Q3 2023
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | Uhaul B | $29,217,903 | -10.0% | 557,700 | -12.9% | 9.96% | +9.4% | |
| ABBV | Sell | Abbvie | $24,296,780 | -5.9% | 163,000 | -15.0% | 8.28% | +14.3% |
| MRK | Sell | Merck | $22,721,065 | -34.4% | 220,700 | -26.5% | 7.74% | -20.4% |
| XEL | Sell | XEL Energy | $19,626,460 | -15.1% | 343,000 | -7.7% | 6.69% | +3.2% |
| CMS | Sell | CMS Energy | $18,907,160 | -22.8% | 356,000 | -14.6% | 6.44% | -6.2% |
| DUK | Sell | Duke Energy | $18,877,931 | -19.2% | 213,890 | -17.8% | 6.43% | -1.8% |
| FPL | Sell | Nextera Energy | $18,539,044 | -27.6% | 323,600 | -6.2% | 6.32% | -12.0% |
| ALL | Sell | Allstate | $17,513,652 | -3.7% | 157,200 | -5.8% | 5.97% | +17.0% |
| PFE | Sell | Pfizer | $17,231,815 | -12.8% | 519,500 | -3.6% | 5.87% | +6.0% |
| T | Sell | AT & T | $16,687,220 | -6.6% | 1,111,000 | -0.8% | 5.69% | +13.5% |
| ABT | Sell | Abbott | $15,496,000 | -14.8% | 160,000 | -4.1% | 5.28% | +3.5% |
| Sell | Paratekcv 4.75% | $8,415,000 | -48.3% | 8,500,000 | -48.8% | 2.87% | -37.1% | |
| VRX | Sell | Bausch Health | $6,987,000 | -5.8% | 850,000 | -8.2% | 2.38% | +14.5% |
| AAPL | Sell | Apple | $6,899,763 | -39.5% | 40,300 | -31.5% | 2.35% | -26.5% |
| AVA | Sell | Avista | $6,522,555 | -19.0% | 201,500 | -1.7% | 2.22% | -1.6% |
| EDAP | Sell | EDAP | $3,886,637 | -25.9% | 553,652 | -2.1% | 1.32% | -9.9% |
| UHAL | Sell | Uhaul | $3,863,828 | -6.6% | 70,805 | -5.3% | 1.32% | +13.5% |
| DAR | New | Darling Ingredients | $3,654,000 | – | 70,000 | – | 1.24% | – |
| SIRI | Sell | XM Sirius | $2,521,450 | -15.8% | 557,843 | -15.2% | 0.86% | +2.3% |
| VICR | New | Vicor | $1,177,800 | – | 20,000 | – | 0.40% | – |
| IGMS | Buy | IGM Bioscience | $1,002,000 | +97.8% | 120,000 | +118.2% | 0.34% | +140.1% |
| VTRS | Sell | Viatris | $581,354 | -2.2% | 58,252 | -2.2% | 0.20% | +18.6% |
| OGN | Sell | Organon | $541,458 | -17.3% | 31,190 | -0.9% | 0.18% | +0.5% |
| RLI | Sell | RLI | $271,780 | -17.0% | 2,000 | -16.7% | 0.09% | +1.1% |
| Sell | Warner Bros. Discovery | $128,701 | -30.6% | 11,851 | -20.0% | 0.04% | -15.4% | |
| PRTK | Exit | Paratek | $0 | – | -1,556,247 | – | -0.96% | – |
Q2 2023
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MRK | New | Merck | $34,659,925 | – | 300,372 | – | 9.72% | – |
| New | Uhaul B | $32,455,655 | – | 640,530 | – | 9.10% | – | |
| ABBV | New | Abbvie | $25,833,534 | – | 191,743 | – | 7.25% | – |
| FPL | New | Nextera Energy | $25,600,556 | – | 345,114 | – | 7.18% | – |
| CMS | New | CMS Energy | $24,484,356 | – | 416,755 | – | 6.87% | – |
| DUK | New | Duke Energy | $23,361,027 | – | 260,319 | – | 6.55% | – |
| XEL | New | XEL Energy | $23,115,663 | – | 371,754 | – | 6.48% | – |
| PFE | New | Pfizer | $19,756,801 | – | 538,626 | – | 5.54% | – |
| ALL | New | Allstate | $18,192,669 | – | 166,844 | – | 5.10% | – |
| ABT | New | Abbott | $18,189,223 | – | 166,843 | – | 5.10% | – |
| T | New | AT & T | $17,868,051 | – | 1,120,254 | – | 5.01% | – |
| New | Paratekcv 4.75% | $16,268,000 | – | 16,600,000 | – | 4.56% | – | |
| AAPL | New | Apple | $11,402,101 | – | 58,801 | – | 3.20% | – |
| IIIN | New | Insteel | $10,687,323 | – | 343,423 | – | 3.00% | – |
| AVA | New | Avista | $8,050,350 | – | 205,000 | – | 2.26% | – |
| VRX | New | Bausch Health | $7,415,497 | – | 925,780 | – | 2.08% | – |
| EDAP | New | EDAP | $5,243,594 | – | 565,652 | – | 1.47% | – |
| UHAL | New | Uhaul | $4,136,692 | – | 74,764 | – | 1.16% | – |
| PRTK | New | Paratek | $3,439,305 | – | 1,556,247 | – | 0.96% | – |
| New | Acorda Theraputicscv 6.0% | $3,272,500 | – | 5,000,000 | – | 0.92% | – | |
| KOD | New | Kodiak Sciences | $3,258,970 | – | 473,000 | – | 0.91% | – |
| New | Accelerate Diagnosticcv 5.0% | $3,055,000 | – | 3,055,000 | – | 0.86% | – | |
| SIRI | New | XM Sirius | $2,993,185 | – | 657,843 | – | 0.84% | – |
| NEM | New | Newmont | $2,798,496 | – | 65,600 | – | 0.78% | – |
| SUPN | New | Supernus | $2,468,076 | – | 82,105 | – | 0.69% | – |
| LVTX | New | Lava Theraputics | $1,566,904 | – | 771,874 | – | 0.44% | – |
| ASH | New | Ashland | $1,303,350 | – | 15,000 | – | 0.37% | – |
| FATE | New | Fate Theraputics | $956,000 | – | 200,000 | – | 0.27% | – |
| New | Caribu Biosciences | $850,000 | – | 200,000 | – | 0.24% | – | |
| MNKD | New | Mannkind | $791,996 | – | 195,073 | – | 0.22% | – |
| OGN | New | Organon | $654,890 | – | 31,470 | – | 0.18% | – |
| VTRS | New | Viatris | $594,199 | – | 59,539 | – | 0.17% | – |
| IGMS | New | IGM Bioscience | $506,550 | – | 55,000 | – | 0.14% | – |
| MASS | New | 908 Devices | $467,076 | – | 68,286 | – | 0.13% | – |
| RLI | New | RLI | $327,576 | – | 2,400 | – | 0.09% | – |
| PSNL | New | Personalis | $279,000 | – | 150,000 | – | 0.08% | – |
| New | Warner Bros. Discovery | $185,581 | – | 14,811 | – | 0.05% | – |
Q4 2022
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| RLI | Exit | RLI | $0 | – | -2,400 | – | -0.07% | – |
| VTRS | Exit | Viatris | $0 | – | -61,512 | – | -0.14% | – |
| Exit | Novavaxcv 3.75% | $0 | – | -600,000 | – | -0.16% | – | |
| MNKD | Exit | Mannkind | $0 | – | -195,073 | – | -0.16% | – |
| GE | Exit | GE | $0 | – | -10,000 | – | -0.17% | – |
| OGN | Exit | Organon | $0 | – | -31,970 | – | -0.21% | – |
| IGMS | Exit | IGM Bioscience | $0 | – | -55,000 | – | -0.34% | – |
| FATE | Exit | Fate Theraputics | $0 | – | -57,000 | – | -0.35% | – |
| Exit | Warner Bros. Discovery | $0 | – | -122,558 | – | -0.39% | – | |
| AMYT | Exit | Amryt | $0 | – | -315,182 | – | -0.60% | – |
| ASH | Exit | Ashland | $0 | – | -25,000 | – | -0.65% | – |
| Exit | Accelerate Diagnosticcv 2.5% | $0 | – | -3,000,000 | – | -0.74% | – | |
| NEM | Exit | Newmont | $0 | – | -65,000 | – | -0.75% | – |
| Exit | Acorda Theraputicscv 6.0% | $0 | – | -5,000,000 | – | -1.02% | – | |
| SIRI | Exit | XM Sirius | $0 | – | -657,843 | – | -1.03% | – |
| PRTK | Exit | Paratek | $0 | – | -1,557,312 | – | -1.10% | – |
| SUPN | Exit | Supernus | $0 | – | -122,105 | – | -1.14% | – |
| EDAP | Exit | EDAP | $0 | – | -565,652 | – | -1.28% | – |
| VRX | Exit | Bausch Health | $0 | – | -931,000 | – | -1.76% | – |
| IIIN | Exit | Insteel | $0 | – | -274,000 | – | -2.00% | – |
| AVA | Exit | Avista | $0 | – | -205,000 | – | -2.09% | – |
| AAPL | Exit | Apple | $0 | – | -66,000 | – | -2.51% | – |
| Exit | Paratekcv 4.75% | $0 | – | -16,600,000 | – | -4.06% | – | |
| ABT | Exit | Abbott | $0 | – | -167,600 | – | -4.46% | – |
| T | Exit | AT & T | $0 | – | -1,072,000 | – | -4.52% | – |
| PFE | Exit | Pfizer | $0 | – | -542,700 | – | -6.53% | – |
| XEL | Exit | XEL Energy | $0 | – | -372,500 | – | -6.55% | – |
| DUK | Exit | Duke Energy | $0 | – | -261,200 | – | -6.68% | – |
| CMS | Exit | CMS Energy | $0 | – | -418,500 | – | -6.70% | – |
| FPL | Exit | Nextera Energy | $0 | – | -350,000 | – | -7.54% | – |
| MRK | Exit | Merck | $0 | – | -323,700 | – | -7.66% | – |
| ALL | Exit | Allstate | $0 | – | -229,300 | – | -7.85% | – |
| ABBV | Exit | Abbvie | $0 | – | -223,500 | – | -8.24% | – |
| UHAL | Exit | Amerco | $0 | – | -75,455 | – | -10.56% | – |
Q3 2022
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ALL | Sell | Allstate | $28,554,000 | -16.3% | 229,300 | -14.9% | 7.85% | -2.3% |
| FPL | Sell | Nextera Energy | $27,443,000 | -23.0% | 350,000 | -23.9% | 7.54% | -10.0% |
| CMS | Sell | CMS Energy | $24,373,000 | -19.5% | 418,500 | -6.7% | 6.70% | -6.0% |
| DUK | Sell | Duke Energy | $24,296,000 | -20.8% | 261,200 | -8.7% | 6.68% | -7.5% |
| XEL | Sell | XEL Energy | $23,840,000 | -18.3% | 372,500 | -9.7% | 6.55% | -4.6% |
| T | Buy | AT & T | $16,444,000 | -14.9% | 1,072,000 | +16.3% | 4.52% | -0.6% |
| AAPL | Sell | Apple | $9,121,000 | -51.4% | 66,000 | -52.0% | 2.51% | -43.3% |
| IIIN | New | Insteel | $7,269,000 | – | 274,000 | – | 2.00% | – |
| VRX | Sell | Bausch Health | $6,414,000 | -44.4% | 931,000 | -32.6% | 1.76% | -35.0% |
| SUPN | Sell | Supernus | $4,133,000 | -29.3% | 122,105 | -39.6% | 1.14% | -17.4% |
| SIRI | Sell | XM Sirius | $3,756,000 | -19.1% | 657,843 | -13.2% | 1.03% | -5.6% |
| Sell | Warner Bros. Discovery | $1,409,000 | -52.8% | 122,558 | -44.9% | 0.39% | -44.9% | |
| GE | Sell | GE | $619,000 | -88.5% | 10,000 | -88.1% | 0.17% | -86.6% |
Q2 2022
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UHAL | New | Amerco | $36,084,000 | – | 75,455 | – | 8.49% | – |
| FPL | New | Nextera Energy | $35,631,000 | – | 460,000 | – | 8.38% | – |
| ABBV | New | Abbvie | $34,231,000 | – | 223,500 | – | 8.05% | – |
| ALL | New | Allstate | $34,128,000 | – | 269,300 | – | 8.03% | – |
| DUK | New | Duke Energy | $30,683,000 | – | 286,200 | – | 7.22% | – |
| CMS | New | CMS Energy | $30,273,000 | – | 448,500 | – | 7.12% | – |
| MRK | New | Merck | $29,511,000 | – | 323,700 | – | 6.94% | – |
| XEL | New | XEL Energy | $29,188,000 | – | 412,500 | – | 6.87% | – |
| PFE | New | Pfizer | $28,453,000 | – | 542,700 | – | 6.69% | – |
| T | New | AT & T | $19,325,000 | – | 922,000 | – | 4.55% | – |
| AAPL | New | Apple | $18,785,000 | – | 137,400 | – | 4.42% | – |
| ABT | New | Abbott | $18,209,000 | – | 167,600 | – | 4.28% | – |
| New | Paratekcv 4.75% | $14,276,000 | – | 16,600,000 | – | 3.36% | – | |
| VRX | New | Bausch Health | $11,531,000 | – | 1,381,000 | – | 2.71% | – |
| AVA | New | Avista | $8,919,000 | – | 205,000 | – | 2.10% | – |
| SUPN | New | Supernus | $5,844,000 | – | 202,105 | – | 1.38% | – |
| GE | New | GE | $5,372,000 | – | 84,375 | – | 1.26% | – |
| SIRI | New | XM Sirius | $4,645,000 | – | 757,843 | – | 1.09% | – |
| NEM | New | Newmont | $3,878,000 | – | 65,000 | – | 0.91% | – |
| EDAP | New | EDAP | $3,846,000 | – | 565,652 | – | 0.90% | – |
| New | Acorda Theraputicscv 6.0% | $3,700,000 | – | 5,000,000 | – | 0.87% | – | |
| PRTK | New | Paratek | $3,005,000 | – | 1,557,312 | – | 0.71% | – |
| New | Warner Bros. Discovery | $2,986,000 | – | 222,558 | – | 0.70% | – | |
