Weiss Asset Management LP - Q4 2013 holdings

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$274 Million is the total value of Weiss Asset Management LP's 116 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 421.4% .

All

			Value		Shares		↓ Weighting
PHYS	Buy	SPROTT PHYSICAL GOLD TRUSTunit	$63,318,000	+597.9%	6,357,189	+671.8%	23.08%	+320.8%
OCRPRB	Buy	OMNICARE CAP TR IIpfd b tr 4.00%	$29,841,000	+11.1%	402,060	+2.2%	10.88%	-33.0%
	New	L-3 COMMUNICATIONS CORPdebt 3.000% 8/0	$19,101,000	–	16,000,000	+100.0%	6.96%	–
	New	ALLIANT TECHSYSTEMS INCnote 3.000% 8/1	$18,371,000	–	11,500,000	+100.0%	6.70%	–
EWY	Sell	ISHARESmsci sth kor etf	$17,784,000	-43.9%	275,000	-46.7%	6.48%	-66.2%
HTWO		HF2 FINL MGMT INCcl a	$12,216,000	0.0%	1,200,000	0.0%	4.45%	-39.7%
SA	New	SEABRIDGE GOLD INC	$8,676,000	–	1,200,000	+100.0%	3.16%	–
TTF	New	THAI FD INC	$6,704,000	–	369,363	+100.0%	2.44%	–
PVG		PRETIUM RES INC	$5,108,000	-25.2%	990,100	0.0%	1.86%	-54.9%
QTETU	New	QUARTET MERGER CORPunit 99/99/9999t	$5,005,000	–	500,000	+100.0%	1.82%	–
SPPP	Buy	SPROTT PHYSICAL PLAT PALLADunit	$4,804,000	+57.8%	553,404	+62.0%	1.75%	-4.8%
CHN	New	CHINA FD INC	$4,768,000	–	229,134	+100.0%	1.74%	–
KODK	New	EASTMAN KODAK CO	$4,599,000	–	132,500	+100.0%	1.68%	–
DSL	New	DOUBLELINE INCOME SOLUTIONS	$4,384,000	–	207,858	+100.0%	1.60%	–
ABE	New	ABERDEEN EMERGING MKTS SMALL	$3,311,000	–	240,070	+100.0%	1.21%	–
DAL	New	DELTA AIR LINES INC DEL	$2,955,000	–	107,579	+100.0%	1.08%	–
IYT	New	ISHAREStrans avg etf	$2,744,000	–	20,800	+100.0%	1.00%	–
BTT	New	BLACKROCK MUN TARGET TERM TR	$2,699,000	–	157,669	+100.0%	0.98%	–
MWRX	New	MERGEWORTHRX CORP	$2,642,000	–	325,000	+100.0%	0.96%	–
INXB		INFINITY CROSS BORDER ACQUIS	$2,544,000	+1.2%	320,000	0.0%	0.93%	-39.1%
GGN	New	GAMCO GLOBAL GOLD NAT RES &	$2,027,000	–	224,688	+100.0%	0.74%	–
	New	GENCORP INCsdcv 4.062%12/3	$1,986,000	–	1,000,000	+100.0%	0.72%	–
TVIX	Buy	CREDIT SUISSE AG NASSAU BRHexchtrade shterm	$1,950,000	+59.6%	259,936	+224.0%	0.71%	-3.8%
TKF	New	TURKISH INVT FD INC	$1,947,000	–	132,719	+100.0%	0.71%	–
NAC	New	NUVEEN CA DIVIDEND ADV MUN F	$1,761,000	–	137,068	+100.0%	0.64%	–
RVT	New	ROYCE VALUE TR INC	$1,572,000	–	98,228	+100.0%	0.57%	–
SPY	New	SPDR S&P 500 ETF TRtr unit	$1,570,000	–	8,500	+100.0%	0.57%	–
CBA	Buy	CLEARBRIDGE AMERN ENERG MLP	$1,477,000	+193.1%	82,773	+208.9%	0.54%	+76.4%
UAL	New	UNITED CONTL HLDGS INC	$1,324,000	–	35,003	+100.0%	0.48%	–
