Curi RMB Capital, LLC - Q1 2015 holdings

$1.66 Billion is the total value of Curi RMB Capital, LLC's 694 reported holdings in Q1 2015. The portfolio turnover from Q4 2014 to Q1 2015 was - .

 Value Shares↓ Weighting
ANSS NewANSYS INC$19,354,000219,462
+100.0%
1.17%
GLD NewSPDR GOLD TRUST ETFetf$18,839,000165,751
+100.0%
1.14%
NewPUT XLF APR 24.00000 04/17/201$9,528,000384,000
+100.0%
0.57%
NewPUT BBT APR 38.00000 04/17/201$7,384,000192,000
+100.0%
0.44%
NewPUT WFC APR 53.00000 04/17/201$6,963,000128,000
+100.0%
0.42%
NewBANK OF THE CAROLINAS CORPORAT$6,066,00044,935,688
+100.0%
0.37%
NewAMERIS BANCORP RESTRICTED$5,803,000219,895
+100.0%
0.35%
NewPUT USB APR 42.00000 04/17/201$5,590,000128,000
+100.0%
0.34%
NewSUN BANCORP INC COM NEW RESTRI$5,357,000283,286
+100.0%
0.32%
NewPUT KRE APR 40.00000 04/17/201$5,226,000128,000
+100.0%
0.32%
NewPUT BK APR 39.00000 04/17/2015$5,151,000128,000
+100.0%
0.31%
NewCENTRUE FINANCIAL CORP RESTRIC$4,893,0009,409,649
+100.0%
0.30%
NewPUT/USO@15$4,597,000273,000
+100.0%
0.28%
NewPUT MS APR 34.00000 04/17/2015$3,569,000128,000
+100.0%
0.22%
NewPUT WFC APR 54.00000 04/17/201$3,482,00064,000
+100.0%
0.21%
NewPUT/USO@16$3,311,000196,600
+100.0%
0.20%
NewPUT PNC APR 90.00000 04/17/201$2,984,00032,000
+100.0%
0.18%
NewPUT CMA APR 44.00000 04/17/201$2,888,00064,000
+100.0%
0.17%
NewPUT AMTD APR 36.00000 04/17/20$2,385,00064,000
+100.0%
0.14%
NewPUT AMTD APR 35.00000 04/17/20$2,385,00064,000
+100.0%
0.14%
EGL NewENGILITY HLDGS INC$2,343,00078,011
+100.0%
0.14%
KMF NewKAYNE ANDERSON MIDSTREAMENERGYcef$2,305,00070,306
+100.0%
0.14%
NewPUT MS APR 35.00000 04/17/2015$2,284,00064,000
+100.0%
0.14%
NewPUT/WLT@2E$2,245,0004,401,900
+100.0%
0.14%
NHLD NewNATIONAL HOLDINGS CORP NEW YO$2,202,000564,658
+100.0%
0.13%
ABCB NewAMERIS BANCORP$2,036,00077,135
+100.0%
0.12%
KBH NewKB HOME$1,989,000127,364
+100.0%
0.12%
NewPUT AXP APR 80.00000 04/17/201$1,992,00025,500
+100.0%
0.12%
NCOM NewNATIONAL COMMERC$1,975,00090,000
+100.0%
0.12%
HTBK NewHERITAGE COMM CORP COM STK$1,946,000213,094
+100.0%
0.12%
NewPUT SCHW APR 29.00000 04/17/20$1,948,00064,000
+100.0%
0.12%
NewPUT ETFC APR 27.00000 04/17/20$1,828,00064,000
+100.0%
0.11%
SEAS NewSEAWORLD ENTERTAINMENT INC OR$1,648,00085,500
+100.0%
0.10%
TLSNY NewTELIASONERA AB F ADR 1 ADR REP$1,638,000128,890
+100.0%
0.10%
PBIB NewPORTER BANCORP INC COM STK$1,646,0001,714,300
+100.0%
0.10%
CBS NewCBS CORP NEW CL B$1,621,00026,735
+100.0%
0.10%
KYE NewKAYNE ANDERSON ENERGYTOTAL RETcef$1,623,00065,708
+100.0%
0.10%
HEOP NewHERITAGE OAKS BANCORP COM STK$1,553,000186,936
+100.0%
0.09%
AGC NewADVENT CLAYMORE CONVERTIBLE SEcef$1,490,000221,711
+100.0%
0.09%
