$1.86 Billion is the total value of Curi RMB Capital, LLC's 468 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 72.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Sell | SPDR S&P 500 ETF TRput | $54,318,000 | -62.1% | 243,000 | -63.3% | 2.92% | -62.5% |
| IWM | Buy | ISHARES TRput | $43,692,000 | +11.3% | 324,000 | +2.5% | 2.35% | +10.1% |
| AAPL | Buy | APPLE INC | $34,380,000 | +86.2% | 296,844 | +81.8% | 1.85% | +84.3% |
| PCLN | Sell | PRICELINE GRP INC | $24,266,000 | -0.4% | 16,552 | -0.0% | 1.30% | -1.4% |
| CTSH | Buy | COGNIZANT TECHNOLOGY SOLUTIOcl a | $23,746,000 | +38.2% | 423,805 | +17.7% | 1.28% | +36.7% |
| COO | Sell | COOPER COS INC | $23,070,000 | -5.4% | 131,880 | -3.0% | 1.24% | -6.3% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $21,988,000 | +6.6% | 28,488 | +7.4% | 1.18% | +5.5% |
| CWST | Sell | CASELLA WASTE SYS INCcl a | $21,972,000 | -6.3% | 1,770,568 | -22.3% | 1.18% | -7.3% |
| ADS | Buy | ALLIANCE DATA SYSTEMS CORP | $21,388,000 | +15.8% | 93,600 | +8.7% | 1.15% | +14.5% |
| ALGN | Sell | ALIGN TECHNOLOGY INC | $21,318,000 | -4.5% | 221,764 | -6.8% | 1.15% | -5.4% |
| V | Sell | VISA INC | $21,211,000 | -10.7% | 271,869 | -5.4% | 1.14% | -11.7% |
| COF | Buy | CAPITAL ONE FINL CORPput | $21,198,000 | +273.5% | 243,000 | +207.6% | 1.14% | +270.1% |
| INFO | Buy | IHS MARKIT LTD | $21,162,000 | -1.5% | 597,632 | +4.4% | 1.14% | -2.6% |
| GWR | Sell | GENESEE & WYO INCcl a | $20,756,000 | -11.1% | 299,032 | -11.7% | 1.12% | -12.1% |
| NVR | Buy | NVR INC | $20,589,000 | +21.0% | 12,336 | +18.9% | 1.11% | +19.7% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $19,601,000 | -7.7% | 24,735 | -6.3% | 1.05% | -8.7% |
| JOF | Sell | JAPAN SMALLER CAPTLZTN FD IN | $18,896,000 | -21.2% | 1,943,325 | -14.5% | 1.02% | -22.1% |
| XLF | Sell | SELECT SECTOR SPDR TRput | $18,830,000 | +2.9% | 810,000 | -14.6% | 1.01% | +1.9% |
| DISCK | Sell | DISCOVERY COMMUNICATNS NEW | $18,791,000 | -8.8% | 701,694 | -10.4% | 1.01% | -9.7% |
| KRE | Buy | SPDR SERIES TRUSTput | $18,004,000 | +169.6% | 324,000 | +105.1% | 0.97% | +166.7% |
| IWV | Buy | ISHARES TRrussell 3000 etf | $17,406,000 | +4014.9% | 130,895 | +3868.9% | 0.94% | +3969.6% |
| XBKS | New | XENITH BANKSHARES INC NEW | $17,197,000 | – | 609,808 | +100.0% | 0.92% | – |
| EOG | Sell | EOG RES INC | $16,722,000 | -7.9% | 165,396 | -11.9% | 0.90% | -8.9% |
| ACBI | Buy | ATLANTIC CAP BANCSHARES INC | $16,704,000 | +32.4% | 879,184 | +4.4% | 0.90% | +30.9% |
| MS | Sell | MORGAN STANLEY | $16,438,000 | +25.1% | 389,071 | -5.1% | 0.88% | +23.8% |
| FRC | Sell | FIRST REP BK SAN FRANCISCO C | $16,308,000 | +18.4% | 176,990 | -0.9% | 0.88% | +17.1% |
| DHR | Sell | DANAHER CORP DEL | $16,274,000 | -7.7% | 209,073 | -7.1% | 0.88% | -8.8% |
| SERV | Sell | SERVICEMASTER GLOBAL HLDGS I | $16,229,000 | +1.7% | 430,827 | -9.1% | 0.87% | +0.7% |
| DXJ | Sell | WISDOMTREE TRjapn hedge eqt | $16,216,000 | -3.8% | 327,326 | -16.7% | 0.87% | -4.8% |
| NEO | Sell | NEOGENOMICS INC | $15,703,000 | +0.6% | 1,832,316 | -3.5% | 0.84% | -0.4% |
| MIDD | Buy | MIDDLEBY CORP | $15,456,000 | +10.5% | 119,988 | +6.1% | 0.83% | +9.3% |
| NDSN | Sell | NORDSON CORP | $15,407,000 | +0.2% | 137,499 | -10.9% | 0.83% | -0.8% |
| STE | New | STERIS PLC | $14,929,000 | – | 221,528 | +100.0% | 0.80% | – |
| BNCN | Sell | BNC BANCORP | $14,512,000 | -0.2% | 454,933 | -23.9% | 0.78% | -1.3% |
| MCHP | Buy | MICROCHIP TECHNOLOGY INC | $14,461,000 | +6.8% | 225,425 | +3.5% | 0.78% | +5.7% |
| CLB | Sell | CORE LABORATORIES N V | $14,275,000 | -1.0% | 118,915 | -7.4% | 0.77% | -2.0% |
| SLB | Sell | SCHLUMBERGER LTD | $14,247,000 | -1.3% | 169,713 | -7.5% | 0.77% | -2.4% |
| EEM | New | ISHARES TRput | $14,180,000 | – | 405,000 | +100.0% | 0.76% | – |
| JPM | Buy | JPMORGAN CHASE & COput | $13,978,000 | +32.8% | 162,000 | +2.5% | 0.75% | +31.5% |
| AMT | Buy | AMERICAN TOWER CORP NEW | $13,969,000 | -0.8% | 132,184 | +6.3% | 0.75% | -2.0% |
| TJX | Sell | TJX COS INC NEW | $13,957,000 | -14.8% | 185,777 | -15.2% | 0.75% | -15.7% |
| AAP | Sell | ADVANCE AUTO PARTS INC | $13,729,000 | -15.7% | 81,180 | -25.7% | 0.74% | -16.6% |
| CVS | Sell | CVS HEALTH CORP | $13,454,000 | -18.0% | 170,503 | -7.6% | 0.72% | -18.8% |
| CVX | Buy | CHEVRON CORP NEW | $13,423,000 | +17.0% | 114,046 | +2.3% | 0.72% | +15.7% |
| PSTB | Sell | PARK STERLING CORP | $13,407,000 | +23.3% | 1,242,578 | -7.2% | 0.72% | +22.0% |
| BDX | Sell | BECTON DICKINSON & CO | $13,323,000 | -15.2% | 80,477 | -7.9% | 0.72% | -16.0% |
| MIC | New | MACQUARIE INFRASTRUCTURE COR | $13,305,000 | – | 162,849 | +100.0% | 0.72% | – |
| EQBK | Buy | EQUITY BANCSHARES INC | $13,297,000 | +86.1% | 395,267 | +43.5% | 0.72% | +84.3% |
| CME | Sell | CME GROUP INC | $12,842,000 | -1.5% | 111,333 | -10.7% | 0.69% | -2.4% |
| URI | Sell | UNITED RENTALS INC | $12,646,000 | -38.7% | 119,779 | -54.5% | 0.68% | -39.4% |
| LBYYQ | Sell | LIBBEY INC | $12,537,000 | +6.4% | 644,264 | -2.4% | 0.67% | +5.3% |
| UNP | Sell | UNION PAC CORP | $12,393,000 | -6.0% | 119,531 | -11.6% | 0.67% | -7.0% |
| AMGN | Buy | AMGEN INC | $12,073,000 | +2.7% | 82,571 | +17.1% | 0.65% | +1.6% |
| AXP | Buy | AMERICAN EXPRESS COput | $12,000,000 | +18.6% | 162,000 | +2.5% | 0.64% | +17.3% |
| UNF | Sell | UNIFIRST CORP MASS | $11,946,000 | -0.6% | 83,160 | -8.8% | 0.64% | -1.7% |
| LOW | Buy | LOWES COS INC | $11,846,000 | +4.2% | 166,559 | +5.8% | 0.64% | +3.1% |
| SNBC | Buy | SUN BANCORP INC | $11,751,000 | +202.1% | 451,970 | +167.9% | 0.63% | +199.5% |
| GBNK | New | GUARANTY BANCORP DEL | $11,499,000 | – | 475,153 | +100.0% | 0.62% | – |
| AFL | New | AFLAC INCput | $11,276,000 | – | 162,000 | +100.0% | 0.61% | – |
| ACN | Sell | ACCENTURE PLC IRELAND | $11,183,000 | -12.5% | 95,477 | -8.8% | 0.60% | -13.5% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $10,966,000 | +16.3% | 187,648 | +7.3% | 0.59% | +15.2% |
| RBA | Buy | RITCHIE BROS AUCTIONEERS | $10,853,000 | +47.5% | 319,194 | +52.1% | 0.58% | +46.0% |
| TBK | Sell | TRIUMPH BANCORP INC | $10,622,000 | +0.9% | 406,204 | -23.4% | 0.57% | -0.2% |
| AIG | Buy | AMERICAN INTL GROUP INCput | $10,580,000 | +125.7% | 162,000 | +105.1% | 0.57% | +123.1% |
| KS | KAPSTONE PAPER & PACKAGING C | $9,994,000 | +16.5% | 453,237 | 0.0% | 0.54% | +15.2% | |
| AZPN | Sell | ASPEN TECHNOLOGY INC | $9,845,000 | +4.1% | 180,040 | -11.0% | 0.53% | +2.9% |
| GNMK | GENMARK DIAGNOSTICS INC | $9,815,000 | +3.7% | 801,865 | 0.0% | 0.53% | +2.7% | |
| WSO | Sell | WATSCO INC | $9,679,000 | -5.4% | 65,347 | -10.0% | 0.52% | -6.3% |
| MMC | Sell | MARSH & MCLENNAN COS INC | $9,378,000 | -11.8% | 138,746 | -12.2% | 0.50% | -12.8% |
| CMCO | COLUMBUS MCKINNON CORP N Y | $9,045,000 | +51.6% | 334,519 | 0.0% | 0.49% | +50.0% | |
| WFC | Buy | WELLS FARGO & CO NEWput | $8,928,000 | +155.2% | 162,000 | +105.1% | 0.48% | +152.6% |
| JPM | Buy | JPMORGAN CHASE & CO | $8,530,000 | +191.0% | 98,847 | +124.6% | 0.46% | +188.7% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $8,446,000 | +78.1% | 37,785 | +72.3% | 0.45% | +76.0% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $8,344,000 | +12.6% | 51,196 | -0.2% | 0.45% | +11.4% |
