This page lists the SEC filings reported by 3D ASSET MANAGEMENT, INC.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G | 2014-11-06 | 3D ASSET MANAGEMENT, INC | WisdomTree Trust | 364,814 | 22.8% | EDGAR |
| SC 13G | 2014-11-06 | 3D ASSET MANAGEMENT, INC | FlexShares Trust | 739,601 | 21.1% | EDGAR |
| SC 13G | 2014-11-06 | 3D ASSET MANAGEMENT, INC | FlexShares Trust | 692,703 | 5.4% | EDGAR |
| SC 13G | 2014-11-06 | 3D ASSET MANAGEMENT, INC | FlexShares Trust | 185,033 | 17.6% | EDGAR |
| SC 13G/A | 2013-08-05 | 3D ASSET MANAGEMENT, INC | iSHARES TRUST | 82,500 | 1.1% | EDGAR |
| SC 13G/A | 2013-08-05 | 3D ASSET MANAGEMENT, INC | WisdomTree Trust | 726,882 | 24.2% | EDGAR |
| SC 13G/A | 2013-08-05 | 3D ASSET MANAGEMENT, INC | WisdomTree Trust | 439,969 | 15.4% | EDGAR |
| SC 13G | 2013-08-05 | 3D ASSET MANAGEMENT, INC | iSHARES TRUST | 378,831 | 14.9% | EDGAR |
| SC 13G/A | 2012-07-24 | 3D ASSET MANAGEMENT, INC | WisdomTree Trust | 617,074 | 23.7% | EDGAR |
| SC 13G/A | 2012-07-24 | 3D ASSET MANAGEMENT, INC | WisdomTree Trust | 415,551 | 16.0% | EDGAR |
| SC 13G | 2012-07-24 | 3D ASSET MANAGEMENT, INC | iSHARES TRUST | 180,190 | 12.0% | EDGAR |
| SC 13G/A | 2012-03-12 | 3D ASSET MANAGEMENT, INC | iSHARES TRUST | 127,042 | 4.7% | EDGAR |
| SC 13G/A | 2012-03-12 | 3D ASSET MANAGEMENT, INC | WisdomTree Trust | 62,963 | 2.9% | EDGAR |
| SC 13G/A | 2012-03-12 | 3D ASSET MANAGEMENT, INC | WisdomTree Trust | 0 | 0.0% | EDGAR |
| SC 13G/A | 2012-02-13 | 3D ASSET MANAGEMENT INC | WisdomTree Trust | 62,366 | 7.0% | EDGAR |
| SC 13G/A | 2012-02-13 | 3D ASSET MANAGEMENT INC | WisdomTree Trust | 163,365 | 6.5% | EDGAR |
| SC 13G/A | 2012-02-13 | 3D ASSET MANAGEMENT INC | WisdomTree Trust | 298,011 | 12.4% | EDGAR |
| SC 13G/A | 2012-02-13 | 3D ASSET MANAGEMENT INC | WisdomTree Trust | 528,271 | 23.0% | EDGAR |
| SC 13G/A | 2012-02-10 | 3D ASSET MANAGEMENT INC | iSHARES TRUST | 140,180 | 5.6% | EDGAR |
| SC 13G/A | 2011-12-01 | 3D ASSET MANAGEMENT INC | WisdomTree Trust | 523,986 | 23.3% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.