NewMAZDA MOTOR CORP NPV ISIN#JP38$1,470,00072,220
+100.0%
0.09%
NewPUT CMA APR 43.00000 04/17/201$1,444,00032,000
+100.0%
0.09%
NewPUT USB APR 43.50000 04/17/201$1,397,00032,000
+100.0%
0.08%
BLE NewBLACKROCK MUN INCOME TRIIcef$1,391,00091,785
+100.0%
0.08%
DIAX NewNuveen DOW 30 Dynamicoverwritecef$1,368,00090,191
+100.0%
0.08%
NewPUT BK APR 40.00000 04/17/2015$1,288,00032,000
+100.0%
0.08%
CHI NewCALAMOS CONV OPPORTU NITIES &cef$1,296,00099,879
+100.0%
0.08%
NewPUT BBT APR 39.00000 04/17/201$1,231,00032,000
+100.0%
0.07%
EAD NewWELLS FARGO ADVANTAGE INCOME Ocef$1,112,000126,325
+100.0%
0.07%
TOWN NewTOWNEBANK PORTSMOUTH VA COM ST$1,105,00068,700
+100.0%
0.07%
NewTOEI CO LTD NPV ISIN#JP3560000$1,111,000149,140
+100.0%
0.07%
NewHITACHI NPV ISIN#JP3788600009$1,093,000159,160
+100.0%
0.07%
NewNIPPON STEEL & SUMITOMOMETAL C$1,084,000429,480
+100.0%
0.06%
NewJAPAN AIRLINES CO LTDNPV ISIN#$1,069,00034,250
+100.0%
0.06%
NewSUMITOMO MITSUI FINANCIALGROUP$1,062,00027,670
+100.0%
0.06%
HTD NewJohn Hancock Tax-Advantaged Dicef$1,033,00048,344
+100.0%
0.06%
UTG NewREAVES UTIL INCOME FD COM SH Bcef$1,027,00033,948
+100.0%
0.06%
DSL NewDOUBLELINE INCOME SOLUTIONSFDcef$990,00049,861
+100.0%
0.06%
PNTPQ NewPATRIOT NATIONAL INC FORT LAU$891,00070,166
+100.0%
0.05%
CSQ NewCALAMOS STRATEGIC TOTAL RETURNcef$873,00077,524
+100.0%
0.05%
GDV NewGABELLI DIVID & INCOME TRcef$880,00041,515
+100.0%
0.05%
HIO NewWESTERN ASSET HIGH INCMOPP FDetf$861,000161,794
+100.0%
0.05%
HTGC NewHERCULES TECH GROWTH CAP INC C$863,00064,000
+100.0%
0.05%
BLW NewBLACKROCK LTD DURATIONINCOME Tcef$822,00052,049
+100.0%
0.05%
WEA NewWESTERN ASSET PREMIERBD FD SHScef$832,00059,655
+100.0%
0.05%
ASG NewLIBERTY ALL-STAR GROWTH FUNDcef$832,000159,401
+100.0%
0.05%
VPV NewINVESCO PAVALUE MUNINCOME TR Ccef$765,00057,421
+100.0%
0.05%
NewSQUARE ENIX HOLDINGS CO.LTD.NP$758,00035,300
+100.0%
0.05%
BUI NewBLACKROCK UTIL & INFRASTRCTUREcef$741,00037,782
+100.0%
0.04%
NewSONY CORP NPV ISIN#JP343500000$748,00028,100
+100.0%
0.04%
PCI NewPIMCO DYNAMIC CREDIT INCOME FUcef$741,00036,293
+100.0%
0.04%
NewDAI-ICHI LIFE INSURANCECO.LTD$746,00051,200
+100.0%
0.04%
NewSHINSEI BANK LTD$724,000362,930
+100.0%
0.04%
NewORIX CORP$732,00051,960
+100.0%
0.04%
NewYAMATO KOGYO CO NPV ISIN#JP394$722,00029,800
+100.0%
0.04%
NewSHOWA DENKO KK NPV ISIN#JP3368$734,000575,000
+100.0%
0.04%
NewLASERTEC CORP$725,00056,520
+100.0%
0.04%
XLU NewSECTOR SPDR TR SHS BEN INT UTIcef$711,00016,000
+100.0%
0.04%
AWF NewALLIANCEBERNSTEIN GLOBAL HIGHcef$693,00055,169
+100.0%
0.04%
GGT NewGABELLI MULTIMEDIA TRINC COM Icef$699,00075,200
+100.0%
0.04%
NewFUJITSU NPV ISIN#JP3818000006$702,000102,760
+100.0%
