$1.28 Billion is the total value of Weiss Asset Management LP's 303 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was 111.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | LIBERTY MEDIA CORPdeb 3.500% 1/1 | $100,759,000 | +11.2% | 134,208,000 | -6.9% | 7.88% | +23.7% | |
| Sell | INTEGRATED DEVICE TECHNOLOGYnote 0.875%11/1 | $50,933,000 | -25.1% | 32,487,000 | -26.1% | 3.98% | -16.6% | |
| D | New | DOMINION ENERGY INCcall | $45,229,000 | – | 590,000 | +100.0% | 3.54% | – |
| Buy | STARWOOD WAYPOINT RESIDENTLnote 3.000% 7/0 | $44,544,000 | +1866.6% | 33,562,000 | +1578.1% | 3.48% | +2091.8% | |
| VEAC | Buy | VANTAGE ENERGY ACQUISITION | $40,203,000 | +112.5% | 3,933,795 | +109.0% | 3.14% | +136.3% |
| PFF | Buy | ISHARES TRput | $37,190,000 | +117.3% | 1,017,500 | +103.5% | 2.91% | +141.6% |
| Sell | FINISAR CORPnote 0.500%12/1 | $35,274,000 | -18.2% | 35,968,000 | -21.1% | 2.76% | -9.0% | |
| WRLS | Buy | PENSARE ACQUISITION CORP | $33,743,000 | +81.3% | 3,285,546 | +78.9% | 2.64% | +101.7% |
| BXG | New | BLUEGREEN VACATIONS CORP | $28,385,000 | – | 1,910,179 | +100.0% | 2.22% | – |
| HCACU | New | HENNESSY CAP ACQUSTION CORPunit 99/99/9999 | $27,998,000 | – | 2,777,580 | +100.0% | 2.19% | – |
| TKKS | Buy | TKK SYMPHONY ACQUISITION COR | $26,149,000 | +127.6% | 2,636,010 | +121.5% | 2.05% | +153.2% |
| CEF | Buy | SPROTT PHYSICAL GOLD & SILVEtr unit | $26,101,000 | +389.4% | 2,104,907 | +394.9% | 2.04% | +444.5% |
| EWY | ISHARES INCput | $24,380,000 | +3.6% | 400,000 | 0.0% | 1.91% | +15.2% | |
| BROG | Buy | TWELVE SEAS INVESTMENT COMPA | $23,207,000 | +83.7% | 2,316,048 | +80.0% | 1.82% | +104.3% |
| New | EURONET WORLDWIDE INCnote 1.500%10/0 | $23,078,000 | – | 11,755,000 | +100.0% | 1.80% | – | |
| COTY | New | COTY INCcall | $23,000,000 | – | 2,000,000 | +100.0% | 1.80% | – |
| SPY | SPDR S&P 500 ETF TRput | $22,598,000 | +13.0% | 80,000 | 0.0% | 1.77% | +25.7% | |
| THCB | New | TUSCAN HOLDINGS CORP | $22,528,000 | – | 2,308,992 | +100.0% | 1.76% | – |
| STNL | Buy | SENTINEL ENERGY SVCS INCcl a | $20,554,000 | +106.3% | 2,039,045 | +105.0% | 1.61% | +129.4% |
| New | MERCADOLIBRE INCnote 2.250% 7/0 | $19,736,000 | – | 4,907,000 | +100.0% | 1.54% | – | |
| OMAD | Sell | ONE MADISON CORP | $19,377,000 | -7.6% | 1,890,424 | -9.6% | 1.52% | +2.8% |
| MMDM | Buy | MODERN MEDIA ACQUISITION | $19,355,000 | +39.8% | 1,868,282 | +37.7% | 1.51% | +55.6% |
| SCAC | SABAN CAP ACQUISITION CORP | $19,265,000 | +2.0% | 1,874,000 | 0.0% | 1.51% | +13.5% | |
| EEFT | New | EURONET WORLDWIDE INC | $17,459,000 | – | 122,444 | +100.0% | 1.37% | – |
| IYR | Sell | ISHARES TRput | $16,599,000 | +0.7% | 190,700 | -13.3% | 1.30% | +12.1% |
| DCUD | New | DOMINION ENERGY INCunit 08/15/2019 | $16,224,000 | – | 325,000 | +100.0% | 1.27% | – |
| CMSS | CM SEVEN STAR ACQUISITION CO | $16,042,000 | -28.9% | 2,233,456 | 0.0% | 1.26% | -20.9% | |
| RWGE | Buy | REGALWOOD GLOBAL ENERGY LTD | $15,466,000 | +27.8% | 1,531,280 | +24.3% | 1.21% | +42.2% |
| GIG | Buy | GIGCAPITAL INC | $14,509,000 | +81.9% | 1,422,420 | +80.1% | 1.14% | +102.3% |
| SA | Sell | SEABRIDGE GOLD INC | $13,847,000 | -28.9% | 1,117,584 | -24.2% | 1.08% | -21.0% |
| TBRG | Buy | THUNDER BRIDGE ACQUISITION L | $13,760,000 | +58.3% | 1,349,000 | +53.7% | 1.08% | +76.1% |
| MNCL | New | MONOCLE ACQUISITION CORP | $13,720,000 | – | 1,400,000 | +100.0% | 1.07% | – |
| BRAC | BLACK RIDGE ACQUISITION CORP | $13,333,000 | +1.7% | 1,305,870 | 0.0% | 1.04% | +13.1% | |
| New | CITRIX SYS INCnote 0.500% 4/1 | $12,855,000 | – | 9,066,000 | +100.0% | 1.01% | – | |
| KBLM | Buy | KBL MERGER CORP IV | $11,095,000 | +168.0% | 1,067,860 | +163.1% | 0.87% | +198.3% |
| ANDA | New | ANDINA ACQUISITION CORP III | $11,094,000 | – | 1,137,834 | +100.0% | 0.87% | – |
| LHC | Buy | LEO HOLDINGS CORP | $10,685,000 | +45.5% | 1,064,267 | +40.6% | 0.84% | +62.0% |
| TDAC | Sell | TRIDENT ACQUISITIONS CORP | $10,670,000 | -49.7% | 1,047,138 | -50.7% | 0.84% | -44.0% |
| Sell | RESOURCE CAP CORPnote 4.500% 8/1 | $10,241,000 | -32.6% | 10,299,000 | -33.6% | 0.80% | -25.0% | |
| ALAC | Buy | ALBERTON ACQUISITION CORP | $9,653,000 | +13.6% | 970,141 | +11.9% | 0.76% | +26.5% |
| CAI | Buy | CAI INTERNATIONAL INC | $9,624,000 | +1.0% | 414,815 | +1.1% | 0.75% | +12.4% |
| MRT | New | MEDEQUITIES RLTY TR INC | $9,372,000 | – | 842,030 | +100.0% | 0.73% | – |
| DYNC | New | VISTRA ENERGY CORPunit 02/02/2024 | $9,117,000 | – | 92,500 | +100.0% | 0.71% | – |
| Buy | CONSOLIDATED TOMOKA LD COnote 4.500% 3/1 | $7,867,000 | +12.4% | 7,500,000 | +7.1% | 0.62% | +25.0% | |
| NFC | New | NEW FRONTIER CORP | $7,769,000 | – | 784,700 | +100.0% | 0.61% | – |
| TMUS | New | T MOBILE US INC | $7,709,000 | – | 111,561 | +100.0% | 0.60% | – |
| New | PROSPECT CAPITAL CORPORATIONnote 6.375% 3/0 | $7,388,000 | – | 7,500,000 | +100.0% | 0.58% | – | |
| Sell | VERASTEM INCnote 5.000%11/0 | $6,708,000 | -25.9% | 8,250,000 | -26.7% | 0.52% | -17.5% | |
| GDX | Buy | VANECK VECTORS ETF TRgold miners etf | $6,614,000 | +50.0% | 295,000 | +41.1% | 0.52% | +66.8% |
| HHHH | New | WEALTHBRIDGE ACQUISITION LTD | $6,314,000 | – | 643,000 | +100.0% | 0.49% | – |
| FMCI | FORUM MERGER II CORPcl a | $6,261,000 | +2.7% | 631,801 | 0.0% | 0.49% | +14.2% | |
| RMGU | New | RMG ACQUISITION CORPunit 99/99/9999 | $6,018,000 | – | 600,000 | +100.0% | 0.47% | – |
| JFKKU | New | 8I ENTERPRISES ACQUISITIN COunit 99/99/9999 | $6,024,000 | – | 600,000 | +100.0% | 0.47% | – |
| XLE | New | SELECT SECTOR SPDR TRenergy | $5,924,000 | – | 89,600 | +100.0% | 0.46% | – |
| APF | Buy | MORGAN STANLEY ASIA PAC FD I | $5,809,000 | +185.6% | 355,316 | +187.4% | 0.45% | +217.5% |
| GDXJ | Buy | VANECK VECTORS ETF TRjr gold miners e | $5,743,000 | +25.0% | 181,000 | +19.1% | 0.45% | +39.0% |
| ANIP | Sell | ANI PHARMACEUTICALS INC | $5,613,000 | +15.7% | 79,571 | -26.2% | 0.44% | +28.7% |
| VTIQ | Sell | VECTOIQ ACQUISITION CORP | $5,475,000 | -8.8% | 548,051 | -11.4% | 0.43% | +1.4% |
| ALGR | Sell | ALLEGRO MERGER CORP | $5,258,000 | -55.4% | 526,842 | -56.4% | 0.41% | -50.4% |
| VST | New | VISTRA ENERGY CORPput | $5,206,000 | – | 200,000 | +100.0% | 0.41% | – |
| PS | New | PLURALSIGHT INC | $4,888,000 | – | 154,000 | +100.0% | 0.38% | – |
| Sell | MICROCHIP TECHNOLOGY INCnote 1.625% 2/1 | $4,875,000 | -86.8% | 2,992,000 | -88.7% | 0.38% | -85.3% | |
| RH | New | RHput | $4,828,000 | – | 46,900 | +100.0% | 0.38% | – |
| New | RED HAT INCnote 0.250%10/0 | $4,809,000 | – | 1,946,000 | +100.0% | 0.38% | – | |
| DFBH | Buy | DFB HEALTHCARE ACQUISTION CO | $4,745,000 | +1828.9% | 475,000 | +1800.0% | 0.37% | +2082.4% |
| CHGG | New | CHEGG INC | $4,391,000 | – | 115,200 | +100.0% | 0.34% | – |
| EWZ | New | ISHARES INCmsci brazil etf | $4,304,000 | – | 105,000 | +100.0% | 0.34% | – |
| RC | New | READY CAP CORP | $4,235,000 | – | 288,655 | +100.0% | 0.33% | – |
| Sell | RESTORATION HARDWARE HLDGS Inote 6/1 | $4,115,000 | -77.0% | 4,100,000 | -74.4% | 0.32% | -74.4% | |
| SPAQ | New | SPARTAN ENERGY ACQUISITON CO | $3,932,000 | – | 400,000 | +100.0% | 0.31% | – |
| SPPP | Sell | SPROTT PHYSICAL PLAT PALLADunit | $3,873,000 | -33.2% | 365,013 | -38.0% | 0.30% | -25.7% |
| SOXX | New | ISHARES TRphlx semicnd etf | $3,791,000 | – | 20,000 | +100.0% | 0.30% | – |
