$316 Million is the total value of FOUNDERS FINANCIAL SECURITIES LLC's 115 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was 36.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $16,477,000 | +71.5% | 153,088 | +56.1% | 5.22% | +49.9% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $15,487,000 | +672.4% | 200,737 | +594.2% | 4.91% | +575.1% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $15,465,000 | +72.3% | 54,748 | +52.5% | 4.90% | +50.7% |
| AGG | Buy | ISHARES TRcore us aggbd et | $14,212,000 | +54.2% | 130,305 | +50.5% | 4.50% | +34.8% |
| BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $14,202,000 | +64.2% | 174,948 | +60.3% | 4.50% | +43.6% |
| TOTL | Buy | SSGA ACTIVE ETF TRspdr tr tactic | $12,327,000 | +62.3% | 254,948 | +59.0% | 3.91% | +41.9% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $12,026,000 | +71.5% | 74,810 | +47.4% | 3.81% | +50.0% |
| IEMG | New | ISHARES INCcore msci emkt | $12,019,000 | – | 232,437 | +100.0% | 3.81% | – |
| SPYG | Buy | SPDR SERIES TRUSTprtflo s&p500 gw | $11,890,000 | +34.4% | 319,526 | +17.4% | 3.77% | +17.5% |
| QUAL | Buy | ISHARES TRusa quality fctr | $11,736,000 | +55.8% | 132,533 | +35.0% | 3.72% | +36.2% |
| SPDW | Buy | SPDR INDEX SHS FDSportfolio devlpd | $9,832,000 | +104.2% | 336,601 | +85.0% | 3.12% | +78.6% |
| HEFA | New | ISHARES TRhdg msci eafe | $9,368,000 | – | 324,484 | +100.0% | 2.97% | – |
| SHY | Sell | ISHARES TR1 3 yr treas bd | $8,640,000 | -79.1% | 102,706 | -79.2% | 2.74% | -81.7% |
| SPYV | Sell | SPDR SERIES TRUSTprtflo s&p500 vl | $7,934,000 | -27.9% | 262,029 | -35.3% | 2.51% | -37.0% |
| IWF | Buy | ISHARES TRrus 1000 grw etf | $7,869,000 | +69.8% | 51,988 | +46.9% | 2.49% | +48.5% |
| RSP | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $6,635,000 | +201.0% | 63,534 | +163.4% | 2.10% | +163.2% |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $6,334,000 | +65.8% | 53,203 | +57.1% | 2.01% | +45.0% |
| SPEM | Sell | SPDR INDEX SHS FDSportfolio emg mk | $6,128,000 | -11.0% | 171,362 | -19.5% | 1.94% | -22.2% |
| BIL | Buy | SPDR SER TRspdr bloomberg | $4,959,000 | +32.4% | 54,136 | +32.2% | 1.57% | +15.7% |
| VSS | New | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $4,530,000 | – | 43,505 | +100.0% | 1.44% | – |
| DGRO | Buy | ISHARES TRcore div grwth | $4,332,000 | +232.5% | 117,866 | +200.2% | 1.37% | +190.9% |
| IJH | Buy | ISHARES TRcore s&p mcp etf | $4,198,000 | +191.3% | 22,161 | +155.5% | 1.33% | +154.8% |
| XSLV | Buy | INVESCO EXCHNG TRADED FD TRs&p smlcp low | $4,036,000 | +214.1% | 85,982 | +185.3% | 1.28% | +174.5% |