0.04%
PSAPRVCL NewPUBLIC STORAGE DEP SHS REPSTGpfd$676,00028,087
+100.0%
0.04%
CWB NewSPDR BARCLAYS CONVERTIBLE SEetf$645,00013,500
+100.0%
0.04%
IEO NewISHARES U S OIL & GAS EXPLORATcef$599,0008,160
+100.0%
0.04%
NIE NewALLIANZGI EQUITY & CONVERTIBcef$592,00029,879
+100.0%
0.04%
MQY NewBLACKROCK MUNIYIELD QUALITY FDcef$572,00037,204
+100.0%
0.03%
PTY NewPIMCO CORPORATE & INCOME OPPORcef$540,00034,271
+100.0%
0.03%
NTX NewNUVEEN TEX QUALITY MUNINCOME Fcef$530,00037,007
+100.0%
0.03%
NEEPRI NewNEXTERA ENERGY CAP HLDGSINC SUpfd$535,00021,956
+100.0%
0.03%
QQQX NewNUVEEN NASDAQ 100 DYNAMIC OVER$502,00026,756
+100.0%
0.03%
NIO NewNUVEEN MUN OPPORTUNITYFD INC Ccef$497,00033,838
+100.0%
0.03%
USA NewLIBERTY ALL STAR EQUITY FD SBIcef$502,00086,038
+100.0%
0.03%
EHI NewWESTERN ASSET GLOBAL HIGH INCOcef$485,00043,624
+100.0%
0.03%
NQP NewNUVEEN PA INVT QLTY MUNFDcef$489,00035,212
+100.0%
0.03%
BKLN NewPOWERSHARES EXCHANGE TRADEDFDcef$462,00019,160
+100.0%
0.03%
LENB NewLENNAR CORP CL B$466,00011,329
+100.0%
0.03%
MYJ NewBLACKROCK MUNIYIELD NJ FD INCcef$464,00030,487
+100.0%
0.03%
NPT NewNUVEEN PREM INCOME MUNFD 4 INCcef$446,00033,304
+100.0%
0.03%
E103PS NewWESTERN ASSET EMERGING MARKEcef$437,00039,319
+100.0%
0.03%
GPM NewGUGGENHEIM ENHANCED EQUITYINCOcef$437,00051,696
+100.0%
0.03%
FCO NewABERDEEN GLOBAL INCOMEFD INC Ccef$426,00045,860
+100.0%
0.03%
WFCPRO NewWELLS FARGO & CO NEW DEPSHS REpfd$393,00016,272
+100.0%
0.02%
TEI NewTEMPLETON EMERG MKTS INCOMEFDcef$394,00036,584
+100.0%
0.02%
NewEXCITE JAPAN CO LTD$379,00041,300
+100.0%
0.02%
VKQ NewINVESCO MUNTR COMcef$380,00029,705
+100.0%
0.02%
NBH NewNEUBERGER BERMAN INTERMUNI FDcef$381,00024,511
+100.0%
0.02%
ARDC NewARES DYNAMIC CR ALLOCATION FDcef$383,00023,531
+100.0%
0.02%
NewCOX 50$368,000173,800
+100.0%
0.02%
AMOV NewAMERICA MOVIL SAB DE CVADR EAC$368,00018,115
+100.0%
0.02%
FTF NewFRANKLIN LTD DURATIONINC TR COcef$360,00029,545
+100.0%
0.02%
EVV NewEATON VANCE LTD DURATION INCOMcef$357,00024,817
+100.0%
0.02%
HYB NewNEW AMER HIGH INCOME FDINC COMcef$344,00038,001
+100.0%
0.02%
PDI NewPIMCO DYNAMIC INCOME FDCOM USDcef$347,00011,976
+100.0%
0.02%
NYV NewNUVEEN NEW YORK MUN VALUEFD 2cef$332,00022,358
+100.0%
0.02%
JPS NewNUVEEN QUAL PFD INC FD 2cef$320,00034,942
+100.0%
0.02%
KMM NewDWS MULTI MKT INCOME TRSHScef$318,00037,577
+100.0%
0.02%
HEQ NewJOHN HANCOCK HEDGED EQUITY & Icef$311,00018,948
+100.0%
0.02%
LGCYP NewLEGACY RESVS LP CUM 8.0000016%pfd$312,00015,960
+100.0%
0.02%
MZF NewMANAGED DURATION INVTGRD FUNDcef$293,00021,566
+100.0%
0.02%
CHW NewCALAMOS GLOBAL DYNAMICINCOME Fcef$303,00034,470
+100.0%
0.02%
FLC NewFLAHERTY & CRUMRINE TOTAL RETUcef$295,00014,566