| DDMX | New | DD3 ACQUISITION CORP | $3,586,000 | – | 364,800 | +100.0% | 0.28% | – |
| CTXS | New | CITRIX SYS INC | $3,511,000 | – | 35,231 | +100.0% | 0.28% | – |
| TMCX | Sell | TRINITY MERGER CORP | $3,429,000 | -71.3% | 335,499 | -72.0% | 0.27% | -68.1% |
| LACQ | Sell | LEISURE ACQUISITION CORP | $3,398,000 | -49.2% | 338,484 | -50.2% | 0.27% | -43.5% |
| IIVI | Sell | II VI INC | $3,364,000 | -4.2% | 90,339 | -16.5% | 0.26% | +6.5% |
| TZAC | Buy | TENZING ACQUISITION CORP | $3,342,000 | +65.5% | 331,898 | +61.9% | 0.26% | +83.8% |
| IPOA | New | SOCIAL CAP HEDOSOPHIA HLDGScl a | $3,305,000 | – | 324,314 | +100.0% | 0.26% | – |
| New | GSV CAP CORPnote 4.750% 3/2 | $3,230,000 | – | 3,225,000 | +100.0% | 0.25% | – | |
| CCH | COLLIER CREEK HOLDINGS | $2,988,000 | +3.2% | 300,000 | 0.0% | 0.23% | +14.7% | |
| GSAH | New | GS ACQUISITION HLDGS CORP | $2,910,000 | – | 290,379 | +100.0% | 0.23% | – |
| CLNC | New | COLONY CR REAL ESTATE INC | $2,875,000 | – | 183,557 | +100.0% | 0.22% | – |
| BRPA | Buy | BIG ROCK PARTNERS ACQUISI CO | $2,804,000 | +901.4% | 271,407 | +890.3% | 0.22% | +995.0% |
| VST | New | VISTRA ENERGY CORP | $2,759,000 | – | 106,000 | +100.0% | 0.22% | – |
| QUAD | New | QUAD / GRAPHICS INC | $2,656,000 | – | 223,203 | +100.0% | 0.21% | – |
| GRSH | New | GORES HOLDINGS III INCclass a | $2,564,000 | – | 258,999 | +100.0% | 0.20% | – |
| New | CARDTRONICS INCnote 1.000%12/0 | $2,488,000 | – | 2,500,000 | +100.0% | 0.20% | – | |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $2,375,000 | -26.4% | 32,100 | -38.4% | 0.19% | -18.1% |
| FNSR | FINISAR CORPput | $2,317,000 | +7.3% | 100,000 | 0.0% | 0.18% | +19.1% | |
| TAC | New | TRANSALTA CORP | $2,241,000 | – | 304,600 | +100.0% | 0.18% | – |
| LPSN | New | LIVEPERSON INC | $2,084,000 | – | 71,800 | +100.0% | 0.16% | – |
| MOSC | MOSAIC ACQUISITION CORP | $2,056,000 | +2.3% | 204,010 | 0.0% | 0.16% | +14.2% | |
| KYN | Buy | KAYNE ANDERSN MLP MIDS INVT | $2,010,000 | +723.8% | 125,415 | +606.7% | 0.16% | +823.5% |
| SHLLU | New | TORTOISE ACQUISITION CORPunit 03/04/2024 | $1,998,000 | – | 200,000 | +100.0% | 0.16% | – |
| ACAMU | New | ACAMAR PARTNERS ACQSITION COunit 12/30/2025 | $2,000,000 | – | 200,000 | +100.0% | 0.16% | – |
| CRSAU | New | CRESCENT ACQUISITION CORPunit 99/99/9999 | $2,000,000 | – | 200,000 | +100.0% | 0.16% | – |
| XEC | New | CIMAREX ENERGY CO | $1,903,000 | – | 27,231 | +100.0% | 0.15% | – |
| SATS | New | ECHOSTAR CORPcl a | $1,731,000 | – | 47,484 | +100.0% | 0.14% | – |
| PFSI | New | PENNYMAC FINL SVCS INC | $1,730,000 | – | 77,791 | +100.0% | 0.14% | – |
| VXX | New | BARCLAYS BK PLCipath b shrt trm | $1,697,000 | – | 58,000 | +100.0% | 0.13% | – |
| RLJPRA | Sell | RLJ LODGING TRcum conv pfd a | $1,647,000 | -91.4% | 65,467 | -91.5% | 0.13% | -90.4% |
| MFAC | New | MEGALITH FINL ACQUISITION CO | $1,582,000 | – | 158,539 | +100.0% | 0.12% | – |
| TPGH | TPG PACE HLDGS CORPcl a | $1,541,000 | +2.5% | 150,450 | 0.0% | 0.12% | +14.2% | |
| MGYWS | Sell | MAGNOLIA OIL & GAS CORP*w exp 07/31/202 | $1,536,000 | -17.6% | 453,101 | -26.3% | 0.12% | -8.4% |
| EDTX | Buy | EDTECHX HLDGS ACQUISITION CO | $1,401,000 | +117.2% | 138,973 | +117.2% | 0.11% | +144.4% |
| CTAC | New | CHASERG TECHNLGY ACQUISITN Cclass a | $1,272,000 | – | 128,828 | +100.0% | 0.10% | – |
| LGC | Sell | LEGACY ACQUISITION CORP | $1,255,000 | -43.2% | 125,000 | -44.4% | 0.10% | -36.8% |
| OPES | Sell | OPES ACQUISITION CORP | $1,207,000 | -73.6% | 118,910 | -74.2% | 0.09% | -70.8% |
| CIC | New | CAPITOL INVT CORP IVcl a ord | $1,018,000 | – | 100,000 | +100.0% | 0.08% | – |
| DPHCU | New | DIAMONDPEAK HLDGS CORunit 99/99/9999 | $1,002,000 | – | 100,000 | +100.0% | 0.08% | – |
| VRTSP | New | VIRTUS INVT PARTNERS INCpfd cv ser d | $890,000 | – | 10,000 | +100.0% | 0.07% | – |
| THCBW | New | TUSCAN HOLDINGS CORP*w exp 04/01/202 | $883,000 | – | 1,358,792 | +100.0% | 0.07% | – |
| USA | Sell | LIBERTY ALL STAR EQUITY FDsh ben int | $851,000 | -60.1% | 139,285 | -64.9% | 0.07% | -55.3% |
| HCCH | Sell | HL ACQUISITIONS CORP | $834,000 | -51.2% | 84,109 | -52.7% | 0.06% | -45.8% |
| PVT | New | PIVOTAL ACQUISITION CORP | $734,000 | – | 75,000 | +100.0% | 0.06% | – |
| GDV | Sell | GABELLI DIVD & INCOME TR | $721,000 | -51.6% | 33,883 | -58.4% | 0.06% | -46.7% |
| GLAC | GREENLAND ACQUISITIN CORPORA | $567,000 | +1.6% | 56,327 | 0.0% | 0.04% | +12.8% | |
| MR | New | MONTAGE RES CORP | $542,000 | – | 36,013 | +100.0% | 0.04% | – |
| THWWW | New | TARGET HOSPITALITY CORP*w exp 03/15/202 | $493,000 | – | 318,098 | +100.0% | 0.04% | – |
| JRO | Sell | NUVEEN FLTNG RTE INCM OPP FD | $469,000 | -9.6% | 48,862 | -15.1% | 0.04% | +2.8% |
| JFR | Buy | NUVEEN FLOATING RATE INCOME | $463,000 | +108.6% | 48,100 | +99.8% | 0.04% | +125.0% |
| NAD | Sell | NUVEEN QUALITY MUNCP INCOME | $447,000 | -77.7% | 32,925 | -79.4% | 0.04% | -75.2% |
| VTA | Buy | INVESCO DYNAMIC CR OPP FD | $420,000 | +62.2% | 38,700 | +53.3% | 0.03% | +83.3% |
| ETJ | Sell | EATON VANCE RISK MNGD DIV EQ | $421,000 | -53.1% | 45,823 | -58.5% | 0.03% | -47.6% |
| EFT | Sell | EATON VANCE FLTING RATE INC | $407,000 | -44.6% | 30,858 | -46.9% | 0.03% | -38.5% |
| HQL | Sell | TEKLA LIFE SCIENCES INVSsh ben int | $396,000 | -15.0% | 23,143 | -24.9% | 0.03% | -6.1% |
| BGR | Sell | BLACKROCK ENERGY & RES TR | $384,000 | -8.1% | 31,700 | -20.7% | 0.03% | +3.4% |
| GPAQ | Sell | GORDON POINTE ACQUISITION CO | $379,000 | -69.9% | 37,170 | -70.5% | 0.03% | -66.3% |
| AGO | Sell | ASSURED GUARANTY LTD | $367,000 | +9.6% | 8,271 | -5.6% | 0.03% | +20.8% |
| COOP | New | MR COOPER GROUP INC | $377,000 | – | 39,264 | +100.0% | 0.03% | – |
| AMGN | New | AMGEN INC | $359,000 | – | 1,888 | +100.0% | 0.03% | – |
| RMT | Sell | ROYCE MICRO-CAP TR INC | $347,000 | -31.2% | 41,600 | -38.7% | 0.03% | -22.9% |
| BGB | Sell | BLACKSTONE GSO STRATEGIC CR | $350,000 | -55.0% | 24,569 | -57.4% | 0.03% | -50.9% |
| VMO | Sell | INVESCO MUN OPPORTUNITY TR | $339,000 | -72.1% | 28,444 | -73.9% | 0.03% | -68.6% |
| VGM | Sell | INVESCO TR INVT GRADE MUNS | $326,000 | -58.9% | 26,300 | -61.9% | 0.03% | -53.6% |
| MCC | MEDLEY CAP CORP | $300,000 | +17.2% | 96,400 | 0.0% | 0.02% | +27.8% | |
| PHD | Sell | PIONEER FLOATING RATE TR | $275,000 | +1.5% | 26,400 | -4.2% | 0.02% | +15.8% |
| MORL | UBS AG LONDON BRHetracs mth2xre | $278,000 | +18.8% | 18,383 | 0.0% | 0.02% | +37.5% | |
| TRI | Sell | THOMSON REUTERS CORP | $252,000 | -15.7% | 4,249 | -31.3% | 0.02% | -4.8% |
| EAT | New | BRINKER INTL INC | $258,000 | – | 5,820 | +100.0% | 0.02% | – |
| NTR | New | NUTRIEN LTD | $237,000 | – | 4,488 | +100.0% | 0.02% | – |
| GIL | Sell | GILDAN ACTIVEWEAR INC | $238,000 | -19.0% | 6,620 | -31.7% | 0.02% | -9.5% |
| ROKU | New | ROKU INC | $246,000 | – | 3,820 | +100.0% | 0.02% | – |
| OSB | Sell | NORBORD INC | $245,000 | -16.4% | 8,870 | -19.4% | 0.02% | -9.5% |
| PBI | New | PITNEY BOWES INC | $239,000 | – | 34,802 | +100.0% | 0.02% | – |
| VKI | Sell | INVESCO ADVANTAGE MUNICIPALsh ben int | $246,000 | -53.2% | 22,830 | -57.2% | 0.02% | -48.6% |
| MEOH | Sell | METHANEX CORP | $233,000 | -14.0% | 4,095 | -27.4% | 0.02% | -5.3% |
| JE | Sell | JUST ENERGY GROUP INC | $225,000 | -7.0% | 66,188 | -9.4% | 0.02% | +5.9% |
