RMB Capital Management, LLC - Q1 2016 holdings

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$1.54 Billion is the total value of RMB Capital Management, LLC's 492 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 100.0% .

All

			Value		Shares		↓ Weighting
GGB	Exit	GERDAU SA SPONS ADR EACHREP 1adr	$0	–	-10,413	-100.0%	-0.00%	–
MUFG	Exit	MITSUBISHI UFJ FINL F ADR 1 ADadr	$0	–	-11,606	-100.0%	-0.00%	–
RGT	Exit	ROYCE GLOBAL VALUE TRINC COM Icef	$0	–	-13,049	-100.0%	-0.00%	–
HHY	Exit	Brookfield High Income Fund In	$0	–	-12,555	-100.0%	-0.00%	–
CGO	Exit	CALAMOS GLOBAL TOTAL RETURNFDcef	$0	–	-10,410	-100.0%	-0.01%	–
GAB	Exit	GABELLI EQUITY TR INCcef	$0	–	-20,916	-100.0%	-0.01%	–
VGM	Exit	Invesco Trust for Investment Gcef	$0	–	-10,423	-100.0%	-0.01%	–
KSM	Exit	Deutsche Strategic Municipal Icef	$0	–	-10,489	-100.0%	-0.01%	–
CEF	Exit	CENTRAL FUND CDA CFcef	$0	–	-12,000	-100.0%	-0.01%	–
EVP	Exit	EATON VANCE PENN MUNIINCcef	$0	–	-10,565	-100.0%	-0.01%	–
NMT	Exit	NUVEEN MASS PREMIUM INCMUN FDcef	$0	–	-10,255	-100.0%	-0.01%	–
VCF	Exit	Delaware Investments Coloradocef	$0	–	-10,158	-100.0%	-0.01%	–
NXJ	Exit	Nuveen New Jersey Dividend Advcef	$0	–	-11,281	-100.0%	-0.01%	–
BSD	Exit	BlackRock Strategic Municipalcef	$0	–	-10,434	-100.0%	-0.01%	–
JTA	Exit	Nuveen Tax-Advantaged Total Recef	$0	–	-13,485	-100.0%	-0.01%	–
JRS	Exit	NUVEEN REAL ESTATE INCOMEFD COcef	$0	–	-14,742	-100.0%	-0.01%	–
MYN	Exit	BlackRock MuniYield New York Qcef	$0	–	-11,561	-100.0%	-0.01%	–
EMJ	Exit	EATON VANCE NJ MUNICIPALBOND Fcef	$0	–	-10,519	-100.0%	-0.01%	–
BZM	Exit	BlackRock Maryland Municipal Bcef	$0	–	-10,648	-100.0%	-0.01%	–
MSP	Exit	Madison Strategic Sector Premicef	$0	–	-16,897	-100.0%	-0.01%	–
SPXX	Exit	NUVEEN S&P 500 DYN OVERWRITE Ccef	$0	–	-12,195	-100.0%	-0.01%	–
GDF	Exit	Western Asset Global Partnerscef	$0	–	-22,690	-100.0%	-0.01%	–
TTF	Exit	THAI FD INC COM ISIN#US8829041cef	$0	–	-26,779	-100.0%	-0.01%	–
MHD	Exit	BlackRock MuniHoldings Fund Incef	$0	–	-10,362	-100.0%	-0.01%	–
PFO	Exit	FLAHERTY & CRUMRINE PFDINCOMEcef	$0	–	-15,383	-100.0%	-0.01%	–
FMO	Exit	FIDUCIARY/CLAYMORE MLP Ocef	$0	–	-13,563	-100.0%	-0.01%	–
NHS	Exit	Neuberger Berman High Yield Stcef	$0	–	-18,782	-100.0%	-0.01%	–
NCB	Exit	Nuveen California Municipal Vacef	$0	–	-11,797	-100.0%	-0.01%	–
IWD	Exit	ISHARES ETF RUSSELL 10etf	$0	–	-2,081	-100.0%	-0.01%	–
VGI	Exit	Virtus Global Multi-Sector Inccef	$0	–	-13,738	-100.0%	-0.01%	–
JHS	Exit	HANCOCK JOHN INCOME SECSTR MAScef	$0	–	-14,745	-100.0%	-0.01%	–
HOLX	Exit	HOLOGIC INC	$0	–	-5,341	-100.0%	-0.01%	–
NYH	Exit	Eaton Vance New York Municipalcef	$0	–	-17,315	-100.0%	-0.01%	–
EVY	Exit	EATON VANCE NEW YORK MUNINCOMEcef	$0	–	-15,859	-100.0%	-0.01%	–
PFN	Exit	PIMCO Income Strategy Fund IIcef	$0	–	-24,886	-100.0%	-0.01%	–
TSO	Exit	TESORO CORP COM FORMERLYTESORO	$0	–	-1,975	-100.0%	-0.01%	–