| ASH | New | Ashland | $2,576,000 | – | 25,000 | – | 0.61% | – |
| AMYT | New | Amryt | $2,203,000 | – | 315,182 | – | 0.52% | – |
| New | Accelerate Diagnosticcv 2.5% | $2,040,000 | – | 3,000,000 | – | 0.48% | – | |
| FATE | New | Fate Theraputics | $1,412,000 | – | 57,000 | – | 0.33% | – |
| OGN | New | Organon | $1,079,000 | – | 31,970 | – | 0.25% | – |
| IGMS | New | IGM Bioscience | $991,000 | – | 55,000 | – | 0.23% | – |
| MNKD | New | Mannkind | $743,000 | – | 195,073 | – | 0.18% | – |
| VTRS | New | Viatris | $644,000 | – | 61,512 | – | 0.15% | – |
| New | Novavaxcv 3.75% | $600,000 | – | 600,000 | – | 0.14% | – | |
| RLI | New | RLI | $279,000 | – | 2,400 | – | 0.07% | – |
Q4 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| RLI | Exit | RLI | $0 | – | -2,400 | – | -0.05% | – |
| FTK | Exit | Flotek | $0 | – | -421,671 | – | -0.11% | – |
| VTRS | Exit | Viatris | $0 | – | -61,512 | – | -0.18% | – |
| Exit | Novavaxcv 3.75% | $0 | – | -600,000 | – | -0.22% | – | |
| OGN | Exit | Organon | $0 | – | -32,370 | – | -0.22% | – |
| ASH | Exit | Ashland | $0 | – | -25,000 | – | -0.26% | – |
| MNKD | Exit | Mannkind | $0 | – | -395,073 | – | -0.36% | – |
| FATE | Exit | Fate Theraputics | $0 | – | -57,000 | – | -0.72% | – |
| NEM | Exit | Newmont | $0 | – | -65,000 | – | -0.75% | – |
| EDAP | Exit | EDAP | $0 | – | -565,652 | – | -0.77% | – |
| IGMS | Exit | IGM Bioscience | $0 | – | -55,000 | – | -0.77% | – |
| Exit | Acorda Theraputicscv 6.0% | $0 | – | -5,000,000 | – | -0.87% | – | |
| AMYT | Exit | Amryt | $0 | – | -407,440 | – | -1.05% | – |
| SIRI | Exit | XM Sirius | $0 | – | -857,843 | – | -1.11% | – |
| PRTK | Exit | Paratek | $0 | – | -1,343,312 | – | -1.39% | – |
| AVA | Exit | Avista | $0 | – | -205,000 | – | -1.70% | – |
| SUPN | Exit | Supernus | $0 | – | -402,105 | – | -2.28% | – |
| GE | Exit | GE | $0 | – | -104,375 | – | -2.28% | – |
| Exit | Paratekcv 4.75% | $0 | – | -16,600,000 | – | -3.10% | – | |
| ABT | Exit | Abbott | $0 | – | -177,600 | – | -4.46% | – |
| PFE | Exit | Pfizer | $0 | – | -544,700 | – | -4.98% | – |
| MRK | Exit | Merck | $0 | – | -323,700 | – | -5.17% | – |
| XEL | Exit | XEL Energy | $0 | – | -412,500 | – | -5.48% | – |
| DUK | Exit | Duke Energy | $0 | – | -286,200 | – | -5.93% | – |
| CMS | Exit | CMS Energy | $0 | – | -468,500 | – | -5.94% | – |
| ABBV | Exit | Abbvie | $0 | – | -303,500 | – | -6.96% | – |
| AAPL | Exit | Apple | $0 | – | -242,700 | – | -7.30% | – |
| ALL | Exit | Allstate | $0 | – | -299,800 | – | -8.11% | – |
| VRX | Exit | Bausch Health | $0 | – | -1,381,000 | – | -8.17% | – |
| FPL | Exit | Nextera Energy | $0 | – | -501,400 | – | -8.36% | – |
| UHAL | Exit | Amerco | $0 | – | -79,785 | – | -10.95% | – |
Q3 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UHAL | Sell | Amerco | $51,543,000 | -6.4% | 79,785 | -14.6% | 10.95% | +4.2% |
| FPL | Sell | Nextera Energy | $39,369,000 | -1.1% | 501,400 | -7.7% | 8.36% | +10.1% |
| VRX | Sell | Bausch Health | $38,460,000 | -8.0% | 1,381,000 | -3.2% | 8.17% | +2.3% |
| ALL | Sell | Allstate | $38,167,000 | -9.6% | 299,800 | -7.4% | 8.11% | +0.5% |
| AAPL | Sell | Apple | $34,342,000 | -10.5% | 242,700 | -13.4% | 7.30% | -0.5% |
| ABBV | Sell | Abbvie | $32,738,000 | -21.1% | 303,500 | -17.6% | 6.96% | -12.2% |
| CMS | Sell | CMS Energy | $27,983,000 | -3.7% | 468,500 | -4.7% | 5.94% | +7.1% |
| DUK | Sell | Duke Energy | $27,930,000 | -2.9% | 286,200 | -3.8% | 5.93% | +8.0% |
| XEL | Sell | XEL Energy | $25,781,000 | -10.1% | 412,500 | -5.2% | 5.48% | +0.1% |
| MRK | Sell | Merck | $24,313,000 | -5.3% | 323,700 | -2.0% | 5.17% | +5.3% |
| PFE | Sell | Pfizer | $23,427,000 | +5.6% | 544,700 | -3.9% | 4.98% | +17.4% |
| ABT | Sell | Abbott | $20,979,000 | -28.9% | 177,600 | -30.2% | 4.46% | -20.9% |
| Sell | Paratekcv 4.75% | $14,608,000 | -6.5% | 16,600,000 | -1.2% | 3.10% | +4.0% | |
| GE | Sell | GE | $10,753,000 | -6.0% | 104,375 | -87.7% | 2.28% | +4.6% |
| AVA | Sell | Avista | $8,019,000 | -9.9% | 205,000 | -1.7% | 1.70% | +0.3% |
| PRTK | Buy | Paratek | $6,528,000 | -17.7% | 1,343,312 | +15.5% | 1.39% | -8.4% |
| SIRI | Sell | XM Sirius | $5,232,000 | -30.9% | 857,843 | -25.9% | 1.11% | -23.1% |
| AMYT | New | Amryt | $4,925,000 | – | 407,440 | – | 1.05% | – |
| Buy | Acorda Theraputicscv 6.0% | $4,075,000 | +35.8% | 5,000,000 | +25.0% | 0.87% | +51.1% | |
| EDAP | Sell | EDAP | $3,608,000 | -16.8% | 565,652 | -7.5% | 0.77% | -7.4% |
| FATE | Sell | Fate Theraputics | $3,378,000 | -37.2% | 57,000 | -8.1% | 0.72% | -30.1% |
| OGN | New | Organon | $1,061,000 | – | 32,370 | – | 0.22% | – |
| VTRS | New | Viatris | $833,000 | – | 61,512 | – | 0.18% | – |
| FTK | Sell | Flotek | $531,000 | -32.9% | 421,671 | -7.9% | 0.11% | -25.2% |
| RLI | Sell | RLI | $240,000 | -89.9% | 2,400 | -89.5% | 0.05% | -88.8% |
| K | Exit | Kellogg | $0 | – | -4,436 | – | -0.05% | – |
| Exit | Teamcv 5% | $0 | – | -1,000,000 | – | -0.18% | – | |
| CHMA | Exit | Chiasma | $0 | – | -1,250,000 | – | -1.13% | – |
Q2 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UHAL | New | Amerco | $55,041,000 | – | 93,385 | – | 10.51% | – |
| ALL | New | Allstate | $42,236,000 | – | 323,800 | – | 8.07% | – |
| VRX | New | Bausch Health | $41,810,000 | – | 1,426,000 | – | 7.98% | – |
| ABBV | New | Abbvie | $41,476,000 | – | 368,126 | – | 7.92% | – |
| FPL | New | Nextera Energy | $39,791,000 | – | 543,000 | – | 7.60% | – |
| AAPL | New | Apple | $38,383,000 | – | 280,250 | – | 7.33% | – |
| ABT | New | Abbott | $29,515,000 | – | 254,600 | – | 5.64% | – |
| CMS | New | CMS Energy | $29,055,000 | – | 491,800 | – | 5.55% | – |
| DUK | New | Duke Energy | $28,774,000 | – | 297,500 | – | 5.50% | – |
| XEL | New | XEL Energy | $28,664,000 | – | 435,100 | – | 5.47% | – |
| MRK | New | Merck | $25,679,000 | – | 330,200 | – | 4.90% | – |
| PFE | New | Pfizer | $22,189,000 | – | 566,632 | – | 4.24% | – |
| New | Paratekcv 4.75% | $15,624,000 | – | 16,800,000 | – | 2.98% | – | |
| SUPN | New | Supernus | $12,380,000 | – | 402,105 | – | 2.36% | – |
| GE | New | GE | $11,441,000 | – | 850,000 | – | 2.18% | – |
| AVA | New | Avista | $8,896,000 | – | 208,500 | – | 1.70% | – |
| PRTK | New | Paratek | $7,933,000 | – | 1,163,312 | – | 1.52% | – |
| SIRI | New | XM Sirius | $7,572,000 | – | 1,157,843 | – | 1.45% | – |
| CHMA | New | Chiasma | $5,912,000 | – | 1,250,000 | – | 1.13% | – |
| FATE | New | Fate Theraputics | $5,380,000 | – | 62,000 | – | 1.03% | – |
| IGMS | New | IGM Bioscience | $4,576,000 | – | 55,000 | – | 0.87% | – |
| EDAP | New | EDAP | $4,334,000 | – | 611,378 | – | 0.83% | – |
| NEM | New | Newmont | $4,119,000 | – | 65,000 | – | 0.79% | – |
| New | Acorda Theraputicscv 6.0% | $3,000,000 | – | 4,000,000 | – | 0.57% | – | |
| RLI | New | RLI | $2,384,000 | – | 22,800 | – | 0.46% | – |
| ASH | New | Ashland | $2,187,000 | – | 25,000 | – | 0.42% | – |
| MNKD | New | Mannkind | $2,153,000 | – | 395,073 | – | 0.41% | – |
| New | Novavaxcv 3.75% | $1,074,000 | – | 600,000 | – | 0.20% | – | |
| New | Teamcv 5% | $967,000 | – | 1,000,000 | – | 0.18% | – | |
| FTK | New | Flotek | $791,000 | – | 457,671 | – | 0.15% | – |
| K | New | Kellogg | $285,000 | – | 4,436 | – | 0.05% | – |
Q4 2020
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| WEC | Exit | WEC Energy | $0 | – | -564 | – | -0.01% | – |
| XTNT | Exit | XTNT | $0 | – | -182,972 | – | -0.03% | – |
| MNKD | Exit | Mannkind | $0 | – | -135,094 | – | -0.05% | – |
| K | Exit | Kellogg | $0 | – | -4,436 | – | -0.06% | – |
| XOM | Exit | Exxon | $0 | – | -12,684 | – | -0.09% | – |
| Exit | Teamcv 5% | $0 | – | -1,000,000 | – | -0.17% | – | |
| Exit | Novavaxcv 3.75% | $0 | – | -1,000,000 | – | -0.24% | – | |
| FTK | Exit | Flotek | $0 | – | -466,671 | – | -0.26% | – |
| VVV | Exit | Valvoline | $0 | – | -68,633 | – | -0.27% | – |
| Exit | Acorda Theraputicscv 6.0% | $0 | – | -2,500,000 | – | -0.28% | – | |
| ASH | Exit | Ashland | $0 | – | -25,000 | – | -0.37% | – |
| RLI | Exit | RLI | $0 | – | -22,800 | – | -0.40% | – |
| CHMA | Exit | Chiasma | $0 | – | -450,000 | – | -0.40% | – |
| Exit | Rocketcv 6.25% | $0 | – | -2,000,000 | – | -0.46% | – | |
| BGEPF | Exit | Bungepfd 4.875% | $0 | – | -27,400 | – | -0.55% | – |
| Exit | Mannkindcv 5.75% | $0 | – | -5,000,000 | – | -0.78% | – | |
| EDAP | Exit | EDAP | $0 | – | -825,536 | – | -0.79% | – |
| FATE | Exit | Fate Theraputics | $0 | – | -100,000 | – | -0.83% | – |
| NEM | Exit | Newmont | $0 | – | -65,000 | – | -0.85% | – |
| CVX | Exit | Chevron | $0 | – | -58,600 | – | -0.87% | – |
| PRTK | Exit | Paratek | $0 | – | -879,312 | – | -0.98% | – |
| GE | Exit | GE | $0 | – | -1,050,000 | – | -1.36% | – |
| AVA | Exit | Avista | $0 | – | -208,500 | – | -1.47% | – |
| Exit | Acorda Theraputicscv 1.75% | $0 | – | -11,500,000 | – | -1.50% | – | |
| SIRI | Exit | XM Sirius | $0 | – | -1,357,843 | – | -1.50% | – |
| SUPN | Exit | Supernus | $0 | – | -352,105 | – | -1.52% | – |
| CMP | Exit | Compass Minerals | $0 | – | -140,000 | – | -1.72% | – |
| IBM | Exit | IBM | $0 | – | -113,450 | – | -2.86% | – |
| Exit | Paratekcv 4.75% | $0 | – | -16,800,000 | – | -2.89% | – | |
| PFE | Exit | Pfizer | $0 | – | -517,832 | – | -3.94% | – |
| VRX | Exit | Bausch Health | $0 | – | -1,427,000 | – | -4.59% | – |
| MRK | Exit | Merck | $0 | – | -326,900 | – | -5.62% | – |
| ABT | Exit | Abbott | $0 | – | -254,600 | – | -5.74% | – |
| ABBV | Exit | Abbvie | $0 | – | -322,549 | – | -5.85% | – |
| DUK | Exit | Duke Energy | $0 | – | -323,000 | – | -5.92% | – |
| ALL | Exit | Allstate | $0 | – | -309,800 | – | -6.04% | – |
| XEL | Exit | XEL Energy | $0 | – | -436,100 | – | -6.23% | – |
| CMS | Exit | CMS Energy | $0 | – | -492,800 | – | -6.27% | – |
| AAPL | Exit | Apple | $0 | – | -290,400 | – | -6.96% | – |
| FPL | Exit | Nextera Energy | $0 | – | -156,800 | – | -9.01% | – |
| UHAL | Exit | Amerco | $0 | – | -139,352 | – | -10.27% | – |