| ANDAW | New | ANDINA ACQUISITION CORP III*w exp 07/31/202 | $228,000 | – | 1,137,834 | +100.0% | 0.02% | – |
| BOE | Sell | BLACKROCK ENHANCED GBL DIV T | $230,000 | -83.6% | 21,485 | -85.7% | 0.02% | -81.8% |
| MGA | New | MAGNA INTL INC | $231,000 | – | 4,747 | +100.0% | 0.02% | – |
| MGEE | New | MGE ENERGY INC | $219,000 | – | 3,216 | +100.0% | 0.02% | – |
| MA | New | MASTERCARD INCcl a | $211,000 | – | 895 | +100.0% | 0.02% | – |
| MSFT | New | MICROSOFT CORP | $214,000 | – | 1,813 | +100.0% | 0.02% | – |
| EL | New | LAUDER ESTEE COS INCcl a | $215,000 | – | 1,299 | +100.0% | 0.02% | – |
| DHR | New | DANAHER CORPORATION | $213,000 | – | 1,616 | +100.0% | 0.02% | – |
| KMB | New | KIMBERLY CLARK CORP | $217,000 | – | 1,752 | +100.0% | 0.02% | – |
| COST | New | COSTCO WHSL CORP NEW | $223,000 | – | 922 | +100.0% | 0.02% | – |
| V | New | VISA INC | $214,000 | – | 1,369 | +100.0% | 0.02% | – |
| ACN | New | ACCENTURE PLC IRELAND | $218,000 | – | 1,238 | +100.0% | 0.02% | – |
| CL | New | COLGATE PALMOLIVE CO | $211,000 | – | 3,076 | +100.0% | 0.02% | – |
| CSCO | New | CISCO SYS INC | $213,000 | – | 3,949 | +100.0% | 0.02% | – |
| PEP | New | PEPSICO INC | $213,000 | – | 1,734 | +100.0% | 0.02% | – |
| PG | New | PROCTER AND GAMBLE CO | $215,000 | – | 2,063 | +100.0% | 0.02% | – |
| PSA | New | PUBLIC STORAGE | $212,000 | – | 972 | +100.0% | 0.02% | – |
| LHCWS | New | LEO HOLDINGS CORP*w exp 02/07/202 | $219,000 | – | 281,200 | +100.0% | 0.02% | – |
| ATO | New | ATMOS ENERGY CORP | $214,000 | – | 2,080 | +100.0% | 0.02% | – |
| AAPL | New | APPLE INC | $219,000 | – | 1,154 | +100.0% | 0.02% | – |
| AMZN | New | AMAZON COM INC | $214,000 | – | 120 | +100.0% | 0.02% | – |
| APD | New | AIR PRODS & CHEMS INC | $216,000 | – | 1,130 | +100.0% | 0.02% | – |
| MMM | New | 3M CO | $212,000 | – | 1,019 | +100.0% | 0.02% | – |
| SYK | New | STRYKER CORP | $211,000 | – | 1,067 | +100.0% | 0.02% | – |
| TGT | New | TARGET CORP | $214,000 | – | 2,665 | +100.0% | 0.02% | – |
| KO | New | COCA COLA CO | $208,000 | – | 4,442 | +100.0% | 0.02% | – |
| L | New | LOEWS CORP | $203,000 | – | 4,226 | +100.0% | 0.02% | – |
| CVX | New | CHEVRON CORP NEW | $202,000 | – | 1,643 | +100.0% | 0.02% | – |
| ADBE | New | ADOBE INC | $210,000 | – | 787 | +100.0% | 0.02% | – |
| UNH | New | UNITEDHEALTH GROUP INC | $207,000 | – | 839 | +100.0% | 0.02% | – |
| PFE | New | PFIZER INC | $201,000 | – | 4,723 | +100.0% | 0.02% | – |
| PM | New | PHILIP MORRIS INTL INC | $206,000 | – | 2,329 | +100.0% | 0.02% | – |
| HSY | New | HERSHEY CO | $208,000 | – | 1,813 | +100.0% | 0.02% | – |
| BEN | New | FRANKLIN RES INC | $208,000 | – | 6,287 | +100.0% | 0.02% | – |
| MRK | New | MERCK & CO INC | $206,000 | – | 2,479 | +100.0% | 0.02% | – |
| UPS | New | UNITED PARCEL SERVICE INCcl b | $206,000 | – | 1,842 | +100.0% | 0.02% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $207,000 | – | 1,469 | +100.0% | 0.02% | – |
| HRL | New | HORMEL FOODS CORP | $208,000 | – | 4,658 | +100.0% | 0.02% | – |
| PGR | New | PROGRESSIVE CORP OHIO | $201,000 | – | 2,794 | +100.0% | 0.02% | – |
| CAT | New | CATERPILLAR INC DEL | $200,000 | – | 1,477 | +100.0% | 0.02% | – |
| SWK | New | STANLEY BLACK & DECKER INC | $206,000 | – | 1,510 | +100.0% | 0.02% | – |
| HD | New | HOME DEPOT INC | $208,000 | – | 1,082 | +100.0% | 0.02% | – |
| EMR | New | EMERSON ELEC CO | $205,000 | – | 2,991 | +100.0% | 0.02% | – |
| CWT | Sell | CALIFORNIA WTR SVC GROUP | $208,000 | -1.0% | 3,834 | -12.9% | 0.02% | +6.7% |
| XOM | New | EXXON MOBIL CORP | $204,000 | – | 2,526 | +100.0% | 0.02% | – |
| ICE | New | INTERCONTINENTAL EXCHANGE IN | $202,000 | – | 2,658 | +100.0% | 0.02% | – |
| RTN | New | RAYTHEON CO | $202,000 | – | 1,109 | +100.0% | 0.02% | – |
| ORCL | New | ORACLE CORP | $208,000 | – | 3,869 | +100.0% | 0.02% | – |
| PCAR | New | PACCAR INC | $204,000 | – | 2,988 | +100.0% | 0.02% | – |
| VFC | New | V F CORP | $208,000 | – | 2,394 | +100.0% | 0.02% | – |
| BME | New | BLACKROCK HEALTH SCIENCES TR | $203,000 | – | 5,100 | +100.0% | 0.02% | – |
| INTC | New | INTEL CORP | $203,000 | – | 3,774 | +100.0% | 0.02% | – |
| GWW | New | GRAINGER W W INC | $207,000 | – | 687 | +100.0% | 0.02% | – |
| ES | New | EVERSOURCE ENERGY | $209,000 | – | 2,946 | +100.0% | 0.02% | – |
| BLK | New | BLACKROCK INC | $203,000 | – | 476 | +100.0% | 0.02% | – |
| TXN | New | TEXAS INSTRS INC | $202,000 | – | 1,901 | +100.0% | 0.02% | – |
| ITW | New | ILLINOIS TOOL WKS INC | $202,000 | – | 1,410 | +100.0% | 0.02% | – |
| BRKB | New | BERKSHIRE HATHAWAY INC DELcl b new | $202,000 | – | 1,005 | +100.0% | 0.02% | – |
| TMK | New | TORCHMARK CORP | $206,000 | – | 2,514 | +100.0% | 0.02% | – |
| ARDC | Sell | ARES DYNAMIC CR ALLOCATION F | $205,000 | -67.1% | 13,796 | -69.5% | 0.02% | -63.6% |
| ADM | New | ARCHER DANIELS MIDLAND CO | $210,000 | – | 4,872 | +100.0% | 0.02% | – |
| HON | New | HONEYWELL INTL INC | $209,000 | – | 1,314 | +100.0% | 0.02% | – |
| WMT | New | WALMART INC | $201,000 | – | 2,060 | +100.0% | 0.02% | – |
| AWK | New | AMERICAN WTR WKS CO INC NEW | $209,000 | – | 2,000 | +100.0% | 0.02% | – |
| AWR | New | AMERICAN STS WTR CO | $206,000 | – | 2,883 | +100.0% | 0.02% | – |
| TJX | New | TJX COS INC NEW | $209,000 | – | 3,921 | +100.0% | 0.02% | – |
| TRV | New | TRAVELERS COMPANIES INC | $209,000 | – | 1,527 | +100.0% | 0.02% | – |
| SPG | New | SIMON PPTY GROUP INC NEW | $209,000 | – | 1,148 | +100.0% | 0.02% | – |
| NKE | New | NIKE INCcl b | $203,000 | – | 2,407 | +100.0% | 0.02% | – |
| GD | New | GENERAL DYNAMICS CORP | $205,000 | – | 1,209 | +100.0% | 0.02% | – |
| NSL | Buy | NUVEEN SR INCOME FD | $204,000 | +40.7% | 35,092 | +32.7% | 0.02% | +60.0% |
| GOOGL | New | ALPHABET INCcap stk cl a | $204,000 | – | 173 | +100.0% | 0.02% | – |
| GILD | New | GILEAD SCIENCES INC | $205,000 | – | 3,146 | +100.0% | 0.02% | – |
| JNJ | New | JOHNSON & JOHNSON | $204,000 | – | 1,460 | +100.0% | 0.02% | – |
| CMI | New | CUMMINS INC | $207,000 | – | 1,311 | +100.0% | 0.02% | – |
| GOOG | New | ALPHABET INCcap stk cl c | $204,000 | – | 174 | +100.0% | 0.02% | – |
| OGS | New | ONE GAS INC | $208,000 | – | 2,333 | +100.0% | 0.02% | – |
| DIS | New | DISNEY WALT CO | $201,000 | – | 1,806 | +100.0% | 0.02% | – |
| BSL | Sell | BLACKSTONE GSO FLTING RTE FU | $177,000 | -44.0% | 10,800 | -47.7% | 0.01% | -36.4% |
| SITC | New | SITE CENTERS CORP | $174,000 | – | 12,755 | +100.0% | 0.01% | – |
| CNSL | Buy | CONSOLIDATED COMM HLDGS INC | $180,000 | +52.5% | 16,505 | +37.7% | 0.01% | +75.0% |
| CMO | Sell | CAPSTEAD MTG CORP | $167,000 | -97.7% | 19,386 | -98.2% | 0.01% | -97.5% |
| AXSM | New | AXSOME THERAPEUTICS INC | $171,000 | – | 11,999 | +100.0% | 0.01% | – |
| MIN | New | MFS INTER INCOME TRsh ben int | $165,000 | – | 43,391 | +100.0% | 0.01% | – |
| WPG | Buy | WASHINGTON PRIME GROUP NEW | $168,000 | +37.7% | 29,714 | +18.2% | 0.01% | +44.4% |
| SEMG | New | SEMGROUP CORPcl a | $156,000 | – | 10,571 | +100.0% | 0.01% | – |
| ERC | Sell | WELLS FARGO MULTI SECTOR INC | $154,000 | -70.9% | 12,743 | -73.3% | 0.01% | -67.6% |
| GPORQ | New | GULFPORT ENERGY CORP | $156,000 | – | 19,504 | +100.0% | 0.01% | – |
| CNX | Buy | CNX RESOURCES CORPORATION | $157,000 | +10.6% | 14,540 | +17.2% | 0.01% | +20.0% |
