$241 Million is the total value of FOUNDERS FINANCIAL SECURITIES LLC's 80 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 61.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $42,130,000 | +347.9% | 452,957 | +318.9% | 17.50% | +335.3% |
| IVW | Buy | ISHARES TRs&p 500 grwt etf | $22,986,000 | +110.8% | 188,734 | +110.6% | 9.55% | +104.9% |
| EFA | New | ISHARES TRmsci eafe etf | $17,775,000 | – | 307,900 | +100.0% | 7.39% | – |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $12,169,000 | -1.4% | 54,440 | -4.6% | 5.06% | -4.2% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $11,798,000 | +38.6% | 89,627 | +36.3% | 4.90% | +34.7% |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $8,928,000 | -32.1% | 255,001 | -27.3% | 3.71% | -34.0% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $8,729,000 | +122.6% | 243,973 | +134.1% | 3.63% | +116.3% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $8,587,000 | +1.3% | 66,585 | -4.1% | 3.57% | -1.6% |
| DBEF | Buy | DBX ETF TRxtrak msci eafe | $7,467,000 | +24.1% | 266,110 | +16.6% | 3.10% | +20.6% |
| AGG | Sell | ISHARES TRcore us aggbd et | $7,161,000 | -20.4% | 66,271 | -17.2% | 2.98% | -22.7% |
| VBR | New | VANGUARD INDEX FDSsm cp val etf | $6,571,000 | – | 54,307 | +100.0% | 2.73% | – |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $6,071,000 | -28.4% | 57,873 | -28.9% | 2.52% | -30.4% |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $5,854,000 | +68.0% | 132,500 | +72.7% | 2.43% | +63.2% |
| VBK | Sell | VANGUARD INDEX FDSsml cp grw etf | $5,428,000 | -38.2% | 40,768 | -38.8% | 2.26% | -39.9% |
| BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $5,395,000 | +27.0% | 66,776 | +32.3% | 2.24% | +23.5% |
| QUAL | Sell | ISHARES TRusa quality fctr | $3,796,000 | -69.5% | 54,936 | -70.2% | 1.58% | -70.3% |
| TOTL | Buy | SSGA ACTIVE ETF TRspdr tr tactic | $3,777,000 | +42.7% | 78,058 | +48.1% | 1.57% | +38.7% |
| LQD | Sell | ISHARES TRiboxx inv cp etf | $3,534,000 | -28.7% | 30,159 | -25.1% | 1.47% | -30.8% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $3,238,000 | +11.9% | 14,390 | +8.2% | 1.34% | +8.7% |
| SPHD | Buy | POWERSHARES ETF TR II | $3,024,000 | +16.2% | 77,174 | +15.4% | 1.26% | +12.8% |
| PWB | Buy | POWERSHARES ETF TRUSTdynm lrg cp gr | $2,989,000 | +17.2% | 93,622 | +16.3% | 1.24% | +13.9% |
| AMLP | Buy | ALPS ETF TRalerian mlp | $2,515,000 | +2.1% | 199,573 | +2.8% | 1.04% | -0.8% |
| HYG | New | ISHARES TRiboxx hi yd etf | $2,506,000 | – | 28,957 | +100.0% | 1.04% | – |
| SJNK | New | SPDR SER TRbloomberg srt tr | $2,243,000 | – | 81,043 | +100.0% | 0.93% | – |
| SHY | New | ISHARES TR1-3 yr tr bd etf | $1,943,000 | – | 23,009 | +100.0% | 0.81% | – |