| USB | Sell | US BANCORP DELput | $8,322,000 | -18.1% | 162,000 | -31.6% | 0.45% | -18.8% |
| OPB | Buy | OPUS BK IRVINE CALIF | $8,216,000 | +58.0% | 273,401 | +86.0% | 0.44% | +56.2% |
| CAH | Buy | CARDINAL HEALTH INC | $8,191,000 | +15.7% | 113,811 | +24.9% | 0.44% | +14.5% |
| SFST | Sell | SOUTHERN FIRST BANCSHARES IN | $7,863,000 | -5.8% | 218,429 | -27.8% | 0.42% | -6.8% |
| SEAS | SEAWORLD ENTMT INC | $7,723,000 | +40.4% | 407,987 | 0.0% | 0.42% | +38.8% | |
| LION | Sell | FIDELITY SOUTHERN CORP NEW | $7,694,000 | -19.0% | 325,062 | -37.1% | 0.41% | -19.8% |
| BBT | Sell | BB&T CORPput | $7,618,000 | +2.3% | 162,000 | -18.0% | 0.41% | +1.2% |
| USB | Sell | US BANCORP DEL | $7,274,000 | -22.6% | 141,606 | -35.4% | 0.39% | -23.5% |
| AMTD | Sell | TD AMERITRADE HLDG CORPput | $7,064,000 | -15.4% | 162,000 | -31.6% | 0.38% | -16.3% |
| KBE | Buy | SPDR SERIES TRUSTput | $7,042,000 | +33.5% | 162,000 | +2.5% | 0.38% | +32.1% |
| RPM | Sell | RPM INTL INC | $6,973,000 | -7.5% | 129,532 | -7.7% | 0.38% | -8.5% |
| EVBN | EVANS BANCORP INC | $6,922,000 | +15.3% | 219,400 | 0.0% | 0.37% | +14.1% | |
| ITW | Sell | ILLINOIS TOOL WKS INC | $6,917,000 | -27.2% | 56,484 | -28.8% | 0.37% | -27.9% |
| DEO | Sell | DIAGEO P L Cspon adr new | $6,824,000 | -17.4% | 65,652 | -7.7% | 0.37% | -18.3% |
| CENTA | Buy | CENTRAL GARDEN & PET COcl a non-vtg | $6,780,000 | +801.6% | 219,402 | +623.2% | 0.36% | +790.2% |
| CUK | Buy | CARNIVAL PLCadr | $6,791,000 | +212.5% | 132,654 | +199.5% | 0.36% | +209.3% |
| HEOP | Sell | HERITAGE OAKS BANCORP | $6,762,000 | +25.1% | 548,432 | -16.8% | 0.36% | +23.8% |
| FOX | New | TWENTY FIRST CENTY FOX INCcl b | $6,745,000 | – | 247,529 | +100.0% | 0.36% | – |
| CFCB | CENTRUE FINL CORP NEW | $6,681,000 | +13.3% | 313,654 | 0.0% | 0.36% | +11.8% | |
| ASBB | Sell | ASB BANCORP INC N C | $6,678,000 | +6.5% | 224,470 | -6.1% | 0.36% | +5.3% |
| VBTX | Buy | VERITEX HLDGS INC | $6,632,000 | +570.6% | 248,290 | +336.4% | 0.36% | +561.1% |
| COWN | New | COWEN GROUP INC NEWcl a new | $6,644,000 | – | 428,655 | +100.0% | 0.36% | – |
| FITB | New | FIFTH THIRD BANCORPput | $6,554,000 | – | 243,000 | +100.0% | 0.35% | – |
| MOS | MOSAIC CO NEW | $6,394,000 | +19.9% | 218,000 | 0.0% | 0.34% | +18.6% | |
| BREW | CRAFT BREW ALLIANCE INC | $6,363,000 | -10.3% | 376,523 | 0.0% | 0.34% | -11.2% | |
| SANW | S&W SEED CO | $6,337,000 | -9.8% | 1,377,596 | 0.0% | 0.34% | -10.7% | |
| XOM | Buy | EXXON MOBIL CORP | $6,296,000 | +702.0% | 69,758 | +675.4% | 0.34% | +688.4% |
| LILAK | New | LIBERTY GLOBAL PLC | $6,244,000 | – | 294,943 | +100.0% | 0.34% | – |
| FBMS | Buy | FIRST BANCSHARES INC MS | $5,960,000 | +84.7% | 216,730 | +28.3% | 0.32% | +83.4% |
| F | New | FORD MTR CO DEL | $5,958,000 | – | 491,210 | +100.0% | 0.32% | – |
| DOOR | Sell | MASONITE INTL CORP NEW | $5,801,000 | +5.0% | 88,166 | -0.8% | 0.31% | +4.0% |
| FCCO | Buy | FIRST CMNTY CORP S C | $5,732,000 | +94.4% | 317,545 | +69.7% | 0.31% | +92.5% |
| ACFC | Buy | ATLANTIC COAST FINL CORP | $5,682,000 | +8.7% | 835,547 | +1.2% | 0.31% | +7.7% |
| PBIB | New | PORTER BANCORP INC | $5,633,000 | – | 457,233 | +100.0% | 0.30% | – |
| BACPRL | New | BANK AMER CORP7.25%cnv pfd l | $5,560,000 | – | 4,765 | +100.0% | 0.30% | – |
| FLL | Buy | FULL HOUSE RESORTS INC | $5,446,000 | +61.2% | 2,269,299 | +20.2% | 0.29% | +59.2% |
| IBB | New | ISHARES TRnasdq biotec etf | $5,451,000 | – | 20,540 | +100.0% | 0.29% | – |
| FFWM | Sell | FIRST FNDTN INC | $5,161,000 | +11.9% | 181,085 | -3.1% | 0.28% | +10.8% |
| UBNK | Buy | UNITED FINL BANCORP INC NEW | $5,033,000 | +82.2% | 277,135 | +38.8% | 0.27% | +80.7% |
| GE | Buy | GENERAL ELECTRIC CO | $4,964,000 | +305.6% | 157,094 | +280.3% | 0.27% | +298.5% |
| SLCT | SELECT BANCORP INC NEW | $4,947,000 | +23.1% | 502,230 | 0.0% | 0.27% | +22.0% | |
| BWFG | BANKWELL FINL GROUP INC | $4,743,000 | +37.2% | 145,950 | 0.0% | 0.26% | +35.6% | |
| PNC | Sell | PNC FINL SVCS GROUP INCput | $4,737,000 | -66.7% | 40,500 | -74.4% | 0.26% | -67.1% |
| CMG | Buy | CHIPOTLE MEXICAN GRILL INC | $4,743,000 | +108.9% | 12,569 | +134.5% | 0.26% | +107.3% |
| PFG | New | PRINCIPAL FINL GROUP INCput | $4,687,000 | – | 81,000 | +100.0% | 0.25% | – |
| KMI | Buy | KINDER MORGAN INC DEL | $4,636,000 | +31.1% | 223,834 | +46.4% | 0.25% | +29.7% |
| RCL | Sell | ROYAL CARIBBEAN CRUISES LTD | $4,569,000 | +4.4% | 55,697 | -4.6% | 0.25% | +3.4% |
| EWY | New | ISHARESmsci sth kor etf | $4,528,000 | – | 85,074 | +100.0% | 0.24% | – |
| SONA | Sell | SOUTHERN NATL BANCORP OF VA | $4,516,000 | -27.4% | 276,373 | -42.0% | 0.24% | -28.1% |
| HD | Buy | HOME DEPOT INC | $4,498,000 | +24.3% | 33,545 | +19.3% | 0.24% | +22.8% |
| EBS | Buy | EMERGENT BIOSOLUTIONS INC | $4,469,000 | +5.4% | 136,093 | +1.2% | 0.24% | +3.9% |
| SBCF | Buy | SEACOAST BKG CORP FLA | $4,320,000 | +50.5% | 195,848 | +9.8% | 0.23% | +48.7% |
| COST | Buy | COSTCO WHSL CORP NEW | $4,299,000 | +18.7% | 26,849 | +13.1% | 0.23% | +17.3% |
| OLBK | Sell | OLD LINE BANCSHARES INC | $3,991,000 | -29.5% | 166,440 | -42.0% | 0.22% | -30.2% |
| LBRDA | Sell | LIBERTY BROADBAND CORP | $3,953,000 | -40.9% | 54,552 | -42.8% | 0.21% | -41.5% |
| CCOI | Sell | COGENT COMMUNICATIONS HLDGS | $3,947,000 | +4.7% | 95,447 | -6.8% | 0.21% | +3.4% |
| HIG | Buy | HARTFORD FINL SVCS GROUP INCput | $3,860,000 | +14.1% | 81,000 | +2.5% | 0.21% | +13.0% |
| BK | Sell | BANK NEW YORK MELLON CORPput | $3,838,000 | -59.4% | 81,000 | -65.8% | 0.21% | -59.9% |
| RL | Buy | RALPH LAUREN CORPcl a | $3,839,000 | +26.5% | 42,500 | +41.7% | 0.21% | +24.8% |
| DIS | Buy | DISNEY WALT CO | $3,834,000 | +753.9% | 36,792 | +661.6% | 0.21% | +758.3% |
| FARM | Sell | FARMER BROS CO | $3,803,000 | -6.6% | 103,622 | -9.5% | 0.20% | -7.2% |
| MCD | New | MCDONALDS CORP | $3,741,000 | – | 30,737 | +100.0% | 0.20% | – |
| FRC | New | FIRST REP BK SAN FRANCISCO Cput | $3,732,000 | – | 40,500 | +100.0% | 0.20% | – |
| PBNC | PARAGON COML CORP | $3,691,000 | +20.5% | 84,416 | 0.0% | 0.20% | +19.9% | |
| FBK | Sell | FB FINL CORP | $3,662,000 | -55.7% | 141,130 | -65.5% | 0.20% | -56.1% |
| MXL | Sell | MAXLINEAR INCcl a | $3,607,000 | +0.2% | 165,442 | -6.9% | 0.19% | -1.0% |
| SAMG | Buy | SILVERCREST ASSET MGMT GROUPcl a | $3,607,000 | +79.3% | 274,272 | +61.8% | 0.19% | +78.0% |
| HZN | Sell | HORIZON GLOBAL CORP | $3,583,000 | -25.3% | 149,300 | -38.0% | 0.19% | -26.1% |
| EXPE | Sell | EXPEDIA INC DEL | $3,594,000 | -7.3% | 31,728 | -4.5% | 0.19% | -8.5% |
| SBUX | Buy | STARBUCKS CORP | $3,568,000 | +34.6% | 64,274 | +31.2% | 0.19% | +33.3% |
| CNOB | Sell | CONNECTONE BANCORP INC NEW | $3,472,000 | -37.9% | 133,783 | -56.8% | 0.19% | -38.5% |
| RDSA | Sell | ROYAL DUTCH SHELL PLCspons adr a | $3,479,000 | -51.5% | 63,980 | -55.3% | 0.19% | -52.1% |
| AMZN | Sell | AMAZON COM INC | $3,463,000 | -60.3% | 4,618 | -55.7% | 0.19% | -60.8% |