| CLNY | COLONY CAP INC NEW | $154,000 | +13.2% | 29,032 | 0.0% | 0.01% | +20.0% | |
| GSAHWS | New | GS ACQUISITION HLDGS CORP*w exp 06/12/202 | $151,000 | – | 96,793 | +100.0% | 0.01% | – |
| BSIG | New | BRIGHTSPHERE INVESTMNT GRP P | $153,000 | – | 11,271 | +100.0% | 0.01% | – |
| VGR | New | VECTOR GROUP LTD | $158,000 | – | 14,635 | +100.0% | 0.01% | – |
| NAVI | New | NAVIENT CORPORATION | $153,000 | – | 13,196 | +100.0% | 0.01% | – |
| TPRE | New | THIRD PT REINS LTD | $148,000 | – | 14,216 | +100.0% | 0.01% | – |
| ISBC | New | INVESTORS BANCORP INC NEW | $151,000 | – | 12,744 | +100.0% | 0.01% | – |
| VKQ | Sell | INVESCO MUN TR | $148,000 | -80.8% | 12,286 | -82.2% | 0.01% | -77.8% |
| MIK | New | MICHAELS COS INC | $136,000 | – | 11,882 | +100.0% | 0.01% | – |
| BGCP | New | BGC PARTNERS INCcl a | $138,000 | – | 25,933 | +100.0% | 0.01% | – |
| JCE | Sell | NUVEEN CORE EQUITY ALPHA FUN | $141,000 | -29.9% | 10,049 | -39.9% | 0.01% | -21.4% |
| EVG | New | EATON VANCE SH TM DR DIVR IN | $135,000 | – | 10,400 | +100.0% | 0.01% | – |
| RF | REGIONS FINL CORP NEW | $145,000 | +5.8% | 10,259 | 0.0% | 0.01% | +10.0% | |
| RLGY | New | REALOGY HLDGS CORP | $135,000 | – | 11,830 | +100.0% | 0.01% | – |
| PRTY | Buy | PARTY CITY HOLDCO INC | $128,000 | -11.7% | 16,058 | +10.8% | 0.01% | 0.0% |
| IAE | New | VOYA ASIA PAC DIVID EQUITY I | $133,000 | – | 14,221 | +100.0% | 0.01% | – |
| RUBI | New | RUBICON PROJ INC | $128,000 | – | 21,122 | +100.0% | 0.01% | – |
| AFMD | Buy | AFFIMED N V | $125,000 | +127.3% | 29,877 | +69.7% | 0.01% | +150.0% |
| VSI | Buy | VITAMIN SHOPPE INC | $131,000 | +133.9% | 18,609 | +56.3% | 0.01% | +150.0% |
| GRSHW | New | GORES HOLDINGS III INC*w exp 09/11/202 | $126,000 | – | 86,333 | +100.0% | 0.01% | – |
| VHC | New | VIRNETX HLDG CORP | $128,000 | – | 20,290 | +100.0% | 0.01% | – |
| BDSI | New | BIODELIVERY SCIENCES INTL IN | $113,000 | – | 21,385 | +100.0% | 0.01% | – |
| FRO | New | FRONTLINE LTD | $112,000 | – | 17,300 | +100.0% | 0.01% | – |
| PACQW | New | PURE ACQUISITION CORP*w exp 04/17/202 | $116,000 | – | 104,505 | +100.0% | 0.01% | – |
| ACRX | New | ACELRX PHARMACEUTICALS INC | $113,000 | – | 32,516 | +100.0% | 0.01% | – |
| SWN | New | SOUTHWESTERN ENERGY CO | $116,000 | – | 24,718 | +100.0% | 0.01% | – |
| AGD | New | ABERDEEN GLOBAL DYNAMIC DIVI | $98,000 | – | 10,378 | +100.0% | 0.01% | – |
| CDMO | Buy | AVID BIOSERVICES INC | $106,000 | +89.3% | 24,958 | +82.8% | 0.01% | +100.0% |
| VSLR | Buy | VIVINT SOLAR INC | $102,000 | +67.2% | 20,574 | +28.0% | 0.01% | +100.0% |
| PACB | New | PACIFIC BIOSCIENCES CALIF IN | $104,000 | – | 14,356 | +100.0% | 0.01% | – |
| IRR | Sell | VOYA RISK MANAGED NAT RES FD | $101,000 | -56.5% | 18,741 | -65.5% | 0.01% | -50.0% |
| ONDK | Buy | ON DECK CAP INC | $93,000 | +34.8% | 17,151 | +47.2% | 0.01% | +40.0% |
| NCMI | Buy | NATIONAL CINEMEDIA INC | $93,000 | +14.8% | 13,193 | +6.0% | 0.01% | +16.7% |
| SPAQWS | SPARTAN ENERGY ACQUISITON CO*w exp 08/27/202 | $95,000 | +13.1% | 86,666 | 0.0% | 0.01% | +16.7% | |
| BKS | New | BARNES & NOBLE INC | $90,000 | – | 16,518 | +100.0% | 0.01% | – |
| EDTXW | EDTECHX HLDGS ACQUISITION CO*w exp 12/31/202 | $73,000 | -45.5% | 382,773 | 0.0% | 0.01% | -33.3% | |
| PFNX | New | PFENEX INC | $81,000 | – | 13,093 | +100.0% | 0.01% | – |
| BWMCW | New | BOXWOOD MERGER CORP*w exp 11/26/202 | $83,000 | – | 275,000 | +100.0% | 0.01% | – |
| DDMXW | Buy | DD3 ACQUISITION CORP*w exp 10/20/202 | $80,000 | +207.7% | 290,800 | +287.7% | 0.01% | +200.0% |
| CLNE | New | CLEAN ENERGY FUELS CORP | $74,000 | – | 23,915 | +100.0% | 0.01% | – |
| HHHHW | New | WEALTHBRIDGE ACQUISITION LTD*w exp 01/31/202 | $83,000 | – | 643,000 | +100.0% | 0.01% | – |
| MFACWS | Sell | MEGALITH FINL ACQUISITION CO*w exp 08/26/202 | $65,000 | -43.5% | 238,021 | -17.4% | 0.01% | -37.5% |
| GENN | Sell | GENESIS HEALTHCARE INC | $67,000 | +17.5% | 46,800 | -3.2% | 0.01% | +25.0% |
| APPS | Sell | DIGITAL TURBINE INC | $60,000 | -24.1% | 17,057 | -60.7% | 0.01% | -16.7% |
| CVRS | New | CORINDUS VASCULAR ROBOTICS I | $65,000 | – | 37,314 | +100.0% | 0.01% | – |
| MCF | Sell | CONTANGO OIL & GAS COMPANY | $61,000 | -11.6% | 19,301 | -9.0% | 0.01% | 0.0% |
| HHHHR | New | WEALTHBRIDGE ACQUISITION LTDright 11/02/2023 | $69,000 | – | 343,000 | +100.0% | 0.01% | – |
| HNTWF | New | HUNTER MARITIME ACQUISITION*w exp 11/17/202 | $46,000 | – | 100,000 | +100.0% | 0.00% | – |
| AMCIW | AMCI ACQUISITION CORP*w exp 05/20/202 | $56,000 | +40.0% | 200,000 | 0.0% | 0.00% | +33.3% | |
| ALACR | ALBERTON ACQUISITION CORPright 10/04/2020 | $51,000 | -34.6% | 300,000 | 0.0% | 0.00% | -20.0% | |
| ASNA | Buy | ASCENA RETAIL GROUP INC | $48,000 | -34.2% | 44,269 | +52.1% | 0.00% | -20.0% |
| SESN | SESEN BIO INC | $54,000 | -27.0% | 52,356 | 0.0% | 0.00% | -20.0% | |
| NIHD | New | NII HLDGS INC | $41,000 | – | 21,126 | +100.0% | 0.00% | – |
| PVTWS | New | PIVOTAL ACQUISITION CORP*w exp 12/01/202 | $32,000 | – | 75,000 | +100.0% | 0.00% | – |
| STNLW | SENTINEL ENERGY SVCS INC*w exp 11/02/202 | $38,000 | -19.1% | 56,181 | 0.0% | 0.00% | 0.0% | |
| TIBRW | New | TIBERIUS ACQUISITION CORP*w exp 02/28/202 | $33,000 | – | 75,000 | +100.0% | 0.00% | – |
| HOSSQ | HORNBECK OFFSHORE SVCS INC N | $37,000 | -15.9% | 30,234 | 0.0% | 0.00% | 0.0% | |
| SMRTQ | STEIN MART INC | $38,000 | -7.3% | 38,416 | 0.0% | 0.00% | 0.0% | |
| LOACW | Sell | LONGEVITY ACQUISITION CORP*w exp 07/31/202 | $25,000 | -26.5% | 211,700 | -5.3% | 0.00% | 0.0% |
| TBRGW | New | THUNDER BRIDGE ACQUISITION L*w exp 01/01/202 | $22,000 | – | 30,000 | +100.0% | 0.00% | – |
| ANDAR | New | ANDINA ACQUISITION CORP IIIright 07/31/2020 | $13,000 | – | 37,834 | +100.0% | 0.00% | – |
| ROX | CASTLE BRANDS INC | $10,000 | -23.1% | 14,989 | 0.0% | 0.00% | 0.0% | |
| ENT | New | GLOBAL EAGLE ENTMT INC | $19,000 | – | 26,700 | +100.0% | 0.00% | – |
| DRRX | DURECT CORP | $14,000 | +27.3% | 22,095 | 0.0% | 0.00% | 0.0% | |
| ALACW | ALBERTON ACQUISITION CORP*w exp 04/26/202 | $2,000 | 0.0% | 21,490 | 0.0% | 0.00% | – | |
| CYHHZ | Exit | COMMUNITY HEALTH SYS INC NEWright 12/31/2019 | $0 | – | -3,000,000 | -100.0% | 0.00% | – |
| TUESQ | Exit | TUESDAY MORNING CORP | $0 | – | -10,900 | -100.0% | -0.00% | – |
| EAGLW | Exit | PLATINUM EAGLE ACQUISITIN CO*w exp 01/17/202 | $0 | – | -16,333 | -100.0% | -0.00% | – |
| EYES | Exit | SECOND SIGHT MED PRODS INC | $0 | – | -47,491 | -100.0% | -0.00% | – |
| ICD | Exit | INDEPENDENCE CONTRACT DRIL I | $0 | – | -14,362 | -100.0% | -0.00% | – |
| TTOO | Exit | T2 BIOSYSTEMS INC | $0 | – | -12,262 | -100.0% | -0.00% | – |
| ADMA | Exit | ADMA BIOLOGICS INC | $0 | – | -17,381 | -100.0% | -0.00% | – |
| CRK | Exit | COMSTOCK RES INC | $0 | – | -10,090 | -100.0% | -0.00% | – |
| ABUS | Exit | ARBUTUS BIOPHARMA CORP | $0 | – | -10,800 | -100.0% | -0.00% | – |
| Exit | FALCON MINERALS CORP*w exp 07/21/202 | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| ESV | Exit | ENSCO PLC | $0 | – | -14,779 | -100.0% | -0.00% | – |
| NEBLQ | Exit | NOBLE CORP PLC | $0 | – | -20,841 | -100.0% | -0.00% | – |
| BRSWQ | Exit | BRISTOW GROUP INC | $0 | – | -21,520 | -100.0% | -0.00% | – |
| GERN | Exit | GERON CORP | $0 | – | -57,243 | -100.0% | -0.00% | – |
| LONEQ | Exit | LONESTAR RES US INCcl a vtg | $0 | – | -14,312 | -100.0% | -0.00% | – |
