$1.3 Billion is the total value of Castle Creek Arbitrage, LLC's 185 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 120.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | TESLA INCnote 2.375% 3/1 | $261,333,000 | +154.7% | 39,961,000 | +29.2% | 20.04% | +130.0% | |
| Buy | TWILIO INCnote 0.250% 6/0 | $125,681,000 | +55.2% | 36,090,000 | +38.3% | 9.64% | +40.2% | |
| SQUARE INCnote 0.375% 3/0 | $113,220,000 | +54.7% | 16,000,000 | 0.0% | 8.68% | +39.7% | ||
| MERCADOLIBRE INCnote 2.000% 8/1 | $93,662,000 | +10.2% | 37,097,000 | 0.0% | 7.18% | -0.5% | ||
| TERADYNE INCnote 1.250%12/1 | $60,024,000 | -5.0% | 23,500,000 | 0.0% | 4.60% | -14.2% | ||
| Buy | SQUARE INCnote 0.500% 5/1 | $52,673,000 | +254.3% | 24,400,000 | +144.0% | 4.04% | +219.9% | |
| New | CHEGG INCnote 0.125% 3/1 | $31,416,000 | – | 20,681,000 | +100.0% | 2.41% | – | |
| BTAQU | New | BURGUNDY TECHNOLOGY ACQU CORunit 08/26/2025 | $27,888,000 | – | 2,800,000 | +100.0% | 2.14% | – |
| ETAC | New | E MERGE TECHNOLOGY ACQUISITI | $19,574,000 | – | 2,000,418 | +100.0% | 1.50% | – |
| ACND | New | ASCENDANT DIGITAL ACQUISITIO | $17,345,000 | – | 1,752,058 | +100.0% | 1.33% | – |
| TWNDU | New | TAILWIND ACQUISITION CORPunit 09/07/2027 | $16,048,000 | – | 1,600,000 | +100.0% | 1.23% | – |
| SPIRIT AIRLS INCnote 4.750% 5/1 | $15,693,000 | -3.5% | 10,785,000 | 0.0% | 1.20% | -12.8% | ||
| ACEV | New | ACE CONVERGENCE ACQU CORPcl a | $14,627,000 | – | 1,500,198 | +100.0% | 1.12% | – |
| New | NUANCE COMMUNICATIONS INCdbcv 1.000%12/1 | $14,446,000 | – | 9,918,000 | +100.0% | 1.11% | – | |
| INSULET CORPnote 1.375%11/1 | $11,523,000 | +20.5% | 4,500,000 | 0.0% | 0.88% | +8.9% | ||
| LCAPU | New | LIONHEART ACQUISITION CORP Iunit 08/13/2025 | $11,123,000 | – | 1,116,749 | +100.0% | 0.85% | – |
| RMG | Buy | RMG ACQUISITION CORPcl a | $11,043,000 | +9.8% | 1,034,436 | +5.2% | 0.85% | -0.8% |
| THCA | Buy | TUSCAN HLDGS CORP II | $10,858,000 | +176.4% | 1,087,963 | +178.3% | 0.83% | +149.4% |
| PRPBU | New | CC NEUBERGER PRIN HLDGS IIunit 99/99/9999 | $10,692,000 | – | 1,035,000 | +100.0% | 0.82% | – |
| IPV | New | INTERPRIVATE ACQUISITION COR | $10,494,000 | – | 1,049,398 | +100.0% | 0.80% | – |
| TESLA INCnote 2.000% 5/1 | $10,368,000 | +96.8% | 1,500,000 | 0.0% | 0.80% | +77.9% | ||
| Sell | AMERICAN AIRLS GROUP INCnote 6.500% 7/0 | $10,192,000 | -50.8% | 11,000,000 | -50.0% | 0.78% | -55.6% | |
| GOSSAMER BIO INCnote 5.000% 6/0 | $9,994,000 | +2.4% | 9,680,000 | 0.0% | 0.77% | -7.5% | ||
| New | APELLIS PHARMACEUTICALS INCnote 3.500% 9/1 | $9,721,000 | – | 8,984,000 | +100.0% | 0.75% | – | |
| NFIN | Sell | NETFIN ACQUISITION CORP | $9,118,000 | -50.9% | 879,245 | -49.1% | 0.70% | -55.7% |
| MCMJ | Buy | MERIDA MERGER CORP I | $9,010,000 | +31.5% | 911,500 | +30.2% | 0.69% | +18.7% |
| AACQ | New | ARTIUS ACQUISITION INC | $8,625,000 | – | 867,699 | +100.0% | 0.66% | – |
| CRHCU | New | COHN ROBBINS HOLDINGS CORPunit 08/11/2025 | $8,577,000 | – | 850,000 | +100.0% | 0.66% | – |
| CRSA | Buy | CRESCENT ACQUISITION CORP | $8,087,000 | +91.5% | 805,512 | +98.8% | 0.62% | +72.7% |
| WRIGHT MED GROUP N Vnote 2.250%11/1 | $7,926,000 | +1.7% | 5,500,000 | 0.0% | 0.61% | -8.2% | ||
| THCB | Buy | TUSCAN HLDGS CORP | $7,868,000 | +63.6% | 772,904 | +64.4% | 0.60% | +47.8% |
| CMLFU | New | CM LIFE SCIENCES INCunit 09/01/2025 | $7,853,000 | – | 751,100 | +100.0% | 0.60% | – |
| MICROCHIP TECHNOLOGY INC.note 2.250% 2/1 | $7,779,000 | +2.3% | 5,201,000 | 0.0% | 0.60% | -7.6% | ||