| TRUP | Buy | TRUPANION INC | $3,394,000 | -3.1% | 218,682 | +5.5% | 0.18% | -3.7% |
| AIRM | Sell | AIR METHODS CORP | $3,360,000 | -7.7% | 105,482 | -8.8% | 0.18% | -8.6% |
| ICAD | Buy | ICAD INC | $3,238,000 | -33.4% | 1,000,910 | +7.0% | 0.17% | -34.1% |
| MSFT | Buy | MICROSOFT CORP | $3,217,000 | +183.7% | 51,777 | +162.8% | 0.17% | +179.0% |
| SCHW | Sell | SCHWAB CHARLES CORP NEWput | $3,197,000 | -35.9% | 81,000 | -48.7% | 0.17% | -36.5% |
| BGY | Buy | BLACKROCK INTL GRWTH & INC T | $3,160,000 | +43.5% | 573,592 | +54.5% | 0.17% | +41.7% |
| CBPX | Sell | CONTINENTAL BLDG PRODS INC | $3,153,000 | -23.2% | 136,503 | -30.2% | 0.17% | -23.8% |
| CVCO | Buy | CAVCO INDS INC DEL | $3,121,000 | +100.4% | 31,252 | +98.8% | 0.17% | +97.6% |
| CNC | New | CENTENE CORP DEL | $3,076,000 | – | 54,431 | +100.0% | 0.16% | – |
| DOW | Buy | DOW CHEM CO | $3,044,000 | +13.2% | 53,190 | +2.6% | 0.16% | +12.3% |
| BKLN | New | POWERSHARES ETF TRUST IIsenior ln port | $3,048,000 | – | 130,472 | +100.0% | 0.16% | – |
| PYPL | Sell | PAYPAL HLDGS INC | $3,027,000 | -7.5% | 76,683 | -4.0% | 0.16% | -8.4% |
| RIO | Sell | RIO TINTO PLCsponsored adr | $3,037,000 | -55.2% | 78,959 | -61.1% | 0.16% | -55.7% |
| SGBK | Sell | STONEGATE BK FT LAUDERDALE F | $2,960,000 | -41.5% | 70,921 | -52.7% | 0.16% | -42.2% |
| XRAY | Buy | DENTSPLY SIRONA INC | $2,933,000 | +43.1% | 50,802 | +47.3% | 0.16% | +42.3% |
| PGR | New | PROGRESSIVE CORP OHIOput | $2,875,000 | – | 81,000 | +100.0% | 0.16% | – |
| D | New | DOMINION RES INC VA NEW | $2,868,000 | – | 37,444 | +100.0% | 0.15% | – |
| HTBI | Sell | HOMETRUST BANCSHARES INC | $2,805,000 | -49.8% | 108,284 | -64.1% | 0.15% | -50.3% |
| HDSN | Sell | HUDSON TECHNOLOGIES INC | $2,728,000 | -16.2% | 340,577 | -30.5% | 0.15% | -16.9% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $2,659,000 | +7.0% | 16,613 | -6.4% | 0.14% | +5.9% |
| ETG | New | EATON VANCE TX ADV GLBL DIV | $2,660,000 | – | 189,045 | +100.0% | 0.14% | – |
| BOE | Buy | BLACKROCK GLOBAL OPP EQTY TR | $2,626,000 | +140.5% | 226,946 | +154.6% | 0.14% | +139.0% |
| UHAL | New | AMERCO | $2,539,000 | – | 6,871 | +100.0% | 0.14% | – |
| BFB | Sell | BROWN FORMAN CORPcl b | $2,473,000 | -31.6% | 55,044 | -27.7% | 0.13% | -32.1% |
| TFSL | TFS FINL CORP | $2,400,000 | +6.9% | 126,050 | 0.0% | 0.13% | +5.7% | |
| NHLD | Buy | NATIONAL HOLDINGS CORP | $2,369,000 | +47.7% | 883,877 | +78.5% | 0.13% | +46.0% |
| KN | Sell | KNOWLES CORP | $2,330,000 | -57.3% | 139,443 | -64.1% | 0.12% | -57.8% |
| NTRS | Buy | NORTHERN TR CORP | $2,306,000 | +1047.3% | 25,891 | +775.3% | 0.12% | +1027.3% |
| LABL | Sell | MULTI COLOR CORP | $2,220,000 | +6.0% | 28,610 | -9.9% | 0.12% | +4.4% |
| AVD | Sell | AMERICAN VANGUARD CORP | $2,210,000 | +14.7% | 115,400 | -3.8% | 0.12% | +13.3% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $2,217,000 | -19.0% | 41,528 | -21.1% | 0.12% | -20.1% |
| BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $2,177,000 | +623.3% | 26,951 | +652.8% | 0.12% | +631.2% |
| PEP | Buy | PEPSICO INC | $2,160,000 | +30.2% | 20,642 | +35.3% | 0.12% | +28.9% |
| REGN | Buy | REGENERON PHARMACEUTICALS | $2,136,000 | -3.7% | 5,818 | +5.4% | 0.12% | -5.0% |
| HIO | Buy | WESTERN ASSET HIGH INCM OPP | $2,098,000 | +97.4% | 420,527 | +99.7% | 0.11% | +94.8% |
| ENOC | New | ENERNOC INCcall | $2,093,000 | – | 348,800 | +100.0% | 0.11% | – |
| FWONA | New | LIBERTY MEDIA CORP DELAWARE | $1,997,000 | – | 63,712 | +100.0% | 0.11% | – |
| BAC | Buy | BANK AMER CORP | $1,983,000 | +140.7% | 89,746 | +70.5% | 0.11% | +137.8% |
| PFMT | Buy | PERFORMANT FINL CORP | $1,930,000 | -8.3% | 821,100 | +15.1% | 0.10% | -8.8% |
| SOR | Buy | SOURCE CAP INC | $1,910,000 | +102.5% | 53,123 | +106.9% | 0.10% | +102.0% |
| AT | Buy | ATLANTIC PWR CORP | $1,875,000 | +38.1% | 750,000 | +36.4% | 0.10% | +36.5% |
| EOI | Buy | EATON VANCE ENHANCED EQ INC | $1,852,000 | +12.7% | 149,316 | +14.9% | 0.10% | +12.4% |
| JNJ | Buy | JOHNSON & JOHNSON | $1,790,000 | +108.6% | 15,536 | +113.9% | 0.10% | +104.3% |
| GLW | New | CORNING INC | $1,772,000 | – | 73,000 | +100.0% | 0.10% | – |
| GHL | New | GREENHILL & CO INC | $1,744,000 | – | 62,950 | +100.0% | 0.09% | – |
| HEIA | Sell | HEICO CORP NEWcl a | $1,722,000 | -8.4% | 25,359 | -18.4% | 0.09% | -8.8% |
| NUVA | New | NUVASIVE INC | $1,738,000 | – | 25,800 | +100.0% | 0.09% | – |
| KBE | Buy | SPDR SERIES TRUSTs&p bk etf | $1,707,000 | +122.3% | 39,261 | +70.7% | 0.09% | +119.0% |
| CGNX | Sell | COGNEX CORP | $1,692,000 | +0.5% | 26,590 | -16.5% | 0.09% | 0.0% |
| ASTE | Sell | ASTEC INDS INC | $1,639,000 | +5.6% | 24,300 | -6.3% | 0.09% | +4.8% |
| VEA | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $1,626,000 | -2.3% | 44,497 | 0.0% | 0.09% | -4.4% | |
| EMD | New | WESTERN ASSET EMRG MKT DEBT | $1,596,000 | – | 108,519 | +100.0% | 0.09% | – |
| IVW | ISHARES TRs&p 500 grwt etf | $1,576,000 | +0.1% | 12,938 | 0.0% | 0.08% | -1.2% | |
| UL | Buy | UNILEVER PLCspon adr new | $1,570,000 | +103.4% | 38,565 | +136.9% | 0.08% | +100.0% |
| WLL | Sell | WHITING PETE CORP NEW | $1,554,000 | +29.8% | 129,250 | -5.6% | 0.08% | +29.2% |
| CMCSA | Sell | COMCAST CORP NEWcl a | $1,557,000 | -14.2% | 22,547 | -17.5% | 0.08% | -15.2% |
| AMG | Sell | AFFILIATED MANAGERS GROUP | $1,564,000 | -0.4% | 10,765 | -0.8% | 0.08% | -1.2% |
| T | Buy | AT&T INC | $1,537,000 | +225.6% | 36,135 | +210.3% | 0.08% | +219.2% |
| MET | New | METLIFE INC | $1,479,000 | – | 27,450 | +100.0% | 0.08% | – |
| GLO | Sell | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $1,456,000 | -59.1% | 162,685 | -55.8% | 0.08% | -59.6% |
| RE | New | EVEREST RE GROUP LTD | $1,434,000 | – | 6,625 | +100.0% | 0.08% | – |
| SEAS | SEAWORLD ENTMT INCcall | $1,420,000 | +40.5% | 75,000 | 0.0% | 0.08% | +38.2% | |
| FSS | Sell | FEDERAL SIGNAL CORP | $1,419,000 | +12.4% | 90,895 | -4.6% | 0.08% | +10.1% |
| MRK | Buy | MERCK & CO INC | $1,405,000 | +403.6% | 23,865 | +434.5% | 0.08% | +406.7% |
| AVK | New | ADVENT CLAYMORE CV SECS & IN | $1,415,000 | – | 96,402 | +100.0% | 0.08% | – |
| TY | Sell | TRI CONTL CORP | $1,411,000 | -6.9% | 63,998 | -9.7% | 0.08% | -7.3% |
| RNDB | RANDOLPH BANCORP INC | $1,409,000 | +18.2% | 87,425 | 0.0% | 0.08% | +16.9% | |
| BIT | Buy | BLACKROCK MULTI-SECTOR INC T | $1,375,000 | +277.7% | 83,405 | +291.5% | 0.07% | +270.0% |
| ARDC | Buy | ARES DYNAMIC CR ALLOCATION F | $1,370,000 | +83.9% | 90,876 | +81.1% | 0.07% | +85.0% |
| C | New | CITIGROUP INC | $1,355,000 | – | 22,793 | +100.0% | 0.07% | – |
| GILD | Buy | GILEAD SCIENCES INC | $1,339,000 | +508.6% | 18,695 | +571.8% | 0.07% | +500.0% |
| RLOGQ | Sell | RAND LOGISTICS INC | $1,339,000 | -2.5% | 1,613,891 | -10.6% | 0.07% | -4.0% |
| NOC | Sell | NORTHROP GRUMMAN CORP | $1,326,000 | -36.1% | 5,702 | -41.2% | 0.07% | -37.2% |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $1,306,000 | – | 7,866 | +100.0% | 0.07% | – |
| EVV | Buy | EATON VANCE LTD DUR INCOME F | $1,285,000 | +57.9% | 93,634 | +57.7% | 0.07% | +56.8% |
