$1.66 Billion is the total value of Curi RMB Capital, LLC's 694 reported holdings in Q1 2015. The portfolio turnover from Q4 2014 to Q1 2015 was 130.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JOF | Buy | JAPAN SMALLER CAPTLZTN FD INCetf | $26,474,000 | +15.0% | 2,663,332 | +3.8% | 1.60% | +13.8% |
| NEO | Buy | NEOGENOMICS INC COM STK | $19,654,000 | +12.8% | 4,208,614 | +0.8% | 1.18% | +11.6% |
| ANSS | New | ANSYS INC | $19,354,000 | – | 219,462 | +100.0% | 1.17% | – |
| GLD | New | SPDR GOLD TRUST ETFetf | $18,839,000 | – | 165,751 | +100.0% | 1.14% | – |
| V | Buy | VISA INC CL A SHRS | $18,373,000 | -3.2% | 280,892 | +288.1% | 1.11% | -4.2% |
| EMC | Buy | E M C CORP MASS | $17,812,000 | -14.0% | 696,862 | +0.0% | 1.07% | -15.0% |
| CWST | Buy | CASELLA WASTE SYSTEMS INC CLAS | $16,477,000 | +36.9% | 2,995,792 | +0.6% | 0.99% | +35.5% |
| CLR | Buy | CONTINENTAL RESOURCES INC | $16,424,000 | +292.7% | 376,083 | +244.9% | 0.99% | +288.2% |
| AMT | Buy | AMERICAN TOWER CORP REIT | $14,790,000 | +20.3% | 157,091 | +26.3% | 0.89% | +19.0% |
| GNMK | Buy | GENMARK DIAGNOSTICS INC | $13,764,000 | -3.9% | 1,060,385 | +0.8% | 0.83% | -4.9% |
| CVX | Buy | CHEVRON CORPORATION | $11,943,000 | +169.8% | 113,757 | +188.3% | 0.72% | +166.7% |
| UNF | Buy | UNIFIRST CORP COM STK | $11,710,000 | -2.3% | 99,496 | +0.8% | 0.71% | -3.3% |
| EMR | Buy | EMERSON ELECTRIC CO | $11,371,000 | +6.0% | 200,835 | +15.6% | 0.68% | +4.9% |
| USB | Buy | U S BANCORP | $10,986,000 | -2.5% | 251,573 | +0.4% | 0.66% | -3.5% |
| BDE | Buy | BLACK DIAMOND INC COM STK | $9,936,000 | +28.7% | 1,051,435 | +19.2% | 0.60% | +27.4% |
| VIAB | Buy | VIACOM INC CLASS B | $9,719,000 | +23.4% | 142,294 | +36.0% | 0.59% | +22.1% |
| New | PUT XLF APR 24.00000 04/17/201 | $9,528,000 | – | 384,000 | +100.0% | 0.57% | – | |
| KN | Buy | KNOWLES CORP | $9,220,000 | +66.5% | 478,483 | +103.5% | 0.56% | +65.0% |
| CELG | Buy | CELGENE CORP | $9,122,000 | +2263.2% | 79,128 | +2191.6% | 0.55% | +2191.7% |
| WRT | Buy | WINTHROP REALTY TRUST PFD USD1pfd | $8,926,000 | +3.6% | 347,315 | +4.5% | 0.54% | +2.5% |
| CMCO | Buy | COLUMBUS MCKINNON CORP COM STK | $8,864,000 | -3.1% | 329,014 | +0.8% | 0.53% | -4.1% |
| BEN | Buy | FRANKLIN RESOURCES | $8,722,000 | -5.9% | 169,956 | +1.6% | 0.53% | -6.7% |
| PX | Buy | PRAXAIR INC | $7,451,000 | -4.5% | 61,713 | +2.5% | 0.45% | -5.5% |
| New | PUT BBT APR 38.00000 04/17/201 | $7,384,000 | – | 192,000 | +100.0% | 0.44% | – | |
| HBOS | Buy | HERITAGE FINANCIAL GROUP INC | $7,062,000 | +19.9% | 259,357 | +14.1% | 0.43% | +18.7% |
| New | PUT WFC APR 53.00000 04/17/201 | $6,963,000 | – | 128,000 | +100.0% | 0.42% | – | |
| DV | Buy | DEVRY EDUCATION GROUP INC | $6,899,000 | +25.6% | 206,801 | +78.7% | 0.42% | +24.2% |
| HTBI | Buy | HOME TRST BNCSHR | $6,635,000 | -4.1% | 415,491 | +0.1% | 0.40% | -5.0% |
| WU | Buy | WESTERN UNION CO | $6,206,000 | +17.1% | 298,216 | +0.8% | 0.37% | +15.8% |
| New | BANK OF THE CAROLINAS CORPORAT | $6,066,000 | – | 44,935,688 | +100.0% | 0.37% | – | |
| Buy | ACCESS CO LTD NPV ISIN#JP31080 | $6,044,000 | +129.5% | 824,210 | +32.6% | 0.36% | +127.5% | |
| New | AMERIS BANCORP RESTRICTED | $5,803,000 | – | 219,895 | +100.0% | 0.35% | – | |
| RLOGQ | Buy | RAND LOGISTICS INC COM STK | $5,744,000 | -4.9% | 1,767,517 | +15.6% | 0.35% | -6.0% |
| New | PUT USB APR 42.00000 04/17/201 | $5,590,000 | – | 128,000 | +100.0% | 0.34% | – | |
| New | SUN BANCORP INC COM NEW RESTRI | $5,357,000 | – | 283,286 | +100.0% | 0.32% | – | |
| Buy | AMUSE INC NPV ISIN#JP312450000 | $5,302,000 | +2.5% | 188,850 | +6.1% | 0.32% | +1.6% | |
| New | PUT KRE APR 40.00000 04/17/201 | $5,226,000 | – | 128,000 | +100.0% | 0.32% | – | |
| FARM | Buy | FARMER BROTHERS CO COM STK | $5,229,000 | -15.3% | 211,278 | +0.8% | 0.32% | -16.2% |
| New | PUT BK APR 39.00000 04/17/2015 | $5,151,000 | – | 128,000 | +100.0% | 0.31% | – | |