RQI	New	COHEN & STEERS QUALITY RLTY	$1,249,000	–	131,778	+100.0%	0.46%	–
GF	New	NEW GERMANY FD INC	$1,244,000	–	62,407	+100.0%	0.45%	–
GCH	New	ABERDEEN GTR CHINA FD INC	$1,211,000	–	119,163	+100.0%	0.44%	–
IFN	New	INDIA FD INC	$1,193,000	–	59,654	+100.0%	0.44%	–
TRQRT	New	TURQUOISE HILL RES LTDright 01/07/2014	$1,177,000	–	1,250,000	+100.0%	0.43%	–
QPAC	New	QUINPARIO ACQUISITION CORP	$994,000	–	98,400	+100.0%	0.36%	–
PALDF	Sell	NORTH AMERN PALLADIUM LTD	$987,000	-94.0%	1,500,000	-91.3%	0.36%	-96.4%
EMD	New	WESTERN ASSET EMRG MKT DEBT	$946,000	–	55,012	+100.0%	0.34%	–
KEF	New	KOREA EQUITY FD INC	$885,000	–	106,384	+100.0%	0.32%	–
BOI	New	BROOKFIELD MTG OPP INC FD IN	$878,000	–	53,004	+100.0%	0.32%	–
NID	New	NUVEEN INTER DURATION MN TMF	$846,000	–	73,535	+100.0%	0.31%	–
CEN	New	CENTER COAST MLP & INFRSTR F	$817,000	–	44,608	+100.0%	0.30%	–
ETUA	Buy	EUNITS 2 YR US EQTY MKT PTNTunit	$789,000	+9.1%	67,398	+5.7%	0.29%	-34.1%
FFC	New	FLAHERTY&CRMN PFD SEC INCOM	$705,000	–	40,311	+100.0%	0.26%	–
NUV	New	NUVEEN MUN VALUE FD INC	$684,000	–	75,663	+100.0%	0.25%	–
EDF	New	STONE HBR EMERG MRKTS INC FD	$664,000	–	36,268	+100.0%	0.24%	–
KYE	New	KAYNE ANDERSON ENRGY TTL RT	$622,000	–	22,750	+100.0%	0.23%	–
E103PS	New	WESTERN ASSET EMRG MKT INCM	$612,000	–	51,708	+100.0%	0.22%	–
CEE	New	CENTRAL EUR RUSS & TURK FD I	$605,000	–	19,805	+100.0%	0.22%	–
LUV	New	SOUTHWEST AIRLS CO	$567,000	–	30,094	+100.0%	0.21%	–
TEI	New	TEMPLETON EMERG MKTS INCOME	$566,000	–	41,501	+100.0%	0.21%	–
ARMF	New	ARES MULTI STRATEGY CR FD IN	$542,000	–	25,600	+100.0%	0.20%	–
GLQ	New	CLOUGH GLOBAL EQUITY FD	$515,000	–	32,797	+100.0%	0.19%	–
JRO	New	NUVEEN FLTNG RTE INCM OPP FD	$500,000	–	41,060	+100.0%	0.18%	–
MYD	New	BLACKROCK MUNIYIELD FD INC	$498,000	–	38,863	+100.0%	0.18%	–
ASG	New	LIBERTY ALL-STAR GROWTH FD I	$482,000	–	85,703	+100.0%	0.18%	–
NZF	New	NUVEEN DIV ADV MUNI FD 3	$470,000	–	38,054	+100.0%	0.17%	–
HPS	New	HANCOCK JOHN PFD INCOME FD I	$463,000	–	29,680	+100.0%	0.17%	–
GNT	New	GAMCO NAT RES GOLD & INCOMEsh ben int	$459,000	–	45,828	+100.0%	0.17%	–
NMA	New	NUVEEN MUN ADVANTAGE FD INC	$458,000	–	37,684	+100.0%	0.17%	–
ETUB	New	EUNITS 2 YR U S MKT PARTN TRunit	$444,000	–	38,036	+100.0%	0.16%	–
HPI	New	HANCOCK JOHN PFD INCOME FDsh ben int	$437,000	–	24,504	+100.0%	0.16%	–
EFR	New	EATON VANCE SR FLTNG RTE TR	$399,000	–	26,521	+100.0%	0.14%	–
VGM	New	INVESCO TR INVT GRADE MUNS	$392,000	–	32,177	+100.0%	0.14%	–
IHD	New	ING EMERGING MKTS HGH DIV EQ	$387,000	–	32,919	+100.0%	0.14%	–
