$1.23 Billion is the total value of Castle Creek Arbitrage, LLC's 69 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 117.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VeriSign Incsdcv 3.250% 8/1 | $383,193,000 | +7.3% | 114,695,000 | 0.0% | 31.20% | -12.9% | ||
| Micron Technology Incnote 2.375% 5/0 | $248,127,000 | +4.5% | 58,077,000 | 0.0% | 20.20% | -15.2% | ||
| Buy | Micron Technology Incnote 3.125% 5/0 | $201,641,000 | +50.7% | 48,912,000 | +45.5% | 16.42% | +22.3% | |
| TESARO Incnote 3.000%10/0 | $44,576,000 | -33.8% | 18,027,000 | 0.0% | 3.63% | -46.3% | ||
| Buy | Microchip Technology Incnote 1.625% 2/1 | $42,609,000 | +3.7% | 25,000,000 | +6.4% | 3.47% | -15.8% | |
| Buy | IH Merger Sub LLCnote 3.000% 7/0 | $23,427,000 | +233.2% | 18,194,000 | +219.5% | 1.91% | +170.6% | |
| Ciena Corpdebt 4.000%12/1 | $20,541,000 | -1.7% | 15,714,000 | 0.0% | 1.67% | -20.2% | ||
| New | Molina Healthcare Incnote 1.125% 1/1 | $20,041,000 | – | 10,483,000 | +100.0% | 1.63% | – | |
| New | General Cable Corpfrnt 4.500%11/1 | $15,861,000 | – | 15,000,000 | +100.0% | 1.29% | – | |
| New | salesforce.com Incnote 0.250% 4/0 | $15,460,000 | – | 10,074,000 | +100.0% | 1.26% | – | |
| Ctrip.com International Ltdnote 1.250%10/1 | $12,986,000 | -14.7% | 11,000,000 | 0.0% | 1.06% | -30.8% | ||
| New | Theravance Biopharma Incnote 3.250%11/0 | $12,243,000 | – | 11,166,000 | +100.0% | 1.00% | – | |
| New | Radius Health Incnote 3.000% 9/0 | $11,832,000 | – | 12,500,000 | +100.0% | 0.96% | – | |
| New | Tesla Incnote 2.375% 3/1 | $11,649,000 | – | 10,000,000 | +100.0% | 0.95% | – | |
| Tesla Motors Incnote 0.250% 3/0 | $11,362,000 | -3.8% | 10,743,000 | 0.0% | 0.92% | -21.9% | ||
| Sell | Akamai Technologies Incdbcv 2/1 | $11,093,000 | -8.8% | 11,000,000 | -12.0% | 0.90% | -26.0% | |
| New | Ciena Corpnote 3.750%10/1 | $10,513,000 | – | 9,000,000 | +100.0% | 0.86% | – | |
| Tesla Incnote 1.250% 3/0 | $10,278,000 | -4.1% | 9,500,000 | 0.0% | 0.84% | -22.1% | ||
| Buy | Electronics For Imaging Incnote 0.750% 9/0 | $8,241,000 | +31.8% | 8,500,000 | +41.7% | 0.67% | +6.8% | |
| New | Sucampo Pharmaceuticals Incnote 3.250%12/1 | $7,912,000 | – | 6,500,000 | +100.0% | 0.64% | – | |
| Innoviva Incnote 2.125% 1/1 | $7,482,000 | +1.2% | 7,570,000 | 0.0% | 0.61% | -17.9% | ||
| BRAC | New | Black Ridge Acquisition Corp | $6,755,000 | – | 700,000 | +100.0% | 0.55% | – |
| Medicines Co/Thenote 2.500% 1/1 | $6,357,000 | -16.3% | 6,000,000 | 0.0% | 0.52% | -32.0% | ||
| MMDM | New | Modern Media Acquisition Corp | $5,355,000 | – | 546,420 | +100.0% | 0.44% | – |
| Acorda Therapeutics Incnote 1.750% 6/1 | $5,127,000 | -5.4% | 6,000,000 | 0.0% | 0.42% | -23.3% | ||
| TWNKW | New | Hostess Brands Inc*w exp 11/04/202 | $5,070,000 | – | 2,228,655 | +100.0% | 0.41% | – |
| INDUU | New | Industrea Acquisition Corpunit 07/21/2024 | $5,025,000 | – | 500,000 | +100.0% | 0.41% | – |
| VEACU | New | Vantage Energy Acquisition Corpunit 04/12/2024 | $4,784,000 | – | 472,738 | +100.0% | 0.39% | – |
| Ironwood Pharmaceuticals Incdbcv 2.250% 6/1 | $4,654,000 | -2.3% | 4,000,000 | 0.0% | 0.38% | -20.7% | ||
| New | ServiceNow Incnote 11/0 | $4,414,000 | – | 2,500,000 | +100.0% | 0.36% | – | |
| LCAHU | Landcadia Holdings Incunit 12/31/2021t | $4,208,000 | -1.8% | 400,000 | 0.0% | 0.34% | -20.2% | |
