$2.42 Billion is the total value of RMB Capital Management, LLC's 641 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 57.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRput | $126,828,000 | +133.5% | 538,000 | +121.4% | 5.24% | +79.6% |
| IWM | Buy | ISHARES TRput | $72,589,000 | +66.1% | 528,000 | +63.0% | 3.00% | +27.7% |
| KRE | Buy | SPDR SERIES TRUSTput | $47,187,000 | +162.1% | 864,000 | +166.7% | 1.95% | +101.5% |
| XLF | Buy | SELECT SECTOR SPDR TRput | $43,282,000 | +129.9% | 1,824,000 | +125.2% | 1.79% | +76.7% |
| AAPL | Buy | APPLE INC | $42,856,000 | +24.7% | 298,311 | +0.5% | 1.77% | -4.2% |
| PCLN | Buy | PRICELINE GRP INC | $30,430,000 | +25.4% | 17,096 | +3.3% | 1.26% | -3.6% |
| COO | Buy | COOPER COS INC | $26,713,000 | +15.8% | 133,638 | +1.3% | 1.10% | -11.0% |
| V | Buy | VISA INC | $26,530,000 | +25.1% | 298,519 | +9.8% | 1.10% | -3.9% |
| CTSH | Buy | COGNIZANT TECHNOLOGY SOLUTIOcl a | $26,427,000 | +11.3% | 443,993 | +4.8% | 1.09% | -14.4% |
| ADS | Buy | ALLIANCE DATA SYSTEMS CORP | $26,071,000 | +21.9% | 104,705 | +11.9% | 1.08% | -6.3% |
| MET | New | METLIFE INCput | $25,355,000 | – | 480,000 | +100.0% | 1.05% | – |
| INFO | Buy | IHS MARKIT LTD | $25,338,000 | +19.7% | 604,016 | +1.1% | 1.05% | -7.9% |
| JOF | Buy | JAPAN SMALLER CAPTLZTN FD IN | $24,738,000 | +30.9% | 2,282,121 | +17.4% | 1.02% | +0.7% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $23,842,000 | +8.4% | 28,740 | +0.9% | 0.99% | -16.7% |
| DISCK | Buy | DISCOVERY COMMUNICATNS NEW | $23,146,000 | +23.2% | 817,606 | +16.5% | 0.96% | -5.3% |
| PSTB | Buy | PARK STERLING CORP | $22,201,000 | +65.6% | 1,803,494 | +45.1% | 0.92% | +27.3% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $21,622,000 | +10.3% | 25,504 | +3.1% | 0.89% | -15.2% |
| STE | Buy | STERIS PLC | $21,356,000 | +43.1% | 307,464 | +38.8% | 0.88% | +10.0% |
| SERV | Buy | SERVICEMASTER GLOBAL HLDGS I | $21,166,000 | +30.4% | 506,977 | +17.7% | 0.88% | +0.2% |
| GWR | Buy | GENESEE & WYO INCcl a | $21,102,000 | +1.7% | 310,964 | +4.0% | 0.87% | -21.8% |
| EQBK | Buy | EQUITY BANCSHARES INC | $20,728,000 | +55.9% | 652,442 | +65.1% | 0.86% | +19.9% |
| DHR | Buy | DANAHER CORP DEL | $20,447,000 | +25.6% | 239,064 | +14.3% | 0.85% | -3.3% |
| XBKS | Buy | XENITH BANKSHARES INC NEW | $20,437,000 | +18.8% | 805,553 | +32.1% | 0.84% | -8.6% |
| AMT | Buy | AMERICAN TOWER CORP NEW | $20,155,000 | +44.3% | 165,833 | +25.5% | 0.83% | +11.1% |
| MCHP | Buy | MICROCHIP TECHNOLOGY INC | $19,507,000 | +34.9% | 264,395 | +17.3% | 0.81% | +3.7% |
| ACBI | Buy | ATLANTIC CAP BANCSHARES INC | $19,205,000 | +15.0% | 1,013,469 | +15.3% | 0.79% | -11.6% |
| CWST | Sell | CASELLA WASTE SYS INCcl a | $19,103,000 | -13.1% | 1,353,853 | -23.5% | 0.79% | -33.2% |
| BNCN | Buy | BNC BANCORP | $18,196,000 | +25.4% | 519,154 | +14.1% | 0.75% | -3.5% |
| BK | Buy | BANK NEW YORK MELLON CORPput | $18,136,000 | +372.5% | 384,000 | +374.1% | 0.75% | +264.1% |
| NVR | Sell | NVR INC | $18,100,000 | -12.1% | 8,591 | -30.4% | 0.75% | -32.3% |
| AIG | Buy | AMERICAN INTL GROUP INCput | $17,979,000 | +69.9% | 288,000 | +77.8% | 0.74% | +30.8% |
| MIDD | Buy | MIDDLEBY CORP | $17,493,000 | +13.2% | 128,203 | +6.8% | 0.72% | -13.0% |
| EOG | Buy | EOG RES INC | $16,856,000 | +0.8% | 172,798 | +4.5% | 0.70% | -22.5% |
| MS | Sell | MORGAN STANLEY | $16,664,000 | +1.4% | 388,976 | -0.0% | 0.69% | -22.1% |
| COF | Sell | CAPITAL ONE FINL CORPput | $16,638,000 | -21.5% | 192,000 | -21.0% | 0.69% | -39.6% |
| MIC | Buy | MACQUARIE INFRASTRUCTURE COR | $16,273,000 | +22.3% | 201,948 | +24.0% | 0.67% | -6.0% |
| WFC | Buy | WELLS FARGO & CO NEWput | $16,029,000 | +79.5% | 288,000 | +77.8% | 0.66% | +38.1% |
| TJX | Buy | TJX COS INC NEW | $15,874,000 | +13.7% | 200,731 | +8.0% | 0.66% | -12.6% |
| DXJ | Sell | WISDOMTREE TRjapn hedge eqt | $15,690,000 | -3.2% | 309,965 | -5.3% | 0.65% | -25.6% |
| FRC | Sell | FIRST REP BK SAN FRANCISCO C | $15,565,000 | -4.6% | 165,922 | -6.3% | 0.64% | -26.6% |
| BDX | Buy | BECTON DICKINSON & CO | $15,424,000 | +15.8% | 84,083 | +4.5% | 0.64% | -11.0% |
| ALGN | Sell | ALIGN TECHNOLOGY INC | $15,426,000 | -27.6% | 134,477 | -39.4% | 0.64% | -44.4% |
| STT | New | STATE STR CORPput | $15,285,000 | – | 192,000 | +100.0% | 0.63% | – |
| EEM | Sell | ISHARES TRput | $15,126,000 | +6.7% | 384,000 | -5.2% | 0.63% | -18.0% |
| CLB | Buy | CORE LABORATORIES N V | $14,723,000 | +3.1% | 127,453 | +7.2% | 0.61% | -20.7% |
| LOW | Buy | LOWES COS INC | $14,223,000 | +20.1% | 172,997 | +3.9% | 0.59% | -7.7% |
| NDSN | Sell | NORDSON CORP | $14,215,000 | -7.7% | 115,722 | -15.8% | 0.59% | -29.1% |
| FBMS | Buy | FIRST BANCSHARES INC MS | $14,166,000 | +137.7% | 497,052 | +129.3% | 0.59% | +82.6% |
| SLB | Buy | SCHLUMBERGER LTD | $13,985,000 | -1.8% | 179,061 | +5.5% | 0.58% | -24.5% |
| AMGN | Buy | AMGEN INC | $13,835,000 | +14.6% | 84,324 | +2.1% | 0.57% | -11.9% |
| CME | Buy | CME GROUP INC | $13,642,000 | +6.2% | 114,834 | +3.1% | 0.56% | -18.4% |
| GBNK | Buy | GUARANTY BANCORP DEL | $13,520,000 | +17.6% | 555,253 | +16.9% | 0.56% | -9.5% |
| NEO | Sell | NEOGENOMICS INC | $13,360,000 | -14.9% | 1,693,316 | -7.6% | 0.55% | -34.6% |
| URI | Sell | UNITED RENTALS INC | $13,353,000 | +5.6% | 106,780 | -10.9% | 0.55% | -18.8% |
| CASY | New | CASEYS GEN STORES INC | $13,157,000 | – | 117,206 | +100.0% | 0.54% | – |
| UNP | Buy | UNION PAC CORP | $13,095,000 | +5.7% | 123,638 | +3.4% | 0.54% | -18.7% |
| TBK | Buy | TRIUMPH BANCORP INC | $13,066,000 | +23.0% | 506,437 | +24.7% | 0.54% | -5.4% |
| AAP | Buy | ADVANCE AUTO PARTS INC | $13,036,000 | -5.0% | 87,930 | +8.3% | 0.54% | -27.0% |
| BBT | Buy | BB&T CORPput | $12,873,000 | +69.0% | 288,000 | +77.8% | 0.53% | +29.8% |
| RBA | Buy | RITCHIE BROS AUCTIONEERS | $12,810,000 | +18.0% | 389,348 | +22.0% | 0.53% | -9.2% |
| EVBN | Buy | EVANS BANCORP INC | $12,705,000 | +83.5% | 330,847 | +50.8% | 0.52% | +41.1% |
| JPM | Sell | JPMORGAN CHASE & COput | $12,649,000 | -9.5% | 144,000 | -11.1% | 0.52% | -30.5% |
| CVX | Buy | CHEVRON CORP NEW | $12,525,000 | -6.7% | 116,648 | +2.3% | 0.52% | -28.3% |
| SNBC | Buy | SUN BANCORP INC | $12,259,000 | +4.3% | 502,420 | +11.2% | 0.51% | -19.8% |
| CVS | Sell | CVS HEALTH CORP | $12,242,000 | -9.0% | 155,938 | -8.5% | 0.51% | -30.1% |
| ACN | Buy | ACCENTURE PLC IRELAND | $11,923,000 | +6.6% | 99,462 | +4.2% | 0.49% | -18.0% |
| MSFT | Buy | MICROSOFT CORP | $11,792,000 | +266.6% | 179,041 | +245.8% | 0.49% | +182.1% |
| SCHW | Buy | SCHWAB CHARLES CORP NEWput | $11,754,000 | +267.7% | 288,000 | +255.6% | 0.49% | +182.6% |
| IBKC | New | IBERIABANK CORP | $11,208,000 | – | 141,700 | +100.0% | 0.46% | – |
| ELLI | New | ELLIE MAE INC | $11,165,000 | – | 111,354 | +100.0% | 0.46% | – |
| LBYYQ | Buy | LIBBEY INC | $11,125,000 | -11.3% | 763,014 | +18.4% | 0.46% | -31.8% |
| OPB | Buy | OPUS BK IRVINE CALIF | $10,955,000 | +33.3% | 543,671 | +98.9% | 0.45% | +2.5% |
| AZPN | Buy | ASPEN TECHNOLOGY INC | $10,622,000 | +7.9% | 180,273 | +0.1% | 0.44% | -17.0% |
| SBCF | Buy | SEACOAST BKG CORP FLA | $10,612,000 | +145.6% | 442,548 | +126.0% | 0.44% | +89.2% |
| MMC | Buy | MARSH & MCLENNAN COS INC | $10,546,000 | +12.5% | 142,725 | +2.9% | 0.44% | -13.5% |
| FBK | Buy | FB FINL CORP | $10,315,000 | +181.7% | 291,720 | +106.7% | 0.43% | +116.8% |
| GNMK | GENMARK DIAGNOSTICS INC | $10,280,000 | +4.7% | 801,865 | 0.0% | 0.42% | -19.5% | |
| HEOP | Buy | HERITAGE OAKS BANCORP | $10,058,000 | +48.7% | 753,382 | +37.4% | 0.42% | +14.3% |
