$1.54 Billion is the total value of RMB Capital Management, LLC's 492 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 59.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | Buy | ISHARES TRput | $34,129,000 | +206.1% | 308,500 | +211.6% | 2.22% | +331.9% |
| XLF | Buy | SELECT SECTOR SPDR TRput | $26,203,000 | -2.0% | 1,164,500 | +3.8% | 1.70% | +38.4% |
| COO | Sell | COOPER COS INC | $26,042,000 | +12.7% | 169,134 | -1.8% | 1.69% | +59.1% |
| YDKN | Buy | YADKIN FINL CORP | $25,618,000 | +73.6% | 1,082,281 | +84.6% | 1.67% | +145.1% |
| JOF | Sell | JAPAN SMALLER CAPTLZTN FD IN | $24,387,000 | -9.0% | 2,527,120 | -3.6% | 1.59% | +28.4% |
| DHR | Sell | DANAHER CORP DEL | $22,515,000 | -18.6% | 237,352 | -20.3% | 1.46% | +14.9% |
| CWST | Buy | CASELLA WASTE SYS INCcl a | $21,721,000 | +13.9% | 3,242,000 | +1.6% | 1.41% | +60.8% |
| GWR | Buy | GENESEE & WYO INCcl a | $21,597,000 | +23.7% | 344,449 | +5.9% | 1.40% | +74.5% |
| IHS | Buy | IHS INCcl a | $21,568,000 | +7.7% | 173,715 | +2.7% | 1.40% | +52.0% |
| PRGO | Buy | PERRIGO CO PLC | $21,415,000 | +60.5% | 167,400 | +81.6% | 1.39% | +126.5% |
| SPY | Buy | SPDR S&P 500 ETF TRput | $21,168,000 | +6.5% | 103,000 | +5.6% | 1.38% | +50.3% |
| CTSH | New | COGNIZANT TECHNOLOGY SOLUTIOcl a | $20,735,000 | – | 330,702 | +100.0% | 1.35% | – |
| DISCK | Buy | DISCOVERY COMMUNICATNS NEW | $20,472,000 | +13.0% | 758,205 | +5.5% | 1.33% | +59.5% |
| URI | Buy | UNITED RENTALS INC | $19,802,000 | +9.0% | 318,404 | +27.1% | 1.29% | +53.9% |
| NDSN | Buy | NORDSON CORP | $19,404,000 | +22.9% | 255,175 | +3.7% | 1.26% | +73.6% |
| ALGN | Buy | ALIGN TECHNOLOGY INC | $19,194,000 | +113.1% | 264,048 | +93.0% | 1.25% | +201.0% |
| V | Sell | VISA INC | $19,070,000 | -2.5% | 249,349 | -1.1% | 1.24% | +37.7% |
| NVR | Buy | NVR INC | $18,816,000 | +17.8% | 10,861 | +11.7% | 1.22% | +66.3% |
| NEO | Sell | NEOGENOMICS INC | $18,592,000 | -15.4% | 2,758,491 | -1.2% | 1.21% | +19.6% |
| WST | Sell | WEST PHARMACEUTICAL SVSC INC | $18,543,000 | -10.9% | 267,494 | -22.6% | 1.21% | +25.8% |
| PCLN | Buy | PRICELINE GRP INC | $18,396,000 | +34.8% | 14,272 | +33.3% | 1.20% | +90.3% |
| AAP | Buy | ADVANCE AUTO PARTS INC | $18,120,000 | +6.8% | 113,013 | +0.2% | 1.18% | +50.8% |
| TJX | Sell | TJX COS INC NEW | $17,910,000 | -13.7% | 228,584 | -21.9% | 1.16% | +21.7% |
| ANSS | Sell | ANSYS INC | $17,889,000 | -25.4% | 199,962 | -22.8% | 1.16% | +5.3% |
| DXJ | Buy | WISDOMTREE TRjapn hedge eqt | $16,456,000 | +3.0% | 376,490 | +18.0% | 1.07% | +45.5% |
| CLB | New | CORE LABORATORIES N V | $15,100,000 | – | 134,329 | +100.0% | 0.98% | – |
| EOG | New | EOG RES INC | $14,686,000 | – | 202,342 | +100.0% | 0.96% | – |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $14,504,000 | -23.7% | 19,011 | -22.2% | 0.94% | +7.8% |
| COF | New | CAPITAL ONE FINL CORPput | $14,244,000 | – | 205,500 | +100.0% | 0.93% | – |
| GOOG | Sell | ALPHABET INCcap stk cl c | $14,077,000 | -8.3% | 18,897 | -6.6% | 0.92% | +29.6% |
| AMT | Sell | AMERICAN TOWER CORP NEW | $14,068,000 | -1.9% | 137,425 | -7.1% | 0.92% | +38.4% |
| AAPL | Buy | APPLE INC | $13,895,000 | +17.5% | 127,487 | +13.5% | 0.90% | +65.9% |
| KRE | Sell | SPDR SERIES TRUSTput | $12,892,000 | -41.8% | 342,500 | -35.1% | 0.84% | -17.7% |
| MIDD | New | MIDDLEBY CORP | $12,867,000 | – | 120,510 | +100.0% | 0.84% | – |
| M | Buy | MACYS INC | $12,864,000 | +48.3% | 291,765 | +17.6% | 0.84% | +109.2% |
| CME | Sell | CME GROUP INC | $12,685,000 | +0.2% | 132,069 | -5.5% | 0.82% | +41.5% |
| LOW | Sell | LOWES COS INC | $12,506,000 | -5.0% | 165,106 | -4.6% | 0.81% | +34.1% |
| FRC | Sell | FIRST REP BK SAN FRANCISCO C | $12,417,000 | -38.3% | 186,330 | -38.9% | 0.81% | -12.9% |
| LBYYQ | Sell | LIBBEY INC | $12,271,000 | -12.8% | 659,752 | -0.1% | 0.80% | +23.0% |
| CVS | Sell | CVS HEALTH CORP | $12,134,000 | +1.1% | 116,970 | -4.8% | 0.79% | +42.7% |
| SLB | Sell | SCHLUMBERGER LTD | $11,887,000 | +3.4% | 161,175 | -2.2% | 0.77% | +45.8% |
| BDX | Sell | BECTON DICKINSON & CO | $11,604,000 | -4.8% | 76,435 | -3.4% | 0.76% | +34.3% |
| MCHP | Buy | MICROCHIP TECHNOLOGY INC | $11,382,000 | +17.8% | 236,137 | +13.7% | 0.74% | +66.3% |
| UNP | Buy | UNION PAC CORP | $11,247,000 | +8.1% | 141,389 | +6.3% | 0.73% | +52.8% |
| ITW | Sell | ILLINOIS TOOL WKS INC | $11,071,000 | +4.0% | 108,077 | -5.9% | 0.72% | +46.6% |
| UNF | UNIFIRST CORP MASS | $11,039,000 | +4.7% | 101,160 | 0.0% | 0.72% | +47.7% | |
| ACN | Sell | ACCENTURE PLC IRELAND | $10,666,000 | +6.8% | 92,420 | -3.3% | 0.69% | +50.9% |
| MMC | Sell | MARSH & MCLENNAN COS INC | $10,415,000 | +4.6% | 171,330 | -4.5% | 0.68% | +47.7% |
| WSO | Sell | WATSCO INC | $10,363,000 | +9.6% | 76,913 | -4.7% | 0.67% | +54.6% |
| JPM | Buy | JPMORGAN CHASE & COput | $10,157,000 | +133.1% | 171,500 | +159.8% | 0.66% | +228.9% |
| CVX | Sell | CHEVRON CORP NEW | $9,692,000 | +1.1% | 101,585 | -4.7% | 0.63% | +42.8% |
| BNCN | Buy | BNC BANCORP | $9,514,000 | +3.9% | 450,451 | +24.9% | 0.62% | +46.7% |
| USB | Sell | US BANCORP DEL | $9,245,000 | -8.5% | 227,777 | -3.9% | 0.60% | +29.0% |
| ALL | New | ALLSTATE CORPput | $9,230,000 | – | 137,000 | +100.0% | 0.60% | – |
| LABL | Buy | MULTI COLOR CORP | $9,067,000 | +3.0% | 169,955 | +15.4% | 0.59% | +45.3% |
| RPM | Sell | RPM INTL INC | $9,056,000 | +5.0% | 191,332 | -2.2% | 0.59% | +48.4% |
| ACBI | Buy | ATLANTIC CAP BANCSHARES INC | $8,780,000 | +48.6% | 629,849 | +59.7% | 0.57% | +109.9% |
| PSTB | Buy | PARK STERLING CORP | $8,778,000 | +537.0% | 1,316,066 | +599.1% | 0.57% | +792.2% |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $8,484,000 | -11.3% | 132,804 | -4.5% | 0.55% | +25.2% |
| MS | Buy | MORGAN STANLEY | $8,408,000 | -11.6% | 336,175 | +12.5% | 0.55% | +24.9% |
| USB | Buy | US BANCORP DELput | $8,340,000 | +196.2% | 205,500 | +211.4% | 0.54% | +317.7% |
| BA | Sell | BOEING CO | $7,951,000 | -14.3% | 62,633 | -2.4% | 0.52% | +20.8% |
| AMGN | Buy | AMGEN INC | $7,930,000 | +1023.2% | 52,894 | +1116.8% | 0.52% | +1463.6% |
| BFB | Sell | BROWN FORMAN CORPcl b | $7,788,000 | -15.0% | 79,092 | -14.2% | 0.51% | +20.1% |
| DEO | Sell | DIAGEO P L Cspon adr new | $7,756,000 | -3.8% | 71,904 | -2.7% | 0.50% | +35.8% |
| AFL | Sell | AFLAC INC | $7,642,000 | +1.2% | 121,029 | -4.0% | 0.50% | +42.8% |
| PCI | New | PIMCO DYNAMIC CR INCOME FD | $7,546,000 | – | 432,685 | +100.0% | 0.49% | – |
| HMPR | Buy | HAMPTON ROADS BANKSHARES INC | $7,469,000 | +117.9% | 4,219,905 | +126.6% | 0.49% | +207.6% |