+100.0%
0.02%
ALLPRDCL NewALLSTATE CORP LEOPARDS REPSTGpfd$282,00010,402
+100.0%
0.02%
NXC NewNUVEEN CALIF SELECT TAXFREE INcef$282,00018,286
+100.0%
0.02%
BELFB NewBEL FUSE INC CL B ISIN #US0773$276,00014,500
+100.0%
0.02%
MHY NewWestern Asset Managed High Inccef$289,00055,893
+100.0%
0.02%
NAD NewNUVEEN DIVID ADVANTAGEMUN FD Ccef$266,00018,583
+100.0%
0.02%
IQI NewINVESCO QUALITY MUN INCOMETR Ccef$258,00020,537
+100.0%
0.02%
XLE NewSECTOR SPDR TR SHS BEN INT ENEcef$264,0003,400
+100.0%
0.02%
GGE NewGUGGENHEIM ENHANCED EQUITYSTRAcef$264,00015,022
+100.0%
0.02%
MQT NewBLACKROCK MUNIYIELD QUALITYFDcef$266,00019,809
+100.0%
0.02%
CTQCL NewQWEST CORP NT 7.375%06/01/2051pfd$252,0009,585
+100.0%
0.02%
MYI NewBLACKROCK MUNIYIELD QUALITY FUcef$254,00017,876
+100.0%
0.02%
KSM NewDWS STRATEGIC MUNI INCOME TR Ccef$248,00017,851
+100.0%
0.02%
INB NewCOHEN & STEERS GLOBALINCOME BLcef$232,00019,402
+100.0%
0.01%
BMLPRL NewBANK AMER CORP DEP SHS REPSTGpfd$212,00010,168
+100.0%
0.01%
LEO NewDREYFUS STRATEGIC MUNSINCcef$224,00026,654
+100.0%
0.01%
ETY NewEATON VANCE TAX MANAGED DIVERScef$220,00019,401
+100.0%
0.01%
MFL NewBLACKROCK MUNIHOLDINGS INVESTMcef$208,00014,406
+100.0%
0.01%
MLCO NewMELCO CROWN ENTERTAINMENT LIMIadr$211,0009,816
+100.0%
0.01%
GSPRD NewGOLDMAN SACHS GROUP INC DEP SHpfd$221,00010,800
+100.0%
0.01%
3106PS NewDELPHI AUTOMOTIVE PLCCOM USD0.$201,0002,525
+100.0%
0.01%
DSM NewDREYFUS STRATEGIC MUNBD FD INCcef$197,00024,391
+100.0%
0.01%
DTF NewDTF TAX-FREE INCOME INCCOM ISIcef$198,00012,972
+100.0%
0.01%
CIK NewCREDIT SUISSE ASSET MGMTINCOMcef$202,00062,897
+100.0%
0.01%
UNH NewUNITEDHEALTH GROUP$206,0001,743
+100.0%
0.01%
PFN NewPIMCO INCOME STRATEGY FD IIcef$204,00020,284
+100.0%
0.01%
GDO NewWESTERN ASSET GLOBAL CORP DEFIcef$188,00010,651
+100.0%
0.01%
NPM NewNUVEEN PREM INCOME MUN FD 2 INcef$185,00013,060
+100.0%
0.01%
GDF NewWESTERN ASSET GLB PTNRSINCOMEcef$184,00019,190
+100.0%
0.01%
SPXX NewNUVEEN S&P 500 DYN OVERWRITE Ccef$176,00012,615
+100.0%
0.01%
VGM NewINVESCO TR INVT GRADEMUNS COMcef$184,00013,663
+100.0%
0.01%
RIT NewLMP REAL ESTATE INCOMEFD INC Ccef$182,00013,956
+100.0%
0.01%
NHS NewNEUBERGER BERMAN HIGH YIELD STcef$190,00015,430
+100.0%
0.01%
NNY NewNUVEEN N Y MUN VALUE FDINCcef$160,00016,393
+100.0%
0.01%
BIE NewBLACKROCK MUNICIPAL BONDINVESTcef$159,00010,672
+100.0%
0.01%
MEN NewBLACKROCK MUNIENHANCEDFD INC Ccef$155,00013,270
+100.0%
0.01%
LOR NewLAZARD WORLD DIVID &INCOMEFD Ccef$151,00011,927
+100.0%
0.01%
EOD NewWELLS FARGO ADV GLB DIVOPP FDcef$146,00019,356
+100.0%
0.01%
EVO NewEATON VANCE OH MUNI INCcef$146,00010,476
+100.0%
0.01%
MHN NewBlackRock MuniHoldings New Yorcef$157,00011,153