| SANW | Buy | S&W SEED COMPANY | $5,131,000 | +16.4% | 1,110,575 | +0.8% | 0.31% | +14.9% |
| FSGI | Buy | FIRST SEC GROUP INC COM STK | $5,027,000 | +31.9% | 2,094,501 | +24.2% | 0.30% | +30.6% |
| UL | Buy | UNILEVER PLC F ADR 1 ADR REPS | $4,932,000 | +87.9% | 118,228 | +82.3% | 0.30% | +85.6% |
| New | CENTRUE FINANCIAL CORP RESTRIC | $4,893,000 | – | 9,409,649 | +100.0% | 0.30% | – | |
| Buy | OPT HOLDING INC NPV ISIN#JP319 | $4,791,000 | +36.5% | 825,050 | +44.1% | 0.29% | +35.0% | |
| FSB | Buy | FRANKLYN FINANCIAL NETWORK IN | $4,792,000 | +191.7% | 228,176 | +140.2% | 0.29% | +189.0% |
| Buy | ARGO GRAPHICS NPV ISIN#JP31261 | $4,718,000 | +31.9% | 317,310 | +34.9% | 0.28% | +30.3% | |
| DOOR | Buy | MASONITE WORLDWIDE HOLDINGS CO | $4,710,000 | +10.3% | 70,034 | +0.8% | 0.28% | +9.2% |
| New | PUT/USO@15 | $4,597,000 | – | 273,000 | +100.0% | 0.28% | – | |
| ORRF | Buy | ORRSTOWN FINANCIAL SERVICES IN | $4,428,000 | +11.1% | 258,935 | +10.4% | 0.27% | +9.9% |
| SGBK | Buy | STONEGATE BANK (FL) COM STK | $4,177,000 | +154.4% | 138,342 | +149.5% | 0.25% | +152.0% |
| CNOB | Buy | CONNECTONE BANCORP INC NEW CO | $4,183,000 | +2.8% | 214,933 | +0.3% | 0.25% | +1.6% |
| Buy | ZUKEN INC NPV ISIN#JP341200000 | $4,057,000 | +2.1% | 465,780 | +19.2% | 0.24% | +0.8% | |
| USG | Buy | U S G CORPORATION | $4,007,000 | +133.5% | 150,089 | +144.8% | 0.24% | +129.5% |
| Buy | SRA HOLDINGS INC NPV ISIN#JP31 | $3,940,000 | +48.8% | 285,200 | +30.1% | 0.24% | +47.2% | |
| SOCB | Buy | SOUTHCOAST FINANCIAL CORP COM | $3,922,000 | +154.3% | 541,845 | +147.7% | 0.24% | +151.1% |
| BREW | Buy | CRAFT BREWERS ALLIANCE I | $3,897,000 | +3.1% | 285,735 | +0.8% | 0.24% | +2.2% |
| TBK | Buy | TRIUMPH BANCORP INC | $3,760,000 | +24.3% | 275,244 | +23.3% | 0.23% | +23.4% |
| BANC | Buy | BANC OF CALIFORNIA INC COM STK | $3,699,000 | +16.2% | 300,500 | +8.3% | 0.22% | +14.9% |
| SFST | Buy | SOUTHERN FIRST BANCSHARES | $3,645,000 | +13.5% | 214,399 | +13.6% | 0.22% | +12.2% |
| New | PUT MS APR 34.00000 04/17/2015 | $3,569,000 | – | 128,000 | +100.0% | 0.22% | – | |
| New | PUT WFC APR 54.00000 04/17/201 | $3,482,000 | – | 64,000 | +100.0% | 0.21% | – | |
| BNK | Buy | C1 FINANCIAL INC ST. PETERSBU | $3,361,000 | +25.8% | 179,239 | +22.7% | 0.20% | +24.5% |
| MOS | Buy | MOSAIC CMPANY | $3,367,000 | +2.4% | 73,094 | +1.5% | 0.20% | +1.5% |
| New | PUT/USO@16 | $3,311,000 | – | 196,600 | +100.0% | 0.20% | – | |
| AMG | Buy | AFFILIATED MANAGERS GROUP | $3,240,000 | +2.2% | 15,086 | +1.0% | 0.20% | +1.0% |
| ICAD | Buy | ICAD INC | $3,206,000 | +52.5% | 334,665 | +46.0% | 0.19% | +50.8% |
| New | PUT PNC APR 90.00000 04/17/201 | $2,984,000 | – | 32,000 | +100.0% | 0.18% | – | |
| SNY | Buy | SANOFI SPON ADRadr | $2,981,000 | +8.9% | 60,304 | +0.5% | 0.18% | +7.8% |
| New | PUT CMA APR 44.00000 04/17/201 | $2,888,000 | – | 64,000 | +100.0% | 0.17% | – | |
| HMC | Buy | HONDA MOTOR LTD AMERNSHSadr | $2,884,000 | +31.0% | 88,036 | +18.0% | 0.17% | +29.9% |
| ABB | Buy | ABB LTD F ADR 1 ADR REPS 1 ORDadr | $2,886,000 | +1.2% | 136,287 | +1.1% | 0.17% | 0.0% |
| SBCF | Buy | SEACOAST BANKING CORP OF FLORI | $2,807,000 | +17.7% | 196,733 | +13.5% | 0.17% | +16.6% |
| GSK | Buy | GLAXOSMITHKLINE PLC-ADRadr | $2,762,000 | +14.9% | 59,852 | +6.4% | 0.17% | +13.7% |
| PGC | Buy | PEAPACK-GLADSTONE FINL CORP CO | $2,722,000 | +32.1% | 126,010 | +13.5% | 0.16% | +31.2% |
| SAP | Buy | SAP SPONSORED F ADR 1 ADR REPSadr | $2,630,000 | +23.6% | 36,447 | +19.3% | 0.16% | +21.5% |
| NEWT | Buy | NEWTEK BUSINESS SERVICES CORP | $2,624,000 | +77.8% | 158,725 | +58.7% | 0.16% | +75.6% |
| FLL | Buy | FULL HOUSE RESORTS INC | $2,613,000 | +8.7% | 1,730,749 | +0.8% | 0.16% | +7.5% |
| Buy | ASAHI BROADCASTING NPV ISIN#JP | $2,562,000 | +207.9% | 287,760 | +163.5% | 0.15% | +202.0% | |
| Buy | SHOBUNSHA 50 | $2,477,000 | +15.2% | 328,400 | +12.0% | 0.15% | +13.7% | |