| SEAS | Buy | SEAWORLD ENTMT INC | $7,276,000 | +44.6% | 345,487 | +35.2% | 0.47% | +103.9% |
| KN | Sell | KNOWLES CORP | $7,037,000 | -1.6% | 533,888 | -0.5% | 0.46% | +38.8% |
| PFF | Buy | ISHARES TRu.s. pfd stk etf | $7,013,000 | +145.2% | 179,679 | +144.1% | 0.46% | +245.5% |
| SOCB | Buy | SOUTHCOAST FINANCIAL CORP | $7,001,000 | -10.7% | 536,474 | +7.2% | 0.46% | +26.0% |
| ASBB | ASB BANCORP INC N C | $6,714,000 | -6.6% | 276,970 | 0.0% | 0.44% | +32.0% | |
| MXL | Buy | MAXLINEAR INCcl a | $6,680,000 | +28.1% | 361,097 | +2.0% | 0.44% | +81.2% |
| COWN | Buy | COWEN GROUP INC NEWcl a | $6,642,000 | +222.7% | 1,743,189 | +224.4% | 0.43% | +354.7% |
| WFC | Buy | WELLS FARGO & CO NEWput | $6,626,000 | -7.7% | 137,000 | +3.8% | 0.43% | +30.2% |
| KS | Buy | KAPSTONE PAPER & PACKAGING C | $6,277,000 | -31.3% | 453,237 | +12.1% | 0.41% | -3.1% |
| KBE | New | SPDR SERIES TRUSTput | $6,241,000 | – | 205,500 | +100.0% | 0.41% | – |
| GNMK | GENMARK DIAGNOSTICS INC | $6,115,000 | -32.1% | 1,160,430 | 0.0% | 0.40% | -4.1% | |
| RIO | New | RIO TINTO PLCsponsored adr | $6,071,000 | – | 214,738 | +100.0% | 0.40% | – |
| STT | Buy | STATE STR CORPput | $6,028,000 | -99.1% | 103,000 | +4.0% | 0.39% | -98.7% |
| FARM | FARMER BROS CO | $5,987,000 | -13.6% | 214,813 | 0.0% | 0.39% | +21.9% | |
| HEOP | Buy | HERITAGE OAKS BANCORP | $5,803,000 | +291.8% | 744,976 | +302.9% | 0.38% | +455.9% |
| DOOR | Sell | MASONITE INTL CORP NEW | $5,793,000 | +6.0% | 88,441 | -0.9% | 0.38% | +49.6% |
| TFI | New | SPDR SER TRnuvn brcly muni | $5,775,000 | – | 117,054 | +100.0% | 0.38% | – |
| ABCB | Buy | AMERIS BANCORP | $5,727,000 | +142.0% | 193,621 | +178.0% | 0.37% | +242.2% |
| SFST | Buy | SOUTHERN FIRST BANCSHARES IN | $5,558,000 | +11.3% | 227,687 | +3.5% | 0.36% | +57.4% |
| SANW | Sell | S&W SEED CO | $5,458,000 | +15.1% | 1,305,842 | -14.2% | 0.36% | +62.8% |
| CFCB | CENTRUE FINL CORP NEW | $5,458,000 | +4.6% | 313,654 | 0.0% | 0.36% | +47.3% | |
| LILA | Sell | LIBERTY GLOBAL PLC | $5,295,000 | -24.9% | 151,020 | -11.4% | 0.34% | +5.8% |
| CMCO | COLUMBUS MCKINNON CORP N Y | $5,272,000 | -16.6% | 334,519 | 0.0% | 0.34% | +17.9% | |
| MOS | New | MOSAIC CO NEW | $5,211,000 | – | 193,000 | +100.0% | 0.34% | – |
| LE | LANDS END INC NEW | $5,169,000 | +8.8% | 202,628 | 0.0% | 0.34% | +53.4% | |
| BNCL | New | BENEFICIAL BANCORP INC | $5,093,000 | – | 372,000 | +100.0% | 0.33% | – |
| BK | New | BANK NEW YORK MELLON CORPput | $5,046,000 | – | 137,000 | +100.0% | 0.33% | – |
| ORRF | Buy | ORRSTOWN FINL SVCS INC | $5,003,000 | +0.7% | 288,872 | +4.6% | 0.32% | +41.9% |
| HTBI | Buy | HOMETRUST BANCSHARES INC | $4,775,000 | -4.2% | 260,525 | +5.9% | 0.31% | +35.2% |
| ICAD | ICAD INC | $4,769,000 | -1.3% | 935,037 | 0.0% | 0.31% | +39.0% | |
| EBS | Buy | EMERGENT BIOSOLUTIONS INC | $4,714,000 | +0.8% | 129,672 | +10.9% | 0.31% | +42.1% |
| TBK | TRIUMPH BANCORP INC | $4,711,000 | -4.1% | 297,590 | 0.0% | 0.31% | +35.4% | |
| OPB | Buy | OPUS BK IRVINE CALIF | $4,692,000 | -3.9% | 138,010 | +4.5% | 0.30% | +35.6% |
| VALE | New | VALE S Aadr | $4,599,000 | – | 1,474,121 | +100.0% | 0.30% | – |
| ACFC | Sell | ATLANTIC COAST FINL CORP | $4,596,000 | -3.5% | 760,897 | -6.4% | 0.30% | +35.9% |
| NDAQ | New | NASDAQ INCput | $4,580,000 | – | 69,000 | +100.0% | 0.30% | – |
| CNOB | New | CONNECTONE BANCORP INC NEW | $4,560,000 | – | 278,913 | +100.0% | 0.30% | – |
| BBT | Sell | BB&T CORPput | $4,558,000 | -39.1% | 137,000 | -30.8% | 0.30% | -13.9% |
| VIAB | Buy | VIACOM INC NEWcl b | $4,553,000 | +1259.1% | 110,298 | +1256.8% | 0.30% | +1873.3% |
| SGBK | Buy | STONEGATE BK FT LAUDERDALE F | $4,462,000 | +36.2% | 148,932 | +49.4% | 0.29% | +92.1% |
| LION | Buy | FIDELITY SOUTHERN CORP NEW | $4,420,000 | +225.7% | 275,564 | +352.9% | 0.29% | +357.1% |
| MMC | New | MARSH & MCLENNAN COS INCput | $4,164,000 | – | 68,500 | +100.0% | 0.27% | – |
| TSLX | New | TPG SPECIALTY LENDING INC | $4,032,000 | – | 250,000 | +100.0% | 0.26% | – |
| OCFC | New | OCEANFIRST FINL CORP | $3,957,000 | – | 223,821 | +100.0% | 0.26% | – |
| CVCO | Buy | CAVCO INDS INC DEL | $3,921,000 | +87.5% | 41,953 | +67.1% | 0.26% | +165.6% |
| CMA | New | COMERICA INCput | $3,901,000 | – | 103,000 | +100.0% | 0.25% | – |
| RCL | Buy | ROYAL CARIBBEAN CRUISES LTD | $3,873,000 | +47.0% | 47,147 | +81.1% | 0.25% | +108.3% |
| TFSL | New | TFS FINL CORP | $3,821,000 | – | 220,000 | +100.0% | 0.25% | – |
| AIRM | Buy | AIR METHODS CORP | $3,718,000 | -2.2% | 102,664 | +13.3% | 0.24% | +38.3% |
| SONA | Buy | SOUTHERN NATL BANCORP OF VA | $3,650,000 | -8.6% | 306,150 | +0.1% | 0.24% | +28.8% |
| HZN | Buy | HORIZON GLOBAL CORP | $3,619,000 | +37.9% | 287,684 | +13.7% | 0.24% | +94.2% |
| NBHC | New | NATIONAL BK HLDGS CORPcl a | $3,509,000 | – | 172,087 | +100.0% | 0.23% | – |
| BKMU | BANK MUTUAL CORP NEW | $3,478,000 | -3.0% | 459,457 | 0.0% | 0.23% | +37.0% | |
| BREW | Buy | CRAFT BREW ALLIANCE INC | $3,428,000 | +8.0% | 416,523 | +9.8% | 0.22% | +52.7% |
| UBSH | New | UNION BANKSHARES CORP NEW | $3,409,000 | – | 138,390 | +100.0% | 0.22% | – |
| PGTI | Buy | PGT INC | $3,392,000 | -2.9% | 344,742 | +12.4% | 0.22% | +37.3% |
| EXPE | Buy | EXPEDIA INC DEL | $3,389,000 | +39.3% | 31,432 | +60.6% | 0.22% | +96.4% |
| ZION | Buy | ZIONS BANCORPORATIONput | $3,328,000 | +84.7% | 137,500 | +108.3% | 0.22% | +161.4% |
| EVBN | Buy | EVANS BANCORP INC | $3,299,000 | +53.4% | 135,215 | +60.3% | 0.22% | +117.2% |
| TXTR | Buy | TEXTURA CORP | $3,285,000 | +28.4% | 176,322 | +48.7% | 0.21% | +81.4% |
| NWSA | Sell | NEWS CORP NEWcl a | $3,235,000 | -64.3% | 253,363 | -62.7% | 0.21% | -49.8% |
| CSTM | Buy | CONSTELLIUM NVcl a | $3,056,000 | -23.7% | 588,869 | +13.2% | 0.20% | +7.6% |
| CBPX | Buy | CONTINENTAL BLDG PRODS INC | $3,019,000 | +8.6% | 162,655 | +2.1% | 0.20% | +53.1% |
| KMI | Buy | KINDER MORGAN INC DEL | $2,998,000 | +746.9% | 167,850 | +607.2% | 0.20% | +1118.8% |
| NGG | Sell | NATIONAL GRID PLCspon adr new | $2,997,000 | +2.5% | 41,964 | -0.2% | 0.20% | +44.4% |
| PNC | Sell | PNC FINL SVCS GROUP INCput | $2,918,000 | -53.6% | 34,500 | -47.7% | 0.19% | -34.5% |
| OZRK | Sell | BANK OF THE OZARKS INC | $2,905,000 | -40.6% | 69,228 | -30.0% | 0.19% | -16.0% |
| DXLG | Buy | DESTINATION XL GROUP INC | $2,909,000 | +3.5% | 562,654 | +10.5% | 0.19% | +45.4% |
| SLCT | Buy | SELECT BANCORP INC NEW | $2,880,000 | +7.8% | 360,036 | +9.0% | 0.19% | +52.0% |