| WRLSU | New | Pensare Acquisition Corpunit 07/27/2022 | $4,101,000 | – | 397,769 | +100.0% | 0.33% | – |
| OSPRU | New | Osprey Energy Acquisition Corpunit 07/21/2022 | $3,721,000 | – | 374,000 | +100.0% | 0.30% | – |
| MPACU | New | Matlin and Partners Acquisition Corpunit 05/28/2021a | $3,528,000 | – | 350,000 | +100.0% | 0.29% | – |
| Intercept Pharmaceuticals Incnote 3.250% 7/0 | $3,202,000 | +2.9% | 4,000,000 | 0.0% | 0.26% | -16.3% | ||
| LACQU | New | Leisure Acquisition Corpunit 99/99/9999 | $2,973,000 | – | 300,000 | +100.0% | 0.24% | – |
| ZIONW | Sell | Zions Bancorporation*w exp 05/22/202 | $2,901,000 | -22.4% | 156,299 | -36.5% | 0.24% | -37.1% |
| New | Renewable Energy Group Incnote 4.000% 6/1 | $2,558,000 | – | 2,000,000 | +100.0% | 0.21% | – | |
| ASBWS | Associated Banc-Corp*w exp 11/21/201 | $2,338,000 | +24.5% | 380,181 | 0.0% | 0.19% | +1.1% | |
| Safeguard Scientifics Incdbcv 5.250% 5/1 | $2,053,000 | -1.2% | 2,021,000 | 0.0% | 0.17% | -20.1% | ||
| FNTE | New | FinTech Acquisition Corp II | $1,984,000 | – | 200,000 | +100.0% | 0.16% | – |
| New | Novavax Incnote 3.750% 2/0 | $1,940,000 | – | 4,000,000 | +100.0% | 0.16% | – | |
| Fluidigm Corpnote 2.750% 2/0 | $1,659,000 | +12.2% | 2,000,000 | 0.0% | 0.14% | -8.8% | ||
| TPGEU | New | TPG Pace Energy Holdings Corpunit 99/99/9999 | $1,529,000 | – | 150,000 | +100.0% | 0.12% | – |
| Twitter Incnote 0.250% 9/1 | $1,435,000 | +1.0% | 1,500,000 | 0.0% | 0.12% | -18.2% | ||
| STIWSB | SunTrust Banks Inc*w exp 11/14/201 | $1,165,000 | +29.2% | 56,038 | 0.0% | 0.10% | +4.4% | |
| SCACU | Saban Capital Acquisition Corpunit 99/99/9999 | $1,052,000 | -1.0% | 100,000 | 0.0% | 0.09% | -19.6% | |
| DSKEW | New | Daseke Inc*w exp 02/27/202 | $1,060,000 | – | 525,981 | +100.0% | 0.09% | – |
| FMCIU | New | Forum Merger Corpunit 06/01/2024 | $951,000 | – | 87,290 | +100.0% | 0.08% | – |
| FMCI | New | Forum Merger Corp | $709,000 | – | 71,000 | +100.0% | 0.06% | – |
| Renewable Energy Group Incmtnf 2.750% 6/1 | $612,000 | -2.9% | 585,000 | 0.0% | 0.05% | -20.6% | ||
| DISCA | New | Discovery Communications Inc | $560,000 | – | 25,000 | +100.0% | 0.05% | – |
| SMPLW | New | Simply Good Foods Co/The*w exp 07/07/202 | $474,000 | – | 122,910 | +100.0% | 0.04% | – |
| GPACW | Sell | Global Partner Acquisition Corp*w exp 07/01/202 | $407,000 | -7.9% | 391,000 | -30.2% | 0.03% | -25.0% |
| WSCWW | New | Williams Scotsman Corp*w exp 09/10/202 | $362,000 | – | 252,240 | +100.0% | 0.03% | – |
| NBR | Nabors Industries Ltd | $339,000 | -15.5% | 49,700 | 0.0% | 0.03% | -30.0% | |
| ROSWQ | New | Rosehill Resources Inc*w exp 09/16/202 | $280,000 | – | 299,900 | +100.0% | 0.02% | – |
| BRACW | New | Black Ridge Acquisition Corp*w exp 07/10/202 | $214,000 | – | 700,000 | +100.0% | 0.02% | – |
| ESTWF | New | Estre Ambiental Inc*w exp 12/21/202 | $206,000 | – | 300,000 | +100.0% | 0.02% | – |
| BRACR | New | Black Ridge Acquisition Corpright 07/10/2019 | $194,000 | – | 700,000 | +100.0% | 0.02% | – |
| MMDMR | New | Modern Media Acquisition Corpright 99/99/9999 | $174,000 | – | 447,200 | +100.0% | 0.01% | – |
| FMCIR | New | Forum Merger Corpright 06/01/2019 | $132,000 | – | 200,000 | +100.0% | 0.01% | – |