SWK	Exit	STANLEY BLACK & DECKER INC	$0	–	-2,060	-100.0%	-0.01%	–
NNC	Exit	Nuveen North Carolina Premiumcef	$0	–	-18,807	-100.0%	-0.01%	–
NEWT	Exit	NEWTEK BUSINESS SERVICES CORP	$0	–	-16,940	-100.0%	-0.01%	–
XLU	Exit	SELECT SECTOR UTI SELECT SPDRetf	$0	–	-5,309	-100.0%	-0.01%	–
TM	Exit	TOYOTA MOTOR CORP F ADR 1 ADRadr	$0	–	-1,912	-100.0%	-0.01%	–
VIPS	Exit	VIPSHOP HLDGS LTD SPONADR EA Radr	$0	–	-16,133	-100.0%	-0.01%	–
GEQ	Exit	Guggenheim Equal Weight Enhanccef	$0	–	-14,288	-100.0%	-0.01%	–
MGU	Exit	Macquarie Global Infrastructurcef	$0	–	-12,606	-100.0%	-0.01%	–
GLU	Exit	Gabelli Global Utility & Incomcef	$0	–	-14,938	-100.0%	-0.01%	–
BSE	Exit	BlackRock New York Municipal Icef	$0	–	-17,344	-100.0%	-0.01%	–
NUM	Exit	Nuveen Michigan Quality Incomecef	$0	–	-19,027	-100.0%	-0.01%	–
MNP	Exit	WESTERN ASST MN PRT FDINC COMcef	$0	–	-16,781	-100.0%	-0.01%	–
RRMS	Exit	RRMS 04/15/16 P 15put	$0	–	-17,600	-100.0%	-0.01%	–
EIA	Exit	Eaton Vance California Municipcef	$0	–	-19,778	-100.0%	-0.01%	–
MUI	Exit	BLACKROCK MUNI INTERDURATION Fcef	$0	–	-17,876	-100.0%	-0.01%	–
UNG	Exit	UNG 01/15/11 P 11put	$0	–	-35,000	-100.0%	-0.01%	–
VLT	Exit	INVESCO HIGH INCOME TRUSTII COcef	$0	–	-20,391	-100.0%	-0.01%	–
EAD	Exit	Wells Fargo Income Opportuniticef	$0	–	-35,239	-100.0%	-0.01%	–
BGB	Exit	Blackstone / GSO Strategic Crecef	$0	–	-20,301	-100.0%	-0.01%	–
MUE	Exit	BlackRock MuniHoldings Qualitycef	$0	–	-20,032	-100.0%	-0.01%	–
EVJ	Exit	EATON VANCE NJ MUNI INCcef	$0	–	-21,859	-100.0%	-0.01%	–
FUND	Exit	Sprott Focus Trust Inccef	$0	–	-48,963	-100.0%	-0.01%	–
JPW	Exit	Nuveen Flexible Investment Inccef	$0	–	-18,513	-100.0%	-0.01%	–
REGN	Exit	REGENERON PHARMACEUTICALS	$0	–	-518	-100.0%	-0.01%	–
VCV	Exit	Invesco California Value Municcef	$0	–	-22,996	-100.0%	-0.01%	–
DMB	Exit	Dreyfus Municipal Bond Infrastcef	$0	–	-24,517	-100.0%	-0.01%	–
ECF	Exit	ELLSWORTH GROWTH &INCOMEFD L Ccef	$0	–	-40,149	-100.0%	-0.01%	–
MNE	Exit	BlackRock Muni New York Intermcef	$0	–	-19,817	-100.0%	-0.01%	–
ABT	Exit	ABBOTT LABORATORIES	$0	–	-6,537	-100.0%	-0.01%	–
DNIF	Exit	Dividend and Income Fundcef	$0	–	-29,103	-100.0%	-0.02%	–
NIE	Exit	ALLIANZGI EQUITY &CONVINCOME Ccef	$0	–	-18,304	-100.0%	-0.02%	–
CEV	Exit	EATON VANCE CAL MUNI INCOMEcef	$0	–	-26,505	-100.0%	-0.02%	–
VALEP	Exit	VALE S A ADR REPSTG PFDpfd	$0	–	-132,290	-100.0%	-0.02%	–
AFB	Exit	AllianceBernstein National Muncef	$0	–	-24,743	-100.0%	-0.02%	–
VMM	Exit	Delaware Investments Minnesotacef	$0	–	-25,559	-100.0%	-0.02%	–
MHE	Exit	BLACKROCK MASS TAX-EXEMPTTR COcef	$0	–	-26,693	-100.0%	-0.02%	–
CHY	Exit	CALAMOS CONV &HIGH INCOMEFD COcef	$0	–	-35,948	-100.0%	-0.02%	–
BAM	Exit	BROOKFIELD ASSET MGMT F D VTG	$0	–	-11,616	-100.0%	-0.02%	–
BIE	Exit	BlackRock Municipal Bond Invescef	$0	–	-26,103	-100.0%	-0.02%	–
MCN	Exit	Madison Covered Call & Equitycef	$0	–	-54,146	-100.0%	-0.02%	–