| New | PUT AMTD APR 36.00000 04/17/20 | $2,385,000 | – | 64,000 | +100.0% | 0.14% | – | |
| New | PUT AMTD APR 35.00000 04/17/20 | $2,385,000 | – | 64,000 | +100.0% | 0.14% | – | |
| Buy | PRONEXUS INC NPV ISIN#JP311900 | $2,355,000 | +25.3% | 346,299 | +15.3% | 0.14% | +24.6% | |
| EGL | New | ENGILITY HLDGS INC | $2,343,000 | – | 78,011 | +100.0% | 0.14% | – |
| KMF | New | KAYNE ANDERSON MIDSTREAMENERGYcef | $2,305,000 | – | 70,306 | +100.0% | 0.14% | – |
| TAK | Buy | TAKEDA PHARMACEUTICALCO LTDSPOadr | $2,288,000 | +26.9% | 91,495 | +5.8% | 0.14% | +25.5% |
| New | PUT MS APR 35.00000 04/17/2015 | $2,284,000 | – | 64,000 | +100.0% | 0.14% | – | |
| New | PUT/WLT@2E | $2,245,000 | – | 4,401,900 | +100.0% | 0.14% | – | |
| TSCDY | Buy | TESCO PLC SPONSORED ADR ISIN#Uadr | $2,241,000 | +34.0% | 208,080 | +9.9% | 0.14% | +32.4% |
| ABCW | Buy | ANCHOR BANCORP WISCONSIN INC | $2,247,000 | +6.7% | 64,707 | +5.9% | 0.14% | +5.5% |
| NHLD | New | NATIONAL HOLDINGS CORP NEW YO | $2,202,000 | – | 564,658 | +100.0% | 0.13% | – |
| EROC | Buy | Eagle Rock Energy Partners | $2,211,000 | +10.6% | 948,852 | +4.4% | 0.13% | +9.0% |
| JAXB | Buy | JACKSONVILLE BANCORP INC JACK | $2,166,000 | -10.2% | 196,928 | +0.2% | 0.13% | -10.9% |
| FBMS | Buy | FIRST BANCSHARES INC MISS COM | $2,083,000 | +30.2% | 128,101 | +16.1% | 0.13% | +29.9% |
| BP | Buy | BP PLC ADR (CNV INTO 6ORD USD0adr | $2,070,000 | +8.7% | 52,926 | +5.9% | 0.12% | +7.8% |
| ABCB | New | AMERIS BANCORP | $2,036,000 | – | 77,135 | +100.0% | 0.12% | – |
| FCCO | Buy | FIRST COMMUNITY CORP SC COM S | $2,018,000 | +54.6% | 173,051 | +50.0% | 0.12% | +54.4% |
| Buy | SOTSU CO LTD NPV ISIN#JP343250 | $1,993,000 | +15.3% | 100,600 | +14.1% | 0.12% | +14.3% | |
| KBH | New | KB HOME | $1,989,000 | – | 127,364 | +100.0% | 0.12% | – |
| New | PUT AXP APR 80.00000 04/17/201 | $1,992,000 | – | 25,500 | +100.0% | 0.12% | – | |
| NCOM | New | NATIONAL COMMERC | $1,975,000 | – | 90,000 | +100.0% | 0.12% | – |
| AXAS | Buy | ABRAXAS PETROLEUM CO | $1,953,000 | +243.8% | 601,033 | +211.2% | 0.12% | +237.1% |
| HTBK | New | HERITAGE COMM CORP COM STK | $1,946,000 | – | 213,094 | +100.0% | 0.12% | – |
| New | PUT SCHW APR 29.00000 04/17/20 | $1,948,000 | – | 64,000 | +100.0% | 0.12% | – | |
| Buy | BANDAI NAMCO HOLDINGSINC NPV I | $1,891,000 | +100.7% | 96,950 | +120.1% | 0.11% | +100.0% | |
| New | PUT ETFC APR 27.00000 04/17/20 | $1,828,000 | – | 64,000 | +100.0% | 0.11% | – | |
| Buy | SOFTBANK CORP NPV ISIN#JP34361 | $1,806,000 | +69.6% | 31,020 | +73.2% | 0.11% | +67.7% | |
| BECN | Buy | BEACON ROOFING SUPPL | $1,735,000 | +26.2% | 55,420 | +12.1% | 0.10% | +25.0% |
| COVS | Buy | COVISINT CORP | $1,719,000 | -2.6% | 846,832 | +27.2% | 0.10% | -3.7% |
| SLCT | Buy | SELECT BANCORP INC | $1,726,000 | +10.1% | 243,030 | +14.2% | 0.10% | +8.3% |
| PFMT | Buy | PERFORMANT FINANCIAL CORP | $1,713,000 | +63.3% | 503,830 | +219.3% | 0.10% | +60.9% |
| CARE | Buy | CARTER BANK & TRUST COM STK | $1,695,000 | +16.7% | 128,803 | +12.6% | 0.10% | +15.9% |
| MNSB | Buy | MAINSTREET BK HERNDON VA COM S | $1,678,000 | +6.8% | 178,471 | +1.1% | 0.10% | +5.2% |
| COWN | Buy | COWEN GROUP INC COM STK | $1,656,000 | +23.7% | 318,450 | +14.2% | 0.10% | +22.0% |
| EVBN | Buy | EVANS BANCORP INC COM STK | $1,652,000 | +22.6% | 66,606 | +20.2% | 0.10% | +22.0% |
| SEAS | New | SEAWORLD ENTERTAINMENT INC OR | $1,648,000 | – | 85,500 | +100.0% | 0.10% | – |
| TLSNY | New | TELIASONERA AB F ADR 1 ADR REP | $1,638,000 | – | 128,890 | +100.0% | 0.10% | – |
| PBIB | New | PORTER BANCORP INC COM STK | $1,646,000 | – | 1,714,300 | +100.0% | 0.10% | – |
| CBS | New | CBS CORP NEW CL B | $1,621,000 | – | 26,735 | +100.0% | 0.10% | – |
| KYE | New | KAYNE ANDERSON ENERGYTOTAL RETcef | $1,623,000 | – | 65,708 | +100.0% | 0.10% | – |
| METR | Buy | METRO BANCORP INC PA COM STK | $1,603,000 | +20.8% | 58,133 | +13.5% | 0.10% | +19.8% |