| BDC | Sell | BELDEN INC | $1,284,000 | -0.3% | 17,174 | -8.0% | 0.07% | -1.4% |
| ETY | New | EATON VANCE TX MGD DIV EQ IN | $1,265,000 | – | 122,265 | +100.0% | 0.07% | – |
| IDSY | Sell | I D SYSTEMS INC | $1,238,000 | -10.0% | 228,449 | -18.0% | 0.07% | -10.7% |
| MUA | New | BLACKROCK MUNIASSETS FD INC | $1,242,000 | – | 92,217 | +100.0% | 0.07% | – |
| RA | New | BROOKFIELD REAL ASSETS INCOM | $1,206,000 | – | 54,057 | +100.0% | 0.06% | – |
| CAT | Buy | CATERPILLAR INC DEL | $1,201,000 | +431.4% | 12,945 | +407.6% | 0.06% | +441.7% |
| DV | Buy | DEVRY ED GROUP INC | $1,209,000 | +63.8% | 38,750 | +21.1% | 0.06% | +62.5% |
| BECN | Sell | BEACON ROOFING SUPPLY INC | $1,191,000 | +2.1% | 25,860 | -6.7% | 0.06% | +1.6% |
| ALL | New | ALLSTATE CORP | $1,191,000 | – | 16,066 | +100.0% | 0.06% | – |
| PDFS | New | PDF SOLUTIONS INC | $1,199,000 | – | 53,150 | +100.0% | 0.06% | – |
| ASA | New | ASA GOLD AND PRECIOUS MTLS L | $1,189,000 | – | 107,693 | +100.0% | 0.06% | – |
| PEBK | PEOPLES BANCORP N C INC | $1,179,000 | +19.3% | 47,044 | 0.0% | 0.06% | +16.7% | |
| FB | Sell | FACEBOOK INCcl a | $1,163,000 | -63.9% | 10,107 | -59.7% | 0.06% | -64.0% |
| VRSK | Sell | VERISK ANALYTICS INC | $1,165,000 | -7.4% | 14,358 | -7.2% | 0.06% | -7.4% |
| HXL | New | HEXCEL CORP NEW | $1,157,000 | – | 22,500 | +100.0% | 0.06% | – |
| STBZ | Sell | STATE BK FINL CORP | $1,148,000 | -54.1% | 42,726 | -61.0% | 0.06% | -54.4% |
| UTX | New | UNITED TECHNOLOGIES CORP | $1,150,000 | – | 10,489 | +100.0% | 0.06% | – |
| PBP | Buy | POWERSHARES GLOBAL ETF FDs&p 500 buywrt | $1,127,000 | +34.5% | 52,966 | +33.0% | 0.06% | +32.6% |
| MFD | Buy | MACQUARIE FT TR GB INF UT DI | $1,108,000 | +7.8% | 97,141 | +19.2% | 0.06% | +7.1% |
| IBTX | New | INDEPENDENT BK GROUP INC | $1,116,000 | – | 17,886 | +100.0% | 0.06% | – |
| AVGR | New | AVINGER INC | $1,123,000 | – | 303,452 | +100.0% | 0.06% | – |
| ROL | Sell | ROLLINS INC | $1,088,000 | +9.2% | 32,200 | -5.3% | 0.06% | +9.3% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $1,079,000 | +21.2% | 8,001 | +11.7% | 0.06% | +20.8% |
| ABMD | Sell | ABIOMED INC | $1,042,000 | -20.9% | 9,250 | -9.7% | 0.06% | -22.2% |
| BATRA | New | LIBERTY MEDIA CORP DELAWARE | $1,030,000 | – | 50,284 | +100.0% | 0.06% | – |
| WMB | Sell | WILLIAMS COS INC DEL | $996,000 | -73.0% | 32,000 | -73.3% | 0.05% | -73.0% |
| IGA | Buy | VOYA GLBL ADV & PREM OPP FD | $1,007,000 | +274.3% | 102,411 | +285.2% | 0.05% | +260.0% |
| VCV | Buy | INVESCO CALIF VALUE MUN INC | $1,005,000 | +289.5% | 82,812 | +342.5% | 0.05% | +285.7% |
| EW | Sell | EDWARDS LIFESCIENCES CORP | $1,003,000 | -65.3% | 10,700 | -55.4% | 0.05% | -65.6% |
| EMF | Sell | TEMPLETON EMERGING MKTS FD I | $979,000 | -56.0% | 80,979 | -54.0% | 0.05% | -56.2% |
| CSTM | Sell | CONSTELLIUM NVcl a | $985,000 | -76.1% | 166,946 | -70.8% | 0.05% | -76.3% |
| AEF | Sell | ABERDEEN CHILE FD INC | $971,000 | -16.4% | 162,864 | -12.1% | 0.05% | -17.5% |
| IGR | New | CBRE CLARION GLOBAL REAL EST | $950,000 | – | 130,078 | +100.0% | 0.05% | – |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $946,000 | +171.8% | 26,436 | +185.9% | 0.05% | +168.4% |
| KMB | New | KIMBERLY CLARK CORP | $937,000 | – | 8,214 | +100.0% | 0.05% | – |
| LVS | Sell | LAS VEGAS SANDS CORP | $893,000 | -14.3% | 16,722 | -7.7% | 0.05% | -15.8% |
| IGD | New | VOYA GLBL EQTY DIV & PREM OP | $869,000 | – | 128,233 | +100.0% | 0.05% | – |
| FGPRQ | New | FERRELLGAS PARTNERS L.P.unit ltd part | $880,000 | – | 130,000 | +100.0% | 0.05% | – |
| PFE | Buy | PFIZER INC | $837,000 | +84.4% | 25,769 | +92.5% | 0.04% | +80.0% |
| ABT | New | ABBOTT LABS | $835,000 | – | 21,736 | +100.0% | 0.04% | – |
| AOD | Buy | ALPINE TOTAL DYNAMIC DIVID F | $827,000 | +18.7% | 109,099 | +19.5% | 0.04% | +15.8% |
| MZA | New | BLACKROCK MUNIYIELD ARIZ FD | $813,000 | – | 56,208 | +100.0% | 0.04% | – |
| IVV | Buy | ISHARES TRcore s&p500 etf | $825,000 | +18.9% | 3,668 | +14.9% | 0.04% | +15.8% |
| MO | Buy | ALTRIA GROUP INC | $802,000 | +11.5% | 11,866 | +4.3% | 0.04% | +10.3% |
| BXMX | New | NUVEEN S&P 500 BUY-WRITE INC | $793,000 | – | 62,338 | +100.0% | 0.04% | – |
| RNST | New | RENASANT CORP | $772,000 | – | 18,280 | +100.0% | 0.04% | – |
| GF | Buy | NEW GERMANY FD INC | $788,000 | -6.2% | 60,290 | +3.0% | 0.04% | -8.7% |
| NTC | New | NUVEEN CONNECTICUT QLTY MUN | $786,000 | – | 63,984 | +100.0% | 0.04% | – |
| DFS | Buy | DISCOVER FINL SVCS | $783,000 | +93.8% | 10,868 | +52.1% | 0.04% | +90.9% |
| XBI | New | SPDR SERIES TRUSTs&p biotech | $769,000 | – | 13,000 | +100.0% | 0.04% | – |
| JQC | Buy | NUVEEN CR STRATEGIES INCM FD | $771,000 | +49.1% | 87,157 | +42.8% | 0.04% | +46.4% |
| DVN | New | DEVON ENERGY CORP NEW | $749,000 | – | 16,400 | +100.0% | 0.04% | – |
| INB | Sell | COHEN & STEERS GLOBAL INC BL | $722,000 | -8.0% | 84,670 | -4.1% | 0.04% | -9.3% |
| BTZ | Sell | BLACKROCK CR ALLCTN INC TR | $703,000 | -3.8% | 54,236 | -0.9% | 0.04% | -5.0% |
| EXG | Buy | EATON VANCE TAX MNGD GBL DV | $675,000 | +415.3% | 84,162 | +455.8% | 0.04% | +414.3% |
| MUC | New | BLACKROCK MUNIHLDNGS CALI QL | $665,000 | – | 47,201 | +100.0% | 0.04% | – |
| ABBV | New | ABBVIE INC | $652,000 | – | 10,408 | +100.0% | 0.04% | – |
| AKP | New | ALLIANCE CALIF MUN INCOME FD | $642,000 | – | 48,461 | +100.0% | 0.04% | – |
| HTD | New | HANCOCK JOHN TAX-ADV DIV INC | $641,000 | – | 27,773 | +100.0% | 0.03% | – |
| ICE | Buy | INTERCONTINENTAL EXCHANGE IN | $640,000 | +209.2% | 11,340 | +1376.6% | 0.03% | +209.1% |
| ACXM | ACXIOM CORP | $631,000 | +0.5% | 23,556 | 0.0% | 0.03% | 0.0% | |
| MMV | New | EATON VANCE MA MUNI INCOME Tsh ben int | $632,000 | – | 48,144 | +100.0% | 0.03% | – |
| ECYT | Buy | ENDOCYTE INC | $621,000 | -7.7% | 243,385 | +11.7% | 0.03% | -10.8% |
| SUNS | New | SOLAR SR CAP LTD | $609,000 | – | 37,043 | +100.0% | 0.03% | – |
| AMOV | Buy | AMERICA MOVIL SAB DE CV | $602,000 | +166.4% | 48,971 | +147.2% | 0.03% | +166.7% |
| WFC | Sell | WELLS FARGO & CO NEW | $594,000 | -78.4% | 10,771 | -82.7% | 0.03% | -78.7% |
| PCYO | PURECYCLE CORP | $588,000 | -4.2% | 107,000 | 0.0% | 0.03% | -3.0% | |
| ETR | New | ENTERGY CORP NEW | $588,000 | – | 8,000 | +100.0% | 0.03% | – |
| NUV | Buy | NUVEEN MUN VALUE FD INC | $591,000 | +423.0% | 61,844 | +478.7% | 0.03% | +433.3% |
| EFA | Sell | ISHARES TRmsci eafe etf | $594,000 | -74.0% | 10,290 | -73.4% | 0.03% | -74.2% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $595,000 | +4.6% | 1,972 | -2.2% | 0.03% | +3.2% |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $595,000 | +6.1% | 115,317 | +6.4% | 0.03% | +6.7% |
| NEV | New | NUVEEN ENHANCED MUN VALUE FD | $603,000 | – | 43,049 | +100.0% | 0.03% | – |
| HYT | Sell | BLACKROCK CORPOR HI YLD FD I | $592,000 | -2.6% | 54,692 | -2.7% | 0.03% | -3.0% |
| EVY | New | EATON VANCE NY MUNI INCOME Tsh ben int | $584,000 | – | 44,755 | +100.0% | 0.03% | – |
| MIY | New | BLACKROCK MUNIYLD MICH QLTY | $571,000 | – | 42,037 | +100.0% | 0.03% | – |