| CAH | Buy | CARDINAL HEALTH INC | $9,828,000 | +20.0% | 120,512 | +5.9% | 0.41% | -7.9% |
| DEO | Buy | DIAGEO P L Cspon adr new | $9,795,000 | +43.5% | 84,744 | +29.1% | 0.40% | +10.4% |
| LION | Buy | FIDELITY SOUTHERN CORP NEW | $8,833,000 | +14.8% | 394,680 | +21.4% | 0.36% | -11.8% |
| FCCO | Buy | FIRST CMNTY CORP S C | $8,458,000 | +47.6% | 384,473 | +21.1% | 0.35% | +13.6% |
| FWONA | Buy | LIBERTY MEDIA CORP DELAWARE | $8,393,000 | +320.3% | 256,676 | +302.9% | 0.35% | +224.3% |
| KBE | Buy | SPDR SERIES TRUSTput | $8,252,000 | +17.2% | 192,000 | +18.5% | 0.34% | -10.0% |
| UNF | Sell | UNIFIRST CORP MASS | $8,085,000 | -32.3% | 57,160 | -31.3% | 0.33% | -48.0% |
| JPM | Sell | JPMORGAN CHASE & CO | $7,886,000 | -7.5% | 89,777 | -9.2% | 0.33% | -29.0% |
| ALL | New | ALLSTATE CORPput | $7,823,000 | – | 96,000 | +100.0% | 0.32% | – |
| SEAS | Buy | SEAWORLD ENTMT INC | $7,728,000 | +0.1% | 422,987 | +3.7% | 0.32% | -22.9% |
| ITW | Buy | ILLINOIS TOOL WKS INC | $7,685,000 | +11.1% | 58,016 | +2.7% | 0.32% | -14.5% |
| ASBB | ASB BANCORP INC N C | $7,632,000 | +14.3% | 224,470 | 0.0% | 0.32% | -12.0% | |
| AXP | Sell | AMERICAN EXPRESS COput | $7,595,000 | -36.7% | 96,000 | -40.7% | 0.31% | -51.3% |
| PGR | Buy | PROGRESSIVE CORP OHIOput | $7,522,000 | +161.6% | 192,000 | +137.0% | 0.31% | +100.6% |
| USB | Buy | US BANCORP DEL | $7,425,000 | +2.1% | 144,180 | +1.8% | 0.31% | -21.5% |
| RPM | Buy | RPM INTL INC | $7,384,000 | +5.9% | 134,185 | +3.6% | 0.30% | -18.7% |
| KS | Sell | KAPSTONE PAPER & PACKAGING C | $7,097,000 | -29.0% | 307,237 | -32.2% | 0.29% | -45.3% |
| SANW | S&W SEED CO | $6,819,000 | +7.6% | 1,377,596 | 0.0% | 0.28% | -17.3% | |
| WSO | Sell | WATSCO INC | $6,814,000 | -29.6% | 47,592 | -27.2% | 0.28% | -45.9% |
| VBTX | Sell | VERITEX HLDGS INC | $6,752,000 | +1.8% | 240,130 | -3.3% | 0.28% | -21.8% |
| MCD | Buy | MCDONALDS CORP | $6,683,000 | +78.6% | 51,562 | +67.8% | 0.28% | +37.3% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $6,611,000 | -20.8% | 39,666 | -22.5% | 0.27% | -39.2% |
| SFST | Sell | SOUTHERN FIRST BANCSHARES IN | $6,590,000 | -16.2% | 201,846 | -7.6% | 0.27% | -35.5% |
| CMA | New | COMERICA INCput | $6,584,000 | – | 96,000 | +100.0% | 0.27% | – |
| SLCT | Buy | SELECT BANCORP INC NEW | $6,563,000 | +32.7% | 602,093 | +19.9% | 0.27% | +1.9% |
| WNEB | New | WESTERN NEW ENG BANCORP INC | $6,532,000 | – | 622,135 | +100.0% | 0.27% | – |
| IBTX | Buy | INDEPENDENT BK GROUP INC | $6,404,000 | +473.8% | 99,591 | +456.8% | 0.26% | +341.7% |
| ACFC | ATLANTIC COAST FINL CORP | $6,367,000 | +12.1% | 835,547 | 0.0% | 0.26% | -14.1% | |
| FFWM | Buy | FIRST FNDTN INC | $6,336,000 | +22.8% | 408,486 | +125.6% | 0.26% | -5.8% |
| HFWA | New | HERITAGE FINL CORP WASH | $6,262,000 | – | 252,991 | +100.0% | 0.26% | – |
| AMZN | Buy | AMAZON COM INC | $6,162,000 | +77.9% | 6,951 | +50.5% | 0.26% | +37.1% |
| XOM | Buy | EXXON MOBIL CORP | $6,155,000 | -2.2% | 75,056 | +7.6% | 0.26% | -24.8% |
| COWN | Sell | COWEN GROUP INC NEWcl a new | $6,141,000 | -7.6% | 410,789 | -4.2% | 0.25% | -28.9% |
| CMG | Buy | CHIPOTLE MEXICAN GRILL INC | $6,121,000 | +29.1% | 13,739 | +9.3% | 0.25% | -0.8% |
| CIT | New | CIT GROUP INC | $6,014,000 | – | 140,090 | +100.0% | 0.25% | – |
| PBNC | Buy | PARAGON COML CORP | $5,836,000 | +58.1% | 109,112 | +29.3% | 0.24% | +21.1% |
| PNC | Buy | PNC FINL SVCS GROUP INCput | $5,772,000 | +21.8% | 48,000 | +18.5% | 0.24% | -6.3% |
| TSS | New | TOTAL SYS SVCS INC | $5,789,000 | – | 108,295 | +100.0% | 0.24% | – |
| C | New | CITIGROUP INCput | $5,743,000 | – | 96,000 | +100.0% | 0.24% | – |
| BACPRL | Buy | BANK AMER CORP7.25%cnv pfd l | $5,766,000 | +3.7% | 4,825 | +1.3% | 0.24% | -20.4% |
| SGBK | Buy | STONEGATE BK FT LAUDERDALE F | $5,633,000 | +90.3% | 119,621 | +68.7% | 0.23% | +46.5% |
| RCL | Buy | ROYAL CARIBBEAN CRUISES LTD | $5,597,000 | +22.5% | 57,046 | +2.4% | 0.23% | -6.1% |
| BWFG | Buy | BANKWELL FINL GROUP INC | $5,565,000 | +17.3% | 161,819 | +10.9% | 0.23% | -9.8% |
| FLL | FULL HOUSE RESORTS INC | $5,514,000 | +1.2% | 2,269,299 | 0.0% | 0.23% | -22.2% | |
| HD | Buy | HOME DEPOT INC | $5,356,000 | +19.1% | 36,475 | +8.7% | 0.22% | -8.3% |
| STI | New | SUNTRUST BKS INCput | $5,309,000 | – | 96,000 | +100.0% | 0.22% | – |
| FB | Buy | FACEBOOK INCcl a | $5,292,000 | +355.0% | 37,257 | +268.6% | 0.22% | +247.6% |
| DOOR | Sell | MASONITE INTL CORP NEW | $5,261,000 | -9.3% | 66,391 | -24.7% | 0.22% | -30.1% |
| UBNK | Buy | UNITED FINL BANCORP INC NEW | $5,231,000 | +3.9% | 307,530 | +11.0% | 0.22% | -20.3% |
| FIS | New | FIDELITY NATL INFORMATION SV | $5,138,000 | – | 64,530 | +100.0% | 0.21% | – |
| HAIN | Buy | HAIN CELESTIAL GROUP INC | $5,113,000 | +908.5% | 137,459 | +957.4% | 0.21% | +681.5% |
| ATH | New | ATHENE HLDG LTDcl a | $5,055,000 | – | 101,130 | +100.0% | 0.21% | – |
| CMCO | Sell | COLUMBUS MCKINNON CORP N Y | $5,027,000 | -44.4% | 202,519 | -39.5% | 0.21% | -57.2% |
| KMI | Buy | KINDER MORGAN INC DEL | $5,016,000 | +8.2% | 230,719 | +3.1% | 0.21% | -16.9% |
| LILA | New | LIBERTY GLOBAL PLC | $4,981,000 | – | 223,955 | +100.0% | 0.21% | – |
| USB | Sell | US BANCORP DELput | $4,944,000 | -40.6% | 96,000 | -40.7% | 0.20% | -54.5% |
| CARO | New | CAROLINA FINL CORP NEW | $4,944,000 | – | 164,815 | +100.0% | 0.20% | – |
| FITB | Sell | FIFTH THIRD BANCORPput | $4,876,000 | -25.6% | 192,000 | -21.0% | 0.20% | -42.6% |
| ICAD | ICAD INC | $4,814,000 | +48.7% | 1,000,910 | 0.0% | 0.20% | +14.4% | |
| IBB | Sell | ISHARES TRnasdq biotec etf | $4,716,000 | -13.5% | 16,080 | -21.7% | 0.20% | -33.4% |
| HDS | New | HD SUPPLY HLDGS INC | $4,721,000 | – | 114,808 | +100.0% | 0.20% | – |
| AIRM | Buy | AIR METHODS CORP | $4,706,000 | +40.1% | 109,442 | +3.8% | 0.20% | +7.7% |
| HIG | Buy | HARTFORD FINL SVCS GROUP INCput | $4,615,000 | +19.6% | 96,000 | +18.5% | 0.19% | -8.2% |
| DIS | Buy | DISNEY WALT CO | $4,603,000 | +20.1% | 40,593 | +10.3% | 0.19% | -7.8% |
| FBNC | New | FIRST BANCORP N C | $4,586,000 | – | 156,581 | +100.0% | 0.19% | – |
| MDT | New | MEDTRONIC PLC | $4,576,000 | – | 56,808 | +100.0% | 0.19% | – |
| CIVB | New | CIVISTA BANCSHARES INC | $4,516,000 | – | 203,770 | +100.0% | 0.19% | – |
| BLDR | New | BUILDERS FIRSTSOURCE INC | $4,481,000 | – | 300,748 | +100.0% | 0.18% | – |
| BREW | Sell | CRAFT BREW ALLIANCE INC | $4,359,000 | -31.5% | 326,523 | -13.3% | 0.18% | -47.4% |
| CCOI | Buy | COGENT COMMUNICATIONS HLDGS | $4,305,000 | +9.1% | 100,008 | +4.8% | 0.18% | -16.0% |
| SBUX | Buy | STARBUCKS CORP | $4,228,000 | +18.5% | 72,417 | +12.7% | 0.18% | -8.9% |
| SONA | Sell | SOUTHERN NATL BANCORP OF VA | $4,196,000 | -7.1% | 247,873 | -10.3% | 0.17% | -28.4% |
| IIM | Buy | INVESCO VALUE MUN INCOME TR | $4,164,000 | +2470.4% | 285,425 | +2469.8% | 0.17% | +1811.1% |
| NTRS | New | NORTHERN TR CORPput | $4,156,000 | – | 48,000 | +100.0% | 0.17% | – |
| EXPE | Buy | EXPEDIA INC DEL | $4,168,000 | +16.0% | 33,035 | +4.1% | 0.17% | -10.9% |
| PBIB | Sell | PORTER BANCORP INC | $4,145,000 | -26.4% | 432,900 | -5.3% | 0.17% | -43.6% |
| CUK | Sell | CARNIVAL PLCadr | $4,097,000 | -39.7% | 70,774 | -46.6% | 0.17% | -53.7% |
| LGFB | New | LIONS GATE ENTMNT CORPcl b non vtg | $4,091,000 | – | 167,797 | +100.0% | 0.17% | – |
| ZION | New | ZIONS BANCORPORATIONput | $4,032,000 | – | 96,000 | +100.0% | 0.17% | – |
| DVMT | New | DELL TECHNOLOGIES INC | $3,991,000 | – | 62,288 | +100.0% | 0.16% | – |
| CENTA | Sell | CENTRAL GARDEN & PET COcl a non-vtg | $3,946,000 | -41.8% | 113,638 | -48.2% | 0.16% | -55.3% |