NVC	New	NUVEEN CA SELECT QUALITY MUN	$385,000	–	27,983	+100.0%	0.14%	–
MYI	New	BLACKROCK MUNIYIELD QLTY FD	$384,000	–	30,300	+100.0%	0.14%	–
FCT	New	FIRST TR SR FLG RTE INCM FD	$385,000	–	26,583	+100.0%	0.14%	–
MFL	New	BLACKROCK MUNIHLDS INVSTM QL	$384,000	–	30,636	+100.0%	0.14%	–
MVF	New	BLACKROCK MUNIVEST FD INC	$380,000	–	42,608	+100.0%	0.14%	–
BFZ	New	BLACKROCK CALIF MUN INCOME Tsh ben int	$366,000	–	26,782	+100.0%	0.13%	–
GBAB	New	GUGGENHEIM BLD AMR BDS MANG	$364,000	–	18,390	+100.0%	0.13%	–
HPF	New	HANCOCK JOHN PFD INCOME FD I	$361,000	–	20,152	+100.0%	0.13%	–
MYN	New	BLACKROCK MUNIYIELD NY QLTY	$355,000	–	29,420	+100.0%	0.13%	–
MUA	New	BLACKROCK MUNIASSETS FD INC	$350,000	–	30,276	+100.0%	0.13%	–
IQI	New	INVESCO QUALITY MUNI INC TRS	$337,000	–	30,305	+100.0%	0.12%	–
EXD	New	EATON VANCE TAX-ADV BD & OPT	$336,000	–	23,629	+100.0%	0.12%	–
NEV	New	NUVEEN ENHANCED MUN VALUE FD	$335,000	–	25,880	+100.0%	0.12%	–
NQS	New	NUVEEN SELECT QUALITY MUN FD	$332,000	–	26,746	+100.0%	0.12%	–
PMO	New	PUTNAM MUN OPPORTUNITIES TRsh ben int	$333,000	–	31,009	+100.0%	0.12%	–
NXZ	New	NUVEEN DIV ADVANTAGE MUN FD	$308,000	–	24,306	+100.0%	0.11%	–
FEN	New	FIRST TR ENERGY INCOME & GRW	$305,000	–	9,452	+100.0%	0.11%	–
IIM	New	INVESCO VALUE MUN INCOME TR	$295,000	–	21,847	+100.0%	0.11%	–
8107SC	New	AMERICAN STRATEGIC INCM PTFL	$283,000	–	31,505	+100.0%	0.10%	–
NKX	New	NUVEEN CAL AMT-FREE MUN INC	$279,000	–	22,915	+100.0%	0.10%	–
NEA	New	NUVEEN AMT-FREE MUN INCOME F	$268,000	–	22,227	+100.0%	0.10%	–
BLE	New	BLACKROCK MUNI INCOME TR II	$260,000	–	19,664	+100.0%	0.10%	–
BYM	New	BLACKROCK MUNICIPL INC QLTY	$253,000	–	19,971	+100.0%	0.09%	–
NPV	New	NUVEEN VA PREM INCOME MUN FD	$247,000	–	20,929	+100.0%	0.09%	–
JRS	New	NUVEEN REAL ESTATE INCOME FD	$245,000	–	25,778	+100.0%	0.09%	–
TSLF	New	THL CR SR LN FD	$236,000	–	12,848	+100.0%	0.09%	–
KMM	New	DWS MULTI MKT INCOME TR	$237,000	–	25,239	+100.0%	0.09%	–
NPM	New	NUVEEN PREM INCOME MUN FD 2	$232,000	–	18,523	+100.0%	0.08%	–
MYC	New	BLACKROCK MUNIYIELD CALIF FD	$221,000	–	16,002	+100.0%	0.08%	–
MUJ	New	BLACKROCK MUNIHLDGS NJ QLTY	$211,000	–	16,112	+100.0%	0.08%	–
BSL	New	BLACKSTONE GSO FLTING RTE FU	$208,000	–	11,013	+100.0%	0.08%	–
JBLU	New	JETBLUE AIRWAYS CORP	$197,000	–	23,088	+100.0%	0.07%	–
GRR	New	ASIA TIGERS FD INC	$194,000	–	17,314	+100.0%	0.07%	–
MHN	New	BLACKROCK MUNIHLDGS NY QLTY	$193,000	–	15,443	+100.0%	0.07%	–
