$263 Million is the total value of FOUNDERS FINANCIAL SECURITIES LLC's 96 reported holdings in Q2 2017. The portfolio turnover from Q1 2017 to Q2 2017 was 43.8% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
VTV | Sell | VANGUARD INDEX FDSvalue etf | $26,164,000 | -32.1% | 270,966 | -32.9% | 9.94% | -32.1% |
IVW | Sell | ISHARES TRs&p 500 grwt etf | $17,578,000 | -6.4% | 128,447 | -10.1% | 6.68% | -6.5% |
SPY | Sell | SPDR S&P 500 ETF TRtr unit | $13,451,000 | +2.1% | 55,630 | -0.4% | 5.11% | +2.1% |
VO | Sell | VANGUARD INDEX FDSmid cap etf | $13,139,000 | +2.1% | 92,192 | -0.2% | 4.99% | +2.1% |
EEM | Buy | ISHARES TRmsci emg mkt etf | $13,014,000 | +33.3% | 314,413 | +26.9% | 4.95% | +33.2% |
QQQ | Buy | POWERSHARES QQQ TRUSTunit ser 1 | $11,386,000 | +21.2% | 82,726 | +16.6% | 4.33% | +21.2% |
VB | Sell | VANGUARD INDEX FDSsmall cp etf | $10,744,000 | +1.0% | 79,270 | -0.7% | 4.08% | +1.0% |
VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $10,334,000 | +2.7% | 253,098 | -0.1% | 3.93% | +2.7% |
FEZ | Buy | SPDR INDEX SHS FDSeuro stoxx 50 | $8,359,000 | +176.9% | 217,274 | +161.6% | 3.18% | +176.7% |
EFA | Buy | ISHARES TRmsci eafe etf | $8,328,000 | +77.6% | 127,733 | +69.7% | 3.16% | +77.5% |
DBEF | Sell | DBX ETF TRxtrak msci eafe | $8,269,000 | +1.3% | 275,451 | -0.1% | 3.14% | +1.3% |
AGG | Sell | ISHARES TRcore us aggbd et | $7,607,000 | +0.4% | 69,463 | -0.5% | 2.89% | +0.4% |
IWF | Sell | ISHARES TRrus 1000 grw etf | $7,068,000 | +4.2% | 59,386 | -0.4% | 2.69% | +4.1% |
VEU | Sell | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $6,856,000 | +4.4% | 137,028 | -0.2% | 2.61% | +4.4% |
DBEU | Sell | DBX ETF TRdb xtr msci eur | $5,953,000 | -47.3% | 217,432 | -47.9% | 2.26% | -47.3% |
BND | Sell | VANGUARD BD INDEX FD INCtotal bnd mrkt | $5,517,000 | -1.4% | 67,421 | -2.3% | 2.10% | -1.4% |
QUAL | Buy | ISHARES TRusa quality fctr | $5,207,000 | +4.9% | 70,021 | +2.6% | 1.98% | +4.8% |
HTD | Sell | HANCOCK JOHN TAX-ADV DIV INC | $4,353,000 | +2.6% | 170,167 | -1.2% | 1.65% | +2.5% |
TOTL | Buy | SSGA ACTIVE ETF TRspdr tr tactic | $4,291,000 | +10.8% | 87,196 | +10.0% | 1.63% | +10.8% |
SPHD | Buy | POWERSHARES ETF TR II | $3,813,000 | +14.6% | 94,790 | +15.4% | 1.45% | +14.5% |
LQD | Sell | ISHARES TRiboxx inv cp etf | $3,563,000 | -1.4% | 29,562 | -3.6% | 1.35% | -1.5% |
IVV | Sell | ISHARES TRcore s&p500 etf | $3,256,000 | -5.4% | 13,378 | -7.8% | 1.24% | -5.4% |
IEI | New | ISHARES TR3-7 yr tr bd etf | $3,042,000 | – | 24,619 | +100.0% | 1.16% | – |
CWI | Buy | SPDR INDEX SHS FDSmsci acwi exus | $2,970,000 | +17.6% | 83,280 | +12.5% | 1.13% | +17.5% |
HYG | Sell | ISHARES TRiboxx hi yd etf | $2,905,000 | -12.8% | 32,862 | -13.4% | 1.10% | -12.9% |
VBK | Sell | VANGUARD INDEX FDSsml cp grw etf | $2,733,000 | -12.0% | 18,751 | -15.0% | 1.04% | -11.9% |
