$241 Million is the total value of FOUNDERS FINANCIAL SECURITIES LLC's 80 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $42,130,000 | +347.9% | 452,957 | +318.9% | 17.50% | +335.3% |
| IVW | Buy | ISHARES TRs&p 500 grwt etf | $22,986,000 | +110.8% | 188,734 | +110.6% | 9.55% | +104.9% |
| EFA | New | ISHARES TRmsci eafe etf | $17,775,000 | – | 307,900 | +100.0% | 7.39% | – |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $11,798,000 | +38.6% | 89,627 | +36.3% | 4.90% | +34.7% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $8,729,000 | +122.6% | 243,973 | +134.1% | 3.63% | +116.3% |
| DBEF | Buy | DBX ETF TRxtrak msci eafe | $7,467,000 | +24.1% | 266,110 | +16.6% | 3.10% | +20.6% |
| VBR | New | VANGUARD INDEX FDSsm cp val etf | $6,571,000 | – | 54,307 | +100.0% | 2.73% | – |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $5,854,000 | +68.0% | 132,500 | +72.7% | 2.43% | +63.2% |
| BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $5,395,000 | +27.0% | 66,776 | +32.3% | 2.24% | +23.5% |
| TOTL | Buy | SSGA ACTIVE ETF TRspdr tr tactic | $3,777,000 | +42.7% | 78,058 | +48.1% | 1.57% | +38.7% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $3,238,000 | +11.9% | 14,390 | +8.2% | 1.34% | +8.7% |
| SPHD | Buy | POWERSHARES ETF TR II | $3,024,000 | +16.2% | 77,174 | +15.4% | 1.26% | +12.8% |
| PWB | Buy | POWERSHARES ETF TRUSTdynm lrg cp gr | $2,989,000 | +17.2% | 93,622 | +16.3% | 1.24% | +13.9% |
| AMLP | Buy | ALPS ETF TRalerian mlp | $2,515,000 | +2.1% | 199,573 | +2.8% | 1.04% | -0.8% |
| HYG | New | ISHARES TRiboxx hi yd etf | $2,506,000 | – | 28,957 | +100.0% | 1.04% | – |
| SJNK | New | SPDR SER TRbloomberg srt tr | $2,243,000 | – | 81,043 | +100.0% | 0.93% | – |
| SHY | New | ISHARES TR1-3 yr tr bd etf | $1,943,000 | – | 23,009 | +100.0% | 0.81% | – |
| CWI | Buy | SPDR INDEX SHS FDSmsci acwi exus | $1,651,000 | +11.3% | 52,436 | +14.8% | 0.69% | +8.2% |
| MUB | Buy | ISHARES TRnational mun etf | $1,597,000 | +8.3% | 14,767 | +12.9% | 0.66% | +5.2% |
| PGF | Buy | POWERSHARES ETF TRUSTfinl pfd ptfl | $1,566,000 | +108.5% | 87,216 | +121.4% | 0.65% | +102.8% |
| DBB | New | POWERSHS DB MULTI SECT COMMdb base metals | $909,000 | – | 60,918 | +100.0% | 0.38% | – |
| IWR | Buy | ISHARES TRrus mid-cap etf | $907,000 | +14.5% | 5,071 | +11.6% | 0.38% | +11.2% |
| DBE | New | POWERSHS DB MULTI SECT COMMdb energy fund | $897,000 | – | 64,943 | +100.0% | 0.37% | – |
| CLX | New | CLOROX CO DEL | $889,000 | – | 7,408 | +100.0% | 0.37% | – |
| KLAC | New | KLA-TENCOR CORP | $719,000 | – | 9,141 | +100.0% | 0.30% | – |
| KO | New | COCA COLA CO | $677,000 | – | 16,328 | +100.0% | 0.28% | – |
| QTEC | New | FIRST TR NASDAQ100 TECH INDE | $669,000 | – | 12,704 | +100.0% | 0.28% | – |
| IEF | New | ISHARES TR7-10 y tr bd etf | $635,000 | – | 6,057 | +100.0% | 0.26% | – |