| HTD | Sell | HANCOCK JOHN TAX-ADV DIV INC | $4,000,000 | +20.8% | 160,341 | -1.1% | 1.27% | +5.7% |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $3,830,000 | +74.8% | 76,364 | +58.8% | 1.21% | +52.9% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $3,807,000 | +14.7% | 13,378 | +1.4% | 1.21% | +0.2% |
| FTC | Buy | FIRST TR LRG CP GRWTH ALPHAD | $3,780,000 | +44.0% | 56,446 | +23.2% | 1.20% | +26.0% |
| SHV | Sell | ISHARES TRshort treas bd | $3,718,000 | -89.3% | 33,624 | -89.4% | 1.18% | -90.7% |
| FTA | Buy | FIRST TR LRG CP VL ALPHADEX | $3,662,000 | +41.6% | 71,002 | +26.9% | 1.16% | +23.7% |
| XMLV | New | INVESCO EXCHNG TRADED FD TRs&p midcp low | $3,580,000 | – | 72,075 | +100.0% | 1.13% | – |
| IEUS | New | ISHARES TRdevsmcp exna etf | $3,006,000 | – | 59,526 | +100.0% | 0.95% | – |
| BKF | New | ISHARES INCmsci bric indx | $2,960,000 | – | 68,655 | +100.0% | 0.94% | – |
| FVD | Buy | FIRST TR VALUE LINE DIVID IN | $2,371,000 | +21.8% | 71,898 | +7.4% | 0.75% | +6.4% |
| SPAB | Buy | SPDR SERIES TRUSTportfolio agrgte | $2,318,000 | +59.2% | 81,215 | +55.3% | 0.74% | +39.2% |
| XOM | Sell | EXXON MOBIL CORP | $2,260,000 | +18.4% | 27,974 | -0.1% | 0.72% | +3.5% |
| JRO | Sell | NUVEEN FLTNG RTE INCM OPP FD | $1,970,000 | +7.2% | 201,681 | -1.0% | 0.62% | -6.3% |
| PWB | Buy | INVESCO EXCHANGE TRADED FD Tdynmc lrg gwth | $1,875,000 | +42.2% | 39,507 | +24.2% | 0.59% | +24.3% |
| IWR | Buy | ISHARES TRrus mid cap etf | $1,851,000 | +41.6% | 34,286 | +22.0% | 0.59% | +23.8% |
| PHO | New | INVESCO EXCHANGE TRADED FD Twater res etf | $1,815,000 | – | 53,411 | +100.0% | 0.58% | – |
| HYG | Buy | ISHARES TRiboxx hi yd etf | $1,446,000 | +54.2% | 16,718 | +44.5% | 0.46% | +34.7% |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $1,413,000 | +53.8% | 7,575 | +27.2% | 0.45% | +34.5% |
| HD | Buy | HOME DEPOT INC | $1,251,000 | +27.5% | 6,518 | +14.1% | 0.40% | +11.2% |
| CSCO | Buy | CISCO SYS INC | $1,241,000 | +37.4% | 22,988 | +10.4% | 0.39% | +20.2% |
| VYM | Buy | VANGUARD WHITEHALL FDS INChigh div yld | $1,239,000 | +18.9% | 14,103 | +5.5% | 0.39% | +4.0% |
| PEP | Sell | PEPSICO INC | $1,219,000 | +9.2% | 9,948 | -1.5% | 0.39% | -4.5% |
| LMT | Sell | LOCKHEED MARTIN CORP | $1,124,000 | +13.0% | 3,745 | -1.4% | 0.36% | -1.4% |
| PFF | Buy | ISHARES TRpfd and incm sec | $1,105,000 | +59.2% | 30,225 | +49.1% | 0.35% | +38.9% |
| JNJ | Buy | JOHNSON & JOHNSON | $1,104,000 | +17.1% | 7,901 | +8.1% | 0.35% | +2.3% |
| MUB | Buy | ISHARES TRnational mun etf | $1,054,000 | +3.6% | 9,481 | +1.7% | 0.33% | -9.5% |
| SLB | Buy | SCHLUMBERGER LTD | $1,003,000 | +24.6% | 23,025 | +3.2% | 0.32% | +8.9% |