| RL | Buy | RALPH LAUREN CORPcl a | $3,934,000 | +2.5% | 48,200 | +13.4% | 0.16% | -20.9% |
| AWF | Buy | ALLIANCEBERNSTEIN GBL HGH IN | $3,917,000 | +605.8% | 311,404 | +605.9% | 0.16% | +440.0% |
| HMST | New | HOMESTREET INC | $3,861,000 | – | 138,130 | +100.0% | 0.16% | – |
| GNBC | New | GREEN BANCORP INC | $3,861,000 | – | 216,900 | +100.0% | 0.16% | – |
| PK | New | PARK HOTELS RESORTS INC | $3,846,000 | – | 149,810 | +100.0% | 0.16% | – |
| MAT | New | MATTEL INC | $3,841,000 | – | 150,000 | +100.0% | 0.16% | – |
| GE | Sell | GENERAL ELECTRIC CO | $3,823,000 | -23.0% | 128,299 | -18.3% | 0.16% | -40.8% |
| OLBK | Sell | OLD LINE BANCSHARES INC | $3,812,000 | -4.5% | 133,840 | -19.6% | 0.16% | -26.5% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $3,811,000 | +43.3% | 23,235 | +39.9% | 0.16% | +10.5% |
| AMTD | Sell | TD AMERITRADE HLDG CORPput | $3,731,000 | -47.2% | 96,000 | -40.7% | 0.15% | -59.5% |
| SAMG | SILVERCREST ASSET MGMT GROUPcl a | $3,648,000 | +1.1% | 274,272 | 0.0% | 0.15% | -22.2% | |
| NHLD | Buy | NATIONAL HOLDINGS CORP | $3,552,000 | +49.9% | 1,255,037 | +42.0% | 0.15% | +15.7% |
| PFF | New | ISHARES TRu.s. pfd stk etf | $3,525,000 | – | 91,075 | +100.0% | 0.15% | – |
| PWR | New | QUANTA SVCS INC | $3,515,000 | – | 94,715 | +100.0% | 0.14% | – |
| ABT | Buy | ABBOTT LABS | $3,516,000 | +321.1% | 79,168 | +264.2% | 0.14% | +222.2% |
| AFL | Sell | AFLAC INCput | $3,476,000 | -69.2% | 48,000 | -70.4% | 0.14% | -76.2% |
| CBPX | Buy | CONTINENTAL BLDG PRODS INC | $3,446,000 | +9.3% | 140,662 | +3.0% | 0.14% | -15.9% |
| TRUP | Buy | TRUPANION INC | $3,436,000 | +1.2% | 241,617 | +10.5% | 0.14% | -22.4% |
| DOW | Buy | DOW CHEM CO | $3,444,000 | +13.1% | 54,206 | +1.9% | 0.14% | -13.4% |
| PYPL | Buy | PAYPAL HLDGS INC | $3,412,000 | +12.7% | 79,323 | +3.4% | 0.14% | -13.5% |
| SUM | New | SUMMIT MATLS INCcl a | $3,352,000 | – | 135,655 | +100.0% | 0.14% | – |
| INXN | New | INTERXION HOLDING N.V | $3,330,000 | – | 84,178 | +100.0% | 0.14% | – |
| EA | New | ELECTRONIC ARTS INC | $3,337,000 | – | 37,276 | +100.0% | 0.14% | – |
| XRAY | Buy | DENTSPLY SIRONA INC | $3,320,000 | +13.2% | 53,168 | +4.7% | 0.14% | -13.3% |
| CNC | Sell | CENTENE CORP DEL | $3,299,000 | +7.2% | 46,289 | -15.0% | 0.14% | -17.6% |
| JCOM | New | J2 GLOBAL INC | $3,208,000 | – | 38,237 | +100.0% | 0.13% | – |
| PFMT | Buy | PERFORMANT FINL CORP | $3,192,000 | +65.4% | 1,089,261 | +32.7% | 0.13% | +26.9% |
| ALLY | New | ALLY FINL INC | $3,172,000 | – | 156,015 | +100.0% | 0.13% | – |
| QQQ | New | POWERSHARES QQQ TRUSTunit ser 1 | $3,067,000 | – | 23,166 | +100.0% | 0.13% | – |
| NHLD | New | NATIONAL HOLDINGS CORPput | $3,016,000 | – | 1,065,808 | +100.0% | 0.12% | – |
| HZN | Buy | HORIZON GLOBAL CORP | $3,020,000 | -15.7% | 217,582 | +45.7% | 0.12% | -35.2% |
| F | Sell | FORD MTR CO DEL | $2,965,000 | -50.2% | 254,716 | -48.1% | 0.12% | -61.6% |
| ISTR | New | INVESTAR HLDG CORP | $2,975,000 | – | 135,850 | +100.0% | 0.12% | – |
| D | Buy | DOMINION RES INC VA NEW | $2,912,000 | +1.5% | 37,541 | +0.3% | 0.12% | -22.1% |
| TRU | New | TRANSUNION | $2,864,000 | – | 74,691 | +100.0% | 0.12% | – |
| BGY | Sell | BLACKROCK INTL GRWTH & INC T | $2,830,000 | -10.4% | 488,818 | -14.8% | 0.12% | -31.2% |
| CVLT | New | COMMVAULT SYSTEMS INC | $2,814,000 | – | 55,403 | +100.0% | 0.12% | – |
| CACB | New | CASCADE BANCORP | $2,774,000 | – | 359,791 | +100.0% | 0.12% | – |
| DY | New | DYCOM INDS INC | $2,781,000 | – | 29,920 | +100.0% | 0.12% | – |
| UHAL | Buy | AMERCO | $2,698,000 | +6.3% | 7,078 | +3.0% | 0.11% | -18.2% |
| AT | Buy | ATLANTIC PWR CORP | $2,650,000 | +41.3% | 1,000,000 | +33.3% | 0.11% | +8.9% |
| PPBI | New | PACIFIC PREMIER BANCORP | $2,639,000 | – | 68,451 | +100.0% | 0.11% | – |
| MXL | Sell | MAXLINEAR INC | $2,549,000 | -29.3% | 90,871 | -45.1% | 0.10% | -45.9% |
| JNJ | Buy | JOHNSON & JOHNSON | $2,354,000 | +31.5% | 18,901 | +21.7% | 0.10% | +1.0% |
| GVA | New | GRANITE CONSTR INC | $2,344,000 | – | 46,702 | +100.0% | 0.10% | – |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $2,328,000 | -72.4% | 9,877 | -73.9% | 0.10% | -78.9% |
| HDSN | Buy | HUDSON TECHNOLOGIES INC | $2,315,000 | -15.1% | 350,750 | +3.0% | 0.10% | -34.7% |
| NTRS | Buy | NORTHERN TR CORP | $2,327,000 | +0.9% | 26,875 | +3.8% | 0.10% | -22.6% |
| GLW | Buy | CORNING INC | $2,252,000 | +27.1% | 83,400 | +14.2% | 0.09% | -2.1% |
| HBMD | New | HOWARD BANCORP INC | $2,253,000 | – | 120,499 | +100.0% | 0.09% | – |
| MSF | New | MORGAN STANLEY EMER MKTS FD | $2,240,000 | – | 151,845 | +100.0% | 0.09% | – |
| AVK | Buy | ADVENT CLAYMORE CV SECS & IN | $2,251,000 | +59.1% | 143,730 | +49.1% | 0.09% | +22.4% |
| KMB | Buy | KIMBERLY CLARK CORP | $2,251,000 | +140.2% | 17,104 | +108.2% | 0.09% | +86.0% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $2,212,000 | -0.2% | 45,379 | +9.3% | 0.09% | -23.5% |
| CGNX | Sell | COGNEX CORP | $2,197,000 | +29.8% | 26,168 | -1.6% | 0.09% | 0.0% |
| BTZ | Buy | BLACKROCK CR ALLCTN INC TR | $2,182,000 | +210.4% | 165,826 | +205.7% | 0.09% | +136.8% |
| AVT | New | AVNET INC | $2,160,000 | – | 47,199 | +100.0% | 0.09% | – |
| CASH | New | META FINL GROUP INC | $2,151,000 | – | 24,300 | +100.0% | 0.09% | – |
| TFSL | TFS FINL CORP | $2,095,000 | -12.7% | 126,050 | 0.0% | 0.09% | -32.6% | |
| AGN | New | ALLERGAN PLC | $2,076,000 | – | 8,687 | +100.0% | 0.09% | – |
| HIO | Sell | WESTERN ASSET HIGH INCM OPP | $2,087,000 | -0.5% | 414,126 | -1.5% | 0.09% | -23.9% |
| MN | Buy | MANNING & NAPIER INCcl a | $2,058,000 | +1300.0% | 360,975 | +1749.1% | 0.08% | +962.5% |
| LABL | Buy | MULTI COLOR CORP | $2,039,000 | -8.2% | 28,713 | +0.4% | 0.08% | -29.4% |
| GIM | Buy | TEMPLETON GLOBAL INCOME FD | $1,953,000 | +383.4% | 293,667 | +371.2% | 0.08% | +268.2% |
| NUVA | Buy | NUVASIVE INC | $1,964,000 | +13.0% | 26,300 | +1.9% | 0.08% | -12.9% |
| HEIA | Buy | HEICO CORP NEWcl a | $1,939,000 | +12.6% | 25,859 | +2.0% | 0.08% | -14.0% |
| AVD | Buy | AMERICAN VANGUARD CORP | $1,934,000 | -12.5% | 116,500 | +1.0% | 0.08% | -32.8% |
| GHL | Buy | GREENHILL & CO INC | $1,902,000 | +9.1% | 64,910 | +3.1% | 0.08% | -16.0% |
| CWB | Buy | SPDR SERIES TRUSTblmbrg brc cnvrt | $1,890,000 | +835.6% | 39,301 | +786.8% | 0.08% | +609.1% |
| KMT | New | KENNAMETAL INC | $1,882,000 | – | 47,962 | +100.0% | 0.08% | – |
| RE | Buy | EVEREST RE GROUP LTD | $1,876,000 | +30.8% | 8,025 | +21.1% | 0.08% | +1.3% |
| NWSA | New | NEWS CORP NEWcl a | $1,866,000 | – | 143,530 | +100.0% | 0.08% | – |
| DNIF | New | DIVIDEND & INCOME FUND | $1,868,000 | – | 154,862 | +100.0% | 0.08% | – |
| PEP | Sell | PEPSICO INC | $1,870,000 | -13.4% | 16,720 | -19.0% | 0.08% | -33.6% |
| XLF | New | SELECT SECTOR SPDR TRsbi int-finl | $1,864,000 | – | 78,570 | +100.0% | 0.08% | – |
| IFN | New | INDIA FD INC | $1,861,000 | – | 73,249 | +100.0% | 0.08% | – |
| AMG | Buy | AFFILIATED MANAGERS GROUP | $1,829,000 | +16.9% | 11,155 | +3.6% | 0.08% | -9.5% |
| MRK | Buy | MERCK & CO INC | $1,824,000 | +29.8% | 28,702 | +20.3% | 0.08% | -1.3% |
| AKRXQ | New | AKORN INC | $1,787,000 | – | 74,200 | +100.0% | 0.07% | – |
| MET | Buy | METLIFE INC | $1,756,000 | +18.7% | 33,250 | +21.1% | 0.07% | -8.8% |
| FNF | New | FIDELITY NATIONAL FINANCIAL | $1,773,000 | – | 45,534 | +100.0% | 0.07% | – |
| BAC | Sell | BANK AMER CORP | $1,734,000 | -12.6% | 73,495 | -18.1% | 0.07% | -32.7% |
| VEA | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $1,749,000 | +7.6% | 44,497 | 0.0% | 0.07% | -17.2% | |