Q3 2020
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UHAL | Sell | Amerco | $49,606,000 | +16.1% | 139,352 | -1.4% | 10.27% | +10.6% |
| FPL | Sell | Nextera Energy | $43,521,000 | +8.6% | 156,800 | -6.0% | 9.01% | +3.5% |
| AAPL | Buy | Apple | $33,631,000 | +5.2% | 290,400 | +231.5% | 6.96% | +0.3% |
| VRX | Buy | Bausch Health | $22,175,000 | -11.0% | 1,427,000 | +4.8% | 4.59% | -15.2% |
| IBM | Sell | IBM | $13,803,000 | +0.3% | 113,450 | -0.5% | 2.86% | -4.5% |
| PRTK | Buy | Paratek | $4,757,000 | +60.9% | 879,312 | +55.2% | 0.98% | +53.2% |
| CHMA | New | Chiasma | $1,935,000 | – | 450,000 | – | 0.40% | – |
| FTK | Sell | Flotek | $1,264,000 | +48.0% | 466,671 | -34.4% | 0.26% | +40.9% |
| Sell | Novavaxcv 3.75% | $1,140,000 | -60.4% | 1,000,000 | -66.7% | 0.24% | -62.3% | |
| MNKD | Sell | Mannkind | $253,000 | -77.2% | 135,094 | -78.7% | 0.05% | -78.4% |
Q2 2020
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UHAL | New | Amerco | $42,715,000 | – | 141,352 | – | 9.28% | – |
| FPL | New | Nextera Energy | $40,060,000 | – | 166,800 | – | 8.71% | – |
| AAPL | New | Apple | $31,956,000 | – | 87,600 | – | 6.94% | – |
| ABBV | New | Abbvie | $31,667,000 | – | 322,549 | – | 6.88% | – |
| ALL | New | Allstate | $30,047,000 | – | 309,800 | – | 6.53% | – |
| CMS | New | CMS Energy | $28,789,000 | – | 492,800 | – | 6.26% | – |
| XEL | New | XEL Energy | $27,256,000 | – | 436,100 | – | 5.92% | – |
| DUK | New | Duke Energy | $25,804,000 | – | 323,000 | – | 5.61% | – |
| MRK | New | Merck | $25,279,000 | – | 326,900 | – | 5.49% | – |
| VRX | New | Bausch Health | $24,910,000 | – | 1,362,000 | – | 5.41% | – |
| ABT | New | Abbott | $23,278,000 | – | 254,600 | – | 5.06% | – |
| PFE | New | Pfizer | $16,933,000 | – | 517,832 | – | 3.68% | – |
| IBM | New | IBM | $13,767,000 | – | 114,000 | – | 2.99% | – |
| New | Paratekcv 4.75% | $13,440,000 | – | 16,800,000 | – | 2.92% | – | |
| SUPN | New | Supernus | $8,362,000 | – | 352,105 | – | 1.82% | – |
| SIRI | New | XM Sirius | $7,970,000 | – | 1,357,843 | – | 1.73% | – |
| AVA | New | Avista | $7,587,000 | – | 208,500 | – | 1.65% | – |
| New | Acorda Theraputicscv 1.75% | $7,475,000 | – | 11,500,000 | – | 1.62% | – | |
| GE | New | GE | $7,171,000 | – | 1,050,000 | – | 1.56% | – |
| CMP | New | Compass Minerals | $6,825,000 | – | 140,000 | – | 1.48% | – |
| CVX | New | Chevron | $5,228,000 | – | 58,600 | – | 1.14% | – |
| NEM | New | Newmont | $4,013,000 | – | 65,000 | – | 0.87% | – |
| New | Mannkindcv 5.75% | $3,750,000 | – | 5,000,000 | – | 0.82% | – | |
| FATE | New | Fate Theraputics | $3,431,000 | – | 100,000 | – | 0.75% | – |
| PRTK | New | Paratek | $2,957,000 | – | 566,552 | – | 0.64% | – |
| New | Novavaxcv 3.75% | $2,880,000 | – | 3,000,000 | – | 0.63% | – | |
| BGEPF | New | Bungepfd 4.875% | $2,520,000 | – | 27,400 | – | 0.55% | – |
| New | Rocketcv 6.25% | $2,120,000 | – | 2,000,000 | – | 0.46% | – | |
| EDAP | New | EDAP | $2,039,000 | – | 825,536 | – | 0.44% | – |
| RLI | New | RLI | $1,871,000 | – | 22,800 | – | 0.41% | – |
| ASH | New | Ashland | $1,727,000 | – | 25,000 | – | 0.38% | – |
| VVV | New | Valvoline | $1,326,000 | – | 68,633 | – | 0.29% | – |
| New | Acorda Theraputicscv 6.0% | $1,225,000 | – | 2,500,000 | – | 0.27% | – | |
| MNKD | New | Mannkind | $1,111,000 | – | 635,094 | – | 0.24% | – |
| FTK | New | Flotek | $854,000 | – | 711,671 | – | 0.19% | – |
| New | Teamcv 5% | $700,000 | – | 1,000,000 | – | 0.15% | – | |
| XOM | New | Exxon | $567,000 | – | 12,684 | – | 0.12% | – |
| K | New | Kellogg | $293,000 | – | 4,436 | – | 0.06% | – |
| XTNT | New | XTNT | $164,000 | – | 182,972 | – | 0.04% | – |
| WEC | New | WEC Energy | $49,000 | – | 564 | – | 0.01% | – |
Q4 2019
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| XPL | Exit | Solitario | $0 | – | -254,040 | – | -0.02% | – |
| K | Exit | Kellogg | $0 | – | -4,436 | – | -0.06% | – |
| XOM | Exit | Exxon | $0 | – | -5,184 | – | -0.08% | – |
| XTNT | Exit | XTNT | $0 | – | -182,972 | – | -0.11% | – |
| Exit | Teamcv 5% | $0 | – | -1,000,000 | – | -0.22% | – | |
| PRTK | Exit | Paratek | $0 | – | -266,552 | – | -0.24% | – |
| Exit | Novavaxcv 3.75% | $0 | – | -3,000,000 | – | -0.25% | – | |
| VVV | Exit | Valvoline | $0 | – | -68,633 | – | -0.31% | – |
| FTK | Exit | Flotek | $0 | – | -736,671 | – | -0.34% | – |
| ASH | Exit | Ashland | $0 | – | -25,000 | – | -0.40% | – |
| Exit | Inotekcv 5.75% | $0 | – | -2,000,000 | – | -0.42% | – | |
| RLI | Exit | RLI | $0 | – | -22,800 | – | -0.44% | – |
| WEC | Exit | WEC Energy | $0 | – | -23,124 | – | -0.46% | – |
| NEM | Exit | Newmont | $0 | – | -65,000 | – | -0.51% | – |
| BGEPF | Exit | Bungepfd 4.875% | $0 | – | -27,400 | – | -0.58% | – |
| MNKD | Exit | Mannkind | $0 | – | -2,324,779 | – | -0.60% | – |
| EDAP | Exit | EDAP | $0 | – | -825,536 | – | -0.77% | – |
| Exit | Mannkindcv 5.75% | $0 | – | -5,000,000 | – | -0.78% | – | |
| IIIN | Exit | Insteel | $0 | – | -190,000 | – | -0.81% | – |
| GE | Exit | GE | $0 | – | -450,000 | – | -0.84% | – |
| SUPN | Exit | Supernus | $0 | – | -148,058 | – | -0.84% | – |
| Exit | Acorda Theraputicscv 1.75% | $0 | – | -6,000,000 | – | -0.87% | – | |
| CMP | Exit | Compass Minerals | $0 | – | -140,000 | – | -1.64% | – |
| SIRI | Exit | XM Sirius | $0 | – | -1,357,843 | – | -1.76% | – |
| GM | Exit | GM | $0 | – | -250,000 | – | -1.94% | – |
| AVA | Exit | Avista | $0 | – | -208,500 | – | -2.10% | – |
| Exit | Paratekcv 4.75% | $0 | – | -16,300,000 | – | -2.20% | – | |
| AGN | Exit | Allergan | $0 | – | -80,900 | – | -2.83% | – |
| IBM | Exit | IBM | $0 | – | -116,050 | – | -3.50% | – |
| PFE | Exit | Pfizer | $0 | – | -517,832 | – | -3.86% | – |
| ABBV | Exit | Abbvie | $0 | – | -257,800 | – | -4.05% | – |
| AAPL | Exit | Apple | $0 | – | -87,600 | – | -4.07% | – |
| ABT | Exit | Abbott | $0 | – | -254,600 | – | -4.42% | – |
| VRX | Exit | Bausch Health | $0 | – | -991,000 | – | -4.50% | – |
| MRK | Exit | Merck | $0 | – | -326,900 | – | -5.71% | – |
| XEL | Exit | XEL Energy | $0 | – | -436,100 | – | -5.88% | – |
| DUK | Exit | Duke Energy | $0 | – | -323,000 | – | -6.43% | – |
| CMS | Exit | CMS Energy | $0 | – | -492,800 | – | -6.54% | – |
| ALL | Exit | Allstate | $0 | – | -309,800 | – | -6.99% | – |
| FPL | Exit | Nextera Energy | $0 | – | -196,800 | – | -9.52% | – |
| UHAL | Exit | Amerco | $0 | – | -149,585 | – | -12.11% | – |
Q3 2019
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MRK | Buy | Merck | $27,518,000 | +1.6% | 326,900 | +1.2% | 5.71% | -1.0% |
| VRX | Buy | Bausch Health | $21,653,000 | -4.2% | 991,000 | +10.6% | 4.50% | -6.7% |
| ABBV | Buy | Abbvie | $19,520,000 | +5.3% | 257,800 | +1.2% | 4.05% | +2.6% |
| PFE | Buy | Pfizer | $18,605,000 | -15.6% | 517,832 | +1.8% | 3.86% | -17.8% |
| Buy | Paratekcv 4.75% | $10,595,000 | +1.8% | 16,300,000 | +6.5% | 2.20% | -0.8% | |
| GM | Sell | GM | $9,370,000 | -18.9% | 250,000 | -16.7% | 1.94% | -21.1% |
| New | Acorda Theraputicscv 1.75% | $4,200,000 | – | 6,000,000 | – | 0.87% | – | |
| GE | Buy | GE | $4,023,000 | -9.8% | 450,000 | +5.9% | 0.84% | -12.2% |
| Sell | Mannkindcv 5.75% | $3,750,000 | -72.5% | 5,000,000 | -73.2% | 0.78% | -73.2% | |
| MNKD | New | Mannkind | $2,905,000 | – | 2,324,779 | – | 0.60% | – |
| Sell | Teamcv 5% | $1,080,000 | -50.0% | 1,000,000 | -50.0% | 0.22% | -51.3% | |
| BG | Exit | Bunge | $0 | – | -15,000 | – | -0.18% | – |
Q2 2019
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UHAL | New | Amerco | $56,625,000 | – | 149,585 | – | 12.07% | – |
| FPL | New | Nextera Energy | $40,316,000 | – | 196,800 | – | 8.60% | – |
| ALL | New | Allstate | $31,503,000 | – | 309,800 | – | 6.72% | – |
| CMS | New | CMS Energy | $28,538,000 | – | 492,800 | – | 6.08% | – |
| DUK | New | Duke Energy | $28,501,000 | – | 323,000 | – | 6.08% | – |
| MRK | New | Merck | $27,075,000 | – | 322,900 | – | 5.77% | – |
| XEL | New | XEL Energy | $25,943,000 | – | 436,100 | – | 5.53% | – |
| VRX | New | Bausch Health | $22,597,000 | – | 896,000 | – | 4.82% | – |
| PFE | New | Pfizer | $22,042,000 | – | 508,832 | – | 4.70% | – |
| ABT | New | Abbott | $21,411,000 | – | 254,600 | – | 4.56% | – |
| ABBV | New | Abbvie | $18,529,000 | – | 254,800 | – | 3.95% | – |
| AAPL | New | Apple | $17,337,000 | – | 87,600 | – | 3.70% | – |
| IBM | New | IBM | $16,003,000 | – | 116,050 | – | 3.41% | – |
| New | Mannkindcv 5.75% | $13,643,000 | – | 18,690,000 | – | 2.91% | – | |
| AGN | New | Allergan | $13,545,000 | – | 80,900 | – | 2.89% | – |
| GM | New | GM | $11,559,000 | – | 300,000 | – | 2.46% | – |
| New | Paratekcv 4.75% | $10,404,000 | – | 15,300,000 | – | 2.22% | – | |
| AVA | New | Avista | $9,299,000 | – | 208,500 | – | 1.98% | – |
| CMP | New | Compass Minerals | $7,693,000 | – | 140,000 | – | 1.64% | – |
| SIRI | New | XM Sirius | $7,576,000 | – | 1,357,843 | – | 1.62% | – |
| SUPN | New | Supernus | $4,899,000 | – | 148,058 | – | 1.04% | – |
| GE | New | GE | $4,462,000 | – | 425,000 | – | 0.95% | – |
| IIIN | New | Insteel | $3,955,000 | – | 190,000 | – | 0.84% | – |
| BGEPF | New | Bungepfd 4.875% | $2,712,000 | – | 27,400 | – | 0.58% | – |
| NEM | New | Newmont | $2,500,000 | – | 65,000 | – | 0.53% | – |
| FTK | New | Flotek | $2,438,000 | – | 736,671 | – | 0.52% | – |
| EDAP | New | EDAP | $2,228,000 | – | 825,536 | – | 0.48% | – |
| New | Teamcv 5% | $2,160,000 | – | 2,000,000 | – | 0.46% | – | |
| ASH | New | Ashland | $1,999,000 | – | 25,000 | – | 0.43% | – |
| New | Inotekcv 5.75% | $2,000,000 | – | 2,000,000 | – | 0.43% | – | |
| RLI | New | RLI | $1,954,000 | – | 22,800 | – | 0.42% | – |
| WEC | New | WEC Energy | $1,927,000 | – | 23,124 | – | 0.41% | – |
| VVV | New | Valvoline | $1,340,000 | – | 68,633 | – | 0.29% | – |
| New | Novavaxcv 3.75% | $1,200,000 | – | 3,000,000 | – | 0.26% | – | |
| PRTK | New | Paratek | $1,063,000 | – | 266,552 | – | 0.23% | – |