DTF	Exit	DTF TAX-FREE INCOME INCCOM ISIcef	$0	–	-27,151	-100.0%	-0.02%	–
JPC	Exit	Nuveen Preferred Income Opportcef	$0	–	-44,359	-100.0%	-0.02%	–
XBKS	Exit	XENITH BANKSHARES INC	$0	–	-58,459	-100.0%	-0.02%	–
EHI	Exit	Western Asset Global High Incocef	$0	–	-48,631	-100.0%	-0.02%	–
JCE	Exit	NUVEEN CORE EQUITY ALPHAFUND Ccef	$0	–	-31,540	-100.0%	-0.02%	–
NEEPRI	Exit	NEXTERA ENERGY CAP HLDGSINC SUpfd	$0	–	-18,633	-100.0%	-0.02%	–
MFL	Exit	BLACKROCK MUNIHOLDINGS INVESTMcef	$0	–	-31,823	-100.0%	-0.02%	–
CEM	Exit	CLEARBRIDGE ENERGY MLP FUNDcef	$0	–	-31,351	-100.0%	-0.02%	–
FEI	Exit	FIRST TR MLP &ENERGY INCOMECOMcef	$0	–	-36,018	-100.0%	-0.02%	–
GCV	Exit	Gabelli Convertible and Incomecef	$0	–	-100,158	-100.0%	-0.02%	–
NMY	Exit	Nuveen Maryland Premium Incomecef	$0	–	-39,219	-100.0%	-0.02%	–
PFD	Exit	Flaherty & Crumrine Preferredcef	$0	–	-39,128	-100.0%	-0.02%	–
QQQ	Exit	POWERSHARES QQQ TRUST SRS 1 ETetf	$0	–	-4,445	-100.0%	-0.02%	–
NAC	Exit	Nuveen California Dividend Advcef	$0	–	-32,573	-100.0%	-0.02%	–
JMT	Exit	Nuveen Mortgage Opportunity Tecef	$0	–	-23,709	-100.0%	-0.02%	–
MUC	Exit	BlackRock MuniHoldings Califorcef	$0	–	-34,766	-100.0%	-0.02%	–
MXF	Exit	MEXICO FD INC COM ISIN#US59283cef	$0	–	-32,683	-100.0%	-0.02%	–
EMD	Exit	Western Asset Emerging Marketscef	$0	–	-39,962	-100.0%	-0.02%	–
MFD	Exit	Macquarie/First Trust Global Icef	$0	–	-48,890	-100.0%	-0.03%	–
ARDC	Exit	Ares Dynamic Credit Allocationcef	$0	–	-44,733	-100.0%	-0.03%	–
JTD	Exit	Nuveen Tax-Advantaged Dividendcef	$0	–	-45,484	-100.0%	-0.03%	–
IGD	Exit	Voya Global Equity Dividend ancef	$0	–	-93,680	-100.0%	-0.03%	–
NCV	Exit	ALLIANZGI CONV & INCOMEFD COMcef	$0	–	-130,200	-100.0%	-0.03%	–
CBS	Exit	CBS CORP-CLASS B NON VOTING	$0	–	-15,836	-100.0%	-0.03%	–
NTC	Exit	NUVEEN CONN PREMIUM INCMUN FDcef	$0	–	-57,632	-100.0%	-0.03%	–
FTF	Exit	Franklin Limited Duration Incocef	$0	–	-71,721	-100.0%	-0.04%	–
FHY	Exit	First Trust Strategic High Inccef	$0	–	-72,571	-100.0%	-0.04%	–
MYC	Exit	BLACKROCK MUNIYIELD CALIFFD INcef	$0	–	-51,553	-100.0%	-0.04%	–
HEQ	Exit	JOHN HANCOCK HEDGED EQUITY & Icef	$0	–	-58,504	-100.0%	-0.04%	–
GGE	Exit	Guggenheim Enhanced Equity Strcef	$0	–	-54,199	-100.0%	-0.04%	–
PTY	Exit	PIMCO Corporate & Income Opporcef	$0	–	-68,570	-100.0%	-0.04%	–
RDSA	Exit	ROYAL DUTCH SHELL-SPON ADR-Aadr	$0	–	-20,455	-100.0%	-0.04%	–
APLP	Exit	APLP 2/19/2016 P 15put	$0	–	-75,000	-100.0%	-0.04%	–
KBE	Exit	SPDR S&P Bank ETF	$0	–	-28,698	-100.0%	-0.04%	–
PEO	Exit	Adams Natural Resources Fund Icef	$0	–	-58,346	-100.0%	-0.05%	–
EVEPQ	Exit	EVEP 03/18/2016 P 3put	$0	–	-378,000	-100.0%	-0.05%	–
BCV	Exit	BANCROFT FUND LTD COM ISIN#US0cef	$0	–	-60,210	-100.0%	-0.05%	–
AMTD	Exit	PUT AMTD JAN 34.50000 01/15/20put	$0	–	-33,000	-100.0%	-0.05%	–
CLH	Exit	CLEAN HBRS INC	$0	–	-27,700	-100.0%	-0.05%	–
