$384 Million is the total value of Castle Creek Arbitrage, LLC's 87 reported holdings in Q2 2019. The portfolio turnover from Q1 2019 to Q2 2019 was 56.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MICROCHIP TECHNOLOGY INCnote 1.625% 2/1 | $55,730,000 | +7.1% | 31,786,000 | 0.0% | 14.52% | -5.1% | ||
| WORKDAY INCnote 1.500% 7/1 | $49,855,000 | +6.3% | 19,800,000 | 0.0% | 12.99% | -5.7% | ||
| New | CYPRESS SEMICONDUCTOR CORPnote 4.500% 1/1 | $30,244,000 | – | 18,029,000 | +100.0% | 7.88% | – | |
| New | CAESARS ENTMT CORPnote 5.000%10/0 | $24,043,000 | – | 14,000,000 | +100.0% | 6.26% | – | |
| Sell | MICRON TECHNOLOGY INCnote 3.125% 5/0 | $17,514,000 | -59.8% | 4,512,000 | -57.1% | 4.56% | -64.4% | |
| ISIS PHARMACEUTICALS INC DELnote 1.000%11/1 | $12,733,000 | -12.3% | 10,734,000 | 0.0% | 3.32% | -22.2% | ||
| New | SERVICENOW INCnote 6/0 | $11,867,000 | – | 5,765,000 | +100.0% | 3.09% | – | |
| Sell | HERBALIFE LTDnote 2.000% 8/1 | $10,976,000 | -43.1% | 10,656,000 | -31.3% | 2.86% | -49.6% | |
| BRPMU | New | B RILEY PRINCIPAL MERGER CORunit 99/99/9999 | $10,579,000 | – | 1,060,000 | +100.0% | 2.76% | – |
| THCBU | Sell | TUSCAN HOLDINGS CORPunit 99/99/9999 | $9,284,000 | -10.4% | 877,904 | -11.8% | 2.42% | -20.5% |
| New | VEONEER INCORPORATEDnote 4.000% 6/0 | $7,790,000 | – | 7,500,000 | +100.0% | 2.03% | – | |
| MICROCHIP TECHNOLOGY INCnote 2.250% 2/1 | $6,100,000 | +6.1% | 5,201,000 | 0.0% | 1.59% | -6.0% | ||
| SAMAU | SCHULTZE SPL PURP ACQUSTN COunit 12/31/2023 | $5,938,000 | +0.8% | 585,000 | 0.0% | 1.55% | -10.6% | |
| GRAFU | GRAF INDL CORPunit 12/31/2025 | $5,865,000 | +1.2% | 573,000 | 0.0% | 1.53% | -10.3% | |
| RESTORATION HARDWARE HLDGS Idbcv 7/1 | $5,784,000 | +5.4% | 5,012,000 | 0.0% | 1.51% | -6.6% | ||
| RADIUS HEALTH INCnote 3.000% 9/0 | $5,613,000 | +8.2% | 6,208,000 | 0.0% | 1.46% | -4.0% | ||
| REALPAGE INCnote 1.500%11/1 | $5,303,000 | -2.8% | 3,537,000 | 0.0% | 1.38% | -13.8% | ||
| CINF | New | CINCINNATI FINL CORPput | $5,184,000 | – | 50,000 | +100.0% | 1.35% | – |
| CTRIP COM INTL LTDnote 1.250% 9/1 | $4,984,000 | -1.8% | 5,000,000 | 0.0% | 1.30% | -12.9% | ||
| TKKSU | TKK SYMPHONY ACQUISITION CORunit 08/15/2023 | $4,874,000 | -0.1% | 475,000 | 0.0% | 1.27% | -11.4% | |
| THERAVANCE BIOPHARMA INCnote 3.250%11/0 | $4,476,000 | -10.7% | 5,149,000 | 0.0% | 1.17% | -20.9% | ||
| ELECTRONICS FOR IMAGING INCnote 0.750% 9/0 | $4,224,000 | +0.9% | 4,245,000 | 0.0% | 1.10% | -10.6% | ||
| New | FIREEYE INCnote 0.875% 6/0 | $4,171,000 | – | 4,254,000 | +100.0% | 1.09% | – | |