| ABB | Buy | ABB LTDsponsored adr | $2,859,000 | +28.4% | 147,212 | +17.2% | 0.19% | +80.6% |
| SAP | Sell | SAP SEspon adr | $2,815,000 | +1.3% | 35,006 | -0.4% | 0.18% | +43.0% |
| DOW | New | DOW CHEM CO | $2,787,000 | – | 54,790 | +100.0% | 0.18% | – |
| WFBI | WASHINGTONFIRST BANKSHARES I | $2,773,000 | -3.5% | 126,915 | 0.0% | 0.18% | +36.4% | |
| FCCO | Buy | FIRST CMNTY CORP S C | $2,742,000 | -2.5% | 190,130 | +0.8% | 0.18% | +36.9% |
| FLL | FULL HOUSE RESORTS INC | $2,718,000 | -13.8% | 1,887,619 | 0.0% | 0.18% | +22.1% | |
| UL | Sell | UNILEVER PLCspon adr new | $2,678,000 | -32.7% | 59,267 | -35.7% | 0.17% | -4.9% |
| LOB | Buy | LIVE OAK BANCSHARES INC | $2,614,000 | +92.8% | 174,257 | +82.5% | 0.17% | +174.2% |
| GSK | Buy | GLAXOSMITHKLINE PLCsponsored adr | $2,603,000 | +17.9% | 64,193 | +17.3% | 0.17% | +65.7% |
| HDSN | Buy | HUDSON TECHNOLOGIES INC | $2,575,000 | +26.4% | 785,103 | +14.5% | 0.17% | +78.7% |
| BWFG | Buy | BANKWELL FINL GROUP INC | $2,572,000 | +3.6% | 131,450 | +5.1% | 0.17% | +46.5% |
| FFWM | Buy | FIRST FNDTN INC | $2,464,000 | +1.0% | 109,845 | +6.2% | 0.16% | +42.9% |
| MSGS | Buy | MADISON SQUARE GARDEN CO NEWcl a | $2,450,000 | +17.2% | 14,725 | +14.0% | 0.16% | +65.6% |
| PSGLQ | Buy | PERFORMANCE SPORTS GROUP LTD | $2,433,000 | -50.9% | 765,000 | +48.5% | 0.16% | -31.0% |
| BDE | Sell | BLACK DIAMOND INC | $2,371,000 | -5.4% | 524,638 | -7.5% | 0.15% | +32.8% |
| SHBI | SHORE BANCSHARES INC | $2,365,000 | +10.1% | 197,391 | 0.0% | 0.15% | +55.6% | |
| TSM | Sell | TAIWAN SEMICONDUCTOR MFG LTDsponsored adr | $2,325,000 | +15.2% | 88,722 | -0.1% | 0.15% | +62.4% |
| SNY | Buy | SANOFIsponsored adr | $2,278,000 | +7.4% | 56,732 | +14.0% | 0.15% | +51.0% |
| HMC | Buy | HONDA MOTOR LTD | $2,277,000 | -11.5% | 83,278 | +3.4% | 0.15% | +24.4% |
| SBCF | SEACOAST BKG CORP FLA | $2,221,000 | +5.4% | 140,633 | 0.0% | 0.14% | +48.5% | |
| FBMS | Buy | FIRST BANCSHARES INC MS | $2,202,000 | -13.8% | 140,910 | +1.2% | 0.14% | +21.2% |
| XRAY | New | DENTSPLY SIRONA INC | $2,181,000 | – | 35,391 | +100.0% | 0.14% | – |
| CARO | CAROLINA FINL CORP NEW | $2,176,000 | +3.1% | 117,265 | 0.0% | 0.14% | +46.4% | |
| RDSB | New | ROYAL DUTCH SHELL PLCspon adr b | $2,166,000 | – | 44,023 | +100.0% | 0.14% | – |
| FBNC | Buy | FIRST BANCORP N C | $2,157,000 | +10.2% | 114,413 | +9.6% | 0.14% | +55.6% |
| SAMG | Buy | SILVERCREST ASSET MGMT GROUPcl a | $2,159,000 | +22.9% | 169,504 | +14.7% | 0.14% | +72.8% |
| AXP | New | AMERICAN EXPRESS COput | $2,118,000 | – | 34,500 | +100.0% | 0.14% | – |
| EQBK | Buy | EQUITY BANCSHARES INC | $2,100,000 | -2.8% | 99,999 | +8.2% | 0.14% | +37.0% |
| BOE | New | BLACKROCK GLOBAL OPP EQTY TR | $2,104,000 | – | 177,150 | +100.0% | 0.14% | – |
| TEF | Buy | TELEFONICA S Asponsored adr | $2,110,000 | +52.9% | 189,568 | +51.9% | 0.14% | +114.1% |
| CINF | Buy | CINCINNATI FINL CORP | $2,090,000 | +12.0% | 31,980 | +1.4% | 0.14% | +58.1% |
| JLS | Buy | NUVEEN MTG OPPORTUNITY TERM | $2,053,000 | +2.1% | 91,315 | +3.1% | 0.13% | +44.1% |
| BP | Buy | BP PLCsponsored adr | $2,058,000 | +16.3% | 68,196 | +20.5% | 0.13% | +63.4% |
| PGC | Buy | PEAPACK-GLADSTONE FINL CORP | $2,016,000 | -11.9% | 119,310 | +7.5% | 0.13% | +24.8% |
| MN | MANNING & NAPIER INCcl a | $2,001,000 | -4.9% | 247,960 | 0.0% | 0.13% | +34.0% | |
| STBZ | Buy | STATE BK FINL CORP | $1,999,000 | +21.9% | 101,159 | +29.7% | 0.13% | +71.1% |
| SNBC | Buy | SUN BANCORP INC | $1,956,000 | +38.5% | 94,434 | +38.0% | 0.13% | +95.4% |
| AVD | Sell | AMERICAN VANGUARD CORP | $1,953,000 | -5.9% | 123,776 | -16.4% | 0.13% | +32.3% |
| NHLD | Buy | NATIONAL HOLDINGS CORP | $1,934,000 | -11.7% | 809,125 | +4.2% | 0.13% | +24.8% |
| SYT | Buy | SYNGENTA AGsponsored adr | $1,936,000 | +6.3% | 23,377 | +1.0% | 0.13% | +50.0% |
| NVS | Buy | NOVARTIS A Gsponsored adr | $1,906,000 | -14.6% | 26,331 | +1.4% | 0.12% | +20.4% |
| FISI | Buy | FINANCIAL INSTNS INC | $1,855,000 | +11.3% | 63,824 | +7.2% | 0.12% | +57.1% |
| ETG | Buy | EATON VANCE TX ADV GLBL DIV | $1,825,000 | +451.4% | 126,264 | +492.0% | 0.12% | +693.3% |
| E | Buy | ENI S P Asponsored adr | $1,797,000 | +20.3% | 59,450 | +18.6% | 0.12% | +69.6% |
| AMG | Sell | AFFILIATED MANAGERS GROUP | $1,763,000 | -0.2% | 10,856 | -1.8% | 0.12% | +42.0% |
| PBP | Buy | POWERSHARES GLOBAL ETF FDs&p 500 buywrt | $1,764,000 | +12.1% | 87,118 | +13.6% | 0.12% | +59.7% |
| CAJ | Buy | CANON INCsponsored adr | $1,748,000 | +10.3% | 58,628 | +11.5% | 0.11% | +56.2% |
| NTRS | NORTHERN TR CORP | $1,739,000 | -9.6% | 26,691 | 0.0% | 0.11% | +27.0% | |
| RLOGQ | RAND LOGISTICS INC | $1,716,000 | -40.6% | 1,806,091 | 0.0% | 0.11% | -15.8% | |
| LYG | Buy | LLOYDS BANKING GROUP PLCsponsored adr | $1,714,000 | +132.2% | 433,931 | +156.2% | 0.11% | +229.4% |
| IDSY | I D SYSTEMS INC | $1,705,000 | -5.6% | 392,858 | 0.0% | 0.11% | +33.7% | |
| VRX | New | VALEANT PHARMACEUTICALS INTL | $1,692,000 | – | 64,332 | +100.0% | 0.11% | – |
| EMB | Buy | ISHARES TRjp mor em mk etf | $1,681,000 | +57.1% | 15,236 | +50.6% | 0.11% | +122.4% |
| ABTX | Buy | ALLEGIANCE BANCSHARES INC | $1,666,000 | -18.8% | 90,695 | +4.6% | 0.11% | +13.7% |
| FRGI | Buy | FIESTA RESTAURANT GROUP INC | $1,643,000 | +0.2% | 50,134 | +2.8% | 0.11% | +40.8% |
| VEA | Buy | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $1,597,000 | -0.9% | 44,497 | +1.4% | 0.10% | +40.5% |
| HEIA | Sell | HEICO CORP NEWcl a | $1,572,000 | -17.7% | 33,027 | -14.9% | 0.10% | +15.9% |
| IVW | Sell | ISHARES TRs&p 500 grwt etf | $1,499,000 | -2.3% | 12,938 | -2.4% | 0.10% | +38.0% |
| MLVF | MALVERN BANCORP INC | $1,483,000 | -8.8% | 92,571 | 0.0% | 0.10% | +28.0% | |
| HTBK | HERITAGE COMMERCE CORP | $1,420,000 | -16.3% | 141,848 | 0.0% | 0.09% | +17.9% | |
| EFA | Sell | ISHARES TRmsci eafe etf | $1,387,000 | -83.4% | 24,272 | -82.9% | 0.09% | -76.6% |
| BECN | Sell | BEACON ROOFING SUPPLY INC | $1,337,000 | -39.4% | 32,610 | -39.1% | 0.09% | -14.7% |
| ASTE | Sell | ASTEC INDS INC | $1,316,000 | -17.4% | 28,195 | -28.0% | 0.09% | +17.8% |
| RMRM | New | RMR REAL ESTATE INCOME FUND | $1,257,000 | – | 65,134 | +100.0% | 0.08% | – |
| CGNX | Sell | COGNEX CORP | $1,262,000 | -3.4% | 32,390 | -16.3% | 0.08% | +36.7% |
| CHL | Buy | CHINA MOBILE LIMITEDsponsored adr | $1,251,000 | -0.3% | 22,567 | +1.3% | 0.08% | +39.7% |
| VRSK | Sell | VERISK ANALYTICS INC | $1,241,000 | -28.6% | 15,528 | -31.4% | 0.08% | +1.2% |