| BG | New | Bunge | $835,000 | – | 15,000 | – | 0.18% | – |
| XTNT | New | XTNT | $548,000 | – | 182,972 | – | 0.12% | – |
| XOM | New | Exxon | $397,000 | – | 5,184 | – | 0.08% | – |
| K | New | Kellogg | $237,000 | – | 4,436 | – | 0.05% | – |
| XPL | New | Solitario | $81,000 | – | 254,040 | – | 0.02% | – |
Q4 2018
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PTQEP | Exit | Petroquestpfd 6.875% | $0 | – | -249,840 | – | 0.00% | – |
| ASTC | Exit | Astrotech | $0 | – | -5,200 | – | -0.00% | – |
| PQUEQ | Exit | Petroquest | $0 | – | -220,000 | – | -0.00% | – |
| ICGE | Exit | Actua | $0 | – | -130,000 | – | -0.01% | – |
| XPL | Exit | Solitario | $0 | – | -254,040 | – | -0.02% | – |
| SGYPQ | Exit | Synergy | $0 | – | -100,000 | – | -0.03% | – |
| MNKD | Exit | Mannkind | $0 | – | -100,000 | – | -0.04% | – |
| K | Exit | Kellogg | $0 | – | -4,436 | – | -0.06% | – |
| XOM | Exit | Exxon | $0 | – | -5,184 | – | -0.08% | – |
| XTNT | Exit | XTNT | $0 | – | -182,972 | – | -0.14% | – |
| Exit | Pernixcv 4.25% | $0 | – | -2,000,000 | – | -0.16% | – | |
| BG | Exit | Bunge | $0 | – | -15,000 | – | -0.20% | – |
| VVV | Exit | Valvoline | $0 | – | -68,633 | – | -0.29% | – |
| WEC | Exit | WEC Energy | $0 | – | -23,124 | – | -0.30% | – |
| FTK | Exit | Flotek | $0 | – | -664,335 | – | -0.31% | – |
| Exit | Novavaxcv 3.75% | $0 | – | -3,000,000 | – | -0.36% | – | |
| GG | Exit | Goldcorp | $0 | – | -200,000 | – | -0.40% | – |
| ASH | Exit | Ashland | $0 | – | -25,000 | – | -0.41% | – |
| Exit | Inotekcv 5.75% | $0 | – | -2,000,000 | – | -0.43% | – | |
| Exit | Synergycv 7.5% | $0 | – | -2,500,000 | – | -0.45% | – | |
| Exit | Teamcv 5% | $0 | – | -2,000,000 | – | -0.49% | – | |
| EDAP | Exit | EDAP | $0 | – | -1,045,494 | – | -0.62% | – |
| RLI | Exit | RLI | $0 | – | -44,120 | – | -0.67% | – |
| Exit | Bungepfd 4.875% | $0 | – | -37,400 | – | -0.79% | – | |
| Exit | Fluidigmcv 2.75% | $0 | – | -5,009,000 | – | -0.83% | – | |
| Exit | AMAGcv 2.5% | $0 | – | -5,500,000 | – | -1.05% | – | |
| IIIN | Exit | Insteel | $0 | – | -160,000 | – | -1.11% | – |
| SUPN | Exit | Supernus | $0 | – | -148,058 | – | -1.44% | – |
| Exit | Mannkindcv 5.75% | $0 | – | -18,690,000 | – | -2.17% | – | |
| Exit | Paratekcv 4.75% | $0 | – | -12,300,000 | – | -2.24% | – | |
| SIRI | Exit | XM Sirius | $0 | – | -1,972,548 | – | -2.42% | – |
| AVA | Exit | Avista | $0 | – | -261,000 | – | -2.56% | – |
| GM | Exit | GM | $0 | – | -425,000 | – | -2.77% | – |
| AAPL | Exit | Apple | $0 | – | -85,600 | – | -3.74% | – |
| Exit | Allergan | $0 | – | -110,400 | – | -4.08% | – | |
| ABT | Exit | Abbott | $0 | – | -286,715 | – | -4.08% | – |
| IBM | Exit | IBM | $0 | – | -141,500 | – | -4.14% | – |
| XEL | Exit | XEL Energy | $0 | – | -481,600 | – | -4.41% | – |
| VRX | Exit | Bausch Health | $0 | – | -910,000 | – | -4.52% | – |
| PFE | Exit | Pfizer | $0 | – | -555,332 | – | -4.74% | – |
| MRK | Exit | Merck | $0 | – | -359,400 | – | -4.94% | – |
| ABBV | Exit | Abbvie | $0 | – | -271,915 | – | -4.98% | – |
| CMS | Exit | CMS Energy | $0 | – | -538,300 | – | -5.11% | – |
| DUK | Exit | Duke Energy | $0 | – | -347,788 | – | -5.39% | – |
| ALL | Exit | Allstate | $0 | – | -351,000 | – | -6.71% | – |
| FPL | Exit | Nextera Energy | $0 | – | -243,000 | – | -7.89% | – |
| UHAL | Exit | Amerco | $0 | – | -179,610 | – | -12.41% | – |
Q3 2018
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UHAL | Sell | Amerco | $64,057,000 | -3.4% | 179,610 | -3.5% | 12.41% | -5.9% |
| ALL | Sell | Allstate | $34,643,000 | +5.1% | 351,000 | -2.8% | 6.71% | +2.3% |
| VRX | Buy | Bausch Health | $23,341,000 | +16.8% | 910,000 | +5.8% | 4.52% | +13.7% |
| IBM | Sell | IBM | $21,393,000 | +4.5% | 141,500 | -3.4% | 4.14% | +1.7% |
| GM | Sell | GM | $14,309,000 | -19.3% | 425,000 | -5.6% | 2.77% | -21.4% |
| Buy | Paratekcv 4.75% | $11,562,000 | +98.7% | 12,300,000 | +105.0% | 2.24% | +93.3% | |
| SUPN | Sell | Supernus | $7,454,000 | -21.2% | 148,058 | -6.3% | 1.44% | -23.3% |
| IIIN | Sell | Insteel | $5,740,000 | -34.0% | 160,000 | -38.6% | 1.11% | -35.8% |
| Sell | Teamcv 5% | $2,520,000 | -33.9% | 2,000,000 | -33.3% | 0.49% | -35.6% | |
| New | Novavaxcv 3.75% | $1,830,000 | – | 3,000,000 | – | 0.36% | – | |
| MNKD | Sell | Mannkind | $183,000 | -69.5% | 100,000 | -66.7% | 0.04% | -70.6% |
| ICGE | Sell | Actua | $65,000 | -51.1% | 130,000 | -2.3% | 0.01% | -50.0% |
| PTQEP | Sell | Petroquestpfd 6.875% | $2,000 | -99.7% | 249,840 | -3.8% | 0.00% | -100.0% |
| GAN | Exit | Gainsco | $0 | – | -246,541 | – | -0.87% | – |
Q2 2018
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UHAL | New | Amerco | $66,286,000 | – | 186,119 | – | 13.20% | – |
| FPL | New | Nextera Energy | $40,588,000 | – | 243,000 | – | 8.08% | – |
| ALL | New | Allstate | $32,948,000 | – | 361,000 | – | 6.56% | – |
| DUK | New | Duke Energy | $27,503,000 | – | 347,788 | – | 5.48% | – |
| CMS | New | CMS Energy | $25,450,000 | – | 538,300 | – | 5.07% | – |
| ABBV | New | Abbvie | $25,192,000 | – | 271,915 | – | 5.02% | – |
| XEL | New | XEL Energy | $21,999,000 | – | 481,600 | – | 4.38% | – |
| MRK | New | Merck | $21,815,000 | – | 359,400 | – | 4.34% | – |
| IBM | New | IBM | $20,466,000 | – | 146,500 | – | 4.07% | – |
| PFE | New | Pfizer | $20,147,000 | – | 555,332 | – | 4.01% | – |
| VRX | New | Bausch Health | $19,986,000 | – | 860,000 | – | 3.98% | – |
| New | Allergan | $18,405,000 | – | 110,400 | – | 3.66% | – | |
| GM | New | GM | $17,730,000 | – | 450,000 | – | 3.53% | – |
| ABT | New | Abbott | $17,486,000 | – | 286,715 | – | 3.48% | – |
| AAPL | New | Apple | $15,845,000 | – | 85,600 | – | 3.15% | – |
| AVA | New | Avista | $13,744,000 | – | 261,000 | – | 2.74% | – |
| SIRI | New | XM Sirius | $13,354,000 | – | 1,972,548 | – | 2.66% | – |
| New | Mannkindcv 5.75% | $11,961,000 | – | 18,690,000 | – | 2.38% | – | |
| SUPN | New | Supernus | $9,459,000 | – | 158,058 | – | 1.88% | – |
| IIIN | New | Insteel | $8,701,000 | – | 260,520 | – | 1.73% | – |
| New | Paratekcv 4.75% | $5,820,000 | – | 6,000,000 | – | 1.16% | – | |
| New | AMAGcv 2.5% | $5,720,000 | – | 5,500,000 | – | 1.14% | – | |
| GAN | New | Gainsco | $4,376,000 | – | 246,541 | – | 0.87% | – |
| New | Fluidigmcv 2.75% | $4,057,000 | – | 5,009,000 | – | 0.81% | – | |
| New | Bungepfd 4.875% | $4,039,000 | – | 37,400 | – | 0.80% | – | |
| New | Teamcv 5% | $3,810,000 | – | 3,000,000 | – | 0.76% | – | |
| EDAP | New | EDAP | $3,167,000 | – | 1,045,494 | – | 0.63% | – |
| RLI | New | RLI | $2,796,000 | – | 44,120 | – | 0.56% | – |
| GG | New | Goldcorp | $2,742,000 | – | 200,000 | – | 0.55% | – |
| New | Synergycv 7.5% | $2,350,000 | – | 2,500,000 | – | 0.47% | – | |
| FTK | New | Flotek | $2,145,000 | – | 664,335 | – | 0.43% | – |
| New | Inotekcv 5.75% | $2,040,000 | – | 2,000,000 | – | 0.41% | – | |
| ASH | New | Ashland | $1,954,000 | – | 25,000 | – | 0.39% | – |
| WEC | New | WEC Energy | $1,494,000 | – | 23,124 | – | 0.30% | – |
| VVV | New | Valvoline | $1,480,000 | – | 68,633 | – | 0.30% | – |
| BG | New | Bunge | $1,045,000 | – | 15,000 | – | 0.21% | – |
| XTNT | New | XTNT | $1,015,000 | – | 182,972 | – | 0.20% | – |
| New | Pernixcv 4.25% | $880,000 | – | 2,000,000 | – | 0.18% | – | |
| PTQEP | New | Petroquestpfd 6.875% | $597,000 | – | 259,840 | – | 0.12% | – |
| MNKD | New | Mannkind | $600,000 | – | 300,000 | – | 0.12% | – |
| XOM | New | Exxon | $386,000 | – | 5,184 | – | 0.08% | – |
| K | New | Kellogg | $288,000 | – | 4,436 | – | 0.06% | – |
| SGYPQ | New | Synergy | $174,000 | – | 100,000 | – | 0.04% | – |
| ICGE | New | Actua | $133,000 | – | 133,000 | – | 0.03% | – |
| XPL | New | Solitario | $109,000 | – | 254,040 | – | 0.02% | – |
| PQUEQ | New | Petroquest | $48,000 | – | 220,000 | – | 0.01% | – |
| ASTC | New | Astrotech | $16,000 | – | 5,200 | – | 0.00% | – |
Q4 2017
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Exit | DeCode Geneticscv 3.5% | $0 | – | -24,787,000 | – | -0.01% | – | |
| XPL | Exit | Solitario | $0 | – | -254,040 | – | -0.04% | – |
| SGYPQ | Exit | Synergy | $0 | – | -100,000 | – | -0.06% | – |
| K | Exit | Kellogg | $0 | – | -4,436 | – | -0.07% | – |
| Exit | Gevocv 7.5% | $0 | – | -515,000 | – | -0.09% | – | |
| XOM | Exit | Exxon | $0 | – | -5,184 | – | -0.09% | – |
| PQUEQ | Exit | Petroquest | $0 | – | -220,000 | – | -0.11% | – |
| AGEN | Exit | Agenus | $0 | – | -155,677 | – | -0.15% | – |
| Exit | XTNTcv 6% | $0 | – | -2,000,000 | – | -0.18% | – | |
| Exit | Pernixcv 4.25% | $0 | – | -2,000,000 | – | -0.18% | – | |
| Exit | Perrigo | $0 | – | -9,926 | – | -0.19% | – | |
| DRRX | Exit | Durect | $0 | – | -488,112 | – | -0.19% | – |
| BG | Exit | Bunge | $0 | – | -15,000 | – | -0.23% | – |
| SPAB | Exit | Astrotech | $0 | – | -1,070,073 | – | -0.23% | – |
| WEC | Exit | WEC Energy | $0 | – | -23,124 | – | -0.32% | – |
| Exit | Inotekcv 5.75% | $0 | – | -2,000,000 | – | -0.35% | – | |
| VVV | Exit | Valvoline | $0 | – | -68,633 | – | -0.36% | – |
| ASH | Exit | Ashland | $0 | – | -25,000 | – | -0.36% | – |
| ICGE | Exit | Actua | $0 | – | -140,000 | – | -0.48% | – |
| GG | Exit | Goldcorp | $0 | – | -200,000 | – | -0.58% | – |
| RLI | Exit | RLI | $0 | – | -44,120 | – | -0.58% | – |
| Exit | Teamcv 5% | $0 | – | -3,000,000 | – | -0.64% | – | |
| Exit | Synergycv 7.5% | $0 | – | -2,500,000 | – | -0.68% | – | |
| FTK | Exit | Flotek | $0 | – | -664,335 | – | -0.69% | – |
| EDAP | Exit | EDAP | $0 | – | -1,045,494 | – | -0.70% | – |
| Exit | Fluidigmcv 2.75% | $0 | – | -5,009,000 | – | -0.83% | – | |
| Exit | Bungepfd 4.875% | $0 | – | -37,400 | – | -0.87% | – | |
| GAN | Exit | Gainsco | $0 | – | -246,541 | – | -0.88% | – |
| PTQEP | Exit | Petroquestpfd 6.875% | $0 | – | -259,840 | – | -0.92% | – |
| CPN | Exit | Calpine | $0 | – | -294,849 | – | -0.97% | – |
| Exit | AMAGcv 2.5% | $0 | – | -5,500,000 | – | -1.30% | – | |
| IIIN | Exit | Insteel | $0 | – | -235,520 | – | -1.37% | – |