| HCACU | HENNESSY CAP ACQUSTION CORPunit 99/99/9999 | $4,154,000 | +3.0% | 400,000 | 0.0% | 1.08% | -8.7% | |
| INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $4,025,000 | -9.9% | 4,504,000 | 0.0% | 1.05% | -20.1% | ||
| DEXCOM INCnote 0.750% 5/1 | $3,991,000 | +18.7% | 2,500,000 | 0.0% | 1.04% | +5.3% | ||
| THERAVANCE INCnote 2.125% 1/1 | $3,766,000 | +3.3% | 3,583,000 | 0.0% | 0.98% | -8.4% | ||
| New | ENVESTNET INCnote 1.750% 6/0 | $3,377,000 | – | 2,836,000 | +100.0% | 0.88% | – | |
| BWMCU | BOXWOOD MERGER CORPunit 11/26/2025 | $3,083,000 | +2.2% | 300,000 | 0.0% | 0.80% | -9.5% | |
| GIXU | New | GIGCAPITAL2 INCunit 02/28/2026 | $2,974,000 | – | 296,500 | +100.0% | 0.78% | – |
| COLONY STARWOOD HOMESnote 3.500% 1/1 | $2,941,000 | +6.8% | 2,402,000 | 0.0% | 0.77% | -5.3% | ||
| INTREXON CORPnote 3.500% 7/0 | $2,905,000 | +22.9% | 4,035,000 | 0.0% | 0.76% | +8.9% | ||
| MEDICINES COnote 2.500% 1/1 | $2,604,000 | +20.5% | 2,157,000 | 0.0% | 0.68% | +6.8% | ||
| MNCLU | MONOCLE ACQUISITION CORPunit 99/99/9999 | $2,573,000 | +2.5% | 250,000 | 0.0% | 0.67% | -9.2% | |
| LFACU | LF CAP ACQUISITION CORPunit 06/19/2025 | $2,379,000 | +0.5% | 228,346 | 0.0% | 0.62% | -10.9% | |
| NABORS INDS INC NEWnote 0.750% 1/1 | $2,152,000 | +0.5% | 3,000,000 | 0.0% | 0.56% | -11.0% | ||
| DDMXU | DD3 ACQUISITION CORPunit 10/12/2023 | $1,972,000 | +1.0% | 193,000 | 0.0% | 0.51% | -10.5% | |
| ACORDA THERAPEUTICS INCnote 1.750% 6/1 | $1,969,000 | -3.9% | 2,310,000 | 0.0% | 0.51% | -14.8% | ||
| CFFAU | CF FIN ACQUISITION CORPunit 04/30/2025 | $1,967,000 | +1.5% | 190,000 | 0.0% | 0.51% | -10.0% | |
| New | CLOVIS ONCOLOGY INCnote 1.250% 5/0 | $1,874,000 | – | 3,000,000 | +100.0% | 0.49% | – | |
| RENEWABLE ENERGY GROUP INCnote 4.000% 6/1 | $1,857,000 | -25.3% | 1,175,000 | 0.0% | 0.48% | -33.8% | ||
| FMCIU | FORUM MERGER II CORPunit 09/30/2025 | $1,714,000 | +2.6% | 161,500 | 0.0% | 0.45% | -9.0% | |
| VTIQ | New | VECTOIQ ACQUISITION CORP | $1,712,000 | – | 169,050 | +100.0% | 0.45% | – |
| MUDSU | MUDRICK CAP ACQUISITION CORPunit 02/01/2023 | $1,656,000 | -0.2% | 156,815 | 0.0% | 0.43% | -11.7% | |
| SKX | SKECHERS U S A INCcall | $1,575,000 | -6.3% | 50,000 | 0.0% | 0.41% | -17.0% | |
| TIBRU | TIBERIUS ACQUISITION CORPunit 02/28/2021 | $1,505,000 | +0.7% | 143,200 | 0.0% | 0.39% | -10.7% | |
| TMCX | Sell | TRINITY MERGER CORP | $1,485,000 | -40.5% | 144,141 | -41.0% | 0.39% | -47.2% |
| New | TESLA INCnote 2.000% 5/1 | $1,473,000 | – | 1,500,000 | +100.0% | 0.38% | – | |