+100.0%
0.01%
PCF NewPUTMAN HIGH INCOME SECFUND SHScef$142,00017,464
+100.0%
0.01%
MYM NewBLACKROCK MUNIYIELD MICHQUALITcef$142,00010,899
+100.0%
0.01%
IHD NewVOYA EMERGING MARKETS HIGH Icef$122,00012,092
+100.0%
0.01%
FAV NewFIRST TR DIVIDEND INCOMEFD COMcef$115,00012,958
+100.0%
0.01%
BKMU NewBANK MUTUAL CORP COM STK$79,00010,818
+100.0%
0.01%
GAB NewGABELLI EQUITY TR INCcef$70,00010,700
+100.0%
0.00%
DSU NewBLACKROCK DEBT STRATEGIES FD Icef$67,00017,916
+100.0%
0.00%
NRO NewNEUBERGER BERMAN RE ESSEC FD Ccef$64,00011,723
+100.0%
0.00%
FXEN NewFX ENERGY INC COM ISIN#US30269$55,00044,193
+100.0%
0.00%
CART NewCAROLINA TR BK LINCOLNTON NOR$55,00010,184
+100.0%
0.00%
OGZPY NewOAO GAZPROM SPON ADR F SPONSORadr$48,00010,050
+100.0%
0.00%
ROIA NewRADIO ONE INC CL A ISIN #US750$43,00014,001
+100.0%
0.00%
HYF NewMANAGED HIGH YIELD PLUSFD INCcef$47,00024,640
+100.0%
0.00%
NQ NewNQ MOBILE INC ADREA REPR 5 CLadr$42,00011,325
+100.0%
0.00%
SARA NewSARATOGA RES INC TEX COM ISIN#$25,000126,800
+100.0%
0.00%
RVLT NewREVOLUTION LTG TECHNOLOGIESINC$21,00018,995
+100.0%
0.00%
LSTMF NewLIGHTSTREAM RESCOURCES LTD$19,00026,450
+100.0%
0.00%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2015-05-12
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
DANAHER CORPORATION42Q3 20232.3%
VISA INC CL A SHRS42Q3 20232.3%
COOPER COS INC NEW42Q3 20231.7%
APPLE INC COM42Q3 20232.2%
TJX COS INC NEW COM42Q3 20231.7%
NORDSON CORP COM42Q3 20231.5%
SPDR S&P 500 ETF TRUST42Q3 20232.0%
BECTON DICKINSON&CO42Q3 20231.0%
LOWES COS INC42Q3 20231.0%
CME GROUP INC CLASS A42Q3 20231.0%

View Curi RMB Capital, LLC's complete holdings history.

Latest significant ownerships (13-D/G)
Curi RMB Capital, LLC Q1 2015 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
Bank7 Corp.Sold outFebruary 12, 202100.0%
BayCom CorpSold outFebruary 12, 202100.0%
Business First Bancshares, Inc.February 12, 2021134,9161.0%
EQUITY BANCSHARES INCFebruary 12, 2021500,0003.4%
Esquire Financial Holdings, Inc.Sold outFebruary 12, 202100.0%
FB Financial CorpFebruary 12, 2021281,3450.6%
FIRST BANCSHARES INC /MS/February 12, 2021350,0002.0%
First Western Financial IncFebruary 12, 202150,0000.6%
Howard Bancorp IncFebruary 12, 2021518,4482.8%
Live Oak Bancshares, Inc.February 12, 2021376,5001.1%

View Curi RMB Capital, LLC's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-05-15
13F-HR2024-02-14
13F-HR2023-11-13
13F-HR2023-08-11
13F-HR2023-05-11
13F-HR2023-02-14
13F-HR2022-11-14
13F-HR/A2022-08-16
13F-HR2022-08-01
13F-HR2022-05-06

View Curi RMB Capital, LLC's complete filings history.

Compare quarters

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