| FSS | New | FEDERAL SIGNAL CORP | $1,231,000 | – | 92,868 | +100.0% | 0.08% | – |
| USG | Sell | U S G CORP | $1,214,000 | -10.1% | 48,942 | -12.0% | 0.08% | +27.4% |
| BDC | Sell | BELDEN INC | $1,222,000 | +11.0% | 19,910 | -13.8% | 0.08% | +54.9% |
| WLL | Buy | WHITING PETE CORP NEW | $1,217,000 | +283.9% | 152,550 | +354.4% | 0.08% | +426.7% |
| AVNU | Sell | AVENUE FINL HLDGS INC | $1,220,000 | -67.6% | 62,979 | -76.0% | 0.08% | -54.6% |
| DCMYY | Sell | NTT DOCOMO INCspons adr | $1,165,000 | +11.1% | 51,156 | -0.0% | 0.08% | +58.3% |
| RNST | RENASANT CORP | $1,133,000 | -4.4% | 34,440 | 0.0% | 0.07% | +34.5% | |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $1,130,000 | -64.0% | 32,986 | -66.2% | 0.07% | -49.0% |
| BPFH | Buy | BOSTON PRIVATE FINL HLDGS IN | $1,140,000 | +114.3% | 99,605 | +112.2% | 0.07% | +196.0% |
| PFMT | Buy | PERFORMANT FINL CORP | $1,117,000 | +29.3% | 656,839 | +36.0% | 0.07% | +82.5% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $1,111,000 | +57.1% | 7,835 | +46.3% | 0.07% | +118.2% |
| LVS | Buy | LAS VEGAS SANDS CORP | $1,093,000 | +91.8% | 21,137 | +62.7% | 0.07% | +173.1% |
| PBIB | PORTER BANCORP INC | $1,072,000 | -15.4% | 886,164 | 0.0% | 0.07% | +20.7% | |
| CFNL | New | CARDINAL FINL CORP | $1,044,000 | – | 51,310 | +100.0% | 0.07% | – |
| VOD | Buy | VODAFONE GROUP PLC NEWspnsr adr no par | $1,008,000 | +13.6% | 31,477 | +14.6% | 0.07% | +61.0% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $1,009,000 | +49.7% | 9,124 | +52.5% | 0.07% | +112.9% |
| BIF | New | BOULDER GROWTH & INCOME FD I | $1,004,000 | – | 127,815 | +100.0% | 0.06% | – |
| ADX | Sell | ADAMS DIVERSIFIED EQUITY FD | $999,000 | -10.8% | 78,967 | -9.5% | 0.06% | +25.0% |
| AHTPRECL | New | ASHFORD HOSPITALITY TR INC9% cum pfd ser e | $1,001,000 | – | 41,881 | +100.0% | 0.06% | – |
| NBTB | NBT BANCORP INC | $991,000 | -3.3% | 36,780 | 0.0% | 0.06% | +36.2% | |
| CSQ | Sell | CALAMOS STRATEGIC TOTL RETN | $986,000 | -52.6% | 103,656 | -50.7% | 0.06% | -33.3% |
| RVT | Sell | ROYCE VALUE TR INC | $981,000 | -55.7% | 83,832 | -55.4% | 0.06% | -37.3% |
| ABMD | New | ABIOMED INC | $962,000 | – | 10,150 | +100.0% | 0.06% | – |
| SAN | Buy | BANCO SANTANDER SAadr | $955,000 | +6.5% | 219,026 | +18.8% | 0.06% | +51.2% |
| BKLN | Sell | POWERSHARES ETF TRUST IIsenior ln port | $902,000 | -84.8% | 39,731 | -85.0% | 0.06% | -78.5% |
| IWV | Sell | ISHARES TRrussell 3000 etf | $877,000 | -94.1% | 7,256 | -94.2% | 0.06% | -91.7% |
| TTE | Buy | TOTAL S Asponsored adr | $877,000 | +13.3% | 19,302 | +12.1% | 0.06% | +58.3% |
| HTD | New | HANCOCK JOHN TAX-ADV DIV INC | $868,000 | – | 38,064 | +100.0% | 0.06% | – |
| NRK | Buy | NUVEEN NY AMT FREE MUN INCOM | $841,000 | +391.8% | 62,562 | +379.9% | 0.06% | +587.5% |
| CENTA | New | CENTRAL GARDEN & PET COcl a non-vtg | $825,000 | – | 50,673 | +100.0% | 0.05% | – |
| GDO | Sell | WESTERN ASSET GLOBAL CP DEFI | $794,000 | +1.1% | 48,168 | -3.1% | 0.05% | +44.4% |
| DV | Buy | DEVRY ED GROUP INC | $794,000 | +33.0% | 45,950 | +94.7% | 0.05% | +85.7% |
| EVV | Sell | EATON VANCE LTD DUR INCOME F | $795,000 | -50.9% | 60,353 | -52.4% | 0.05% | -30.7% |
| ROL | New | ROLLINS INC | $804,000 | – | 29,650 | +100.0% | 0.05% | – |
| OSBC | Buy | OLD SECOND BANCORP INC ILL | $791,000 | -4.4% | 110,370 | +4.6% | 0.05% | +34.2% |
| AWF | Sell | ALLIANCEBERNSTEIN GBL HGH IN | $785,000 | -39.4% | 67,363 | -43.9% | 0.05% | -15.0% |
| PKO | Sell | PIMCO INCOME OPPORTUNITY FD | $790,000 | -6.6% | 38,077 | -4.7% | 0.05% | +30.8% |
| EMF | New | TEMPLETON EMERGING MKTS FD I | $773,000 | – | 71,492 | +100.0% | 0.05% | – |
| AWP | Buy | ALPINE GLOBAL PREMIER PPTYS | $773,000 | +34.4% | 138,403 | +39.0% | 0.05% | +92.3% |
| PEBO | New | PEOPLES BANCORP INC | $758,000 | – | 38,775 | +100.0% | 0.05% | – |
| OLBK | Buy | OLD LINE BANCSHARES INC | $753,000 | +13.2% | 41,743 | +10.2% | 0.05% | +58.1% |
| BGY | Buy | BLACKROCK INTL GRWTH & INC T | $712,000 | +345.0% | 120,298 | +370.5% | 0.05% | +557.1% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $707,000 | -89.9% | 3,440 | -90.0% | 0.05% | -85.8% |
| BTZ | Sell | BLACKROCK CR ALLCTN INC TR | $679,000 | +0.9% | 54,233 | -0.6% | 0.04% | +41.9% |
| ECYT | Buy | ENDOCYTE INC | $675,000 | -22.6% | 217,885 | +0.2% | 0.04% | +10.0% |
| LENB | New | LENNAR CORPcl b | $655,000 | – | 16,910 | +100.0% | 0.04% | – |
| SAR | Buy | SARATOGA INVT CORP | $662,000 | +34.3% | 42,231 | +32.1% | 0.04% | +87.0% |
| ERC | Buy | WELLS FARGO MULTI SECTOR INCwf mlt sectr inc | $660,000 | +14.0% | 54,001 | +5.6% | 0.04% | +59.3% |
| FSD | Sell | FIRST TR HIGH INCOME L/S FD | $649,000 | -36.4% | 44,410 | -38.7% | 0.04% | -10.6% |
| IVV | ISHARES TRcore s&p500 etf | $651,000 | +0.9% | 3,149 | 0.0% | 0.04% | +40.0% | |
| WFC | Buy | WELLS FARGO & CO NEW | $634,000 | -5.7% | 13,092 | +6.0% | 0.04% | +32.3% |
| JNJ | Buy | JOHNSON & JOHNSON | $636,000 | +27.2% | 5,881 | +20.9% | 0.04% | +78.3% |
| PEBK | PEOPLES BANCORP N C INC | $603,000 | -3.7% | 32,400 | 0.0% | 0.04% | +34.5% | |
| GLV | New | CLOUGH GLOBAL ALLOCATION FD | $591,000 | – | 50,874 | +100.0% | 0.04% | – |
| IFN | Sell | INDIA FD INC | $565,000 | -69.6% | 24,614 | -69.8% | 0.04% | -57.0% |
| FB | Buy | FACEBOOK INCcl a | $567,000 | +10.1% | 4,968 | +1.0% | 0.04% | +54.2% |
| KR | KROGER CO | $573,000 | -8.5% | 14,976 | 0.0% | 0.04% | +27.6% | |
| USA | Sell | LIBERTY ALL STAR EQUITY FDsh ben int | $572,000 | -73.0% | 115,153 | -71.0% | 0.04% | -62.2% |
| SBUX | Sell | STARBUCKS CORP | $541,000 | -1.6% | 9,060 | -1.1% | 0.04% | +40.0% |
| GGT | Buy | GABELLI MULTIMEDIA TR INC | $537,000 | +34.9% | 73,136 | +38.0% | 0.04% | +94.4% |
| AOD | Sell | ALPINE TOTAL DYNAMIC DIVID F | $533,000 | -85.2% | 71,101 | -84.8% | 0.04% | -78.9% |
| JXI | New | ISHARES TRglob utilits etf | $524,000 | – | 10,897 | +100.0% | 0.03% | – |
| FFA | Sell | FIRST TR ENHANCED EQTY INC F | $515,000 | -66.9% | 40,432 | -65.7% | 0.03% | -52.8% |
| ACXM | New | ACXIOM CORP | $505,000 | – | 23,556 | +100.0% | 0.03% | – |
| BIT | New | BLACKROCK MULTI-SECTOR INC T | $503,000 | – | 31,839 | +100.0% | 0.03% | – |
| PFE | Buy | PFIZER INC | $491,000 | -0.6% | 16,563 | +8.4% | 0.03% | +39.1% |
| MSFT | Buy | MICROSOFT CORP | $489,000 | +21.6% | 8,854 | +22.1% | 0.03% | +68.4% |
| ORCL | ORACLE CORP | $490,000 | +11.9% | 11,977 | 0.0% | 0.03% | +60.0% | |
| PEP | Buy | PEPSICO INC | $497,000 | +38.8% | 4,846 | +35.4% | 0.03% | +100.0% |
| PCYO | PURECYCLE CORP | $483,000 | -6.0% | 107,000 | 0.0% | 0.03% | +29.2% | |