| TTE | Sell | TOTAL S Asponsored ads | $1,001,000 | +5.5% | 17,987 | -1.1% | 0.32% | -7.8% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $966,000 | +23.2% | 6,849 | -0.7% | 0.31% | +7.7% |
| VIG | Buy | VANGUARD GROUPdiv app etf | $955,000 | +18.5% | 8,706 | +5.8% | 0.30% | +3.8% |
| HYB | NEW AMER HIGH INCOME FD INC | $956,000 | +13.1% | 111,775 | 0.0% | 0.30% | -1.0% | |
| WMT | Sell | WALMART INC | $950,000 | +4.5% | 9,743 | -0.1% | 0.30% | -8.5% |
| PG | Buy | PROCTER AND GAMBLE CO | $931,000 | +24.1% | 8,949 | +9.6% | 0.30% | +8.5% |
| CVX | Sell | CHEVRON CORP NEW | $927,000 | +11.7% | 7,523 | -1.3% | 0.29% | -2.3% |
| OXY | Sell | OCCIDENTAL PETE CORP | $926,000 | +6.8% | 13,986 | -1.0% | 0.29% | -6.7% |
| AAPL | Buy | APPLE INC | $923,000 | +71.6% | 4,826 | +41.4% | 0.29% | +49.7% |
| BNS | Sell | BANK N S HALIFAX | $906,000 | +6.5% | 16,996 | -0.4% | 0.29% | -6.8% |
| SBUX | Sell | STARBUCKS CORP | $884,000 | +12.2% | 11,885 | -2.9% | 0.28% | -2.1% |
| PKO | PIMCO INCOME OPPORTUNITY FD | $839,000 | +5.3% | 31,405 | 0.0% | 0.27% | -8.0% | |
| ADP | Sell | AUTOMATIC DATA PROCESSING IN | $830,000 | +18.7% | 5,197 | -2.5% | 0.26% | +4.0% |
| FXL | Buy | FIRST TR EXCHANGE TRADED FDtech alphadex | $823,000 | +139.9% | 12,876 | +97.2% | 0.26% | +110.5% |
| QTEC | Buy | FIRST TR NASDAQ100 TECH INDE | $825,000 | +139.8% | 10,014 | +98.0% | 0.26% | +108.8% |
| SJM | Buy | SMUCKER J M CO | $793,000 | +24.7% | 6,811 | +0.2% | 0.25% | +9.1% |
| FDN | Buy | FIRST TR EXCHANGE TRADED FDdj internt idx | $775,000 | +125.9% | 5,578 | +89.5% | 0.25% | +98.4% |
| FBT | Buy | FIRST TR EXCHANGE TRADED FDny arca biotech | $768,000 | +132.7% | 5,088 | +91.6% | 0.24% | +102.5% |
| FXH | Buy | FIRST TR EXCHANGE TRADED FDhlth care alph | $766,000 | +144.7% | 10,029 | +120.4% | 0.24% | +115.0% |
| DUK | Sell | DUKE ENERGY CORP NEW | $750,000 | +3.3% | 8,335 | -1.0% | 0.24% | -9.5% |
| SHOP | Buy | SHOPIFY INCcl a | $716,000 | +141.1% | 3,466 | +61.5% | 0.23% | +110.2% |
| GSK | Sell | GLAXOSMITHKLINE PLCsponsored adr | $710,000 | +7.1% | 16,997 | -2.1% | 0.22% | -6.2% |
| XEL | Sell | XCEL ENERGY INC | $689,000 | +12.4% | 12,249 | -1.5% | 0.22% | -1.8% |
| HYLB | New | DBX ETF TRxtrack usd high | $668,000 | – | 13,439 | +100.0% | 0.21% | – |
| IEF | New | ISHARES TRbarclays 7 10 yr | $634,000 | – | 5,947 | +100.0% | 0.20% | – |
| AGN | Buy | ALLERGAN PLC | $630,000 | +11.7% | 4,300 | +2.0% | 0.20% | -2.0% |
| RDSA | Sell | ROYAL DUTCH SHELL PLCspons adr a | $630,000 | +5.7% | 10,066 | -1.5% | 0.20% | -7.4% |
| IGSB | Buy | ISHARES TRsh tr crport etf | $626,000 | +7.4% | 11,853 | +5.0% | 0.20% | -6.2% |