| SAQN | Buy | SOFTWARE ACQUISITION GROUP I | $7,445,000 | +201.1% | 747,533 | +201.9% | 0.57% | +171.9% |
| ROCH | New | ROTH CH ACQUISITION I CO | $6,970,000 | – | 700,524 | +100.0% | 0.54% | – |
| LGVW | New | LONGVIEW ACQUISITION CORP | $6,974,000 | – | 710,496 | +100.0% | 0.54% | – |
| Buy | Q2 HLDGS INCnote 0.750% 6/0 | $6,736,000 | +96.9% | 5,500,000 | +83.3% | 0.52% | +77.7% | |
| Sell | VEONEER INCnote 4.000% 6/0 | $5,862,000 | -21.0% | 6,000,000 | -33.3% | 0.45% | -28.6% | |
| SOAC | New | SUSTAINABLE OPPORTNTS ACQ CO | $5,847,000 | – | 574,636 | +100.0% | 0.45% | – |
| RENEWABLE ENERGY GROUP INCnote 4.000% 6/1 | $5,829,000 | +110.7% | 1,175,000 | 0.0% | 0.45% | +90.2% | ||
| Sell | COLONY STARWOOD HOMESnote 3.500% 1/1 | $5,814,000 | -60.7% | 4,486,000 | -60.9% | 0.45% | -64.5% | |
| SAIIU | New | SOFTWARE ACQUISITN GRUP INCunit 99/99/9999 | $5,721,000 | – | 575,000 | +100.0% | 0.44% | – |
| BOWXU | New | BOWX ACQUISITION CORPunit 08/03/2025 | $5,643,000 | – | 550,000 | +100.0% | 0.43% | – |
| Buy | RHnote 6/1 | $5,317,000 | +51.7% | 2,600,000 | +4.0% | 0.41% | +36.9% | |
| FIIIU | New | FORUM MERGER III CORPunit 08/24/2027 | $5,218,000 | – | 500,000 | +100.0% | 0.40% | – |
| REALPAGE INCnote 1.500%11/1 | $5,190,000 | -9.0% | 3,537,000 | 0.0% | 0.40% | -17.9% | ||
| FSTU | New | FAST ACQUISITION CORPunit 99/99/9999 | $5,165,000 | – | 518,080 | +100.0% | 0.40% | – |
| New | AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $5,158,000 | – | 4,000,000 | +100.0% | 0.40% | – | |
| MNCL | Sell | MONOCLE ACQUISITION CORP | $5,072,000 | -56.3% | 495,346 | -56.2% | 0.39% | -60.5% |
| SSPK | New | SILVER SPIKE ACQUISITION COR | $5,065,000 | – | 500,000 | +100.0% | 0.39% | – |
| ASPLU | New | ASPIRATIONAL CONSUMER LIFESTunit 99/99/9999 | $4,998,000 | – | 500,000 | +100.0% | 0.38% | – |
| GNRS | New | GREENROSE ACQUISITION CORP | $4,885,000 | – | 500,000 | +100.0% | 0.38% | – |
| GLEO | Buy | GALILEO ACQUISITION CORP | $4,703,000 | +533.0% | 475,000 | +533.3% | 0.36% | +473.0% |
| CIIC | Buy | CIIG MERGER CORP | $4,640,000 | +149.9% | 463,036 | +146.9% | 0.36% | +125.3% |
| EXPC | Buy | EXPERIENCE INVT CORP | $4,523,000 | +808.2% | 450,000 | +800.0% | 0.35% | +726.2% |
| GHIV | New | GORES HLDGS IV INC | $4,501,000 | – | 436,569 | +100.0% | 0.34% | – |
| VIHAU | New | VPC IMPACT ACQUISITION HLDNGunit 09/22/2025 | $4,496,000 | – | 450,000 | +100.0% | 0.34% | – |
| ALUS | New | ALUSSA ENERGY ACQUISITION CO | $4,468,000 | – | 449,956 | +100.0% | 0.34% | – |
| PANA | New | PANACEA ACQUISITION CORPcl a | $4,405,000 | – | 393,474 | +100.0% | 0.34% | – |
| INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $4,055,000 | +7.7% | 5,004,000 | 0.0% | 0.31% | -2.8% | ||
| SFTW | New | OSPREY TECHNLGY AQUISTION CO | $4,042,000 | – | 397,400 | +100.0% | 0.31% | – |
| TWCTU | New | TWC TECH HLDGS II CORPunit 09/10/2025 | $4,046,000 | – | 400,200 | +100.0% | 0.31% | – |
| FIREEYE INCnote 0.875% 6/0 | $3,977,000 | +3.3% | 4,254,000 | 0.0% | 0.30% | -6.7% | ||
| ACAM | New | ACAMAR PARTNERS ACQSITION COcl a | $3,937,000 | – | 385,208 | +100.0% | 0.30% | – |
| GXGX | Sell | GX ACQUISITION CORP | $3,712,000 | -8.9% | 353,500 | -11.6% | 0.28% | -17.6% |
| Sell | RADIUS HEALTH INCnote 3.000% 9/0 | $3,448,000 | -25.1% | 4,208,000 | -32.2% | 0.26% | -32.5% | |
| THERAVANCE INCnote 2.125% 1/1 | $3,439,000 | -3.1% | 3,583,000 | 0.0% | 0.26% | -12.3% | ||