| RBSPRTCL | New | ROYAL BK SCOTLAND GROUP PLCsp adr pref t | $483,000 | – | 18,971 | +100.0% | 0.03% | – |
| HD | Sell | HOME DEPOT INC | $468,000 | -0.6% | 3,508 | -1.5% | 0.03% | +36.4% |
| XOM | Sell | EXXON MOBIL CORP | $458,000 | +7.0% | 5,479 | -0.2% | 0.03% | +50.0% |
| KF | New | KOREA FD | $449,000 | – | 13,806 | +100.0% | 0.03% | – |
| CELG | Sell | CELGENE CORP | $451,000 | -95.0% | 4,509 | -94.0% | 0.03% | -93.0% |
| PMO | New | PUTNAM MUN OPPORTUNITIES TRsh ben int | $444,000 | – | 34,969 | +100.0% | 0.03% | – |
| NSC | NORFOLK SOUTHERN CORP | $426,000 | -1.6% | 5,122 | 0.0% | 0.03% | +40.0% | |
| DIS | Buy | DISNEY WALT CO | $427,000 | +12.4% | 4,293 | +18.6% | 0.03% | +55.6% |
| IIF | Sell | MORGAN STANLEY INDIA INVS FD | $423,000 | -78.2% | 16,915 | -77.8% | 0.03% | -68.9% |
| GEF | Sell | GREIF INCcl a | $422,000 | -9.8% | 12,894 | -15.0% | 0.03% | +22.7% |
| 3106PS | Buy | DELPHI AUTOMOTIVE PLC | $409,000 | +3.5% | 5,457 | +18.3% | 0.03% | +50.0% |
| CMCSA | Sell | COMCAST CORP NEWcl a | $420,000 | +6.6% | 6,883 | -1.4% | 0.03% | +50.0% |
| ACP | Sell | AVENUE INCOME CR STRATEGIES | $411,000 | -43.9% | 37,534 | -41.9% | 0.03% | -20.6% |
| VIG | VANGUARD SPECIALIZED PORTFOLdiv app etf | $397,000 | +4.5% | 4,887 | 0.0% | 0.03% | +44.4% | |
| T | Buy | AT&T INC | $401,000 | +37.3% | 10,239 | +21.0% | 0.03% | +100.0% |
| TEVA | Sell | TEVA PHARMACEUTICAL INDS LTDadr | $388,000 | -56.6% | 7,255 | -46.6% | 0.02% | -39.0% |
| DFS | Buy | DISCOVER FINL SVCS | $363,000 | +11.0% | 7,136 | +17.0% | 0.02% | +60.0% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $373,000 | +48.6% | 2,895 | +35.2% | 0.02% | +100.0% |
| PSF | New | COHEN & STEERS SLT PFD INCM | $372,000 | – | 14,712 | +100.0% | 0.02% | – |
| VKQ | New | INVESCO MUN TR | $370,000 | – | 27,744 | +100.0% | 0.02% | – |
| INB | New | COHEN & STEERS GLOBAL INC BL | $372,000 | – | 42,412 | +100.0% | 0.02% | – |
| TWC | TIME WARNER CABLE INC | $339,000 | +10.1% | 1,659 | 0.0% | 0.02% | +57.1% | |
| DHG | New | DEUTSCHE HIGH INCOME OPPORT | $340,000 | – | 25,478 | +100.0% | 0.02% | – |
| NMO | New | NUVEEN MUN MKT OPPORTUNITY F | $338,000 | – | 23,748 | +100.0% | 0.02% | – |
| NXR | New | NUVEEN SELECT TAX FREE INCMsh ben int | $345,000 | – | 23,159 | +100.0% | 0.02% | – |
| NMZ | New | NUVEEN MUN HIGH INCOME OPP F | $333,000 | – | 23,841 | +100.0% | 0.02% | – |
| NEV | New | NUVEEN ENHANCED MUN VALUE FD | $341,000 | – | 21,353 | +100.0% | 0.02% | – |
| VWO | New | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $320,000 | – | 9,248 | +100.0% | 0.02% | – |
| GE | Buy | GENERAL ELECTRIC CO | $327,000 | +32.9% | 10,289 | +30.3% | 0.02% | +90.9% |
| WYNN | New | WYNN RESORTS LTD | $316,000 | – | 3,386 | +100.0% | 0.02% | – |
| DEX | Sell | DELAWARE ENHANCED GBL DIV & | $303,000 | -55.3% | 33,157 | -54.3% | 0.02% | -35.5% |
| MSD | New | MORGAN STANLEY EMER MKTS DEB | $309,000 | – | 35,238 | +100.0% | 0.02% | – |
| SMH | New | MARKET VECTORS ETF TRsemiconductor | $314,000 | – | 5,700 | +100.0% | 0.02% | – |
| MZF | New | MANAGED DURATION INVT GRD FU | $312,000 | – | 22,377 | +100.0% | 0.02% | – |
| NLSN | Buy | NIELSEN HLDGS PLC | $302,000 | +15.3% | 5,732 | +1.9% | 0.02% | +66.7% |
| TSN | Sell | TYSON FOODS INCcl a | $289,000 | +21.9% | 4,337 | -2.3% | 0.02% | +72.7% |
| KBWB | POWERSHARES ETF TR IIkbw bk port | $291,000 | -12.1% | 8,800 | 0.0% | 0.02% | +26.7% | |
| LDP | Sell | COHEN & STEERS LTD DUR PFD I | $286,000 | -74.7% | 12,436 | -75.2% | 0.02% | -63.5% |
| CHW | Sell | CALAMOS GBL DYN INCOME FUND | $296,000 | -67.6% | 42,151 | -67.0% | 0.02% | -54.8% |
| NUW | New | NUVEEN AMT-FREE MUN VALUE FD | $292,000 | – | 16,244 | +100.0% | 0.02% | – |
| AMOV | New | AMERICA MOVIL SAB DE CV | $288,000 | – | 18,589 | +100.0% | 0.02% | – |
| EMC | Buy | E M C CORP MASS | $286,000 | +7.5% | 10,750 | +3.8% | 0.02% | +58.3% |
| MCK | MCKESSON CORP | $297,000 | -20.4% | 1,891 | 0.0% | 0.02% | +11.8% | |
| CAT | Buy | CATERPILLAR INC DEL | $282,000 | +25.9% | 3,690 | +12.2% | 0.02% | +80.0% |
| SGF | New | ABERDEEN SINGAPORE FD INC | $271,000 | – | 30,118 | +100.0% | 0.02% | – |
| MSF | New | MORGAN STANLEY EMER MKTS FD | $270,000 | – | 20,451 | +100.0% | 0.02% | – |
| MQT | New | BLACKROCK MUNIY QUALITY FD I | $282,000 | – | 20,134 | +100.0% | 0.02% | – |
| IYF | New | ISHARES TRu.s. finls etf | $263,000 | – | 3,110 | +100.0% | 0.02% | – |
| IHD | New | VOYA EMERGING MKTS HIGH DIVI | $264,000 | – | 34,052 | +100.0% | 0.02% | – |
| IMS | New | IMS HEALTH HLDGS INC | $261,000 | – | 9,805 | +100.0% | 0.02% | – |
| JDD | Sell | NUVEEN DIVERSIFIED DIV INCM | $241,000 | -6.2% | 21,997 | -7.4% | 0.02% | +33.3% |
| NXQ | New | NUVEEN SELECT TAX FREE INCMsh ben int | $240,000 | – | 17,016 | +100.0% | 0.02% | – |
| AMZN | AMAZON COM INC | $242,000 | -12.3% | 408 | 0.0% | 0.02% | +23.1% | |
| HON | Sell | HONEYWELL INTL INC | $248,000 | +3.8% | 2,219 | -3.8% | 0.02% | +45.5% |
| JPM | Buy | JPMORGAN CHASE & CO | $251,000 | -4.2% | 4,236 | +6.6% | 0.02% | +33.3% |
| ADSK | Buy | AUTODESK INC | $228,000 | +5.1% | 3,908 | +10.0% | 0.02% | +50.0% |
| WEC | New | WEC ENERGY GROUP INC | $234,000 | – | 3,895 | +100.0% | 0.02% | – |
| ANTM | ANTHEM INC | $227,000 | 0.0% | 1,631 | 0.0% | 0.02% | +50.0% | |
| NCA | New | NUVEEN CALIF MUN VALUE FD | $223,000 | – | 20,276 | +100.0% | 0.02% | – |
| NNY | New | NUVEEN NY MUN VALUE FD | $230,000 | – | 22,772 | +100.0% | 0.02% | – |
| CNI | Sell | CANADIAN NATL RY CO | $214,000 | +5.9% | 3,419 | -5.3% | 0.01% | +55.6% |
| SCZ | Sell | ISHARES TReafe sml cp etf | $210,000 | -7.1% | 4,210 | -7.0% | 0.01% | +40.0% |
| FGEN | New | FIBROGEN INC | $213,000 | – | 10,000 | +100.0% | 0.01% | – |
| MRK | New | MERCK & CO INC NEW | $214,000 | – | 4,041 | +100.0% | 0.01% | – |
| EIM | Sell | EATON VANCE MUN BD FD | $210,000 | -27.3% | 15,754 | -29.3% | 0.01% | +7.7% |
| JTP | New | NUVEEN QUALITY PFD INCOME FD | $219,000 | – | 26,265 | +100.0% | 0.01% | – |
| BIIB | BIOGEN INC | $210,000 | -15.0% | 805 | 0.0% | 0.01% | +27.3% | |
| TKF | New | TURKISH INVT FD INC | $211,000 | – | 23,040 | +100.0% | 0.01% | – |
| ABBV | Sell | ABBVIE INC | $209,000 | -65.8% | 3,662 | -64.5% | 0.01% | -50.0% |
| BDJ | Sell | BLACKROCK ENHANCED EQT DIV T | $199,000 | -91.5% | 26,456 | -91.4% | 0.01% | -88.0% |
| GAM | New | GENERAL AMERN INVS INC | $201,000 | – | 6,434 | +100.0% | 0.01% | – |
| OMC | New | OMNICOM GROUP INC | $200,000 | – | 2,406 | +100.0% | 0.01% | – |