| CLH | Buy | CLEAN HBRS INC | $1,615,000 | +19.0% | 28,450 | +0.7% | 0.10% | +16.9% |
| HEOP | New | HERITAGE OAKS BANCORP COM STK | $1,553,000 | – | 186,936 | +100.0% | 0.09% | – |
| SAMG | Buy | SILVERCREST ASSET MANAGEMENT G | $1,540,000 | +2.5% | 108,055 | +12.6% | 0.09% | +2.2% |
| SBCP | Buy | SUNSHINE BANCORP INC | $1,524,000 | +15.4% | 122,940 | +13.8% | 0.09% | +15.0% |
| AGC | New | ADVENT CLAYMORE CONVERTIBLE SEcef | $1,490,000 | – | 221,711 | +100.0% | 0.09% | – |
| New | MAZDA MOTOR CORP NPV ISIN#JP38 | $1,470,000 | – | 72,220 | +100.0% | 0.09% | – | |
| RRC | Buy | RANGE RESOURCES CORP | $1,463,000 | +35.2% | 28,120 | +38.9% | 0.09% | +33.3% |
| New | PUT CMA APR 43.00000 04/17/201 | $1,444,000 | – | 32,000 | +100.0% | 0.09% | – | |
| MLVF | Buy | MALVERN BANCORP INC COM | $1,427,000 | +18.0% | 105,700 | +5.7% | 0.09% | +16.2% |
| New | PUT USB APR 43.50000 04/17/201 | $1,397,000 | – | 32,000 | +100.0% | 0.08% | – | |
| LVS | Buy | LAS VEGAS SANDS CORP | $1,397,000 | -3.5% | 25,371 | +1.9% | 0.08% | -4.5% |
| BLE | New | BLACKROCK MUN INCOME TRIIcef | $1,391,000 | – | 91,785 | +100.0% | 0.08% | – |
| RWEOY | Buy | RWE AG ORD F ADR 1 ADR REPS 1adr | $1,379,000 | +16.7% | 54,004 | +41.8% | 0.08% | +15.3% |
| ECYT | Buy | ENDOCYTE INC COM USD0.001 | $1,378,000 | -0.1% | 220,200 | +0.5% | 0.08% | -1.2% |
| FISI | Buy | FINANCIAL INSTNS INC COM STK | $1,365,000 | +3.4% | 59,524 | +13.4% | 0.08% | +2.5% |
| DIAX | New | Nuveen DOW 30 Dynamicoverwritecef | $1,368,000 | – | 90,191 | +100.0% | 0.08% | – |
| E | Buy | ENI SPA ADR EACH REP 2ORD EUR1adr | $1,324,000 | +10.3% | 38,235 | +11.2% | 0.08% | +9.6% |
| New | PUT BK APR 40.00000 04/17/2015 | $1,288,000 | – | 32,000 | +100.0% | 0.08% | – | |
| CHI | New | CALAMOS CONV OPPORTU NITIES &cef | $1,296,000 | – | 99,879 | +100.0% | 0.08% | – |
| HMPR | Buy | HAMPTON ROADS | $1,268,000 | +28.0% | 670,870 | +13.8% | 0.08% | +26.7% |
| Buy | AVEX | $1,248,000 | +39.8% | 78,000 | +44.2% | 0.08% | +38.9% | |
| SYT | Buy | SYNGENTA AG F ADR 1 ADR REPS 0adr | $1,231,000 | +149.2% | 18,152 | +136.4% | 0.07% | +146.7% |
| New | PUT BBT APR 39.00000 04/17/201 | $1,231,000 | – | 32,000 | +100.0% | 0.07% | – | |
| SHBI | Buy | SHORE BANCSHARES INC COM STK | $1,229,000 | +11.1% | 133,901 | +13.1% | 0.07% | +10.4% |
| CSTM | Buy | CONSTELLIUM NV EUR0.02 | $1,206,000 | +166.8% | 59,375 | +115.9% | 0.07% | +160.7% |
| EAD | New | WELLS FARGO ADVANTAGE INCOME Ocef | $1,112,000 | – | 126,325 | +100.0% | 0.07% | – |
| TOWN | New | TOWNEBANK PORTSMOUTH VA COM ST | $1,105,000 | – | 68,700 | +100.0% | 0.07% | – |
| New | TOEI CO LTD NPV ISIN#JP3560000 | $1,111,000 | – | 149,140 | +100.0% | 0.07% | – | |
| New | HITACHI NPV ISIN#JP3788600009 | $1,093,000 | – | 159,160 | +100.0% | 0.07% | – | |
| New | NIPPON STEEL & SUMITOMOMETAL C | $1,084,000 | – | 429,480 | +100.0% | 0.06% | – | |
| FCVA | Buy | FIRST CAP BK RICHMOND VA COM S | $1,086,000 | +1.7% | 249,546 | +2.9% | 0.06% | 0.0% |
| New | JAPAN AIRLINES CO LTDNPV ISIN# | $1,069,000 | – | 34,250 | +100.0% | 0.06% | – | |
| New | SUMITOMO MITSUI FINANCIALGROUP | $1,062,000 | – | 27,670 | +100.0% | 0.06% | – | |
| CTXS | Buy | CITRIX SYS INC COM | $1,060,000 | +1.9% | 16,603 | +1.8% | 0.06% | +1.6% |
| Buy | GS YUASA CORP | $1,064,000 | +20.8% | 235,710 | +15.0% | 0.06% | +18.5% | |
| LION | Buy | FIDELITY SOUTHERN CORP COM STK | $1,047,000 | +19.1% | 62,025 | +13.7% | 0.06% | +16.7% |
| KMI | Buy | KINDER MORGAN INC | $1,023,000 | +0.2% | 24,337 | +0.9% | 0.06% | 0.0% |
| HTD | New | John Hancock Tax-Advantaged Dicef | $1,033,000 | – | 48,344 | +100.0% | 0.06% | – |
| UTG | New | REAVES UTIL INCOME FD COM SH Bcef | $1,027,000 | – | 33,948 | +100.0% | 0.06% | – |
| DSL | New | DOUBLELINE INCOME SOLUTIONSFDcef | $990,000 | – | 49,861 | +100.0% | 0.06% | – |