| MAR | New | MARRIOTT INTL INC NEWcl a | $579,000 | – | 7,009 | +100.0% | 0.03% | – |
| AWF | Sell | ALLIANCEBERNSTEIN GBL HGH IN | $555,000 | -34.9% | 44,114 | -34.7% | 0.03% | -34.8% |
| PG | Buy | PROCTER AND GAMBLE CO | $561,000 | +121.7% | 6,670 | +136.5% | 0.03% | +114.3% |
| ORCL | Buy | ORACLE CORP | $541,000 | +15.1% | 14,061 | +17.4% | 0.03% | +11.5% |
| WY | New | WEYERHAEUSER CO | $542,000 | – | 17,996 | +100.0% | 0.03% | – |
| BFZ | New | BLACKROCK CALIF MUN INCOME Tsh ben int | $541,000 | – | 37,349 | +100.0% | 0.03% | – |
| PMTS | New | CPI CARD GROUP INC | $539,000 | – | 129,775 | +100.0% | 0.03% | – |
| BSE | New | BLACKROCK NY MUNI INC QLTY T | $521,000 | – | 39,754 | +100.0% | 0.03% | – |
| ARCO | New | ARCOS DORADOS HOLDINGS INC | $514,000 | – | 95,200 | +100.0% | 0.03% | – |
| KR | KROGER CO | $517,000 | +16.4% | 14,976 | 0.0% | 0.03% | +16.7% | |
| NSC | Buy | NORFOLK SOUTHERN CORP | $500,000 | +14.9% | 4,629 | +3.4% | 0.03% | +12.5% |
| HAIN | New | HAIN CELESTIAL GROUP INC | $507,000 | – | 13,000 | +100.0% | 0.03% | – |
| CSQ | Buy | CALAMOS STRATEGIC TOTL RETN | $499,000 | +322.9% | 48,594 | +322.0% | 0.03% | +350.0% |
| VIG | Buy | VANGUARD SPECIALIZED PORTFOLdiv app etf | $482,000 | +3.4% | 5,657 | +1.8% | 0.03% | +4.0% |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $476,000 | -33.9% | 13,589 | -29.3% | 0.03% | -33.3% |
| CL | New | COLGATE PALMOLIVE CO | $480,000 | – | 7,337 | +100.0% | 0.03% | – |
| NXN | New | NUVEEN NY SELECT TAX FREE PRsh ben int | $488,000 | – | 36,875 | +100.0% | 0.03% | – |
| VTN | New | INVESCO TR INVT GRADE NY MUN | $481,000 | – | 36,218 | +100.0% | 0.03% | – |
| MNE | Buy | BLACKROCK MUNI N Y INTER DUR | $485,000 | +180.3% | 35,768 | +217.8% | 0.03% | +188.9% |
| XLU | New | SELECT SECTOR SPDR TRsbi int-utils | $474,000 | – | 9,767 | +100.0% | 0.02% | – |
| CII | Buy | BLACKROCK ENH CAP & INC FD I | $468,000 | +56.0% | 34,127 | +56.8% | 0.02% | +56.2% |
| CEV | New | EATON VANCE CA MUNI INCOME Tsh ben int | $467,000 | – | 38,007 | +100.0% | 0.02% | – |
| HUM | New | HUMANA INC | $465,000 | – | 2,280 | +100.0% | 0.02% | – |
| EDD | New | MORGAN STANLEY EM MKTS DM DE | $469,000 | – | 65,408 | +100.0% | 0.02% | – |
| NXC | New | NUVEEN CA SELECT TAX FREE PRsh ben int | $457,000 | – | 31,117 | +100.0% | 0.02% | – |
| HYI | New | WESTERN ASSET HGH YLD DFNDFD | $456,000 | – | 30,295 | +100.0% | 0.02% | – |
| RFI | New | COHEN & STEERS TOTAL RETURN | $454,000 | – | 37,499 | +100.0% | 0.02% | – |
| EVM | New | EATON VANCE CALIF MUN BD FD | $440,000 | – | 38,638 | +100.0% | 0.02% | – |
| VSAT | New | VIASAT INC | $450,000 | – | 6,800 | +100.0% | 0.02% | – |
| BYM | New | BLACKROCK MUNICIPL INC QLTY | $443,000 | – | 31,896 | +100.0% | 0.02% | – |
| RDSB | Sell | ROYAL DUTCH SHELL PLCspon adr b | $430,000 | -31.2% | 7,429 | -37.3% | 0.02% | -32.4% |
| NQP | New | NUVEEN PENNSYLVANIA QLT MUN | $427,000 | – | 32,677 | +100.0% | 0.02% | – |
| NIE | Buy | ALLIANZGI EQUITY & CONV INCO | $436,000 | +38.4% | 23,643 | +40.4% | 0.02% | +35.3% |
| ANTM | Buy | ANTHEM INC | $422,000 | +60.5% | 2,933 | +39.7% | 0.02% | +64.3% |
| EAD | New | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $411,000 | – | 48,437 | +100.0% | 0.02% | – |
| FT | New | FRANKLIN UNVL TRsh ben int | $406,000 | – | 60,788 | +100.0% | 0.02% | – |
| GIM | Sell | TEMPLETON GLOBAL INCOME FD | $404,000 | -25.2% | 62,325 | -28.0% | 0.02% | -24.1% |
| WM | New | WASTE MGMT INC DEL | $413,000 | – | 5,820 | +100.0% | 0.02% | – |
| BNY | New | BLACKROCK N Y MUN INCOME TRsh ben int | $409,000 | – | 29,403 | +100.0% | 0.02% | – |
| NMI | New | NUVEEN MUN INCOME FD INC | $410,000 | – | 36,540 | +100.0% | 0.02% | – |
| HNW | New | PIONEER DIV HIGH INCOME TRUS | $396,000 | – | 24,699 | +100.0% | 0.02% | – |
| NUO | New | NUVEEN OHIO QLTY MUN INCOME | $386,000 | – | 26,567 | +100.0% | 0.02% | – |
| JPI | New | NUVEEN PFD & INCOME TERM FD | $398,000 | – | 17,376 | +100.0% | 0.02% | – |
| CART | CAROLINA TR BANCSHARES INC | $385,000 | +4.9% | 60,184 | 0.0% | 0.02% | +5.0% | |
| CELG | Sell | CELGENE CORP | $397,000 | -11.8% | 3,432 | -20.3% | 0.02% | -12.5% |
| GM | New | GENERAL MTRS CO | $398,000 | – | 11,417 | +100.0% | 0.02% | – |
| IYF | Sell | ISHARES TRu.s. finls etf | $377,000 | -9.2% | 3,719 | -19.3% | 0.02% | -13.0% |
| KMIPRA | New | KINDER MORGAN INC DELpfd ser a | $365,000 | – | 7,500 | +100.0% | 0.02% | – |
| MDLZ | New | MONDELEZ INTL INCcl a | $368,000 | – | 8,299 | +100.0% | 0.02% | – |
| PANW | New | PALO ALTO NETWORKS INC | $375,000 | – | 3,000 | +100.0% | 0.02% | – |
| CGO | Buy | CALAMOS GLOBAL TOTAL RETURN | $360,000 | +109.3% | 34,201 | +127.9% | 0.02% | +111.1% |
| PHM | New | PULTE GROUP INC | $349,000 | – | 19,000 | +100.0% | 0.02% | – |
| NBO | New | NEUBERGER BERMAN NY INT MUN | $359,000 | – | 28,637 | +100.0% | 0.02% | – |
| NBW | New | NEUBERGER BERMAN CA INT MUN | $352,000 | – | 24,467 | +100.0% | 0.02% | – |
| RVT | New | ROYCE VALUE TR INC | $355,000 | – | 26,510 | +100.0% | 0.02% | – |
| LEN | New | LENNAR CORPcl a | $347,000 | – | 8,080 | +100.0% | 0.02% | – |
| WRI | New | WEINGARTEN RLTY INVSsh ben int | $358,000 | – | 10,000 | +100.0% | 0.02% | – |
| SBI | New | WESTERN ASSET INTM MUNI FD I | $348,000 | – | 36,615 | +100.0% | 0.02% | – |
| DE | New | DEERE & CO | $341,000 | – | 3,310 | +100.0% | 0.02% | – |
| NMY | New | NUVEEN MARYLAND QLT MUN INC | $342,000 | – | 27,486 | +100.0% | 0.02% | – |
| SPTI | SPDR SERIES TRUSTblmbrg brc intrm | $331,000 | -2.6% | 5,540 | 0.0% | 0.02% | 0.0% | |
| VAL | VALSPAR CORP | $317,000 | -2.5% | 3,062 | 0.0% | 0.02% | -5.6% | |
| SRCL | New | STERICYCLE INC | $310,000 | – | 4,024 | +100.0% | 0.02% | – |
| KBWB | Sell | POWERSHARES ETF TR IIkbw bk port | $321,000 | 0.0% | 6,800 | -22.7% | 0.02% | 0.0% |
| ADX | Sell | ADAMS DIVERSIFIED EQUITY FD | $318,000 | -90.4% | 24,998 | -90.1% | 0.02% | -90.6% |
| EVJ | Buy | EATON VANCE NJ MUNI INCOME Tsh ben int | $323,000 | +48.8% | 26,908 | +72.3% | 0.02% | +41.7% |
| DMRC | New | DIGIMARC CORP NEW | $309,000 | – | 10,300 | +100.0% | 0.02% | – |
| TSI | New | TCW STRATEGIC INCOME FUND IN | $289,000 | – | 54,282 | +100.0% | 0.02% | – |
| VLT | New | INVESCO HIGH INCOME TR II | $299,000 | – | 20,962 | +100.0% | 0.02% | – |
| JFR | New | NUVEEN FLOATING RATE INCOME | $304,000 | – | 26,049 | +100.0% | 0.02% | – |
| VNQ | New | VANGUARD INDEX FDSreit etf | $295,000 | – | 3,578 | +100.0% | 0.02% | – |
| TLI | New | WESTERN ASSET CORPORATE LN F | $298,000 | – | 26,446 | +100.0% | 0.02% | – |
| NNC | New | NUVEEN NORTH CAROLINA QLTY M | $290,000 | – | 22,434 | +100.0% | 0.02% | – |
| BA | Buy | BOEING CO | $292,000 | +39.0% | 1,874 | +17.7% | 0.02% | +45.5% |
| FLR | New | FLUOR CORP NEW | $298,000 | – | 5,667 | +100.0% | 0.02% | – |
| ECH | New | ISHARESmsci ch cap etf | $290,000 | – | 7,738 | +100.0% | 0.02% | – |
| VPV | Buy | INVESCO PA VALUE MUN INCOME | $291,000 | +85.4% | 23,918 | +106.4% | 0.02% | +77.8% |
| BLJ | New | BLACKROCK NJ MUNICIPAL BOND | $271,000 | – | 18,783 | +100.0% | 0.02% | – |