| BMRG | Sell | B RILEY PRIN MERGER CORP IIcl a | $3,302,000 | -24.9% | 329,845 | -19.6% | 0.25% | -32.4% |
| RPLA | REPLAY ACQUISITION CORP | $3,136,000 | +0.0% | 308,096 | 0.0% | 0.24% | -9.4% | |
| FTAC | Sell | FINTECH ACQUISITION CORP III | $3,129,000 | -52.8% | 303,467 | -49.0% | 0.24% | -57.4% |
| BFTU | New | FOLEY TRASIMENE ACQUISITIONunit 99/99/9999 | $3,060,000 | – | 300,000 | +100.0% | 0.24% | – |
| NSHU | New | NAVSIGHT HLDGS INCunit 99/99/9999 | $3,018,000 | – | 300,000 | +100.0% | 0.23% | – |
| PCPL | New | CC NEUBERGER PRINCIPAL HLDNG | $2,817,000 | – | 271,498 | +100.0% | 0.22% | – |
| PMVCU | New | PMV CONSUMER ACQUISITION CORunit 08/31/2027 | $2,745,000 | – | 275,000 | +100.0% | 0.21% | – |
| VACQU | New | VECTOR ACQUISITION CORPunit 09/30/2027 | $2,531,000 | – | 250,000 | +100.0% | 0.19% | – |
| FUSE | New | FUSION ACQUISITION CORPcl a | $2,507,000 | – | 255,000 | +100.0% | 0.19% | – |
| LOAK | New | LIVE OAK ACQUISITION CORP | $2,495,000 | – | 247,500 | +100.0% | 0.19% | – |
| CPSR | New | CAPSTAR SPL PURP ACQUISITION | $2,457,000 | – | 249,998 | +100.0% | 0.19% | – |
| REALPAGE INCnote 1.500% 5/1 | $2,274,000 | -4.3% | 2,200,000 | 0.0% | 0.17% | -13.9% | ||
| INSU | Sell | INSURANCE ACQUISITION CORPcl a | $2,103,000 | -66.8% | 178,069 | -63.5% | 0.16% | -70.0% |
| GILD | Sell | GILEAD SCIENCES INCcall | $2,060,000 | -73.2% | 32,600 | -67.4% | 0.16% | -75.8% |
| NMMCU | New | NORTH MOUNTAIN MERGER CORPunit 09/16/2025 | $2,035,000 | – | 200,000 | +100.0% | 0.16% | – |
| CAPAU | New | HIGHCAPE CAP ACQUISITION CORunit 09/30/2027 | $2,024,000 | – | 200,000 | +100.0% | 0.16% | – |
| NGAU | New | NORTHERN GENESIS ACQUISITIONunit 07/31/2027 | $1,974,000 | – | 197,569 | +100.0% | 0.15% | – |
| GOAC | New | GO ACQUISITION CORP | $1,968,000 | – | 199,998 | +100.0% | 0.15% | – |
| SAMA | Sell | SCHULTZE SPL PURP ACQUSTN CO | $1,962,000 | -69.8% | 192,740 | -69.6% | 0.15% | -72.8% |
| VISHAY INTERTECHNOLOGY INCnote 2.250% 6/1 | $1,940,000 | +4.2% | 2,000,000 | 0.0% | 0.15% | -5.7% | ||
| WPF | New | FOLEY TRASIMENE ACQUISTN COR | $1,931,000 | – | 186,434 | +100.0% | 0.15% | – |
| HEC | New | HUDSON EXECUTIVE INVT CORP | $1,916,000 | – | 195,000 | +100.0% | 0.15% | – |
| ARYB | New | ARYA SCIENCES ACQUISTION CO | $1,538,000 | – | 147,156 | +100.0% | 0.12% | – |
| NFINW | Buy | NETFIN ACQUISITION CORP*w exp 08/01/202 | $1,541,000 | -8.3% | 1,176,566 | +15.9% | 0.12% | -17.5% |
| ACNDWS | New | ASCENDANT DIGITAL ACQUISITIO*w exp 07/28/202 | $1,506,000 | – | 1,017,329 | +100.0% | 0.12% | – |
| BRLI | New | BRILLIANT ACQUISITION CORP | $1,481,000 | – | 151,487 | +100.0% | 0.11% | – |
| HYAC | HAYMAKER ACQUISITION CORP II | $1,396,000 | -2.9% | 139,562 | 0.0% | 0.11% | -12.3% | |
| RTPU | New | REINVENT TECHNOLOGY PARTNERSunit 99/99/9999 | $1,382,000 | – | 120,410 | +100.0% | 0.11% | – |
| NOVS | Sell | NOVUS CAP CORP | $1,358,000 | -71.9% | 115,560 | -76.5% | 0.10% | -74.6% |
| NOVSW | Buy | NOVUS CAP CORP*w exp 06/30/202 | $1,332,000 | +304.9% | 478,153 | +4.5% | 0.10% | +264.3% |
| EQDU | New | EQUITY DISTR ACQUISITION CORunit 99/99/9999 | $1,285,000 | – | 125,000 | +100.0% | 0.10% | – |
| AMCI | Buy | AMCI ACQUISITION CORPclass a | $1,269,000 | +3.0% | 122,736 | +1.8% | 0.10% | -7.6% |
| DFHTU | New | DEERFIELD HEALTHCARE TECH ACunit 07/16/2025 | $1,091,000 | – | 103,261 | +100.0% | 0.08% | – |
| THERAVANCE BIOPHARMA INCnote 3.250%11/0 | $924,000 | -8.2% | 1,039,000 | 0.0% | 0.07% | -17.4% | ||