| AVGR | Buy | AVINGER INC | $1,722,000 | +53.3% | 906,552 | +198.7% | 0.07% | +18.3% |
| IVW | ISHARES TRs&p 500 grwt etf | $1,702,000 | +8.0% | 12,938 | 0.0% | 0.07% | -17.6% | |
| T | Buy | AT&T INC | $1,694,000 | +10.2% | 40,764 | +12.8% | 0.07% | -15.7% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $1,692,000 | +8.7% | 45,022 | +99.7% | 0.07% | -16.7% |
| BWP | New | BOARDWALK PIPELINE PARTNERSut ltd partner | $1,668,000 | – | 91,100 | +100.0% | 0.07% | – |
| KF | New | KOREA FD | $1,660,000 | – | 45,039 | +100.0% | 0.07% | – |
| SHPG | New | SHIRE PLCsponsored adr | $1,632,000 | – | 9,369 | +100.0% | 0.07% | – |
| CVCO | Sell | CAVCO INDS INC DEL | $1,592,000 | -49.0% | 13,681 | -56.2% | 0.07% | -60.7% |
| COST | Sell | COSTCO WHSL CORP NEW | $1,571,000 | -63.5% | 9,370 | -65.1% | 0.06% | -71.9% |
| MBB | New | ISHARES TRmbs etf | $1,566,000 | – | 14,700 | +100.0% | 0.06% | – |
| ABCB | New | AMERIS BANCORP | $1,523,000 | – | 33,040 | +100.0% | 0.06% | – |
| STBZ | Buy | STATE BK FINL CORP | $1,468,000 | +27.9% | 56,196 | +31.5% | 0.06% | -1.6% |
| BFB | Sell | BROWN FORMAN CORPcl b | $1,477,000 | -40.3% | 31,979 | -41.9% | 0.06% | -54.1% |
| ASTE | Sell | ASTEC INDS INC | $1,466,000 | -10.6% | 23,840 | -1.9% | 0.06% | -30.7% |
| HXL | Buy | HEXCEL CORP NEW | $1,446,000 | +25.0% | 26,500 | +17.8% | 0.06% | -3.2% |
| PMTS | Buy | CPI CARD GROUP INC | $1,454,000 | +169.8% | 346,189 | +166.8% | 0.06% | +106.9% |
| DV | Buy | DEVRY ED GROUP INC | $1,418,000 | +17.3% | 40,000 | +3.2% | 0.06% | -9.2% |
| CRM | New | SALESFORCE COM INC | $1,385,000 | – | 16,795 | +100.0% | 0.06% | – |
| MUC | Buy | BLACKROCK MUNIHLDNGS CALI QL | $1,388,000 | +108.7% | 97,966 | +107.6% | 0.06% | +58.3% |
| C | Buy | CITIGROUP INC | $1,370,000 | +1.1% | 22,898 | +0.5% | 0.06% | -21.9% |
| FGPRQ | Buy | FERRELLGAS PARTNERS L.P.unit ltd part | $1,383,000 | +57.2% | 230,500 | +77.3% | 0.06% | +21.3% |
| HYT | Buy | BLACKROCK CORPOR HI YLD FD I | $1,351,000 | +128.2% | 123,751 | +126.3% | 0.06% | +75.0% |
| AYI | New | ACUITY BRANDS INC | $1,349,000 | – | 6,615 | +100.0% | 0.06% | – |
| RNDB | RANDOLPH BANCORP INC | $1,355,000 | -3.8% | 87,425 | 0.0% | 0.06% | -26.3% | |
| KRE | New | SPDR SERIES TRUSTs&p regl bkg | $1,360,000 | – | 24,907 | +100.0% | 0.06% | – |
| BECN | Buy | BEACON ROOFING SUPPLY INC | $1,310,000 | +10.0% | 26,650 | +3.1% | 0.05% | -15.6% |
| SCHW | New | SCHWAB CHARLES CORP NEW | $1,302,000 | – | 31,903 | +100.0% | 0.05% | – |
| GILD | Buy | GILEAD SCIENCES INC | $1,293,000 | -3.4% | 19,030 | +1.8% | 0.05% | -26.4% |
| FSS | Buy | FEDERAL SIGNAL CORP | $1,291,000 | -9.0% | 93,516 | +2.9% | 0.05% | -30.3% |
| JFR | Buy | NUVEEN FLOATING RATE INCOME | $1,275,000 | +319.4% | 110,743 | +325.1% | 0.05% | +231.2% |
| KN | Sell | KNOWLES CORP | $1,273,000 | -45.4% | 67,200 | -51.8% | 0.05% | -57.6% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $1,254,000 | -4.0% | 7,203 | -8.4% | 0.05% | -25.7% |
| WLL | Buy | WHITING PETE CORP NEW | $1,268,000 | -18.4% | 134,050 | +3.7% | 0.05% | -38.1% |
| CSFL | New | CENTERSTATE BANKS INC | $1,260,000 | – | 48,650 | +100.0% | 0.05% | – |
| ILMN | Buy | ILLUMINA INC | $1,248,000 | +469.9% | 7,313 | +326.9% | 0.05% | +333.3% |
| VRSK | Buy | VERISK ANALYTICS INC | $1,254,000 | +7.6% | 15,458 | +7.7% | 0.05% | -17.5% |
| ALL | Sell | ALLSTATE CORP | $1,228,000 | +3.1% | 15,066 | -6.2% | 0.05% | -20.3% |
| IDSY | Sell | I D SYSTEMS INC | $1,229,000 | -0.7% | 194,167 | -15.0% | 0.05% | -23.9% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $1,222,000 | +6.3% | 10,892 | +3.8% | 0.05% | -17.7% |
| CSTM | Buy | CONSTELLIUM NVcl a | $1,206,000 | +22.4% | 185,496 | +11.1% | 0.05% | -5.7% |
| ABMD | Buy | ABIOMED INC | $1,219,000 | +17.0% | 9,740 | +5.3% | 0.05% | -10.7% |
| ROL | Buy | ROLLINS INC | $1,220,000 | +12.1% | 32,850 | +2.0% | 0.05% | -15.3% |
| PDFS | Sell | PDF SOLUTIONS INC | $1,191,000 | -0.7% | 52,650 | -0.9% | 0.05% | -23.4% |
| BDC | Buy | BELDEN INC | $1,192,000 | -7.2% | 17,234 | +0.3% | 0.05% | -29.0% |
| CWCO | New | CONSOLIDATED WATER CO INCord | $1,166,000 | – | 100,100 | +100.0% | 0.05% | – |
| EDD | Buy | MORGAN STANLEY EM MKTS DM DE | $1,149,000 | +145.0% | 151,558 | +131.7% | 0.05% | +92.0% |
| ADX | Buy | ADAMS DIVERSIFIED EQUITY FD | $1,167,000 | +267.0% | 84,878 | +239.5% | 0.05% | +182.4% |
| XBI | Buy | SPDR SERIES TRUSTs&p biotech | $1,137,000 | +47.9% | 16,400 | +26.2% | 0.05% | +14.6% |
| ET | New | ENERGY TRANSFER EQUITY L P | $1,133,000 | – | 57,400 | +100.0% | 0.05% | – |
| PFE | Buy | PFIZER INC | $1,104,000 | +31.9% | 32,253 | +25.2% | 0.05% | +2.2% |
| CAT | Sell | CATERPILLAR INC DEL | $1,093,000 | -9.0% | 11,782 | -9.0% | 0.04% | -30.8% |
| ARCO | Buy | ARCOS DORADOS HOLDINGS INC | $1,095,000 | +113.0% | 136,000 | +42.9% | 0.04% | +60.7% |
| AXTA | New | AXALTA COATING SYS LTD | $1,072,000 | – | 33,300 | +100.0% | 0.04% | – |
| LAZ | New | LAZARD LTD | $1,076,000 | – | 23,400 | +100.0% | 0.04% | – |
| CEB | New | CEB INC | $1,073,000 | – | 13,655 | +100.0% | 0.04% | – |
| RLOGQ | RAND LOGISTICS INC | $1,033,000 | -22.9% | 1,613,891 | 0.0% | 0.04% | -40.3% | |
| LVS | Buy | LAS VEGAS SANDS CORP | $1,029,000 | +15.2% | 18,033 | +7.8% | 0.04% | -10.4% |
| EW | Buy | EDWARDS LIFESCIENCES CORP | $1,021,000 | +1.8% | 10,850 | +1.4% | 0.04% | -22.2% |
| PEO | Buy | ADAM NAT RES FD INC | $1,002,000 | +256.6% | 51,576 | +269.7% | 0.04% | +173.3% |
| WMB | Buy | WILLIAMS COS INC DEL | $959,000 | -3.7% | 32,400 | +1.2% | 0.04% | -25.9% |
| BOE | Sell | BLACKROCK GLOBAL OPP EQTY TR | $968,000 | -63.1% | 78,034 | -65.6% | 0.04% | -71.6% |
| CFCB | Sell | CENTRUE FINL CORP NEW | $959,000 | -85.6% | 36,756 | -88.3% | 0.04% | -88.9% |
| RDSA | Sell | ROYAL DUTCH SHELL PLCspons adr a | $936,000 | -73.1% | 17,764 | -72.2% | 0.04% | -79.1% |
| BFZ | Buy | BLACKROCK CALIF MUN INCOME Tsh ben int | $952,000 | +76.0% | 66,678 | +78.5% | 0.04% | +34.5% |
| ELGX | New | ENDOLOGIX INC | $933,000 | – | 128,890 | +100.0% | 0.04% | – |
| IWM | Sell | ISHARES TRrussell 2000 etf | $928,000 | -14.0% | 6,750 | -15.6% | 0.04% | -34.5% |
| PG | Buy | PROCTER AND GAMBLE CO | $924,000 | +64.7% | 10,287 | +54.2% | 0.04% | +26.7% |
| ABTX | New | ALLEGIANCE BANCSHARES INC | $897,000 | – | 24,100 | +100.0% | 0.04% | – |
| BXS | New | BANCORPSOUTH INC | $883,000 | – | 29,180 | +100.0% | 0.04% | – |
| IVV | Sell | ISHARES TRcore s&p500 etf | $860,000 | +4.2% | 3,625 | -1.2% | 0.04% | -18.2% |
| ABBV | Buy | ABBVIE INC | $865,000 | +32.7% | 13,274 | +27.5% | 0.04% | +2.9% |
| VWR | New | VWR CORP | $880,000 | – | 31,213 | +100.0% | 0.04% | – |
| HNW | Buy | PIONEER DIV HIGH INCOME TRUS | $839,000 | +111.9% | 51,877 | +110.0% | 0.04% | +66.7% |
| DCA | New | VIRTUS TOTAL RETURN FD | $835,000 | – | 191,086 | +100.0% | 0.04% | – |
| MO | Sell | ALTRIA GROUP INC | $837,000 | +4.4% | 11,725 | -1.2% | 0.04% | -18.6% |
| TTF | Buy | THAI FD INC | $848,000 | +358.4% | 98,960 | +306.4% | 0.04% | +250.0% |
| CALD | New | CALLIDUS SOFTWARE INC | $833,000 | – | 39,000 | +100.0% | 0.03% | – |
| MPLX | New | MPLX LP | $825,000 | – | 22,871 | +100.0% | 0.03% | – |
| TDOC | New | TELADOC INC | $824,000 | – | 32,970 | +100.0% | 0.03% | – |
| NQP | Buy | NUVEEN PENNSYLVANIA QLT MUN | $831,000 | +94.6% | 63,302 | +93.7% | 0.03% | +47.8% |
| EPD | New | ENTERPRISE PRODS PARTNERS L | $787,000 | – | 28,520 | +100.0% | 0.03% | – |
| RNP | New | COHEN & STEERS REIT & PFD IN | $771,000 | – | 39,856 | +100.0% | 0.03% | – |