| MHF | Sell | WESTERN ASSET MUN HI INCM FD | $275,000 | -17.4% | 38,325 | -8.6% | 0.02% | -16.7% |
| GAB | New | GABELLI EQUITY TR INC | $288,000 | – | 52,112 | +100.0% | 0.02% | – |
| PEO | New | ADAM NAT RES FD INC | $281,000 | – | 13,950 | +100.0% | 0.02% | – |
| INGR | New | INGREDION INC | $272,000 | – | 2,175 | +100.0% | 0.02% | – |
| CHL | Sell | CHINA MOBILE LIMITEDsponsored adr | $279,000 | -29.7% | 5,325 | -17.5% | 0.02% | -31.8% |
| DMF | Buy | DREYFUS MUN INCOME INC | $280,000 | +45.8% | 32,480 | +62.8% | 0.02% | +50.0% |
| TRV | Buy | TRAVELERS COMPANIES INC | $262,000 | +29.1% | 2,138 | +20.5% | 0.01% | +27.3% |
| MCK | MCKESSON CORP | $266,000 | -15.6% | 1,891 | 0.0% | 0.01% | -17.6% | |
| DMB | New | DREYFUS MUN BD INFRSTRCTR FD | $261,000 | – | 21,361 | +100.0% | 0.01% | – |
| BIZD | New | VANECK VECTORS ETF TR | $268,000 | – | 14,872 | +100.0% | 0.01% | – |
| MUJ | Buy | BLACKROCK MUNIHLDGS NJ QLTY | $259,000 | +48.9% | 18,613 | +67.7% | 0.01% | +55.6% |
| BDJ | New | BLACKROCK ENHANCED EQT DIV T | $256,000 | – | 31,458 | +100.0% | 0.01% | – |
| NXJ | Buy | NUVEEN NEW JERSEY QULT MUN F | $268,000 | +32.7% | 20,364 | +49.3% | 0.01% | +27.3% |
| QAI | New | INDEXIQ ETF TRhedge mlti etf | $244,000 | – | 8,518 | +100.0% | 0.01% | – |
| LMT | Sell | LOCKHEED MARTIN CORP | $233,000 | -31.7% | 933 | -34.4% | 0.01% | -31.6% |
| VKI | Sell | INVESCO ADVANTAGE MUNICIPALsh ben int | $236,000 | -80.2% | 21,092 | -78.3% | 0.01% | -80.0% |
| NKX | New | NUVEEN CALIFORNIA AMT QLT MU | $217,000 | – | 15,176 | +100.0% | 0.01% | – |
| NHS | New | NEUBERGER BERMAN HGH YLD FD | $223,000 | – | 19,089 | +100.0% | 0.01% | – |
| SAP | Sell | SAP SEspon adr | $215,000 | -74.7% | 2,484 | -73.3% | 0.01% | -73.9% |
| HIX | New | WESTERN ASSET HIGH INCM FD I | $221,000 | – | 31,185 | +100.0% | 0.01% | – |
| ILMN | New | ILLUMINA INC | $219,000 | – | 1,713 | +100.0% | 0.01% | – |
| AFL | Sell | AFLAC INC | $232,000 | -10.4% | 3,329 | -7.7% | 0.01% | -14.3% |
| BIIB | BIOGEN INC | $228,000 | -9.5% | 805 | 0.0% | 0.01% | -14.3% | |
| NXP | Sell | NUVEEN SELECT TAX FREE INCMsh ben int | $232,000 | -16.5% | 16,698 | -8.1% | 0.01% | -20.0% |
| M | Sell | MACYS INC | $228,000 | -97.3% | 6,378 | -97.2% | 0.01% | -97.4% |
| BZM | New | BLACKROCK MD MUNICIPAL BOND | $225,000 | – | 15,945 | +100.0% | 0.01% | – |
| JRI | New | NUVEEN REAL ASSET INC & GROW | $221,000 | – | 14,060 | +100.0% | 0.01% | – |
| BFY | New | BLACKROCK NY MUN INCOME TR I | $219,000 | – | 15,140 | +100.0% | 0.01% | – |
| MCA | New | BLACKROCK MUNIYIELD CALI QLT | $230,000 | – | 15,838 | +100.0% | 0.01% | – |
| TOL | New | TOLL BROTHERS INC | $217,000 | – | 7,000 | +100.0% | 0.01% | – |
| KHC | New | KRAFT HEINZ CO | $228,000 | – | 2,607 | +100.0% | 0.01% | – |
| APF | Sell | MORGAN STANLEY ASIA PAC FD I | $216,000 | -81.0% | 16,013 | -78.7% | 0.01% | -80.6% |
| CHTR | CHARTER COMMUNICATIONS INC Ncl a | $232,000 | +6.4% | 807 | 0.0% | 0.01% | 0.0% | |
| PM | Buy | PHILIP MORRIS INTL INC | $219,000 | -3.1% | 2,397 | +3.1% | 0.01% | 0.0% |
| AMAT | New | APPLIED MATLS INC | $201,000 | – | 6,220 | +100.0% | 0.01% | – |
| OMC | OMNICOM GROUP INC | $205,000 | 0.0% | 2,406 | 0.0% | 0.01% | 0.0% | |
| CWB | Sell | SPDR SERIES TRUSTblmbrg brc cnvrt | $202,000 | -88.5% | 4,432 | -88.3% | 0.01% | -88.4% |
| BP | Sell | BP PLCsponsored adr | $209,000 | -68.6% | 5,581 | -70.5% | 0.01% | -69.4% |
| SCZ | ISHARES TReafe sml cp etf | $210,000 | -5.0% | 4,210 | 0.0% | 0.01% | -8.3% | |
| ABB | Sell | ABB LTDsponsored adr | $210,000 | -75.4% | 9,962 | -73.7% | 0.01% | -76.1% |
| HOLX | Sell | HOLOGIC INC | $201,000 | -5.2% | 5,004 | -8.2% | 0.01% | -8.3% |
| SYK | Buy | STRYKER CORP | $212,000 | +2.9% | 1,771 | +0.2% | 0.01% | 0.0% |
| FITB | New | FIFTH THIRD BANCORP | $206,000 | – | 7,629 | +100.0% | 0.01% | – |
| ETW | New | EATON VANCE TXMGD GL BUYWR O | $199,000 | – | 19,798 | +100.0% | 0.01% | – |
| TTE | Sell | TOTAL S Asponsored adr | $207,000 | -19.1% | 4,063 | -24.4% | 0.01% | -21.4% |
| MAB | New | EATON VANCE MASS MUN BD FD | $201,000 | – | 14,937 | +100.0% | 0.01% | – |
| BX | New | BLACKSTONE GROUP L P | $203,000 | – | 7,495 | +100.0% | 0.01% | – |
| NTX | New | NUVEEN TEXAS QLTY MUN INCME | $203,000 | – | 14,761 | +100.0% | 0.01% | – |
| CCA | New | MFS CALIF MUN FD | $200,000 | – | 17,769 | +100.0% | 0.01% | – |
| ADSK | Sell | AUTODESK INC | $206,000 | -5.9% | 2,790 | -7.9% | 0.01% | -8.3% |
| AMP | New | AMERIPRISE FINL INC | $211,000 | – | 1,900 | +100.0% | 0.01% | – |
| EMJ | New | EATON VANCE N J MUN BD FD | $191,000 | – | 14,883 | +100.0% | 0.01% | – |
| MXF | Sell | MEXICO FD INC | $188,000 | -52.9% | 12,515 | -50.0% | 0.01% | -54.5% |
| BQH | New | BLACKROCK NY MUNICIPAL BOND | $189,000 | – | 13,509 | +100.0% | 0.01% | – |
| FSBC | FSB BANCORP INC | $187,000 | +13.3% | 13,200 | 0.0% | 0.01% | +11.1% | |
| FHY | Sell | FIRST TR STRATEGIC HIGH INC | $190,000 | -16.7% | 15,445 | -16.4% | 0.01% | -16.7% |
| LYG | Sell | LLOYDS BANKING GROUP PLCsponsored adr | $194,000 | -70.2% | 62,632 | -72.4% | 0.01% | -71.4% |
| XIN | New | XINYUAN REAL ESTATE CO LTDspons adr | $179,000 | – | 36,000 | +100.0% | 0.01% | – |
| TTF | New | THAI FD INC | $185,000 | – | 24,349 | +100.0% | 0.01% | – |
| NMT | New | NUVEEN MASSACHUSETS QLT MUN | $162,000 | – | 12,355 | +100.0% | 0.01% | – |
| CY | New | CYPRESS SEMICONDUCTOR CORP | $172,000 | – | 15,000 | +100.0% | 0.01% | – |
| BWG | New | LEGG MASON BW GLB INC OPP FD | $162,000 | – | 13,723 | +100.0% | 0.01% | – |
| CHY | New | CALAMOS CONV & HIGH INCOME F | $159,000 | – | 15,090 | +100.0% | 0.01% | – |
| MNP | New | WESTERN ASST MN PRT FD INC | $167,000 | – | 11,233 | +100.0% | 0.01% | – |
| NAN | New | NUVEEN NEW YORK QLT MUN INC | $169,000 | – | 12,615 | +100.0% | 0.01% | – |
| EHI | New | WESTERN ASSET GLB HI INCOME | $164,000 | – | 16,701 | +100.0% | 0.01% | – |
| IIM | Sell | INVESCO VALUE MUN INCOME TR | $162,000 | -96.0% | 11,107 | -95.6% | 0.01% | -96.0% |
| EIP | New | EATON VANCE PA MUN BD FD | $155,000 | – | 12,328 | +100.0% | 0.01% | – |
| BHK | New | BLACKROCK CORE BD TR | $157,000 | – | 12,055 | +100.0% | 0.01% | – |
| MSD | New | MORGAN STANLEY EMER MKTS DEB | $155,000 | – | 17,009 | +100.0% | 0.01% | – |
| MN | MANNING & NAPIER INCcl a | $147,000 | +6.5% | 19,522 | 0.0% | 0.01% | 0.0% | |
| IAE | New | VOYA ASIA PAC DIVID EQUITY I | $143,000 | – | 16,474 | +100.0% | 0.01% | – |
| NYH | New | EATON VANCE N Y MUN BD FD II | $144,000 | – | 12,381 | +100.0% | 0.01% | – |
| AWP | New | ALPINE GLOBAL PREMIER PPTYS | $144,000 | – | 28,000 | +100.0% | 0.01% | – |
| TEF | Sell | TELEFONICA S Asponsored adr | $125,000 | -75.4% | 13,538 | -73.2% | 0.01% | -75.0% |
| IHD | New | VOYA EMERGING MKTS HIGH DIVI | $109,000 | – | 14,604 | +100.0% | 0.01% | – |
| NSL | New | NUVEEN SR INCOME FD | $120,000 | – | 17,633 | +100.0% | 0.01% | – |
| NIM | New | NUVEEN SELECT MAT MUN FDsh ben int | $107,000 | – | 11,025 | +100.0% | 0.01% | – |
| RMT | New | ROYCE MICRO-CAP TR INC | $107,000 | – | 13,100 | +100.0% | 0.01% | – |