| DFPH | New | DFP HEALTHCARE ACQUISITNS CO | $779,000 | – | 75,847 | +100.0% | 0.06% | – |
| LFACW | Buy | LF CAP ACQUISITION CORP*w exp 06/22/202 | $766,000 | +271.8% | 425,731 | +86.4% | 0.06% | +247.1% |
| ETACW | New | E MERGE TECHNOLOGY ACQUISITI*w exp 07/30/202 | $628,000 | – | 666,806 | +100.0% | 0.05% | – |
| PCPLWS | New | CC NEUBERGER PRINCIPAL HLDNG*w exp 99/99/999 | $607,000 | – | 337,016 | +100.0% | 0.05% | – |
| CFFAW | Buy | CF FIN ACQUISITION CORP*w exp 04/30/202 | $615,000 | +222.0% | 627,614 | +340.4% | 0.05% | +193.8% |
| ACEVW | New | ACE CONVERGENCE ACQU CORP*w exp 09/30/202 | $600,000 | – | 750,099 | +100.0% | 0.05% | – |
| ROCHW | New | ROTH CH ACQUISITION I CO*w exp 01/28/202 | $541,000 | – | 525,393 | +100.0% | 0.04% | – |
| IPOC | SOCIAL CAP HEDSPIA HLDG CO I | $512,000 | +13.3% | 41,100 | 0.0% | 0.04% | +2.6% | |
| OACBU | New | OAKTREE ACQUISITION CORP IIunit 09/15/2027 | $514,000 | – | 50,000 | +100.0% | 0.04% | – |
| SOACWS | New | SUSTAINABLE OPPORTNTS ACQ CO*w exp 99/99/999 | $500,000 | – | 287,318 | +100.0% | 0.04% | – |
| HCACW | New | HENNESSY CAP ACQUSTION CORP*w exp 09/05/202 | $476,000 | – | 206,247 | +100.0% | 0.04% | – |
| AACQW | New | ARTIUS ACQUISITION INC*w exp 07/13/202 | $466,000 | – | 289,233 | +100.0% | 0.04% | – |
| GMHI | Sell | GORES METROPOULOS INC | $462,000 | -74.4% | 40,415 | -76.2% | 0.04% | -77.1% |
| THCBW | New | TUSCAN HLDGS CORP*w exp 04/01/202 | $446,000 | – | 877,904 | +100.0% | 0.03% | – |
| VSPRU | New | VESPER HEALTHCARE ACQSTN CORunit 99/99/9999 | $410,000 | – | 40,000 | +100.0% | 0.03% | – |
| AMCIW | Buy | AMCI ACQUISITION CORP*w exp 05/20/202 | $388,000 | +410.5% | 582,736 | +306.4% | 0.03% | +400.0% |
| BMRGWS | Buy | B RILEY PRIN MERGER CORP II*w exp 05/06/202 | $383,000 | -7.0% | 285,457 | +21.3% | 0.03% | -17.1% |
| SBEWS | New | SWITCHBACK ENERGY ACQUISTN C*w exp 07/25/202 | $364,000 | – | 77,666 | +100.0% | 0.03% | – |
| PIC | Sell | PIVOTAL INVT CORP II | $368,000 | -79.1% | 31,940 | -81.6% | 0.03% | -81.3% |
| TWNKW | HOSTESS BRANDS INC*w exp 11/04/202 | $356,000 | -3.0% | 437,089 | 0.0% | 0.03% | -12.9% | |
| PANAWS | New | PANACEA ACQUISITION CORP*w exp 07/07/202 | $302,000 | – | 131,158 | +100.0% | 0.02% | – |
| SAMAW | SCHULTZE SPL PURP ACQUSTN CO*w exp 12/31/202 | $304,000 | -59.4% | 585,000 | 0.0% | 0.02% | -64.1% | |
| SCVX | New | SCVX CORP | $300,000 | – | 30,000 | +100.0% | 0.02% | – |
| FTACW | New | FINTECH ACQUISITION CORP III*w exp 12/01/202 | $281,000 | – | 185,000 | +100.0% | 0.02% | – |
| HCCO | New | HEALTHCARE MERGER CORP | $288,000 | – | 28,400 | +100.0% | 0.02% | – |
| SAQNW | New | SOFTWARE ACQUISITION GROUP I*w exp 10/01/202 | $285,000 | – | 300,000 | +100.0% | 0.02% | – |
| SFTWWS | New | OSPREY TECHNLGY AQUISTION CO*w exp 10/30/202 | $271,000 | – | 198,700 | +100.0% | 0.02% | – |
| ACNDU | New | ASCENDANT DIGITAL ACQUISITIOunit 99/99/9999 | $263,000 | – | 25,001 | +100.0% | 0.02% | – |
| GLEOWS | New | GALILEO ACQUISITION CORP*w exp 10/31/202 | $258,000 | – | 417,086 | +100.0% | 0.02% | – |
| CLIIU | New | CLIMATE CHANGE CRISIS REAL Iunit 99/99/9999 | $251,000 | – | 25,000 | +100.0% | 0.02% | – |
| IPVWS | New | INTERPRIVATE ACQUISITION COR*w exp 10/24/202 | $234,000 | – | 287,500 | +100.0% | 0.02% | – |
| LGVWWS | New | LONGVIEW ACQUISITION CORP*w exp 05/27/202 | $238,000 | – | 245,165 | +100.0% | 0.02% | – |
| DHRPRA | DANAHER CORPORATION4.75 mnd cv pfd | $221,000 | +18.2% | 14,949 | 0.0% | 0.02% | +6.2% | |