| FOX | Sell | TWENTY FIRST CENTY FOX INCcl b | $763,000 | -88.7% | 24,000 | -90.3% | 0.03% | -91.2% |
| DFS | Buy | DISCOVER FINL SVCS | $766,000 | -2.2% | 11,205 | +3.1% | 0.03% | -23.8% |
| BWG | Buy | LEGG MASON BW GLB INC OPP FD | $738,000 | +355.6% | 57,764 | +320.9% | 0.03% | +244.4% |
| EVT | New | EATON VANCE TAX ADVT DIV INC | $738,000 | – | 34,903 | +100.0% | 0.03% | – |
| MMP | New | MAGELLAN MIDSTREAM PRTNRS LP | $736,000 | – | 9,575 | +100.0% | 0.03% | – |
| RNST | RENASANT CORP | $726,000 | -6.0% | 18,280 | 0.0% | 0.03% | -28.6% | |
| SUNS | Buy | SOLAR SR CAP LTD | $702,000 | +15.3% | 39,043 | +5.4% | 0.03% | -12.1% |
| MAV | New | PIONEER MUN HIGH INCOME ADV | $713,000 | – | 64,876 | +100.0% | 0.03% | – |
| EAD | Buy | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $693,000 | +68.6% | 82,553 | +70.4% | 0.03% | +31.8% |
| BCV | New | BANCROFT FUND LTD | $707,000 | – | 33,624 | +100.0% | 0.03% | – |
| XLU | Buy | SELECT SECTOR SPDR TRsbi int-utils | $704,000 | +48.5% | 13,726 | +40.5% | 0.03% | +16.0% |
| PLNT | New | PLANET FITNESS INCcl a | $684,000 | – | 35,505 | +100.0% | 0.03% | – |
| VLT | Buy | INVESCO HIGH INCOME TR II | $668,000 | +123.4% | 46,269 | +120.7% | 0.03% | +75.0% |
| ICE | INTERCONTINENTAL EXCHANGE IN | $679,000 | +6.1% | 11,340 | 0.0% | 0.03% | -17.6% | |
| ACXM | ACXIOM CORP | $671,000 | +6.3% | 23,556 | 0.0% | 0.03% | -17.6% | |
| ECYT | Buy | ENDOCYTE INC | $681,000 | +9.7% | 264,885 | +8.8% | 0.03% | -15.2% |
| IGR | Sell | CBRE CLARION GLOBAL REAL EST | $643,000 | -32.3% | 86,103 | -33.8% | 0.03% | -47.1% |
| CL | Buy | COLGATE PALMOLIVE CO | $647,000 | +34.8% | 8,847 | +20.6% | 0.03% | +3.8% |
| MAR | MARRIOTT INTL INC NEWcl a | $660,000 | +14.0% | 7,009 | 0.0% | 0.03% | -12.9% | |
| EMF | Sell | TEMPLETON EMERGING MKTS FD I | $641,000 | -34.5% | 45,702 | -43.6% | 0.03% | -49.1% |
| WFC | Buy | WELLS FARGO & CO NEW | $662,000 | +11.4% | 11,895 | +10.4% | 0.03% | -15.6% |
| CB | New | CHUBB LIMITED | $622,000 | – | 4,568 | +100.0% | 0.03% | – |
| WY | Buy | WEYERHAEUSER CO | $619,000 | +14.2% | 18,220 | +1.2% | 0.03% | -10.3% |
| INB | Sell | COHEN & STEERS GLOBAL INC BL | $638,000 | -11.6% | 69,695 | -17.7% | 0.03% | -33.3% |
| PPR | Buy | VOYA PRIME RATE TRsh ben int | $634,000 | +534.0% | 117,144 | +551.6% | 0.03% | +420.0% |
| ETB | New | EATON VANCE TAX MNGED BUY WR | $593,000 | – | 36,410 | +100.0% | 0.02% | – |
| CELG | Buy | CELGENE CORP | $614,000 | +54.7% | 4,932 | +43.7% | 0.02% | +19.0% |
| HIX | Buy | WESTERN ASSET HIGH INCM FD I | $613,000 | +177.4% | 84,836 | +172.0% | 0.02% | +108.3% |
| PCYO | PURECYCLE CORP | $594,000 | +1.0% | 107,000 | 0.0% | 0.02% | -21.9% | |
| ETR | ENTERGY CORP NEW | $608,000 | +3.4% | 8,000 | 0.0% | 0.02% | -21.9% | |
| AEF | Sell | ABERDEEN CHILE FD INC | $602,000 | -38.0% | 86,190 | -47.1% | 0.02% | -51.9% |
| ORCL | Sell | ORACLE CORP | $588,000 | +8.7% | 13,177 | -6.3% | 0.02% | -17.2% |
| SOR | Sell | SOURCE CAP INC | $584,000 | -69.4% | 15,548 | -70.7% | 0.02% | -76.7% |
| TKF | Buy | TURKISH INVT FD INC | $559,000 | +535.2% | 67,275 | +420.1% | 0.02% | +360.0% |
| NEV | Sell | NUVEEN ENHANCED MUN VALUE FD | $565,000 | -6.3% | 40,259 | -6.5% | 0.02% | -28.1% |
| GM | Buy | GENERAL MTRS CO | $546,000 | +37.2% | 15,439 | +35.2% | 0.02% | +9.5% |
| BMRN | New | BIOMARIN PHARMACEUTICAL INC | $553,000 | – | 6,300 | +100.0% | 0.02% | – |
| AVGO | New | BROADCOM LTD | $556,000 | – | 2,538 | +100.0% | 0.02% | – |
| CUBN | New | COMMERCE UN BANCSHARES INC | $552,000 | – | 25,370 | +100.0% | 0.02% | – |
| ANTM | Buy | ANTHEM INC | $526,000 | +24.6% | 3,182 | +8.5% | 0.02% | -4.3% |
| AMOV | Sell | AMERICA MOVIL SAB DE CV | $533,000 | -11.5% | 38,116 | -22.2% | 0.02% | -31.2% |
| IGA | Sell | VOYA GLBL ADV & PREM OPP FD | $536,000 | -46.8% | 51,102 | -50.1% | 0.02% | -59.3% |
| JHI | New | HANCOCK JOHN INVS TR | $529,000 | – | 31,061 | +100.0% | 0.02% | – |
| MQT | New | BLACKROCK MUNIY QUALITY FD I | $512,000 | – | 40,049 | +100.0% | 0.02% | – |
| WELL | New | WELLTOWER INC | $509,000 | – | 7,181 | +100.0% | 0.02% | – |
| VIG | VANGUARD SPECIALIZED PORTFOLdiv app etf | $509,000 | +5.6% | 5,657 | 0.0% | 0.02% | -19.2% | |
| RA | Sell | BROOKFIELD REAL ASSETS INCOM | $495,000 | -59.0% | 21,720 | -59.8% | 0.02% | -69.2% |
| ERC | New | WELLS FARGO MULTI SECTOR INC | $484,000 | – | 36,280 | +100.0% | 0.02% | – |
| CART | CAROLINA TR BANCSHARES INC | $478,000 | +24.2% | 60,184 | 0.0% | 0.02% | -4.8% | |
| KTOS | New | KRATOS DEFENSE & SEC SOLUTIO | $453,000 | – | 58,250 | +100.0% | 0.02% | – |
| HUM | HUMANA INC | $470,000 | +1.1% | 2,280 | 0.0% | 0.02% | -24.0% | |
| EIO | New | EATON VANCE OHIO MUN BD FD | $449,000 | – | 35,142 | +100.0% | 0.02% | – |
| GRX | New | GABELLI HLTHCARE & WELLNESS | $459,000 | – | 45,968 | +100.0% | 0.02% | – |
| HNI | New | HNI CORP | $462,000 | – | 10,022 | +100.0% | 0.02% | – |
| ARDC | Sell | ARES DYNAMIC CR ALLOCATION F | $453,000 | -66.9% | 28,283 | -68.9% | 0.02% | -74.3% |
| IGD | Sell | VOYA GLBL EQTY DIV & PREM OP | $449,000 | -48.3% | 61,189 | -52.3% | 0.02% | -59.6% |
| WM | Buy | WASTE MGMT INC DEL | $452,000 | +9.4% | 6,205 | +6.6% | 0.02% | -13.6% |
| NBW | Buy | NEUBERGER BERMAN CA INT MUN | $462,000 | +31.2% | 33,328 | +36.2% | 0.02% | 0.0% |
| PHM | PULTE GROUP INC | $447,000 | +28.1% | 19,000 | 0.0% | 0.02% | -5.3% | |
| VKI | Buy | INVESCO ADVANTAGE MUNICIPALsh ben int | $426,000 | +80.5% | 38,068 | +80.5% | 0.02% | +38.5% |
| CEV | Sell | EATON VANCE CA MUNI INCOME Tsh ben int | $425,000 | -9.0% | 34,681 | -8.8% | 0.02% | -28.0% |
| LMT | Buy | LOCKHEED MARTIN CORP | $438,000 | +88.0% | 1,638 | +75.6% | 0.02% | +38.5% |
| MDLZ | Buy | MONDELEZ INTL INCcl a | $442,000 | +20.1% | 10,250 | +23.5% | 0.02% | -10.0% |
| HYB | New | NEW AMER HIGH INCOME FD INC | $433,000 | – | 45,906 | +100.0% | 0.02% | – |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $446,000 | -95.9% | 8,203 | -95.6% | 0.02% | -96.9% |
| VSAT | VIASAT INC | $434,000 | -3.6% | 6,800 | 0.0% | 0.02% | -25.0% | |
| MZA | Sell | BLACKROCK MUNIYIELD ARIZ FD | $429,000 | -47.2% | 29,655 | -47.2% | 0.02% | -59.1% |
| MUE | New | BLACKROCK MUNIHLDNGS QLTY II | $433,000 | – | 32,694 | +100.0% | 0.02% | – |
| PNFP | New | PINNACLE FINL PARTNERS INC | $435,000 | – | 6,550 | +100.0% | 0.02% | – |
| OCLR | New | OCLARO INC | $407,000 | – | 41,445 | +100.0% | 0.02% | – |
| FNCL | New | FIDELITYmsci finls idx | $422,000 | – | 13,000 | +100.0% | 0.02% | – |
| LEN | Sell | LENNAR CORPcl a | $410,000 | +18.2% | 8,000 | -1.0% | 0.02% | -10.5% |
| BA | Buy | BOEING CO | $411,000 | +40.8% | 2,326 | +24.1% | 0.02% | +6.2% |
| VCV | Sell | INVESCO CALIF VALUE MUN INC | $407,000 | -59.5% | 33,054 | -60.1% | 0.02% | -68.5% |
| WPZ | New | WILLIAMS PARTNERS L P NEW | $407,000 | – | 9,965 | +100.0% | 0.02% | – |
| MSD | Buy | MORGAN STANLEY EMER MKTS DEB | $409,000 | +163.9% | 43,751 | +157.2% | 0.02% | +112.5% |
| PBP | Sell | POWERSHARES GLOBAL ETF FDs&p 500 buywrt | $414,000 | -63.3% | 18,789 | -64.5% | 0.02% | -72.1% |
| ECF | New | ELLSWORTH GROWTH & INCOME FD | $410,000 | – | 47,524 | +100.0% | 0.02% | – |
| IPHI | New | INPHI CORP | $412,000 | – | 8,445 | +100.0% | 0.02% | – |
| IAE | Buy | VOYA ASIA PAC DIVID EQUITY I | $403,000 | +181.8% | 39,774 | +141.4% | 0.02% | +112.5% |
| EOI | Sell | EATON VANCE ENHANCED EQ INC | $378,000 | -79.6% | 28,795 | -80.7% | 0.02% | -84.0% |
| DSL | New | DOUBLELINE INCOME SOLUTIONS | $394,000 | – | 19,621 | +100.0% | 0.02% | – |
| IWF | New | ISHARES TRrus 1000 grw etf | $397,000 | – | 3,491 | +100.0% | 0.02% | – |