| BBVA | New | BANCO BILBAO VIZCAYA ARGENTAsponsored adr | $107,000 | – | 15,829 | +100.0% | 0.01% | – |
| ABEV | New | AMBEV SAsponsored adr | $108,000 | – | 21,911 | +100.0% | 0.01% | – |
| AEG | New | AEGON N Vny registry sh | $107,000 | – | 19,262 | +100.0% | 0.01% | – |
| ASG | Sell | LIBERTY ALL-STAR GROWTH FD I | $88,000 | -83.9% | 21,089 | -83.4% | 0.01% | -83.3% |
| SAN | Sell | BANCO SANTANDER SAadr | $92,000 | -68.3% | 17,671 | -73.1% | 0.01% | -68.8% |
| TKF | Sell | TURKISH INVT FD INC | $88,000 | -90.8% | 12,936 | -89.1% | 0.01% | -90.4% |
| PPR | Sell | VOYA PRIME RATE TRsh ben int | $100,000 | -77.2% | 17,979 | -78.4% | 0.01% | -79.2% |
| GCV | New | GABELLI CONV&INCOM SECS FD I | $59,000 | – | 12,619 | +100.0% | 0.00% | – |
| WTI | New | W & T OFFSHORE INC | $34,000 | – | 12,210 | +100.0% | 0.00% | – |
| FTR | New | FRONTIER COMMUNICATIONS CORP | $42,000 | – | 12,304 | +100.0% | 0.00% | – |
| PNC | Exit | PNC FINL SVCS GROUP INC | $0 | – | -13 | -100.0% | 0.00% | – |
| SCHW | Exit | SCHWAB CHARLES CORP NEW | $0 | – | -238 | -100.0% | 0.00% | – |
| TROW | Exit | PRICE T ROWE GROUP INC | $0 | – | -11 | -100.0% | 0.00% | – |
| XLF | Exit | SELECT SECTOR SPDR TRsbi int-finl | $0 | – | -348 | -100.0% | 0.00% | – |
| AXP | Exit | AMERICAN EXPRESS CO | $0 | – | -92 | -100.0% | 0.00% | – |
| BEN | Exit | FRANKLIN RES INC | $0 | – | -300 | -100.0% | -0.00% | – |
| FHI | Exit | FEDERATED INVS INC PAcl b | $0 | – | -596 | -100.0% | -0.00% | – |
| UTSI | Exit | UTSTARCOM HOLDINGS CORP | $0 | – | -17,000 | -100.0% | -0.00% | – |
| STT | Exit | STATE STR CORP | $0 | – | -652 | -100.0% | -0.00% | – |
| GURE | Exit | GULF RESOURCES INC | $0 | – | -17,088 | -100.0% | -0.00% | – |
| AIG | Exit | AMERICAN INTL GROUP INC | $0 | – | -1,005 | -100.0% | -0.00% | – |
| SDRL | Exit | SEADRILL LIMITED | $0 | – | -21,700 | -100.0% | -0.00% | – |
| NOK | Exit | NOKIA CORPsponsored adr | $0 | – | -12,171 | -100.0% | -0.00% | – |
| VALE | Exit | VALE S Aadr | $0 | – | -11,783 | -100.0% | -0.00% | – |
| BPI | Exit | BRIDGEPOINT ED INC | $0 | – | -10,100 | -100.0% | -0.00% | – |
| GCH | Exit | ABERDEEN GTR CHINA FD INC | $0 | – | -11,202 | -100.0% | -0.01% | – |
| COF | Exit | CAPITAL ONE FINL CORP | $0 | – | -1,567 | -100.0% | -0.01% | – |
| LCM | Exit | ADVENT CLAYMORE ENH GRW & IN | $0 | – | -17,187 | -100.0% | -0.01% | – |
| EIA | Exit | EATON VANCE CALIF MUN BD FD | $0 | – | -12,127 | -100.0% | -0.01% | – |
| CXH | Exit | MFS INVT GRADE MUN TRsh ben int | $0 | – | -15,495 | -100.0% | -0.01% | – |
| AFB | Exit | ALLIANCEBERNSTEIN NATL MUNI | $0 | – | -11,162 | -100.0% | -0.01% | – |
| NIQ | Exit | NUVEEN INT DUR QUAL MUN TRM | $0 | – | -13,589 | -100.0% | -0.01% | – |
| PCF | Exit | PUTMAN HIGH INCOME SEC FUND | $0 | – | -24,060 | -100.0% | -0.01% | – |
| ISL | Exit | ABERDEEN ISRAEL FUND INC | $0 | – | -10,690 | -100.0% | -0.01% | – |
| BAF | Exit | BLACKROCK MUNI INCOME INV QL | $0 | – | -11,115 | -100.0% | -0.01% | – |
| VFL | Exit | DELAWARE INVT NAT MUNI INC Fsh ben int | $0 | – | -14,138 | -100.0% | -0.01% | – |
| PFN | Exit | PIMCO INCOME STRATEGY FUND I | $0 | – | -20,311 | -100.0% | -0.01% | – |
| NWL | Exit | NEWELL BRANDS INC | $0 | – | -3,973 | -100.0% | -0.01% | – |
| PSX | Exit | PHILLIPS 66 | $0 | – | -2,597 | -100.0% | -0.01% | – |
| PNF | Exit | PIMCO NY MUNICIPAL INCOME FD | $0 | – | -15,703 | -100.0% | -0.01% | – |
| HPS | Exit | HANCOCK JOHN PFD INCOME FD I | $0 | – | -10,901 | -100.0% | -0.01% | – |
| FPF | Exit | FIRST TR INTER DUR PFD & IN | $0 | – | -9,451 | -100.0% | -0.01% | – |
| IMS | Exit | IMS HEALTH HLDGS INC | $0 | – | -7,023 | -100.0% | -0.01% | – |
| ECF | Exit | ELLSWORTH GROWTH & INCOME FD | $0 | – | -27,819 | -100.0% | -0.01% | – |
| UPS | Exit | UNITED PARCEL SERVICE INCcl b | $0 | – | -2,049 | -100.0% | -0.01% | – |
| MON | Exit | MONSANTO CO NEW | $0 | – | -2,189 | -100.0% | -0.01% | – |
| MAV | Exit | PIONEER MUN HIGH INCOME ADV | $0 | – | -17,022 | -100.0% | -0.01% | – |
| VCF | Exit | DELAWARE INV CO MUN INC FD I | $0 | – | -14,003 | -100.0% | -0.01% | – |
| MHI | Exit | PIONEER MUN HIGH INCOME TR | $0 | – | -16,833 | -100.0% | -0.01% | – |
| MQT | Exit | BLACKROCK MUNIY QUALITY FD I | $0 | – | -17,287 | -100.0% | -0.01% | – |
| MFM | Exit | MFS MUN INCOME TRsh ben int | $0 | – | -30,743 | -100.0% | -0.01% | – |
| PSF | Exit | COHEN & STEERS SLT PFD INCM | $0 | – | -8,990 | -100.0% | -0.01% | – |
| QQQ | Exit | POWERSHARES QQQ TRUSTunit ser 1 | $0 | – | -1,987 | -100.0% | -0.01% | – |
| AGD | Exit | ALPINE GLOBAL DYNAMIC DIVD F | $0 | – | -29,710 | -100.0% | -0.01% | – |
| PMM | Exit | PUTNAM MANAGED MUN INCOM TR | $0 | – | -33,372 | -100.0% | -0.01% | – |
| DSL | Exit | DOUBLELINE INCOME SOLUTIONS | $0 | – | -15,777 | -100.0% | -0.02% | – |
| MCR | Exit | MFS CHARTER INCOME TRsh ben int | $0 | – | -33,431 | -100.0% | -0.02% | – |
| BDE | Exit | BLACK DIAMOND INC | $0 | – | -58,569 | -100.0% | -0.02% | – |
| NLSN | Exit | NIELSEN HLDGS PLC | $0 | – | -5,384 | -100.0% | -0.02% | – |
| BTT | Exit | BLACKROCK MUN 2030 TAR TERM | $0 | – | -12,176 | -100.0% | -0.02% | – |
| TWN | Exit | TAIWAN FD INC | $0 | – | -18,185 | -100.0% | -0.02% | – |
| MGU | Exit | MACQUARIE GLBL INFRA TOTL RE | $0 | – | -14,401 | -100.0% | -0.02% | – |
| NID | Exit | NUVEEN INTER DURATION MN TMF | $0 | – | -22,452 | -100.0% | -0.02% | – |
| BNJ | Exit | BLACKROCK N J MUN INCOME TRsh ben int | $0 | – | -18,912 | -100.0% | -0.02% | – |
| HHY | Exit | BROOKFIELD HIGH INCOME FD IN | $0 | – | -44,959 | -100.0% | -0.02% | – |
| MHN | Exit | BLACKROCK MUNIHLDGS NY QLTY | $0 | – | -22,270 | -100.0% | -0.02% | – |
| NVG | Exit | NUVEEN ENHANCED AMT FREE MUN | $0 | – | -21,268 | -100.0% | -0.02% | – |
| DCMYY | Exit | NTT DOCOMO INCspons adr | $0 | – | -13,787 | -100.0% | -0.02% | – |
| QQQX | Exit | NUVEEN NASDAQ 100 DYNAMIC OV | $0 | – | -19,065 | -100.0% | -0.02% | – |
| 3106PS | Exit | DELPHI AUTOMOTIVE PLC | $0 | – | -5,345 | -100.0% | -0.02% | – |
| RQI | Exit | COHEN & STEERS QUALITY RLTY | $0 | – | -29,579 | -100.0% | -0.02% | – |
| NEA | Exit | NUVEEN AMT FREE QLTY MUN INC | $0 | – | -28,320 | -100.0% | -0.02% | – |
| PFF | Exit | ISHARES TRu.s. pfd stk etf | $0 | – | -10,374 | -100.0% | -0.02% | – |
| VGM | Exit | INVESCO TR INVT GRADE MUNS | $0 | – | -30,560 | -100.0% | -0.02% | – |
| E | Exit | ENI S P Asponsored adr | $0 | – | -15,723 | -100.0% | -0.02% | – |
| CAJ | Exit | CANON INCsponsored adr | $0 | – | -16,129 | -100.0% | -0.02% | – |
| LOB | Exit | LIVE OAK BANCSHARES INC | $0 | – | -33,234 | -100.0% | -0.03% | – |
| EIM | Exit | EATON VANCE MUN BD FD | $0 | – | -36,299 | -100.0% | -0.03% | – |
| LAQ | Exit | ABERDEEN LATIN AMER EQTY FD | $0 | – | -24,344 | -100.0% | -0.03% | – |
| SYT | Exit | SYNGENTA AGsponsored adr | $0 | – | -6,269 | -100.0% | -0.03% | – |
| DNIF | Exit | DIVIDEND & INCOME FUND | $0 | – | -48,547 | -100.0% | -0.03% | – |
| GDV | Exit | GABELLI DIVD & INCOME TR | $0 | – | -30,274 | -100.0% | -0.03% | – |
| HYG | Exit | ISHARES TRiboxx hi yd etf | $0 | – | -6,676 | -100.0% | -0.03% | – |