| FBNC | Buy | FIRST BANCORP NC COMSTK | $927,000 | +8.2% | 52,774 | +13.8% | 0.06% | +7.7% |
| NBTB | Buy | NBT BANCORP INC COM STK | $922,000 | +8.6% | 36,780 | +13.9% | 0.06% | +7.7% |
| DCMYY | Buy | NTT DOCOMO INC F ADR 1 ADR REPadr | $934,000 | +19.6% | 53,535 | +0.2% | 0.06% | +16.7% |
| PNTPQ | New | PATRIOT NATIONAL INC FORT LAU | $891,000 | – | 70,166 | +100.0% | 0.05% | – |
| CSQ | New | CALAMOS STRATEGIC TOTAL RETURNcef | $873,000 | – | 77,524 | +100.0% | 0.05% | – |
| GDV | New | GABELLI DIVID & INCOME TRcef | $880,000 | – | 41,515 | +100.0% | 0.05% | – |
| HIO | New | WESTERN ASSET HIGH INCMOPP FDetf | $861,000 | – | 161,794 | +100.0% | 0.05% | – |
| HTGC | New | HERCULES TECH GROWTH CAP INC C | $863,000 | – | 64,000 | +100.0% | 0.05% | – |
| TWI | Buy | TITAN INTERNATIONAL INC | $842,000 | +39.2% | 90,000 | +58.0% | 0.05% | +37.8% |
| BLW | New | BLACKROCK LTD DURATIONINCOME Tcef | $822,000 | – | 52,049 | +100.0% | 0.05% | – |
| WEA | New | WESTERN ASSET PREMIERBD FD SHScef | $832,000 | – | 59,655 | +100.0% | 0.05% | – |
| ASG | New | LIBERTY ALL-STAR GROWTH FUNDcef | $832,000 | – | 159,401 | +100.0% | 0.05% | – |
| BRGYY | Buy | BG GROUP PLC F ADR 1 ADR REPSadr | $802,000 | +3.5% | 65,146 | +13.3% | 0.05% | +2.1% |
| VPV | New | INVESCO PAVALUE MUNINCOME TR Ccef | $765,000 | – | 57,421 | +100.0% | 0.05% | – |
| New | SQUARE ENIX HOLDINGS CO.LTD.NP | $758,000 | – | 35,300 | +100.0% | 0.05% | – | |
| BUI | New | BLACKROCK UTIL & INFRASTRCTUREcef | $741,000 | – | 37,782 | +100.0% | 0.04% | – |
| New | SONY CORP NPV ISIN#JP343500000 | $748,000 | – | 28,100 | +100.0% | 0.04% | – | |
| PCI | New | PIMCO DYNAMIC CREDIT INCOME FUcef | $741,000 | – | 36,293 | +100.0% | 0.04% | – |
| New | DAI-ICHI LIFE INSURANCECO.LTD | $746,000 | – | 51,200 | +100.0% | 0.04% | – | |
| New | SHINSEI BANK LTD | $724,000 | – | 362,930 | +100.0% | 0.04% | – | |
| New | ORIX CORP | $732,000 | – | 51,960 | +100.0% | 0.04% | – | |
| New | YAMATO KOGYO CO NPV ISIN#JP394 | $722,000 | – | 29,800 | +100.0% | 0.04% | – | |
| New | SHOWA DENKO KK NPV ISIN#JP3368 | $734,000 | – | 575,000 | +100.0% | 0.04% | – | |
| New | LASERTEC CORP | $725,000 | – | 56,520 | +100.0% | 0.04% | – | |
| XLU | New | SECTOR SPDR TR SHS BEN INT UTIcef | $711,000 | – | 16,000 | +100.0% | 0.04% | – |
| AWF | New | ALLIANCEBERNSTEIN GLOBAL HIGHcef | $693,000 | – | 55,169 | +100.0% | 0.04% | – |
| GGT | New | GABELLI MULTIMEDIA TRINC COM Icef | $699,000 | – | 75,200 | +100.0% | 0.04% | – |
| AMGN | Buy | AMGEN INCORPORATED | $700,000 | +19.5% | 4,380 | +19.0% | 0.04% | +16.7% |
| New | FUJITSU NPV ISIN#JP3818000006 | $702,000 | – | 102,760 | +100.0% | 0.04% | – | |
| PSAPRVCL | New | PUBLIC STORAGE DEP SHS REPSTGpfd | $676,000 | – | 28,087 | +100.0% | 0.04% | – |
| CWB | New | SPDR BARCLAYS CONVERTIBLE SEetf | $645,000 | – | 13,500 | +100.0% | 0.04% | – |
| Buy | INF DEVELOPMNT | $642,000 | +19.8% | 76,400 | +8.2% | 0.04% | +18.2% | |
| IVV | Buy | ISHARES CORE S&P 500ETFetf | $654,000 | +6.3% | 3,149 | +5.8% | 0.04% | +5.4% |
| OAKV | Buy | OAK VIEW NATIONAL BANK WARRENT | $625,000 | +19.3% | 116,770 | +14.8% | 0.04% | +18.8% |
| FXCB | Buy | FOX CHASE BANCORP INC COM ST | $619,000 | +15.1% | 36,780 | +13.9% | 0.04% | +12.1% |
| WFC | Buy | WELLS FARGO & CO | $602,000 | +6.4% | 11,054 | +7.1% | 0.04% | +5.9% |
| IEO | New | ISHARES U S OIL & GAS EXPLORATcef | $599,000 | – | 8,160 | +100.0% | 0.04% | – |
| MDT | Buy | MEDTRONIC PLC F | $603,000 | +23.8% | 7,733 | +14.7% | 0.04% | +20.0% |
| NIE | New | ALLIANZGI EQUITY & CONVERTIBcef | $592,000 | – | 29,879 | +100.0% | 0.04% | – |
| MQY | New | BLACKROCK MUNIYIELD QUALITY FDcef | $572,000 | – | 37,204 | +100.0% | 0.03% | – |
| PTY | New | PIMCO CORPORATE & INCOME OPPORcef | $540,000 | – | 34,271 | +100.0% | 0.03% | – |
| NTX | New | NUVEEN TEX QUALITY MUNINCOME Fcef | $530,000 | – | 37,007 | +100.0% | 0.03% | – |