| HYG | New | ISHARES TRiboxx hi yd etf | $386,000 | – | 4,400 | +100.0% | 0.02% | – |
| FNSR | New | FINISAR CORP | $376,000 | – | 13,745 | +100.0% | 0.02% | – |
| GF | Sell | NEW GERMANY FD INC | $378,000 | -52.0% | 25,618 | -57.5% | 0.02% | -61.9% |
| TY | Sell | TRI CONTL CORP | $398,000 | -71.8% | 17,218 | -73.1% | 0.02% | -78.9% |
| NRO | New | NEUBERGER BERMAN RE ES SEC F | $382,000 | – | 71,875 | +100.0% | 0.02% | – |
| EXG | Sell | EATON VANCE TAX MNGD GBL DV | $391,000 | -42.1% | 45,941 | -45.4% | 0.02% | -55.6% |
| MXF | Buy | MEXICO FD INC | $383,000 | +103.7% | 23,335 | +86.5% | 0.02% | +60.0% |
| EMJ | Buy | EATON VANCE N J MUN BD FD | $389,000 | +103.7% | 31,043 | +108.6% | 0.02% | +60.0% |
| CHL | Buy | CHINA MOBILE LIMITEDsponsored adr | $359,000 | +28.7% | 6,500 | +22.1% | 0.02% | 0.0% |
| NHS | Buy | NEUBERGER BERMAN HGH YLD FD | $353,000 | +58.3% | 29,734 | +55.8% | 0.02% | +25.0% |
| RFI | Sell | COHEN & STEERS TOTAL RETURN | $373,000 | -17.8% | 30,280 | -19.3% | 0.02% | -37.5% |
| LGFA | New | LIONS GATE ENTMNT CORPcl a vtg | $367,000 | – | 13,800 | +100.0% | 0.02% | – |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $367,000 | -61.2% | 9,248 | -65.0% | 0.02% | -70.6% |
| HTBI | Sell | HOMETRUST BANCSHARES INC | $358,000 | -87.2% | 15,219 | -85.9% | 0.02% | -90.1% |
| AKP | Sell | ALLIANCE CALIF MUN INCOME FD | $374,000 | -41.7% | 28,106 | -42.0% | 0.02% | -57.1% |
| DE | Buy | DEERE & CO | $362,000 | +6.2% | 3,329 | +0.6% | 0.02% | -16.7% |
| EFA | Sell | ISHARES TRmsci eafe etf | $361,000 | -39.2% | 5,800 | -43.6% | 0.02% | -53.1% |
| MHF | Buy | WESTERN ASSET MUN HI INCM FD | $373,000 | +35.6% | 51,624 | +34.7% | 0.02% | 0.0% |
| EIV | New | EATON VANCE MUN BD FD II | $363,000 | – | 29,563 | +100.0% | 0.02% | – |
| KMIPRA | KINDER MORGAN INC DELpfd ser a | $374,000 | +2.5% | 7,500 | 0.0% | 0.02% | -25.0% | |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $342,000 | -28.2% | 8,694 | -36.0% | 0.01% | -46.2% |
| MHI | New | PIONEER MUN HIGH INCOME TR | $349,000 | – | 30,064 | +100.0% | 0.01% | – |
| VAL | VALSPAR CORP | $340,000 | +7.3% | 3,062 | 0.0% | 0.01% | -17.6% | |
| RDSB | Sell | ROYAL DUTCH SHELL PLCspon adr b | $329,000 | -23.5% | 5,885 | -20.8% | 0.01% | -39.1% |
| WRI | WEINGARTEN RLTY INVSsh ben int | $334,000 | -6.7% | 10,000 | 0.0% | 0.01% | -26.3% | |
| SRCL | STERICYCLE INC | $334,000 | +7.7% | 4,024 | 0.0% | 0.01% | -17.6% | |
| HSBC | New | HSBC HLDGS PLCspon adr new | $342,000 | – | 8,380 | +100.0% | 0.01% | – |
| RQI | New | COHEN & STEERS QUALITY RLTY | $324,000 | – | 26,335 | +100.0% | 0.01% | – |
| MIY | Sell | BLACKROCK MUNIYLD MICH QLTY | $310,000 | -45.7% | 22,799 | -45.8% | 0.01% | -58.1% |
| REGN | Sell | REGENERON PHARMACEUTICALS | $319,000 | -85.1% | 823 | -85.9% | 0.01% | -88.7% |
| GAM | New | GENERAL AMERN INVS INC | $303,000 | – | 9,042 | +100.0% | 0.01% | – |
| HON | New | HONEYWELL INTL INC | $324,000 | – | 2,598 | +100.0% | 0.01% | – |
| ENX | New | EATON VANCE NEW YORK MUN BD | $303,000 | – | 24,567 | +100.0% | 0.01% | – |
| HYI | Sell | WESTERN ASSET HGH YLD DFNDFD | $318,000 | -30.3% | 20,725 | -31.6% | 0.01% | -48.0% |
| AER | New | AERCAP HOLDINGS NV | $308,000 | – | 6,698 | +100.0% | 0.01% | – |
| EVM | Sell | EATON VANCE CALIF MUN BD FD | $304,000 | -30.9% | 26,779 | -30.7% | 0.01% | -45.8% |
| EVY | Sell | EATON VANCE NY MUNI INCOME Tsh ben int | $284,000 | -51.4% | 22,161 | -50.5% | 0.01% | -61.3% |
| SPTI | Sell | SPDR SERIES TRUSTblmbrg brc intrm | $292,000 | -11.8% | 4,871 | -12.1% | 0.01% | -33.3% |
| MNE | Sell | BLACKROCK MUNI N Y INTER DUR | $286,000 | -41.0% | 20,768 | -41.9% | 0.01% | -53.8% |
| ETY | Sell | EATON VANCE TX MGD DIV EQ IN | $282,000 | -77.7% | 25,500 | -79.1% | 0.01% | -82.4% |
| APF | Buy | MORGAN STANLEY ASIA PAC FD I | $302,000 | +39.8% | 19,703 | +23.0% | 0.01% | 0.0% |
| WEA | New | WESTERN ASSET PREMIER BD FD | $294,000 | – | 22,040 | +100.0% | 0.01% | – |
| NIM | Buy | NUVEEN SELECT MAT MUN FDsh ben int | $289,000 | +170.1% | 29,090 | +163.9% | 0.01% | +100.0% |
| TCP | New | TC PIPELINES LP | $293,000 | – | 6,500 | +100.0% | 0.01% | – |
| FLR | Buy | FLUOR CORP NEW | $300,000 | +0.7% | 5,701 | +0.6% | 0.01% | -25.0% |
| BBL | New | BHP BILLITON PLCsponsored adr | $291,000 | – | 9,349 | +100.0% | 0.01% | – |
| LENB | New | LENNAR CORPcl b | $260,000 | – | 6,215 | +100.0% | 0.01% | – |
| IYF | Sell | ISHARES TRu.s. finls etf | $268,000 | -28.9% | 2,578 | -30.7% | 0.01% | -45.0% |
| BBVA | Buy | BANCO BILBAO VIZCAYA ARGENTAsponsored adr | $270,000 | +152.3% | 35,627 | +125.1% | 0.01% | +83.3% |
| BKLN | Sell | POWERSHARES ETF TRUST IIsenior ln port | $255,000 | -91.6% | 10,960 | -91.6% | 0.01% | -93.3% |
| BSD | New | BLACKROCK STRATEGIC MUN TR | $268,000 | – | 19,922 | +100.0% | 0.01% | – |
| NXC | Sell | NUVEEN CA SELECT TAX FREE PRsh ben int | $272,000 | -40.5% | 18,312 | -41.2% | 0.01% | -56.0% |
| DMRC | DIGIMARC CORP NEW | $278,000 | -10.0% | 10,300 | 0.0% | 0.01% | -35.3% | |
| MMU | New | WESTERN ASST MNGD MUN FD INC | $272,000 | – | 19,756 | +100.0% | 0.01% | – |
| EVO | New | EATON VANCE OH MUNI INCOME Tsh ben int | $271,000 | – | 19,981 | +100.0% | 0.01% | – |
| EIA | New | EATON VANCE CALIF MUN BD FD | $254,000 | – | 22,066 | +100.0% | 0.01% | – |
| INGR | INGREDION INC | $262,000 | -3.7% | 2,175 | 0.0% | 0.01% | -26.7% | |
| FMN | New | FEDERATED PREM MUN INC FD | $260,000 | – | 18,813 | +100.0% | 0.01% | – |
| CHTR | Buy | CHARTER COMMUNICATIONS INC Ncl a | $267,000 | +15.1% | 815 | +1.0% | 0.01% | -8.3% |
| DVY | New | ISHARES TRselect divid etf | $258,000 | – | 2,836 | +100.0% | 0.01% | – |
| LLY | New | LILLY ELI & CO | $267,000 | – | 3,179 | +100.0% | 0.01% | – |
| NUM | New | NUVEEN MICHIGAN QLT MUN INC | $272,000 | – | 20,423 | +100.0% | 0.01% | – |
| BSE | Sell | BLACKROCK NY MUNI INC QLTY T | $251,000 | -51.8% | 19,149 | -51.8% | 0.01% | -64.3% |
| ABEV | Buy | AMBEV SAsponsored adr | $250,000 | +131.5% | 43,350 | +97.8% | 0.01% | +66.7% |
| AMP | Buy | AMERIPRISE FINL INC | $249,000 | +18.0% | 1,917 | +0.9% | 0.01% | -9.1% |
| AMAT | Buy | APPLIED MATLS INC | $244,000 | +21.4% | 6,280 | +1.0% | 0.01% | -9.1% |
| BDJ | Sell | BLACKROCK ENHANCED EQT DIV T | $243,000 | -5.1% | 28,387 | -9.8% | 0.01% | -28.6% |
| IWV | Sell | ISHARES TRrussell 3000 etf | $240,000 | -98.6% | 1,715 | -98.7% | 0.01% | -98.9% |
| KHC | Buy | KRAFT HEINZ CO | $239,000 | +4.8% | 2,631 | +0.9% | 0.01% | -16.7% |
| KR | Sell | KROGER CO | $237,000 | -54.2% | 8,032 | -46.4% | 0.01% | -64.3% |
| NSC | Sell | NORFOLK SOUTHERN CORP | $252,000 | -49.6% | 2,255 | -51.3% | 0.01% | -63.0% |
| NYV | New | NUVEEN NEW YORK MUN VALUE FD | $234,000 | – | 15,661 | +100.0% | 0.01% | – |
| PMO | New | PUTNAM MUN OPPORTUNITIES TRsh ben int | $249,000 | – | 20,765 | +100.0% | 0.01% | – |
| SYK | Buy | STRYKER CORP | $233,000 | +9.9% | 1,773 | +0.1% | 0.01% | -9.1% |
| TOL | TOLL BROTHERS INC | $253,000 | +16.6% | 7,000 | 0.0% | 0.01% | -16.7% | |
| EMD | Sell | WESTERN ASSET EMRG MKT DEBT | $244,000 | -84.7% | 15,773 | -85.5% | 0.01% | -88.4% |
| 3106PS | New | DELPHI AUTOMOTIVE PLC | $246,000 | – | 3,060 | +100.0% | 0.01% | – |
| BIIB | Buy | BIOGEN INC | $223,000 | -2.2% | 814 | +1.1% | 0.01% | -25.0% |
| TTM | New | TATA MTRS LTDsponsored adr | $222,000 | – | 6,228 | +100.0% | 0.01% | – |
| SNN | New | SMITH & NEPHEW PLCspdn adr new | $219,000 | – | 7,080 | +100.0% | 0.01% | – |
| VOOV | New | VANGUARD ADMIRAL FDS INC500 val idx fd | $229,000 | – | 2,280 | +100.0% | 0.01% | – |