| SUPN | Exit | Supernus | $0 | – | -178,058 | – | -1.59% | – |
| VRX | Exit | Valeant | $0 | – | -581,000 | – | -1.86% | – |
| Exit | Allergan | $0 | – | -50,000 | – | -2.29% | – | |
| SIRI | Exit | XM Sirius | $0 | – | -1,972,548 | – | -2.43% | – |
| ABT | Exit | Abbott | $0 | – | -230,915 | – | -2.75% | – |
| AVA | Exit | Avista | $0 | – | -261,000 | – | -3.02% | – |
| IBM | Exit | IBM | $0 | – | -106,500 | – | -3.47% | – |
| PFE | Exit | Pfizer | $0 | – | -455,332 | – | -3.63% | – |
| MRK | Exit | Merck | $0 | – | -259,400 | – | -3.71% | – |
| Exit | Mannkindcv 5.75% | $0 | – | -27,690,000 | – | -4.02% | – | |
| GM | Exit | GM | $0 | – | -450,000 | – | -4.06% | – |
| ABBV | Exit | Abbvie | $0 | – | -232,915 | – | -4.62% | – |
| XEL | Exit | XEL Energy | $0 | – | -481,600 | – | -5.09% | – |
| CMS | Exit | CMS Energy | $0 | – | -538,300 | – | -5.57% | – |
| DUK | Exit | Duke Energy | $0 | – | -347,788 | – | -6.52% | – |
| ALL | Exit | Allstate | $0 | – | -333,800 | – | -6.86% | – |
| FPL | Exit | Nextera Energy | $0 | – | -243,200 | – | -7.96% | – |
| UHAL | Exit | Amerco | $0 | – | -188,370 | – | -15.78% | – |
Q3 2017
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UHAL | Sell | Amerco | $70,619,000 | +0.8% | 188,370 | -1.6% | 15.78% | -1.3% |
| GM | Buy | GM | $18,171,000 | +30.1% | 450,000 | +12.5% | 4.06% | +27.3% |
| SUPN | Buy | Supernus | $7,122,000 | +378.0% | 178,058 | +414.9% | 1.59% | +368.2% |
| IIIN | New | Insteel | $6,149,000 | – | 235,520 | – | 1.37% | – |
| New | Teamcv 5% | $2,850,000 | – | 3,000,000 | – | 0.64% | – | |
| BG | Sell | Bunge | $1,041,000 | -72.1% | 15,000 | -70.0% | 0.23% | -72.7% |
| PQUEQ | Buy | Petroquest | $503,000 | +305.6% | 220,000 | +249.9% | 0.11% | +300.0% |
| Exit | Supernuscv 7.5% | $0 | – | -1,500,000 | – | -2.78% | – |
Q2 2017
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UHAL | New | Amerco | $70,052,000 | – | 191,370 | – | 16.00% | – |
| FPL | New | Nextera Energy | $34,079,000 | – | 243,200 | – | 7.78% | – |
| ALL | New | Allstate | $29,521,000 | – | 333,800 | – | 6.74% | – |
| DUK | New | Duke Energy | $29,071,000 | – | 347,788 | – | 6.64% | – |
| CMS | New | CMS Energy | $24,896,000 | – | 538,300 | – | 5.69% | – |
| XEL | New | XEL Energy | $22,095,000 | – | 481,600 | – | 5.05% | – |
| New | Mannkindcv 5.75% | $17,998,000 | – | 27,690,000 | – | 4.11% | – | |
| ABBV | New | Abbvie | $16,888,000 | – | 232,915 | – | 3.86% | – |
| MRK | New | Merck | $16,624,000 | – | 259,400 | – | 3.80% | – |
| IBM | New | IBM | $16,382,000 | – | 106,500 | – | 3.74% | – |
| PFE | New | Pfizer | $15,294,000 | – | 455,332 | – | 3.49% | – |
| GM | New | GM | $13,972,000 | – | 400,000 | – | 3.19% | – |
| New | Supernuscv 7.5% | $12,195,000 | – | 1,500,000 | – | 2.78% | – | |
| New | Allergan | $12,154,000 | – | 50,000 | – | 2.78% | – | |
| ABT | New | Abbott | $11,224,000 | – | 230,915 | – | 2.56% | – |
| AVA | New | Avista | $11,082,000 | – | 261,000 | – | 2.53% | – |
| SIRI | New | XM Sirius | $10,789,000 | – | 1,972,548 | – | 2.46% | – |
| VRX | New | Valeant | $10,051,000 | – | 581,000 | – | 2.30% | – |
| FTK | New | Flotek | $5,939,000 | – | 664,335 | – | 1.36% | – |
| New | AMAGcv 2.5% | $5,500,000 | – | 5,500,000 | – | 1.26% | – | |
| PTQEP | New | Petroquestpfd 6.875% | $4,677,000 | – | 259,840 | – | 1.07% | – |
| New | Synergycv 7.5% | $4,425,000 | – | 2,500,000 | – | 1.01% | – | |
| GAN | New | Gainsco | $4,067,000 | – | 246,541 | – | 0.93% | – |
| CPN | New | Calpine | $3,989,000 | – | 294,849 | – | 0.91% | – |
| New | Bungepfd 4.875% | $3,898,000 | – | 37,400 | – | 0.89% | – | |
| BG | New | Bunge | $3,730,000 | – | 50,000 | – | 0.85% | – |
| EDAP | New | EDAP | $3,450,000 | – | 1,045,494 | – | 0.79% | – |
| New | Fluidigmcv 2.75% | $3,155,000 | – | 5,009,000 | – | 0.72% | – | |
| GG | New | Goldcorp | $2,582,000 | – | 200,000 | – | 0.59% | – |
| RLI | New | RLI | $2,409,000 | – | 44,120 | – | 0.55% | – |
| ICGE | New | Actua | $1,967,000 | – | 140,000 | – | 0.45% | – |
| ASH | New | Ashland | $1,647,000 | – | 25,000 | – | 0.38% | – |
| VVV | New | Valvoline | $1,627,000 | – | 68,633 | – | 0.37% | – |
| SUPN | New | Supernus | $1,490,000 | – | 34,581 | – | 0.34% | – |
| WEC | New | WEC Energy | $1,419,000 | – | 23,124 | – | 0.32% | – |
| New | Inotekcv 5.75% | $1,200,000 | – | 2,000,000 | – | 0.27% | – | |
| SPAB | New | Astrotech | $973,000 | – | 1,070,073 | – | 0.22% | – |
| New | XTNTcv 6% | $800,000 | – | 2,000,000 | – | 0.18% | – | |
| DRRX | New | Durect | $761,000 | – | 488,112 | – | 0.17% | – |
| New | Perrigo | $749,000 | – | 9,926 | – | 0.17% | – | |
| AGEN | New | Agenus | $608,000 | – | 155,677 | – | 0.14% | – |
| New | Pernixcv 4.25% | $500,000 | – | 2,000,000 | – | 0.11% | – | |
| SGYPQ | New | Synergy | $445,000 | – | 100,000 | – | 0.10% | – |
| XOM | New | Exxon | $418,000 | – | 5,184 | – | 0.10% | – |
| New | Gevocv 7.5% | $412,000 | – | 515,000 | – | 0.09% | – | |
| K | New | Kellogg | $308,000 | – | 4,436 | – | 0.07% | – |
| XPL | New | Solitario | $170,000 | – | 254,040 | – | 0.04% | – |
| PQUEQ | New | Petroquest | $124,000 | – | 62,870 | – | 0.03% | – |
| New | DeCode Geneticscv 3.5% | $61,000 | – | 24,787,000 | – | 0.01% | – |
Q4 2016
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Exit | DeCode Geneticscv 3.5% | $0 | – | -24,787,000 | – | -0.02% | – | |
| XPL | Exit | Solitario | $0 | – | -254,040 | – | -0.04% | – |
| PQUEQ | Exit | Petroquest | $0 | – | -62,870 | – | -0.06% | – |
| K | Exit | Kellogg | $0 | – | -4,436 | – | -0.09% | – |
| XOM | Exit | Exxon | $0 | – | -5,184 | – | -0.12% | – |
| Exit | Pernixcv 4.25% | $0 | – | -2,000,000 | – | -0.14% | – | |
| Exit | Gevocv 7.5% | $0 | – | -2,000,000 | – | -0.16% | – | |
| GG | Exit | Goldcorp | $0 | – | -50,000 | – | -0.22% | – |
| Exit | Perrigo | $0 | – | -9,926 | – | -0.25% | – | |
| DRRX | Exit | Durect | $0 | – | -713,609 | – | -0.27% | – |
| Exit | Titan Wheelcv 5.625% | $0 | – | -1,000,000 | – | -0.27% | – | |
| Exit | XTNTcv 6% | $0 | – | -2,000,000 | – | -0.27% | – | |
| Exit | Exelexiscv 4.25% | $0 | – | -500,000 | – | -0.28% | – | |
| AGEN | Exit | Agenus | $0 | – | -155,677 | – | -0.29% | – |
| ECOL | Exit | US Ecology | $0 | – | -25,300 | – | -0.30% | – |
| WEC | Exit | WEC Energy | $0 | – | -24,252 | – | -0.39% | – |
| SPAB | Exit | Astrotech | $0 | – | -1,070,073 | – | -0.48% | – |
| ICGE | Exit | Actua | $0 | – | -140,000 | – | -0.49% | – |
| AESPRC | Exit | AESpfd 6.75% | $0 | – | -46,400 | – | -0.64% | – |
| ASH | Exit | Ashland | $0 | – | -25,000 | – | -0.78% | – |
| PTQEP | Exit | Petroquestpfd 6.875% | $0 | – | -259,840 | – | -0.81% | – |
| RLI | Exit | RLI | $0 | – | -44,120 | – | -0.81% | – |
| Exit | Fluidigmcv 2.75% | $0 | – | -5,009,000 | – | -0.81% | – | |
| EDAP | Exit | EDAP | $0 | – | -1,045,494 | – | -0.85% | – |
| GAN | Exit | Gainsco | $0 | – | -246,541 | – | -0.93% | – |
| CPN | Exit | Calpine | $0 | – | -294,849 | – | -0.96% | – |
| Exit | Bungepfd 4.875% | $0 | – | -37,400 | – | -0.96% | – | |
| SUPN | Exit | Supernus | $0 | – | -164,581 | – | -1.02% | – |
| Exit | Synergycv 7.5% | $0 | – | -2,500,000 | – | -1.22% | – | |
| Exit | Supernuscv 7.5% | $0 | – | -1,500,000 | – | -1.42% | – | |
| Exit | Allergan | $0 | – | -25,000 | – | -1.54% | – | |
| BG | Exit | Bunge | $0 | – | -100,000 | – | -1.59% | – |
| Exit | AMAGcv 2.5% | $0 | – | -5,500,000 | – | -1.78% | – | |
| SIRI | Exit | XM Sirius | $0 | – | -1,972,548 | – | -2.23% | – |
| ABT | Exit | Abbott | $0 | – | -230,915 | – | -2.62% | – |
| FTK | Exit | Flotek | $0 | – | -664,335 | – | -2.64% | – |
| AVA | Exit | Avista | $0 | – | -261,000 | – | -2.89% | – |
| IBM | Exit | IBM | $0 | – | -86,500 | – | -3.67% | – |
| Exit | Mannkindcv 5.75% | $0 | – | -27,690,000 | – | -3.74% | – | |
| ABBV | Exit | Abbvie | $0 | – | -232,915 | – | -3.90% | – |
| PFE | Exit | Pfizer | $0 | – | -455,332 | – | -4.06% | – |
| MRK | Exit | Merck | $0 | – | -259,400 | – | -4.28% | – |
| XEL | Exit | XEL Energy | $0 | – | -481,600 | – | -5.34% | – |
| CMS | Exit | CMS Energy | $0 | – | -538,300 | – | -5.96% | – |
| ALL | Exit | Allstate | $0 | – | -333,800 | – | -6.13% | – |
| DUK | Exit | Duke Energy | $0 | – | -347,788 | – | -7.42% | – |
| FPL | Exit | Nextera Energy | $0 | – | -243,200 | – | -7.95% | – |
| UHAL | Exit | Amerco | $0 | – | -193,115 | – | -16.91% | – |
Q3 2016
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UHAL | Sell | Amerco | $62,569,000 | -13.6% | 193,115 | -0.1% | 16.91% | -8.7% |
| Buy | AMAGcv 2.5% | $6,600,000 | +200.0% | 5,500,000 | +175.0% | 1.78% | +217.4% | |
| SUPN | Sell | Supernus | $3,785,000 | -17.2% | 164,581 | -26.7% | 1.02% | -12.5% |
| RLI | Sell | RLI | $3,000,000 | -7.4% | 44,120 | -6.4% | 0.81% | -2.1% |
| AGEN | Sell | Agenus | $1,089,000 | +15.2% | 155,677 | -33.3% | 0.29% | +21.5% |
| Sell | Exelexiscv 4.25% | $1,050,000 | -29.3% | 500,000 | -50.0% | 0.28% | -25.3% |
Q2 2016
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UHAL | New | Amerco | $72,424,000 | – | 193,365 | – | 18.52% | – |
| FPL | New | Nextera Energy | $31,713,000 | – | 243,200 | – | 8.11% | – |
| DUK | New | Duke Energy | $29,836,000 | – | 347,788 | – | 7.63% | – |
| CMS | New | CMS Energy | $24,686,000 | – | 538,300 | – | 6.31% | – |
| ALL | New | Allstate | $23,349,000 | – | 333,800 | – | 5.97% | – |
| XEL | New | XEL Energy | $21,566,000 | – | 481,600 | – | 5.51% | – |
| New | Mannkindcv 5.75% | $19,383,000 | – | 27,690,000 | – | 4.96% | – | |
| PFE | New | Pfizer | $16,032,000 | – | 455,332 | – | 4.10% | – |
| MRK | New | Merck | $14,944,000 | – | 259,400 | – | 3.82% | – |
| ABBV | New | Abbvie | $14,419,000 | – | 232,915 | – | 3.69% | – |
| IBM | New | IBM | $13,128,000 | – | 86,500 | – | 3.36% | – |
| AVA | New | Avista | $11,692,000 | – | 261,000 | – | 2.99% | – |
| ABT | New | Abbott | $9,077,000 | – | 230,915 | – | 2.32% | – |