| USFD | US FOODS HLDG CORP | $222,000 | +12.7% | 10,000 | 0.0% | 0.02% | 0.0% | |
| TRNE | Sell | TRINE ACQUISITION CORP | $217,000 | -95.5% | 20,055 | -95.6% | 0.02% | -95.8% |
| HCAC | Sell | HENNESSY CAP ACQUSTION CORP | $193,000 | -95.7% | 17,305 | -95.8% | 0.02% | -96.0% |
| OACWS | New | OAKTREE ACQUISITION CORP*w exp 99/99/999 | $195,000 | – | 66,666 | +100.0% | 0.02% | – |
| GHIVW | New | GORES HLDGS IV INC*w exp 01/22/202 | $183,000 | – | 110,193 | +100.0% | 0.01% | – |
| DMYTWS | New | DMY TECHNOLOGY GROUP INC*w exp 02/21/202 | $189,000 | – | 62,900 | +100.0% | 0.01% | – |
| MCMJW | MERIDA MERGER CORP I*w exp 11/07/202 | $165,000 | +10.0% | 300,000 | 0.0% | 0.01% | 0.0% | |
| SSPKW | New | SILVER SPIKE ACQUISITION COR*w exp 08/02/202 | $151,000 | – | 250,000 | +100.0% | 0.01% | – |
| THCAW | New | TUSCAN HLDGS CORP II*w exp 99/99/999 | $157,000 | – | 348,500 | +100.0% | 0.01% | – |
| ISIS PHARMACEUTICALS INC DELnote 1.000%11/1 | $156,000 | -6.0% | 150,000 | 0.0% | 0.01% | -14.3% | ||
| UTZWS | New | UTZ BRANDS INC*w exp 08/28/202 | $162,000 | – | 25,000 | +100.0% | 0.01% | – |
| LIVKW | New | LIV CAP ACQUISITION CORP*w exp 12/13/202 | $158,000 | – | 400,000 | +100.0% | 0.01% | – |
| SBE | Sell | SWITCHBACK ENERGY ACQUISTN C | $156,000 | -84.4% | 10,000 | -90.0% | 0.01% | -85.9% |
| SPAQ | Sell | SPARTAN ENERGY ACQUISITION C | $144,000 | -99.2% | 10,000 | -99.4% | 0.01% | -99.2% |
| FUSEWS | New | FUSION ACQUISITION CORP*w exp 06/01/202 | $137,000 | – | 127,500 | +100.0% | 0.01% | – |
| ALUSWS | New | ALUSSA ENERGY ACQUISITION CO*w exp 10/31/202 | $143,000 | – | 224,999 | +100.0% | 0.01% | – |
| IFFT | INTERNATIONAL FLAVORS&FRAGRAunit 09/15/2021 | $134,000 | 0.0% | 300,000 | 0.0% | 0.01% | -9.1% | |
| GNRSW | New | GREENROSE ACQUISITION CORP*w exp 08/11/202 | $118,000 | – | 500,000 | +100.0% | 0.01% | – |
| HECCW | New | HUDSON EXECUTIVE INVT CORP*w exp 06/21/202 | $111,000 | – | 97,500 | +100.0% | 0.01% | – |
| LOAKWS | New | LIVE OAK ACQUISITION CORP*w exp 05/08/202 | $123,000 | – | 125,001 | +100.0% | 0.01% | – |
| CPSRWS | New | CAPSTAR SPL PURP ACQUISITION*w exp 99/99/999 | $99,000 | – | 124,999 | +100.0% | 0.01% | – |
| GIXRT | New | GIGCAPITAL2 INCright 02/28/2026 | $98,000 | – | 296,500 | +100.0% | 0.01% | – |
| MNCLW | Buy | MONOCLE ACQUISITION CORP*w exp 12/06/202 | $99,000 | -23.8% | 203,000 | +1.5% | 0.01% | -27.3% |
| ARYBW | New | ARYA SCIENCES ACQUISTION CO*w exp 06/09/202 | $89,000 | – | 49,052 | +100.0% | 0.01% | – |
| IMTXW | New | IMMATICS N.V*w exp 07/01/202 | $85,000 | – | 24,600 | +100.0% | 0.01% | – |
| TRNEWS | New | TRINE ACQUISITION CORP*w exp 03/31/202 | $77,000 | – | 29,500 | +100.0% | 0.01% | – |
| GOACWS | New | GO ACQUISITION CORP*w exp 08/31/202 | $72,000 | – | 66,666 | +100.0% | 0.01% | – |
| JWSWS | New | JAWS ACQUISITION CORP*w exp 99/99/999 | $66,000 | – | 31,581 | +100.0% | 0.01% | – |
| PICWS | New | PIVOTAL INVT CORP II*w exp 06/01/202 | $60,000 | – | 16,166 | +100.0% | 0.01% | – |
| LGCWS | New | LEGACY ACQUISITION CORP*w exp 11/30/202 | $61,000 | – | 120,635 | +100.0% | 0.01% | – |
| BROGW | Sell | BROOGE ENERGY LTD*w exp 12/20/202 | $67,000 | -9.5% | 149,850 | -0.3% | 0.01% | -16.7% |
| GIKWS | New | GIGCAPITAL3 INC*w exp 05/18/202 | $59,000 | – | 93,747 | +100.0% | 0.01% | – |
| ALTGWS | Sell | ALTA EQUIPMENT GROUP INC*w exp 02/14/202 | $64,000 | -77.1% | 37,500 | -86.0% | 0.01% | -79.2% |