| FXR | New | FIRST TR EXCHANGE TRADED FDindls prod dur | $620,000 | – | 18,870 | +100.0% | 0.26% | – |
| IWM | Buy | ISHARES TRrussell 2000 etf | $532,000 | +17.7% | 3,946 | +8.3% | 0.22% | +14.5% |
| BCH | New | BANCO DE CHILEsponsored adr | $432,000 | – | 6,126 | +100.0% | 0.18% | – |
| BCE | New | BCE INC | $427,000 | – | 9,885 | +100.0% | 0.18% | – |
| BSAC | New | BANCO SANTANDER CHILE NEW | $423,000 | – | 19,354 | +100.0% | 0.18% | – |
| PFF | Buy | ISHARES TRu.s. pfd stk etf | $422,000 | +10.5% | 11,353 | +17.4% | 0.18% | +7.4% |
| VYM | New | VANGUARD WHITEHALL FDS INChigh div yld | $377,000 | – | 4,975 | +100.0% | 0.16% | – |
| LLY | New | LILLY ELI & CO | $373,000 | – | 5,066 | +100.0% | 0.16% | – |
| NVO | New | NOVO-NORDISK A Sadr | $370,000 | – | 10,321 | +100.0% | 0.15% | – |
| MON | New | MONSANTO CO NEW | $347,000 | – | 3,296 | +100.0% | 0.14% | – |
| BMY | New | BRISTOL MYERS SQUIBB CO | $345,000 | – | 5,912 | +100.0% | 0.14% | – |
| CAH | New | CARDINAL HEALTH INC | $340,000 | – | 4,723 | +100.0% | 0.14% | – |
| IGSB | New | ISHARES TR1-3 yr cr bd etf | $298,000 | – | 2,835 | +100.0% | 0.12% | – |
| SLRC | Buy | SOLAR CAP LTD | $273,000 | +2.2% | 13,125 | +0.9% | 0.11% | -0.9% |
| GOOD | Buy | GLADSTONE COML CORP | $261,000 | +8.3% | 13,005 | +0.6% | 0.11% | +4.9% |
| NMFC | Buy | NEW MTN FIN CORP | $259,000 | +3.6% | 18,384 | +1.0% | 0.11% | +0.9% |
| STWD | Buy | STARWOOD PPTY TR INC | $221,000 | -1.8% | 10,068 | +0.9% | 0.09% | -4.2% |
| XLE | New | SELECT SECTOR SPDR TRsbi int-energy | $203,000 | – | 2,690 | +100.0% | 0.08% | – |
| ARCC | Buy | ARES CAP CORP | $196,000 | +7.1% | 11,916 | +1.0% | 0.08% | +3.8% |
| ARI | Buy | APOLLO COML REAL EST FIN INC | $192,000 | +3.2% | 11,535 | +1.3% | 0.08% | 0.0% |
| CBLAQ | Buy | CBL & ASSOC PPTYS INC | $129,000 | -4.4% | 11,234 | +1.1% | 0.05% | -6.9% |
| HRZN | New | HORIZON TECHNOLOGY FIN CORP | $106,000 | – | 10,055 | +100.0% | 0.04% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-01-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 40 | Q3 2023 | 18.8% |
| ISHARES TR | 40 | Q3 2023 | 16.9% |
| ISHARES TR | 40 | Q3 2023 | 4.5% |
| ISHARES TR | 40 | Q3 2023 | 1.4% |
| ISHARES TR | 39 | Q3 2023 | 4.3% |
| ISHARES TR | 38 | Q3 2023 | 12.5% |
| SELECT SECTOR SPDR TR | 38 | Q3 2023 | 4.0% |
| ISHARES TR | 36 | Q3 2023 | 9.3% |
| VANGUARD BD INDEX FDS | 36 | Q3 2023 | 4.5% |
| VANGUARD INDEX FDS | 35 | Q3 2023 | 17.8% |
View FOUNDERS FINANCIAL SECURITIES LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-17 |
| X-17A-5 | 2024-04-16 |
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-10-17 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-04 |
| X-17A-5 | 2023-04-14 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-07-27 |
View FOUNDERS FINANCIAL SECURITIES LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.