| MRNS | Exit | MARINUS PHARMACEUTICALS INC | $0 | – | -18,996 | -100.0% | -0.00% | – |
| SRNE | Exit | SORRENTO THERAPEUTICS INC | $0 | – | -26,420 | -100.0% | -0.00% | – |
| INSYQ | Exit | INSYS THERAPEUTICS INC NEW | $0 | – | -16,140 | -100.0% | -0.00% | – |
| JMLP | Exit | NUVEEN ALL CAP ENE MLP OPPO | $0 | – | -11,083 | -100.0% | -0.00% | – |
| SPWH | Exit | SPORTSMANS WHSE HLDGS INC | $0 | – | -14,900 | -100.0% | -0.01% | – |
| IMGN | Exit | IMMUNOGEN INC | $0 | – | -15,499 | -100.0% | -0.01% | – |
| ENPH | Exit | ENPHASE ENERGY INC | $0 | – | -14,348 | -100.0% | -0.01% | – |
| TTI | Exit | TETRA TECHNOLOGIES INC DEL | $0 | – | -39,207 | -100.0% | -0.01% | – |
| FUND | Exit | SPROTT FOCUS TR INC | $0 | – | -11,513 | -100.0% | -0.01% | – |
| NVAX | Exit | NOVAVAX INC | $0 | – | -40,541 | -100.0% | -0.01% | – |
| MFIN | Exit | MEDALLION FINL CORP | $0 | – | -14,933 | -100.0% | -0.01% | – |
| QTNT | Exit | QUOTIENT LTD | $0 | – | -11,179 | -100.0% | -0.01% | – |
| SVRA | Exit | SAVARA INC | $0 | – | -10,173 | -100.0% | -0.01% | – |
| ADVM | Exit | ADVERUM BIOTECHNOLOGIES INC | $0 | – | -23,524 | -100.0% | -0.01% | – |
| TCS | Exit | CONTAINER STORE GROUP INC | $0 | – | -16,079 | -100.0% | -0.01% | – |
| EXPR | Exit | EXPRESS INC | $0 | – | -13,871 | -100.0% | -0.01% | – |
| IAF | Exit | ABERDEEN AUSTRALIA EQTY FD I | $0 | – | -17,746 | -100.0% | -0.01% | – |
| ZFGN | Exit | ZAFGEN INC | $0 | – | -17,047 | -100.0% | -0.01% | – |
| FCO | Exit | ABERDEEN GLOBAL INCOME FD IN | $0 | – | -12,722 | -100.0% | -0.01% | – |
| FIV | Exit | FIRST TR SR FLOATING RATE 20 | $0 | – | -11,934 | -100.0% | -0.01% | – |
| NHS | Exit | NEUBERGER BERMAN HGH YLD FD | $0 | – | -10,531 | -100.0% | -0.01% | – |
| FTF | Exit | FRANKLIN LTD DURATION INC TR | $0 | – | -10,959 | -100.0% | -0.01% | – |
| DMF | Exit | DREYFUS MUN INCOME INC | $0 | – | -13,292 | -100.0% | -0.01% | – |
| EVF | Exit | EATON VANCE SR INCOME TRsh ben int | $0 | – | -16,236 | -100.0% | -0.01% | – |
| CMU | Exit | MFS HIGH YIELD MUN TRsh ben int | $0 | – | -25,955 | -100.0% | -0.01% | – |
| HYB | Exit | NEW AMER HIGH INCOME FD INC | $0 | – | -14,484 | -100.0% | -0.01% | – |
| GIM | Exit | TEMPLETON GLOBAL INCOME FD | $0 | – | -19,221 | -100.0% | -0.01% | – |
| JRS | Exit | NUVEEN REAL ESTATE INCOME FD | $0 | – | -13,400 | -100.0% | -0.01% | – |
| GLV | Exit | CLOUGH GLOBAL DIVND AND INC | $0 | – | -11,392 | -100.0% | -0.01% | – |
| EVM | Exit | EATON VANCE CALIF MUN BD FD | $0 | – | -12,816 | -100.0% | -0.01% | – |
| INF | Exit | BROOKFIELD GLOBL LISTED INFR | $0 | – | -12,478 | -100.0% | -0.01% | – |
| GFF | Exit | GRIFFON CORP | $0 | – | -12,006 | -100.0% | -0.01% | – |
| DMB | Exit | DREYFUS MUN BD INFRSTRCTR FD | $0 | – | -10,209 | -100.0% | -0.01% | – |
| PFD | Exit | FLAHERTY & CRUMRINE PFD INC | $0 | – | -11,482 | -100.0% | -0.01% | – |
| DSE | Exit | DUFF & PHELPS SLT ENGY AND M | $0 | – | -33,494 | -100.0% | -0.01% | – |
| HPE | Exit | HEWLETT PACKARD ENTERPRISE C | $0 | – | -11,152 | -100.0% | -0.01% | – |
| BBF | Exit | BLACKROCK MUNIC INCM INVST Tsh ben int | $0 | – | -12,400 | -100.0% | -0.01% | – |
| PSDO | Exit | PRESIDIO INC | $0 | – | -10,459 | -100.0% | -0.01% | – |
| CXE | Exit | MFS HIGH INCOME MUN TRsh ben int | $0 | – | -29,900 | -100.0% | -0.01% | – |
| CGO | Exit | CALAMOS GLOBAL TOTAL RETURN | $0 | – | -14,510 | -100.0% | -0.01% | – |
| DHF | Exit | DREYFUS HIGH YIELD STRATEGIEsh ben int | $0 | – | -51,686 | -100.0% | -0.01% | – |
| EDF | Exit | STONE HBR EMERG MRKTS INC FD | $0 | – | -13,067 | -100.0% | -0.01% | – |
| MUH | Exit | BLACKROCK MUNIHLDGS FD II IN | $0 | – | -10,625 | -100.0% | -0.01% | – |
| MYF | Exit | BLACKROCK MUNIYIELD INVST FD | $0 | – | -10,969 | -100.0% | -0.01% | – |
| TTP | Exit | TORTOISE PIPELINE & ENERGY F | $0 | – | -11,388 | -100.0% | -0.01% | – |
| WIA | Exit | WESTERN ASST INFLTN LKD INM | $0 | – | -14,790 | -100.0% | -0.01% | – |
| GNT | Exit | GAMCO NAT RES GOLD & INCOMEsh ben int | $0 | – | -31,887 | -100.0% | -0.01% | – |
| ASA | Exit | ASA GOLD AND PRECIOUS MTLS L | $0 | – | -16,550 | -100.0% | -0.01% | – |
| LXP | Exit | LEXINGTON REALTY TRUST | $0 | – | -19,487 | -100.0% | -0.01% | – |
| NRE | Exit | NORTHSTAR REALTY EUROPE CORP | $0 | – | -10,485 | -100.0% | -0.01% | – |
| HIO | Exit | WESTERN ASSET HIGH INCM OPP | $0 | – | -35,983 | -100.0% | -0.01% | – |
| CEN | Exit | CENTER COAST BRKFLD MLP ENRG | $0 | – | -22,596 | -100.0% | -0.01% | – |
| JTD | Exit | NUVEEN TAX ADVANTAGED DIV GR | $0 | – | -11,299 | -100.0% | -0.01% | – |
| MCR | Exit | MFS CHARTER INCOME TRsh ben int | $0 | – | -21,218 | -100.0% | -0.01% | – |
| EDI | Exit | STONE HBR EMERG MKTS TL INC | $0 | – | -14,824 | -100.0% | -0.01% | – |
| AMC | Exit | AMC ENTMT HLDGS INC | $0 | – | -12,402 | -100.0% | -0.01% | – |
| OIA | Exit | INVESCO MUNI INCOME OPP TRST | $0 | – | -22,304 | -100.0% | -0.01% | – |
| IVR | Exit | INVESCO MORTGAGE CAPITAL INC | $0 | – | -11,054 | -100.0% | -0.01% | – |
| RPAI | Exit | RETAIL PPTYS AMER INCcl a | $0 | – | -13,957 | -100.0% | -0.01% | – |
| SCD | Exit | LMP CAP & INCOME FD INC | $0 | – | -14,411 | -100.0% | -0.01% | – |
| HIE | Exit | MILLER HOWARD HIGH INC EQTY | $0 | – | -18,300 | -100.0% | -0.01% | – |
| BLE | Exit | BLACKROCK MUNI INCOME TR II | $0 | – | -13,040 | -100.0% | -0.01% | – |
| CIK | Exit | CREDIT SUISSE ASSET MGMT INC | $0 | – | -59,210 | -100.0% | -0.01% | – |
| EIM | Exit | EATON VANCE MUN BD FD | $0 | – | -15,269 | -100.0% | -0.01% | – |
| GER | Exit | GOLDMAN SACHS MLP ENERGY REN | $0 | – | -38,768 | -100.0% | -0.01% | – |
| MCA | Exit | BLACKROCK MUNIYIELD CALI QLT | $0 | – | -13,610 | -100.0% | -0.01% | – |
| JMF | Exit | NUVEEN ENERGY MLP TOTL RTRNF | $0 | – | -21,126 | -100.0% | -0.01% | – |
| CTR | Exit | CLEARBRIDGE MLP AND MIDSTRM | $0 | – | -23,847 | -100.0% | -0.01% | – |
| MPA | Exit | BLACKROCK MUNIYIELD PA QLTY | $0 | – | -14,704 | -100.0% | -0.01% | – |
| PFL | Exit | PIMCO INCOME STRATEGY FUND | $0 | – | -17,133 | -100.0% | -0.01% | – |
| FOF | Exit | COHEN & STEERS CLOSED END OP | $0 | – | -17,082 | -100.0% | -0.01% | – |
| OPP | Exit | RIVERNORTH DOUBLELINE STRATE | $0 | – | -11,113 | -100.0% | -0.01% | – |
| NUO | Exit | NUVEEN OHIO QLTY MUN INCOME | $0 | – | -13,600 | -100.0% | -0.01% | – |
| JGH | Exit | NUVEEN GLOBAL HIGH INCOME FD | $0 | – | -14,811 | -100.0% | -0.01% | – |
| SMM | Exit | SALIENT MIDSTREAM & MLP FDsh ben int | $0 | – | -26,390 | -100.0% | -0.01% | – |
| FFA | Exit | FIRST TR ENHANCED EQTY INC F | $0 | – | -15,609 | -100.0% | -0.01% | – |
| VPV | Exit | INVESCO PA VALUE MUN INCOME | $0 | – | -17,200 | -100.0% | -0.01% | – |
| JTA | Exit | NUVEEN TX ADV TOTAL RET STRG | $0 | – | -19,631 | -100.0% | -0.01% | – |
| EHI | Exit | WESTERN ASSET GLB HI INCOME | $0 | – | -24,944 | -100.0% | -0.01% | – |
| INB | Exit | COHEN & STEERS GLOBAL INC BL | $0 | – | -29,121 | -100.0% | -0.02% | – |
| MYN | Exit | BLACKROCK MUNIYIELD NY QLTY | $0 | – | -18,754 | -100.0% | -0.02% | – |
| STK | Exit | COLUMBIA SELIGM PREM TECH GR | $0 | – | -12,475 | -100.0% | -0.02% | – |
| TDF | Exit | TEMPLETON DRAGON FD INC | $0 | – | -12,270 | -100.0% | -0.02% | – |
| GAB | Exit | GABELLI EQUITY TR INC | $0 | – | -41,187 | -100.0% | -0.02% | – |