| WPFWS | New | FOLEY TRASIMENE ACQUISTN COR*w exp 05/26/202 | $55,000 | – | 24,214 | +100.0% | 0.00% | – |
| SREPRA | SEMPRA ENERGY6% pfd conv a | $50,000 | +2.0% | 50,000 | 0.0% | 0.00% | 0.0% | |
| CRSAW | New | CRESCENT ACQUISITION CORP*w exp 03/08/202 | $58,000 | – | 68,504 | +100.0% | 0.00% | – |
| SCPEWS | New | SC HEALTH CORP*w exp 99/99/999 | $52,000 | – | 47,499 | +100.0% | 0.00% | – |
| HOFVW | New | HALL OF FAME RESORT & ENTMT*w exp 07/01/202 | $51,000 | – | 182,301 | +100.0% | 0.00% | – |
| CIICW | New | CIIG MERGER CORP*w exp 12/31/202 | $46,000 | – | 53,578 | +100.0% | 0.00% | – |
| HCCOW | New | HEALTHCARE MERGER CORP*w exp 12/17/202 | $44,000 | – | 24,700 | +100.0% | 0.00% | – |
| LACQW | LEISURE ACQUISITION CORP*w exp 12/05/201 | $43,000 | -48.8% | 89,881 | 0.0% | 0.00% | -57.1% | |
| RMGWS | New | RMG ACQUISITION CORP*w exp 02/21/202 | $35,000 | – | 16,666 | +100.0% | 0.00% | – |
| NESRW | NATIONAL ENERGY SERVICES REU*w exp 05/05/202 | $33,000 | +43.5% | 47,519 | 0.0% | 0.00% | +50.0% | |
| AEPPZ | New | AMERICAN ELEC PWR CO INCunit 99/99/9999 | $25,000 | – | 50,000 | +100.0% | 0.00% | – |
| GSMGW | GLRY STR NW MDIA GRUP HLDG L*w exp 02/13/202 | $24,000 | +60.0% | 400,000 | 0.0% | 0.00% | +100.0% | |
| BRLIR | New | BRILLIANT ACQUISITION CORPright 99/99/9999 | $31,000 | – | 151,487 | +100.0% | 0.00% | – |
| SCVXWS | New | SCVX CORP*w exp 01/24/202 | $22,000 | – | 15,000 | +100.0% | 0.00% | – |
| BRLIW | New | BRILLIANT ACQUISITION CORP*w exp 03/31/202 | $27,000 | – | 151,487 | +100.0% | 0.00% | – |
| BRMKWS | BROADMARK RLTY CAP INC*w exp 11/15/202 | $26,000 | -7.1% | 91,312 | 0.0% | 0.00% | 0.0% | |
| KXIN | KAIXIN AUTO HLDGS | $12,000 | -33.3% | 20,476 | 0.0% | 0.00% | -50.0% | |
| FALCON MINERALS CORP*w exp 07/21/202 | $7,000 | -12.5% | 91,380 | 0.0% | 0.00% | 0.0% | ||
| ROSWQ | Exit | ROSEHILL RES INC*w exp 04/27/202 | $0 | – | -150,271 | -100.0% | -0.00% | – |
| HYMCW | Exit | HYCROFT MINING HOLDING CORP*w exp 02/12/202 | $0 | – | -59,015 | -100.0% | -0.01% | – |
| ATCXW | Exit | ATLAS TECHNICAL CONSULTANTS*w exp 11/26/202 | $0 | – | -261,652 | -100.0% | -0.01% | – |
| CCHWS | Exit | COLLIER CREEK HOLDINGS*w exp 99/99/999 | $0 | – | -40,000 | -100.0% | -0.01% | – |
| ARYAW | Exit | ARYA SCIENCES ACQUISITION CO*w exp 10/10/202 | $0 | – | -25,000 | -100.0% | -0.01% | – |
| GMHIU | Exit | GORES METROPOULOS INCunit 99/99/9999 | $0 | – | -23,417 | -100.0% | -0.02% | – |
| ALTG | Exit | ALTA EQUIPMENT GROUP INC | $0 | – | -32,846 | -100.0% | -0.02% | – |
| SCVXU | Exit | SCVX CORPunit 99/99/9999 | $0 | – | -30,000 | -100.0% | -0.03% | – |
| NOVSU | Exit | NOVUS CAP CORPunit 06/30/2027 | $0 | – | -34,634 | -100.0% | -0.03% | – |
| FMCIW | Exit | FORUM MERGER II CORP*w exp 09/30/202 | $0 | – | -101,500 | -100.0% | -0.04% | – |
| PICU | Exit | PIVOTAL INVT CORP IIunit 06/01/2025 | $0 | – | -48,500 | -100.0% | -0.04% | – |
| HCCOU | Exit | HEALTHCARE MERGER CORPunit 12/17/2021 | $0 | – | -49,400 | -100.0% | -0.04% | – |
| RMGU | Exit | RMG ACQUISITION CORPunit 99/99/9999 | $0 | – | -50,000 | -100.0% | -0.04% | – |
| NKLAW | Exit | NIKOLA CORP*w exp 06/03/202 | $0 | – | -16,499 | -100.0% | -0.05% | – |
| ARYBU | Exit | ARYA SCIENCES ACQUISTION COunit 06/09/2027 | $0 | – | -50,005 | -100.0% | -0.05% | – |
| GPAQW | Exit | GORDON POINTE ACQUISITION CO*w exp 07/30/202 | $0 | – | -291,544 | -100.0% | -0.05% | – |
| TRNEU | Exit | TRINE ACQUISITION CORPunit 03/31/2021 | $0 | – | -59,000 | -100.0% | -0.06% | – |