| TESLA INCnote 2.375% 3/1 | $1,411,000 | -10.1% | 1,432,000 | 0.0% | 0.37% | -20.2% | ||
| TWNKW | Sell | HOSTESS BRANDS INC*w exp 11/04/202 | $1,389,000 | +42.2% | 737,089 | -1.1% | 0.36% | +26.1% |
| FTACU | FINTECH ACQUISITION CORP IIIunit 12/01/2023 | $1,285,000 | +5.1% | 120,000 | 0.0% | 0.34% | -6.7% | |
| PAACU | New | PROFICIENT ALPHA ACQUSTN CORunit 04/30/2026 | $1,266,000 | – | 126,000 | +100.0% | 0.33% | – |
| CCHU | COLLIER CREEK HOLDINGSunit 99/99/9999 | $1,254,000 | +1.3% | 120,000 | 0.0% | 0.33% | -10.2% | |
| PACQ | New | PURE ACQUISITION CORPcl a | $1,252,000 | – | 123,456 | +100.0% | 0.33% | – |
| ST | New | SENSATA TECHNOLOGIES HLDNG Pput | $1,225,000 | – | 25,000 | +100.0% | 0.32% | – |
| AMCIU | AMCI ACQUISITION CORPunit 01/07/2019 | $1,220,000 | +0.5% | 120,000 | 0.0% | 0.32% | -10.9% | |
| CRSAU | Buy | CRESCENT ACQUISITION CORPunit 99/99/9999 | $1,054,000 | +5.7% | 104,900 | +4.9% | 0.28% | -6.1% |
| TWITTER INCnote 0.250% 9/1 | $898,000 | +0.9% | 904,000 | 0.0% | 0.23% | -10.7% | ||
| DERMIRA INCnote 3.000% 5/1 | $872,000 | -2.4% | 1,006,000 | 0.0% | 0.23% | -13.4% | ||
| LACQ | New | LEISURE ACQUISITION CORP | $810,000 | – | 79,762 | +100.0% | 0.21% | – |
| TRNEU | Buy | TRINE ACQUISITION CORPunit 03/31/2021 | $594,000 | +18.6% | 59,000 | +18.0% | 0.16% | +5.4% |
| ARYAU | ARYA SCIENCES ACQUISITION COunit 10/04/2023 | $535,000 | +3.5% | 50,000 | 0.0% | 0.14% | -8.6% | |
| SHLLU | TORTOISE ACQUISITION CORPunit 03/04/2024 | $501,000 | +0.2% | 50,000 | 0.0% | 0.13% | -10.9% | |
| RMGU | RMG ACQUISITION CORPunit 99/99/9999 | $502,000 | +0.2% | 50,000 | 0.0% | 0.13% | -10.9% | |
| CCCWS | New | CLARIVATE ANALYTICS PLC*w exp 11/09/201 | $356,000 | – | 75,000 | +100.0% | 0.09% | – |
| TSG | STARS GROUP INC | $307,000 | -2.5% | 18,000 | 0.0% | 0.08% | -14.0% | |
| GMHIU | GORES METROPOULOS INCunit 99/99/9999 | $261,000 | +2.4% | 25,000 | 0.0% | 0.07% | -9.3% | |
| KERNW | New | AKERNA CORP*w exp 01/30/202 | $239,000 | – | 81,032 | +100.0% | 0.06% | – |
| TBRGW | THUNDER BRIDGE ACQUISITION L*w exp 01/01/202 | $201,000 | +183.1% | 100,670 | 0.0% | 0.05% | +147.6% | |
| BRACW | BLACK RIDGE ACQUISITION CORP*w exp 07/10/202 | $177,000 | +36.2% | 433,300 | 0.0% | 0.05% | +21.1% | |
| AMC | AMC ENTMT HLDGS INC | $162,000 | -37.0% | 17,320 | 0.0% | 0.04% | -44.7% | |
| BRACR | BLACK RIDGE ACQUISITION CORPright 07/10/2019 | $160,000 | +5.3% | 433,300 | 0.0% | 0.04% | -6.7% | |
| VTIQW | New | VECTOIQ ACQUISITION CORP*w exp 05/11/202 | $152,000 | – | 319,050 | +100.0% | 0.04% | – |