| NEEPRI | New | NEXTERA ENERGY CAP HLDGSINC SUpfd | $535,000 | – | 21,956 | +100.0% | 0.03% | – |
| ORCL | Buy | ORACLE CORP $0.01 DEL | $511,000 | -3.4% | 11,837 | +0.6% | 0.03% | -3.1% |
| AMLP | Buy | ALPS ETF TR ALERIAN MLPETFetf | $506,000 | +51.0% | 30,525 | +59.7% | 0.03% | +50.0% |
| BWFG | Buy | BANKWELL FINANCIAL GROUP INC | $493,000 | +4.4% | 25,600 | +13.8% | 0.03% | +3.4% |
| QQQX | New | NUVEEN NASDAQ 100 DYNAMIC OVER | $502,000 | – | 26,756 | +100.0% | 0.03% | – |
| NIO | New | NUVEEN MUN OPPORTUNITYFD INC Ccef | $497,000 | – | 33,838 | +100.0% | 0.03% | – |
| USA | New | LIBERTY ALL STAR EQUITY FD SBIcef | $502,000 | – | 86,038 | +100.0% | 0.03% | – |
| EHI | New | WESTERN ASSET GLOBAL HIGH INCOcef | $485,000 | – | 43,624 | +100.0% | 0.03% | – |
| NQP | New | NUVEEN PA INVT QLTY MUNFDcef | $489,000 | – | 35,212 | +100.0% | 0.03% | – |
| BKLN | New | POWERSHARES EXCHANGE TRADEDFDcef | $462,000 | – | 19,160 | +100.0% | 0.03% | – |
| LENB | New | LENNAR CORP CL B | $466,000 | – | 11,329 | +100.0% | 0.03% | – |
| MYJ | New | BLACKROCK MUNIYIELD NJ FD INCcef | $464,000 | – | 30,487 | +100.0% | 0.03% | – |
| QBIEY | Buy | QBE INSURANCE GROUP F ADR 1 ADadr | $447,000 | +15.8% | 44,834 | +6.6% | 0.03% | +12.5% |
| NPT | New | NUVEEN PREM INCOME MUNFD 4 INCcef | $446,000 | – | 33,304 | +100.0% | 0.03% | – |
| E103PS | New | WESTERN ASSET EMERGING MARKEcef | $437,000 | – | 39,319 | +100.0% | 0.03% | – |
| GPM | New | GUGGENHEIM ENHANCED EQUITYINCOcef | $437,000 | – | 51,696 | +100.0% | 0.03% | – |
| PFE | Buy | PFIZER INC | $437,000 | +15.6% | 12,562 | +3.3% | 0.03% | +13.0% |
| FCO | New | ABERDEEN GLOBAL INCOMEFD INC Ccef | $426,000 | – | 45,860 | +100.0% | 0.03% | – |
| SBUX | Buy | STARBUCKS CORP | $434,000 | +17.3% | 4,582 | +1.7% | 0.03% | +13.0% |
| MFC | Buy | MANULIFE FINL CORP COM ISIN#CA | $420,000 | +74.3% | 24,678 | +95.3% | 0.02% | +66.7% |
| CMCSA | Buy | COMCAST CORP NEW CL A | $391,000 | +2.1% | 6,918 | +4.7% | 0.02% | +4.3% |
| WFCPRO | New | WELLS FARGO & CO NEW DEPSHS REpfd | $393,000 | – | 16,272 | +100.0% | 0.02% | – |
| TEI | New | TEMPLETON EMERG MKTS INCOMEFDcef | $394,000 | – | 36,584 | +100.0% | 0.02% | – |
| New | EXCITE JAPAN CO LTD | $379,000 | – | 41,300 | +100.0% | 0.02% | – | |
| VKQ | New | INVESCO MUNTR COMcef | $380,000 | – | 29,705 | +100.0% | 0.02% | – |
| NBH | New | NEUBERGER BERMAN INTERMUNI FDcef | $381,000 | – | 24,511 | +100.0% | 0.02% | – |
| ARDC | New | ARES DYNAMIC CR ALLOCATION FDcef | $383,000 | – | 23,531 | +100.0% | 0.02% | – |
| PEP | Buy | PEPSICO INCORPORATED | $364,000 | +15.6% | 3,812 | +14.6% | 0.02% | +15.8% |
| New | COX 50 | $368,000 | – | 173,800 | +100.0% | 0.02% | – | |
| AMOV | New | AMERICA MOVIL SAB DE CVADR EAC | $368,000 | – | 18,115 | +100.0% | 0.02% | – |
| FTF | New | FRANKLIN LTD DURATIONINC TR COcef | $360,000 | – | 29,545 | +100.0% | 0.02% | – |
| EVV | New | EATON VANCE LTD DURATION INCOMcef | $357,000 | – | 24,817 | +100.0% | 0.02% | – |
| HYB | New | NEW AMER HIGH INCOME FDINC COMcef | $344,000 | – | 38,001 | +100.0% | 0.02% | – |
| PDI | New | PIMCO DYNAMIC INCOME FDCOM USDcef | $347,000 | – | 11,976 | +100.0% | 0.02% | – |
| FB | Buy | FACEBOOK INC-A | $324,000 | +26.1% | 3,947 | +19.6% | 0.02% | +25.0% |
| DIS | Buy | DISNEY (WALT) CO COM STK | $325,000 | +20.4% | 3,097 | +8.1% | 0.02% | +25.0% |
| NYV | New | NUVEEN NEW YORK MUN VALUEFD 2cef | $332,000 | – | 22,358 | +100.0% | 0.02% | – |
| JNJ | Buy | JOHNSON & JOHNSON | $336,000 | +5.3% | 3,335 | +9.3% | 0.02% | +5.3% |
| DFS | Buy | DISCOVER FINANCIAL | $335,000 | -12.1% | 5,954 | +2.2% | 0.02% | -13.0% |
| JPS | New | NUVEEN QUAL PFD INC FD 2cef | $320,000 | – | 34,942 | +100.0% | 0.02% | – |
| TWC | Buy | TIME WARNER CABLE INCCOM | $309,000 | +2.7% | 2,057 | +3.8% | 0.02% | +5.6% |
| KMM | New | DWS MULTI MKT INCOME TRSHScef | $318,000 | – | 37,577 | +100.0% | 0.02% | – |