INXBW		INFINITY CROSS BORDER ACQUIS*w exp 07/25/201	$192,000	-7.7%	320,000	0.0%	0.07%	-44.4%
MIY	New	BLACKROCK MUNIYLD MICH QLTY	$187,000	–	14,988	+100.0%	0.07%	–
MYJ	New	BLACKROCK MUNIYIELD N J FD I	$182,000	–	13,294	+100.0%	0.07%	–
MXE	New	MEXICO EQUITY & INCOME FD	$172,000	–	11,531	+100.0%	0.06%	–
NNC	New	NUVEEN N C PREM INCOME MUN F	$172,000	–	14,381	+100.0%	0.06%	–
EVN	New	EATON VANCE MUNI INCOME TRUSsh ben int	$159,000	–	15,126	+100.0%	0.06%	–
NQI	New	NUVEEN QUALITY MUN FD INC	$159,000	–	13,181	+100.0%	0.06%	–
MUC	New	BLACKROCK MUNIHLDNGS CALI QL	$146,000	–	11,047	+100.0%	0.05%	–
PML	New	PIMCO MUN INCOME FD II	$136,000	–	12,800	+100.0%	0.05%	–
CLM	Sell	CORNERSTONE STRATEGIC VALUE	$131,000	-83.2%	19,902	-81.7%	0.05%	-89.8%
LEO	New	DREYFUS STRATEGIC MUNS INC	$121,000	–	15,895	+100.0%	0.04%	–
IF	New	ABERDEEN INDONESIA FD INC	$115,000	–	13,908	+100.0%	0.04%	–
FCO	New	ABERDEEN GLOBAL INCOME FD IN	$112,000	–	10,796	+100.0%	0.04%	–
DSM	New	DREYFUS STRATEGIC MUN BD FD	$106,000	–	14,278	+100.0%	0.04%	–
BSP	New	AMERN STRATEGIC INCOME PTFL	$107,000	–	13,887	+100.0%	0.04%	–
T101SC	New	AMERICAN STRATEGIC INCOME II	$88,000	–	13,466	+100.0%	0.03%	–
CIK	New	CREDIT SUISSE ASSET MGMT INC	$71,000	–	19,957	+100.0%	0.03%	–
QPACW	New	QUINPARIO ACQUISITION CORP*w exp 09/27/201	$35,000	–	98,400	+100.0%	0.01%	–
NGD	Exit	NEW GOLD INC CDA	$0	–	-12,529	-100.0%	-0.04%	–
GAZZF	Exit	BARCLAYS BANK PLCetn djubs nat37	$0	–	-37,133	-100.0%	-0.05%	–
GSV	Exit	GOLD STD VENTURES CORP	$0	–	-250,000	-100.0%	-0.09%	–
DNIF	Exit	DIVIDEND & INCOME FUND	$0	–	-11,982	-100.0%	-0.10%	–
IREBY	Exit	IRELAND BKspnsrd adr new	$0	–	-30,677	-100.0%	-0.21%	–
NAI	Exit	ALLIANZGI INTL & PREM STRATE	$0	–	-65,663	-100.0%	-0.42%	–
QPACU	Exit	QUINPARIO ACQUISITION CORPunit 99/99/9999	$0	–	-98,400	-100.0%	-0.60%	–
VNM	Exit	MARKET VECTORS ETF TRvietnam etf	$0	–	-104,455	-100.0%	-1.13%	–
MWRX	Exit	MEDWORTH ACQUISITION CORP	$0	–	-325,000	-100.0%	-1.59%	–
VT	Exit	VANGUARD INTL EQUITY INDEX Ftt wrld st etf	$0	–	-47,591	-100.0%	-1.60%	–
	Exit	AFFORDABLE RESIDENTIAL CMNTYnote 7.500% 8/1	$0	–	-2,000,000	-100.0%	-1.67%	–
VXX	Exit	BARCLAYS BK PLCcall	$0	–	-300,000	-100.0%	-2.67%	–
AMJ	Exit	JPMORGAN CHASE & COalerian ml etn	$0	–	-116,201	-100.0%	-3.13%	–
UMC	Exit	UNITED MICROELECTRONICS CORPspon adr new	$0	–	-3,598,975	-100.0%	-4.48%	–
TSM	Exit	TAIWAN SEMICONDUCTOR MFG LTDsponsored adr	$0	–	-1,398,139	-100.0%	-14.34%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2014-02-12