| Exit | SPLUNK INCnote 1.125% 9/1 | $0 | – | -500,000 | -100.0% | -0.06% | – | |
| SCPEU | Exit | SC HEALTH CORPunit 99/99/9999 | $0 | – | -95,000 | -100.0% | -0.08% | – |
| NPAUU | Exit | NEW PROVIDENCE ACQUISITIONunit 09/01/2024 | $0 | – | -94,800 | -100.0% | -0.08% | – |
| CIICU | Exit | CIIG MERGER CORPunit 12/31/2026 | $0 | – | -106,868 | -100.0% | -0.09% | – |
| GRAFWS | Exit | GRAF INDL CORP*w exp 12/31/202 | $0 | – | -496,016 | -100.0% | -0.10% | – |
| GIKU | Exit | GIGCAPITAL3 INCunit 99/99/9999 | $0 | – | -125,000 | -100.0% | -0.11% | – |
| DMYTU | Exit | DMY TECHNOLOGY GROUP INCunit 99/99/9999 | $0 | – | -125,800 | -100.0% | -0.11% | – |
| SCPE | Exit | SC HEALTH CORP | $0 | – | -138,000 | -100.0% | -0.12% | – |
| CCH | Exit | COLLIER CREEK HOLDINGS | $0 | – | -110,000 | -100.0% | -0.13% | – |
| FTACU | Exit | FINTECH ACQUISITION CORP IIIunit 12/01/2023 | $0 | – | -120,000 | -100.0% | -0.13% | – |
| CRSAU | Exit | CRESCENT ACQUISITION CORPunit 99/99/9999 | $0 | – | -137,009 | -100.0% | -0.13% | – |
| Exit | INTREXON CORPnote 3.500% 7/0 | $0 | – | -4,035,000 | -100.0% | -0.15% | – | |
| BRLIU | Exit | BRILLIANT ACQUISITION CORPunit 12/31/2020 | $0 | – | -180,000 | -100.0% | -0.15% | – |
| Exit | CLOVIS ONCOLOGY INCnote 1.250% 5/0 | $0 | – | -3,000,000 | -100.0% | -0.15% | – | |
| CMCSA | Exit | COMCAST CORP NEWcall | $0 | – | -50,000 | -100.0% | -0.17% | – |
| HECCU | Exit | HUDSON EXECUTIVE INVT CORPunit 06/21/2025 | $0 | – | -195,000 | -100.0% | -0.17% | – |
| OACU | Exit | OAKTREE ACQUISITION CORPunit 99/99/9999 | $0 | – | -200,000 | -100.0% | -0.18% | – |
| SBEU | Exit | SWITCHBACK ENERGY ACQUISTN Cunit 99/99/9999 | $0 | – | -233,000 | -100.0% | -0.20% | – |
| LHC | Exit | LEO HOLDINGS CORP | $0 | – | -251,506 | -100.0% | -0.22% | – |
| LOAKU | Exit | LIVE OAK ACQUISITION CORPunit 99/99/9999 | $0 | – | -300,000 | -100.0% | -0.26% | – |
| Exit | SILICON LABORATORIES INCnote 1.375% 3/0 | $0 | – | -2,500,000 | -100.0% | -0.26% | – | |
| HCACU | Exit | HENNESSY CAP ACQUSTION CORPunit 99/99/9999 | $0 | – | -275,000 | -100.0% | -0.27% | – |
| GIXU | Exit | GIGCAPITAL2 INCunit 02/28/2026 | $0 | – | -296,500 | -100.0% | -0.27% | – |
| Exit | ILLUMINA INCnote 8/1 | $0 | – | -3,000,000 | -100.0% | -0.28% | – | |
| Exit | J2 GLOBAL INCnote 3.250% 6/1 | $0 | – | -3,000,000 | -100.0% | -0.28% | – | |
| Exit | CAESARS ENTMT CORPnote 5.000%10/0 | $0 | – | -2,000,000 | -100.0% | -0.29% | – | |
| PCPLU | Exit | CC NEUBERGER PRINCIPAL HLDNGunit 99/99/9999 | $0 | – | -350,000 | -100.0% | -0.31% | – |
| LIVKU | Exit | LIV CAP ACQUISITION CORPunit 99/99/9999 | $0 | – | -400,000 | -100.0% | -0.34% | – |
| SFTWU | Exit | OSPREY TECHNLGY AQUISTION COunit 10/30/2024 | $0 | – | -397,400 | -100.0% | -0.35% | – |
| GLEOU | Exit | GALILEO ACQUISITION CORPunit 99/99/9999 | $0 | – | -400,000 | -100.0% | -0.35% | – |
| Exit | DISH NETWORK CORPORATIONnote 2.375% 3/1 | $0 | – | -5,000,000 | -100.0% | -0.38% | – | |
| ALUSU | Exit | ALUSSA ENERGY ACQUISITION COunit 10/31/2026 | $0 | – | -450,000 | -100.0% | -0.38% | – |
| GHIVU | Exit | GORES HLDGS IV INCunit 02/01/2023 | $0 | – | -440,775 | -100.0% | -0.39% | – |
| IPVU | Exit | INTERPRIVATE ACQUISITION CORunit 10/29/2024 | $0 | – | -490,800 | -100.0% | -0.42% | – |
| GNRSU | Exit | GREENROSE ACQUISITION CORPunit 02/28/2024 | $0 | – | -500,000 | -100.0% | -0.42% | – |
| SSPKU | Exit | SILVER SPIKE ACQUISITION CORunit 99/99/9999 | $0 | – | -500,000 | -100.0% | -0.44% | – |