CAB	Exit	CABELAS INC	$0	–	-26,336	-100.0%	-0.06%	–
LMCK	Exit	LIBERTY MEDIA CORP - C	$0	–	-33,367	-100.0%	-0.06%	–
AGC	Exit	ADVENT CLAYMORE CONVERTIBLE SEcef	$0	–	-239,452	-100.0%	-0.06%	–
NTG	Exit	TORTOISE MLP FD INC COMcef	$0	–	-80,608	-100.0%	-0.06%	–
FCVA	Exit	FIRST CAPITAL BANCORP INC	$0	–	-250,746	-100.0%	-0.06%	–
KMI	Exit	KMI 03/18/2016 P 15put	$0	–	-95,000	-100.0%	-0.06%	–
HBAN	Exit	PUT HBAN JAN 11.00000 01/15/20put	$0	–	-132,000	-100.0%	-0.07%	–
KCRPY	Exit	KAO CORP F ADR 1 ADR REPS 1 ORadr	$0	–	-30,831	-100.0%	-0.07%	–
EXG	Exit	Eaton Vance Tax-Managed Globalcef	$0	–	-191,578	-100.0%	-0.08%	–
IVH	Exit	Ivy High Income Opportunitiescef	$0	–	-138,416	-100.0%	-0.08%	–
TFI	Exit	SPDR Nuveen Barclays Municipaletf	$0	–	-71,604	-100.0%	-0.08%	–
KCG	Exit	KCG HOLDINGS INC CLASS A	$0	–	-150,945	-100.0%	-0.09%	–
CHCT	Exit	COMMUNITY HEALTHCARE TRUST INC	$0	–	-102,420	-100.0%	-0.09%	–
JAXB	Exit	JACKSONVILLE BANCORP INC	$0	–	-106,582	-100.0%	-0.09%	–
GLO	Exit	CLOUGH GLOBAL OPPORTUNITIESFDcef	$0	–	-219,448	-100.0%	-0.11%	–
UTF	Exit	Cohen & Steers Infrastructurecef	$0	–	-123,290	-100.0%	-0.11%	–
EGL	Exit	ENGILITY HLDGS INC	$0	–	-78,301	-100.0%	-0.12%	–
BTT	Exit	BLACKROCK MUN TARGET TERMTR COcef	$0	–	-119,472	-100.0%	-0.12%	–
AHONY	Exit	KONINKLIJKE AHOLD NV F ADR 1 Aadr	$0	–	-124,033	-100.0%	-0.12%	–
AVK	Exit	Advent Claymore Convertible Secef	$0	–	-200,916	-100.0%	-0.12%	–
HYG	Exit	iShares iBoxx $ High Yield Corcef	$0	–	-35,799	-100.0%	-0.13%	–
ABCW	Exit	ANCHOR BANCORP WISCONSIN INC C	$0	–	-67,061	-100.0%	-0.13%	–
BLD	Exit	TOPBUILD CORPORATION	$0	–	-102,970	-100.0%	-0.15%	–
HLI	Exit	HOULIHAN LOKEY INC CLASS A COM	$0	–	-128,120	-100.0%	-0.16%	–
ISBC	Exit	INVESTORS BANCORP	$0	–	-314,020	-100.0%	-0.18%	–
AIG	Exit	PUT AIG JAN 60.50000 01/15/201put	$0	–	-66,000	-100.0%	-0.19%	–
NFJ	Exit	AllianzGI NFJ Dividend Interescef	$0	–	-339,787	-100.0%	-0.19%	–
USO	Exit	USO 03/18/16 P 9.5put	$0	–	-400,000	-100.0%	-0.20%	–
NTRS	Exit	PUT NTRS JAN 70.00000 01/15/20put	$0	–	-66,000	-100.0%	-0.22%	–
BNK	Exit	C1 FINL INC COM	$0	–	-207,005	-100.0%	-0.23%	–
POT	Exit	POTASH CORP SASK INC F	$0	–	-292,996	-100.0%	-0.23%	–
PBRA	Exit	PETROLEO BRASILEIRO F ADR 1 ADadr	$0	–	-1,567,210	-100.0%	-0.25%	–
NYLDA	Exit	NRG YIELD INC CL A NEW	$0	–	-438,881	-100.0%	-0.28%	–
WOOD	Exit	ISHARES GLOBAL TIMBER FORESTRYetf	$0	–	-175,668	-100.0%	-0.39%	–
LNKD	Exit	LINKEDIN CORP COM CL A	$0	–	-41,063	-100.0%	-0.43%	–
AWK	Exit	AMERICAN WTR WKS CO INC NEW	$0	–	-157,680	-100.0%	-0.43%	–
NBBC	Exit	NEWBRIDGE BANCORP CL ANO PAR	$0	–	-869,479	-100.0%	-0.49%	–
CLR	Exit	CONTINENTAL RESOURCES INC	$0	–	-479,860	-100.0%	-0.51%	–
MJN	Exit	MEAD JOHNSON NUTRITION CO COM	$0	–	-185,056	-100.0%	-0.67%	–
VRTS	Exit	VIRTUS INVT PARTNERS INC COM	$0	–	-126,637	-100.0%	-0.69%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2016-05-09