| FTK | New | Flotek | $8,769,000 | – | 664,335 | – | 2.24% | – |
| SIRI | New | XM Sirius | $7,811,000 | – | 1,972,548 | – | 2.00% | – |
| BG | New | Bunge | $5,915,000 | – | 100,000 | – | 1.51% | – |
| New | Allergan | $5,777,000 | – | 25,000 | – | 1.48% | – | |
| New | Supernuscv 7.5% | $5,760,000 | – | 1,500,000 | – | 1.47% | – | |
| SUPN | New | Supernus | $4,574,000 | – | 224,581 | – | 1.17% | – |
| CPN | New | Calpine | $4,349,000 | – | 294,849 | – | 1.11% | – |
| GAN | New | Gainsco | $3,917,000 | – | 246,541 | – | 1.00% | – |
| New | Synergycv 7.5% | $3,725,000 | – | 2,500,000 | – | 0.95% | – | |
| EDAP | New | EDAP | $3,460,000 | – | 1,045,494 | – | 0.88% | – |
| New | Bungepfd 4.875% | $3,459,000 | – | 37,400 | – | 0.88% | – | |
| RLI | New | RLI | $3,240,000 | – | 47,120 | – | 0.83% | – |
| New | Fluidigmcv 2.75% | $3,005,000 | – | 5,009,000 | – | 0.77% | – | |
| ASH | New | Ashland | $2,869,000 | – | 25,000 | – | 0.73% | – |
| AESPRC | New | AESpfd 6.75% | $2,415,000 | – | 46,400 | – | 0.62% | – |
| New | AMAGcv 2.5% | $2,200,000 | – | 2,000,000 | – | 0.56% | – | |
| PTQEP | New | Petroquestpfd 6.875% | $1,818,000 | – | 259,840 | – | 0.46% | – |
| SPAB | New | Astrotech | $1,808,000 | – | 1,070,073 | – | 0.46% | – |
| WEC | New | WEC Energy | $1,583,000 | – | 24,252 | – | 0.40% | – |
| New | Exelexiscv 4.25% | $1,486,000 | – | 1,000,000 | – | 0.38% | – | |
| New | XTNTcv 6% | $1,400,000 | – | 2,000,000 | – | 0.36% | – | |
| ICGE | New | Actua | $1,264,000 | – | 140,000 | – | 0.32% | – |
| ECOL | New | US Ecology | $1,162,000 | – | 25,300 | – | 0.30% | – |
| New | Titan Wheelcv 5.625% | $992,000 | – | 1,000,000 | – | 0.25% | – | |
| GG | New | Goldcorp | $956,000 | – | 50,000 | – | 0.24% | – |
| AGEN | New | Agenus | $945,000 | – | 233,515 | – | 0.24% | – |
| New | Perrigo | $899,000 | – | 9,926 | – | 0.23% | – | |
| DRRX | New | Durect | $870,000 | – | 713,609 | – | 0.22% | – |
| New | Gevocv 7.5% | $700,000 | – | 2,000,000 | – | 0.18% | – | |
| New | Pernixcv 4.25% | $500,000 | – | 2,000,000 | – | 0.13% | – | |
| XOM | New | Exxon | $485,000 | – | 5,184 | – | 0.12% | – |
| K | New | Kellogg | $362,000 | – | 4,436 | – | 0.09% | – |
| PQUEQ | New | Petroquest | $209,000 | – | 62,870 | – | 0.05% | – |
| XPL | New | Solitario | $132,000 | – | 254,040 | – | 0.03% | – |
| New | DeCode Geneticscv 3.5% | $61,000 | – | 24,787,000 | – | 0.02% | – |
Q4 2015
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Exit | DeCode Geneticscv 3.5% | $0 | – | -24,787,000 | – | -0.02% | – | |
| SDOCQ | Exit | Sandridge Energy | $0 | – | -182,168 | – | -0.02% | – |
| XPL | Exit | Solitario | $0 | – | -254,040 | – | -0.03% | – |
| K | Exit | Kellogg | $0 | – | -4,436 | – | -0.08% | – |
| XOM | Exit | Exxon | $0 | – | -5,184 | – | -0.10% | – |
| SDRPQ | Exit | Sandridge Energypfd 8.5% | $0 | – | -50,000 | – | -0.10% | – |
| KGC | Exit | Kinross | $0 | – | -344,848 | – | -0.15% | – |
| IPI | Exit | Intrepid Potash | $0 | – | -150,000 | – | -0.21% | – |
| Exit | Titan Wheelcv 5.625% | $0 | – | -1,000,000 | – | -0.26% | – | |
| Exit | Gevocv 7.5% | $0 | – | -2,000,000 | – | -0.27% | – | |
| AGEN | Exit | Agenus | $0 | – | -233,515 | – | -0.28% | – |
| ECOL | Exit | US Ecology | $0 | – | -25,300 | – | -0.28% | – |
| Exit | Exelexiscv 4.25% | $0 | – | -1,000,000 | – | -0.31% | – | |
| WEC | Exit | WEC Energy | $0 | – | -24,252 | – | -0.33% | – |
| Exit | Pernixcv 4.25% | $0 | – | -2,000,000 | – | -0.36% | – | |
| POM | Exit | Pepco Holding | $0 | – | -60,900 | – | -0.38% | – |
| DRRX | Exit | Durect | $0 | – | -763,609 | – | -0.38% | – |
| Exit | Perrigo | $0 | – | -9,926 | – | -0.40% | – | |
| ICGE | Exit | Actua | $0 | – | -140,000 | – | -0.42% | – |
| TWI | Exit | Titan Wheel | $0 | – | -300,000 | – | -0.51% | – |
| Exit | XTNTcv 6% | $0 | – | -2,000,000 | – | -0.51% | – | |
| SPAB | Exit | Astrotech | $0 | – | -1,070,073 | – | -0.57% | – |
| AESPRC | Exit | AESpfd 6.75% | $0 | – | -46,400 | – | -0.59% | – |
| ASH | Exit | Ashland | $0 | – | -25,000 | – | -0.65% | – |
| Exit | Synergycv 7.5% | $0 | – | -1,500,000 | – | -0.66% | – | |
| EBF | Exit | Ennis | $0 | – | -182,800 | – | -0.82% | – |
| GAN | Exit | Gainsco | $0 | – | -246,541 | – | -0.85% | – |
| Exit | Bungepfd 4.875% | $0 | – | -37,400 | – | -0.94% | – | |
| Exit | Fluidigmcv 2.75% | $0 | – | -5,009,000 | – | -0.94% | – | |
| Exit | Supernuscv 7.5% | $0 | – | -1,500,000 | – | -1.07% | – | |
| CPN | Exit | Calpine | $0 | – | -294,849 | – | -1.11% | – |
| PTQEP | Exit | Petroquestpfd 6.875% | $0 | – | -223,000 | – | -1.36% | – |
| SUPN | Exit | Supernus | $0 | – | -394,581 | – | -1.42% | – |
| OME | Exit | Omega Protein | $0 | – | -341,000 | – | -1.49% | – |
| RLI | Exit | RLI | $0 | – | -117,520 | – | -1.62% | – |
| BG | Exit | Bunge | $0 | – | -100,000 | – | -1.88% | – |
| AVA | Exit | Avista | $0 | – | -225,000 | – | -1.92% | – |
| EDAP | Exit | Edap | $0 | – | -1,345,494 | – | -1.93% | – |
| SIRI | Exit | XM Sirius | $0 | – | -2,172,548 | – | -2.09% | – |
| PNX | Exit | Phoenix Cos. | $0 | – | -254,352 | – | -2.16% | – |
| XEL | Exit | XEL Energy | $0 | – | -246,111 | – | -2.24% | – |
| ABT | Exit | Abbott | $0 | – | -230,915 | – | -2.39% | – |
| DMND | Exit | Diamond Foods | $0 | – | -323,000 | – | -2.56% | – |
| CMS | Exit | CMS Energy | $0 | – | -328,000 | – | -2.98% | – |
| FTK | Exit | Flotek | $0 | – | -714,335 | – | -3.07% | – |
| FPL | Exit | Nextera Energy | $0 | – | -125,500 | – | -3.15% | – |
| ABBV | Exit | Abbvie | $0 | – | -232,915 | – | -3.26% | – |
| MRK | Exit | Merck | $0 | – | -259,400 | – | -3.29% | – |
| PFE | Exit | Pfizer | $0 | – | -455,332 | – | -3.68% | – |
| DUK | Exit | Duke Energy | $0 | – | -225,300 | – | -4.17% | – |
| ALL | Exit | Allstate | $0 | – | -333,800 | – | -5.00% | – |
| IBM | Exit | IBM | $0 | – | -160,500 | – | -5.98% | – |
| Exit | Mannkindcv 5.75% | $0 | – | -27,690,000 | – | -6.41% | – | |
| UHAL | Exit | Amerco | $0 | – | -220,865 | – | -22.35% | – |
Q3 2015
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UHAL | Sell | Amerco | $86,903,000 | +9.5% | 220,865 | -9.1% | 22.35% | +8.8% |
| New | Mannkindcv 5.75% | $24,921,000 | – | 27,690,000 | – | 6.41% | – | |
| DUK | Buy | Duke Energy | $16,208,000 | +92.9% | 225,300 | +89.3% | 4.17% | +91.8% |
| FPL | Buy | Nextera Energy | $12,242,000 | -0.1% | 125,500 | +0.4% | 3.15% | -0.7% |
| FTK | Sell | Flotek | $11,929,000 | +21.4% | 714,335 | -8.9% | 3.07% | +20.7% |
| CMS | Buy | CMS Energy | $11,584,000 | +65.4% | 328,000 | +49.1% | 2.98% | +64.5% |
| XEL | Buy | XEL Energy | $8,714,000 | +507.2% | 246,111 | +451.7% | 2.24% | +504.0% |
| EDAP | Sell | Edap | $7,521,000 | +47.8% | 1,345,494 | -14.1% | 1.93% | +47.0% |
| AVA | Buy | Avista | $7,481,000 | +43.6% | 225,000 | +32.4% | 1.92% | +42.8% |
| RLI | Sell | RLI | $6,290,000 | -17.0% | 117,520 | -20.3% | 1.62% | -17.5% |
| SUPN | Sell | Supernus | $5,535,000 | -53.1% | 394,581 | -43.2% | 1.42% | -53.3% |
| PTQEP | Buy | Petroquestpfd 6.875% | $5,278,000 | 0.0% | 223,000 | +9.9% | 1.36% | -0.6% |
| Buy | Fluidigmcv 2.75% | $3,675,000 | +108.5% | 5,009,000 | +150.4% | 0.94% | +107.2% | |
| New | XTNTcv 6% | $2,000,000 | – | 2,000,000 | – | 0.51% | – | |
| DRRX | Sell | Durect | $1,489,000 | -27.9% | 763,609 | -11.6% | 0.38% | -28.3% |
| Buy | Pernixcv 4.25% | $1,402,000 | +55.8% | 2,000,000 | +100.0% | 0.36% | +54.9% | |
| Sell | Exelexiscv 4.25% | $1,221,000 | -8.5% | 1,000,000 | -33.3% | 0.31% | -9.0% | |
| SDRPQ | Sell | Sandridge Energypfd 8.5% | $400,000 | -69.0% | 50,000 | -16.7% | 0.10% | -69.2% |
| Exit | BPZ Resourcescv 6.5% | $0 | – | -3,000,000 | – | -0.14% | – | |
| HSP | Exit | Hospira | $0 | – | -10,000 | – | -0.23% | – |
| Exit | Mannkindcv 5.75% | $0 | – | -29,885,000 | – | -7.88% | – |
Q2 2015
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UHAL | New | Amerco | $79,394,000 | – | 242,865 | – | 20.53% | – |
| New | Mannkindcv 5.75% | $30,482,000 | – | 29,885,000 | – | 7.88% | – | |
| IBM | New | IBM | $26,106,000 | – | 160,500 | – | 6.75% | – |
| ALL | New | Allstate | $21,653,000 | – | 333,800 | – | 5.60% | – |
| ABBV | New | Abbvie | $15,649,000 | – | 232,915 | – | 4.05% | – |
| PFE | New | Pfizer | $15,267,000 | – | 455,332 | – | 3.95% | – |
| MRK | New | Merck | $14,767,000 | – | 259,400 | – | 3.82% | – |
| FPL | New | Nextera Energy | $12,253,000 | – | 125,000 | – | 3.17% | – |
| SUPN | New | Supernus | $11,793,000 | – | 694,581 | – | 3.05% | – |
| ABT | New | Abbott | $11,314,000 | – | 230,915 | – | 2.93% | – |
| DMND | New | Diamond Foods | $10,135,000 | – | 323,000 | – | 2.62% | – |
| FTK | New | Flotek | $9,827,000 | – | 784,335 | – | 2.54% | – |
| BG | New | Bunge | $8,780,000 | – | 100,000 | – | 2.27% | – |
| DUK | New | Duke Energy | $8,403,000 | – | 119,000 | – | 2.17% | – |
| SIRI | New | XM Sirius | $8,103,000 | – | 2,172,548 | – | 2.10% | – |
| RLI | New | RLI | $7,581,000 | – | 147,520 | – | 1.96% | – |
| CMS | New | CMS Energy | $7,004,000 | – | 220,000 | – | 1.81% | – |
| CPN | New | Calpine | $5,304,000 | – | 294,849 | – | 1.37% | – |
| PTQEP | New | Petroquestpfd 6.875% | $5,278,000 | – | 203,000 | – | 1.36% | – |
| AVA | New | Avista | $5,210,000 | – | 170,000 | – | 1.35% | – |
| EDAP | New | Edap | $5,087,000 | – | 1,565,494 | – | 1.32% | – |
| New | Supernuscv 7.5% | $4,998,000 | – | 1,500,000 | – | 1.29% | – | |
| OME | New | Omega Protein | $4,688,000 | – | 341,000 | – | 1.21% | – |
| PNX | New | Phoenix Cos. | $4,639,000 | – | 254,352 | – | 1.20% | – |
| New | Bungepfd 4.875% | $4,076,000 | – | 37,400 | – | 1.05% | – | |
| New | Synergycv 7.5% | $3,997,000 | – | 1,500,000 | – | 1.03% | – | |
| GAN | New | Gainsco | $3,599,000 | – | 246,541 | – | 0.93% | – |
| EBF | New | Ennis | $3,398,000 | – | 182,800 | – | 0.88% | – |
| TWI | New | Titan Wheel | $3,222,000 | – | 300,000 | – | 0.83% | – |
| ASH | New | Ashland | $3,047,000 | – | 25,000 | – | 0.79% | – |