VBR | Sell | VANGUARD INDEX FDSsm cp val etf | $2,522,000 | -12.8% | 20,523 | -12.8% | 0.96% | -12.8% |
JRO | Sell | NUVEEN FLTNG RTE INCM OPP FD | $2,353,000 | -1.5% | 201,596 | -0.8% | 0.89% | -1.5% |
AMLP | Sell | ALPS ETF TRalerian mlp | $2,144,000 | -11.7% | 179,303 | -6.2% | 0.82% | -11.8% |
FXG | Sell | FIRST TR EXCHANGE TRADED FDconsumr staple | $1,756,000 | -7.1% | 38,155 | -6.9% | 0.67% | -7.2% |
IHI | Sell | ISHARES TRu.s. med dvc etf | $1,746,000 | +5.2% | 10,480 | -4.3% | 0.66% | +5.2% |
XT | Sell | ISHARES TRexponen techno | $1,731,000 | +2.3% | 54,475 | -4.4% | 0.66% | +2.3% |
IJH | Sell | ISHARES TRcore s&p mcp etf | $1,529,000 | -6.7% | 8,791 | -8.2% | 0.58% | -6.7% |
PWB | Buy | POWERSHARES ETF TRUSTdynm lrg cp gr | $1,375,000 | +21.3% | 38,240 | +15.8% | 0.52% | +21.3% |
IWR | Buy | ISHARES TRrus mid cap etf | $1,184,000 | +15.0% | 6,161 | +12.0% | 0.45% | +14.8% |
SHY | Sell | ISHARES TR1-3 yr tr bd etf | $1,164,000 | -42.3% | 13,771 | -42.3% | 0.44% | -42.4% |
SRLN | New | SSGA ACTIVE ETF TRblkstn gsosrln | $1,039,000 | – | 21,897 | +100.0% | 0.40% | – |
HSBC | New | HSBC HLDGS PLCspon adr new | $987,000 | – | 21,282 | +100.0% | 0.38% | – |
KO | Sell | COCA COLA CO | $965,000 | +4.3% | 21,511 | -1.3% | 0.37% | +4.3% |
GILD | Sell | GILEAD SCIENCES INC | $966,000 | +3.5% | 13,652 | -0.7% | 0.37% | +3.4% |
CVS | Sell | CVS HEALTH CORP | $960,000 | +1.6% | 11,935 | -0.9% | 0.36% | +1.7% |
XSLV | Buy | POWERSHARES ETF TR IIs&p600 lovl pt | $960,000 | +19.4% | 22,009 | +17.3% | 0.36% | +19.3% |
IBM | New | INTERNATIONAL BUSINESS MACHS | $948,000 | – | 6,160 | +100.0% | 0.36% | – |
PKO | Sell | PIMCO INCOME OPPORTUNITY FD | $944,000 | +6.1% | 35,140 | -2.0% | 0.36% | +6.2% |
NVO | Sell | NOVO-NORDISK A Sadr | $934,000 | +22.3% | 21,767 | -2.4% | 0.36% | +22.0% |
MUB | Sell | ISHARES TRnational mun etf | $924,000 | -6.1% | 8,392 | -7.1% | 0.35% | -6.1% |
QCOM | Sell | QUALCOMM INC | $922,000 | -4.9% | 16,694 | -1.3% | 0.35% | -5.1% |
SNY | New | SANOFIsponsored adr | $907,000 | – | 18,930 | +100.0% | 0.34% | – |
PGF | Sell | POWERSHARES ETF TRUSTfinl pfd ptfl | $903,000 | -43.7% | 47,286 | -45.0% | 0.34% | -43.8% |
TTE | New | TOTAL S Asponsored adr | $869,000 | – | 17,526 | +100.0% | 0.33% | – |
EMB | New | ISHARES TRjp mor em mk etf | $794,000 | – | 6,946 | +100.0% | 0.30% | – |
NVS | New | NOVARTIS A Gsponsored adr | $773,000 | – | 9,258 | +100.0% | 0.29% | – |
MRK | New | MERCK & CO INC | $747,000 | – | 11,657 | +100.0% | 0.28% | – |
KMB | New | KIMBERLY CLARK CORP | $747,000 | – | 5,782 | +100.0% | 0.28% | – |
JNJ | New | JOHNSON & JOHNSON | $743,000 | – | 5,620 | +100.0% | 0.28% | – |
WMT | Sell | WAL-MART STORES INC | $731,000 | -37.0% | 9,661 | -40.0% | 0.28% | -37.0% |
KSS | Sell | KOHLS CORP | $725,000 | -3.5% | 18,759 | -0.6% | 0.28% | -3.5% |
FDN | New | FIRST TR EXCHANGE TRADED FDdj internt idx | $720,000 | – | 7,600 | +100.0% | 0.27% | – |