| UPS | New | UNITED PARCEL SERVICE INCcl b | $202,000 | – | 1,917 | +100.0% | 0.01% | – |
| HYT | New | BLACKROCK CORPOR HI YLD FD I | $195,000 | – | 19,600 | +100.0% | 0.01% | – |
| LMT | New | LOCKHEED MARTIN CORP | $203,000 | – | 916 | +100.0% | 0.01% | – |
| INF | New | BROOKFIELD GLOBL LISTED INFR | $201,000 | – | 17,752 | +100.0% | 0.01% | – |
| MXE | New | MEXICO EQUITY & INCOME FD | $195,000 | – | 17,347 | +100.0% | 0.01% | – |
| RUSHA | Sell | RUSH ENTERPRISES INCcl a | $196,000 | -83.2% | 10,745 | -79.8% | 0.01% | -75.9% |
| HYB | New | NEW AMER HIGH INCOME FD INC | $201,000 | – | 24,893 | +100.0% | 0.01% | – |
| HHC | HOWARD HUGHES CORP | $206,000 | -6.8% | 1,951 | 0.0% | 0.01% | +30.0% | |
| TRV | TRAVELERS COMPANIES INC | $207,000 | +3.5% | 1,775 | 0.0% | 0.01% | +44.4% | |
| LOR | New | LAZARD WORLD DIVID & INCOME | $179,000 | – | 19,816 | +100.0% | 0.01% | – |
| BCX | Sell | BLACKROCK RES & COMM STRAT T | $184,000 | -93.9% | 25,500 | -94.0% | 0.01% | -91.4% |
| PMM | Sell | PUTNAM MANAGED MUN INCOM TR | $178,000 | -28.2% | 23,295 | -30.9% | 0.01% | +9.1% |
| IDE | New | VOYA INFRASTRUCTURE INDLS & | $191,000 | – | 15,350 | +100.0% | 0.01% | – |
| GDV | Sell | GABELLI DIVD & INCOME TR | $185,000 | -61.2% | 10,052 | -61.1% | 0.01% | -45.5% |
| LGI | Sell | LAZARD GLB TTL RET&INCM FD I | $190,000 | -62.7% | 15,256 | -60.9% | 0.01% | -50.0% |
| WEA | New | WESTERN ASSET PREMIER BD FD | $190,000 | – | 15,118 | +100.0% | 0.01% | – |
| BTA | New | BLACKROCK LONG-TERM MUNI ADV | $171,000 | – | 14,352 | +100.0% | 0.01% | – |
| JQC | Sell | NUVEEN CR STRATEGIES INCM FD | $164,000 | -53.5% | 20,736 | -54.0% | 0.01% | -31.2% |
| SBW | New | WESTERN ASSET WORLDWIDE INCO | $163,000 | – | 15,676 | +100.0% | 0.01% | – |
| WEN | WENDYS CO | $147,000 | +0.7% | 13,537 | 0.0% | 0.01% | +42.9% | |
| AMLP | New | ALPS ETF TRalerian mlp | $159,000 | – | 14,544 | +100.0% | 0.01% | – |
| PAI | New | WESTERN ASSET INCOME FD | $153,000 | – | 11,261 | +100.0% | 0.01% | – |
| SWZ | Buy | SWISS HELVETIA FD INC | $139,000 | +2.2% | 13,644 | +6.0% | 0.01% | +50.0% |
| EVM | New | EATON VANCE CALIF MUN BD FD | $140,000 | – | 11,150 | +100.0% | 0.01% | – |
| DMF | New | DREYFUS MUN INCOME INC | $140,000 | – | 14,437 | +100.0% | 0.01% | – |
| LADR | New | LADDER CAP CORPcl a | $146,000 | – | 11,692 | +100.0% | 0.01% | – |
| GPM | Sell | GUGGENHEIM ENHNCD EQTY INCM | $135,000 | -34.1% | 18,530 | -30.7% | 0.01% | 0.0% |
| PMX | New | PIMCO MUN INCOME FD III | $139,000 | – | 11,494 | +100.0% | 0.01% | – |
| IGR | Sell | CBRE CLARION GLOBAL REAL EST | $123,000 | -91.1% | 15,756 | -91.3% | 0.01% | -87.3% |
| LDF | New | LATIN AMERN DISCOVERY FD INC | $110,000 | – | 12,522 | +100.0% | 0.01% | – |
| SBI | New | WESTERN ASSET INTM MUNI FD I | $110,000 | – | 10,630 | +100.0% | 0.01% | – |
| IRR | New | VOYA RISK MANAGED NAT RES FD | $102,000 | – | 18,100 | +100.0% | 0.01% | – |
| GHI | New | GLOBAL HIGH INCOME FUND INC | $88,000 | – | 10,106 | +100.0% | 0.01% | – |
| ROIAK | New | RADIO ONE INCcl d non vtg | $77,000 | – | 54,000 | +100.0% | 0.01% | – |
| CART | CAROLINA TR BK LINCOLNTON NC | $60,000 | -4.8% | 10,184 | 0.0% | 0.00% | +33.3% | |
| NOK | Sell | NOKIA CORPsponsored adr | $67,000 | -28.7% | 11,319 | -15.3% | 0.00% | 0.0% |
| PPR | New | VOYA PRIME RATE TRsh ben int | $55,000 | – | 10,900 | +100.0% | 0.00% | – |
| ASG | New | LIBERTY ALL-STAR GROWTH FD I | $50,000 | – | 12,314 | +100.0% | 0.00% | – |
| NMPRH | New | NAVIOS MARITIME HLDGS INCspon adr pfd h | $41,000 | – | 10,430 | +100.0% | 0.00% | – |
| VVR | Sell | INVESCO SR INCOME TR | $45,000 | -32.8% | 11,200 | -32.4% | 0.00% | 0.0% |
| ROIA | New | RADIO ONE INCcl a | $34,000 | – | 23,508 | +100.0% | 0.00% | – |
| CIK | Buy | CREDIT SUISSE ASSET MGMT INC | $38,000 | +18.8% | 13,192 | +15.2% | 0.00% | +100.0% |
| CRNT | New | CERAGON NETWORKS LTDord | $14,000 | – | 10,880 | +100.0% | 0.00% | – |
| GGB | Exit | GERDAU SA SPONS ADR EACHREP 1adr | $0 | – | -10,413 | -100.0% | -0.00% | – |
| MUFG | Exit | MITSUBISHI UFJ FINL F ADR 1 ADadr | $0 | – | -11,606 | -100.0% | -0.00% | – |
| RGT | Exit | ROYCE GLOBAL VALUE TRINC COM Icef | $0 | – | -13,049 | -100.0% | -0.00% | – |
| HHY | Exit | Brookfield High Income Fund In | $0 | – | -12,555 | -100.0% | -0.00% | – |
| CGO | Exit | CALAMOS GLOBAL TOTAL RETURNFDcef | $0 | – | -10,410 | -100.0% | -0.01% | – |
| GAB | Exit | GABELLI EQUITY TR INCcef | $0 | – | -20,916 | -100.0% | -0.01% | – |
| VGM | Exit | Invesco Trust for Investment Gcef | $0 | – | -10,423 | -100.0% | -0.01% | – |
| KSM | Exit | Deutsche Strategic Municipal Icef | $0 | – | -10,489 | -100.0% | -0.01% | – |
| CEF | Exit | CENTRAL FUND CDA CFcef | $0 | – | -12,000 | -100.0% | -0.01% | – |
| EVP | Exit | EATON VANCE PENN MUNIINCcef | $0 | – | -10,565 | -100.0% | -0.01% | – |
| NMT | Exit | NUVEEN MASS PREMIUM INCMUN FDcef | $0 | – | -10,255 | -100.0% | -0.01% | – |
| VCF | Exit | Delaware Investments Coloradocef | $0 | – | -10,158 | -100.0% | -0.01% | – |
| NXJ | Exit | Nuveen New Jersey Dividend Advcef | $0 | – | -11,281 | -100.0% | -0.01% | – |
| BSD | Exit | BlackRock Strategic Municipalcef | $0 | – | -10,434 | -100.0% | -0.01% | – |
| JTA | Exit | Nuveen Tax-Advantaged Total Recef | $0 | – | -13,485 | -100.0% | -0.01% | – |
| JRS | Exit | NUVEEN REAL ESTATE INCOMEFD COcef | $0 | – | -14,742 | -100.0% | -0.01% | – |
| MYN | Exit | BlackRock MuniYield New York Qcef | $0 | – | -11,561 | -100.0% | -0.01% | – |
| EMJ | Exit | EATON VANCE NJ MUNICIPALBOND Fcef | $0 | – | -10,519 | -100.0% | -0.01% | – |
| BZM | Exit | BlackRock Maryland Municipal Bcef | $0 | – | -10,648 | -100.0% | -0.01% | – |
| MSP | Exit | Madison Strategic Sector Premicef | $0 | – | -16,897 | -100.0% | -0.01% | – |
| SPXX | Exit | NUVEEN S&P 500 DYN OVERWRITE Ccef | $0 | – | -12,195 | -100.0% | -0.01% | – |
| GDF | Exit | Western Asset Global Partnerscef | $0 | – | -22,690 | -100.0% | -0.01% | – |
| TTF | Exit | THAI FD INC COM ISIN#US8829041cef | $0 | – | -26,779 | -100.0% | -0.01% | – |
| MHD | Exit | BlackRock MuniHoldings Fund Incef | $0 | – | -10,362 | -100.0% | -0.01% | – |
| PFO | Exit | FLAHERTY & CRUMRINE PFDINCOMEcef | $0 | – | -15,383 | -100.0% | -0.01% | – |
| FMO | Exit | FIDUCIARY/CLAYMORE MLP Ocef | $0 | – | -13,563 | -100.0% | -0.01% | – |
| NHS | Exit | Neuberger Berman High Yield Stcef | $0 | – | -18,782 | -100.0% | -0.01% | – |
| NCB | Exit | Nuveen California Municipal Vacef | $0 | – | -11,797 | -100.0% | -0.01% | – |