| PACW | Buy | PACWEST BANCORP DEL | $611,000 | +13.6% | 16,252 | +0.5% | 0.19% | -0.5% |
| DAL | Sell | DELTA AIR LINES INC DEL | $608,000 | +2.7% | 11,772 | -0.7% | 0.19% | -10.2% |
| WFC | Sell | WELLS FARGO CO NEW | $593,000 | +4.6% | 12,277 | -0.2% | 0.19% | -8.3% |
| XLP | Sell | SELECT SECTOR SPDR TRsbi cons stpls | $568,000 | +8.6% | 10,043 | -2.6% | 0.18% | -5.3% |
| KO | Buy | COCA COLA CO | $550,000 | +14.3% | 11,735 | +15.6% | 0.17% | 0.0% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $545,000 | +16.0% | 3,563 | +1.4% | 0.17% | +1.8% |
| AGGY | New | WISDOMTREE TRyield enhancd us | $543,000 | – | 10,891 | +100.0% | 0.17% | – |
| HON | Buy | HONEYWELL INTL INC | $527,000 | +32.1% | 3,316 | +9.8% | 0.17% | +15.2% |
| MMM | Buy | 3M CO | $526,000 | +19.3% | 2,531 | +9.5% | 0.17% | +4.4% |
| SPIB | Buy | SPDR SERIES TRUSTportfolio intrmd | $453,000 | +107.8% | 13,266 | +100.9% | 0.14% | +82.3% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $407,000 | +13.1% | 1,768 | +22.3% | 0.13% | -0.8% |
| ITA | Buy | ISHARES TRus aer def etf | $394,000 | +41.2% | 1,921 | +19.1% | 0.12% | +23.8% |
| VPU | VANGUARD WORLD FDSutilities etf | $374,000 | +8.4% | 2,925 | 0.0% | 0.12% | -4.8% | |
| BOTZ | New | GLOBAL X FDSrbtcs artfl inte | $373,000 | – | 18,564 | +100.0% | 0.12% | – |
| FSZ | New | FIRST TR EXCH TRD ALPHA FD Iswitzlnd alpha | $369,000 | – | 7,668 | +100.0% | 0.12% | – |
| FDT | New | FIRST TR EXCH TRD ALPHA FD Idev mrk ex us | $367,000 | – | 6,741 | +100.0% | 0.12% | – |
| BICK | New | FIRST TR BICK INDEX FD | $363,000 | – | 13,377 | +100.0% | 0.12% | – |
| FGM | New | FIRST TR EXCH TRD ALPHA FD Igermany alpha | $353,000 | – | 8,561 | +100.0% | 0.11% | – |
| DON | Buy | WISDOMTREE TRus midcap divid | $350,000 | +27.7% | 9,546 | +10.3% | 0.11% | +12.1% |
| FBZ | New | FIRST TR EXCH TRD ALPHA FD Ibrazil alphadex | $342,000 | – | 23,929 | +100.0% | 0.11% | – |
| ARKG | New | ARK ETF TRgen rev mltsct | $301,000 | – | 9,152 | +100.0% | 0.10% | – |
| MSFT | New | MICROSOFT CORP | $277,000 | – | 2,336 | +100.0% | 0.09% | – |
| PFE | Buy | PFIZER INC | $271,000 | +19.4% | 6,384 | +22.8% | 0.09% | +4.9% |
| DGRW | Sell | WISDOMTREE TRus qtly div grt | $229,000 | -9.5% | 5,310 | -19.4% | 0.07% | -20.7% |
| OLBK | OLD LINE BANCSHARES INC | $226,000 | -5.4% | 9,082 | 0.0% | 0.07% | -17.2% | |
| AYX | New | ALTERYX INC | $226,000 | – | 2,700 | +100.0% | 0.07% | – |
| DIS | New | DISNEY WALT CO | $224,000 | – | 2,013 | +100.0% | 0.07% | – |
| V | New | VISA INC | $217,000 | – | 1,387 | +100.0% | 0.07% | – |
| CYBR | New | CYBERARK SOFTWARE LTD | $217,000 | – | 1,823 | +100.0% | 0.07% | – |