| SPAB | New | Astrotech | $2,899,000 | – | 1,070,073 | – | 0.75% | – |
| AESPRC | New | AESpfd 6.75% | $2,359,000 | – | 46,400 | – | 0.61% | – |
| DRRX | New | Durect | $2,064,000 | – | 863,609 | – | 0.53% | – |
| AGEN | New | Agenus | $2,015,000 | – | 233,515 | – | 0.52% | – |
| ICGE | New | Actua | $1,996,000 | – | 140,000 | – | 0.52% | – |
| New | Perrigo | $1,834,000 | – | 9,926 | – | 0.47% | – | |
| IPI | New | Intrepid Potash | $1,791,000 | – | 150,000 | – | 0.46% | – |
| New | Fluidigmcv 2.75% | $1,763,000 | – | 2,000,000 | – | 0.46% | – | |
| POM | New | Pepco Holding | $1,640,000 | – | 60,900 | – | 0.42% | – |
| XEL | New | XEL Energy | $1,435,000 | – | 44,611 | – | 0.37% | – |
| New | Exelexiscv 4.25% | $1,334,000 | – | 1,500,000 | – | 0.34% | – | |
| SDRPQ | New | Sandridge Energypfd 8.5% | $1,290,000 | – | 60,000 | – | 0.33% | – |
| ECOL | New | US Ecology | $1,232,000 | – | 25,300 | – | 0.32% | – |
| New | Gevocv 7.5% | $1,222,000 | – | 2,000,000 | – | 0.32% | – | |
| New | Titan Wheelcv 5.625% | $1,222,000 | – | 1,000,000 | – | 0.32% | – | |
| WEC | New | WEC Energy | $1,090,000 | – | 24,252 | – | 0.28% | – |
| New | Pernixcv 4.25% | $900,000 | – | 1,000,000 | – | 0.23% | – | |
| HSP | New | Hospira | $887,000 | – | 10,000 | – | 0.23% | – |
| KGC | New | Kinross | $800,000 | – | 344,848 | – | 0.21% | – |
| New | BPZ Resourcescv 6.5% | $540,000 | – | 3,000,000 | – | 0.14% | – | |
| XOM | New | Exxon | $431,000 | – | 5,184 | – | 0.11% | – |
| K | New | Kellogg | $278,000 | – | 4,436 | – | 0.07% | – |
| New | DeCode Geneticscv 3.5% | $247,000 | – | 24,787,000 | – | 0.06% | – | |
| SDOCQ | New | Sandridge Energy | $160,000 | – | 182,168 | – | 0.04% | – |
| XPL | New | Solitario | $160,000 | – | 254,040 | – | 0.04% | – |
Q4 2014
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Exit | Oscient Pharm Corpcv 12.5% | $0 | – | -2,499,575 | – | -0.04% | – | |
| K | Exit | Kellogg | $0 | – | -4,436 | – | -0.08% | – |
| DBLE | Exit | Escalera | $0 | – | -156,919 | – | -0.08% | – |
| XPL | Exit | Solitario | $0 | – | -254,040 | – | -0.09% | – |
| XOM | Exit | Exxon | $0 | – | -5,184 | – | -0.13% | – |
| HSP | Exit | Hospira | $0 | – | -10,000 | – | -0.14% | – |
| Exit | Endeavorcv 5.5% | $0 | – | -11,750,000 | – | -0.16% | – | |
| CMS | Exit | CMS Energy | $0 | – | -20,000 | – | -0.17% | – |
| AVA | Exit | Avista | $0 | – | -20,000 | – | -0.17% | – |
| AGEN | Exit | Agenus | $0 | – | -233,515 | – | -0.20% | – |
| SDOCQ | Exit | Sandridge Energy | $0 | – | -182,168 | – | -0.21% | – |
| Exit | DeCode Geneticscv 3.5% | $0 | – | -24,787,000 | – | -0.24% | – | |
| ECOL | Exit | US Ecology | $0 | – | -25,300 | – | -0.32% | – |
| KGC | Exit | Kinross | $0 | – | -344,848 | – | -0.32% | – |
| Exit | Gevocv 7.5% | $0 | – | -2,000,000 | – | -0.35% | – | |
| DUK | Exit | Duke Energy | $0 | – | -19,000 | – | -0.40% | – |
| XEL | Exit | XEL Energy | $0 | – | -47,511 | – | -0.40% | – |
| Exit | Perrigo | $0 | – | -9,926 | – | -0.41% | – | |
| Exit | Titan Wheelcv 5.625% | $0 | – | -1,000,000 | – | -0.43% | – | |
| WPS | Exit | Integrys Energy | $0 | – | -24,594 | – | -0.45% | – |
| POM | Exit | Pepco Holding | $0 | – | -60,900 | – | -0.46% | – |
| DRRX | Exit | Durect | $0 | – | -1,215,973 | – | -0.48% | – |
| EDAP | Exit | Edap | $0 | – | -1,565,494 | – | -0.59% | – |
| GAN | Exit | Gainsco | $0 | – | -240,727 | – | -0.60% | – |
| IPI | Exit | Intrepid Potash | $0 | – | -150,000 | – | -0.62% | – |
| ICGE | Exit | Actua | $0 | – | -153,300 | – | -0.66% | – |
| AESPRC | Exit | AESpfd 6.75% | $0 | – | -46,400 | – | -0.66% | – |
| ASH | Exit | Ashland | $0 | – | -25,000 | – | -0.70% | – |
| Exit | Supernuscv 7.5% | $0 | – | -1,500,000 | – | -0.71% | – | |
| Exit | BPZ Resourcescv 6.5% | $0 | – | -3,000,000 | – | -0.81% | – | |
| SPAB | Exit | Astrotech | $0 | – | -1,070,073 | – | -0.84% | – |
| SUPN | Exit | Supernus | $0 | – | -400,000 | – | -0.97% | – |
| Exit | Bungepfd 4.875% | $0 | – | -37,400 | – | -1.13% | – | |
| OME | Exit | Omega Protein | $0 | – | -341,000 | – | -1.18% | – |
| TWI | Exit | Titan Wheel | $0 | – | -425,000 | – | -1.37% | – |
| CJES | Exit | C&J Energy | $0 | – | -200,000 | – | -1.63% | – |
| SDRPQ | Exit | Sandridge Energypfd 8.5% | $0 | – | -60,000 | – | -1.67% | – |
| RLI | Exit | RLI | $0 | – | -149,600 | – | -1.79% | – |
| CPN | Exit | Calpine | $0 | – | -294,849 | – | -1.80% | – |
| DTV | Exit | Direct TV | $0 | – | -86,500 | – | -2.09% | – |
| Exit | XM Siriuscv 7% | $0 | – | -4,000,000 | – | -2.12% | – | |
| BG | Exit | Bunge | $0 | – | -100,000 | – | -2.30% | – |
| PTQEP | Exit | Petroquestpfd 6.875% | $0 | – | -203,000 | – | -2.43% | – |
| DMND | Exit | Diamond Foods | $0 | – | -323,000 | – | -2.60% | – |
| ABT | Exit | Abbott | $0 | – | -229,300 | – | -2.63% | – |
| FPL | Exit | Nextera Energy | $0 | – | -124,000 | – | -3.27% | – |
| PFE | Exit | Pfizer | $0 | – | -452,000 | – | -3.66% | – |
| PNX | Exit | Phoenix Cos. | $0 | – | -235,352 | – | -3.67% | – |
| ABBV | Exit | Abbvie | $0 | – | -231,300 | – | -3.69% | – |
| MRK | Exit | Merck | $0 | – | -265,000 | – | -4.33% | – |
| FTK | Exit | Flotek | $0 | – | -784,335 | – | -5.52% | – |
| ALL | Exit | Allstate | $0 | – | -327,000 | – | -5.54% | – |
| IBM | Exit | IBM | $0 | – | -118,500 | – | -6.18% | – |
| Exit | Mannkindcv 5.75% | $0 | – | -29,885,000 | – | -9.15% | – | |
| UHAL | Exit | Amerco | $0 | – | -242,865 | – | -17.38% | – |
Q3 2014
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MRK | Buy | Merck | $15,547,000 | +2.8% | 265,000 | +1.3% | 4.33% | +24.2% |
| PNX | Buy | Phoenix Cos. | $13,193,000 | +73.4% | 235,352 | +49.7% | 3.67% | +109.5% |
| OME | Sell | Omega Protein | $4,224,000 | -48.5% | 341,000 | -43.2% | 1.18% | -37.8% |
| SUPN | Buy | Supernus | $3,476,000 | +217.4% | 400,000 | +300.0% | 0.97% | +284.1% |
| WPS | Sell | Integrys Energy | $1,605,000 | -34.8% | 24,594 | -28.9% | 0.45% | -21.2% |
| XEL | Buy | XEL Energy | $1,452,000 | +84.0% | 47,511 | +93.8% | 0.40% | +122.0% |
| DUK | New | Duke Energy | $1,437,000 | – | 19,000 | – | 0.40% | – |
| AVA | New | Avista | $616,000 | – | 20,000 | – | 0.17% | – |
| CMS | New | CMS Energy | $599,000 | – | 20,000 | – | 0.17% | – |
| Exit | Intermunecv 5.0% | $0 | – | -1,500,000 | – | -0.82% | – | |
| UNS | Exit | Unisource Energy | $0 | – | -162,100 | – | -2.26% | – |
| Exit | Intermunecv 2.5% | $0 | – | -5,500,000 | – | -4.36% | – |
Q2 2014
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UHAL | New | AMERCO | $70,615,000 | – | 242,865 | – | 16.27% | – |
| New | Mannkindcv 5.75% | $49,011,000 | – | 29,885,000 | – | 11.29% | – | |
| FTK | New | Flotek | $25,224,000 | – | 784,335 | – | 5.81% | – |
| IBM | New | IBM | $21,480,000 | – | 118,500 | – | 4.95% | – |
| ALL | New | Allstate | $19,201,000 | – | 327,000 | – | 4.42% | – |
| New | Intermunecv 2.5% | $18,920,000 | – | 5,500,000 | – | 4.36% | – | |
| MRK | New | MERCK & CO INC | $15,127,000 | – | 261,500 | – | 3.49% | – |
| PFE | New | PFIZER INC | $13,415,000 | – | 452,000 | – | 3.09% | – |
| ABBV | New | Abbvie | $13,054,000 | – | 231,300 | – | 3.01% | – |
| FPL | New | Nextera Energy | $12,707,000 | – | 124,000 | – | 2.93% | – |
| UNS | New | Unisource Energy | $9,792,000 | – | 162,100 | – | 2.26% | – |
| ABT | New | Abbott | $9,378,000 | – | 229,300 | – | 2.16% | – |
| PTQEP | New | Petroquestpfd 6.875% | $9,266,000 | – | 203,000 | – | 2.14% | – |
| DMND | New | Diamond Foods | $9,108,000 | – | 323,000 | – | 2.10% | – |
| OME | New | Omega Protein | $8,208,000 | – | 600,000 | – | 1.89% | – |
| EDAP | New | EDAP | $7,796,000 | – | 1,565,494 | – | 1.80% | – |
| PNX | New | Phoenix Cos. | $7,609,000 | – | 157,252 | – | 1.75% | – |
| New | XM Siriuscv 7% | $7,600,000 | – | 4,000,000 | – | 1.75% | – | |
| BG | New | Bunge | $7,562,000 | – | 100,000 | – | 1.74% | – |
| DTV | New | Direct TV | $7,353,000 | – | 86,500 | – | 1.69% | – |
| TWI | New | Titan Wheel | $7,148,000 | – | 425,000 | – | 1.65% | – |
| CPN | New | Calpine | $7,020,000 | – | 294,849 | – | 1.62% | – |
| RLI | New | RLI CORP | $6,848,000 | – | 149,600 | – | 1.58% | – |
| SDRPQ | New | Sandridge Energypfd 8.5% | $6,780,000 | – | 60,000 | – | 1.56% | – |
| CJES | New | C&J Energy | $6,756,000 | – | 200,000 | – | 1.56% | – |
| New | Endeavorcv 5.5% | $5,875,000 | – | 11,750,000 | – | 1.35% | – | |
| New | Bungepfd 4.875% | $3,887,000 | – | 37,400 | – | 0.90% | – | |
| New | Intermunecv 5.0% | $3,555,000 | – | 1,500,000 | – | 0.82% | – | |
| SPAB | New | Astrotech | $3,402,000 | – | 1,070,073 | – | 0.78% | – |
| New | Supernuscv 7.5% | $3,270,000 | – | 1,500,000 | – | 0.75% | – | |
| ICGE | New | INTERNET CAPITAL | $3,200,000 | – | 153,300 | – | 0.74% | – |
| New | BPZ Resourcescv 6.5% | $3,060,000 | – | 3,000,000 | – | 0.70% | – | |
| ASH | New | Ashland | $2,718,000 | – | 25,000 | – | 0.63% | – |
| GAN | New | GAINSCO INC | $2,527,000 | – | 240,727 | – | 0.58% | – |
| IPI | New | Intrepid Potash | $2,514,000 | – | 150,000 | – | 0.58% | – |
| WPS | New | Integrys Energy | $2,460,000 | – | 34,594 | – | 0.57% | – |
| AESPRC | New | AES CORP Pfd. Cpfd 6.75% | $2,343,000 | – | 46,400 | – | 0.54% | – |
| DRRX | New | DURECT CORP | $2,213,000 | – | 1,215,973 | – | 0.51% | – |
| New | Titan Wheelcv 5.625% | $1,780,000 | – | 1,000,000 | – | 0.41% | – | |
| POM | New | Pepco Holding | $1,673,000 | – | 60,900 | – | 0.39% | – |
| New | Perrigo | $1,446,000 | – | 9,926 | – | 0.33% | – | |
| KGC | New | Kinross | $1,427,000 | – | 344,848 | – | 0.33% | – |
| New | GEVOcv 7.5% | $1,400,000 | – | 2,000,000 | – | 0.32% | – | |
| SDOCQ | New | Sandridge Energy | $1,302,000 | – | 182,168 | – | 0.30% | – |
| ECOL | New | US Ecology | $1,238,000 | – | 25,300 | – | 0.28% | – |
| SUPN | New | Supernus | $1,095,000 | – | 100,000 | – | 0.25% | – |
| New | DeCode Geneticscv 3.5% | $867,000 | – | 24,787,000 | – | 0.20% | – | |
