOLOGIES INCnote 4.250% 6/0	$0	–	-3,500,000	–	-2.25%	–
Exit	VITESSE SEMICONDUCTOR CORPdbcv 8.000% 6/1	$0	–	-11,150,000	–	-7.36%	–
Exit	CHESAPEAKE ENERGY CORPnote 2.250%12/1	$0	–	-16,445,000	–	-9.32%	–
Exit	ELECTRONIC ARTS INCnote 0.750% 7/1	$0	–	-14,000,000	–	-9.45%	–
Exit	COMTECH TELECOMMUNICATIONS Cnote 3.000% 5/0	$0	–	-20,732,000	–	-13.09%	–
Exit	RF MICRODEVICES INCnote 1.000% 4/1	$0	–	-24,163,000	–	-15.19%	–
Exit	SHIP FINANCE INTERNATIONAL Lnote 3.250% 2/0	$0	–	-30,000,000	–	-18.68%	–
Exit	CALLIDUS SOFTWARE INCnote 4.750% 6/0	$0	–	-31,368,000	–	-24.65%	–

Q3 2013

			Value		Shares		↓ Weighting
	Buy	ALLEGHENY TECHNOLOGIES INCnote 4.250% 6/0	$3,638,000	+134.6%	3,500,000	+133.3%	2.25%	+122.1%
	Exit	CENVEO CORPnote 7.000% 5/1	$0	–	-3,059,000	–	-1.75%	–

Q2 2013

		Value		Shares		↓ Weighting
New	CALLIDUS SOFTWARE INCnote 4.750% 6/0	$33,407,000	–	31,368,000	–	21.87%	–
New	SHIP FINANCE INTERNATIONAL Lnote 3.250% 2/0	$28,650,000	–	30,000,000	–	18.76%	–
New	RF MICRODEVICES INCnote 1.000% 4/1	$24,390,000	–	24,163,000	–	15.97%	–
New	COMTECH TELECOMMUNICATIONS Cnote 3.000% 5/0	$21,263,000	–	20,732,000	–	13.92%	–
New	CHESAPEAKE ENERGY CORPnote 2.250%12/1	$14,636,000	–	16,445,000	–	9.58%	–
New	ELECTRONIC ARTS INCnote 0.750% 7/1	$14,560,000	–	14,000,000	–	9.53%	–
New	VITESSE SEMICONDUCTOR CORPdbcv 8.000% 6/1	$11,628,000	–	11,150,000	–	7.61%	–
New	CENVEO CORPnote 7.000% 5/1	$2,671,000	–	3,059,000	–	1.75%	–
New	ALLEGHENY TECHNOLOGIES INCnote 4.250% 6/0	$1,551,000	–	1,500,000	–	1.02%	–

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