| GGM | Exit | GUGGENHEIM CR ALLOCATION FD | $0 | – | -11,548 | -100.0% | -0.02% | – |
| NUM | Exit | NUVEEN MICHIGAN QLT MUN INC | $0 | – | -17,205 | -100.0% | -0.02% | – |
| HIX | Exit | WESTERN ASSET HIGH INCM FD I | $0 | – | -37,693 | -100.0% | -0.02% | – |
| TSLF | Exit | THL CR SR LN FD | $0 | – | -14,643 | -100.0% | -0.02% | – |
| JDD | Exit | NUVEEN DIVERSIFIED DIV INCM | $0 | – | -22,925 | -100.0% | -0.02% | – |
| HEQ | Exit | JOHN HANCOCK HDG EQ & INC FD | $0 | – | -17,162 | -100.0% | -0.02% | – |
| TEI | Exit | TEMPLETON EMERG MKTS INCOME | $0 | – | -24,061 | -100.0% | -0.02% | – |
| SPXX | Exit | NUVEEN S&P 500 DYN OVERWRITE | $0 | – | -16,112 | -100.0% | -0.02% | – |
| BWG | Exit | BRANDYWINEGBL GLBAL INM OPRT | $0 | – | -22,132 | -100.0% | -0.02% | – |
| NDP | Exit | TORTOISE ENERGY INDEPENDENC | $0 | – | -35,345 | -100.0% | -0.02% | – |
| THQ | Exit | TEKLA HEALTHCARE OPPORTUNIT | $0 | – | -14,761 | -100.0% | -0.02% | – |
| IGA | Exit | VOYA GLBL ADV & PREM OPP FD | $0 | – | -26,832 | -100.0% | -0.02% | – |
| IIM | Exit | INVESCO VALUE MUN INCOME TR | $0 | – | -17,692 | -100.0% | -0.02% | – |
| GRAF | Exit | GRAF INDL CORP | $0 | – | -25,000 | -100.0% | -0.02% | – |
| FL | Exit | FOOT LOCKER INC | $0 | – | -4,522 | -100.0% | -0.02% | – |
| PPR | Exit | VOYA PRIME RATE TRsh ben int | $0 | – | -55,232 | -100.0% | -0.02% | – |
| IMO | Exit | IMPERIAL OIL LTD | $0 | – | -10,033 | -100.0% | -0.02% | – |
| MCN | Exit | MADISON CVRED CALL & EQ STR | $0 | – | -40,617 | -100.0% | -0.02% | – |
| GLQ | Exit | CLOUGH GLOBAL EQUITY FD | $0 | – | -23,641 | -100.0% | -0.02% | – |
| KMF | Exit | KAYNE ANDERSON MDSTM ENERGY | $0 | – | -26,733 | -100.0% | -0.02% | – |
| EOD | Exit | WELLS FARGO GLOBAL DIVIDEND | $0 | – | -56,496 | -100.0% | -0.02% | – |
| SOR | Exit | SOURCE CAP INC | $0 | – | -8,021 | -100.0% | -0.02% | – |
| DEX | Exit | DELAWARE ENHANCED GBL DIV & | $0 | – | -28,696 | -100.0% | -0.02% | – |
| LDP | Exit | COHEN & STEERS LTD DUR PFD I | $0 | – | -11,435 | -100.0% | -0.02% | – |
| GHY | Exit | PGIM GLOBAL SHORT DURATION H | $0 | – | -19,840 | -100.0% | -0.02% | – |
| NXJ | Exit | NUVEEN NEW JERSEY QULT MUN F | $0 | – | -20,300 | -100.0% | -0.02% | – |
| MMD | Exit | MAINSTAY MACKAY DEFINDTRM MU | $0 | – | -13,508 | -100.0% | -0.02% | – |
| NQP | Exit | NUVEEN PENNSYLVANIA QLT MUN | $0 | – | -22,300 | -100.0% | -0.02% | – |
| FSD | Exit | FIRST TR HIGH INCOME L/S FD | $0 | – | -20,342 | -100.0% | -0.02% | – |
| SWZ | Exit | SWISS HELVETIA FD INC | $0 | – | -41,783 | -100.0% | -0.02% | – |
| VVR | Exit | INVESCO SR INCOME TR | $0 | – | -72,344 | -100.0% | -0.02% | – |
| EAD | Exit | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $0 | – | -40,664 | -100.0% | -0.02% | – |
| NML | Exit | NEUBERGER BERMAN MLP INCOME | $0 | – | -43,673 | -100.0% | -0.02% | – |
| VGI | Exit | VIRTUS GLOBAL MULTI-SEC INC | $0 | – | -26,737 | -100.0% | -0.02% | – |
| PMM | Exit | PUTNAM MANAGED MUN INCOM TR | $0 | – | -45,277 | -100.0% | -0.02% | – |
| HPI | Exit | HANCOCK JOHN PFD INCOME FDsh ben int | $0 | – | -15,522 | -100.0% | -0.02% | – |
| IDE | Exit | VOYA INFRASTRUCTURE INDLS & | $0 | – | -26,731 | -100.0% | -0.02% | – |
| TBRGU | Exit | THUNDER BRIDGE ACQUISITION Lunit 01/01/2025 | $0 | – | -30,000 | -100.0% | -0.02% | – |
| MGU | Exit | MACQUARIE GLBL INFRA TOTL RE | $0 | – | -16,288 | -100.0% | -0.02% | – |
| PHT | Exit | PIONEER HIGH INCOME TR | $0 | – | -38,829 | -100.0% | -0.02% | – |
| JQC | Exit | NUVEEN CR STRATEGIES INCM FD | $0 | – | -43,006 | -100.0% | -0.02% | – |
| HYI | Exit | WESTERN ASSET HGH YLD DFNDFD | $0 | – | -23,587 | -100.0% | -0.02% | – |
| EOT | Exit | EATON VANCE NATL MUN OPPORT | $0 | – | -16,488 | -100.0% | -0.02% | – |
| DHY | Exit | CREDIT SUISSE HIGH YLD BND Fsh ben int | $0 | – | -144,159 | -100.0% | -0.02% | – |
| MHI | Exit | PIONEER MUN HIGH INCOME TR | $0 | – | -28,670 | -100.0% | -0.02% | – |
| JPC | Exit | NUVEEN PFD & INCM OPPORTNYS | $0 | – | -39,457 | -100.0% | -0.02% | – |
| BYM | Exit | BLACKROCK MUNICIPL INC QLTY | $0 | – | -25,900 | -100.0% | -0.02% | – |
| EVN | Exit | EATON VANCE MUNI INCOME TRUSsh ben int | $0 | – | -29,700 | -100.0% | -0.02% | – |
| MAV | Exit | PIONEER MUN HIGH INCOME ADV | $0 | – | -33,973 | -100.0% | -0.02% | – |
| HPS | Exit | HANCOCK JOHN PFD INCOME FD I | $0 | – | -21,766 | -100.0% | -0.02% | – |
| FDEU | Exit | FIRST TR DYNAMIC EUROPE EQT | $0 | – | -27,134 | -100.0% | -0.02% | – |
| NEV | Exit | NUVEEN ENHANCED MUN VALUE FD | $0 | – | -27,000 | -100.0% | -0.02% | – |
| JSD | Exit | NUVEEN SHT DUR CR OPP FD | $0 | – | -23,962 | -100.0% | -0.02% | – |
| FIF | Exit | FIRST TR ENERGY INFRASTRCTR | $0 | – | -27,009 | -100.0% | -0.02% | – |
| IFN | Exit | INDIA FD INC | $0 | – | -17,476 | -100.0% | -0.02% | – |
| MIY | Exit | BLACKROCK MUNIYLD MICH QLTY | $0 | – | -28,629 | -100.0% | -0.02% | – |
| FPL | Exit | FST TR NEW OPPORT MLP & ENE | $0 | – | -47,342 | -100.0% | -0.02% | – |
| ZTR | Exit | VIRTUS GLOBAL DIVID INCOME F | $0 | – | -39,642 | -100.0% | -0.02% | – |
| UWN | Exit | NEVADA GOLD & CASINOS INC | $0 | – | -150,000 | -100.0% | -0.02% | – |
| PDT | Exit | HANCOCK JOHN PREMUIM DIV FD | $0 | – | -26,411 | -100.0% | -0.03% | – |
| EVV | Exit | EATON VANCE LTD DUR INCOME F | $0 | – | -30,833 | -100.0% | -0.03% | – |
| MUJ | Exit | BLACKROCK MUNIHLDGS NJ QLTY | $0 | – | -29,489 | -100.0% | -0.03% | – |
| KTF | Exit | DWS MUN INCOME TR NEW | $0 | – | -36,001 | -100.0% | -0.03% | – |
| DSM | Exit | DREYFUS STRATEGIC MUN BD FD | $0 | – | -52,745 | -100.0% | -0.03% | – |
| ZF | Exit | VIRTUS TOTAL RETURN FUND INC | $0 | – | -43,086 | -100.0% | -0.03% | – |
| AFT | Exit | APOLLO SR FLOATING RATE FD I | $0 | – | -26,747 | -100.0% | -0.03% | – |
| CEM | Exit | CLEARBRIDGE MLP AND MIDSTRM | $0 | – | -36,334 | -100.0% | -0.03% | – |
| MXE | Exit | MEXICO EQUITY & INCOME FD | $0 | – | -38,515 | -100.0% | -0.03% | – |
| AIF | Exit | APOLLO TACTICAL INCOME FD IN | $0 | – | -27,659 | -100.0% | -0.03% | – |
| NBH | Exit | NEUBERGER BERMAN MUNI FD INC | $0 | – | -30,160 | -100.0% | -0.03% | – |
| PPT | Exit | PUTNAM PREMIER INCOME TRsh ben int | $0 | – | -83,829 | -100.0% | -0.03% | – |
| ACP | Exit | ABERDEEN INCOME CR STRATEGIE | $0 | – | -37,587 | -100.0% | -0.03% | – |
| CHY | Exit | CALAMOS CONV & HIGH INCOME F | $0 | – | -43,093 | -100.0% | -0.03% | – |
| IVH | Exit | IVY HIGH INC OPPORTUNITIES F | $0 | – | -32,917 | -100.0% | -0.03% | – |
| WFC | Exit | WELLS FARGO CO NEWput | $0 | – | -9,000 | -100.0% | -0.03% | – |
| WIW | Exit | WESTERN AST INFL LKD OPP & I | $0 | – | -42,229 | -100.0% | -0.03% | – |
| ETB | Exit | EATON VANCE TAX MNGED BUY WR | $0 | – | -32,017 | -100.0% | -0.03% | – |
| GPM | Exit | GUGGENHEIM ENHNCD EQTY INCM | $0 | – | -63,163 | -100.0% | -0.03% | – |
| NRO | Exit | NEUBERGER BERMAN RE ES SEC F | $0 | – | -101,847 | -100.0% | -0.03% | – |
| EOI | Exit | EATON VANCE ENHANCED EQ INC | $0 | – | -34,201 | -100.0% | -0.03% | – |
| FCT | Exit | FIRST TR SR FLG RTE INCM FD | $0 | – | -40,388 | -100.0% | -0.03% | – |
| AFB | Exit | ALLIANCEBERNSTEIN NATL MUNI | $0 | – | -37,580 | -100.0% | -0.03% | – |
| BGX | Exit | BLACKSTONE GSO LNG SHRT CR I | $0 | – | -33,074 | -100.0% | -0.03% | – |
| CCD | Exit | CALAMOS DYNAMIC CONV & INCOM | $0 | – | -27,689 | -100.0% | -0.03% | – |