| HMC | Exit | HONDA MOTOR LTD | $0 | – | -22,581 | -100.0% | -0.04% | – |
| NVS | Exit | NOVARTIS A Gsponsored adr | $0 | – | -8,455 | -100.0% | -0.04% | – |
| SNY | Exit | SANOFIsponsored adr | $0 | – | -18,222 | -100.0% | -0.04% | – |
| ERC | Exit | WELLS FARGO MULTI SECTOR INCwf mlt sectr inc | $0 | – | -55,149 | -100.0% | -0.04% | – |
| TSM | Exit | TAIWAN SEMICONDUCTOR MFG LTDsponsored adr | $0 | – | -24,136 | -100.0% | -0.04% | – |
| GSK | Exit | GLAXOSMITHKLINE PLCsponsored adr | $0 | – | -17,378 | -100.0% | -0.04% | – |
| FWONK | Exit | LIBERTY MEDIA CORP DELAWARE | $0 | – | -26,833 | -100.0% | -0.04% | – |
| NGG | Exit | NATIONAL GRID PLCspon adr new | $0 | – | -10,526 | -100.0% | -0.04% | – |
| RVSB | Exit | RIVERVIEW BANCORP INC | $0 | – | -140,000 | -100.0% | -0.04% | – |
| GLV | Exit | CLOUGH GLOBAL DIVND AND INC | $0 | – | -63,153 | -100.0% | -0.04% | – |
| GHY | Exit | PRUDENTIAL GLB SHT DUR HG YL | $0 | – | -54,942 | -100.0% | -0.04% | – |
| IIF | Exit | MORGAN STANLEY INDIA INVS FD | $0 | – | -30,662 | -100.0% | -0.05% | – |
| E103PS | Exit | WESTERN ASSET EMRG MKT INCM | $0 | – | -75,515 | -100.0% | -0.05% | – |
| EVN | Exit | EATON VANCE MUNI INCOME TRUSsh ben int | $0 | – | -66,673 | -100.0% | -0.05% | – |
| EEA | Exit | EUROPEAN EQUITY FUND | $0 | – | -120,309 | -100.0% | -0.05% | – |
| BKMU | Exit | BANK MUTUAL CORP NEW | $0 | – | -134,169 | -100.0% | -0.06% | – |
| DSU | Exit | BLACKROCK DEBT STRAT FD INC | $0 | – | -285,973 | -100.0% | -0.06% | – |
| MMT | Exit | MFS MULTIMARKET INCOME TRsh ben int | $0 | – | -183,511 | -100.0% | -0.06% | – |
| EOD | Exit | WELLS FARGO GLOBAL DIVIDENDwf global oppty | $0 | – | -196,584 | -100.0% | -0.06% | – |
| FMNB | Exit | FARMERS NATL BANC CORP | $0 | – | -115,640 | -100.0% | -0.07% | – |
| AET | Exit | AETNA INC NEW | $0 | – | -10,857 | -100.0% | -0.07% | – |
| SHBI | Exit | SHORE BANCSHARES INC | $0 | – | -116,750 | -100.0% | -0.08% | – |
| PBIB | Exit | PORTER BANCORP INC | $0 | – | -886,164 | -100.0% | -0.08% | – |
| KF | Exit | KOREA FD | $0 | – | -39,869 | -100.0% | -0.08% | – |
| MSF | Exit | MORGAN STANLEY EMER MKTS FD | $0 | – | -101,425 | -100.0% | -0.08% | – |
| NAD | Exit | NUVEEN QUALITY MUNCP INCOME | $0 | – | -104,762 | -100.0% | -0.09% | – |
| HTBK | Exit | HERITAGE COMMERCE CORP | $0 | – | -158,448 | -100.0% | -0.09% | – |
| PTY | Exit | PIMCO CORPORATE & INCOME OPP | $0 | – | -127,165 | -100.0% | -0.10% | – |
| VIAB | Exit | VIACOM INC NEWcl b | $0 | – | -53,277 | -100.0% | -0.11% | – |
| PSGLQ | Exit | PERFORMANCE SPORTS GROUP LTD | $0 | – | -515,000 | -100.0% | -0.11% | – |
| UNTY | Exit | UNITY BANCORP INC | $0 | – | -166,875 | -100.0% | -0.12% | – |
| FHI | Exit | FEDERATED INVS INC PAput | $0 | – | -79,000 | -100.0% | -0.13% | – |
| FBNC | Exit | FIRST BANCORP N C | $0 | – | -119,213 | -100.0% | -0.13% | – |
| LE | Exit | LANDS END INC NEW | $0 | – | -177,528 | -100.0% | -0.14% | – |
| CSTE | Exit | CAESARSTONE LTD | $0 | – | -68,574 | -100.0% | -0.14% | – |
| HON | Exit | HONEYWELL INTL INC | $0 | – | -22,290 | -100.0% | -0.14% | – |
| TROW | Exit | PRICE T ROWE GROUP INCput | $0 | – | -39,500 | -100.0% | -0.14% | – |
| DXLG | Exit | DESTINATION XL GROUP INC | $0 | – | -613,192 | -100.0% | -0.14% | – |
| NDAQ | Exit | NASDAQ INCput | $0 | – | -39,500 | -100.0% | -0.14% | – |
| GAM | Exit | GENERAL AMERN INVS INC | $0 | – | -81,648 | -100.0% | -0.14% | – |
| FISI | Exit | FINANCIAL INSTNS INC | $0 | – | -99,124 | -100.0% | -0.15% | – |
| PGTI | Exit | PGT INC | $0 | – | -255,289 | -100.0% | -0.15% | – |
| STT | Exit | STATE STR CORPput | $0 | – | -39,500 | -100.0% | -0.15% | – |
| BEN | Exit | FRANKLIN RES INCput | $0 | – | -79,000 | -100.0% | -0.15% | – |
| COTY | Exit | COTY INC | $0 | – | -126,919 | -100.0% | -0.16% | – |
| UTG | Exit | REAVES UTIL INCOME FD | $0 | – | -97,940 | -100.0% | -0.16% | – |
| TFI | Exit | SPDR SER TRnuvn brcly muni | $0 | – | -60,231 | -100.0% | -0.16% | – |
| WFBI | Exit | WASHINGTONFIRST BANKSHARES I | $0 | – | -122,703 | -100.0% | -0.16% | – |
| CARO | Exit | CAROLINA FINL CORP NEW | $0 | – | -135,865 | -100.0% | -0.16% | – |
| HOMB | Exit | HOME BANCSHARES INC | $0 | – | -172,500 | -100.0% | -0.20% | – |
| HRB | Exit | BLOCK H & R INCput | $0 | – | -158,000 | -100.0% | -0.20% | – |
| ZG | Exit | ZILLOW GROUP INCcl a | $0 | – | -110,892 | -100.0% | -0.21% | – |
| UA | Exit | UNDER ARMOUR INCcl c | $0 | – | -118,439 | -100.0% | -0.22% | – |
| IFN | Exit | INDIA FD INC | $0 | – | -204,508 | -100.0% | -0.28% | – |
| XL | Exit | XL GROUP LTDput | $0 | – | -158,000 | -100.0% | -0.29% | – |
| YDKN | Exit | YADKIN FINL CORP | $0 | – | -204,680 | -100.0% | -0.29% | – |
| XLF | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -316,000 | -100.0% | -0.33% | – |
| ORRF | Exit | ORRSTOWN FINL SVCS INC | $0 | – | -340,704 | -100.0% | -0.37% | – |
| ZION | Exit | ZIONS BANCORPORATIONput | $0 | – | -237,000 | -100.0% | -0.40% | – |
| COWN | Exit | COWEN GROUP INC NEWcl a | $0 | – | -2,094,366 | -100.0% | -0.41% | – |
| OCFC | Exit | OCEANFIRST FINL CORP | $0 | – | -396,344 | -100.0% | -0.42% | – |
| ABCB | Exit | AMERIS BANCORP | $0 | – | -222,434 | -100.0% | -0.42% | – |
| ALL | Exit | ALLSTATE CORPput | $0 | – | -158,000 | -100.0% | -0.59% | – |
| CMA | Exit | COMERICA INCput | $0 | – | -237,000 | -100.0% | -0.61% | – |
| WST | Exit | WEST PHARMACEUTICAL SVSC INC | $0 | – | -164,858 | -100.0% | -0.67% | – |
| XBKS | Exit | XENITH BANKSHARES INC NEW | $0 | – | -5,784,341 | -100.0% | -0.73% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2017-03-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| DANAHER CORPORATION | 42 | Q3 2023 | 2.3% |
| VISA INC CL A SHRS | 42 | Q3 2023 | 2.3% |
| COOPER COS INC NEW | 42 | Q3 2023 | 1.7% |
| APPLE INC COM | 42 | Q3 2023 | 2.2% |
| TJX COS INC NEW COM | 42 | Q3 2023 | 1.7% |
| NORDSON CORP COM | 42 | Q3 2023 | 1.5% |
| SPDR S&P 500 ETF TRUST | 42 | Q3 2023 | 2.0% |
| BECTON DICKINSON&CO | 42 | Q3 2023 | 1.0% |
| LOWES COS INC | 42 | Q3 2023 | 1.0% |
| CME GROUP INC CLASS A | 42 | Q3 2023 | 1.0% |
View Curi RMB Capital, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Bank7 Corp.Sold out | February 12, 2021 | 0 | 0.0% |
| BayCom CorpSold out | February 12, 2021 | 0 | 0.0% |
| Business First Bancshares, Inc. | February 12, 2021 | 134,916 | 1.0% |
| EQUITY BANCSHARES INC | February 12, 2021 | 500,000 | 3.4% |
| Esquire Financial Holdings, Inc.Sold out | February 12, 2021 | 0 | 0.0% |
| FB Financial Corp | February 12, 2021 | 281,345 | 0.6% |
| FIRST BANCSHARES INC /MS/ | February 12, 2021 | 350,000 | 2.0% |
| First Western Financial Inc | February 12, 2021 | 50,000 | 0.6% |
| Howard Bancorp Inc | February 12, 2021 | 518,448 | 2.8% |
| Live Oak Bancshares, Inc. | February 12, 2021 | 376,500 | 1.1% |
View Curi RMB Capital, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR/A | 2022-08-16 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-05-06 |
View Curi RMB Capital, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.