| CGC | New | CANOPY GROWTH CORP | $215,000 | – | 4,962 | +100.0% | 0.07% | – |
| DVY | New | ISHARES TRselect divid etf | $209,000 | – | 2,125 | +100.0% | 0.07% | – |
| CMCSA | New | COMCAST CORP NEWcl a | $201,000 | – | 5,035 | +100.0% | 0.06% | – |
| CFMS | Sell | CONFORMIS INC | $29,000 | +314.3% | 10,000 | -50.0% | 0.01% | +200.0% |
| GSAT | Buy | GLOBALSTAR INC | $29,000 | -32.6% | 68,255 | +0.7% | 0.01% | -43.8% |
| WFTIQ | Buy | WEATHERFORD INTL PLC | $24,000 | +50.0% | 34,135 | +21.9% | 0.01% | +33.3% |
| AVGR | Buy | AVINGER INC | $26,000 | +420.0% | 27,000 | +63.6% | 0.01% | +300.0% |
| SHYL | Exit | DBX ETF TRxtrackers shrt | $0 | – | -5,034 | -100.0% | -0.09% | – |
| EFX | Exit | EQUIFAX INC | $0 | – | -2,946 | -100.0% | -0.10% | – |
| HYLS | Exit | FIRST TR EXCHANGE TRADED FDfirst tr ta hiyl | $0 | – | -6,581 | -100.0% | -0.11% | – |
| SRLN | Exit | SSGA ACTIVE ETF TRblkstn gsosrln | $0 | – | -6,781 | -100.0% | -0.11% | – |
| BNDX | Exit | VANGUARD CHARLOTTE FDSintl bd idx etf | $0 | – | -5,817 | -100.0% | -0.12% | – |
| EWJ | Exit | ISHARES INCmsci jpn etf new | $0 | – | -42,872 | -100.0% | -0.79% | – |
| DVYE | Exit | ISHARES INCem mkts div etf | $0 | – | -61,748 | -100.0% | -0.84% | – |
| SCZ | Exit | ISHARES TReafe sml cp etf | $0 | – | -49,112 | -100.0% | -0.92% | – |
| SPSM | Exit | SPDR SER TRportfolio sm etf | $0 | – | -162,257 | -100.0% | -1.55% | – |
| DBEF | Exit | DBX ETF TRxtrack msci eafe | $0 | – | -189,142 | -100.0% | -1.91% | – |
| VWO | Exit | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $0 | – | -177,399 | -100.0% | -2.45% | – |
| VB | Exit | VANGUARD INDEX FDSsmall cp etf | $0 | – | -55,162 | -100.0% | -2.64% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-04-25
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 40 | Q3 2023 | 18.8% |
| ISHARES TR | 40 | Q3 2023 | 16.9% |
| ISHARES TR | 40 | Q3 2023 | 4.5% |
| ISHARES TR | 40 | Q3 2023 | 1.4% |
| ISHARES TR | 39 | Q3 2023 | 4.3% |
| ISHARES TR | 38 | Q3 2023 | 12.5% |
| SELECT SECTOR SPDR TR | 38 | Q3 2023 | 4.0% |
| ISHARES TR | 36 | Q3 2023 | 9.3% |
| VANGUARD BD INDEX FDS | 36 | Q3 2023 | 4.5% |
| VANGUARD INDEX FDS | 35 | Q3 2023 | 17.8% |
View FOUNDERS FINANCIAL SECURITIES LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-17 |
| X-17A-5 | 2024-04-16 |
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-10-17 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-04 |
| X-17A-5 | 2023-04-14 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-07-27 |
View FOUNDERS FINANCIAL SECURITIES LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.