| FXG | Sell | FIRST TR EXCHANGE TRADED FDconsumr staple | $1,940,000 | -26.6% | 42,405 | -25.5% | 0.81% | -28.7% |
| CWI | Buy | SPDR INDEX SHS FDSmsci acwi exus | $1,651,000 | +11.3% | 52,436 | +14.8% | 0.69% | +8.2% |
| MUB | Buy | ISHARES TRnational mun etf | $1,597,000 | +8.3% | 14,767 | +12.9% | 0.66% | +5.2% |
| IJH | Sell | ISHARES TRcore s&p mcp etf | $1,572,000 | -84.4% | 9,509 | -85.4% | 0.65% | -84.8% |
| PGF | Buy | POWERSHARES ETF TRUSTfinl pfd ptfl | $1,566,000 | +108.5% | 87,216 | +121.4% | 0.65% | +102.8% |
| DBB | New | POWERSHS DB MULTI SECT COMMdb base metals | $909,000 | – | 60,918 | +100.0% | 0.38% | – |
| IWR | Buy | ISHARES TRrus mid-cap etf | $907,000 | +14.5% | 5,071 | +11.6% | 0.38% | +11.2% |
| DBE | New | POWERSHS DB MULTI SECT COMMdb energy fund | $897,000 | – | 64,943 | +100.0% | 0.37% | – |
| CSCO | Sell | CISCO SYS INC | $893,000 | -6.1% | 29,543 | -1.5% | 0.37% | -8.8% |
| CLX | New | CLOROX CO DEL | $889,000 | – | 7,408 | +100.0% | 0.37% | – |
| TGT | Sell | TARGET CORP | $863,000 | +3.7% | 11,947 | -1.4% | 0.36% | +0.8% |
| AAPL | Sell | APPLE INC | $831,000 | -7.9% | 7,173 | -10.1% | 0.34% | -10.6% |
| GILD | Sell | GILEAD SCIENCES INC | $762,000 | -9.8% | 10,644 | -0.3% | 0.32% | -12.2% |
| FDN | Sell | FIRST TR EXCHANGE TRADED FDdj internt idx | $722,000 | -5.4% | 9,048 | -3.2% | 0.30% | -8.0% |
| KLAC | New | KLA-TENCOR CORP | $719,000 | – | 9,141 | +100.0% | 0.30% | – |
| WMT | Sell | WAL-MART STORES INC | $720,000 | -5.0% | 10,412 | -0.9% | 0.30% | -7.7% |
| FXN | Sell | FIRST TR EXCHANGE TRADED FDenergy alphadx | $702,000 | -1.0% | 42,524 | -7.5% | 0.29% | -3.6% |
| FXU | Sell | FIRST TR EXCHANGE TRADED FDutilities alph | $686,000 | +0.9% | 25,674 | -2.1% | 0.28% | -2.1% |
| KO | New | COCA COLA CO | $677,000 | – | 16,328 | +100.0% | 0.28% | – |
| GSK | Sell | GLAXOSMITHKLINE PLCsponsored adr | $672,000 | -10.8% | 17,443 | -0.1% | 0.28% | -13.4% |
| QTEC | New | FIRST TR NASDAQ100 TECH INDE | $669,000 | – | 12,704 | +100.0% | 0.28% | – |
| DEO | Sell | DIAGEO P L Cspon adr new | $664,000 | -10.8% | 6,384 | -0.4% | 0.28% | -13.2% |
| PUK | Sell | PRUDENTIAL PLCadr | $650,000 | +9.8% | 16,340 | -1.4% | 0.27% | +6.7% |
| IEF | New | ISHARES TR7-10 y tr bd etf | $635,000 | – | 6,057 | +100.0% | 0.26% | – |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $621,000 | +3.2% | 5,414 | -1.7% | 0.26% | +0.4% |
| FXR | New | FIRST TR EXCHANGE TRADED FDindls prod dur | $620,000 | – | 18,870 | +100.0% | 0.26% | – |
| XLP | Sell | SELECT SECTOR SPDR TRsbi cons stpls | $617,000 | -7.4% | 11,935 | -4.6% | 0.26% | -10.2% |