Signatures

The EDGAR filing(s) were signed by:

Georgiy Nikitin — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SEABRIDGE GOLD INC	32	Q1 2022	9.5%
SPROTT PHYSICAL PLAT PALLAD	23	Q2 2020	6.1%
SPDR S&P 500 ETF TR	21	Q3 2023	12.8%
COMMUNITY HEALTH SYS INC NEW	20	Q4 2018	0.1%
SPROTT PHYSICAL GOLD TRUST	18	Q3 2023	23.1%
SPDR S&P 500 ETF TR	18	Q3 2023	6.9%
LIBERTY MEDIA CORP DEL	17	Q3 2021	8.4%
ISHARES INC	16	Q4 2021	3.0%
BROOGE HLDGS LTD	15	Q3 2023	0.0%
BARINGTON HILCO ACQUISITION	14	Q2 2018	3.7%

View Weiss Asset Management LP's complete holdings history.

Latest significant ownerships (13-D/G)

Weiss Asset Management LP Q4 2013 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Aesther Healthcare Acquisition Corp.	February 10, 2023	599,469	5.7%
Alpine Acquisition Corp.	February 10, 2023	850,000	6.3%
AXIOS Sustainable Growth Acquisition Corp	February 10, 2023	1,100,501	6.2%
Far Peak Acquisition Corp	February 10, 2023	3,084,431	5.1%
Global System Dynamics, Inc.	February 10, 2023	345,415	3.2%
Khosla Ventures Acquisition Co.	February 10, 2023	1,189,544	3.4%
Mercato Partners Acquisition Corp	February 10, 2023	567,383	2.5%
Pioneer Merger Corp.	February 10, 2023	1,722,140	4.3%
Powered Brands	February 10, 2023	1,403,986	5.1%
Seaport Calibre Materials Acquisition Corp.	February 10, 2023	487,000	3.8%

View Weiss Asset Management LP's complete significant-ownership history.

Latest filings

Type	Filed
SC 13D/A	2024-03-05
13F-HR	2024-02-12
SC 13G/A	2024-02-09
SC 13G/A	2024-02-09
SC 13G/A	2024-02-09
SC 13G/A	2024-01-26
SC 13G/A	2024-01-26
SC 13G/A	2024-01-26
SC 13G/A	2024-01-26
SC 13G/A	2024-01-26

View Weiss Asset Management LP's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (274326000.0 != 274325000.0)

Export Weiss Asset Management LP's holdings