| KIO | Exit | KKR INCOME OPPORTUNITIES FD | $0 | – | -33,403 | -100.0% | -0.03% | – |
| HTD | Exit | HANCOCK JOHN TAX-ADV DIV INC | $0 | – | -22,811 | -100.0% | -0.03% | – |
| EOS | Exit | EATON VANCE ENH EQTY INC FD | $0 | – | -32,945 | -100.0% | -0.03% | – |
| GAM | Exit | GENERAL AMERN INVS INC | $0 | – | -17,583 | -100.0% | -0.04% | – |
| MUI | Exit | BLACKROCK MUNI INTER DR FD I | $0 | – | -39,668 | -100.0% | -0.04% | – |
| THW | Exit | TEKLA WORLD HEALTHCARE FD | $0 | – | -43,856 | -100.0% | -0.04% | – |
| BTZ | Exit | BLACKROCK CR ALLCTN INC TR | $0 | – | -46,000 | -100.0% | -0.04% | – |
| LEO | Exit | DREYFUS STRATEGIC MUNS INC | $0 | – | -70,509 | -100.0% | -0.04% | – |
| MUC | Exit | BLACKROCK MUNIHLDNGS CALI QL | $0 | – | -41,087 | -100.0% | -0.04% | – |
| BGT | Exit | BLACKROCK FLOATING RATE INCO | $0 | – | -45,353 | -100.0% | -0.04% | – |
| FPF | Exit | FIRST TR INTER DUR PFD & IN | $0 | – | -26,354 | -100.0% | -0.04% | – |
| GLO | Exit | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $0 | – | -64,933 | -100.0% | -0.04% | – |
| Exit | FLAHERTY & CRUMRINE DYN PFD | $0 | – | -26,328 | -100.0% | -0.04% | – | |
| MVF | Exit | BLACKROCK MUNIVEST FD INC | $0 | – | -67,890 | -100.0% | -0.04% | – |
| DPG | Exit | DUFF & PHELPS GLB UTL INC FD | $0 | – | -46,524 | -100.0% | -0.04% | – |
| JRI | Exit | NUVEEN REAL ASSET INM AND GW | $0 | – | -40,933 | -100.0% | -0.04% | – |
| AWP | Exit | ABERDEEN GLOBAL PREMIER PPTY | $0 | – | -111,688 | -100.0% | -0.04% | – |
| ISD | Exit | PGIM SHORT DURATION HIGH YIE | $0 | – | -43,397 | -100.0% | -0.04% | – |
| NCZ | Exit | ALLIANZGI CONV INCOME FD II | $0 | – | -127,082 | -100.0% | -0.04% | – |
| PFN | Exit | PIMCO INCOME STRATEGY FUND I | $0 | – | -59,477 | -100.0% | -0.04% | – |
| JPS | Exit | NUVEEN PFD & INCM SECURTIES | $0 | – | -68,500 | -100.0% | -0.04% | – |
| BLW | Exit | BLACKROCK LTD DURATION INC T | $0 | – | -42,033 | -100.0% | -0.04% | – |
| BIF | Exit | BOULDER GROWTH & INCOME FD I | $0 | – | -55,105 | -100.0% | -0.04% | – |
| DIAX | Exit | NUVEEN DOW 30 DYN OVERWRITE | $0 | – | -35,158 | -100.0% | -0.04% | – |
| EDD | Exit | MORGAN STANLEY EM MKTS DM DE | $0 | – | -93,340 | -100.0% | -0.04% | – |
| RNP | Exit | COHEN & STEERS REIT & PFD IN | $0 | – | -33,025 | -100.0% | -0.04% | – |
| PCN | Exit | PIMCO CORPORATE INCOME STRAT | $0 | – | -39,564 | -100.0% | -0.04% | – |
| EMO | Exit | CLEARBRIDGE ENERGY MIDSTRM O | $0 | – | -76,079 | -100.0% | -0.04% | – |
| NRK | Exit | NUVEEN NEW YORK AMT QLT MUNI | $0 | – | -51,240 | -100.0% | -0.04% | – |
| PEO | Exit | ADAM NAT RES FD INC | $0 | – | -41,372 | -100.0% | -0.04% | – |
| JPI | Exit | NUVEEN PFD & INCOME TERM FD | $0 | – | -29,771 | -100.0% | -0.04% | – |
| TY | Exit | TRI CONTL CORP | $0 | – | -25,197 | -100.0% | -0.04% | – |
| PTY | Exit | PIMCO CORPORATE & INCOME OPP | $0 | – | -40,234 | -100.0% | -0.04% | – |
| PML | Exit | PIMCO MUN INCOME FD II | $0 | – | -46,100 | -100.0% | -0.04% | – |
| NTG | Exit | TORTOISE MLP FD INC | $0 | – | -50,027 | -100.0% | -0.04% | – |
| BGH | Exit | BARINGS GLOBAL SHORT DURATIO | $0 | – | -39,596 | -100.0% | -0.04% | – |
| TYG | Exit | TORTOISE ENERGY INFRA CORP | $0 | – | -32,398 | -100.0% | -0.04% | – |
| NKX | Exit | NUVEEN CALIFORNIA AMT QLT MU | $0 | – | -50,927 | -100.0% | -0.04% | – |
| IQI | Exit | INVESCO QUALITY MUNI INC TRS | $0 | – | -56,897 | -100.0% | -0.04% | – |
| CII | Exit | BLACKROCK ENH CAP & INC FD I | $0 | – | -45,235 | -100.0% | -0.04% | – |
| BGY | Exit | BLACKROCK ENHANCED INTL DIV | $0 | – | -130,318 | -100.0% | -0.05% | – |
| CSQ | Exit | CALAMOS STRATEGIC TOTL RETN | $0 | – | -61,142 | -100.0% | -0.05% | – |
| ETV | Exit | EATON VANCE TX MNG BY WRT OP | $0 | – | -48,755 | -100.0% | -0.05% | – |
| LOAC | Exit | LONGEVITY ACQUISITION CORP | $0 | – | -65,223 | -100.0% | -0.05% | – |
| GECC | Exit | GREAT ELM CAP CORP | $0 | – | -84,780 | -100.0% | -0.05% | – |
| AVK | Exit | ADVENT CLAYMORE CV SECS & IN | $0 | – | -53,899 | -100.0% | -0.05% | – |
| BTO | Exit | HANCOCK JOHN FINL OPPTYS FDsh ben int new | $0 | – | -24,240 | -100.0% | -0.05% | – |
| HFRO | Exit | HIGHLAND FLOATNG RATE OPPRT | $0 | – | -54,124 | -100.0% | -0.05% | – |
| MYD | Exit | BLACKROCK MUNIYIELD FD INC | $0 | – | -55,900 | -100.0% | -0.05% | – |
| BTT | Exit | BLACKROCK MUN 2030 TAR TERM | $0 | – | -34,767 | -100.0% | -0.05% | – |
| BIT | Exit | BLACKROCK MULTI-SECTOR INC T | $0 | – | -46,669 | -100.0% | -0.05% | – |
| NIE | Exit | ALLIANZGI EQUITY & CONV INCO | $0 | – | -39,350 | -100.0% | -0.05% | – |
| DSU | Exit | BLACKROCK DEBT STRAT FD INC | $0 | – | -74,021 | -100.0% | -0.05% | – |
| NTB | Exit | BANK OF NT BUTTERFIELD&SON L | $0 | – | -24,000 | -100.0% | -0.05% | – |
| CHW | Exit | CALAMOS GBL DYN INCOME FUND | $0 | – | -112,608 | -100.0% | -0.05% | – |
| NCV | Exit | ALLIANZGI CONV INCOME FD | $0 | – | -144,911 | -100.0% | -0.05% | – |
| NHF | Exit | NEXPOINT STRATEGIC OPORTUNT | $0 | – | -37,757 | -100.0% | -0.05% | – |
| TIBRU | Exit | TIBERIUS ACQUISITION CORPunit 02/28/2021 | $0 | – | -75,000 | -100.0% | -0.05% | – |
| DBL | Exit | DOUBLELINE OPPORTUNISTIC CR | $0 | – | -42,573 | -100.0% | -0.06% | – |
| EFR | Exit | EATON VANCE SR FLTNG RTE TR | $0 | – | -64,993 | -100.0% | -0.06% | – |
| WRLSU | Exit | PENSARE ACQUISITION CORPunit 07/27/2022 | $0 | – | -78,268 | -100.0% | -0.06% | – |
| FAX | Exit | ABERDEEN ASIA PACIFIC INCOM | $0 | – | -221,959 | -100.0% | -0.06% | – |
| NMZ | Exit | NUVEEN MUN HIGH INCOME OPP F | $0 | – | -74,874 | -100.0% | -0.06% | – |
| QQQX | Exit | NUVEEN NASDAQ 100 DYNAMIC OV | $0 | – | -43,816 | -100.0% | -0.06% | – |
| IGD | Exit | VOYA GLBL EQTY DIV & PREM OP | $0 | – | -151,697 | -100.0% | -0.06% | – |
| FRA | Exit | BLACKROCK FLOAT RATE OME STR | $0 | – | -77,211 | -100.0% | -0.06% | – |
| HYT | Exit | BLACKROCK CORPOR HI YLD FD I | $0 | – | -100,716 | -100.0% | -0.07% | – |
| EMD | Exit | WESTERN ASSET EMRG MKT DEBT | $0 | – | -76,444 | -100.0% | -0.07% | – |
| BCX | Exit | BLACKROCK RES & COMM STRAT T | $0 | – | -135,560 | -100.0% | -0.07% | – |
| AWF | Exit | ALLIANCEBERNSTEIN GBL HGH IN | $0 | – | -91,137 | -100.0% | -0.07% | – |
| ETG | Exit | EATON VANCE TX ADV GLBL DIV | $0 | – | -72,217 | -100.0% | -0.07% | – |
| GLU | Exit | GABELLI GLOBL UTIL & INCOME | $0 | – | -61,327 | -100.0% | -0.07% | – |
| HQH | Exit | TEKLA HEALTHCARE INVSsh ben int | $0 | – | -56,775 | -100.0% | -0.07% | – |
| CCCWS | Exit | CHURCHILL CAP CORP*w exp 09/11/202 | $0 | – | -1,177,750 | -100.0% | -0.07% | – |
| IGR | Exit | CBRE CLARION GLOBAL REAL EST | $0 | – | -169,701 | -100.0% | -0.07% | – |
| GGN | Exit | GAMCO GLOBAL GOLD NAT RES & | $0 | – | -280,434 | -100.0% | -0.07% | – |
| EVT | Exit | EATON VANCE TAX ADVT DIV INC | $0 | – | -55,416 | -100.0% | -0.07% | – |
| ADX | Exit | ADAMS DIVERSIFIED EQUITY FD | $0 | – | -84,288 | -100.0% | -0.08% | – |
| EARN | Exit | ELLINGTON RESIDENTIAL MTG RE | $0 | – | -105,747 | -100.0% | -0.08% | – |
| BST | Exit | BLACKROCK SCIENCE & TECH TR | $0 | – | -39,778 | -100.0% | -0.08% | – |
| GOF | Exit | GUGGENHEIM STRATEGIC OPP FD | $0 | – | -60,389 | -100.0% | -0.08% | – |
| ETW | Exit | EATON VANCE TXMGD GL BUYWR O | $0 | – | -118,959 | -100.0% | -0.08% | – |
| BXMX | Exit | NUVEEN S&P 500 BUY-WRITE INC | $0 | – | -95,535 | -100.0% | -0.08% | – |