| PACQW | New | PURE ACQUISITION CORP*w exp 04/17/202 | $148,000 | – | 136,728 | +100.0% | 0.04% | – |
| TMCXW | TRINITY MERGER CORP*w exp 05/11/202 | $122,000 | -3.2% | 381,641 | 0.0% | 0.03% | -13.5% | |
| GPAQW | GORDON POINTE ACQUISITION CO*w exp 07/30/202 | $100,000 | -7.4% | 358,250 | 0.0% | 0.03% | -18.8% | |
| FALCON MINERALS CORP*w exp 07/21/202 | $91,000 | +19.7% | 91,380 | 0.0% | 0.02% | +9.1% | ||
| MMDMR | MODERN MEDIA ACQUISITIONright 99/99/9999 | $75,000 | +1.4% | 278,831 | 0.0% | 0.02% | -9.1% | |
| ROSWQ | ROSEHILL RES INC*w exp 04/27/202 | $71,000 | +22.4% | 150,271 | 0.0% | 0.02% | +5.9% | |
| BROGR | New | TWELVE SEAS INVESTMENT COMPAright 12/22/2019 | $49,000 | – | 169,470 | +100.0% | 0.01% | – |
| LACQW | New | LEISURE ACQUISITION CORP*w exp 12/05/201 | $51,000 | – | 89,881 | +100.0% | 0.01% | – |
| KXIN | New | KAIXIN AUTO HLDGS | $45,000 | – | 20,476 | +100.0% | 0.01% | – |
| MMDMW | MODERN MEDIA ACQUISITION*w exp 05/17/202 | $38,000 | -28.3% | 171,462 | 0.0% | 0.01% | -37.5% | |
| NESRW | NATIONAL ENERGY SERVICES REU*w exp 05/05/202 | $35,000 | -40.7% | 51,819 | 0.0% | 0.01% | -47.1% | |
| BROGW | New | TWELVE SEAS INVESTMENT COMPA*w exp 12/22/202 | $36,000 | – | 169,470 | +100.0% | 0.01% | – |
| AVTRPRA | New | AVANTOR INC6.25 pfd cnv sr | $26,000 | – | 40,000 | +100.0% | 0.01% | – |
| ESTWF | ESTRE AMBIENTAL INC*w exp 12/21/202 | $10,000 | -67.7% | 311,850 | 0.0% | 0.00% | -66.7% | |
| VEACW | Exit | VANTAGE ENERGY ACQUISITION*w exp 04/12/202 | $0 | – | -74,864 | -100.0% | -0.01% | – |
| CMSSW | Exit | CM SEVEN STAR ACQUISITION CO*w exp 08/21/202 | $0 | – | -103,880 | -100.0% | -0.01% | – |
| CMSSR | Exit | CM SEVEN STAR ACQUISITION COright 08/21/2022 | $0 | – | -207,761 | -100.0% | -0.02% | – |
| USWSW | Exit | U S WELL SVCS INC*w exp 03/15/202 | $0 | – | -184,370 | -100.0% | -0.06% | – |
| IVR | Exit | INVESCO MORTGAGE CAPITAL INCput | $0 | – | -15,000 | -100.0% | -0.07% | – |
| CCCWS | Exit | CHURCHILL CAP CORP*w exp 09/11/202 | $0 | – | -75,000 | -100.0% | -0.07% | – |
| Exit | NOVAVAX INCnote 3.750% 2/0 | $0 | – | -1,514,000 | -100.0% | -0.16% | – | |
| Exit | WEATHERFORD INTL LTDnote 5.875% 7/0 | $0 | – | -1,000,000 | -100.0% | -0.24% | – | |
| MU | Exit | MICRON TECHNOLOGY INCput | $0 | – | -20,000 | -100.0% | -0.24% | – |
| KBR | Exit | KBR INCcall | $0 | – | -50,000 | -100.0% | -0.28% | – |
| GPAQ | Exit | GORDON POINTE ACQUISITION CO | $0 | – | -108,250 | -100.0% | -0.32% | – |
| FCX | Exit | FREEPORT-MCMORAN INCcall | $0 | – | -100,000 | -100.0% | -0.38% | – |