| XEL | New | XEL Energy | $789,000 | – | 24,511 | – | 0.18% | – |
| AGEN | New | Agenus | $751,000 | – | 233,515 | – | 0.17% | – |
| XOM | New | Exxon | $521,000 | – | 5,184 | – | 0.12% | – |
| HSP | New | Hospira | $513,000 | – | 10,000 | – | 0.12% | – |
| DBLE | New | Double Eagle | $412,000 | – | 156,919 | – | 0.10% | – |
| XPL | New | Solitario | $335,000 | – | 254,040 | – | 0.08% | – |
| K | New | Kellogg | $291,000 | – | 4,436 | – | 0.07% | – |
| New | Oscient Pharm Corpcv 12.5% | $129,000 | – | 2,499,575 | – | 0.03% | – |
Q4 2013
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Exit | Oscient Pharm Corpcv 12.5% | $0 | – | -2,499,575 | – | -0.04% | – | |
| K | Exit | Kellogg | $0 | – | -4,436 | – | -0.08% | – |
| HSP | Exit | Hospira | $0 | – | -10,000 | – | -0.10% | – |
| Exit | Midway Gamescv 6% | $0 | – | -2,700,000 | – | -0.12% | – | |
| XPL | Exit | Solitario | $0 | – | -254,040 | – | -0.13% | – |
| XOM | Exit | Exxon | $0 | – | -5,184 | – | -0.14% | – |
| DBLE | Exit | Double Eagle | $0 | – | -156,919 | – | -0.20% | – |
| XEL | Exit | XEL Energy | $0 | – | -24,511 | – | -0.22% | – |
| ECOL | Exit | US Ecology | $0 | – | -25,300 | – | -0.22% | – |
| SPAB | Exit | Astrotech | $0 | – | -1,070,073 | – | -0.24% | – |
| Exit | DeCode Geneticscv 3.5% | $0 | – | -24,787,000 | – | -0.28% | – | |
| AGEN | Exit | Agenus | $0 | – | -233,515 | – | -0.29% | – |
| SDOCQ | Exit | Sandridge Energy | $0 | – | -182,168 | – | -0.36% | – |
| POM | Exit | Pepco Holding | $0 | – | -60,900 | – | -0.38% | – |
| ROCM | Exit | Rochester Medical | $0 | – | -84,800 | – | -0.41% | – |
| DRRX | Exit | DURECT CORP | $0 | – | -1,215,973 | – | -0.42% | – |
| Exit | Intermunecv 5.0% | $0 | – | -1,500,000 | – | -0.52% | – | |
| ICGE | Exit | INTERNET CAPITAL | $0 | – | -153,300 | – | -0.57% | – |
| KGC | Exit | Kinross | $0 | – | -344,848 | – | -0.58% | – |
| Exit | Supernuscv 7.5% | $0 | – | -1,500,000 | – | -0.61% | – | |
| Exit | Titan Wheelcv 5.625% | $0 | – | -1,000,000 | – | -0.62% | – | |
| Exit | Ashland | $0 | – | -25,000 | – | -0.68% | – | |
| GAN | Exit | GAINSCO INC | $0 | – | -240,727 | – | -0.69% | – |
| WPS | Exit | Integrys Energy | $0 | – | -36,094 | – | -0.69% | – |
| AESPRC | Exit | AES CORP Pfd. Cpfd 6.75% | $0 | – | -46,400 | – | -0.76% | – |
| ELN | Exit | ELAN CORP PLC | $0 | – | -165,900 | – | -0.77% | – |
| Exit | BPZ Resourcescv 6.5% | $0 | – | -3,000,000 | – | -0.81% | – | |
| Exit | Bungepfd 4.875% | $0 | – | -37,400 | – | -1.24% | – | |
| Exit | Viropharmacv 2% | $0 | – | -2,000,000 | – | -1.31% | – | |
| ARII | Exit | American Railcar | $0 | – | -100,000 | – | -1.31% | – |
| EDAP | Exit | EDAP | $0 | – | -1,565,494 | – | -1.40% | – |
| DTV | Exit | Direct TV | $0 | – | -86,500 | – | -1.74% | – |
| BG | Exit | Bunge | $0 | – | -75,000 | – | -1.76% | – |
| Exit | Intermunecv 2.5% | $0 | – | -4,500,000 | – | -1.76% | – | |
| SDRPQ | Exit | Sandridge Energypfd 8.5% | $0 | – | -60,000 | – | -1.82% | – |
| OME | Exit | Omega Protein | $0 | – | -640,270 | – | -1.88% | – |
| RLI | Exit | RLI CORP | $0 | – | -76,000 | – | -1.90% | – |
| CJES | Exit | C&J Energy | $0 | – | -300,000 | – | -1.90% | – |
| CPN | Exit | Calpine | $0 | – | -294,849 | – | -2.05% | – |
| PTQEP | Exit | Petroquestpfd 6.875% | $0 | – | -203,000 | – | -2.18% | – |
| DMND | Exit | Diamond Foods | $0 | – | -323,000 | – | -2.19% | – |
| TWI | Exit | Titan Wheel | $0 | – | -425,000 | – | -2.34% | – |
| UNS | Exit | Unisource Energy | $0 | – | -175,000 | – | -2.34% | – |
| Exit | Endeavorcv 5.5% | $0 | – | -11,750,000 | – | -2.35% | – | |
| Exit | XM Siriuscv 7% | $0 | – | -4,000,000 | – | -2.48% | – | |
| Exit | Abbott | $0 | – | -234,300 | – | -2.67% | – | |
| FPL | Exit | Nextera Energy | $0 | – | -124,000 | – | -3.15% | – |
| ABBV | Exit | Abbvie | $0 | – | -234,300 | – | -3.16% | – |
| MRK | Exit | MERCK & CO INC | $0 | – | -261,500 | – | -3.78% | – |
| PFE | Exit | PFIZER INC | $0 | – | -432,000 | – | -3.95% | – |
| IBM | Exit | IBM | $0 | – | -74,100 | – | -4.36% | – |
| Exit | Mannkindcv 3.75% | $0 | – | -15,005,000 | – | -4.76% | – | |
| Exit | Allstate | $0 | – | -327,000 | – | -5.14% | – | |
| Exit | Mannkindcv 5.75% | $0 | – | -16,270,000 | – | -5.42% | – | |
| FTK | Exit | Flotek | $0 | – | -840,671 | – | -5.50% | – |
| Exit | AMERCO | $0 | – | -249,600 | – | -13.21% | – |
Q3 2013
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | AMERCO | $40,410,000 | – | 249,600 | – | 13.21% | – | |
| FTK | Sell | Flotek | $16,813,000 | +4.9% | 840,671 | -5.9% | 5.50% | +2.5% |
| Buy | Mannkindcv 5.75% | $16,595,000 | +5.7% | 16,270,000 | +14.0% | 5.42% | +3.3% | |
| New | Allstate | $15,735,000 | – | 327,000 | – | 5.14% | – | |
| IBM | Buy | IBM | $13,338,000 | +9.1% | 74,100 | +29.1% | 4.36% | +6.6% |
| New | Abbott | $8,172,000 | – | 234,300 | – | 2.67% | – | |
| PTQEP | Buy | Petroquestpfd 6.875% | $6,682,000 | 0.0% | 203,000 | +0.2% | 2.18% | -2.3% |
| Buy | Intermunecv 2.5% | $5,400,000 | +107.7% | 4,500,000 | +80.0% | 1.76% | +102.9% | |
| ARII | Buy | American Railcar | $4,000,000 | +377.9% | 100,000 | +300.0% | 1.31% | +366.8% |
| Sell | Viropharmacv 2% | $4,000,000 | -18.7% | 2,000,000 | -33.3% | 1.31% | -20.6% | |
| New | Bungepfd 4.875% | $3,800,000 | – | 37,400 | – | 1.24% | – | |
| New | Ashland | $2,087,000 | – | 25,000 | – | 0.68% | – | |
| SDOCQ | Sell | Sandridge Energy | $1,093,000 | -39.9% | 182,168 | -52.3% | 0.36% | -41.4% |
| XEL | Buy | XEL Energy | $665,000 | 0.0% | 24,511 | +2.1% | 0.22% | -2.7% |
| ASH | Exit | Ashland | $0 | – | -25,000 | – | -0.70% | – |
| BGEPF | Exit | Bungepfd 4.875% | $0 | – | -37,400 | – | -1.27% | – |
| ABT | Exit | Abbott | $0 | – | -234,300 | – | -2.73% | – |
| ALL | Exit | Allstate | $0 | – | -327,000 | – | -5.26% | – |
| UHAL | Exit | AMERCO | $0 | – | -249,600 | – | -13.52% | – |
Q2 2013
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UHAL | New | AMERCO | $40,410,000 | – | 249,600 | – | 13.52% | – |
| FTK | New | Flotek | $16,028,000 | – | 893,471 | – | 5.36% | – |
| ALL | New | Allstate | $15,735,000 | – | 327,000 | – | 5.26% | – |
| New | Mannkindcv 5.75% | $15,697,000 | – | 14,270,000 | – | 5.25% | – | |
| New | Mannkindcv 3.75% | $14,554,000 | – | 15,005,000 | – | 4.87% | – | |
| IBM | New | IBM | $12,226,000 | – | 57,400 | – | 4.09% | – |
| PFE | New | PFIZER INC | $12,096,000 | – | 432,000 | – | 4.05% | – |
| MRK | New | MERCK & CO INC | $11,566,000 | – | 261,500 | – | 3.87% | – |
| ABBV | New | Abbvie | $9,685,000 | – | 234,300 | – | 3.24% | – |
| FPL | New | Nextera Energy | $9,632,000 | – | 124,000 | – | 3.22% | – |
| ABT | New | Abbott | $8,172,000 | – | 234,300 | – | 2.73% | – |
| New | XM Siriuscv 7% | $7,600,000 | – | 4,000,000 | – | 2.54% | – | |
| New | Endeavorcv 5.5% | $7,189,000 | – | 11,750,000 | – | 2.40% | – | |
| UNS | New | Unisource Energy | $7,175,000 | – | 175,000 | – | 2.40% | – |
| TWI | New | Titan Wheel | $7,169,000 | – | 425,000 | – | 2.40% | – |
| DMND | New | Diamond Foods | $6,702,000 | – | 323,000 | – | 2.24% | – |
| PTQEP | New | Petroquestpfd 6.875% | $6,682,000 | – | 202,500 | – | 2.24% | – |
| CPN | New | Calpine | $6,259,000 | – | 294,849 | – | 2.09% | – |
| CJES | New | C&J Energy | $5,811,000 | – | 300,000 | – | 1.94% | – |
| RLI | New | RLI CORP | $5,807,000 | – | 76,000 | – | 1.94% | – |
| OME | New | Omega Protein | $5,749,000 | – | 640,270 | – | 1.92% | – |
| SDRPQ | New | Sandridge Energypfd 8.5% | $5,580,000 | – | 60,000 | – | 1.87% | – |
| BG | New | Bunge | $5,400,000 | – | 75,000 | – | 1.81% | – |
| DTV | New | Direct TV | $5,330,000 | – | 86,500 | – | 1.78% | – |
| New | Viropharmacv 2% | $4,920,000 | – | 3,000,000 | – | 1.65% | – | |
| EDAP | New | EDAP | $4,273,000 | – | 1,565,494 | – | 1.43% | – |
| BGEPF | New | Bungepfd 4.875% | $3,800,000 | – | 37,400 | – | 1.27% | – |
| New | Intermunecv 2.5% | $2,600,000 | – | 2,500,000 | – | 0.87% | – | |
| New | BPZ Resourcescv 6.5% | $2,478,000 | – | 3,000,000 | – | 0.83% | – | |
| ELN | New | ELAN CORP PLC | $2,345,000 | – | 165,900 | – | 0.78% | – |
| AESPRC | New | AES CORP Pfd. Cpfd 6.75% | $2,320,000 | – | 46,400 | – | 0.78% | – |
| WPS | New | Integrys Energy | $2,109,000 | – | 36,094 | – | 0.71% | – |
| GAN | New | GAINSCO INC | $2,106,000 | – | 240,727 | – | 0.70% | – |
| ASH | New | Ashland | $2,087,000 | – | 25,000 | – | 0.70% | – |
| New | Titan Wheelcv 5.625% | $1,900,000 | – | 1,000,000 | – | 0.64% | – | |
| New | Supernuscv 7.5% | $1,875,000 | – | 1,500,000 | – | 0.63% | – | |
| SDOCQ | New | Sandridge Energy | $1,819,000 | – | 382,168 | – | 0.61% | – |
| KGC | New | Kinross | $1,758,000 | – | 344,848 | – | 0.59% | – |
| ICGE | New | INTERNET CAPITAL | $1,747,000 | – | 153,300 | – | 0.58% | – |
| New | Intermunecv 5.0% | $1,600,000 | – | 1,500,000 | – | 0.54% | – | |
| DRRX | New | DURECT CORP | $1,276,000 | – | 1,215,973 | – | 0.43% | – |
| ROCM | New | Rochester Medical | $1,249,000 | – | 84,800 | – | 0.42% | – |
| POM | New | Pepco Holding | $1,156,000 | – | 60,900 | – | 0.39% | – |
| AGEN | New | Agenus | $885,000 | – | 233,515 | – | 0.30% | – |
| New | DeCode Geneticscv 3.5% | $867,000 | – | 24,787,000 | – | 0.29% | – | |
| ARII | New | American Railcar | $837,000 | – | 25,000 | – | 0.28% | – |
| SPAB | New | Astrotech | $749,000 | – | 1,070,073 | – | 0.25% | – |
| ECOL | New | US Ecology | $671,000 | – | 25,300 | – | 0.22% | – |
| XEL | New | XEL Energy | $665,000 | – | 24,011 | – | 0.22% | – |
| DBLE | New | Double Eagle | $615,000 | – | 156,919 | – | 0.21% | – |
| XOM | New | Exxon | $435,000 | – | 5,184 | – | 0.15% | – |
| XPL | New | Solitario | $406,000 | – | 254,040 | – | 0.14% | – |
| New | Midway Gamescv 6% | $381,000 | – | 2,700,000 | – | 0.13% | – | |
| HSP | New | Hospira | $312,000 | – | 10,000 | – | 0.10% | – |
| K | New | Kellogg | $237,000 | – | 4,436 | – | 0.08% | – |
| New | Oscient Pharm Corpcv 12.5% | $129,000 | – | 2,499,575 | – | 0.04% | – |