| ORAN | New | ORANGEsponsored adr | $215,000 | – | 13,858 | +100.0% | 0.01% | – |
| VNQ | Sell | VANGUARD INDEX FDSreit etf | $223,000 | -24.4% | 2,697 | -24.6% | 0.01% | -43.8% |
| OMC | Buy | OMNICOM GROUP INC | $209,000 | +2.0% | 2,427 | +0.9% | 0.01% | -18.2% |
| USA | Sell | LIBERTY ALL STAR EQUITY FDsh ben int | $222,000 | -62.7% | 40,705 | -64.7% | 0.01% | -71.9% |
| SCZ | ISHARES TReafe sml cp etf | $228,000 | +8.6% | 4,210 | 0.0% | 0.01% | -18.2% | |
| VPV | Sell | INVESCO PA VALUE MUN INCOME | $226,000 | -22.3% | 18,557 | -22.4% | 0.01% | -43.8% |
| FMS | New | FRESENIUS MED CARE AG&CO KGAsponsored adr | $220,000 | – | 5,222 | +100.0% | 0.01% | – |
| FT | Sell | FRANKLIN UNVL TRsh ben int | $216,000 | -46.8% | 30,892 | -49.2% | 0.01% | -59.1% |
| TTE | Buy | TOTAL S Asponsored adr | $226,000 | +9.2% | 4,474 | +10.1% | 0.01% | -18.2% |
| CY | CYPRESS SEMICONDUCTOR CORP | $206,000 | +19.8% | 15,000 | 0.0% | 0.01% | 0.0% | |
| COP | New | CONOCOPHILLIPS | $223,000 | – | 4,469 | +100.0% | 0.01% | – |
| CNQ | New | CANADIAN NAT RES LTD | $215,000 | – | 6,546 | +100.0% | 0.01% | – |
| MPA | New | BLACKROCK MUNIYIELD PA QLTY | $215,000 | – | 15,226 | +100.0% | 0.01% | – |
| MYC | New | BLACKROCK MUNIYIELD CALIF FD | $223,000 | – | 15,144 | +100.0% | 0.01% | – |
| BX | BLACKSTONE GROUP L P | $223,000 | +9.9% | 7,495 | 0.0% | 0.01% | -18.2% | |
| NFJ | New | ALLIANZGI NFJ DIVID INT & PR | $217,000 | – | 16,824 | +100.0% | 0.01% | – |
| LCM | New | ADVENT CLAYMORE ENH GRW & IN | $220,000 | – | 26,085 | +100.0% | 0.01% | – |
| TSLA | New | TESLA INC | $223,000 | – | 800 | +100.0% | 0.01% | – |
| GDO | New | WESTERN ASSET GLOBAL CP DEFI | $205,000 | – | 11,764 | +100.0% | 0.01% | – |
| IWD | New | ISHARES TRrus 1000 val etf | $203,000 | – | 1,769 | +100.0% | 0.01% | – |
| LDF | New | LATIN AMERN DISCOVERY FD INC | $202,000 | – | 19,163 | +100.0% | 0.01% | – |
| VTN | Sell | INVESCO TR INVT GRADE NY MUN | $186,000 | -61.3% | 13,823 | -61.8% | 0.01% | -69.2% |
| AXP | New | AMERICAN EXPRESS CO | $196,000 | – | 2,474 | +100.0% | 0.01% | – |
| LSXMK | New | LIBERTY MEDIA CORP DELAWARE | $204,000 | – | 5,256 | +100.0% | 0.01% | – |
| MCK | Sell | MCKESSON CORP | $204,000 | -23.3% | 1,375 | -27.3% | 0.01% | -42.9% |
| AFB | New | ALLIANCEBERNSTEIN NATL MUNI | $189,000 | – | 14,149 | +100.0% | 0.01% | – |
| AEG | Buy | AEGON N Vny registry sh | $187,000 | +74.8% | 36,522 | +89.6% | 0.01% | +33.3% |
| NXQ | New | NUVEEN SELECT TAX FREE INCMsh ben int | $200,000 | – | 14,882 | +100.0% | 0.01% | – |
| NEA | New | NUVEEN AMT FREE QLTY MUN INC | $188,000 | – | 14,062 | +100.0% | 0.01% | – |
| FITB | FIFTH THIRD BANCORP | $194,000 | -5.8% | 7,629 | 0.0% | 0.01% | -27.3% | |
| FSBC | FSB BANCORP INC | $188,000 | +0.5% | 13,200 | 0.0% | 0.01% | -20.0% | |
| TRV | Sell | TRAVELERS COMPANIES INC | $205,000 | -21.8% | 1,698 | -20.6% | 0.01% | -42.9% |
| SBI | Sell | WESTERN ASSET INTM MUNI FD I | $184,000 | -47.1% | 19,297 | -47.3% | 0.01% | -57.9% |
| AMLP | New | ALPS ETF TRalerian mlp | $165,000 | – | 12,963 | +100.0% | 0.01% | – |
| NYH | Buy | EATON VANCE N Y MUN BD FD II | $165,000 | +14.6% | 13,979 | +12.9% | 0.01% | -12.5% |
| MMV | Sell | EATON VANCE MA MUNI INCOME Tsh ben int | $165,000 | -73.9% | 12,386 | -74.3% | 0.01% | -79.4% |
| XIN | Buy | XINYUAN REAL ESTATE CO LTDspons adr | $160,000 | -10.6% | 36,174 | +0.5% | 0.01% | -30.0% |
| DSU | New | BLACKROCK DEBT STRAT FD INC | $169,000 | – | 14,642 | +100.0% | 0.01% | – |
| MYN | New | BLACKROCK MUNIYIELD NY QLTY | $164,000 | – | 12,691 | +100.0% | 0.01% | – |
| ASA | Sell | ASA GOLD AND PRECIOUS MTLS L | $180,000 | -84.9% | 14,900 | -86.2% | 0.01% | -89.1% |
| BHV | New | BLACKROCK VA MUNICIPAL BOND | $176,000 | – | 11,132 | +100.0% | 0.01% | – |
| NAD | New | NUVEEN QUALITY MUNCP INCOME | $166,000 | – | 12,125 | +100.0% | 0.01% | – |
| NAN | Sell | NUVEEN NEW YORK QLT MUN INC | $153,000 | -9.5% | 11,292 | -10.5% | 0.01% | -33.3% |
| COF | New | CAPITAL ONE FINL CORP | $143,000 | – | 1,647 | +100.0% | 0.01% | – |
| VFL | New | DELAWARE INVT NAT MUNI INC Fsh ben int | $133,000 | – | 10,273 | +100.0% | 0.01% | – |
| CCA | Sell | MFS CALIF MUN FD | $140,000 | -30.0% | 12,061 | -32.1% | 0.01% | -45.5% |
| EIP | Sell | EATON VANCE PA MUN BD FD | $150,000 | -3.2% | 11,816 | -4.2% | 0.01% | -25.0% |
| GAB | Sell | GABELLI EQUITY TR INC | $123,000 | -57.3% | 20,653 | -60.4% | 0.01% | -66.7% |
| DHF | New | DREYFUS HIGH YIELD STRATEGIEsh ben int | $124,000 | – | 36,573 | +100.0% | 0.01% | – |
| FTF | New | FRANKLIN LTD DURATION INC TR | $126,000 | – | 10,508 | +100.0% | 0.01% | – |
| AFL | Sell | AFLAC INC | $99,000 | -57.3% | 1,358 | -59.2% | 0.00% | -66.7% |
| AWP | Sell | ALPINE GLOBAL PREMIER PPTYS | $66,000 | -54.2% | 11,600 | -58.6% | 0.00% | -62.5% |
| AIG | New | AMERICAN INTL GROUP INC | $75,000 | – | 1,205 | +100.0% | 0.00% | – |
| PCTI | New | PC-TEL INC | $73,000 | – | 10,300 | +100.0% | 0.00% | – |
| BK | New | BANK NEW YORK MELLON CORP | $47,000 | – | 1,000 | +100.0% | 0.00% | – |
| STT | New | STATE STR CORP | $54,000 | – | 681 | +100.0% | 0.00% | – |
| BIOAQ | New | BIOAMBER INC | $37,000 | – | 15,800 | +100.0% | 0.00% | – |
| PGR | New | PROGRESSIVE CORP OHIO | $30,000 | – | 754 | +100.0% | 0.00% | – |
| FTR | Buy | FRONTIER COMMUNICATIONS CORP | $26,000 | -38.1% | 12,348 | +0.4% | 0.00% | -50.0% |
| ENG | New | ENGLOBAL CORP | $24,000 | – | 13,000 | +100.0% | 0.00% | – |
| HIG | New | HARTFORD FINL SVCS GROUP INC | $31,000 | – | 650 | +100.0% | 0.00% | – |
| BBT | New | BB&T CORP | $2,000 | – | 40 | +100.0% | 0.00% | – |
| PNC | New | PNC FINL SVCS GROUP INC | $4,000 | – | 33 | +100.0% | 0.00% | – |
| STI | New | SUNTRUST BKS INC | $2,000 | – | 37 | +100.0% | 0.00% | – |
| KBE | Sell | SPDR SERIES TRUSTs&p bk etf | $0 | -100.0% | 5 | -100.0% | 0.00% | -100.0% |
| WTI | Exit | W & T OFFSHORE INC | $0 | – | -12,210 | -100.0% | -0.00% | – |
| GCV | Exit | GABELLI CONV&INCOM SECS FD I | $0 | – | -12,619 | -100.0% | -0.00% | – |
| SAN | Exit | BANCO SANTANDER SAadr | $0 | – | -17,671 | -100.0% | -0.01% | – |
| ASG | Exit | LIBERTY ALL-STAR GROWTH FD I | $0 | – | -21,089 | -100.0% | -0.01% | – |
| RMT | Exit | ROYCE MICRO-CAP TR INC | $0 | – | -13,100 | -100.0% | -0.01% | – |
| IHD | Exit | VOYA EMERGING MKTS HIGH DIVI | $0 | – | -14,604 | -100.0% | -0.01% | – |
| NSL | Exit | NUVEEN SR INCOME FD | $0 | – | -17,633 | -100.0% | -0.01% | – |
| TEF | Exit | TELEFONICA S Asponsored adr | $0 | – | -13,538 | -100.0% | -0.01% | – |
| BHK | Exit | BLACKROCK CORE BD TR | $0 | – | -12,055 | -100.0% | -0.01% | – |
| EHI | Exit | WESTERN ASSET GLB HI INCOME | $0 | – | -16,701 | -100.0% | -0.01% | – |
| CHY | Exit | CALAMOS CONV & HIGH INCOME F | $0 | – | -15,090 | -100.0% | -0.01% | – |
| MNP | Exit | WESTERN ASST MN PRT FD INC | $0 | – | -11,233 | -100.0% | -0.01% | – |
| NMT | Exit | NUVEEN MASSACHUSETS QLT MUN | $0 | – | -12,355 | -100.0% | -0.01% | – |
| FHY | Exit | FIRST TR STRATEGIC HIGH INC | $0 | – | -15,445 | -100.0% | -0.01% | – |
| LYG | Exit | LLOYDS BANKING GROUP PLCsponsored adr | $0 | – | -62,632 | -100.0% | -0.01% | – |
| BQH | Exit | BLACKROCK NY MUNICIPAL BOND | $0 | – | -13,509 | -100.0% | -0.01% | – |
| ETW | Exit | EATON VANCE TXMGD GL BUYWR O | $0 | – | -19,798 | -100.0% | -0.01% | – |
| ADSK | Exit | AUTODESK INC | $0 | – | -2,790 | -100.0% | -0.01% | – |
| BP | Exit | BP PLCsponsored adr | $0 | – | -5,581 | -100.0% | -0.01% | – |
| MAB | Exit | EATON VANCE MASS MUN BD FD | $0 | – | -14,937 | -100.0% | -0.01% | – |