| MMDMW | New | Modern Media Acquisition Corp*w exp 05/17/202 | $133,000 | – | 274,999 | +100.0% | 0.01% | – |
| EACQW | Easterly Acquisition Corp*w exp 07/29/202 | $123,000 | -24.1% | 207,501 | 0.0% | 0.01% | -37.5% | |
| FMCIW | New | Forum Merger Corp*w exp 06/01/202 | $54,000 | – | 81,700 | +100.0% | 0.00% | – |
| GSHTW | New | Gores Holdings II Inc*w exp 03/06/202 | $48,000 | – | 33,332 | +100.0% | 0.00% | – |
| VVPR | New | VivoPower International PLC | $35,000 | – | 12,146 | +100.0% | 0.00% | – |
| BHACR | Barington/Hilco Acquisition Corpright 02/13/2017 | $20,000 | -25.9% | 121,896 | 0.0% | 0.00% | -33.3% | |
| BHACW | Barington/Hilco Acquisition Corp*w exp 02/11/201 | $12,000 | -29.4% | 168,689 | 0.0% | 0.00% | -50.0% | |
| ALRPRB | Exit | Alere Incperp pfd conv se | $0 | – | -7,450 | -100.0% | -0.00% | – |
| BACWSB | Exit | Bank of America Corp*w exp 10/28/201 | $0 | – | -106,100 | -100.0% | -0.01% | – |
| GPIAW | Exit | GP Investments Acquisition Corp*w exp 05/19/202 | $0 | – | -260,619 | -100.0% | -0.01% | – |
| BLVDW | Exit | Boulevard Acquisition Corp II*w exp 09/25/202 | $0 | – | -300,000 | -100.0% | -0.03% | – |
| EAGLW | Exit | Double Eagle Acquisition Corp*w exp 09/16/202 | $0 | – | -430,000 | -100.0% | -0.03% | – |
| Exit | Signature Bank/New York NY*w exp 12/12/201 | $0 | – | -5,649 | -100.0% | -0.06% | – | |
| Exit | Liberty Interactive LLCdeb 3.500% 1/1 | $0 | – | -8,328,000 | -100.0% | -0.46% | – | |
| BLVD | Exit | Boulevard Acquisition Corp IIcl a | $0 | – | -594,500 | -100.0% | -0.60% | – |
| Exit | Starwood Property Trust Incnote 3.750%10/1 | $0 | – | -8,500,000 | -100.0% | -0.85% | – | |
| Exit | CalAtlantic Group Incnote 1.625% 5/1 | $0 | – | -7,115,000 | -100.0% | -0.86% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2018-03-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICRON TECHNOLOGY INC | 26 | Q4 2019 | 31.5% |
| THERAVANCE INC | 24 | Q3 2020 | 1.7% |
| NATIONAL ENERGY SERVICES REU | 21 | Q1 2023 | 0.0% |
| Tesla Mtrs Inc | 19 | Q3 2018 | 1.9% |
| Zions Bancorporation | 19 | Q4 2017 | 1.5% |
| MICRON TECHNOLOGY INC | 18 | Q2 2018 | 33.8% |
| TESARO INC | 18 | Q4 2018 | 7.8% |
| ASSOCIATED BANC CORP | 18 | Q1 2018 | 0.4% |
| SunTrust Bks Inc | 18 | Q4 2017 | 0.2% |
| MICROCHIP TECHNOLOGY INC | 17 | Q1 2020 | 15.8% |
View Castle Creek Arbitrage, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| 10X Capital Venture Acquisition Corp. IISold out | February 13, 2023 | 0 | 0.0% |
| 7GC & Co. Holdings Inc. | February 13, 2023 | 450,000 | 8.9% |
| Fortistar Sustainable Solutions Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| KINS Technology Group, Inc.Sold out | February 13, 2023 | 0 | 0.0% |
| Riverview Acquisition Corp. | February 13, 2023 | 684,332 | 0.9% |
| Sarissa Capital Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| SEP Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| Stratim Cloud Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| Tuscan Holdings Corp. IISold out | February 13, 2023 | 0 | 0.0% |
| ACE Convergence Acquisition Corp. | February 11, 2022 | 688,810 | 3.0% |
View Castle Creek Arbitrage, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-18 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
View Castle Creek Arbitrage, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.