FTXO | Buy | FIRST TR EXCHANGE TRADED FDnasdaq bk etf | $697,000 | +21.2% | 26,355 | +19.1% | 0.26% | +21.0% |
COH | Sell | COACH INC | $683,000 | +12.3% | 14,435 | -1.9% | 0.26% | +12.6% |
HYLB | New | DBX ETF TRdeutsche usd etf | $685,000 | – | 13,372 | +100.0% | 0.26% | – |
CWB | New | SPDR SERIES TRUSTblmbrg brc cnvrt | $661,000 | – | 13,322 | +100.0% | 0.25% | – |
FXR | Buy | FIRST TR EXCHANGE TRADED FDindls prod dur | $658,000 | +5.8% | 18,604 | +2.7% | 0.25% | +5.5% |
SJNK | Sell | SPDR SER TRbloomberg srt tr | $651,000 | -70.9% | 23,285 | -70.9% | 0.25% | -71.0% |
FXU | Sell | FIRST TR EXCHANGE TRADED FDutilities alph | $633,000 | -3.9% | 23,292 | -3.2% | 0.24% | -4.0% |
QTEC | Sell | FIRST TR NASDAQ100 TECH INDE | $629,000 | -11.9% | 10,077 | -15.1% | 0.24% | -11.8% |
IEF | Sell | ISHARES TR7-10yr tr bd etf | $600,000 | -5.5% | 5,626 | -6.5% | 0.23% | -5.4% |
FITB | New | FIFTH THIRD BANCORP | $595,000 | – | 22,926 | +100.0% | 0.23% | – |
COF | New | CAPITAL ONE FINL CORP | $593,000 | – | 7,177 | +100.0% | 0.22% | – |
BNS | New | BANK N S HALIFAX | $592,000 | – | 9,840 | +100.0% | 0.22% | – |
AFL | New | AFLAC INC | $579,000 | – | 7,450 | +100.0% | 0.22% | – |
VYM | VANGUARD WHITEHALL FDS INChigh div yld | $579,000 | +0.7% | 7,410 | 0.0% | 0.22% | +0.5% | |
PFF | Buy | ISHARES TRu.s. pfd stk etf | $571,000 | +14.9% | 14,579 | +13.4% | 0.22% | +14.8% |
INTC | New | INTEL CORP | $556,000 | – | 16,482 | +100.0% | 0.21% | – |
XLP | Sell | SELECT SECTOR SPDR TRsbi cons stpls | $526,000 | -0.4% | 9,575 | -0.9% | 0.20% | -0.5% |
IWM | Sell | ISHARES TRrussell 2000 etf | $515,000 | -5.9% | 3,652 | -8.1% | 0.20% | -5.8% |
NTG | Buy | TORTOISE MLP FD INC | $507,000 | -6.3% | 26,280 | +1.0% | 0.19% | -6.3% |
CSCO | Sell | CISCO SYS INC | $470,000 | -49.9% | 15,021 | -45.9% | 0.18% | -49.9% |
HON | Sell | HONEYWELL INTL INC | $389,000 | +5.4% | 2,920 | -1.3% | 0.15% | +5.7% |
IGSB | Buy | ISHARES TR1-3 yr cr bd etf | $387,000 | +19.1% | 3,673 | +18.8% | 0.15% | +18.5% |
GDX | Sell | VANECK VECTORS ETF TRgold miners etf | $382,000 | -14.9% | 17,315 | -12.1% | 0.14% | -15.2% |
FGM | Sell | FIRST TR EXCH TRD ALPHA FD Igermany alpha | $369,000 | +5.1% | 8,501 | -4.2% | 0.14% | +5.3% |
FSZ | Sell | FIRST TR EXCH TRD ALPHA FD Iswitzlnd alpha | $358,000 | -0.3% | 7,334 | -8.3% | 0.14% | -0.7% |
FNI | Sell | FIRST TR EXCHANGE TRADED FDchindia etf | $346,000 | -3.1% | 9,858 | -12.6% | 0.13% | -2.9% |
FDT | New | FIRST TR EXCH TRD ALPHA FD Idev mrk ex us | $329,000 | – | 5,948 | +100.0% | 0.12% | – |
BICK | New | FIRST TR BICK INDEX FD | $311,000 | – | 11,970 | +100.0% | 0.12% | – |
HEDJ | New | WISDOMTREE TReurope hedged eq | $254,000 | – | 4,069 | +100.0% | 0.10% | – |
FVD | Buy | FIRST TR VALUE LINE DIVID IN | $246,000 | +12.8% | 8,414 | +12.2% | 0.09% | +12.0% |