| BROGU | Exit | TWELVE SEAS INVESTMENT COMPAunit 06/21/2023 | $0 | – | -169,470 | -100.0% | -0.52% | – |
| LACQU | Exit | LEISURE ACQUISITION CORPunit 99/99/9999 | $0 | – | -179,762 | -100.0% | -0.54% | – |
| Exit | RESTORATION HARDWARE HLDGS Inote 6/1 | $0 | – | -2,150,000 | -100.0% | -0.64% | – | |
| Exit | TESLA INCnote 1.250% 3/0 | $0 | – | -2,291,000 | -100.0% | -0.69% | – | |
| XLNX | Exit | XILINX INCput | $0 | – | -21,000 | -100.0% | -0.78% | – |
| PACQU | Exit | PURE ACQUISITION CORPunit 04/13/2023 | $0 | – | -273,456 | -100.0% | -0.85% | – |
| VTIQU | Exit | VECTOIQ ACQUISITION CORPunit 05/11/2023 | $0 | – | -319,050 | -100.0% | -0.98% | – |
| SKX | Exit | SKECHERS U S A INCput | $0 | – | -100,000 | -100.0% | -0.99% | – |
| Exit | CLOVIS ONCOLOGY INCnote 2.500% 9/1 | $0 | – | -5,500,000 | -100.0% | -1.50% | – | |
| AVGO | Exit | BROADCOM INCput | $0 | – | -20,000 | -100.0% | -1.77% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-07-23
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICRON TECHNOLOGY INC | 26 | Q4 2019 | 31.5% |
| THERAVANCE INC | 24 | Q3 2020 | 1.7% |
| NATIONAL ENERGY SERVICES REU | 21 | Q1 2023 | 0.0% |
| Tesla Mtrs Inc | 19 | Q3 2018 | 1.9% |
| Zions Bancorporation | 19 | Q4 2017 | 1.5% |
| MICRON TECHNOLOGY INC | 18 | Q2 2018 | 33.8% |
| TESARO INC | 18 | Q4 2018 | 7.8% |
| ASSOCIATED BANC CORP | 18 | Q1 2018 | 0.4% |
| SunTrust Bks Inc | 18 | Q4 2017 | 0.2% |
| MICROCHIP TECHNOLOGY INC | 17 | Q1 2020 | 15.8% |
View Castle Creek Arbitrage, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| 10X Capital Venture Acquisition Corp. IISold out | February 13, 2023 | 0 | 0.0% |
| 7GC & Co. Holdings Inc. | February 13, 2023 | 450,000 | 8.9% |
| Fortistar Sustainable Solutions Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| KINS Technology Group, Inc.Sold out | February 13, 2023 | 0 | 0.0% |
| Riverview Acquisition Corp. | February 13, 2023 | 684,332 | 0.9% |
| Sarissa Capital Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| SEP Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| Stratim Cloud Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| Tuscan Holdings Corp. IISold out | February 13, 2023 | 0 | 0.0% |
| ACE Convergence Acquisition Corp. | February 11, 2022 | 688,810 | 3.0% |
View Castle Creek Arbitrage, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-18 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
View Castle Creek Arbitrage, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.