| NFJ | Exit | ALLIANZGI NFJ DIVID INT & PR | $0 | – | -117,485 | -100.0% | -0.09% | – |
| NVG | Exit | NUVEEN AMT FREE MUN CR INC F | $0 | – | -89,583 | -100.0% | -0.09% | – |
| AOD | Exit | ABERDEEN TOTAL DYNAMIC DIVD | $0 | – | -177,369 | -100.0% | -0.09% | – |
| RQI | Exit | COHEN & STEERS QUALITY RLTY | $0 | – | -124,735 | -100.0% | -0.09% | – |
| RA | Exit | BROOKFIELD REAL ASSETS INCOM | $0 | – | -74,497 | -100.0% | -0.10% | – |
| NRZ | Exit | NEW RESIDENTIAL INVT CORP | $0 | – | -100,000 | -100.0% | -0.10% | – |
| BCAC | Exit | BISON CAP ACQUISITION CORP | $0 | – | -142,083 | -100.0% | -0.10% | – |
| BDJ | Exit | BLACKROCK ENHANCED EQT DIV T | $0 | – | -197,970 | -100.0% | -0.11% | – |
| ETY | Exit | EATON VANCE TX MGD DIV EQ IN | $0 | – | -152,794 | -100.0% | -0.11% | – |
| CHI | Exit | CALAMOS CONV OPP AND INC FDsh ben int | $0 | – | -177,476 | -100.0% | -0.11% | – |
| NZF | Exit | NUVEEN MUNICIPAL CREDIT INC | $0 | – | -126,059 | -100.0% | -0.12% | – |
| UTF | Exit | COHEN & STEERS INFRASTRUCTUR | $0 | – | -87,414 | -100.0% | -0.12% | – |
| Exit | COLONY CAP INCnote 5.000% 4/1 | $0 | – | -2,000,000 | -100.0% | -0.12% | – | |
| QGEN | Exit | QIAGEN NV | $0 | – | -53,173 | -100.0% | -0.13% | – |
| MDLY | Exit | MEDLEY MGMT INC | $0 | – | -482,050 | -100.0% | -0.13% | – |
| AMCI | Exit | AMCI ACQUISITION CORPclass a | $0 | – | -200,000 | -100.0% | -0.13% | – |
| NEA | Exit | NUVEEN AMT FREE QLTY MUN INC | $0 | – | -162,616 | -100.0% | -0.14% | – |
| NAC | Exit | NUVEEN CA QUALTY MUN INCOME | $0 | – | -159,892 | -100.0% | -0.14% | – |
| TVIX | Exit | CREDIT SUISSE NASSAU BRH | $0 | – | -29,000 | -100.0% | -0.14% | – |
| AER | Exit | AERCAP HOLDINGS NV | $0 | – | -51,944 | -100.0% | -0.14% | – |
| RVT | Exit | ROYCE VALUE TR INC | $0 | – | -177,659 | -100.0% | -0.15% | – |
| WMC | Exit | WESTERN ASSET MTG CAP CORP | $0 | – | -251,535 | -100.0% | -0.15% | – |
| EXG | Exit | EATON VANCE TAX MNGD GBL DV | $0 | – | -282,588 | -100.0% | -0.15% | – |
| PDI | Exit | PIMCO DYNAMIC INCOME FD | $0 | – | -72,424 | -100.0% | -0.15% | – |
| DSL | Exit | DOUBLELINE INCOME SOLUTIONS | $0 | – | -128,539 | -100.0% | -0.16% | – |
| CNAC | Exit | CONSTELLATION ALPHA CAP CORP | $0 | – | -222,955 | -100.0% | -0.16% | – |
| GRSHU | Exit | GORES HOLDINGS III INCunit 09/07/2024 | $0 | – | -259,000 | -100.0% | -0.18% | – |
| GSAHU | Exit | GS ACQUISITION HLDGS CORPunit 06/12/2023 | $0 | – | -290,381 | -100.0% | -0.21% | – |
| QQQ | Exit | INVESCO QQQ TRunit ser 1 | $0 | – | -21,000 | -100.0% | -0.23% | – |
| WSC | Exit | WILLSCOT CORP | $0 | – | -351,611 | -100.0% | -0.23% | – |
| HYAC | Exit | HAYMAKER ACQUISITION CORP | $0 | – | -336,939 | -100.0% | -0.24% | – |
| LFAC | Exit | LF CAP ACQUISITION CORPcl a | $0 | – | -373,525 | -100.0% | -0.26% | – |
| Exit | TTM TECHNOLOGIESinc note 1.750%12/1 | $0 | – | -3,090,000 | -100.0% | -0.26% | – | |
| FSK | Exit | FS KKR CAPITAL CORP | $0 | – | -772,726 | -100.0% | -0.28% | – |
| TIBR | Exit | TIBERIUS ACQUISITION CORP | $0 | – | -476,624 | -100.0% | -0.33% | – |
| EAGL | Exit | PLATINUM EAGLE ACQUISITIN CO | $0 | – | -479,399 | -100.0% | -0.34% | – |
| PCI | Exit | PIMCO DYNMIC CREDIT AND MRT | $0 | – | -231,238 | -100.0% | -0.34% | – |
| MUDS | Exit | MUDRICK CAP ACQUISITION CORP | $0 | – | -539,567 | -100.0% | -0.38% | – |
| DELL | Exit | DELL TECHNOLOGIES INCput | $0 | – | -122,400 | -100.0% | -0.42% | – |
| AREPRD | Exit | ALEXANDRIA REAL ESTATE EQ INpfd conv ser d | $0 | – | -200,000 | -100.0% | -0.47% | – |
| CCC | Exit | CHURCHILL CAP CORP | $0 | – | -730,700 | -100.0% | -0.49% | – |
| MSF | Exit | MORGAN STANLEY EMER MKTS FD | $0 | – | -453,751 | -100.0% | -0.51% | – |
| HES | Exit | HESS CORP | $0 | – | -183,200 | -100.0% | -0.52% | – |
| ORM | Exit | OWENS RLTY MTG INC | $0 | – | -408,513 | -100.0% | -0.54% | – |
| LTN | Exit | UNION ACQUISITION CORP | $0 | – | -826,875 | -100.0% | -0.59% | – |
| WFCPRL | Exit | WELLS FARGO CO NEWperp pfd cnv a | $0 | – | -6,667 | -100.0% | -0.59% | – |
| FSAC | Exit | FEDERAL STR ACQUISITION CORPcl a | $0 | – | -888,000 | -100.0% | -0.64% | – |
| Exit | FLUIDIGM CORP DELnote 2.750% 2/0 | $0 | – | -8,000,000 | -100.0% | -0.64% | – | |
| ILPT | Exit | INDUSTRIAL LOGISTICS PPTYS T | $0 | – | -482,632 | -100.0% | -0.67% | – |
| DELL | Exit | DELL TECHNOLOGIES INCcl c | $0 | – | -208,722 | -100.0% | -0.72% | – |
| SIR | Exit | SELECT INCOME REIT | $0 | – | -1,577,087 | -100.0% | -0.82% | – |
| VGT | Exit | VANGUARD WORLD FDSinf tech etf | $0 | – | -69,700 | -100.0% | -0.82% | – |
| NEE | Exit | NEXTERA ENERGY INC | $0 | – | -67,775 | -100.0% | -0.83% | – |
| AMJ | Exit | JPMORGAN CHASE & COalerian ml etn | $0 | – | -555,000 | -100.0% | -0.87% | – |
| PACQ | Exit | PURE ACQUISITION CORPcl a | $0 | – | -1,264,800 | -100.0% | -0.88% | – |
| KDP | Exit | KEURIG DR PEPPER INC | $0 | – | -609,551 | -100.0% | -1.10% | – |
| BAC | Exit | BANK AMER CORPput | $0 | – | -781,500 | -100.0% | -1.35% | – |
| IEF | Exit | ISHARES TRput | $0 | – | -200,000 | -100.0% | -1.47% | – |
| Exit | TESLA INCnote 0.250% 3/0 | $0 | – | -36,016,000 | -100.0% | -2.64% | – | |
| Exit | TESARO INCnote 3.000%10/0 | $0 | – | -17,750,000 | -100.0% | -2.72% | – | |
| Exit | MICRON TECHNOLOGY INCnote 3.000%11/1 | $0 | – | -36,340,000 | -100.0% | -2.83% | – | |
| Exit | LIBERTY MEDIA CORP DELAWAREnote 1.375%10/1 | $0 | – | -49,817,000 | -100.0% | -3.72% | – | |
| TSLA | Exit | TESLA INCput | $0 | – | -220,000 | -100.0% | -5.15% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2019-05-17
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SEABRIDGE GOLD INC | 32 | Q1 2022 | 9.5% |
| SPROTT PHYSICAL PLAT PALLAD | 23 | Q2 2020 | 6.1% |
| SPDR S&P 500 ETF TR | 21 | Q3 2023 | 12.8% |
| COMMUNITY HEALTH SYS INC NEW | 20 | Q4 2018 | 0.1% |
| SPROTT PHYSICAL GOLD TRUST | 18 | Q3 2023 | 23.1% |
| SPDR S&P 500 ETF TR | 18 | Q3 2023 | 6.9% |
| LIBERTY MEDIA CORP DEL | 17 | Q3 2021 | 8.4% |
| ISHARES INC | 16 | Q4 2021 | 3.0% |
| BROOGE HLDGS LTD | 15 | Q3 2023 | 0.0% |
| BARINGTON HILCO ACQUISITION | 14 | Q2 2018 | 3.7% |
View Weiss Asset Management LP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Aesther Healthcare Acquisition Corp. | February 10, 2023 | 599,469 | 5.7% |
| Alpine Acquisition Corp. | February 10, 2023 | 850,000 | 6.3% |
| AXIOS Sustainable Growth Acquisition Corp | February 10, 2023 | 1,100,501 | 6.2% |
| Far Peak Acquisition Corp | February 10, 2023 | 3,084,431 | 5.1% |
| Global System Dynamics, Inc. | February 10, 2023 | 345,415 | 3.2% |
| Khosla Ventures Acquisition Co. | February 10, 2023 | 1,189,544 | 3.4% |
| Mercato Partners Acquisition Corp | February 10, 2023 | 567,383 | 2.5% |
| Pioneer Merger Corp. | February 10, 2023 | 1,722,140 | 4.3% |
| Powered Brands | February 10, 2023 | 1,403,986 | 5.1% |
| Seaport Calibre Materials Acquisition Corp. | February 10, 2023 | 487,000 | 3.8% |
View Weiss Asset Management LP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-03-05 |
| 13F-HR | 2024-02-12 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-01-26 |
| SC 13G/A | 2024-01-26 |
| SC 13G/A | 2024-01-26 |
| SC 13G/A | 2024-01-26 |
| SC 13G/A | 2024-01-26 |
View Weiss Asset Management LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.