| IWD | Exit | ISHARES ETF RUSSELL 10etf | $0 | – | -2,081 | -100.0% | -0.01% | – |
| VGI | Exit | Virtus Global Multi-Sector Inccef | $0 | – | -13,738 | -100.0% | -0.01% | – |
| JHS | Exit | HANCOCK JOHN INCOME SECSTR MAScef | $0 | – | -14,745 | -100.0% | -0.01% | – |
| HOLX | Exit | HOLOGIC INC | $0 | – | -5,341 | -100.0% | -0.01% | – |
| NYH | Exit | Eaton Vance New York Municipalcef | $0 | – | -17,315 | -100.0% | -0.01% | – |
| EVY | Exit | EATON VANCE NEW YORK MUNINCOMEcef | $0 | – | -15,859 | -100.0% | -0.01% | – |
| PFN | Exit | PIMCO Income Strategy Fund IIcef | $0 | – | -24,886 | -100.0% | -0.01% | – |
| TSO | Exit | TESORO CORP COM FORMERLYTESORO | $0 | – | -1,975 | -100.0% | -0.01% | – |
| SWK | Exit | STANLEY BLACK & DECKER INC | $0 | – | -2,060 | -100.0% | -0.01% | – |
| NNC | Exit | Nuveen North Carolina Premiumcef | $0 | – | -18,807 | -100.0% | -0.01% | – |
| NEWT | Exit | NEWTEK BUSINESS SERVICES CORP | $0 | – | -16,940 | -100.0% | -0.01% | – |
| XLU | Exit | SELECT SECTOR UTI SELECT SPDRetf | $0 | – | -5,309 | -100.0% | -0.01% | – |
| TM | Exit | TOYOTA MOTOR CORP F ADR 1 ADRadr | $0 | – | -1,912 | -100.0% | -0.01% | – |
| VIPS | Exit | VIPSHOP HLDGS LTD SPONADR EA Radr | $0 | – | -16,133 | -100.0% | -0.01% | – |
| GEQ | Exit | Guggenheim Equal Weight Enhanccef | $0 | – | -14,288 | -100.0% | -0.01% | – |
| MGU | Exit | Macquarie Global Infrastructurcef | $0 | – | -12,606 | -100.0% | -0.01% | – |
| GLU | Exit | Gabelli Global Utility & Incomcef | $0 | – | -14,938 | -100.0% | -0.01% | – |
| BSE | Exit | BlackRock New York Municipal Icef | $0 | – | -17,344 | -100.0% | -0.01% | – |
| NUM | Exit | Nuveen Michigan Quality Incomecef | $0 | – | -19,027 | -100.0% | -0.01% | – |
| MNP | Exit | WESTERN ASST MN PRT FDINC COMcef | $0 | – | -16,781 | -100.0% | -0.01% | – |
| RRMS | Exit | RRMS 04/15/16 P 15put | $0 | – | -17,600 | -100.0% | -0.01% | – |
| EIA | Exit | Eaton Vance California Municipcef | $0 | – | -19,778 | -100.0% | -0.01% | – |
| MUI | Exit | BLACKROCK MUNI INTERDURATION Fcef | $0 | – | -17,876 | -100.0% | -0.01% | – |
| UNG | Exit | UNG 01/15/11 P 11put | $0 | – | -35,000 | -100.0% | -0.01% | – |
| VLT | Exit | INVESCO HIGH INCOME TRUSTII COcef | $0 | – | -20,391 | -100.0% | -0.01% | – |
| EAD | Exit | Wells Fargo Income Opportuniticef | $0 | – | -35,239 | -100.0% | -0.01% | – |
| BGB | Exit | Blackstone / GSO Strategic Crecef | $0 | – | -20,301 | -100.0% | -0.01% | – |
| MUE | Exit | BlackRock MuniHoldings Qualitycef | $0 | – | -20,032 | -100.0% | -0.01% | – |
| EVJ | Exit | EATON VANCE NJ MUNI INCcef | $0 | – | -21,859 | -100.0% | -0.01% | – |
| FUND | Exit | Sprott Focus Trust Inccef | $0 | – | -48,963 | -100.0% | -0.01% | – |
| JPW | Exit | Nuveen Flexible Investment Inccef | $0 | – | -18,513 | -100.0% | -0.01% | – |
| REGN | Exit | REGENERON PHARMACEUTICALS | $0 | – | -518 | -100.0% | -0.01% | – |
| VCV | Exit | Invesco California Value Municcef | $0 | – | -22,996 | -100.0% | -0.01% | – |
| DMB | Exit | Dreyfus Municipal Bond Infrastcef | $0 | – | -24,517 | -100.0% | -0.01% | – |
| ECF | Exit | ELLSWORTH GROWTH &INCOMEFD L Ccef | $0 | – | -40,149 | -100.0% | -0.01% | – |
| MNE | Exit | BlackRock Muni New York Intermcef | $0 | – | -19,817 | -100.0% | -0.01% | – |
| ABT | Exit | ABBOTT LABORATORIES | $0 | – | -6,537 | -100.0% | -0.01% | – |
| DNIF | Exit | Dividend and Income Fundcef | $0 | – | -29,103 | -100.0% | -0.02% | – |
| NIE | Exit | ALLIANZGI EQUITY &CONVINCOME Ccef | $0 | – | -18,304 | -100.0% | -0.02% | – |
| CEV | Exit | EATON VANCE CAL MUNI INCOMEcef | $0 | – | -26,505 | -100.0% | -0.02% | – |
| VALEP | Exit | VALE S A ADR REPSTG PFDpfd | $0 | – | -132,290 | -100.0% | -0.02% | – |
| AFB | Exit | AllianceBernstein National Muncef | $0 | – | -24,743 | -100.0% | -0.02% | – |
| VMM | Exit | Delaware Investments Minnesotacef | $0 | – | -25,559 | -100.0% | -0.02% | – |
| MHE | Exit | BLACKROCK MASS TAX-EXEMPTTR COcef | $0 | – | -26,693 | -100.0% | -0.02% | – |
| CHY | Exit | CALAMOS CONV &HIGH INCOMEFD COcef | $0 | – | -35,948 | -100.0% | -0.02% | – |
| BAM | Exit | BROOKFIELD ASSET MGMT F D VTG | $0 | – | -11,616 | -100.0% | -0.02% | – |
| BIE | Exit | BlackRock Municipal Bond Invescef | $0 | – | -26,103 | -100.0% | -0.02% | – |
| MCN | Exit | Madison Covered Call & Equitycef | $0 | – | -54,146 | -100.0% | -0.02% | – |
| DTF | Exit | DTF TAX-FREE INCOME INCCOM ISIcef | $0 | – | -27,151 | -100.0% | -0.02% | – |
| JPC | Exit | Nuveen Preferred Income Opportcef | $0 | – | -44,359 | -100.0% | -0.02% | – |
| XBKS | Exit | XENITH BANKSHARES INC | $0 | – | -58,459 | -100.0% | -0.02% | – |
| EHI | Exit | Western Asset Global High Incocef | $0 | – | -48,631 | -100.0% | -0.02% | – |
| JCE | Exit | NUVEEN CORE EQUITY ALPHAFUND Ccef | $0 | – | -31,540 | -100.0% | -0.02% | – |
| NEEPRI | Exit | NEXTERA ENERGY CAP HLDGSINC SUpfd | $0 | – | -18,633 | -100.0% | -0.02% | – |
| MFL | Exit | BLACKROCK MUNIHOLDINGS INVESTMcef | $0 | – | -31,823 | -100.0% | -0.02% | – |
| CEM | Exit | CLEARBRIDGE ENERGY MLP FUNDcef | $0 | – | -31,351 | -100.0% | -0.02% | – |
| FEI | Exit | FIRST TR MLP &ENERGY INCOMECOMcef | $0 | – | -36,018 | -100.0% | -0.02% | – |
| GCV | Exit | Gabelli Convertible and Incomecef | $0 | – | -100,158 | -100.0% | -0.02% | – |
| NMY | Exit | Nuveen Maryland Premium Incomecef | $0 | – | -39,219 | -100.0% | -0.02% | – |
| PFD | Exit | Flaherty & Crumrine Preferredcef | $0 | – | -39,128 | -100.0% | -0.02% | – |
| QQQ | Exit | POWERSHARES QQQ TRUST SRS 1 ETetf | $0 | – | -4,445 | -100.0% | -0.02% | – |
| NAC | Exit | Nuveen California Dividend Advcef | $0 | – | -32,573 | -100.0% | -0.02% | – |
| JMT | Exit | Nuveen Mortgage Opportunity Tecef | $0 | – | -23,709 | -100.0% | -0.02% | – |
| MUC | Exit | BlackRock MuniHoldings Califorcef | $0 | – | -34,766 | -100.0% | -0.02% | – |
| MXF | Exit | MEXICO FD INC COM ISIN#US59283cef | $0 | – | -32,683 | -100.0% | -0.02% | – |
| EMD | Exit | Western Asset Emerging Marketscef | $0 | – | -39,962 | -100.0% | -0.02% | – |
| MFD | Exit | Macquarie/First Trust Global Icef | $0 | – | -48,890 | -100.0% | -0.03% | – |
| ARDC | Exit | Ares Dynamic Credit Allocationcef | $0 | – | -44,733 | -100.0% | -0.03% | – |
| JTD | Exit | Nuveen Tax-Advantaged Dividendcef | $0 | – | -45,484 | -100.0% | -0.03% | – |
| IGD | Exit | Voya Global Equity Dividend ancef | $0 | – | -93,680 | -100.0% | -0.03% | – |
| NCV | Exit | ALLIANZGI CONV & INCOMEFD COMcef | $0 | – | -130,200 | -100.0% | -0.03% | – |