Signatures

The EDGAR filing(s) were signed by:

Lisa M. Tamburini — Compliance Officer and Legal Counsel

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
DANAHER CORPORATION	42	Q3 2023	2.3%
VISA INC CL A SHRS	42	Q3 2023	2.3%
COOPER COS INC NEW	42	Q3 2023	1.7%
APPLE INC COM	42	Q3 2023	2.2%
TJX COS INC NEW COM	42	Q3 2023	1.7%
NORDSON CORP COM	42	Q3 2023	1.5%
SPDR S&P 500 ETF TRUST	42	Q3 2023	2.0%
BECTON DICKINSON&CO	42	Q3 2023	1.0%
LOWES COS INC	42	Q3 2023	1.0%
CME GROUP INC CLASS A	42	Q3 2023	1.0%

View RMB Capital Management, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

RMB Capital Management, LLC Q1 2016 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Bank7 Corp.^{Sold out}	February 12, 2021	0	0.0%
BayCom Corp^{Sold out}	February 12, 2021	0	0.0%
Business First Bancshares, Inc.	February 12, 2021	134,916	1.0%
EQUITY BANCSHARES INC	February 12, 2021	500,000	3.4%
Esquire Financial Holdings, Inc.^{Sold out}	February 12, 2021	0	0.0%
FB Financial Corp	February 12, 2021	281,345	0.6%
FIRST BANCSHARES INC /MS/	February 12, 2021	350,000	2.0%
First Western Financial Inc	February 12, 2021	50,000	0.6%
Howard Bancorp Inc	February 12, 2021	518,448	2.8%
Live Oak Bancshares, Inc.	February 12, 2021	376,500	1.1%

View RMB Capital Management, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-02-14
13F-HR	2023-11-13
13F-HR	2023-08-11
13F-HR	2023-05-11
13F-HR	2023-02-14
13F-HR	2022-11-14
13F-HR/A	2022-08-16
13F-HR	2022-08-01
13F-HR	2022-05-06
13F-HR	2022-01-26

View RMB Capital Management, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Export RMB Capital Management, LLC's holdings