| ENFC | Buy | ENTEGRA FINANCIAL CORP COMMON | $308,000 | +40.0% | 19,837 | +29.5% | 0.02% | +46.2% |
| HEQ | New | JOHN HANCOCK HEDGED EQUITY & Icef | $311,000 | – | 18,948 | +100.0% | 0.02% | – |
| LGCYP | New | LEGACY RESVS LP CUM 8.0000016%pfd | $312,000 | – | 15,960 | +100.0% | 0.02% | – |
| MZF | New | MANAGED DURATION INVTGRD FUNDcef | $293,000 | – | 21,566 | +100.0% | 0.02% | – |
| CHW | New | CALAMOS GLOBAL DYNAMICINCOME Fcef | $303,000 | – | 34,470 | +100.0% | 0.02% | – |
| FLC | New | FLAHERTY & CRUMRINE TOTAL RETUcef | $295,000 | – | 14,566 | +100.0% | 0.02% | – |
| ALLPRDCL | New | ALLSTATE CORP LEOPARDS REPSTGpfd | $282,000 | – | 10,402 | +100.0% | 0.02% | – |
| NXC | New | NUVEEN CALIF SELECT TAXFREE INcef | $282,000 | – | 18,286 | +100.0% | 0.02% | – |
| MSFT | Buy | MICROSOFT CORP COM | $280,000 | -4.8% | 6,894 | +8.6% | 0.02% | -5.6% |
| BELFB | New | BEL FUSE INC CL B ISIN #US0773 | $276,000 | – | 14,500 | +100.0% | 0.02% | – |
| MHY | New | Western Asset Managed High Inccef | $289,000 | – | 55,893 | +100.0% | 0.02% | – |
| NAD | New | NUVEEN DIVID ADVANTAGEMUN FD Ccef | $266,000 | – | 18,583 | +100.0% | 0.02% | – |
| IQI | New | INVESCO QUALITY MUN INCOMETR Ccef | $258,000 | – | 20,537 | +100.0% | 0.02% | – |
| XLE | New | SECTOR SPDR TR SHS BEN INT ENEcef | $264,000 | – | 3,400 | +100.0% | 0.02% | – |
| GGE | New | GUGGENHEIM ENHANCED EQUITYSTRAcef | $264,000 | – | 15,022 | +100.0% | 0.02% | – |
| WBA | Buy | WALGREENS BOOTS ALLIANCEINC | $262,000 | +13.4% | 3,095 | +2.1% | 0.02% | +14.3% |
| MQT | New | BLACKROCK MUNIYIELD QUALITYFDcef | $266,000 | – | 19,809 | +100.0% | 0.02% | – |
| CTQCL | New | QWEST CORP NT 7.375%06/01/2051pfd | $252,000 | – | 9,585 | +100.0% | 0.02% | – |
| MYI | New | BLACKROCK MUNIYIELD QUALITY FUcef | $254,000 | – | 17,876 | +100.0% | 0.02% | – |
| T | Buy | A T & T INC | $250,000 | +9.2% | 7,629 | +11.9% | 0.02% | +7.1% |
| KSM | New | DWS STRATEGIC MUNI INCOME TR Ccef | $248,000 | – | 17,851 | +100.0% | 0.02% | – |
| INB | New | COHEN & STEERS GLOBALINCOME BLcef | $232,000 | – | 19,402 | +100.0% | 0.01% | – |
| BMLPRL | New | BANK AMER CORP DEP SHS REPSTGpfd | $212,000 | – | 10,168 | +100.0% | 0.01% | – |
| IBM | Buy | IBM CORP | $221,000 | +3.3% | 1,374 | +2.8% | 0.01% | 0.0% |
| LEO | New | DREYFUS STRATEGIC MUNSINCcef | $224,000 | – | 26,654 | +100.0% | 0.01% | – |
| ETY | New | EATON VANCE TAX MANAGED DIVERScef | $220,000 | – | 19,401 | +100.0% | 0.01% | – |
| MFL | New | BLACKROCK MUNIHOLDINGS INVESTMcef | $208,000 | – | 14,406 | +100.0% | 0.01% | – |
| MLCO | New | MELCO CROWN ENTERTAINMENT LIMIadr | $211,000 | – | 9,816 | +100.0% | 0.01% | – |
| GSPRD | New | GOLDMAN SACHS GROUP INC DEP SHpfd | $221,000 | – | 10,800 | +100.0% | 0.01% | – |
| 3106PS | New | DELPHI AUTOMOTIVE PLCCOM USD0. | $201,000 | – | 2,525 | +100.0% | 0.01% | – |
| DSM | New | DREYFUS STRATEGIC MUNBD FD INCcef | $197,000 | – | 24,391 | +100.0% | 0.01% | – |
| DTF | New | DTF TAX-FREE INCOME INCCOM ISIcef | $198,000 | – | 12,972 | +100.0% | 0.01% | – |
| CIK | New | CREDIT SUISSE ASSET MGMTINCOMcef | $202,000 | – | 62,897 | +100.0% | 0.01% | – |
| UNH | New | UNITEDHEALTH GROUP | $206,000 | – | 1,743 | +100.0% | 0.01% | – |
| PFN | New | PIMCO INCOME STRATEGY FD IIcef | $204,000 | – | 20,284 | +100.0% | 0.01% | – |
| GDO | New | WESTERN ASSET GLOBAL CORP DEFIcef | $188,000 | – | 10,651 | +100.0% | 0.01% | – |
| NPM | New | NUVEEN PREM INCOME MUN FD 2 INcef | $185,000 | – | 13,060 | +100.0% | 0.01% | – |
| GDF | New | WESTERN ASSET GLB PTNRSINCOMEcef | $184,000 | – | 19,190 | +100.0% | 0.01% | – |
| SPXX | New | NUVEEN S&P 500 DYN OVERWRITE Ccef | $176,000 | – | 12,615 | +100.0% | 0.01% | – |
| VGM | New | INVESCO TR INVT GRADEMUNS COMcef | $184,000 | – | 13,663 | +100.0% | 0.01% | – |
| RIT | New | LMP REAL ESTATE INCOMEFD INC Ccef | $182,000 | – | 13,956 | +100.0% | 0.01% | – |