| CBS | Exit | CBS CORP-CLASS B NON VOTING | $0 | – | -15,836 | -100.0% | -0.03% | – |
| NTC | Exit | NUVEEN CONN PREMIUM INCMUN FDcef | $0 | – | -57,632 | -100.0% | -0.03% | – |
| FTF | Exit | Franklin Limited Duration Incocef | $0 | – | -71,721 | -100.0% | -0.04% | – |
| FHY | Exit | First Trust Strategic High Inccef | $0 | – | -72,571 | -100.0% | -0.04% | – |
| MYC | Exit | BLACKROCK MUNIYIELD CALIFFD INcef | $0 | – | -51,553 | -100.0% | -0.04% | – |
| HEQ | Exit | JOHN HANCOCK HEDGED EQUITY & Icef | $0 | – | -58,504 | -100.0% | -0.04% | – |
| GGE | Exit | Guggenheim Enhanced Equity Strcef | $0 | – | -54,199 | -100.0% | -0.04% | – |
| PTY | Exit | PIMCO Corporate & Income Opporcef | $0 | – | -68,570 | -100.0% | -0.04% | – |
| RDSA | Exit | ROYAL DUTCH SHELL-SPON ADR-Aadr | $0 | – | -20,455 | -100.0% | -0.04% | – |
| APLP | Exit | APLP 2/19/2016 P 15put | $0 | – | -75,000 | -100.0% | -0.04% | – |
| KBE | Exit | SPDR S&P Bank ETF | $0 | – | -28,698 | -100.0% | -0.04% | – |
| PEO | Exit | Adams Natural Resources Fund Icef | $0 | – | -58,346 | -100.0% | -0.05% | – |
| EVEPQ | Exit | EVEP 03/18/2016 P 3put | $0 | – | -378,000 | -100.0% | -0.05% | – |
| BCV | Exit | BANCROFT FUND LTD COM ISIN#US0cef | $0 | – | -60,210 | -100.0% | -0.05% | – |
| AMTD | Exit | PUT AMTD JAN 34.50000 01/15/20put | $0 | – | -33,000 | -100.0% | -0.05% | – |
| CLH | Exit | CLEAN HBRS INC | $0 | – | -27,700 | -100.0% | -0.05% | – |
| CAB | Exit | CABELAS INC | $0 | – | -26,336 | -100.0% | -0.06% | – |
| LMCK | Exit | LIBERTY MEDIA CORP - C | $0 | – | -33,367 | -100.0% | -0.06% | – |
| AGC | Exit | ADVENT CLAYMORE CONVERTIBLE SEcef | $0 | – | -239,452 | -100.0% | -0.06% | – |
| NTG | Exit | TORTOISE MLP FD INC COMcef | $0 | – | -80,608 | -100.0% | -0.06% | – |
| FCVA | Exit | FIRST CAPITAL BANCORP INC | $0 | – | -250,746 | -100.0% | -0.06% | – |
| KMI | Exit | KMI 03/18/2016 P 15put | $0 | – | -95,000 | -100.0% | -0.06% | – |
| HBAN | Exit | PUT HBAN JAN 11.00000 01/15/20put | $0 | – | -132,000 | -100.0% | -0.07% | – |
| KCRPY | Exit | KAO CORP F ADR 1 ADR REPS 1 ORadr | $0 | – | -30,831 | -100.0% | -0.07% | – |
| EXG | Exit | Eaton Vance Tax-Managed Globalcef | $0 | – | -191,578 | -100.0% | -0.08% | – |
| IVH | Exit | Ivy High Income Opportunitiescef | $0 | – | -138,416 | -100.0% | -0.08% | – |
| TFI | Exit | SPDR Nuveen Barclays Municipaletf | $0 | – | -71,604 | -100.0% | -0.08% | – |
| KCG | Exit | KCG HOLDINGS INC CLASS A | $0 | – | -150,945 | -100.0% | -0.09% | – |
| CHCT | Exit | COMMUNITY HEALTHCARE TRUST INC | $0 | – | -102,420 | -100.0% | -0.09% | – |
| JAXB | Exit | JACKSONVILLE BANCORP INC | $0 | – | -106,582 | -100.0% | -0.09% | – |
| GLO | Exit | CLOUGH GLOBAL OPPORTUNITIESFDcef | $0 | – | -219,448 | -100.0% | -0.11% | – |
| UTF | Exit | Cohen & Steers Infrastructurecef | $0 | – | -123,290 | -100.0% | -0.11% | – |
| EGL | Exit | ENGILITY HLDGS INC | $0 | – | -78,301 | -100.0% | -0.12% | – |
| BTT | Exit | BLACKROCK MUN TARGET TERMTR COcef | $0 | – | -119,472 | -100.0% | -0.12% | – |
| AHONY | Exit | KONINKLIJKE AHOLD NV F ADR 1 Aadr | $0 | – | -124,033 | -100.0% | -0.12% | – |
| AVK | Exit | Advent Claymore Convertible Secef | $0 | – | -200,916 | -100.0% | -0.12% | – |
| HYG | Exit | iShares iBoxx $ High Yield Corcef | $0 | – | -35,799 | -100.0% | -0.13% | – |
| ABCW | Exit | ANCHOR BANCORP WISCONSIN INC C | $0 | – | -67,061 | -100.0% | -0.13% | – |
| BLD | Exit | TOPBUILD CORPORATION | $0 | – | -102,970 | -100.0% | -0.15% | – |
| HLI | Exit | HOULIHAN LOKEY INC CLASS A COM | $0 | – | -128,120 | -100.0% | -0.16% | – |
| ISBC | Exit | INVESTORS BANCORP | $0 | – | -314,020 | -100.0% | -0.18% | – |
| AIG | Exit | PUT AIG JAN 60.50000 01/15/201put | $0 | – | -66,000 | -100.0% | -0.19% | – |
| NFJ | Exit | AllianzGI NFJ Dividend Interescef | $0 | – | -339,787 | -100.0% | -0.19% | – |
| USO | Exit | USO 03/18/16 P 9.5put | $0 | – | -400,000 | -100.0% | -0.20% | – |
| NTRS | Exit | PUT NTRS JAN 70.00000 01/15/20put | $0 | – | -66,000 | -100.0% | -0.22% | – |
| BNK | Exit | C1 FINL INC COM | $0 | – | -207,005 | -100.0% | -0.23% | – |
| POT | Exit | POTASH CORP SASK INC F | $0 | – | -292,996 | -100.0% | -0.23% | – |
| PBRA | Exit | PETROLEO BRASILEIRO F ADR 1 ADadr | $0 | – | -1,567,210 | -100.0% | -0.25% | – |
| NYLDA | Exit | NRG YIELD INC CL A NEW | $0 | – | -438,881 | -100.0% | -0.28% | – |
| WOOD | Exit | ISHARES GLOBAL TIMBER FORESTRYetf | $0 | – | -175,668 | -100.0% | -0.39% | – |
| LNKD | Exit | LINKEDIN CORP COM CL A | $0 | – | -41,063 | -100.0% | -0.43% | – |
| AWK | Exit | AMERICAN WTR WKS CO INC NEW | $0 | – | -157,680 | -100.0% | -0.43% | – |
| NBBC | Exit | NEWBRIDGE BANCORP CL ANO PAR | $0 | – | -869,479 | -100.0% | -0.49% | – |
| CLR | Exit | CONTINENTAL RESOURCES INC | $0 | – | -479,860 | -100.0% | -0.51% | – |
| MJN | Exit | MEAD JOHNSON NUTRITION CO COM | $0 | – | -185,056 | -100.0% | -0.67% | – |
| VRTS | Exit | VIRTUS INVT PARTNERS INC COM | $0 | – | -126,637 | -100.0% | -0.69% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-05-09
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| DANAHER CORPORATION | 42 | Q3 2023 | 2.3% |
| VISA INC CL A SHRS | 42 | Q3 2023 | 2.3% |
| COOPER COS INC NEW | 42 | Q3 2023 | 1.7% |
| APPLE INC COM | 42 | Q3 2023 | 2.2% |
| TJX COS INC NEW COM | 42 | Q3 2023 | 1.7% |
| NORDSON CORP COM | 42 | Q3 2023 | 1.5% |
| SPDR S&P 500 ETF TRUST | 42 | Q3 2023 | 2.0% |
| BECTON DICKINSON&CO | 42 | Q3 2023 | 1.0% |
| LOWES COS INC | 42 | Q3 2023 | 1.0% |
| CME GROUP INC CLASS A | 42 | Q3 2023 | 1.0% |
View RMB Capital Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Bank7 Corp.Sold out | February 12, 2021 | 0 | 0.0% |
| BayCom CorpSold out | February 12, 2021 | 0 | 0.0% |
| Business First Bancshares, Inc. | February 12, 2021 | 134,916 | 1.0% |
| EQUITY BANCSHARES INC | February 12, 2021 | 500,000 | 3.4% |
| Esquire Financial Holdings, Inc.Sold out | February 12, 2021 | 0 | 0.0% |
| FB Financial Corp | February 12, 2021 | 281,345 | 0.6% |
| FIRST BANCSHARES INC /MS/ | February 12, 2021 | 350,000 | 2.0% |
| First Western Financial Inc | February 12, 2021 | 50,000 | 0.6% |
| Howard Bancorp Inc | February 12, 2021 | 518,448 | 2.8% |
| Live Oak Bancshares, Inc. | February 12, 2021 | 376,500 | 1.1% |
View RMB Capital Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR/A | 2022-08-16 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-01-26 |
View RMB Capital Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.