Castle Creek Arbitrage, LLC - Q4 2014 holdings

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$2.09 Billion is the total value of Castle Creek Arbitrage, LLC's 84 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was 59.1% .

All

			Value		Shares		↓ Weighting
	Sell	Microchip Technology Incsdcv 2.125%12/1	$120,122,000	-18.2%	67,268,000	-14.9%	5.76%	-32.8%
	Sell	Volcano Corpnote 1.750%12/0	$12,855,000	+12.6%	12,953,000	-1.9%	0.62%	-7.5%
	Sell	Molina Healthcare Incdbcv 1.625% 8/1	$8,904,000	-56.6%	8,000,000	-61.0%	0.43%	-64.4%
TRTLU	Sell	Terrapin 3 Acquisition Corpunit 06/27/2019	$5,950,000	-1.3%	595,000	-0.8%	0.28%	-19.0%
CAMBW	Sell	Cambridge Cap Acquisition Corp*w exp 12/17/201	$5,354,000	-4.5%	546,345	-5.0%	0.26%	-21.4%
CMAWS	Sell	Comerica Inc*w exp 11/14/201	$3,326,000	-49.1%	71,000	-45.8%	0.16%	-58.3%
STIWSB	Sell	SunTrust Banks Inc*w exp 11/14/201	$2,508,000	-14.9%	59,865	-22.8%	0.12%	-30.2%
STIWSA	Sell	SunTrust Banks Inc*w exp 12/31/201	$1,948,000	-28.7%	46,500	-35.3%	0.09%	-41.5%
LEU	Sell	Centrus Energy Corpcl a	$476,000	-57.9%	110,699	-0.0%	0.02%	-65.2%
GCVRZ	Exit	Sanofiright 12/31/2020	$0	–	-41,549	-100.0%	-0.00%	–
HIGWS	Exit	Hartford Finl Svcs Group Inc*w exp 05/25/201	$0	–	-16,882	-100.0%	-0.04%	–
CIE	Exit	Cobalt International Energy Incput	$0	–	-200,000	-100.0%	-0.16%	–
	Exit	Molycorp Incnote 6.000% 9/0	$0	–	-16,254,000	-100.0%	-0.33%	–
4100PS	Exit	Silver Eagle Acquisition Corp	$0	–	-650,000	-100.0%	-0.38%	–
EAGLW	Exit	Silver Eagle Acquisition Corp*w exp 07/26/202	$0	–	-1,051,671	-100.0%	-0.61%	–
	Exit	UAL Corpnote 6.000%10/1	$0	–	-1,972,000	-100.0%	-0.62%	–
HPQ	Exit	Hewlett Packard Coput	$0	–	-300,000	-100.0%	-0.62%	–
	Exit	Equinix Incnote 3.000%10/1	$0	–	-6,400,000	-100.0%	-0.72%	–
FXI	Exit	iShares Trchina lg-cap etf	$0	–	-588,000	-100.0%	-1.31%	–
SEMGWS	Exit	SemGroup Corp*w exp 11/30/201	$0	–	-411,816	-100.0%	-2.00%	–
GM	Exit	General Mtrs Cocall	$0	–	-1,365,000	-100.0%	-2.54%	–
FXI	Exit	iShares Trput	$0	–	-1,400,000	-100.0%	-3.12%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2015-02-12

Signatures

The EDGAR filing(s) were signed by:

Constance Wick — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
MICRON TECHNOLOGY INC	26	Q4 2019	31.5%
THERAVANCE INC	24	Q3 2020	1.7%
NATIONAL ENERGY SERVICES REU	21	Q1 2023	0.0%
Tesla Mtrs Inc	19	Q3 2018	1.9%
Zions Bancorporation	19	Q4 2017	1.5%
MICRON TECHNOLOGY INC	18	Q2 2018	33.8%
TESARO INC	18	Q4 2018	7.8%
ASSOCIATED BANC CORP	18	Q1 2018	0.4%
SunTrust Bks Inc	18	Q4 2017	0.2%
MICROCHIP TECHNOLOGY INC	17	Q1 2020	15.8%

View Castle Creek Arbitrage, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Castle Creek Arbitrage, LLC Q4 2014 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
10X Capital Venture Acquisition Corp. II^{Sold out}	February 13, 2023	0	0.0%
7GC & Co. Holdings Inc.	February 13, 2023	450,000	8.9%
Fortistar Sustainable Solutions Corp.^{Sold out}	February 13, 2023	0	0.0%
KINS Technology Group, Inc.^{Sold out}	February 13, 2023	0	0.0%
Riverview Acquisition Corp.	February 13, 2023	684,332	0.9%
Sarissa Capital Acquisition Corp.^{Sold out}	February 13, 2023	0	0.0%
SEP Acquisition Corp.^{Sold out}	February 13, 2023	0	0.0%
Stratim Cloud Acquisition Corp.^{Sold out}	February 13, 2023	0	0.0%
Tuscan Holdings Corp. II^{Sold out}	February 13, 2023	0	0.0%
ACE Convergence Acquisition Corp.	February 11, 2022	688,810	3.0%

View Castle Creek Arbitrage, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-01-18
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10

View Castle Creek Arbitrage, LLC's complete filings history.

All filings

View complete filings history.

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