This page lists the SEC filings reported by 3D ASSET MANAGEMENT, INC.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G | 2016-10-24 | 3D ASSET MANAGEMENT, INC | DBX Advisors LLC | 333,469 | 13.4% | EDGAR |
| SC 13G | 2016-03-23 | 3D ASSET MANAGEMENT, INC | Oppenheimer Revenue Weighted ETF Trust | 200,000 | 9.8% | EDGAR |
| SC 13G/A | 2016-02-12 | 3D ASSET MANAGEMENT, INC | FlexShares Trust | 277,359 | 8.9% | EDGAR |
| SC 13G/A | 2016-02-12 | 3D ASSET MANAGEMENT, INC | FlexShares Trust | 603,765 | 3.8% | EDGAR |
| SC 13G/A | 2016-02-12 | 3D ASSET MANAGEMENT, INC | FlexShares Trust | 10 | 12.3% | EDGAR |
| SC 13G/A | 2016-02-12 | 3D ASSET MANAGEMENT, INC | iSHARES TRUST | 29,546 | 1.1% | EDGAR |
| SC 13G/A | 2016-02-12 | 3D ASSET MANAGEMENT, INC | WisdomTree Trust | 193,534 | 13.8% | EDGAR |
| SC 13G | 2016-02-12 | 3D ASSET MANAGEMENT, INC | FIRST TRUST EXCHANGE-TRADED FUND II | 238,154 | 20.7% | EDGAR |
| SC 13G | 2016-02-12 | 3D ASSET MANAGEMENT, INC | FlexShares Trust | 275,063 | 37.9% | EDGAR |
| SC 13G | 2016-02-12 | 3D ASSET MANAGEMENT, INC | Goldman Sachs ETF Trust | 418,794 | 16.1% | EDGAR |
| SC 13G | 2016-02-12 | 3D ASSET MANAGEMENT, INC | WisdomTree Trust | 275,787 | 5.9% | EDGAR |
| SC 13G | 2016-02-12 | 3D ASSET MANAGEMENT, INC | iSHARES TRUST | 474,716 | 36.5% | EDGAR |
| SC 13G | 2016-02-12 | 3D ASSET MANAGEMENT, INC | WisdomTree Trust | 627,138 | 39.2% | EDGAR |
| SC 13G/A | 2015-02-17 | 3D ASSET MANAGEMENT, INC | FlexShares Trust | 189,481 | 14.6% | EDGAR |
| SC 13G/A | 2015-02-17 | 3D ASSET MANAGEMENT, INC | FlexShares Trust | 715,561 | 5.7% | EDGAR |
| SC 13G/A | 2015-02-17 | 3D ASSET MANAGEMENT, INC | FlexShares Trust | 755,271 | 15.1% | EDGAR |
| SC 13G/A | 2015-02-17 | 3D ASSET MANAGEMENT, INC | iSHARES TRUST | 320,404 | 4.0% | EDGAR |
| SC 13G/A | 2015-02-17 | 3D ASSET MANAGEMENT, INC | WisdomTree Trust | 377,064 | 22.2% | EDGAR |
| SC 13G/A | 2015-02-17 | 3D ASSET MANAGEMENT, INC | WisdomTree Trust | 344,804 | 4.8% | EDGAR |
| SC 13G/A | 2014-11-06 | 3D ASSET MANAGEMENT, INC | WisdomTree Trust | 439,969 | 15.4% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.