UNH | New | UNITEDHEALTH GROUP INC | $213,000 | – | 1,148 | +100.0% | 0.08% | – |
BYBK | BAY BANCORP INC | $169,000 | -2.9% | 22,217 | 0.0% | 0.06% | -3.0% | |
HRZN | Sell | HORIZON TECHNOLOGY FIN CORP | $139,000 | -1.4% | 12,250 | -3.1% | 0.05% | -1.9% |
FSC | Sell | FIFTH STREET FINANCE CORP | $139,000 | +2.2% | 28,567 | -2.8% | 0.05% | +1.9% |
TCRD | Sell | THL CR INC | $131,000 | -3.0% | 13,196 | -3.0% | 0.05% | -2.0% |
AINV | Sell | APOLLO INVT CORP | $126,000 | -6.0% | 19,751 | -3.0% | 0.05% | -5.9% |
FSFR | Sell | FIFTH STR SR FLOATNG RATE CO | $116,000 | -9.4% | 14,202 | -2.4% | 0.04% | -10.2% |
MCC | Sell | MEDLEY CAP CORP | $109,000 | -19.3% | 16,980 | -2.9% | 0.04% | -19.6% |
XLE | Exit | SELECT SECTOR SPDR TRsbi int-energy | $0 | – | -3,450 | -100.0% | -0.09% | – |
FBZ | Exit | FIRST TR EXCH TRD ALPHA FD Ibrazil alphadex | $0 | – | -21,493 | -100.0% | -0.13% | – |
FLN | Exit | FIRST TR EXCH TRD ALPHA FD Ilatin amer alp | $0 | – | -16,217 | -100.0% | -0.13% | – |
DOW | Exit | DOW CHEM CO | $0 | – | -6,329 | -100.0% | -0.15% | – |
FDX | Exit | FEDEX CORP | $0 | – | -2,237 | -100.0% | -0.17% | – |
BCE | Exit | BCE INC | $0 | – | -10,400 | -100.0% | -0.18% | – |
BSAC | Exit | BANCO SANTANDER CHILE NEW | $0 | – | -19,970 | -100.0% | -0.19% | – |
AEG | Exit | AEGON N Vny registry sh | $0 | – | -98,913 | -100.0% | -0.19% | – |
DEO | Exit | DIAGEO P L Cspon adr new | $0 | – | -6,823 | -100.0% | -0.30% | – |
AAPL | Exit | APPLE INC | $0 | – | -6,084 | -100.0% | -0.33% | – |
RIO | Exit | RIO TINTO PLCsponsored adr | $0 | – | -22,012 | -100.0% | -0.34% | – |
MGA | Exit | MAGNA INTL INC | $0 | – | -21,040 | -100.0% | -0.34% | – |
UTX | Exit | UNITED TECHNOLOGIES CORP | $0 | – | -8,408 | -100.0% | -0.36% | – |
LVS | Exit | LAS VEGAS SANDS CORP | $0 | – | -16,664 | -100.0% | -0.36% | – |
MAT | Exit | MATTEL INC | $0 | – | -37,128 | -100.0% | -0.36% | – |
XLF | Exit | SELECT SECTOR SPDR TRsbi int-finl | $0 | – | -65,906 | -100.0% | -0.60% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-07-31
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
SPDR S&P 500 ETF TR | 40 | Q3 2023 | 18.8% |
ISHARES TR | 40 | Q3 2023 | 16.9% |
ISHARES TR | 40 | Q3 2023 | 4.5% |
ISHARES TR | 40 | Q3 2023 | 1.4% |
ISHARES TR | 39 | Q3 2023 | 4.3% |
ISHARES TR | 38 | Q3 2023 | 12.5% |
SELECT SECTOR SPDR TR | 38 | Q3 2023 | 4.0% |
ISHARES TR | 36 | Q3 2023 | 9.3% |
VANGUARD BD INDEX FDS | 36 | Q3 2023 | 4.5% |
VANGUARD INDEX FDS | 35 | Q3 2023 | 17.8% |
View FOUNDERS FINANCIAL SECURITIES LLC's complete holdings history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-04-17 |
X-17A-5 | 2024-04-16 |
13F-HR | 2024-02-06 |
13F-HR | 2023-10-17 |
13F-HR | 2023-08-11 |
13F-HR | 2023-05-04 |
X-17A-5 | 2023-04-14 |
13F-HR | 2023-02-08 |
13F-HR | 2022-10-27 |
13F-HR | 2022-07-27 |
View FOUNDERS FINANCIAL SECURITIES LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.