| RDSA | Sell | ROYAL DUTCH SHELL PLCspons adr a | $538,000 | +7.6% | 9,887 | -1.0% | 0.22% | +4.7% |
| BP | Sell | BP PLCsponsored adr | $540,000 | +3.8% | 14,441 | -2.4% | 0.22% | +0.9% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $532,000 | +17.7% | 3,946 | +8.3% | 0.22% | +14.5% |
| MGA | Sell | MAGNA INTL INC | $523,000 | 0.0% | 12,049 | -1.1% | 0.22% | -3.1% |
| BCH | New | BANCO DE CHILEsponsored adr | $432,000 | – | 6,126 | +100.0% | 0.18% | – |
| BCE | New | BCE INC | $427,000 | – | 9,885 | +100.0% | 0.18% | – |
| BSAC | New | BANCO SANTANDER CHILE NEW | $423,000 | – | 19,354 | +100.0% | 0.18% | – |
| PFF | Buy | ISHARES TRu.s. pfd stk etf | $422,000 | +10.5% | 11,353 | +17.4% | 0.18% | +7.4% |
| GDX | VANECK VECTORS ETF TRgold miners etf | $394,000 | -20.9% | 18,855 | 0.0% | 0.16% | -23.0% | |
| VYM | New | VANGUARD WHITEHALL FDS INChigh div yld | $377,000 | – | 4,975 | +100.0% | 0.16% | – |
| EMN | Sell | EASTMAN CHEM CO | $378,000 | +9.2% | 5,022 | -1.9% | 0.16% | +6.1% |
| LLY | New | LILLY ELI & CO | $373,000 | – | 5,066 | +100.0% | 0.16% | – |
| NVO | New | NOVO-NORDISK A Sadr | $370,000 | – | 10,321 | +100.0% | 0.15% | – |
| DOW | Sell | DOW CHEM CO | $360,000 | +8.8% | 6,300 | -1.3% | 0.15% | +6.4% |
| MON | New | MONSANTO CO NEW | $347,000 | – | 3,296 | +100.0% | 0.14% | – |
| BMY | New | BRISTOL MYERS SQUIBB CO | $345,000 | – | 5,912 | +100.0% | 0.14% | – |
| CAH | New | CARDINAL HEALTH INC | $340,000 | – | 4,723 | +100.0% | 0.14% | – |
| IGSB | New | ISHARES TR1-3 yr cr bd etf | $298,000 | – | 2,835 | +100.0% | 0.12% | – |
| SLRC | Buy | SOLAR CAP LTD | $273,000 | +2.2% | 13,125 | +0.9% | 0.11% | -0.9% |
| GOOD | Buy | GLADSTONE COML CORP | $261,000 | +8.3% | 13,005 | +0.6% | 0.11% | +4.9% |
| NMFC | Buy | NEW MTN FIN CORP | $259,000 | +3.6% | 18,384 | +1.0% | 0.11% | +0.9% |
| STWD | Buy | STARWOOD PPTY TR INC | $221,000 | -1.8% | 10,068 | +0.9% | 0.09% | -4.2% |
| XLE | New | SELECT SECTOR SPDR TRsbi int-energy | $203,000 | – | 2,690 | +100.0% | 0.08% | – |
| ARCC | Buy | ARES CAP CORP | $196,000 | +7.1% | 11,916 | +1.0% | 0.08% | +3.8% |
| ARI | Buy | APOLLO COML REAL EST FIN INC | $192,000 | +3.2% | 11,535 | +1.3% | 0.08% | 0.0% |
| BYBK | BAY BANCORP INC | $147,000 | +20.5% | 22,217 | 0.0% | 0.06% | +17.3% | |
| CBLAQ | Buy | CBL & ASSOC PPTYS INC | $129,000 | -4.4% | 11,234 | +1.1% | 0.05% | -6.9% |
| HRZN | New | HORIZON TECHNOLOGY FIN CORP | $106,000 | – | 10,055 | +100.0% | 0.04% | – |
| BA | Exit | BOEING CO | $0 | – | -3,278 | -100.0% | -0.18% | – |
| VLO | Exit | VALERO ENERGY CORP NEW | $0 | – | -9,095 | -100.0% | -0.21% | – |
| BTTGY | Exit | BT GROUP PLCadr | $0 | – | -19,745 | -100.0% | -0.22% | – |
| M | Exit | MACYS INC | $0 | – | -14,421 | -100.0% | -0.23% | – |