| DPHC | Exit | DIAMONDPEAK HLDGS COR | $0 | – | -530,634 | -100.0% | -0.46% | – |
| SOACU | Exit | SUSTAINABLE OPPORTNTS ACQ COunit 99/99/9999 | $0 | – | -574,636 | -100.0% | -0.49% | – |
| LGVWU | Exit | LONGVIEW ACQUISITION CORPunit 99/99/9999 | $0 | – | -600,000 | -100.0% | -0.51% | – |
| LCA | Exit | LANDCADIA HLDGS II INCcl a | $0 | – | -385,795 | -100.0% | -0.53% | – |
| SAQNU | Exit | SOFTWARE ACQUISITION GROUP Iunit 10/01/2026 | $0 | – | -600,000 | -100.0% | -0.54% | – |
| Exit | DISH NETWORK CORPORATIONnote 3.375% 8/1 | $0 | – | -7,000,000 | -100.0% | -0.55% | – | |
| ROCHU | Exit | ROTH CH ACQUISITION I COunit 01/28/2025 | $0 | – | -679,528 | -100.0% | -0.58% | – |
| Exit | KARYOPHARM THERAPEUTICS INCnote 3.000%10/1 | $0 | – | -5,000,000 | -100.0% | -0.60% | – | |
| THCAU | Exit | TUSCAN HLDGS CORP IIunit 04/01/2026 | $0 | – | -697,000 | -100.0% | -0.60% | – |
| Exit | SPLUNK INCnote 0.500% 9/1 | $0 | – | -6,000,000 | -100.0% | -0.74% | – | |
| Exit | ZILLOW GROUP INCnote 2.750% 5/1 | $0 | – | -7,500,000 | -100.0% | -0.74% | – | |
| Exit | ON SEMICONDUCTOR CORPnote 1.000%12/0 | $0 | – | -8,000,000 | -100.0% | -0.79% | – | |
| THCBU | Exit | TUSCAN HOLDINGS CORPunit 99/99/9999 | $0 | – | -877,904 | -100.0% | -0.80% | – |
| Exit | DEXCOM INCnote 0.750% 5/1 | $0 | – | -2,500,000 | -100.0% | -0.87% | – | |
| LFAC | Exit | LF CAP ACQUISITION CORPcl a | $0 | – | -1,101,646 | -100.0% | -1.00% | – |
| CFFA | Exit | CF FIN ACQUISITION CORP | $0 | – | -1,326,763 | -100.0% | -1.22% | – |
| Exit | PRICELINE GRP INCnote 0.900% 9/1 | $0 | – | -16,000,000 | -100.0% | -1.44% | – | |
| Exit | NUVASIVE INCnote 2.250% 3/1 | $0 | – | -18,368,000 | -100.0% | -1.71% | – | |
| Exit | RESTORATION HARDWARE HLDGS Idbcv 7/1 | $0 | – | -15,992,000 | -100.0% | -2.65% | – | |
| Exit | SERVICENOW INCnote 6/0 | $0 | – | -57,374,000 | -100.0% | -14.62% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-10-20
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICRON TECHNOLOGY INC | 26 | Q4 2019 | 31.5% |
| THERAVANCE INC | 24 | Q3 2020 | 1.7% |
| NATIONAL ENERGY SERVICES REU | 21 | Q1 2023 | 0.0% |
| Tesla Mtrs Inc | 19 | Q3 2018 | 1.9% |
| Zions Bancorporation | 19 | Q4 2017 | 1.5% |
| MICRON TECHNOLOGY INC | 18 | Q2 2018 | 33.8% |
| TESARO INC | 18 | Q4 2018 | 7.8% |
| ASSOCIATED BANC CORP | 18 | Q1 2018 | 0.4% |
| SunTrust Bks Inc | 18 | Q4 2017 | 0.2% |
| MICROCHIP TECHNOLOGY INC | 17 | Q1 2020 | 15.8% |
View Castle Creek Arbitrage, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| 10X Capital Venture Acquisition Corp. IISold out | February 13, 2023 | 0 | 0.0% |
| 7GC & Co. Holdings Inc. | February 13, 2023 | 450,000 | 8.9% |
| Fortistar Sustainable Solutions Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| KINS Technology Group, Inc.Sold out | February 13, 2023 | 0 | 0.0% |
| Riverview Acquisition Corp. | February 13, 2023 | 684,332 | 0.9% |
| Sarissa Capital Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| SEP Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| Stratim Cloud Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| Tuscan Holdings Corp. IISold out | February 13, 2023 | 0 | 0.0% |
| ACE Convergence Acquisition Corp. | February 11, 2022 | 688,810 | 3.0% |
View Castle Creek Arbitrage, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-18 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
View Castle Creek Arbitrage, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.