| NHS | New | NEUBERGER BERMAN HIGH YIELD STcef | $190,000 | – | 15,430 | +100.0% | 0.01% | – |
| HLDCY | Buy | HENDERSON LAND DEVELOPMENTCO Sadr | $166,000 | +67.7% | 23,636 | +66.6% | 0.01% | +66.7% |
| NNY | New | NUVEEN N Y MUN VALUE FDINCcef | $160,000 | – | 16,393 | +100.0% | 0.01% | – |
| BIE | New | BLACKROCK MUNICIPAL BONDINVESTcef | $159,000 | – | 10,672 | +100.0% | 0.01% | – |
| MEN | New | BLACKROCK MUNIENHANCEDFD INC Ccef | $155,000 | – | 13,270 | +100.0% | 0.01% | – |
| LOR | New | LAZARD WORLD DIVID &INCOMEFD Ccef | $151,000 | – | 11,927 | +100.0% | 0.01% | – |
| EOD | New | WELLS FARGO ADV GLB DIVOPP FDcef | $146,000 | – | 19,356 | +100.0% | 0.01% | – |
| EVO | New | EATON VANCE OH MUNI INCcef | $146,000 | – | 10,476 | +100.0% | 0.01% | – |
| MHN | New | BlackRock MuniHoldings New Yorcef | $157,000 | – | 11,153 | +100.0% | 0.01% | – |
| PCF | New | PUTMAN HIGH INCOME SECFUND SHScef | $142,000 | – | 17,464 | +100.0% | 0.01% | – |
| MYM | New | BLACKROCK MUNIYIELD MICHQUALITcef | $142,000 | – | 10,899 | +100.0% | 0.01% | – |
| IHD | New | VOYA EMERGING MARKETS HIGH Icef | $122,000 | – | 12,092 | +100.0% | 0.01% | – |
| FAV | New | FIRST TR DIVIDEND INCOMEFD COMcef | $115,000 | – | 12,958 | +100.0% | 0.01% | – |
| BKMU | New | BANK MUTUAL CORP COM STK | $79,000 | – | 10,818 | +100.0% | 0.01% | – |
| GAB | New | GABELLI EQUITY TR INCcef | $70,000 | – | 10,700 | +100.0% | 0.00% | – |
| DSU | New | BLACKROCK DEBT STRATEGIES FD Icef | $67,000 | – | 17,916 | +100.0% | 0.00% | – |
| NRO | New | NEUBERGER BERMAN RE ESSEC FD Ccef | $64,000 | – | 11,723 | +100.0% | 0.00% | – |
| FXEN | New | FX ENERGY INC COM ISIN#US30269 | $55,000 | – | 44,193 | +100.0% | 0.00% | – |
| CART | New | CAROLINA TR BK LINCOLNTON NOR | $55,000 | – | 10,184 | +100.0% | 0.00% | – |
| OGZPY | New | OAO GAZPROM SPON ADR F SPONSORadr | $48,000 | – | 10,050 | +100.0% | 0.00% | – |
| ROIA | New | RADIO ONE INC CL A ISIN #US750 | $43,000 | – | 14,001 | +100.0% | 0.00% | – |
| HYF | New | MANAGED HIGH YIELD PLUSFD INCcef | $47,000 | – | 24,640 | +100.0% | 0.00% | – |
| NQ | New | NQ MOBILE INC ADREA REPR 5 CLadr | $42,000 | – | 11,325 | +100.0% | 0.00% | – |
| SARA | New | SARATOGA RES INC TEX COM ISIN# | $25,000 | – | 126,800 | +100.0% | 0.00% | – |
| RVLT | New | REVOLUTION LTG TECHNOLOGIESINC | $21,000 | – | 18,995 | +100.0% | 0.00% | – |
| LSTMF | New | LIGHTSTREAM RESCOURCES LTD | $19,000 | – | 26,450 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-05-12
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| DANAHER CORPORATION | 42 | Q3 2023 | 2.3% |
| VISA INC CL A SHRS | 42 | Q3 2023 | 2.3% |
| COOPER COS INC NEW | 42 | Q3 2023 | 1.7% |
| APPLE INC COM | 42 | Q3 2023 | 2.2% |
| TJX COS INC NEW COM | 42 | Q3 2023 | 1.7% |
| NORDSON CORP COM | 42 | Q3 2023 | 1.5% |
| SPDR S&P 500 ETF TRUST | 42 | Q3 2023 | 2.0% |
| BECTON DICKINSON&CO | 42 | Q3 2023 | 1.0% |
| LOWES COS INC | 42 | Q3 2023 | 1.0% |
| CME GROUP INC CLASS A | 42 | Q3 2023 | 1.0% |
View Curi RMB Capital, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Bank7 Corp.Sold out | February 12, 2021 | 0 | 0.0% |
| BayCom CorpSold out | February 12, 2021 | 0 | 0.0% |
| Business First Bancshares, Inc. | February 12, 2021 | 134,916 | 1.0% |
| EQUITY BANCSHARES INC | February 12, 2021 | 500,000 | 3.4% |
| Esquire Financial Holdings, Inc.Sold out | February 12, 2021 | 0 | 0.0% |
| FB Financial Corp | February 12, 2021 | 281,345 | 0.6% |
| FIRST BANCSHARES INC /MS/ | February 12, 2021 | 350,000 | 2.0% |
| First Western Financial Inc | February 12, 2021 | 50,000 | 0.6% |
| Howard Bancorp Inc | February 12, 2021 | 518,448 | 2.8% |
| Live Oak Bancshares, Inc. | February 12, 2021 | 376,500 | 1.1% |
View Curi RMB Capital, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR/A | 2022-08-16 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-05-06 |
View Curi RMB Capital, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.