| FXD | Exit | FIRST TR EXCHANGE TRADED FDconsumr discre | $0 | – | -19,060 | -100.0% | -0.29% | – |
| VOD | Exit | VODAFONE GROUP PLC NEWspnsr adr | $0 | – | -24,846 | -100.0% | -0.31% | – |
| ABT | Exit | ABBOTT LABS | $0 | – | -17,298 | -100.0% | -0.31% | – |
| VRP | Exit | POWERSHARES ETF TR IIvar rate pfd por | $0 | – | -29,490 | -100.0% | -0.32% | – |
| HYLS | Exit | FIRST TR EXCHANGE TRADED FDfirst tr ta hiyl | $0 | – | -15,519 | -100.0% | -0.32% | – |
| USB | Exit | US BANCORP DEL | $0 | – | -19,720 | -100.0% | -0.36% | – |
| AMP | Exit | AMERIPRISE FINL INC | $0 | – | -8,596 | -100.0% | -0.37% | – |
| DBS | Exit | POWERSHS DB MULTI SECT COMMdb silver fund | $0 | – | -28,679 | -100.0% | -0.37% | – |
| DBP | Exit | POWERSHS DB MULTI SECT COMMdb prec mtls | $0 | – | -21,349 | -100.0% | -0.37% | – |
| HYD | Exit | VANECK VECTORS ETF TRhigh yld mun etf | $0 | – | -34,962 | -100.0% | -0.48% | – |
| BKLN | Exit | POWERSHARES ETF TRUST IIsenior ln port | $0 | – | -91,039 | -100.0% | -0.90% | – |
| INDA | Exit | ISHARES TRmsci india etf | $0 | – | -145,065 | -100.0% | -1.82% | – |
| SDY | Exit | SPDR SERIES TRUSTs&p divid etf | $0 | – | -51,186 | -100.0% | -1.85% | – |
| KBE | Exit | SPDR SERIES TRUSTs&p bk etf | $0 | – | -154,835 | -100.0% | -2.21% | – |
| DXJ | Exit | WISDOMTREE TRjapn hedge eqt | $0 | – | -122,040 | -100.0% | -2.24% | – |
| VT | Exit | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $0 | – | -106,257 | -100.0% | -2.76% | – |
| XLB | Exit | SELECT SECTOR SPDR TRsbi materials | $0 | – | -181,693 | -100.0% | -3.71% | – |
| VGT | Exit | VANGUARD WORLD FDSinf tech etf | $0 | – | -74,456 | -100.0% | -3.83% | – |
| IWN | Exit | ISHARES TRrus 2000 val etf | $0 | – | -87,272 | -100.0% | -3.91% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-01-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 40 | Q3 2023 | 18.8% |
| ISHARES TR | 40 | Q3 2023 | 16.9% |
| ISHARES TR | 40 | Q3 2023 | 4.5% |
| ISHARES TR | 40 | Q3 2023 | 1.4% |
| ISHARES TR | 39 | Q3 2023 | 4.3% |
| ISHARES TR | 38 | Q3 2023 | 12.5% |
| SELECT SECTOR SPDR TR | 38 | Q3 2023 | 4.0% |
| ISHARES TR | 36 | Q3 2023 | 9.3% |
| VANGUARD BD INDEX FDS | 36 | Q3 2023 | 4.5% |
| VANGUARD INDEX FDS | 35 | Q3 2023 | 17.8% |
View FOUNDERS FINANCIAL SECURITIES LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-17 |
| X-17A-5 | 2024-04-16 |
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-10-17 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-04 |
| X-17A-5 | 2023-04-14 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-07-27 |
View FOUNDERS FINANCIAL SECURITIES LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.