| NTX | Exit | NUVEEN TEXAS QLTY MUN INCME | $0 | – | -14,761 | -100.0% | -0.01% | – |
| ABB | Exit | ABB LTDsponsored adr | $0 | – | -9,962 | -100.0% | -0.01% | – |
| HOLX | Exit | HOLOGIC INC | $0 | – | -5,004 | -100.0% | -0.01% | – |
| PM | Exit | PHILIP MORRIS INTL INC | $0 | – | -2,397 | -100.0% | -0.01% | – |
| NXP | Exit | NUVEEN SELECT TAX FREE INCMsh ben int | $0 | – | -16,698 | -100.0% | -0.01% | – |
| MCA | Exit | BLACKROCK MUNIYIELD CALI QLT | $0 | – | -15,838 | -100.0% | -0.01% | – |
| BFY | Exit | BLACKROCK NY MUN INCOME TR I | $0 | – | -15,140 | -100.0% | -0.01% | – |
| NKX | Exit | NUVEEN CALIFORNIA AMT QLT MU | $0 | – | -15,176 | -100.0% | -0.01% | – |
| SAP | Exit | SAP SEspon adr | $0 | – | -2,484 | -100.0% | -0.01% | – |
| JRI | Exit | NUVEEN REAL ASSET INC & GROW | $0 | – | -14,060 | -100.0% | -0.01% | – |
| M | Exit | MACYS INC | $0 | – | -6,378 | -100.0% | -0.01% | – |
| BZM | Exit | BLACKROCK MD MUNICIPAL BOND | $0 | – | -15,945 | -100.0% | -0.01% | – |
| QAI | Exit | INDEXIQ ETF TRhedge mlti etf | $0 | – | -8,518 | -100.0% | -0.01% | – |
| NXJ | Exit | NUVEEN NEW JERSEY QULT MUN F | $0 | – | -20,364 | -100.0% | -0.01% | – |
| BIZD | Exit | VANECK VECTORS ETF TR | $0 | – | -14,872 | -100.0% | -0.01% | – |
| DMB | Exit | DREYFUS MUN BD INFRSTRCTR FD | $0 | – | -21,361 | -100.0% | -0.01% | – |
| MUJ | Exit | BLACKROCK MUNIHLDGS NJ QLTY | $0 | – | -18,613 | -100.0% | -0.01% | – |
| BLJ | Exit | BLACKROCK NJ MUNICIPAL BOND | $0 | – | -18,783 | -100.0% | -0.02% | – |
| DMF | Exit | DREYFUS MUN INCOME INC | $0 | – | -32,480 | -100.0% | -0.02% | – |
| TSI | Exit | TCW STRATEGIC INCOME FUND IN | $0 | – | -54,282 | -100.0% | -0.02% | – |
| ECH | Exit | ISHARESmsci ch cap etf | $0 | – | -7,738 | -100.0% | -0.02% | – |
| NNC | Exit | NUVEEN NORTH CAROLINA QLTY M | $0 | – | -22,434 | -100.0% | -0.02% | – |
| TLI | Exit | WESTERN ASSET CORPORATE LN F | $0 | – | -26,446 | -100.0% | -0.02% | – |
| KBWB | Exit | POWERSHARES ETF TR IIkbw bk port | $0 | – | -6,800 | -100.0% | -0.02% | – |
| EVJ | Exit | EATON VANCE NJ MUNI INCOME Tsh ben int | $0 | – | -26,908 | -100.0% | -0.02% | – |
| NMY | Exit | NUVEEN MARYLAND QLT MUN INC | $0 | – | -27,486 | -100.0% | -0.02% | – |
| CGO | Exit | CALAMOS GLOBAL TOTAL RETURN | $0 | – | -34,201 | -100.0% | -0.02% | – |
| RVT | Exit | ROYCE VALUE TR INC | $0 | – | -26,510 | -100.0% | -0.02% | – |
| NBO | Exit | NEUBERGER BERMAN NY INT MUN | $0 | – | -28,637 | -100.0% | -0.02% | – |
| PANW | Exit | PALO ALTO NETWORKS INC | $0 | – | -3,000 | -100.0% | -0.02% | – |
| JPI | Exit | NUVEEN PFD & INCOME TERM FD | $0 | – | -17,376 | -100.0% | -0.02% | – |
| NUO | Exit | NUVEEN OHIO QLTY MUN INCOME | $0 | – | -26,567 | -100.0% | -0.02% | – |
| BNY | Exit | BLACKROCK N Y MUN INCOME TRsh ben int | $0 | – | -29,403 | -100.0% | -0.02% | – |
| NMI | Exit | NUVEEN MUN INCOME FD INC | $0 | – | -36,540 | -100.0% | -0.02% | – |
| NIE | Exit | ALLIANZGI EQUITY & CONV INCO | $0 | – | -23,643 | -100.0% | -0.02% | – |
| BYM | Exit | BLACKROCK MUNICIPL INC QLTY | $0 | – | -31,896 | -100.0% | -0.02% | – |
| CII | Exit | BLACKROCK ENH CAP & INC FD I | $0 | – | -34,127 | -100.0% | -0.02% | – |
| NXN | Exit | NUVEEN NY SELECT TAX FREE PRsh ben int | $0 | – | -36,875 | -100.0% | -0.03% | – |
| CSQ | Exit | CALAMOS STRATEGIC TOTL RETN | $0 | – | -48,594 | -100.0% | -0.03% | – |
| MDY | Exit | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $0 | – | -1,972 | -100.0% | -0.03% | – |
| NUV | Exit | NUVEEN MUN VALUE FD INC | $0 | – | -61,844 | -100.0% | -0.03% | – |
| HTD | Exit | HANCOCK JOHN TAX-ADV DIV INC | $0 | – | -27,773 | -100.0% | -0.03% | – |
| DVN | Exit | DEVON ENERGY CORP NEW | $0 | – | -16,400 | -100.0% | -0.04% | – |
| JQC | Exit | NUVEEN CR STRATEGIES INCM FD | $0 | – | -87,157 | -100.0% | -0.04% | – |
| NTC | Exit | NUVEEN CONNECTICUT QLTY MUN | $0 | – | -63,984 | -100.0% | -0.04% | – |
| BXMX | Exit | NUVEEN S&P 500 BUY-WRITE INC | $0 | – | -62,338 | -100.0% | -0.04% | – |
| AOD | Exit | ALPINE TOTAL DYNAMIC DIVID F | $0 | – | -109,099 | -100.0% | -0.04% | – |
| BATRA | Exit | LIBERTY MEDIA CORP DELAWARE | $0 | – | -50,284 | -100.0% | -0.06% | – |
| MFD | Exit | MACQUARIE FT TR GB INF UT DI | $0 | – | -97,141 | -100.0% | -0.06% | – |
| PEBK | Exit | PEOPLES BANCORP N C INC | $0 | – | -47,044 | -100.0% | -0.06% | – |
| MUA | Exit | BLACKROCK MUNIASSETS FD INC | $0 | – | -92,217 | -100.0% | -0.07% | – |
| EVV | Exit | EATON VANCE LTD DUR INCOME F | $0 | – | -93,634 | -100.0% | -0.07% | – |
| NOC | Exit | NORTHROP GRUMMAN CORP | $0 | – | -5,702 | -100.0% | -0.07% | – |
| BIT | Exit | BLACKROCK MULTI-SECTOR INC T | $0 | – | -83,405 | -100.0% | -0.07% | – |
| SEAS | Exit | SEAWORLD ENTMT INCcall | $0 | – | -75,000 | -100.0% | -0.08% | – |
| GLO | Exit | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $0 | – | -162,685 | -100.0% | -0.08% | – |
| UL | Exit | UNILEVER PLCspon adr new | $0 | – | -38,565 | -100.0% | -0.08% | – |
| ENOC | Exit | ENERNOC INCcall | $0 | – | -348,800 | -100.0% | -0.11% | – |
| BND | Exit | VANGUARD BD INDEX FD INCtotal bnd mrkt | $0 | – | -26,951 | -100.0% | -0.12% | – |
| ETG | Exit | EATON VANCE TX ADV GLBL DIV | $0 | – | -189,045 | -100.0% | -0.14% | – |
| RIO | Exit | RIO TINTO PLCsponsored adr | $0 | – | -78,959 | -100.0% | -0.16% | – |
| CNOB | Exit | CONNECTONE BANCORP INC NEW | $0 | – | -133,783 | -100.0% | -0.19% | – |
| FRC | Exit | FIRST REP BK SAN FRANCISCO Cput | $0 | – | -40,500 | -100.0% | -0.20% | – |
| FARM | Exit | FARMER BROS CO | $0 | – | -103,622 | -100.0% | -0.20% | – |
| LBRDA | Exit | LIBERTY BROADBAND CORP | $0 | – | -54,552 | -100.0% | -0.21% | – |
| EBS | Exit | EMERGENT BIOSOLUTIONS INC | $0 | – | -136,093 | -100.0% | -0.24% | – |
| EWY | Exit | ISHARESmsci sth kor etf | $0 | – | -85,074 | -100.0% | -0.24% | – |
| PFG | Exit | PRINCIPAL FINL GROUP INCput | $0 | – | -81,000 | -100.0% | -0.25% | – |
| LILAK | Exit | LIBERTY GLOBAL PLC | $0 | – | -294,943 | -100.0% | -0.34% | – |
| MOS | Exit | MOSAIC CO NEW | $0 | – | -218,000 | -100.0% | -0.34% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-05-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| DANAHER CORPORATION | 42 | Q3 2023 | 2.3% |
| VISA INC CL A SHRS | 42 | Q3 2023 | 2.3% |
| COOPER COS INC NEW | 42 | Q3 2023 | 1.7% |
| APPLE INC COM | 42 | Q3 2023 | 2.2% |
| TJX COS INC NEW COM | 42 | Q3 2023 | 1.7% |
| NORDSON CORP COM | 42 | Q3 2023 | 1.5% |
| SPDR S&P 500 ETF TRUST | 42 | Q3 2023 | 2.0% |
| BECTON DICKINSON&CO | 42 | Q3 2023 | 1.0% |
| LOWES COS INC | 42 | Q3 2023 | 1.0% |
| CME GROUP INC CLASS A | 42 | Q3 2023 | 1.0% |
View RMB Capital Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Bank7 Corp.Sold out | February 12, 2021 | 0 | 0.0% |
| BayCom CorpSold out | February 12, 2021 | 0 | 0.0% |
| Business First Bancshares, Inc. | February 12, 2021 | 134,916 | 1.0% |
| EQUITY BANCSHARES INC | February 12, 2021 | 500,000 | 3.4% |
| Esquire Financial Holdings, Inc.Sold out | February 12, 2021 | 0 | 0.0% |
| FB Financial Corp | February 12, 2021 | 281,345 | 0.6% |
| FIRST BANCSHARES INC /MS/ | February 12, 2021 | 350,000 | 2.0% |
| First Western Financial Inc | February 12, 2021 | 50,000 | 0.6% |
| Howard Bancorp Inc | February 12, 2021 | 518,448 | 2.8% |
| Live Oak Bancshares, Inc. | February 12, 2021 | 376,500 | 1.1% |
View RMB Capital Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR/A | 2022-08-16 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-01-26 |
View RMB Capital Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.